Mga Batayang Estadistika
LEI | 549300EHBZ5OM9ND9O43 |
CIK | 1005286 |
SEC Filings
SEC Filings (Chronological Order)
August 18, 2025 |
Exhibit 16.1 August 18, 2025 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on August 12, 2025, to be filed by our former client, Lifecore Biomedical, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours |
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August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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August 12, 2025 |
ex991lfcrpresentation August 2025 2 Important Information Regarding Forward-Looking Statements This presentation includes forward-looking statements regarding future events and our future results that are subject to the safe harbor created under the Private Securities Litigation Reform Act of 1995 and other safe harbors under the Securities Act of 1933 and the Securities Exchange Act of 1934. |
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August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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August 7, 2025 |
As filed with the Securities and Exchange Commission on August 7, 2025 Registration No. |
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August 7, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Subsidiary State of Incorporation Lifecore Biomedical Operating Company, Inc. Delaware Lifecore Biomedical, LLC Minnesota Curation Foods, Inc. Delaware Greenline Logistics, Inc. Ohio Camden Fruit Corp California |
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August 7, 2025 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The following description of the capital stock of Lifecore Biomedical, Inc. (the “Company,” “we,” “us,” and “our”) is not complete and may not contain all the information you should consider before investing in our capital stock. This description is summarized from, and qualified in its entirety by reference to, our certificate of incorporation and our Cert |
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August 7, 2025 |
Exhibit 99.1 Lifecore Biomedical Reports Fourth Quarter and Fiscal Year 2025 Financial Results and Provides Corporate Update - Recorded $128.9 Million in Fiscal 2025 Revenue, Meeting Full-Year Guidance; Maintains Commitment to Mid-Term Outlook - - Nine New Programs Signed with New Customers During Fiscal 2025, Reflecting Growth into Modalities Beyond the Company’s Traditional Area of Strength in O |
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August 7, 2025 |
Exhibit 10.14 LIMITED WAIVER UNDER AND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This LIMITED WAIVER UNDER AND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT, dated as of August 8, 2024 (this “Amendment and Waiver”), is entered into by and among LIFECORE BIOMEDICAL, INC., a Delaware corporation (“Lifecore”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL OPERATING COMP |
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August 7, 2025 |
Amendment to Offer Letter dated March 20, 2024 between Paul Josephs and Lifecore Biomedical, Inc. 3515 Lyman Boulevard Chaska, Minnesota 55318-3051 USA Exhibit 10.39 May 9, 2025 Paul Josephs 17 Grogan Mill San Antonio, TX 78248 RE: Amendment to Offer Letter dated March 20, 2024 between Paul Josephs and Lifecore Biomedical, Inc. (the “Offer Letter”) Dear Paul: This letter sets forth an amendment (“Amendment”) to the Offer Letter that has been mutually agreed between, and duly authorized by, you |
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August 7, 2025 |
Exhibit 10.33 AMENDMENT NO. 2 TO AMENDED AND RESTATED CONTRACT MANUFACTURING AGREEMENT This Amendment No. 2 to Amended and Restated Contract Manufacturing Agreement (the “Second Amendment”), effective as of June 13, 2025 (the “Amendment Effective Date”), is by and between ALCON RESEARCH, LLC (hereinafter referred to as “ALCON ”), and LIFECORE BIOMEDICAL, LLC, a Minnesota entity with its principal |
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August 7, 2025 |
Employment agreement, dated April 12, 2025, by and between the Company and Thomas Salus. EXHIBIT 10.41 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into by and between Lifecore Biomedical, Inc., a Delaware corporation (the “Company”) and Thomas Salus, an individual (the “Executive”), effective as of April 14, 2025 (the “Effective Date”). BACKGROUND WHEREAS, the Executive and the Company wish to enter into this Agreement to set forth the terms an |
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August 7, 2025 |
Exhibit 10.25 LIMITED WAIVER UNDER AND AMENDMENT TO CREDIT AGREEMENT This LIMITED WAIVER UNDER AND AMENDMENT TO CREDIT AGREEMENT, dated as of August 8, 2024 (this “Amendment and Waiver”), is entered into by and among LIFECORE BIOMEDICAL, INC., a Delaware corporation (“Holdings”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL OPERATING COMPANY, INC., a Delaware corp |
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August 7, 2025 |
Lifecore Biomedical, Inc. Insider Trading Policy Exhibit 19.1 LIFECORE BIOMEDICAL, INC. INSIDER TRADING COMPLIANCE POLICY (As of July 15, 2025) Nothing in this Policy is intended to change the employment relationship between or create a contract between Lifecore Biomedical, Inc. and/or any of its subsidiaries or affiliates (“Lifecore” or the “Company”) and any employee. The Company reserves the right to change all matters contained in these poli |
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August 7, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended May 25, 2025, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-27446 LIFECORE |
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August 7, 2025 |
EXHIBIT 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Lifecore Biomedical, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee New |
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July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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April 16, 2025 |
Exhibit 10.1 LIFECORE BIOMEDICAL, INC. FIRST AMENDMENT TO EQUITY INDUCEMENT PLAN Effective Date April 11, 2025 In accordance with Section 14.2 of the Lifecore Biomedical, Inc. Equity Inducement Plan (the “Plan”), Section 5.1 of the Plan is hereby amended as follows as of the Effective Date: 5.1 Available Shares. The aggregate number of Shares reserved for Awards under the Plan shall be equal to 4, |
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April 10, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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April 3, 2025 |
April 2025 2 Important Information Regarding Forward-Looking Statements This presentation includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. |
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April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended February 23, 2025, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 LIFECORE BIOMEDIC |
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April 3, 2025 |
Exhibit 99.1 Lifecore Biomedical Reports Third Quarter Fiscal 2025 Financial Results and Provides Corporate Update - Recorded Revenues of $35.2 Million for Q3 Fiscal 2025 - - Signed Multiple Development Agreements with New and Existing Customers - - Strengthened Balance Sheet through Sale of Excess Capital Equipment, Raising Approximately $17.0 Million - Conference Call Today at 4:30pm ET CHASKA, |
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February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pr |
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January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pr |
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January 17, 2025 |
Press Release issued January 17, 2025 by Lifecore Biomedical, Inc. Exhibit 99.1 Lifecore Biomedical Announces Special Stockholder Meeting Company Seeking to Remove Convertible Preferred Stock Exchange Cap to Permit Potential Conversion of Series A Preferred Stock as Contemplated by the Series A Preferred Stock Terms CHASKA, Minn., January 17, 2025 - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (“Lifecore”), a fully integrated contract development and manufacturing or |
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January 17, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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January 17, 2025 |
