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| CIK | 1547635 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Madison County Financial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| December 29, 2015 |
Madison County Financial FORM 15_MADISON 122915 form15-madison122915.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35679 Madison County Financial, Inc. (Exact name of |
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| December 17, 2015 |
Madison County Financial S8 POS-EQUITY PLAN MADISON121615 s8pos-equityplanmadison1216.htm Registration No. 333-192983 As filed with the Securities and Exchange Commission on December 16, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Madison County Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland |
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| December 16, 2015 |
Madison County Financial S-8 POS-401 MADISON COUNTY 121615 Registration No. 333-184438 As filed with the Securities and Exchange Commission on December 16, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Madison County Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 46-0658311 (State or Other Juris |
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| December 15, 2015 |
Madison County Financial MADISON COUNTY FINANCIAL, INC. FORM 8-K (Current Report/Significant Event) madison8kdec14-15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2015 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland (State or other jurisdiction of incorporation or |
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| December 15, 2015 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2015 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File N |
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| December 15, 2015 |
Madison County Financial, Inc. Announces Deregistration with Securities and Exchange Commission madisonexb99.htm FOR IMMEDIATE RELEASE: Date: December 14, 2015 Contact: David J. Warnemunde President and Chief Executive Officer (402) 454-6511 Madison County Financial, Inc. Announces Deregistration with Securities and Exchange Commission Madison, Nebraska, December 14, 2015. Madison County Financial, Inc. (the ?Company?), (OTC Pink: MCBK) announced today that its board of directors approved th |
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| December 11, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)1 Madison County Financial, Inc. (Name of Issuer) Common Stock - $0.01 Par Value (Title of Class of Securities) 556777 100 (CUSIP Number) 111 West Third Street Madison, |
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| November 12, 2015 |
Madison County Financial FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINAN |
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| October 29, 2015 |
Madison County Financial FORM25_MADISONCOUNTY-102915 form25madisoncounty-102915.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35679 Madison County Financial, Inc. NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security i |
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| October 20, 2015 |
Madison County Financial FORM 8-K (Current Report/Significant Event) form8k101915.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2015 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (C |
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| October 20, 2015 |
Madison County Financial, Inc. Announces Voluntary Delisting from The Nasdaq Stock Market ex99101915.htm PRESS RELEASE FOR IMMEDIATE RELEASE Contact: Jeff Warnemunde President and Chief Executive Officer (402) 454-6511 Madison County Financial, Inc. Announces Voluntary Delisting from The Nasdaq Stock Market Madison, Nebraska, October 19, 2015. Madison County Financial, Inc. (the ?Company?) (Nasdaq: MCBK), the holding company of Madison County Bank (the ?Bank?), a federally chartered sa |
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| October 13, 2015 |
Madison County Financial FORM8K_MADISON-101315 (Current Report/Significant Event) form8kmadison-101315.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2015 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification |
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| August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINANCIAL, |
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| June 9, 2015 |
Madison County Financial MADISON COUNTY FINANCIAL FORM 11-K 2014 sch11-k2014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED, EFFECTIVE OCTOBER 7, 1996]. For the fiscal year ended December 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) |
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| June 5, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. )1 Madison County Financial, Inc. (Name of Issuer) Common Stock - $0.01 Par Value (Title of Class of Securities) 556777 100 (CUSIP Number) 111 West Third Street Madison, N |
