MENB / Mendocino Brewing Company, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2017 MENDOCINO BREWING COMPANY, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2017 MENDOCINO BREWING COMPANY, INC.

Promissory Note of Mendocino Brewing Company, Inc. in favor of Catamaran Services, Inc. dated August 28, 2017.

EX-10.1 2 ex10-1.htm PROMISSORY NOTE $250,000.00 August 28, 2017 Ukiah, California FOR VALUE RECEIVED, Mendocino Brewing Company, Inc. (“Maker”), a California corporation, promises to pay to the order of Catamaran Services, Inc. (“Holder”), a Delaware corporation, the principal sum of Two Hundred Fifty Thousand dollars ($250,000.00) (“Principal”), with interest as defined below. Maker promises to

PROMISSORY NOTE MODIFICATION AGREEMENT

PROMISSORY NOTE MODIFICATION AGREEMENT THIS AGREEMENT is made as of the30th day of June 2017, by and between Catamaran Services, Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2017 MENDOCINO BREWING COMPANY, INC.

PROMISSORY NOTE

PROMISSORY NOTE $500,000.00 July 17, 2017 Ukiah, California FOR VALUE RECEIVED, Mendocino Brewing Company, Inc. (?Maker?), a California corporation, promises to pay to the order of Catamaran Services, Inc. (?Holder?), a Delaware corporation, the principal sum of Five Hundred Thousand dollars ($500,000.00) (?Principal?), with interest as defined below. Maker promises to pay interest to Holder from

SUBORDINATION AGREEMENT

SUBORDINATION AGREEMENT THIS SUBORDINATION AGREEMENT (this ?Agreement?) is entered into as of July 11, 2017, by and among Catamaran Services, Inc.

THIRTEENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

THIRTEENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Thirteenth Amendment to Credit and Security Agreement (this ?Amendment?) is made effective as of July 11, 2017, by and among MB FINANCIAL BANK, N.

LOAN AND SECURITY AGREEMENT

LOAN AND SECURITY AGREEMENT This Loan and Security Agreement (as amended, modified or supplemented from time to time, this ?Agreement?) effective as of the 11th day of July 2017, by and between Catamaran Services, Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 29, 2017 MENDOCINO BREWING COMPANY, INC.

TWELFTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

EX-10.1 2 ex10-1.htm Exhibit 10.1 TWELFTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Twelfth Amendment to Credit and Security Agreement (this “Amendment”) is made effective as of June 29, 2017, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (“Lender”), MENDOCINO BREWING COMPANY, INC., a California corporation (“MBC”), and RELETA BREWING COMPANY LLC, a Delaware

PROMISSORY NOTE

PROMISSORY NOTE $200,000 May 24, 2017 Ukiah, California FOR VALUE RECEIVED, MENDOCINO BREWING COMPANY, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2017 MENDOCINO BREWING COMPANY, INC.

ELEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

Exhibit 10.1 ELEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Eleventh Amendment to Credit and Security Agreement (this ?Amendment?) is made effective as of April 25, 2017, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (?Lender?), MENDOCINO BREWING COMPANY, INC., a California corporation (?MBC?), and RELETA BREWING COMPANY LLC, a Delaware limited liability

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2017 MENDOCINO BREWING COMPANY, INC.

Mendocino Brewing 0-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing Commission File Number 1-13636 (Check One) [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended December 31, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] T

TENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

Exhibit 10.1 TENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Tenth Amendment to Credit and Security Agreement (this ?Amendment?) is made effective as of March 16, 2017, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (?Lender?), MENDOCINO BREWING COMPANY, INC., a California corporation (?MBC?), and RELETA BREWING COMPANY LLC, a Delaware limited liability compa

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2017 MENDOCINO BREWING COMPANY, INC.

NINTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

EX-10.1 2 ex10-1.htm Exhibit 10.1 NINTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Ninth Amendment to Credit and Security Agreement (this “Amendment”) is made effective as of February 23, 2017, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (“Lender”), MENDOCINO BREWING COMPANY, INC., a California corporation (“MBC”), and RELETA BREWING COMPANY LLC, a Delaware

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2017 MENDOCINO BREWING COMPANY, INC.

EIGHTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

EX-10.1 2 ex10-1.htm Exhibit 10.1 EIGHTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Eighth Amendment to Credit and Security Agreement (this “Amendment”) is made effective as of January 25, 2017, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (“Lender”), MENDOCINO BREWING COMPANY, INC., a California corporation (“MBC”), and RELETA BREWING COMPANY LLC, a Delawar

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2017 MENDOCINO BREWING COMPANY, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2016 MENDOCINO BREWING COMPANY, INC.

SEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

SEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Seventh Amendment to Credit and Security Agreement (this “Amendment”) is made effective as of December 22, 2016, by and among MB FINANCIAL BANK, N.