Exhibit 99.1 Lifecore Biomedical Announces Special Stockholder Meeting Company Seeking to Remove Convertible Preferred Stock Exchange Cap to Permit Potential Conversion of Series A Preferred Stock as Contemplated by the Series A Preferred Stock Terms CHASKA, Minn., January 17, 2025 - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (“Lifecore”), a fully integrated contract development and manufacturing or |
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January 7, 2025 |
Lifecore Biomedical Further Strengthens Financial Position Through Sale of Excess Capital Equipment for $17 Million Company Believes it is Well Positioned for Mid-Term and Long-Term Growth as Current Capacity Continues to Support up to $300 Million in Annual Revenue CHASKA, Minn. |
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January 7, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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January 2, 2025 |
Exhibit 99.1 Lifecore Biomedical Reports Second Quarter Fiscal 2025 Financial Results and Provides Corporate Update - Recorded Revenues of $32.6 Million for Q2 Fiscal 2025 - - Signed Multiple Development Agreements with New Customers - - Strengthened Balance Sheet with Financing Raising Approximately $24.3 Million, and Favorable Restructuring of Credit Facility with BMO - Conference Call Today at |
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January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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January 2, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended November 24, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 |
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January 2, 2025 |
January 2025 2 Important Information Regarding Forward-Looking Statements This presentation includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. |
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November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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November 26, 2024 |
Lifecore Biomedical Amends and Extends Revolving Credit Facility with BMO November 26, 2024 Three-Year Term Extension Combined with Simplification and Reduction of Interest Rates Helps Further Strengthen Company’s Balance Sheet and Overall Financial Position Builds Upon Other Recent Strategic Financial Activities, including $24. |
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November 26, 2024 |
Exhibit 10.1 LIMITED WAIVER UNDER AND THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This LIMITED WAIVER UNDER AND THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT, dated as of November 26, 2024 (this “Amendment and Waiver”), is entered into by and among LIFECORE BIOMEDICAL, INC., a Delaware corporation (“Lifecore”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL |
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November 26, 2024 |
Exhibit 10.2 LIMITED WAIVER UNDER AND NINTH AMENDMENT TO CREDIT AGREEMENT This LIMITED WAIVER UNDER AND NINTH AMENDMENT TO CREDIT AGREEMENT, dated as of November 26, 2024 (this “Amendment and Waiver”), is entered into by and among LIFECORE BIOMEDICAL, INC., a Delaware corporation (“Holdings”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL OPERATING COMPANY, INC., a |
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November 21, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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November 21, 2024 |
A New Era: Building Momentum for Sustainable Growth Investor Day November 21, 2024 2 Important Information Regarding Forward-Looking Statements This presentation includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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October 23, 2024 |
Lifecore Biomedical, Inc. Up to 6,795,344 Shares of Common Stock PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-282583 Lifecore Biomedical, Inc. Up to 6,795,344 Shares of Common Stock This prospectus relates to the resale by the selling stockholders named herein or their permitted transferees (the “Selling Stockholders”) of up to 6,795,344 shares of our common stock, par value $0.001 per share (the “common stock”), including (i) 5,928,775 issu |
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October 18, 2024 |
Lifecore Biomedical, Inc. 3515 Lyman Boulevard Chaska, MN 55318 October 18, 2024 Lifecore Biomedical, Inc. 3515 Lyman Boulevard Chaska, MN 55318 October 18, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Eranga Dias Re: Lifecore Biomedical, Inc. Registration Statement on Form S-1 File No. 333-282583 To the addressee set forth above: In accordance with Rule 461 of Regulati |
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October 10, 2024 |
As filed with the Securities and Exchange Commission on October 10, 2024 Registration No. |
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October 10, 2024 |
EXHIBIT 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Lifecore Biomedical, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee New |
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October 10, 2024 |
S-8 1 lfrc-formsx8xequityinducem.htm S-8 As filed with the Securities and Exchange Commission on October 10, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 94-3025618 (State or jurisdiction of |
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October 10, 2024 |
Letter Regarding Change in Certifying Accountant – Ernst & Young LLP. Exhibit 16.1 Ernst & Young LLP Tel: +1 612 343 1000 Suite 500 ey.com 700 Nicollet Mall Minneapolis, MN 55402 October 10, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements contained under the caption “Changes in the Registrant’s Independent Registered Public Accounting Firm” in the Registration Statement on Form S-1 to be file |
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October 10, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Lifecore Biomedical, Inc. |
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October 10, 2024 |
Letter Regarding Change in Certifying Accountant – Ernst & Young LLP. Exhibit 16.1 Ernst & Young LLP Tel: +1 612 343 1000 Suite 500 ey.com 700 Nicollet Mall Minneapolis, MN 55402 October 10, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements contained under the caption “Changes in the Registrant’s Independent Registered Public Accounting Firm” in Post-Effective Amendment No. 1 to the Registratio |
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October 10, 2024 |
As filed with the U.S. Securities and Exchange Commission on October 10, 2024 As filed with the U.S. Securities and Exchange Commission on October 10, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lifecore Biomedical, Inc. (Exact name of registrant as specified in its charter) Delaware 2821 94-3025618 (State or other jurisdiction of incorporation or organiza |
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October 10, 2024 |
As filed with the U.S. Securities and Exchange Commission on October 10, 2024 As filed with the U.S. Securities and Exchange Commission on October 10, 2024 Registration No. 333-271176 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lifecore Biomedical, Inc. (Exact name of registrant as specified in its charter) Delaware 2821 94-3025618 (State or other j |
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October 10, 2024 |
EXHIBIT 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Lifecore Biomedical, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee New |
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October 7, 2024 |
SC 13D/A 1 sc13da90905003210072024.htm AMENDMENT NO. 9 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 pe |
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October 4, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended August 25, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 L |
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October 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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October 4, 2024 |
Exhibit 10.1 LIFECORE BIOMEDICAL, INC. STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (“Agreement”) is made as of October 3, 2024 (the “Effective Date”), by and among Lifecore Biomedical, Inc., a Delaware corporation (the “Company”), and each of those persons and entities, severally and not jointly, listed as a Purchaser on the Schedule of Purchasers attached as Exhibit A hereto (the “Sche |
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October 4, 2024 |
Lifecore Biomedical Reports First Quarter of Fiscal 2025 Financial Results and Provides Corporate Update - Recorded Revenues of $24. |
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October 4, 2024 |
