MOMT / MoneyOnMobile, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

MoneyOnMobile, Inc. Consulting Agreement

Exhibit 99.3 MoneyOnMobile, Inc. Consulting Agreement This Consulting Agreement (the “Agreement”) is entered into as of April 7, 2020 by and between MoneyOnMobile, Inc., a Texas corporation (the “Company,” or “MOMT”), and Nachiketa Das, an individual (“Consultant” or “Individual” or “Consultant on behalf of Corporation). The Company and the Consultant shall collectively be referred to as the “Part

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2020 (April 3, 2020) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of

SETTLEMENT AGREEMENT AND MUTUAL RELEASE

Exhibit 99.1 Certain identified information has been excluded from the exhibit because it both (i) is not material and (ii) is competitively harmful if publicly disclosed. SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Settlement Agreement and Mutual Release (the “Settlement Agreement”) is entered into as of the Effective Date set forth below, by and between LI Ventures, Inc., a Nevada corporation (

500 N. Akard Street, Suite 2850 Dallas, Texas 75201 214-758-8603 MoM House, 61 Ramchandra Lane, Malad West, Mumbai India Ticker Symbol (OTCQX: MOMT)

Exhibit 99.2 CERTIFIED COPY OF THE RESOLUTION PASSED AT THE MEETING OF THE BOARD OF DIRECTORS OF MONEYONMOBILE, INC., HELD ON 9th DAY, April, 2020 AT 11 AM AT THE REGISTERED OFFICE OF THE COMPANY SITUATED AT 500 N. AKARD ST, SUITE 2850, DALLAS, TEXAS 75201 BE IT HEREBY RESOLVED THAT: 1.) The Board of Directors authorizes a vote of Shareholders to accept the Settlement Agreement, Mutual Release and

MOMT / MoneyOnMobile, Inc / S7 Finance B.v. - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* MoneyOnMobile, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 60937K206 (CUSIP Number) Dirk Slob S7 Finance B.V. Tower A, Level 12 Strawinskylaan, 1209 1077XX Amsterdam, The Netherlands +31208081081 With a co

SECURITIES PURCHASE AGREEMENT

Exhibit 12 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), is dated as of the 27th day of March 2020 (“Effective Date”), by and among S7 Finance B.

Other Events

8-K 1 momt8k.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2019 (September 13, 2019) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdi

MOMT / MoneyOnMobile, Inc / S7 Finance B.v. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MoneyOnMobile, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 60937K206 (CUSIP Number) Dirk Slob S7 Finance B.V. Tower A, Level 12 Strawinskylaan, 1209 1077XX Amsterdam, The Netherlands +31208081081 With a cop

JOINT FILING AGREEMENT

EX-99.1 2 tv527386ex1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT S7 Finance B.V., JSC Siberia Airlines and CJSC S7 Group (the “Filing Persons”), hereby agree to file jointly a Schedule 13D and any amendments thereto relating to the aggregate ownership by each of the Filing Persons of any voting equity security of a class which is registered pursuant to Section 12 of the Securities Exchange Act

MoneyOnMobile, Inc. SECURED PROMISSORY NOTE

Exhibit 3 MoneyOnMobile, Inc. SECURED PROMISSORY NOTE Issuance Date: March 18, 2019 Principal Amount: U.S. $750,000.00 FOR VALUE RECEIVED, MoneyOnMobile, Inc., a Texas corporation (the “Borrower”), hereby unconditionally promises to pay to the order of S7 Finance B.V. or its assigns (the “Noteholder,” and together with the Borrower, the “Parties”), the principal amount of Seven Hundred Fifty Thous

MONEYONMOBILE, INC. WARRANT TO PURCHASE COMMON STOCK

Exhibit 4 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE U.

SECURITIES PURCHASE AGREEMENT

Exhibit 2 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 15, 2019, by and among MoneyOnMobile, Inc.

EX-99.2

EX-99.2 4 momtex992.htm FORM OF WARRANT Exhibit 99.2

EX-3.1

Exhibit 3.1

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 11, 2019 (June 30, 2019) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Com

MONEYONMOBILE, INC. SECURED PROMISSORY NOTE

Exhibit 99.3 MONEYONMOBILE, INC. SECURED PROMISSORY NOTE Issuance Date: [ ], 2019 Principal Amount: U.S. $[ ] FOR VALUE RECEIVED, MoneyOnMobile, Inc., a Texas corporation (the “Borrower”), hereby unconditionally promises to pay to the order of [] or its assigns (the “Noteholder,” and together with the Borrower, the “Parties”), the principal amount of [ ] and 00/100 Dollars ($[ ])(the “Loan”), toge

SECURITIES PURCHASE AGREEMENT

Exhibit 99.1 Execution Copy SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March [●], 2019, by and among MoneyOnMobile, Inc., a Texas corporation, with headquarters located at 500 North Akard Street, Suite 2850, Dallas, TX 75201 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively,