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| May 19, 2015 |
Madison County Financial FORM8K_MADISON_051915 (Current Report/Significant Event) form8kmadison-051915.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2015 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No. |
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| May 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 t8227910q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001 |
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| May 13, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2015 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File No.) ( |
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| May 13, 2015 |
form8kexh21-051315.htm Execution Version AGREEMENT AND PLAN OF MERGER By and Between MADISON COUNTY FINANCIAL, INC. And WINSIDE BANCSHARES, INCORPORATED Dated as of May 12, 2015 TABLE OF CONTENTS ARTICLE I CERTAIN DEFINITIONS 2 Section 1.01 Definitions 2 ARTICLE II THE MERGERS AND RELATED MATTERS 8 Section 2.01 Effects of Merger; Surviving Entities. 8 Section 2.02 Effect on Outstanding Shares of M |
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| May 13, 2015 |
form8kexh22-051315.htm STOCK PURCHASE AGREEMENT BY AND BETWEEN MADISON COUNTY FINANCIAL, INC. MADISON COUNTY BANK AND WARNEMUNDE INSURANCE & REAL ESTATE AGENCY, INC. DAVID D. WARNEMUNDE NANCY WARNEMUNDE TABLE OF CONTENTS ARTICLE I ? The Sale of Shares and Structure of Acquisition 1 1.1 Sale and Exchange of Shares 1 1.2 Transfer of Shares and Procedure for Exchanging Agency Shares 2 1.3 Closing and |
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| April 24, 2015 |
Madison County Financial FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2015 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commis |
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| April 17, 2015 |
Madison County Financial SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| March 27, 2015 |
Exhibit 32.1 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 David J. Warnemunde, President and Chief Executive Officer and Brenda L. Borchers, Chief Financial Officer of Madison County Financial, Inc. (the ?Company?) each certify in their capacity as officers of the Company that they have reviewed the Annual Report of the Comp |
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| March 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal ended December 31, 2014. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-35679 MADISON COUNTY FINANCIAL, I |
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| March 27, 2015 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Ownership State of Incorporation Madison County Bank 100% Federal SUBSIDIARIES OF MADISON COUNTY BANK Subsidiary Ownership State of Incorporation Bush and Roe Financial, Inc. 100% Nebraska |
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| January 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 2)* Madison County Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 556777 100 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| November 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINAN |
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| August 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINANCIAL, |
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| June 20, 2014 |
EX-10.1 2 exhibit101.htm EXHIBIT 10.1 THIRD AMENDMENT TO SALARY DISCONTINUATION AGREEMENT EXHIBIT 10.1 THIRD AMENDMENT TO THE MADISON COUNTY BANK SALARY CONTINUATION AGREEMENT DATED MAY 15, 2007 FOR DAVID J. WARNEMUNDE THIS THIRD AMENDMENT is adopted this 16th day of June, 2014, by and between Madison County Bank, a nationally-chartered savings association located in Madison, Nebraska (the “Compan |
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| June 20, 2014 |
EXHIBIT 10.3 THIRD AMENDMENT TO THE MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT DATED JULY 27, 2005 FOR DANIEL L. TUNINK THIS THIRD AMENDMENT is adopted this 16th day of June, 2014, by and between Madison County Bank, a nationally-chartered savings association located in Madison, Nebraska (the “Bank”), and Daniel L. Tunink (the “Director”). The Bank and the Director executed the Director D |
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| June 20, 2014 |
MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT EX-10.2 3 exhibit102.htm EXHIBIT 10.2 DIRECTOR DEFERRED FEE AGREEMENT EXHIBIT 10.2 MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT THIS DIRECTOR DEFERRED FEE AGREEMENT (“Agreement”) is made and entered into this 16th day of June, 2014, between MADISON COUNTY BANK (“Bank”), a nationally-chartered savings association located in Madison, Nebraska, and JAMES BECKER (“Director”). Article 1 Definiti |