Investor Presentation October 2024 2 Important Information Regarding Forward-Looking Statements This presentation contains forward-looking statements regarding future events and future results of Lifecore Biomedical, Inc. |
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September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by 14a-6(e)(2)) ☒ Definitive Pr |
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September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commi |
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September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commi |
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August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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August 29, 2024 |
Lifecore Biomedical Announces Chief Financial Officer Transition August 29, 2024 Experienced CDMO Industry Financial Executive Ryan Lake Appointed CFO CHASKA, Minn. |
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August 29, 2024 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into by and between Lifecore Biomedical, Inc., a Delaware corporation (the “Company”) and Ryan D. Lake, an individual (the “Executive”), effective as of September 3, 2024 (the “Effective Date”). BACKGROUND WHEREAS, the Executive and the Company wish to enter into this Agreement to set forth the terms |
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August 26, 2024 |
Exhibit 21.1 Subsidiaries of the Registrant Subsidiary State of Incorporation Curation Foods, Inc. Delaware Lifecore Biomedical Operating Company, Inc. Delaware |
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August 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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August 26, 2024 |
Exhibit 99.1 Lifecore Biomedical Reports Fourth Quarter and Fiscal Year End 2024 Financial Results and Provides Corporate Update - Recorded Revenues of $128.3 million for Fiscal 2024; Year-Over-Year Increase of 24.2% - - High Value Pipeline Continues to Advance Toward Commercialization - - State-of-the-Art Technology Enhancements to Expand Capacity and New Business Opportunities – Conference Call |
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August 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended May 26, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 000-27446 LIFECORE |
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August 26, 2024 |
Page 1 of 18 Lifecore Biomedical Insider Trading Policy Exhibit 19.1 Lifecore Biomedical Insider Trading Policy Nothing in this Policy is intended to create a contract between Lifecore Biomedical, LLC ("Lifecore" or "the company") and any employee. The Company reserves the right to change all matters contained in these policies at any time and without prior notice. The Company reserves the right t |
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August 21, 2024 |
CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LIFECORE BIOMEDICAL, INC. |
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August 21, 2024 |
Amendment to the Company’s 2019 Stock Incentive Plan. LIFECORE BIOMEDICAL, INC. 2019 STOCK INCENTIVE PLAN AS AMENDED THROUGH MARCH 20, 2024 SECTION 1. INTRODUCTION. 1.1 The Lifecore Biomedical, Inc. (f/k/a Landec Corporation) 2019 Stock Incentive Plan (the “Plan”) will be effective (the “Effective Date”) upon its approval by an affirmative vote of the holders of a majority of the Shares that are present in person or by proxy and entitled to vote at t |
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August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: May 26, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-S |
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August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy |
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August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended August 27, 2023, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 L |
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August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended November 26, 2023, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 |
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August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended February 25, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 |
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July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by 14a-6(e)(2)) ☒ Definitive Pr |
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July 12, 2024 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by 14a-6(e)(2)) ☐ Definitive Pr |
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July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 10) Under the Securities Exchange Act of 1934 LIFECORE BIOMEDICAL, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 514766104 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson O |
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July 1, 2024 |
Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”) is made and entered into as of June 28, 2024 (the “Effective Date”) by and among Lifecore Biomedical, Inc., a Delaware corporation (“Lifecore” or the “Company”), and each of the persons listed on Exhibit A hereto (each, an “Investor” and collectively, the “Investors” or the “Investor Group”). The Company and each of t |
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July 1, 2024 |
SC 13D/A 1 sc13da80905003207012024.htm AMENDMENT NO. 8 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 pe |
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July 1, 2024 |
Exhibit 10.2 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”) is made and entered into as of June 28, 2024 (the “Effective Date”) by and among Lifecore Biomedical, Inc., a Delaware corporation (“Lifecore” or the “Company”), and each of the persons listed on Exhibit A hereto (each, an “Investor” and collectively, the “Investors” or the “Investor Group”). The Company and each of t |
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July 1, 2024 |
Exhibit 10.3 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”) is made and entered into as of June 28, 2024 (the “Effective Date”) by and among Lifecore Biomedical, Inc., a Delaware corporation (“Lifecore” or the “Company”), and each of the persons listed on Exhibit A hereto (each, an “Investor” and collectively, the “Investors” or the “Investor Group”). The Company and each of t |
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July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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July 1, 2024 |
LFCR / Lifecore Biomedical, Inc. / 22NW Fund, LP - AMENDMENT TO FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) ARON R. ENG |
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July 1, 2024 |
Exhibit 99.1 Lifecore Biomedical Announces Cooperation Agreement with 22NW Provides for the Addition of 22NW Nominees Jason Aryeh and Matthew Korenberg, as Well as Humberto Antunes and Paul Johnson, to the Board CHASKA, Minn., July 1, 2024 (GLOBE NEWSWIRE)- Lifecore Biomedical, Inc. (NASDAQ: LFCR) (“Lifecore” or the “Company”), a fully integrated contract development and manufacturing organization |
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June 11, 2024 |
LFCR / Lifecore Biomedical, Inc. / 22NW Fund, LP - AMENDMENT TO FORM SC 13D Activist Investment SC 13D/A 1 lifecoresc13da-061124.htm AMENDMENT TO FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Titl |
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June 7, 2024 |
June 7, 2024 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: Stephany Yang and Kevin Woody Re: Lifecore Biomedical, Inc. Form 10-K for the Fiscal Year Ended May 28, 2023 Filed March 20, 2024 File No. 000-27446 Ladies and Gentlemen: This letter is submitted in response to the comments from the staff of the Securiti |
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June 7, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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May 22, 2024 |
EXHIBIT 10.2 LIFECORE BIOMEDICAL, INC. EQUITY INDUCEMENT PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENT This Performance Stock Unit Agreement (the “Agreement”) is made and entered into as of May 20, 2024 (the “Grant Date”) by and between Lifecore Biomedical, Inc., a Delaware corporation (the “Company”), and Paul Josephs (“you” or the “Participant”) pursuant to the Company’s Equity Inducement Plan (as |
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May 22, 2024 |