Other Events

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2018 (October 26, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Other Events

8-K 1 a8-knonxreliance.htm 8-K CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2018 (September 13, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or

432 Park

Exhibit 99.1 432 Park Avenue South, 10th Floor New Yo r k, NY 10016 / (212) 481-3490 1500 Gateway Bo u le va rd , Suite 202 Boynton Beach, FL 33426 / (561) 752-1721 LIGGETT & WEBB, P.A. September 13, 2018 VIA E-MAIL AND FEDERAL EXPRESS The Audit Committee and Board of Directors of MoneyOnMobile, Inc. c/o Mr. Harold Montgomery Chairman of the Board 500 North Akard Street Suite 2850 Dallas , Texas 7

Open Letter to MOMT Shareholders from Harold Montgomery, CEO.

Exhibit 99.2 Open Letter to MOMT Shareholders from Harold Montgomery, CEO. On September 12, 2018, the company released an 8-K stating that the Company’s auditors, RBSM, resigned. In addition, RBSM has raised several issues related to our financial statements. I believe that it may be useful to shareholders to have some additional information to clarify the statements made in the 8-K and what we ar

RBSM LLP

Exhibit 16.2 RBSM LLP NEW YORK, NEW YORK September 12, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated September 12, 2018 of MoneyOnMobile, Inc. (the “Company”) and are in agreement with the statements relating only to RBSM LLP contained therein. We have no basis to agree or disagree with other stateme

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 a8-kauditorresignation.htm 8-K RESIGNATION OF AUDITOR SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 12, 2018 (September 4, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592

Sam Berde

Exhibit 16.1 RBSM, LLP New York, New York September 4, 2018 BY EMAIL ([email protected]) The Audit Committee and Board of Directors of MoneyOnMobile, Inc. C/o Mr. Harold Montgomery Chairman of the Board 500 North Akard Street Suite 2850, Dallas, Texas 75201 Attention: Members of the Board of Directors and the Audit Committee Dear Sirs: MoneyOnMobile, Inc. (the “Company”) and together wi

VERMA CONTACT INFORMATION

Exhibit 99.3 VERMA CONTACT INFORMATION Ash Verma - Business Card #1 reads: Front Side: LI CONSULTING Ashutosh Verma Board Representative Back Side: www.lex-innova.com German Centre, 12th Floor Building No. 9B Cyber City, CLF Phase-III Gurgaon Haryana - 122002 www.liconsulting.in +91-920-527-7607 [email protected] Ash Verma - Business Card #2 reads: Front Side: Ashutosh Verma IRS Additional Com

Open Letter to Friends and Shareholders of MoneyOnMobile (MOMT)

Exhibit 99.1 Open Letter to Friends and Shareholders of MoneyOnMobile (MOMT) Dear Friends and Shareholder of MOMT: First, let me say how much I appreciate your commitment to MoneyOnMobile, Inc. and our mission to build a world-class payment business serving the un-banked and under-banked population in India. We have made great strides toward realizing our goal of being the largest most comprehensi

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 12, 2018 (September 11, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commiss

Violations of Agreements between MoneyOnMobile, Inc. and its Indian Subsidiaries

Exhibit 99.4 Violations of Agreements between MoneyOnMobile, Inc. and its Indian Subsidiaries On July 31, 2018 an MMPL Board meeting was held on short notice called for at 3 am. Dallas time. The actual meeting was held at 1.30 am Dallas time apparently (Still no minutes or record of the meeting). The stated purpose of the meeting was to consider the court’s order to provide audit information and t

EMAIL from Ahbi Verma to DPPL and MMPL Employees

Exhibit 99.5 EMAIL from Ahbi Verma to DPPL and MMPL Employees Dear fellow colleagues, It was an honor to meet you all last week. As I reached back to the U.S., I carried with me some of the passion and excitement that you rubbed on my shoulders. As I said last week, we came here because we believed in your potential to be not only the best company in India, but the best fintech company in the worl

No Charges Exists for Company/LLP

Exhibit 99.2 FORMATION OF "LI-DPPL" FEBRUARY 28, 2018 Company Master Data CIN U74999DL2018PTC330177 Company Name LI DIGITAL PAYMENTS PRIVATE LIMITED ROC Code RoC-Delhi Registration Number 330177 Company Category Company limited by Shares Company SubCategory Non-govt company Class of Company Private Authorised Capital(Rs) 500000 Paid up Capital(Rs) 100000 Number of Members(Applicable in case of com

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a8-kresignations.htm 8-K BOARD RESIGNATION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 31, 2018 (August 30, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Ot

MOMT / MoneyOnMobile, Inc 15-12G/A

OMB APPROVAL OMB Number: 3235-0167 Expires: May 31, 2021 Estimated average burden hours per response .

MOMT / MoneyOnMobile, Inc 15-12G

OMB APPROVAL OMB Number: 3235-0167 Expires: May 31, 2021 Estimated average burden hours per response .