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| June 20, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ———————————————— FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2014 MADISON COUNTY FINANCIAL, INC. (Exact name of Registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 001-35679 (Commission Fi |
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| June 6, 2014 |
- FORM 11-K MADISON COUNTY FINANCIAL 2013 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED, EFFECTIVE OCTOBER 7, 1996]. For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE AC |
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| May 23, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2014 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File No.) ( |
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| May 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINANCIAL |
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| April 23, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 form8kdiv-042314.htm FORM 8-K FOR DIVIDENDS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2014 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Juri |
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| April 18, 2014 |
DEF 14A 1 t78957def14a.htm SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240.14a-11(c) or §240.14a-12 |
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| March 28, 2014 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Ownership State of Incorporation Madison County Bank 100% Federal SUBSIDIARIES OF MADISON COUNTY BANK Subsidiary Ownership State of Incorporation Bush and Roe Financial, Inc. 100% Nebraska |
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| March 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal ended December 31, 2013. OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-35679 MADISON COUNTY FINANCIAL, I |
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| February 27, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2014 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Of Incorporation) (Commi |
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| February 19, 2014 |
EX-10.2 3 exh102020314.htm EMPLOYEE STOCK OPTION NONQUALIFIED Stock Option Granted by MADISON COUNTY FINANCIAL, INC. under the MADISON COUNTY FINANCIAL, INC. 2013 EQUITY INCENTIVE PLAN This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2013 Equity Incentive Plan (the “Plan”) of Madison County Financial, Inc. (the “Company”) which |
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| February 19, 2014 |
Restricted Stock Award Granted by MADISON COUNTY FINANCIAL, INC. under the MADISON COUNTY FINANCIAL, INC. 2013 EQUITY INCENTIVE PLAN This restricted stock agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2013 Equity Incentive Plan (the “Plan”) of Madison County Financial, Inc. (the “Company”) which are incorporated herein by refer |
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| February 19, 2014 |
EX-10.5 6 exh105020314.htm DIRECTOR RESTRICTED STOCK AWARD Restricted Stock Award Granted by MADISON COUNTY FINANCIAL, INC. under the MADISON COUNTY FINANCIAL, INC. 2013 EQUITY INCENTIVE PLAN This restricted stock agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2013 Equity Incentive Plan (the “Plan”) of Madison County Financial, |
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| February 19, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2014 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction of Incorporation) (Commission File No.) |
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| February 19, 2014 |
EX-10.1 2 exh101020314.htm EMPLOYEE STOCK OPTION INCENTIVE Stock Option Granted by MADISON COUNTY FINANCIAL, INC. under the MADISON COUNTY FINANCIAL, INC. 2013 EQUITY INCENTIVE PLAN This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2013 Equity Incentive Plan (the “Plan”) of Madison County Financial, Inc. (the “Company”) which are |
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| February 19, 2014 |
Stock Option Granted by MADISON COUNTY FINANCIAL, INC. under the MADISON COUNTY FINANCIAL, INC. 2013 EQUITY INCENTIVE PLAN This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2013 Equity Incentive Plan (the “Plan”) of Madison County Financial, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, s |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Madison County Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 556777100 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| January 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 1)* Madison County Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 556777 100 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| December 20, 2013 |
- FORM S-8 MADISON COUNTY FINANCIAL 12-20-13 Registration No. 333- As filed with the Securities and Exchange Commission on December 20, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDERTHE SECURITIES ACT OF 1933 Madison County Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 46-0658311 (State or Other Jurisdiction of Organization) I.R.S. Employer |