Mendocino Brewing (Quarterly Report)

United states securities and exchange commission WASHINGTON, D.C. 20549 Form 10-q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13636 Mend

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2016 MENDOCINO BREWING COMPANY, INC.

SIXTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

Exhibit 10.1 SIXTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT 1. This Sixth Amendment to Credit and Security Agreement (this “Amendment”) is made effective as of October 18, 2016, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (“Lender”), MENDOCINO BREWING COMPANY, INC., a California corporation (“MBC”), and RELETA BREWING COMPANY LLC, a Delaware limited liability

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2016 MENDOCINO BREWING COMPANY, INC.

FIFTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT

FIFTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Fifth Amendment to Credit and Security Agreement (this ?Amendment?) is made effective as of September 21, 2016, by and among MB FINANCIAL BANK, N.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2016 MENDOCINO BREWING COMPANY, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2016 MENDOCINO BREWING COMPANY, INC.

Mendocino Brewing (Quarterly Report)

United states securities and exchange commission WASHINGTON, D.C. 20549 Form 10-q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13636 Mendocino

Mendocino Brewing (Quarterly Report)

United states securities and exchange commission WASHINGTON, D.C. 20549 Form 10-q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13636 Mendocino

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2016 MENDOCINO BREWING COMPANY, INC.

EX-10.2

EX-10.1

THIRD AMENDMENT TO CREDIT AND SECURITY AGREEMENT

EXHIBIT 10.1 THIRD AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Third Amendment to Credit and Security Agreement (this ?Amendment?) is made effective as of June 20, 2016, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (?Lender?), MENDOCINO BREWING COMPANY, INC., a California corporation (?MBC?), and RELETA BREWING COMPANY LLC, a Delaware limited liability compan

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2016 MENDOCINO BREWING COMPANY, INC.

THIRD AMENDMENT TO CREDIT AND SECURITY AGREEMENT

THIRD AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Third Amendment to Credit and Security Agreement (this ?Amendment?) is made effective as of June 20, 2016, by and among MB FINANCIAL BANK, N.

Mendocino Brewing (Quarterly Report)

United states securities and exchange commission WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13636 Mendocin

Mendocino Brewing (Annual Report)

10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1

SEPARATION AND SEVERANCE AGREEMENT

EX-10.127 3 ex10-127.htm EXHIBIT 10.127 SEPARATION AND SEVERANCE AGREEMENT This Separation and Severance Agreement (the “Agreement”) is effective April 12, 2016 by and between Mendocino Brewing Company, Inc. a California corporation (the “Company”) and Mahadevan Narayanan (the “Executive”). Recitals A. The Company and Executive wish enter in to a severance agreement relating to the termination of

MENDOCINO BREWING COMPANY AND SUBSIDIARIES SUBSIDIARIES OF THE REGISTRANT

EX-21.1 4 ex21-1.htm Exhibit 21.1 MENDOCINO BREWING COMPANY AND SUBSIDIARIES SUBSIDIARIES OF THE REGISTRANT The following table lists our subsidiaries and the respective jurisdictions of their organization or incorporation as of December 31, 2015. All subsidiaries are included in our consolidated financial statements. 1. Releta Brewing Company, LLC, a Delaware Limited Liability Company 2. United B

PROMISSORY NOTE

EXHIBIT 10.126 PROMISSORY NOTE $75,000 March 30, 2016 Ukiah, California FOR VALUE RECEIVED, MENDOCINO BREWING COMPANY, INC. (“Maker”), a California corporation, promises to pay to the order of CATAMARAN SERVICES, INC. (“Holder”), a Delaware corporation, the principal sum of Seventy Five Thousand Dollars ($75,000.00) (“Principal”), with interest as defined below. Maker promises to pay interest to H

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2016 MENDOCINO BREWING COMPANY, INC.

Mendocino Brewing 0-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing Commission File Number 1-13636 (Check One) [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended December 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] T

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.

PROMISSORY NOTE

EX-10.1 2 ex10-1.htm PROMISSORY NOTE $325,000 March 14, 2016 Ukiah, California FOR VALUE RECEIVED, MENDOCINO BREWING COMPANY, INC. (“Maker”), a California corporation, promises to pay to the order of CATAMARAN SERVICES, INC. (“Holder”), a Delaware corporation, the principal sum of Three Hundred Twenty Five Thousand Dollars ($325,000.00) (“Principal”), with interest as defined below. Maker promises

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2016 MENDOCINO BREWING COMPANY, INC.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2016 MENDOCINO BREWING COMPANY, INC.