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 22, 2018 (August 1, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission Fil

MoneyOnMobile Announces Termination of Rights Offering

Exhibit 99.1 MoneyOnMobile Announces Termination of Rights Offering DALLAS and MUMBAI, INDIA – (August 22, 2018) – MoneyOnMobile, Inc. (OTCQB: MOMT) announces that it is terminating its rights offering and returning funds to investors. MoneyOnMobile’s escrow agent received gross proceeds and subscriptions of $7,417,818 into escrow from 218 investors. Upon closing of the rights offering, the Compan

MoneyOnMobile Provides Update To Shareholders

Exhibit 99.1 MoneyOnMobile Provides Update To Shareholders DALLAS and MUMBAI, INDIA - (July 16th, 2018) - MoneyOnMobile, Inc. (OTCQB: MOMT), one of India’s largest mobile phone-based payment networks, announced today an update to shareholders on the filing of the FY2018 10k and on the application to list on Nasdaq via the following statement from Harold Montgomery, Chairman and Chief Executive Off

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 16, 2018 MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. E

MOMT / MoneyOnMobile, Inc NT 10-K NOTICE OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-53997 NOTIFICATION OF LATE FILING (Check one): X Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For period ended March 31, 2018 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Report o

MONEYONMOBILE, INC. Subscription Rights to purchase up to 1,666,666 shares of common stock at $6.00 per share and the shares of common stock issuable upon the exercise of such Subscription Rights

Filed Pursuant to Rule 424(b)(3) Registration No. 333-223935 Prospectus Supplement No. 1 (to Prospectus dated May 15, 2018) MONEYONMOBILE, INC. Subscription Rights to purchase up to 1,666,666 shares of common stock at $6.00 per share and the shares of common stock issuable upon the exercise of such Subscription Rights This prospectus supplement no. 1 supplements the prospectus dated May 15, 2018 (

MoneyOnMobile Rights Offering Subscription Period Extended to Friday, June 22

Exhibit 99.1 MoneyOnMobile Rights Offering Subscription Period Extended to Friday, June 22 DALLAS and MUMBAI, INDIA – (June 7, 2018) – MoneyOnMobile, Inc. (OTCQB: MOMT) notifies it’s right holders that its rights offering has been extended to expire on June 22, 2018, and to contact their financial advisor in regards to the timing and procedures for exercising their subscription rights, as all brok

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2018 MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File Numb

MONEYONMOBILE, INC. Subscription Rights to purchase up to 1,666,666 shares of common stock at $6.00 per share and the shares of common stock issuable upon the exercise of such Subscription Rights

TABLE OF CONTENTS PROSPECTUS  Filed pursuant to Rule 424(b)(2)  Registration No. 333-223935 MONEYONMOBILE, INC. Subscription Rights to purchase up to 1,666,666 shares of common stock at $6.00 per share and the shares of common stock issuable upon the exercise of such Subscription Rights We are distributing to holders of our common stock, $0.001 par value, and holders of our preferred stock, on an

MOMT / MoneyOnMobile, Inc CORRESP

May 15, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: MONEYONMOBILE, INC. Registration Statement on Form S-1 (Registration No. 333-223935) - Acceleration Request Ladies and Gentlemen: Advisory Group Equity Services, Ltd., d/b/a RHK Capital (“RHK”), as deal manager for the referenced offering, hereby concur in the request by MoneyOnMobile, Inc. that the effec

MOMT / MoneyOnMobile, Inc CORRESP

500 North Akard Street, Suite 2850 Dallas, Texas 75201 (214) 758-8600 May 14, 2018 VIA EDGAR U.

MOMT / MoneyOnMobile, Inc AMENDMENT NO. 2 TO FORM S-1

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 10, 2018 Registration No.

MOMT / MoneyOnMobile, Inc CORRESP

May 10, 2018 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporate Finance Office of Consumer Products Attn: Mara L.

MOMT / MoneyOnMobile, Inc CORRESP

500 North Akard Street, Suite 2850 Dallas, Texas 75201 (214) 758-8600 May 10, 2018 VIA EDGAR U.

Form of Nominee Holder Certification

Exhibit 99.6 MONEYONMOBILE, INC. NOMINEE HOLDER CERTIFICATION The undersigned, a broker, custodian bank, trustee, depositary or other nominee holder of subscription rights to purchase shares of common stock, $0.001 par value, of MoneyOnMobile, Inc. (“MOMT”) pursuant to the rights offering described and provided for in the MOMT’s prospectus dated [ ], 2018, hereby certifies to MOMT, Securities Tran

Form of Letter to Stockholders Who Are Record Holders

Exhibit 99.2 FORM OF LETTER TO STOCKHOLDERS WHO ARE RECORD HOLDERS MONEYONMOBILE, INC. Subscription Rights to Purchase Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of MoneyOnMobile, Inc. , 2018 Dear Stockholder: This letter is being distributed by MoneyOnMobile, Inc. (the “Company”) to all holders of shares of its common stock, $0.001 par value per share (the “C