EXHIBIT 10.3 PARTICIPATION NOTICE LIFECORE BIOMEDICAL, INC. EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN May 20, 2024 Dear Paul: On March 20, 2024, you and Lifecore Biomedical, Inc. (the “Company”) entered into an offer letter (the “Offer Letter”) relating to your employment as the Company’s President and Chief Executive Officer. This Participation Notice supersedes the terms of the Offer Letter wit |
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May 22, 2024 |
EXHIBIT 10.1 LIFECORE BIOMEDICAL, INC. EQUITY INDUCEMENT PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Agreement (the “Agreement”) is made and entered into as of May 20, 2024 (the “Grant Date”) by and between Lifecore Biomedical, Inc., a Delaware corporation (the “Company”), and Paul Josephs (“you” or the “Participant”) pursuant to the Company’s Equity Inducement Plan (as i |
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May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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May 20, 2024 |
EX-99.2 3 ex99-2.htm POWERS OF ATTORNEY Lifecore Biomedical, Inc. SC 13D/A Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Aaron English and James Stoner, individually, as the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participa |
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May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) ARON R. ENG |
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May 20, 2024 |
JOINT FILING AND SOLICITATION AGREEMENT EX-99.1 2 ex99-1.htm JOINT FILING AGREEMENT Lifecore Biomedical, Inc. SC 13D/A Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Lifecore Biomedical, Inc., a Delaware corporation (the “Company”); WHEREAS, 22NW Fund, LP (“22NW Fund”), 22NW, LP, 22NW Fund GP, LLC, 22NW GP, Inc., Aron English, Bryson O. Hirai-Hadley and |
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May 16, 2024 |
Lifecore Biomedical Completes Incremental Liquidity Initiatives Recent Initiatives Provide Approximately $8 Million of Non-Dilutive, Incremental Liquidity through Various Amendments with Lenders CHASKA, Minn. |
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May 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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May 14, 2024 |
EXECUTION VERSION SEVENTH AMENDMENT TO CREDIT AGREEMENT This SEVENTH AMENDMENT TO CREDIT AGREEMENT, dated as of May 10, 2024 (this “Amendment”), is entered into by and among LIFECORE BIOMEDICAL, INC. |
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May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission f |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission f |
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May 8, 2024 |
Exhibit 10.1 REDACTED INFORMATION MARKED IN [BOLD] HAS BEEN DELETED FROM EXHIBIT [10.X] TO CURRENT REPORT ON FORM 8-K DATED MAY 7, 2024 OF LIFECORE BIOMEDICAL, INC. AND IS REPRESENTED IN EXHIBIT 10.1 BY BRACKETS AND ASTERISKS AS FOLLOWS [* * *]. AMENDMENT NO. 1 TO AMENDED AND RESTATED CONTRACT MANUFACTURING AGREEMENT This Amendment No. 1 to Amended and Restated Contract Manufacturing Agreement (th |
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May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission f |
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April 30, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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April 19, 2024 |
Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report CHASKA, Minn., April 19, 2024 (GLOBE NEWSWIRE) - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (the “Company”) announced today that, on April 15, 2024, the Company received a notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a |
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April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: February 25, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on For |
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April 1, 2024 |
Lifecore Biomedical Provides Business Update Outlining Fiscal 2024 Outlook and Year-to-date Progress Year-to-date Results Consistent with Prior Expectations; Experiencing Fiscal Second Half Lift Provides Fiscal 2024 Full Year Guidance Commercial Momentum Continues within Development Portfolio Capacity Expansion Projects Progressing CHASKA, Minn. |
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April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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April 1, 2024 |
April 2024 Investor Presentation 2 This presentation contains forward-looking statements regarding future events and the future results of Lifecore Biomedical, Inc. |
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March 26, 2024 |
Letter from Ernst & Young LLP to Lifecore Biomedical, Inc., dated March 26, 2024 Ernst & Young LLP Suite 500 700 Nicollet Mall Minneapolis, MN 55402 Tel: +1 612 343 1000 ey. |
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March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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March 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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March 21, 2024 |
Exhibit 99.1 Lifecore Biomedical Concludes Strategic Evaluation Process, Announces Management Succession and Board Changes Appoints Paul Josephs, an executive with 25 years of CDMO experience as CEO, to succeed current CEO James Hall following his retirement Announces changes to its Board of Directors, appoints new Board Chair CHASKA, Minn., March 20, 2024 (GLOBE NEWSWIRE) - Lifecore Biomedical, I |
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March 21, 2024 |
Exhibit 10.3 Separation Agreement and General Release This Separation Agreement and General Release (the “Agreement”) is by and between James G. Hall (“Executive”) and Lifecore Biomedical, Inc. (the “Company”) effective as of the Effective Date (as defined in Section 4 below). In consideration of the mutual promises and covenants contained herein, it is hereby agreed by and between the parties her |
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March 21, 2024 |
Exhibit 10.1 3515 Lyman Blvd Chaska, MN 55318 Date: March 20, 2024 Paul Josephs 17 Grogan Mill San Antonio, TX 78248 Dear Paul, Congratulations! We are very pleased to offer you the position of President and Chief Executive Officer of Lifecore Biomedical, Inc. (“Lifecore” or “Company”). You will report to Lifecore’s board of directors. Your first day of employment will be May 20, 2024 (“Effective |
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March 21, 2024 |
Exhibit 10.2 LIFECORE BIOMEDICAL, INC. EQUITY INDUCEMENT PLAN Effective Date March 20, 2024 SECTION 1. INTRODUCTION. 1.1 The Lifecore Biomedical, Inc. Equity Inducement Plan (the “Plan”) will be effective on the Effective Date. 1.2 The purpose of the Plan is to promote the long-term success of the Company and the creation of stockholder value by attracting Key Service Providers who are expected to |
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March 20, 2024 |
EXECUTION VERSION ACTIVE 275925305v.3 SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of December 22, 2021 (this “Amendment”), is entered into by and among LANDEC CORPORATION, a Delaware corporation (“Landec”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL, INC., a Delaware corporation (collectively with Landec and Curation, |
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March 20, 2024 |
EXECUTION VERSION ACTIVE 266434706v.6 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of April 19, 2021 (this “Amendment”), is entered into by and among LANDEC CORPORATION, a Delaware corporation (“Landec”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL, INC., a Delaware corporation (collectively with Landec and Curation, the |
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March 20, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Subsidiary State of Incorporation Curation Foods, Inc. Delaware Lifecore Biomedical Operating Company, Inc. Delaware |
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March 20, 2024 |
supplementaldeckmarch202 Lifecore Biomedical, Inc March 2024 Supplemental Financial Information FY23 10-K Restatement Summary Exhbit 99. |
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March 20, 2024 |
Exhibit 97.1 Lifecore Biomedical, Inc. Compensation Recoupment Policy I.Introduction The Board of Directors (the “Board”) of Lifecore Biomedical, Inc., a Delaware corporation (the “Company”), has determined that it is in the best interests of the Company and its stockholders to adopt this Compensation Recoupment Policy (this “Policy”) providing for the Company’s recoupment of Recoverable Incentive |