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| November 14, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2013 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File N |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINAN |
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| October 4, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| September 17, 2013 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2013 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File |
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| August 27, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2013 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File No. |
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| August 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINANCIAL, |
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| May 31, 2013 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2013 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File No.) ( |
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| May 23, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED, EFFECTIVE OCTOBER 7, 1996]. For the fiscal year ended December 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE AC |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 MADISON COUNTY FINANCIAL |
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| April 19, 2013 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2013 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File No.) |
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| April 17, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| March 28, 2013 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made effective as of September 1, 2011 (the “Effective Date”), by and between Madison County Bank (the “Bank”) and Daniel A. Fullner (“Executive”). WHEREAS, the Bank wishes to assure itself of the continued services of Executive for the period provided in this Agreement; and WHEREAS, in order to induce Executive to re |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal ended December 31, 2012. OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-35679 MADISON COUNTY FINANCIAL, I |
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| March 28, 2013 |
EX-21 4 ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Ownership State of Incorporation Madison County Bank 100% Federal SUBSIDIARIES OF MADISON COUNTY BANK Subsidiary Ownership State of Incorporation Bush and Roe Financial, Inc. 100% Nebraska |
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| March 28, 2013 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made effective as of September 1, 2011 (the ?Effective Date?), by and between Madison County Bank (the ?Bank?) and David J. Warnemunde (?Executive?). WHEREAS, the Bank wishes to assure itself of the continued services of Executive for the period provided in this Agreement; and WHEREAS, in order to induce Executive to |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Madison County Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 556777100 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 11, 2013 |
MCBK / Madison County Financial, Inc. / Madison County Financial, Inc. - FORM 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment )* Madison County Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 556777 100 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate t |
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| November 14, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 Madison County Financial, Inc. (Ex |
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| October 26, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2012 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Of Incorporation) (Commis |
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| October 19, 2012 |
As filed with the Securities and Exchange Commission on October 19, 2012 Registration No. |
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| October 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35679 Madis |
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| October 16, 2012 |
Registration No. 333- As filed with the Securities and Exchange Commission on October 16, 2012 UNITED STATESSECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDERTHE SECURITIES ACT OF 1933 Madison County Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 46-0658311 (State or Other Jurisdiction of Incorporation or Organization) ( |
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| October 3, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K CLOSING OF OFFERING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2012 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35679 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File No. |