Form of Instructions as to Use of Subscription Rights Statements

Exhibit 99.1 FORM OF INSTRUCTIONS AS TO USE OF SUBSCRIPTION RIGHTS STATEMENTS MONEYONMOBILE, INC. Please consult Mackenzie Partners, Inc., the Information Agent for the Rights Offering, or your bank or broker as to any questions. The following instructions relate to a rights offering (the “Rights Offering”) by MONEYONMOBILE, INC., a Texas corporation (“MOMT” or the “Company”), to the holders of re

Form of Letter to Brokers, Dealers, Banks and Other Nominees

Exhibit 99.4 FORM OF LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEES MONEYONMOBILE, INC. Subscription Rights to Purchase Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of MoneyOnMobile, Inc. , 2018 To Brokers, Dealers, Banks and Other Nominees: This letter is being distributed by MoneyOnMobile, Inc. (the “Company”) to brokers, dealers, banks and other nominee

MOMT / MoneyOnMobile, Inc AMENDMENT NO.1 TO THE FORM S-1

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 25, 2018 Registration No.

Form of Non-Transferable Subscription Rights Certificate

Exhibit 4.29 FORM OF NON-TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE RIGHTS CERTIFICATE # [] NUMBER OF RIGHTS: [] THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED [], 2018 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST MACKENZIE PARTNERS, INC., THE INFORMATION AGENT FOR THE RIGHTS OFFE

Form of Deal-Manager Agreement with Advisory Group Equity Services, Ltd., d/b/a RHK Capital

Exhibit 1.1 Subject to Due Diligence Completion March 8, 2018 Harold Montgomery MoneyOnMobile, Inc. 500 N. Akard Street, Suite 2850 Dallas, TX 75201 Rights Offering Engagement Letter Ladies and Gentlemen: The purpose of this engagement letter is to set forth the terms pursuant to which Advisory Group Equity Services, Ltd. doing business as RHK Capital (hereinafter referred to as “RHK” or the “Deal

Form of Information Agent agreement between MoneyOnMobile, Inc and MacKenzie Partners, Inc.

EX-10.5 7 tv490140ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 1407 Broadway 27th Floor, New York, NY, 10018 Tel: 212-929-5500 Fax: 212-929-0308 New York London Los Angeles Palo Alto March 23, 2018 MoneyOnMobile, Inc. 500 N. Akard St, Suite 2850 Dallas, Texas 75201 Attention: Scott Arey Chief Financial Officer Gentlemen: This is to confirm our agreement (the “Agreement”) that effective as of the date here

Form of Information Agent Agreement with Mackenzie Partners, Inc.

Exhibit 10.4 1407 Broadway 27th Floor, New York, NY, 10018 Tel: 212-929-5500 Fax: 212-929-0308 New York London Los Angeles Palo Alto March 23, 2018 MoneyOnMobile, Inc. 500 N. Akard St, Suite 2850 Dallas, Texas 75201 Attention: Scott Arey Chief Financial Officer Gentlemen: This is to confirm our agreement (the “Agreement”) that effective as of the date hereof MacKenzie Partners, Inc. (“MacKenzie Pa

Form of Beneficial Ownership Election Form

EX-99.3 11 tv490140ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 BENEFICIAL OWNER ELECTION FORM The undersigned acknowledge(s) receipt of your letter and the enclosed materials relating to the grant of non-transferable rights to purchase shares of common stock (“Common Stock”) of MoneyOnMobile, Inc. at a subscription price of $[ ] per share, subject to proration. This will instruct you whether to exercise

Form of Broker Letter to Clients Who Are Beneficial Holders

Exhibit 99.5 FORM OF BROKER LETTER TO CLIENTS WHO ARE BENEFICIAL HOLDERS MONEYONMOBILE, INC. Subscription Rights to Purchase Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders , 2018 To our Clients: This letter is being distributed to our clients who are holders of MoneyOnMobile, Inc. (the “Company”) common stock, $0.001 par value per share (the “Common Stock”), and p

MoneyOnMobile Announces Reverse Stock Split

Exhibit 99.1 MoneyOnMobile Announces Reverse Stock Split DALLAS and MUMBAI, INDIA - (April 24, 2018) - MoneyOnMobile, Inc. (OTCQB: MOMT) announced a reverse stock split of its common shares at a ratio of 1 for 20, effective Tuesday April 24th, 2018. The Company's common stock will begin trading on a post-split basis on April 25th, 2018. Upon the commencement of trading on April 25th, 2018, the Com

Office of the Secretary of State CERTIFICATE OF FILING OF MoneyOnMobile, Inc.