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March 20, 2024 |
EXECUTION VERSION ACTIVE 278258545v.3 THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of February 22, 2022 (this “Amendment”), is entered into by and among LANDEC CORPORATION, a Delaware corporation (“Landec”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL, INC., a Delaware corporation (collectively with Landec and Curation, t |
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March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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March 20, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended May 28, 2023, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 000-27446 LIFECORE |
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March 20, 2024 |
Exhibit 99.1 Lifecore Biomedical Completes Restatements and Files Form 10-K for Fiscal Year 2023 Efforts now aligned toward the completion of its First Quarter Fiscal 2024 Report on Form 10-Q CHASKA, Minn., March 20, 2024 (GLOBE NEWSWIRE) - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (“Lifecore” or the “Company”), a fully integrated contract development and manufacturing organization (“CDMO”), announ |
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February 29, 2024 |
SC 13D/A 1 lifecoresc13da-011124.htm ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per |
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February 29, 2024 |
EX-99.1 2 ex99-1.htm JOINT FILING AGREEMENT Lifecore Biomedical, Inc. SC 13D/A Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par va |
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February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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February 16, 2024 |
Exhibit 99.1 Lifecore Biomedical, Inc. Announces Receipt of Nasdaq Notice of Delisting and Intention to Appeal Notice of Delisting Will Not Immediately Result in the Suspension or Delisting of the Company’s Securities CHASKA, Minn., February 16, 2024 (GLOBE NEWSWIRE) - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (the “Company”) announced today that on February 13, 2024 it received a Staff Delisting D |
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February 9, 2024 |
LNDC / Landec Corp. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* Lifecore Biomedical Inc (Name of Issuer) Common Stock (Title of Class of Securities) 514766104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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January 12, 2024 |
Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report Exhibit 99.1 Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report CHASKA, Minn., January 12, 2024 (GLOBE NEWSWIRE) - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (the “Company”) announced today that it received a notice (“Notice”) on January 10, 2024 from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating that the Company is not in c |
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January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2024 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: November 26, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on For |
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January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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January 5, 2024 |
Alcon Research, LLC 6201 South Freeway Fort Worth, Texas 76134 Alcon Research, LLC – Lifecore Biomedical, Inc. |
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January 5, 2024 |
EXECUTION VERSION LIMITED WAIVER AND SIXTH AMENDMENT TO CREDIT AGREEMENT This LIMITED WAIVER AND SIXTH AMENDMENT TO CREDIT AGREEMENT, dated as of December 31, 2023 (this “Amendment”), is entered into by and among LIFECORE BIOMEDICAL, INC. |
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January 5, 2024 |
1 REDACTED INFORMATION MARKED IN [BOLD] HAS BEEN DELETED FROM EXHIBIT 10.4 TO CURRENT REPORT ON FORM 8-K DATED DECEMBER 31, 2023 OF LIFECORE BIOMEDICAL, INC. AND IS REPRESENTED IN EXHIBIT 10.4 BY BRACKETS AND ASTERISKS AS FOLLOWS [* * *]. AMENDMENT NO. 1 TO AMENDED AND RESTATED SUPPLY AGREEMENT This Amendment No. 1 to Amended and Restated Supply Agreement (the “First Amendment”), effective as of D |
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January 5, 2024 |
Upside #23116 REDACTED INFORMATION MARKED IN [BOLD] HAS BEEN DELETED FROM EXHIBIT 10. |
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January 5, 2024 |
Lifecore Biomedical Expands Relationship with Existing Long-Term Customer Through a Series of Commercial Arrangements Lifecore enters into commercial agreements with Alcon that include new 8-year commercial manufacturing arrangements Lifecore receives amendment and waiver for its term debt facility with Alcon and BMO CHASKA, Minn. |
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January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) CHRISTOPHER |
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November 20, 2023 |
Company Reaches Favorable Resolution Regarding Previously-Disclosed Investigation of Formerly-Held Subsidiary Yucatan Foods U. |
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November 20, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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October 18, 2023 |
Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report Exhibit 99.1 Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report CHASKA, Minn., October 18, 2023 (GLOBE NEWSWIRE) - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (the “Company”) announced today that it received a notice (“Notice”) on October 12, 2023 from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating that the Company is not in c |
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October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: August 27, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form |
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August 31, 2023 |
q4fy23financialpressrele Exhibit 99.1 FOR IMMEDIATE RELEASE Contact Information: Investor Relations Jeff Sonnek (646) 277-1263 [email protected] Lifecore Biomedical Reports Fourth Quarter and Full Fiscal Year 2023 Results CHASKA, MN – August 31, 2023 - Lifecore Biomedical, Inc. (Nasdaq: LFCR) (“Lifecore” or the “Company”), a fully integrated contract development and manufacturing organization |
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August 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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August 22, 2023 |
Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report Exhibit 99.1 Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report Chaska, Minn., August 22, 2023 (GLOBE NEWSWIRE) - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (the “Company”) announced today that it received a notice (“Notice”) on August 17, 2023 from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating that the Company is not in com |
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August 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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August 15, 2023 |
LNDC / Landec Corp. / Cove Street Capital, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* LIFECORE BIOMEDICAL, INC (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) 525 South Douglas Street, Suite 225, El Segundo, CA 90245 (424) 221-5897 (Name, Address and Telephon |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: May 28, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-S |
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June 30, 2023 |
EX-99.1 2 tm2320265d1ex1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Lifecore Biomedical, Inc., and furthe |
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June 30, 2023 |
LNDC / Landec Corp. / Greenhaven Road Investment Management, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LIFECORE BIOMEDICAL, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 514766104 (CUSIP Number) June 21, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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June 28, 2023 |
LNDC / Landec Corp. / 22NW Fund, LP - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) ARON R. ENG |
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June 28, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $0.001 per share, of Lifecore Biomedical, Inc., a Delaware corporation. Thi |
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June 9, 2023 |