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| October 3, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Madison County Financial, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland 46-0658311 (State of incorporation or organization) (I.R.S. Employer Identification No.) 111 West Third Street Madis |
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| September 25, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K ANTICIPATED CLOSING OFFERING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2012 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 333-181070 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File |
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| September 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 333-181070 Madison County Financial |
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| September 14, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FOR COMMUNITY OFFERING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2012 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 333-181070 46-0658311 (State or Other Jurisdiction Identification No.) (Commission File |
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| August 21, 2012 |
Filed Pursuant to Rule 424(b)(3) Registration Number 333-181070 Prospectus Supplement Interests in MADISON COUNTY BANK 401(k) PROFIT SHARING PLAN Offering of Participation Interests in up to 303,306 Shares of MADISON COUNTY FINANCIAL, INC. |
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| August 20, 2012 |
Filed Pursuant to Rule 424(b)(3) Registration Number 333-181070 PROSPECTUS Madison County Financial, Inc. |
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| August 16, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2012 MADISON COUNTY FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Maryland 333-181070 46-0658311 (State or Other Jurisdiction Identification No.) (Comm |
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| August 16, 2012 |
EXHIBIT 1.1 MADISON COUNTY FINANCIAL, INC. up to 4,140,000 Shares (subject to increase up to 4,761,000 shares) COMMON SHARES ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT August 10, 2012 Keefe, Bruyette & Woods, Inc. 10 South Wacker Drive Investment Banking Suite 3400 Chicago, Illinois 60606 Ladies and Gentlemen: Madison County Financial, Inc. (the “Holding Company”) a new |
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| August 8, 2012 |
[LETTERHEAD OF KEEFE, BRUYETTE & WOODS, INC.] August 8, 2012 Via Facsimile and Edgar (202) 772-9216 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Madison County Financial, Inc. Registration Statement on Form S-1 (Registration Number 333-181070) Request for Acceleration of Effectiveness Ladies and Gentlemen: In accordance with Rule 461 of Regulation C promulgated |
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| August 8, 2012 |
MADISON COUNTY FINANCIAL, INC. 111 West Third Street Madison, Nebraska 68748 August 8, 2012 Via Facsimile and Edgar (202) 772-9216 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Madison County Financial, Inc. Registration Statement on Form S-1 (Registration Number 333-181070) Request for Acceleration of Effectiveness Ladies and Gentlemen: Madison County Financial, |
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| August 6, 2012 |
Exhibit 99.5 BANK LOGO Dear Friend: We are pleased to announce that Madison County Holding Company, MHC is converting from the mutual holding company to the stock holding company form of organization, subject to approval by the members of Madison County Holding Company, MHC (the depositors of Madison County Bank) at a Special Meeting of Members to be held for that purpose. Following the conversion |
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| August 6, 2012 |
As filed with the Securities and Exchange Commission on August 6 , 2012 Registration No. |
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| August 6, 2012 |
Exhibit 99.6 SEND OVERNIGHT PACKAGES TO: HOLDING COMPANY LOGO Keefe, Bruyette & Woods, Inc. Madison County Financial, Inc. Processing Center 10 S Wacker Drive, Suite 3400 Chicago, IL 60606 (877) 860-2086 Stock Order and Certification Form Deadline: The Subscription Offering will expire at 12:00 noon, Central Time, on . Your original Stock Order and Certification Form, properly executed and with th |
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| August 6, 2012 |
Exhibit 99.3.1 PRO FORMA VALUATION UPDATE REPORT MADISON COUNTY FINANCIAL, INC. Madison, Nebraska PROPOSED HOLDING COMPANY FOR: MADISON COUNTY BANK Madison, Nebraska Dated As Of: July 20, 2012 Prepared By: RP® Financial, LC. 1100 North Glebe Road Suite 600 Arlington, Virginia 22201 July 20, 2012 Boards of Directors Madison County Holding Company, MHC Madison County Financial Corporation Madison Co |
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| August 6, 2012 |