Exhibit 3.1 Corporations Section P.O.Box 13697 Austin, Texas 78711-3697 Office of the Secretary of State CERTIFICATE OF FILING OF MoneyOnMobile, Inc. 800661948 The undersigned, as Secretary of State of Texas, hereby ce1tifies that a Certificate of Amendment for the above named entity has been received in this office and has been found to conform to the applicable provisions of law. ACCORDINGLY, th

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 25, 2018 (April 20, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File

MOMT / MoneyOnMobile, Inc CORRESP

April 25, 2018 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporate Finance Office of Consumer Products Attn: Mara L.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 16, 2018 (April 10, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2018 (April 2, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File N

MOMT / MoneyOnMobile, Inc FORM S-1

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 26, 2018 Registration No.

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2018 (March 14, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File

March 14, 2018

Exhibit 16.1 March 14, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated March 14, 2018 of MoneyOnMobile, Inc. (the “Company”) and are in agreement with the statements relating only to Liggett & Webb, P.A. contained therein. We have no basis to agree or disagree with other statements of the Company conta

SECURITIES EXCHANGE AGREEMENT

Exhibit Exhibit 99.1 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the ? Agreement ?) is made and entered into as of February 22, 2018, by and between MONEYONMOBILE, INC., a Texas corporation (the ? Company ?) and Laird Cagan (the ? Holder ?). The Company and the Holder are herein referred to, each, as a ? Party ? and jointly, as the ? Parties .? RECITALS WHEREAS, on July 29, 2

MONEYONMOBILE, INC. 12% SENIOR SECURED CONVERTIBLE PROMISSORY NOTE

Exhibit 99.3 This Note has not been registered under the Securities Act of 1933, as amended (the “ Securities Act ”), or under the provisions of any applicable state securities laws, but has been acquired by the registered holder hereof for purposes of investment and in reliance on statutory exemptions under the Securities Act, and under any applicable state securities laws. This Note may not be s

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2018 (February 22, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (

SECURITY AGREEMENT

Exhibit Exhibit 99.2 SECURITY AGREEMENT This SECURITY AGREEMENT (this ? Agreement ?) is made by and entered into as of February 28, 2018 (the ?Effective Date?), by and between MoneyOnMobile, Inc., a Texas corporation (the ? Grantor ? or ? Company ?), in favor of Laird Cagan (the ? Secured Party ?). RECITALS A. The Company and the Secured Party are parties to the Securities Exchange Agreement of ev

MoneyOnMobile, Inc. Schedules Q3-FY2018 Earnings Conference Call

EX-99.1 2 q3fy18earningsreleasepr.htm EXHIBIT 99.1 PRESS RELEASE: Q3 FY18 EARNINGS RELEASE ANNOUNCEMENT Exhibit 99.1 MoneyOnMobile, Inc. Schedules Q3-FY2018 Earnings Conference Call DALLAS and MUMBAI, INDIA - (February 14th, 2018) - MoneyOnMobile, Inc. (OTCQB: MOMT) will provide an operational update and unaudited financial results of the company's Q3-2018 during a conference call and webcast on W

Q3 - FY2018 Earnings Call February 21, 2018 DALLAS, TEXAS, USA MONEYONMOBILE OTCQB:MOMT MONEYONMOBILE OTCQB:MOMT Presented by 2 Will Dawson COO Harold Montgomery CEO and Chairman Scott Arey CFO Greg Allbright Head of Global Communications MONEYONMOBI

momyq3fy18earningspresen Q3 - FY2018 Earnings Call February 21, 2018 DALLAS, TEXAS, USA MONEYONMOBILE OTCQB:MOMT MONEYONMOBILE OTCQB:MOMT Presented by 2 Will Dawson COO Harold Montgomery CEO and Chairman Scott Arey CFO Greg Allbright Head of Global Communications MONEYONMOBILE OTCQB:MOMT Safe Harbor Provision This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with our business.

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 21, 2018 (February 14, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of In

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 Commission File No. 000-53997 MONEYONMOBILE, INC. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or other jurisdiction of (I.R.S. Employe

MOMT / MoneyOnMobile, Inc NT 10-Q NOTIFICATION OF LATE NOTICE

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-53997 NOTIFICATION OF LATE FILING (Check one): Form 10-K Form 20-F Form 11-K X Form 10-Q Form 10-D Form N-SAR Form N-CSR For period ended December 31, 2017 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transit

Certificate of Designation of Series H Convertible Preferred Stock

Exhibit Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES H CONVERTIBLE PREFERRED STOCK OF MONEYONMOBILE, INC. (Pursuant to Sections 21.155 and 21.156 of the Texas Business Organizations Code of the State of Texas) MONEYONMOBILE, INC., a corporation organized and existing under the Texas Business Organizations Code of the State of Texas (the ?Corporation?), in

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 a8-kseriesh.htm 8-K CURRENT REPORT SERIES H SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 12, 2018 (January 31, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State o