Lifecore Biomedical, Inc. Up to 12,667,486 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271176 Prospectus Lifecore Biomedical, Inc. Up to 12,667,486 Shares of Common Stock This prospectus relates to the resale by the selling stockholders named in this prospectus or their permitted transferees (the “Selling Stockholders”) of up to 12,667,486 shares of our common stock, par value $0.001 per share (the “common stock”), including (i) |
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June 7, 2023 |
Lifecore Biomedical, Inc. 3515 Lyman Boulevard Chaska, Minnesota 55318 Lifecore Biomedical, Inc. 3515 Lyman Boulevard Chaska, Minnesota 55318 June 7, 2023 VIA EDGAR AND E-MAIL United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Gregory Herbers Re: Lifecore Biomedical, Inc. Registration Statement on Form S-1 (Registration No. 333-271176) To the addressee set forth above: In accordan |
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June 6, 2023 |
As filed with the U.S. Securities and Exchange Commission on June 6, 2023 As filed with the U.S. Securities and Exchange Commission on June 6, 2023 Registration No. 333-271176 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lifecore Biomedical, Inc. (Exact name of registrant as specified in its charter) Delaware 2821 94-3025618 (State or other jurisdiction of inco |
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June 2, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended February 26, 2023, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 |
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June 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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June 1, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact Information: Investor Relations Jeff Sonnek (646) 277-1263 [email protected] Lifecore Biomedical Reports Third Quarter Fiscal Year 2023 Results Going concern qualification is removed as a result of the $150 million new financing transaction announced last week CHASKA, MN – June 1, 2023 - Lifecore Biomedical, Inc. (“Lifecore” or the “Company”), a full |
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May 23, 2023 |
EXHIBIT 10.6 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [* * *] INDICATES THAT INFORMATION HAS BEEN REDACTED AMENDED AND RESTATED SUPPLY AGREEMENT THIS AMENDED AND RESTATED SUPPLY AGREEMENT (the “Agreement”), effective as of the 3rd day of May, 2023 (the “Effective Date”), |
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May 23, 2023 |
Exhibit 10.3 EXECUTION VERSION LIMITED WAIVER, CONSENT AND FIFTH AMENDMENT TO CREDIT AGREEMENT This LIMITED WAIVER, CONSENT AND FIFTH AMENDMENT TO CREDIT AGREEMENT, dated as of May 22, 2023 (this “Amendment”), is entered into by and among LIFECORE BIOMEDICAL, INC., a Delaware corporation (“Holdings”), CURATION FOODS, INC., a Delaware corporation (“Curation”), LIFECORE BIOMEDICAL OPERATING COMPANY, |
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May 23, 2023 |
Exhibit 10.4 EXECUTION COPY EQUIPMENT SALE AND LEASEBACK AGREEMENT This EQUIPMENT SALE AND LEASEBACK AGREEMENT (as the same may from time to time be amended, restated, or otherwise modified, this “Agreement”), dated and effective as of May 22, 2023 (the “Effective Date”), is entered into between Lifecore Biomedical, Inc., a Delaware corporation (“Seller”), and Alcon Research, LLC, a Delaware limit |
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May 23, 2023 |
Exhibit 10.1 Execution Version CREDIT AND GUARANTY AGREEMENT dated as of May 22, 2023, by and among LIFECORE BIOMEDICAL, INC. (F/K/A LANDEC CORPORATION), CURATION FOODS, INC., LIFECORE BIOMEDICAL OPERATING COMPANY, INC. (F/K/A LIFECORE BIOMEDICAL, INC.), as Borrowers, and certain of its Affiliates party hereto from time to time, as guarantors, the other Credit Parties party hereto from time to tim |
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May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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May 23, 2023 |
Exhibit 99.1 Lifecore Biomedical Enters into $150.0 Million in New Financing, Repays its Outstanding Term Loans and Signs New Supply Agreement to Expand HA Fermentation Capacity with Existing Long-Term Customer New $150 million credit arrangements include six-year credit agreement and equipment sale and leaseback to replace existing term loan CHASKA, Minn., May 22, 2023 (GLOBE NEWSWIRE) – Lifecore |
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May 23, 2023 |
Exhibit 10.5 EXECUTION COPY EQUIPMENT LEASE AGREEMENT This EQUIPMENT LEASE AGREEMENT dated as of May 22, 2023 (the “Effective Date”) (as the same may from time to time be amended, restated or otherwise modified this “Lease”) is made by and between ALCON RESEARCH, LLC, a Delaware limited liability company (the “Lessor”), and LIFECORE BIOMEDICAL, INC., a Delaware corporation (the “Lessee”). WHEREAS, |
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May 23, 2023 |
Exhibit 10.2 Execution Version PLEDGE AND SECURITY AGREEMENT dated as of May 22, 2023 by and among EACH OF THE GRANTORS PARTY HERETO and ALCON RESEARCH, LLC, as Collateral Agent TABLE OF CONTENTS Page SECTION 1. DEFINITIONS. 1 1.1 General Definitions. 1 1.2 Definitions; Interpretation. 6 SECTION 2. GRANT OF SECURITY. 7 2.1 Grant of Security. 7 2.2 Certain Limited Exclusions. 7 SECTION 3. SECURITY |
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May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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May 2, 2023 |
EXHIBIT 10.1 Amendment dated April 27, 2023 to the Lifecore Biomedical, Inc. (f/k/a Landec Corporation) Executive Change in Control Severance Plan Effective April 27, 2023, Section 13.3 of the Plan was amended and restated in its entirety to read: 13.3 Termination and Amendment of Plan. The Administrator has the right to amend, suspend, or terminate the Plan at any time, subject to the terms of th |
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April 14, 2023 |
Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report Exhibit 99.1 Lifecore Biomedical, Inc. Receives Notice from Nasdaq Regarding Delayed Quarterly Report Chaska, Minn., April 14, 2023 (GLOBE NEWSWIRE) - Lifecore Biomedical, Inc. (NASDAQ: LFCR) (the “Company”) announced today that it received a notice (“Notice”) on April 13, 2023 from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating that the Company is not in compl |
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April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: February 26, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on For |
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April 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission |
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April 6, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Lifecore Biomedical, Inc. |
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April 6, 2023 |
to the initial filing of this registration statement S-1 1 lfcr-resalesx1.htm S-1 As filed with the U.S. Securities and Exchange Commission on April 6, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lifecore Biomedical, Inc. (Exact name of registrant as specified in its charter) Delaware 2821 94-3025618 (State or other jurisdiction of |
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April 6, 2023 |
Calculation of Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Lifecore Biomedical, Inc. |
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April 6, 2023 |
ooliveoilpressrelease Exhibit 99.1 Lifecore Biomedical Announces Sale of Curation Foods’ O Olive Oil and Vinegar® Business Chaska, MN – April 6, 2023 - Lifecore Biomedical, Inc. (“Lifecore” or the “Company”), a fully integrated contract development and manufacturing organization (“CDMO”), today announced that it has completed the sale of all of its Curation Foods’ assets related to the O Olive Oil |
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April 6, 2023 |
As filed with the Securities and Exchange Commission on April 6, 2023. As filed with the Securities and Exchange Commission on April 6, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lifecore Biomedical, Inc. (Exact name of registrant as specified in its charter) Delaware 94-3025618 (State or other jurisdiction of incorporation or organization) (I.R.S |
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March 27, 2023 |
UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION On February 7, 2023 (the “Closing Date”), Lifecore Biomedical, Inc. (the “Company” or “Lifecore”) completed the sale of all the Company’s avocado products business (the “Business”), including its Yucatan® and Cabo Fresh® brands, as well as the associated manufacturing facility and operations in Guanajuato, Mexico, through the acqu |