PLAN OF CONVERSION AND REORGANIZATION MADISON COUNTY HOLDING COMPANY, MHC TABLE OF CONTENTS EX-2 2 ex2.htm EXHIBIT 2 Exhibit 2 PLAN OF CONVERSION AND REORGANIZATION OF MADISON COUNTY HOLDING COMPANY, MHC TABLE OF CONTENTS 1. INTRODUCTION 1 2. DEFINITIONS 1 3. PROCEDURES FOR CONVERSION 6 4. HOLDING COMPANY APPLICATIONS AND APPROVALS 8 5. SALE OF SUBSCRIPTION SHARES 8 6. PURCHASE PRICE AND NUMBER OF SUBSCRIPTION SHARES 9 7. RETENTION OF OFFERING PROCEEDS BY THE HOLDING COMPANY 10 8. SUBSCR |
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| July 25, 2012 |
As filed with the Securities and Exchange Commission on July 25 , 2012 Registration No. |
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| July 25, 2012 |
LUSE GORMAN POMERENK & SCHICK A PROFESSIONAL CORPORATION ATTORNEYS AT LAW 5335 WISCONSIN AVENUE, N. |
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| June 13, 2012 |
LUSE GORMAN POMERENK & SCHICK A PROFESSIONAL CORPORATION ATTORNEYS AT LAW 5335 WISCONSIN AVENUE, N. |
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| June 13, 2012 |
Exhibit 1.2 MADISON COUNTY FINANCIAL, INC. up to Shares (subject to increase up to shares) COMMON SHARES ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT , 2012 Keefe, Bruyette & Woods, Inc. 10 South Wacker Drive Investment Banking Suite 3400 Chicago, Illinois 60606 Ladies and Gentlemen: Madison County Financial, Inc. (the “Holding Company”) a newly formed Maryland corporatio |
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| June 13, 2012 |
As filed with the Securities and Exchange Commission on June 13 , 2012 Registration No. |
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| June 13, 2012 |
Exhibit 99.3 PRO FORMA VALUATION UPDATE REPORT MADISON COUNTY FINANCIAL, INC. Madison, Nebraska PROPOSED HOLDING COMPANY FOR: MADISON COUNTY BANK Madison, Nebraska Dated As Of: May 25, 2012 Prepared By: RP® Financial, LC. 1100 North Glebe Road Suite 600 Arlington, Virginia 22201 May 25, 2012 Boards of Directors Madison County Holding Company, MHC Madison County Financial Corporation Madison County |
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| May 1, 2012 |
MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT Exhibit 10.7 MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT THIS AGREEMENT is made this 17th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank, located in Madison, Nebraska (the “Company”), and IVAN J. BELLER (the “Director”). INTRODUCTION To encourage the Director to remain a member of the Company’s Board of Directors, the Company is willing to provide to th |
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| May 1, 2012 |
MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT Exhibit 10.9 MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT THIS AGREEMENT is made this 15th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank, located in Madison, Nebraska (the “Company”), and JON M. MOYER (the “Director”). INTRODUCTION To encourage the Director to remain a member of the Company’s Board of Directors, the Company is willing to provide to the |
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| May 1, 2012 |
Exhibit 99.4 April 30, 2012 Boards of Directors Madison County Holding Company, MHC Madison County Financial Corporation Madison County Bank. 111 West Third Street Madison, Nebraska 68748 Re: Plan of Conversion and Reorganization Madison County Holding Company, MHC Members of the Boards of Directors: All capitalized terms not otherwise defined in this letter have the meanings given such terms in t |
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| May 1, 2012 |
MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT Exhibit 10.8 MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT THIS AGREEMENT is made this 15th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank, located in Madison, Nebraska (the “Company”), and WARREN R. BLANK (the “Director”). INTRODUCTION To encourage the Director to remain a member of the Company’s Board of Directors, the Company is willing to provide to t |
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| May 1, 2012 |
MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT Exhibit 10.6 MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT THIS AGREEMENT is made this 15th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank, located in Madison, Nebraska (the “Company”), and DAVID J. WARNEMUNDE (the “Director"). INTRODUCTION To encourage the Director to remain a member of the Company’s Board of Directors, the Company is willing to provide |
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| May 1, 2012 |
MADISON COUNTY BANK SALARY CONTINUATION AGREEMENT Exhibit 10.5 Prepared 5-14-02 MADISON COUNTY BANK SALARY CONTINUATION AGREEMENT THIS AGREEMENT is adopted this 15th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank located in Madison, Nebraska (the “Company”), and BRENDA L. BORCHERS (the “Executive”). INTRODUCTION To encourage the Executive to remain an employee of the Company, the Company is willing to provide |