SUBSCRIPTION AGREEMENT

Exhibit Exhibit 99.1 SUBSCRIPTION AGREEMENT MoneyOnMobile, Inc. 500 North Akard Street, Suite 2850 Dallas, TX 75201 Ladies and Gentlemen: 1. Subscription. The undersigned (the ?Purchaser?) by execution of this Subscription Agreement (?Subscription Agreement?), intending to be legally bound, hereby irrevocably agrees to purchase from MoneyOnMobile, Inc., a Texas corporation (the ?Company?) the numb

MONEYONMOBILE, INC. WARRANT TO PURCHASE COMMON STOCK

Exhibit Exhibit 99.2 WARRANT Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 2, 2018 (January 31, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Co

Securities Exchange Agreement – Series G

Exhibit Exhibit 10.1 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the ? Agreement ?) is dated as of , 2018, by and between MONEYONMOBILE, INC., a Texas corporation (the ? Company ?) and (the ? Investor ?) (together, the ? Parties? ). WHEREAS: WHEREAS, in , 201, the Company issued and sold to the Investor a secured subordinated promissory note in principal amount equal to ($) w

SUBSCRIPTION AGREEMENT

Exhibit Exhibit 99.1 SUBSCRIPTION AGREEMENT MoneyOnMobile, Inc. 500 N Akard St. Dallas, TX 75201 Ladies and Gentlemen: 1. Subscription. The undersigned (the ?Purchaser?) by execution of this Subscription Agreement (?Subscription Agreement?), intending to be legally bound, hereby irrevocably agrees to purchase from MoneyOnMobile, Inc., a Texas corporation (the ?Company?) the number of shares (the ?

MoneyOnMobile, Inc. Convertible Bridge Note Issuance Date: _______________ , 2017 Principal Amount: $____________ Note No. BN-F-

Exhibit Exhibit 99.2 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ? SECURITIES ACT ?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EX

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 29, 2018 (January 26, 2018) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Co

MOMT / MoneyOnMobile, Inc 8-K/A AMENDMENT NO. 1 (Current Report)

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2018 (December 28, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction o

MoneyOnMobile Announces Restructure of $2.375 million in Debt Debt restructure provides immediate financial flexibility

Exhibit Exhibit 99.3 MoneyOnMobile Announces Restructure of $2.375 million in Debt Debt restructure provides immediate financial flexibility DALLAS and MUMBAI, INDIA - (January 4th, 2018) - MoneyOnMobile, Inc. (OTCQB: MOMT) announced today the restructuring of $2.375 million in outstanding debt obligations to Hall MOM, LLC and eVance Processing Inc. The original principal amount of the Note held b

MoneyOnMobile Announces Restructure of $2.675 million in Debt Debt restructure provides immediate financial flexibility

Exhibit Exhibit 99.3 MoneyOnMobile Announces Restructure of $2.675 million in Debt Debt restructure provides immediate financial flexibility DALLAS and MUMBAI, INDIA - (January 3rd, 2018) - MoneyOnMobile, Inc. (OTCQB: MOMT) announced today the restructuring of $2.675 million in outstanding promissory notes and relating interest obligations. The Company?s $2.0 million debt obligation to Hall MOM, L

Regulation FD Disclosure, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 3, 2018 (December 28, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Co

AMENDED AND RESTATED PROMISSORY NOTE $2,000,000.00 December 15, 2017

Exhibit Exhibit 99.2 AMENDED AND RESTATED PROMISSORY NOTE $2,000,000.00 December 15, 2017 FOR VALUE RECEIVED, MONEYONMOBILE, INC. , a Texas corporation ( ?Maker? or ?MoneyOnMobile? ), does hereby promise to pay to the order of HALL MOM, LLC , a Texas limited liability company ( ?Payee? or ?Hall? ), at its office, 2323 Ross Ave, Ste. 200, Dallas, Texas 75201, or at such other place as the holder he

FIRST AMENDMENT TO SETTLEMENT AGREEMENT AND RELEASE

Exhibit Exhibit 99.1 FIRST AMENDMENT TO SETTLEMENT AGREEMENT AND RELEASE This First Amendment to the Settlement Agreement and Release (this ?Amendment?) is made and entered into as of this 15th day of December, 2017, by and between HALL MOM, LLC (?Hall?) and MoneyOnMobile, LLC f/k/a Calpian, Inc. (?MoneyOnMobile?). Hall and MoneyOnMobile are hereinafter sometimes collectively referred to as ?the P

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 28, 2017 (December 27, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 22, 2017 (December 18, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (

Certificate of Designation of Series G Convertible Preferred Stock

Exhibit CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES G CONVERTIBLE PREFERRED STOCK OF MONEYONMOBILE, INC.

Certificate of Designation of Series F Convertible Preferred Stock

CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES F CONVERTIBLE PREFERRED STOCK OF MONEYONMOBILE, INC.

Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 7, 2017 (December 4, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Co

PAYMENT AND FORBEARANCE AGREEMENT

PAYMENT AND FORBEARANCE AGREEMENT This Payment and Forbearance Agreement (“Agreement”) is entered into and executed by MoneyOnMobile, Inc.