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March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of inc |
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March 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended May 29, 2022, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: |
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March 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended August 28, 2022, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file |
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March 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended November 27, 2022, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 |
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March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissio |
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March 16, 2023 |
LNDC / Landec Corp. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 9) Under the Securities Exchange Act of 1934 LIFECORE BIOMEDICAL, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 514766104 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Ob |
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March 16, 2023 |
strategicalternativespr Exhibit 99.2 Lifecore Biomedical Announces Intent to Explore Strategic Alternatives CHASKA, MN – March 16, 2022 – Lifecore Biomedical, Inc. (“Lifecore” or the “Company”), a fully integrated contract development and manufacturing organization (“CDMO”), today announced that the Board of Directors of the Company (the “Board”) intends to initiate a process to evaluate the Compa |
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March 16, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact Information: Investor Relations Jeff Sonnek (646) 277-1263 [email protected] Lifecore Biomedical Reports Second Quarter Fiscal Year 2023 Results Company Announces Intention to Explore Strategic Alternatives Signs Term Sheet with Key Customer to Materially Expand Commercial Relationship Expands Development Pipeline from 24 to 25 Active Projects as of |
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March 7, 2023 |
LNDC / Landec Corp. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 8) Under the Securities Exchange Act of 1934 LIFECORE BIOMEDICAL, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 514766104 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Ob |
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March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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February 14, 2023 |
LNDC / Landec Corporation / ISZO CAPITAL LP Passive Investment SC 13G/A 1 lifecore13ga1-021423.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 514766104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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February 10, 2023 |
LNDC / Landec Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* Lifecore Biomedical Inc (Name of Issuer) Common Stock (Title of Class of Securities) 514766104 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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February 7, 2023 |
Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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February 7, 2023 |
SECURITIES PURCHASE AGREEMENT BY AND AMONG YUCATAN ACQUISITION HOLDINGS LLC, AS THE BUYER, YUCATAN FOODS, LLC, CAMDEN FRUIT CORP. |
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February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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January 12, 2023 |
LNDC / Landec Corporation / WYNNEFIELD PARTNERS SMALL CAP VALUE LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7) Under the Securities Exchange Act of 1934 LIFECORE BIOMEDICAL, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 514766104 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Ob |
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January 12, 2023 |
LNDC / Landec Corporation / Cove Street Capital, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* LIFECORE BIOMEDICAL, INC (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) 525 South Douglas Street, Suite 225, El Segundo, CA 90245 (424) 221-5897 (Name, Address and Telephone N |
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January 11, 2023 |
Lifecore Biomedical Receives Notice from Nasdaq Regarding Delayed Quarterly Report January 11, 2023 CHASKA, Minn. |
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January 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commiss |
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January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) CHRISTOPHER |
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January 10, 2023 |
exhibit103-termloanamend Execution Version LIMITED WAIVER AND FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This LIMITED WAIVER AND FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT, dated as of January 9, 2023 (this “Amendment”), is entered into by and among LIFECORE BIOMEDICAL, INC. |
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January 10, 2023 |
a991 Lifecore Biomedical Raises Capital with Private Placement of Convertible Preferred Stock; Amends Credit Facilities $38. |
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January 10, 2023 |
EX-99.3 2 ex993to13d1068001401102023.htm Exhibit 99.3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $0.001 per share, of Lifecore Biom |
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January 10, 2023 |
EX-10.4 6 exhibit104-revolvingloan.htm EX-10.4 EXECUTION VERSION LIMITED WAIVER AND FOURTH AMENDMENT TO CREDIT AGREEMENT This LIMITED WAIVER AND FOURTH AMENDMENT TO CREDIT AGREEMENT, dated as of January 9, 2023 (this “Amendment”), is entered into by and among LIFECORE BIOMEDICAL, INC. (f/k/a Landec Corporation), a Delaware corporation (“Holdings”), CURATION FOODS, INC., a Delaware corporation (“Cu |
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January 10, 2023 |
EX-10.2 4 a102.htm EX-10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 9, 2023, by and among Lifecore Biomedical, Inc. (f/k/a Landec Corporation), a Delaware corporation with its principal executive offices located at 3515 Lyman Boulevard, Chaska, Minnesota 55318 (the “Company”), and the investors (each, a “Buyer” and collectively, the “Buyer |
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January 10, 2023 |
LNDC / Landec Corporation / 22NW Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Lifecore Biomedical, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) Aron R. Engl |
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January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2023 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commissi |
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January 10, 2023 |
a31 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A CONVERTIBLE PREFERRED STOCK OF LIFECORE BIOMEDICAL, INC. |
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January 10, 2023 |
SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of January 9, 2023, is by and among Lifecore Biomedical, Inc. |
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January 9, 2023 |
NT 10-Q 1 lifecore-form12bx25lwcomme.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: November 27, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition |
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December 2, 2022 |
LNDC / Landec Corporation / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6) Under the Securities Exchange Act of 1934 LIFECORE BIOMEDICAL, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 514766104 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Ob |
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November 25, 2022 |
LIFECORE BIOMEDICAL, INC. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (?Agreement?) is made as of November 25, 2022 (the ?Effective Date?), by and among Lifecore Biomedical, Inc., a Delaware corporation (the ?Company?), and each of those persons and entities, severally and not jointly, listed as a Purchaser on the Schedule of Purchasers attached as Exhibit A hereto (the ?Sched |
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November 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2022 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 LIFECORE BIOMEDICAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commis |