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| May 1, 2012 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made effective as of September 1, 2011 (the “Effective Date”), by and between Madison County Bank (the “Bank”) and Daniel A. Fullner (“Executive”). WHEREAS, the Bank wishes to assure itself of the continued services of Executive for the period provided in this Agreement; and WHEREAS, in order to induce Executive to re |
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| May 1, 2012 |
MADISON COUNTY BANK SALARY CONTINUATION AGREEMENT Exhibit 10.4 MADISON COUNTY BANK SALARY CONTINUATION AGREEMENT THIS AGREEMENT is adopted this 15th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank located in Madison, Nebraska (the “Company”), and DANIEL A. FULLNER (the “Executive”). INTRODUCTION To encourage the Executive to remain an employee of the Company, the Company is willing to provide salary continuatio |
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| May 1, 2012 |
Exhibit 99.7 KELLER & COMPANY, INC. FINANCIAL INSTITUTION CONSULTANTS 555 METRO PLACE NORTH SUITE 524 DUBLIN, OHIO 43017 (614) 766-1426 (614) 766-1459 FAX February 3, 2012 Mr. David J. Warnemunde President & CEO Madison County Bank 111 West Third Street P.O. Box 650 Madison, Nebraska 68748-0650 Re: Business Plan Proposal Dear Mr. Warnemunde: This letter represents our proposal to prepare a complet |
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| May 1, 2012 |
Exhibit 99.3 PRO FORMA VALUATION REPORT MADISON COUNTY FINANCIAL, INC. Madison, Nebraska PROPOSED HOLDING COMPANY FOR: MADISON COUNTY BANK Madison, Nebraska Dated As Of: March 23, 2012 Prepared By: RP® Financial, LC. 1100 North Glebe Road Suite 600 Arlington, Virginia 22201 March 23, 2012 Boards of Directors Madison County Holding Company, MHC Madison County Financial Corporation Madison County Ba |
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| May 1, 2012 |
Madison County Financial, Inc. Logo Proposed Holding Company for Exhibit 99.5 BANK LOGO Dear Member: We are pleased to announce that Madison County Holding Company, MHC is converting from the mutual holding company to the stock holding company form of organization, subject to approval by the members of Madison County Holding Company, MHC (the depositors of Madison County Bank) at a Special Meeting of Members to be held for that purpose. Following the conversion |
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| May 1, 2012 |
Exhibit 99.8 January 12, 2012 Madison County Bank 111 West Third Street P.O. Box 650 Madison, NE 68748 Madison County Holdings, MHC 111 West Third Street P.O. Box 650 Madison, NE 68748 Madison County Financial Corporation 111 West Third Street P.O. Box 650 Madison, NE 68748 Attention: Mr. David J. Warnemunde President and CEO Ladies and Gentlemen: This letter confirms the engagement of Keefe, Bruy |
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| May 1, 2012 |
Registration Statement - FORM S-1 As filed with the Securities and Exchange Commission on May 1, 2012 Registration No. |
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| May 1, 2012 |
Exhibit 1.1 January 12, 2012 Madison County Bank 111 West Third Street P.O. Box 650 Madison, NE 68748 Madison County Holdings, MHC 111 West Third Street P.O. Box 650 Madison, NE 68748 Madison County Financial Corporation 111 West Third Street P.O. Box 650 Madison, NE 68748 Attention: Mr. David J. Warnemunde President and CEO Ladies and Gentlemen: This letter confirms the engagement of Keefe, Bruye |
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| May 1, 2012 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made effective as of September 1, 2011 (the “Effective Date”), by and between Madison County Bank (the “Bank”) and David J. Warnemunde (“Executive”). WHEREAS, the Bank wishes to assure itself of the continued services of Executive for the period provided in this Agreement; and WHEREAS, in order to induce Executive to |
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| May 1, 2012 |
PLAN OF CONVERSION AND REORGANIZATION MADISON COUNTY HOLDING COMPANY, MHC TABLE OF CONTENTS EX-2 3 ex2.htm EXHIBIT 2 Exhibit 2 PLAN OF CONVERSION AND REORGANIZATION OF MADISON COUNTY HOLDING COMPANY, MHC TABLE OF CONTENTS 1. INTRODUCTION 1 2. DEFINITIONS 1 3. PROCEDURES FOR CONVERSION 6 4. HOLDING COMPANY APPLICATIONS AND APPROVALS 8 5. SALE OF SUBSCRIPTION SHARES 8 6. PURCHASE PRICE AND NUMBER OF SUBSCRIPTION SHARES 9 7. RETENTION OF OFFERING PROCEEDS BY THE HOLDING COMPANY 10 8. SUBSCR |
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| May 1, 2012 |
Exhibit 99.6 SEND OVERNIGHT PACKAGES TO: HOLDING COMPANY LOGO Keefe, Bruyette & Woods, Inc. Madison County Financial, Inc. Processing Center 10 S Wacker Drive, Suite 3400 Chicago, IL 60606 () - Stock Order and Certification Form Deadline: The Subscription Offering will expire at 12:00 noon, Central Time, on . Your original Stock Order and Certification Form, properly executed and with the correct |