MoneyOnMobile Announces 36% Increase in Monthly Revenue from September to October October 2017 revenue highest ever, with an annualized run rate of $12.3 million

Exhibit Exhibit 99.3 MoneyOnMobile Announces 36% Increase in Monthly Revenue from September to October October 2017 revenue highest ever, with an annualized run rate of $12.3 million DALLAS and MUMBAI, INDIA - (November 16th, 2017) - MoneyOnMobile, Inc. (OTCQB: MOMT) today reported October financial results, including the following highlights: ? October 2017 net revenue was the highest on record ?

Q2 - FY2018 Earnings Call November 16, 2017 DALLAS, TEXAS, USA MONEYONMOBILE OTCQB:MOMT MONEYONMOBILE OTCQB:MOMT Presented by 2 Will Dawson COO Harold Montgomery CEO and Chairman Scott Arey CFO Greg Allbright Head of Global Communications MONEYONMOBI

momecq2fy18investorprese Q2 - FY2018 Earnings Call November 16, 2017 DALLAS, TEXAS, USA MONEYONMOBILE OTCQB:MOMT MONEYONMOBILE OTCQB:MOMT Presented by 2 Will Dawson COO Harold Montgomery CEO and Chairman Scott Arey CFO Greg Allbright Head of Global Communications MONEYONMOBILE OTCQB:MOMT Safe Harbor Provision This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with our business.

MoneyOnMobile, Inc. Schedules Q2-FY2018 Earnings Conference Call

Exhibit Exhibit 99.1 MoneyOnMobile, Inc. Schedules Q2-FY2018 Earnings Conference Call DALLAS and MUMBAI, INDIA - (November 14th, 2017) - MoneyOnMobile, Inc. (OTCQB: MOMT) will provide an operational update and unaudited financial results of the company's Q2-2018 during a conference call and webcast on Thursday, November 16th, 2017 at 1 p.m. Central (2 p.m. Eastern). Participants can register for t

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2017 (November 14, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of In

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 Commission File No. 000-53997 MONEYONMOBILE, INC. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or other jurisdiction of (I.R.S. Employ

1 Investor Presentation Virtual Investor Conference October 5th, 2017 M O N E Y O N M O B I L E O T C Q X : M O M T SAFE HARBOR PROVISION 2 This presentation and comments made by management may contain forward-looking statements that involve a number

moneyonmobilevirtualinve 1 Investor Presentation Virtual Investor Conference October 5th, 2017 M O N E Y O N M O B I L E O T C Q X : M O M T SAFE HARBOR PROVISION 2 This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with our business.

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 10, 2017 (October 5, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incor

COMMON STOCK PURCHASE WARRANT MONEYONMOBILE, INC.

Exhibit Exhibit 99.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFE

1

Exhibit Exhibit 99.1 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEM

SECURITIES PURCHASE AGREEMENT

Exhibit Exhibit 99.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of August 29, 2017, by and between MONEYONMOBILE, INC. , a Texas corporation, with headquarters located at 500 North Akard Street, Suite 2850, Dallas, TX 75201 (the ?Company?), and L2 CAPITAL, LLC , a Kansas limited liability company, with its address at 8900 State Line Rd., Suite 410,

Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 1, 2017 (August 29, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Inco

Q1 FY 2018 Earnings Call August 16th, 2017 DALLAS, TEXAS, USA OTCQX: MOMT | http://Investors.MoneyOnMobile.in This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties as

momtecq12018final Q1 FY 2018 Earnings Call August 16th, 2017 DALLAS, TEXAS, USA OTCQX: MOMT | http://Investors.

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 16, 2017 (August 10, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorp

MoneyOnMobile, Inc. Schedules Q1-2018 Earnings Conference Call

Exhibit Exhibit 99.1 Press Release MoneyOnMobile, Inc. Schedules Q1-2018 Earnings Conference Call DALLAS and MUMBAI, INDIA-(August 10th, 2017) - MoneyOnMobile, Inc. (OTCQX: MOMT) will provide an operational update and unaudited financial results of the company's Q1-2018 during a conference call and webcast on Wednesday, August 16th, 2017 at 10 a.m. CDT (11 a.m. EDT). Participants can register for

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 Commission File No. 000-53997 MONEYONMOBILE, INC. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or other jurisdiction of (I.R.S. Employer in

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-53997 MON

EX-99.2

EX-99.2 3 moneyonmobilemomtearning.htm EXHIBIT 99.2 EARNINGS PRESENTATION

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 6, 2017 MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission

MoneyOnMobile, Inc. Schedules FY2017 Earnings Conference Call

Exhibit Exhibit 99.1 Press Release MoneyOnMobile, Inc. Schedules FY2017 Earnings Conference Call DALLAS and MUMBAI, INDIA-(July 6th, 2017) - MoneyOnMobile, Inc. (OTCQX: MOMT) will provide an operational update and audited financial results of the company's fiscal year 2017 during a conference call and webcast on Thursday, July 6th, 2017 at 10 a.m. CST (11 a.m. EST). Harold Montgomery, CEO, and Sco