Mendocino Hires Gordian for Strategic Additional Financing

EXHIBIT 99.1 Mendocino Hires Gordian for Strategic Additional Financing Ukiah, California (January 14, 2016) ? Mendocino Brewing Company, Inc. (?Mendocino?) (OTCQB: MENB), a leading international craft brewer, announced today it has retained Gordian Group, LLC, a leading independent investment banking firm, to raise additional financing for the Company. Chairman Vijay Mallya said, ?We are very int

Financial Statements and Exhibits, Other Events

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2015 MENDOCINO BREWING COMPANY, INC.

Mendocino Brewing 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 24, 2015 MENDOCINO BREWING COMPANY, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2015 MENDOCINO BREWING COMPANY, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2015 MENDOCINO BREWING COMPANY, INC.

PROMISSORY NOTE

EX-10.1 2 ex10-1.htm PROMISSORY NOTE $500,000 June 30, 2015 Ukiah, California FOR VALUE RECEIVED, MENDOCINO BREWING COMPANY, INC. (“Maker”), a California corporation, promises to pay to the order of CATAMARAN SERVICES, INC. (“Holder”), a Delaware corporation, the principal sum of Five Hundred Thousand Dollars ($500,000) (“Principal”), with interest as defined below. Maker promises to pay interest

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2015 MENDOCINO BREWING COMPANY, INC.

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2015 MENDOCINO BREWING COMPANY, INC.

PROMISSORY NOTE

PROMISSORY NOTE $500,000 February 5, 2015 Ukiah, California FOR VALUE RECEIVED, MENDOCINO BREWING COMPANY, INC.

Entry into a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2015 MENDOCINO BREWING COMPANY, INC.

SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT

EXHIBIT 10.1 SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT This Second Amendment to Credit and Security Agreement (this “Amendment”) is made effective as of the 21 of January, 2015, by and among MB FINANCIAL BANK, N.A., successor in interest to Cole Taylor Bank (“Lender”), MENDOCINO BREWING COMPANY, INC., a California corporation (“MBC”), and RELETA BREWING COMPANY LLC, a Delaware limited liab

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2014 MENDOCINO BREWING COMPANY, INC.

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 form8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2014 MENDOCINO BREWING COMPANY, INC. (Exact Name of Registrant as Specified in Charter) California (State or Other Jurisdiction of Incorporatio

Mendocino Brewing ANNUAL REPORT (Annual Report)

FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-13636 MEN

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 form8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2014 MENDOCINO BREWING COMPANY, INC. (Exact name of issuer as specified in its charter) California (State or Other Jurisdiction of Incorporat

November 11, 2013

Exhibit 99.1 November 11, 2013 Mr Yashpal Singh CEO Mendicino Brewing o., Inc Dear Mr Singh Following the presentation made to the Board of UBHL on Friday, the 8th November, by you and Mr N Mahadevan, CFO on the problems and prospects of Mendocino Brewing Co., Ind., I am directed to state as follows: 1) The Management has assured the Board of United Breweries Holdings Ltd (UBHL) that despite tempo

Financial Statements and Exhibits, Other Events - CURRENT REPORT

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2013 MENDOCINO BREWING COMPANY, INC.

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement - CURRENT REPORT

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2013 MENDOCINO BREWING COMPANY, INC.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement -

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2013 MENDOCINO BREWING COMPANY, INC.

April 2013

Exhibit 99.1 18th April 2013 Media Release Kingfisher Beer & HEINEKEN announce new UK brewing, sales & distribution agreement. Kingfisher Beer Europe (KBE) has today announced that HEINEKEN will brew Kingfisher Beer in the UK on their behalf; and handle sales and distribution of the brand to selected national off-trade retail customers. HEINEKEN will also make packaged Kingfisher Beer available to

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D)

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2013 MENDOCINO BREWING COMPANY, INC.

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2013 MENDOCINO BREWING COMPANY, INC.

Submission of Matters to a Vote of Security Holders -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2013 MENDOCINO BREWING COMPANY, INC.

[PMB Helin Donovan Letterhead]

EX-16.1 2 ex16-1.htm DECEMBER 27, 2012 Exhibit 16.1 [PMB Helin Donovan Letterhead] December 27, 2012 Office of the Chief Accountant Securities and Exchange Commission 100F Street, NE Washington, D.C. 20549 Dear Sir/Madam: We have read the statements included under Item 4.01 in the Form 8-K dated December 21, 2012 of Mendocino Brewing Company, Inc. (the “Company”) to be filed with the Securities an

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2012 MENDOCINO BREWING COMPANY, INC.

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DEF 14A 1 form14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for U

Shareholder Director Nominations

8-K 1 form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2012 MENDOCINO BREWING COMPANY, INC. (Exact Name of Registrant as Specified in Charter) California (State or Other Jurisdiction of Incorporation) 0-22524 68

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, Dc 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2012 MENDOCINO BREWING COMPANY, INC.