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| May 1, 2012 |
MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT Exhibit 10.11 MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT THIS AGREEMENT is made this 16th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank, located in Madison, Nebraska (the “Company”), and DAVID D. WARNEMUNDE (the “Director”). INTRODUCTION To encourage the Director to remain a member of the Company’s Board of Directors, the Company is willing to provide |
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| May 1, 2012 |
Exhibit 10.12 MADISON COUNTY BANK EMPLOYEE STOCK OWNERSHIP PLAN (adopted effective January 1, 2012) MADISON COUNTY BANK EMPLOYEE STOCK OWNERSHIP PLAN This Employee Stock Ownership Plan (the “Plan”) has been executed, effective as of the 1st day of January, 2012, by Madison County Bank. W I T N E S S E T H T H A T WHEREAS, the board of directors of the Bank has resolved to adopt an employee stock o |
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| May 1, 2012 |
Exhibit 21 Subsidiaries of the Registrant Name State of Incorporation Madison County Bank Federal (direct) Bush & Roe Financial, Inc. Nebraska (indirect) |
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| May 1, 2012 |
INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND Exhibit 4 INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND No. Madison County Financial, Inc. Shares FULLY PAID AND NON-ASSESSABLE PAR VALUE $0.01 PER SHARE CUSIP: THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS, SEE REVERSE SIDE THIS CERTIFIES that is the owner of SHARES OF COMMON STOCK of Madison County Financial, Inc. a Maryland corporation The shares evidenced by thi |
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| May 1, 2012 |
Re: Plan of Conversion and Reorganization Madison County Holding Company, MHC Exhibit 99.2 RP® FINANCIAL, LC. Advisory | Planning | Valuation April 30, 2012 Boards of Directors Madison County Holding Company, MHC Madison County Financial Corporation Madison County Bank 111 West Third Street Madison, Nebraska 68748 Re: Plan of Conversion and Reorganization Madison County Holding Company, MHC Members of the Boards of Directors: All capitalized terms not otherwise defined in t |
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| May 1, 2012 |
ARTICLES OF INCORPORATION MADISON COUNTY FINANCIAL, INC. Exhibit 3.1 ARTICLES OF INCORPORATION MADISON COUNTY FINANCIAL, INC. The undersigned, Steven Lanter, whose address is 5335 Wisconsin Avenue, N.W., Suite 780, Washington, DC 20015, being at least eighteen years of age, acting as incorporator, does hereby form a corporation under the general laws of the State of Maryland, having the following Articles of Incorporation (the “Articles”): ARTICLE 1. Na |
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| May 1, 2012 |
Exhibit 99.1 RP® FINANCIAL, LC. Advisory | Planning | Valuation February 3, 2012 Mr. D. Jeff Warnemunde Chairman, President and Chief Executive Officer Madison County Financial Corporation / Madison County Bank 111 West Third Street Madison, Nebraska 68748 Dear Mr. Warnemunde: This letter sets forth the agreement between Madison County Bank, Madison, Nebraska (the “Bank”), the wholly-owned subsidi |
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| May 1, 2012 |
MADISON COUNTY FINANCIAL, INC. ARTICLE I Exhibit 3.2 MADISON COUNTY FINANCIAL, INC. BYLAWS ARTICLE I STOCKHOLDERS Section 1. Annual Meeting. The Corporation shall hold an annual meeting of its stockholders to elect directors and to transact any other business within its powers, at such place, on such date and at such time as the Board of Directors shall fix. Failure to hold an annual meeting does not invalidate the Corporation’s existenc |
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| May 1, 2012 |
MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT Exhibit 10.10 MADISON COUNTY BANK DIRECTOR DEFERRED FEE AGREEMENT THIS DIRECTOR DEFERRED FEE AGREEMENT is made this 27th day of July, 2005 by MADISON COUNTY BANK (the “Bank”), a nationally chartered savings association located in Madison, Nebraska and DANIEL L. TUNINK (the “Director”). The purpose of this Agreement is to encourage the Director to remain a member of the Bank’s Board of Directors. A |
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| May 1, 2012 |
MADISON COUNTY BANK SALARY CONTINUATION AGREEMENT Exhibit 10.3 Prepared 5-14-02 MADISON COUNTY BANK SALARY CONTINUATION AGREEMENT THIS AGREEMENT is adopted this 15th day of May, 2002, by and between MADISON COUNTY BANK, a Federal Mutual Savings Bank located in Madison, Nebraska (the “Company”), and DAVID J. WARNEMUNDE (the “Executive”). INTRODUCTION To encourage the Executive to remain an employee of the Company, the Company is willing to provide |