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November 16, 2022 |
Exhibit 3.2 AMENDMENT NO. 4 TO BY-LAWS OF LANDEC CORPORATION The title of the By-Laws of Landec Corporation shall be amended and restated to read in its entirety as follows: ?AMENDED AND RESTATED BYLAWS OF LIFECORE BIOMEDICAL, INC. (THE ?CORPORATION?) (formerly known as Landec Corporation)? |
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November 16, 2022 |
Exhibit 99.1 Lifecore Biomedical Announces Completion of Corporate Name Change Common stock expected to begin trading tomorrow under new Nasdaq ticker symbol ?LFCR? Lifecore global headquarters relocated to Chaska, MN Launches new investor relations website: ir.lifecore.com CHASKA, MN ? November 14, 2022 ? Lifecore Biomedical, Inc. (?Lifecore? or the ?Company?), a fully integrated contract develop |
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November 16, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LANDEC CORPORATION Landec Corporation (hereinafter called the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?General Corporation Law?), DOES HEREBY CERTIFY: FIRST: That the present name of the Corporation is Landec Corporation and that this |
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November 7, 2022 |
AMENDMENT TO THE LANDEC CORPORATION 2019 STOCK INCENTIVE PLAN THIS AMENDMENT TO THE LANDEC CORPORATION 2019 STOCK INCENTIVE PLAN (this ?Amendment?), effective as of November 1, 2022, is made and adopted by Landec Corporation, a Delaware corporation (the ?Company?). |
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November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 LANDEC CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission fil |
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October 7, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended August 28, 2022, or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 L |
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October 6, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2022 LANDEC CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission file |
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October 6, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact Information: Investor Relations Jeff Sonnek (646) 277-1263 [email protected] Landec Corporation Reports First Quarter Fiscal Year 2023 Results Lifecore segment revenues increased 8.0% to $23.7 million in fiscal 2023 first quarter versus the prior year period Lifecore segment EBITDA increased 8.1% to $2.5 million in fiscal 2023 first quarter versus th |
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September 19, 2022 |
DEF 14A 1 proxyfy22.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted |
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September 14, 2022 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The following description of the capital stock of Landec Corporation (the ?Company,? ?we,? ?us,? and ?our?) is not complete and may not contain all the information you should consider before investing in our capital stock. This description is summarized from, and qualified in its entirety by reference to, our certificate of incorporation, which has been pub |
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September 14, 2022 |
Exhibit 21.1 Subsidiaries of the Registrant Subsidiary State of Incorporation Curation Foods, Inc. Delaware Lifecore Biomedical, Inc. Delaware |
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September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 LANDEC CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission f |
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September 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended May 29, 2022, or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 000-27446 LANDEC CO |
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September 12, 2022 |
LNDC / Landec Corporation / 22NW Fund, LP - THE SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Landec Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 514766104 (CUSIP Number) August |
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September 12, 2022 |
Exhibit 99.1 Joint Filing Agreement The undersigned hereby agree that the Statement on Schedule 13G dated September 12, 2022 with respect to the Common Stock, $0.001 par value per share, of Landec Corporation, and any amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k)( |
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September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 LANDEC CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission fi |
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September 9, 2022 |
Landec Corp. Receives Notice from Nasdaq Regarding Delayed Annual Report Exhibit 99.1 Landec Corp. Receives Notice from Nasdaq Regarding Delayed Annual Report Santa Maria, Calif., September 9, 2022 (GLOBE NEWSWIRE) - Landec Corp. (NASDAQ: LNDC) (the ?Company?) announced today that it received a notice (?Notice?) on September 2, 2022 from the Listing Qualifications Department of The Nasdaq Stock Market (?Nasdaq?) stating that the Company is not in compliance with Nasdaq |
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August 15, 2022 |
NT 10-K 1 lndc-nt10xklwdraft13401463.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: May 29, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Repo |
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August 10, 2022 |
CONFIDENTIAL 1 Lifecore Biomedical Investor Presentation August 2022 Progress made www. |
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August 10, 2022 |
EX-10.1 2 landec-xbollesxtransitiona.htm EX-10.1 Exhibit 10.1 TRANSITION AND SEPARATION AGREEMENT This Transition and Separation Agreement (the “Agreement”) is entered into by and between Albert D. Bolles, Ph.D. (“Executive”) and Landec Corporation, a Delaware corporation (the “Company”), effective as of August 10, 2022 (the “Effective Date”). 1. Transition; Separation of Employment. (a) Effective |
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August 10, 2022 |
EX-99.2 4 ex992pr.htm EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE Contact Information: Investor Relations Jeff Sonnek (646) 277-1263 [email protected] Landec Corporation Announces Intention to Become Lifecore Biomedical Landec expected to rename and rebrand to Lifecore Biomedical and update Nasdaq ticker symbol Names new CEO Announces future changes to its Board of Directors SANTA MARIA, CA & |
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August 10, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact Information: Investor Relations Jeff Sonnek (646) 277-1263 [email protected] Landec Corporation Reports Fourth Quarter and Full Fiscal Year 2022 Results Recently announced intent to rename and rebrand to Lifecore Biomedical, along with leadership and Board changes Lifecore segment revenues increased 6.9% to $27.6 million in fiscal fourth quarter, and |
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August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 LANDEC CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission file |
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June 2, 2022 |
Landec Corporation Announces Sale of Curation Foods? BreatheWay? Business for $3.2 Million in Cash BreatheWay divestment represents another step towards creating a CDMO-focused company aligned with attractive growth categories and end markets SANTA MARIA, CA ? June 2, 2022 - Landec Corporation (Nasdaq: LNDC) (?Landec? or the ?Company?), a diversified health and wellness company focused on its grow |
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June 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 LANDEC CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-27446 94-3025618 (State or other jurisdiction of incorporation) (Commission file nu |
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April 7, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended February 27, 2022, or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period for to . Commission file number: 000-27446 |
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April 5, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact Information: Investor Relations Jeff Sonnek (646) 277-1263 [email protected] Landec Corporation Reports Third Quarter Fiscal Year 2022 Results Lifecore segment revenues increased 27.9% in fiscal third quarter, as compared to prior year period Reiterates fiscal 2022 full year guidance SANTA MARIA, CA ? April 5, 2022 - Landec Corporation (Nasdaq: LNDC) |