Subsidiaries of the Company

Exhibit 21.1 List of Subsidiaries of MoneyOnMobile, Inc. Name of Subsidiary Jurisdiction of Incorporation or Organization MoneyOnMobile, Inc. Texas, USA Digital Payment Processing Limited Mumbai, India My Mobile Payments Limited Mumbai, India Payblox Technologies (India) Private Limited Mumbai, India SVR Retail Private Limited Mumbai, India

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-53997 MON

Subsidiaries of the Company

EX-4.23 2 promissorynoteexhibit423.htm EXHIBIT 4.23 PROMISSORY NOTE Exhibit 4.23 PROMISSORY NOTE $2,000,000.00 March 1, 2017 FOR VALUE RECEIVED, MONEYONMOBILE, INC., a Texas corporation ("Maker" or "MoneyOnMobile"), does hereby promise to pay to the order of HALL MOM, LLC, a Texas limited liability company ("Payee" or "Hall"), at its office, 2323 Ross Ave, Ste. 200, Dallas, Texas 75201, or at such

MoneyOnMobile NT 10-K

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-53997 NOTIFICATION OF LATE FILING (Check one): X Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2017 (June 1, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File Num

MoneyOnMobile Announces Increase in Monthly Revenue Increase attributed to surge in consumer demand and available line of credit

Exhibit 99.1 Press Release MoneyOnMobile Announces Increase in Monthly Revenue Increase attributed to surge in consumer demand and available line of credit DALLAS and MUMBAI, INDIA – (June 1, 2017) – MoneyOnMobile, Inc. today reported recent monthly operational results, including this highlight: 3.9% compound monthly growth rate in revenue from December 2016 to April 2017. “We believe our increase

MoneyOnMobile Announces $3.75 Million Expanded Credit Facility from Yes! Bank New credit expansion expected to increase domestic remittance processing volume

Exhibit Exhibit 99.1 Press Release MoneyOnMobile Announces $3.75 Million Expanded Credit Facility from Yes! Bank New credit expansion expected to increase domestic remittance processing volume DALLAS and MUMBAI, INDIA – (May 9, 2017) – MoneyOnMobile, Inc. (OTCQX: MOMT) announced today an agreement pursuant to which YES! Bank has agreed to increase the Company's secured credit facility to $3.75 mil

Regulation FD Disclosure, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2017 (May 9, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission

MoneyOnMobile S-1 WITHDRAW REQUEST

Document May 8, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

MoneyOnMobile 8-K REVERSE SHARE SPLIT SHAREHOLDER APPROVAL (Current Report/Significant Event)

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2017 (May 1, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission F

MoneyOnMobile S-1/A

As filed with the Securities and Exchange Commission on April 26, 2017 Registration No.

MoneyOnMobile 8-K CURRENT REPORT AMENDMENT (Current Report/Significant Event)

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2017 MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 12, 2017 (April 6, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File

The Honorable Kay Bailey Hutchison Appointed to MoneyOnMobile Board of Directors Hutchison will use Directorship to Focus on Empowering Women and the Underserved

Exhibit Exhibit 99.1 Press Release The Honorable Kay Bailey Hutchison Appointed to MoneyOnMobile Board of Directors Hutchison will use Directorship to Focus on Empowering Women and the Underserved DALLAS and MUMBAI, INDIA - (April 10, 2017) - MoneyOnMobile, Inc. (OTCQX: MOMT) announced today that former U.S. Senator Kay Bailey Hutchison will serve on its Board of Directors. Sen. Hutchison currentl

FORM OF WARRANT

Exhibit Exhibit 99.2 FORM OF WARRANT Exhibit 99.2 Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRA

MoneyOnMobile 8-K CURRENT REPORT CLOSE OF EXEMPT OFFERING (Current Report/Significant Event)

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2017 (March 10, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commiss

SUBSCRIPTION AGREEMENT

Exhibit 99.1 SUBSCRIPTION AGREEMENT MoneyOnMobile, Inc. 500 N Akard St. Dallas, TX 75201 Ladies and Gentlemen: 1. Subscription. The undersigned (the “Purchaser”), intending to be legally bound, hereby irrevocably agrees to purchase from MoneyOnMobile, Inc., a Texas corporation (the “Company”) the number of units (the “Units”) set forth on the signature page hereto at a purchase price of $0.60 per

MoneyOnMobile DEF 14A REVERSE SHARE SPLIT

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pr

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 15, 2017 (March 10, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commis

SETTLEMENT AGREEMENT AND RELEASE

Exhibit 99.1 SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (" Agreement ") is entered into between HALL MOM, LLC (" Hall ") and MoneyOnMobile, Inc., f/k/a Calpian, Inc. (" MoneyOnMobile ") effective as of the 1st day of March 2017. All of the signatories to this Agreement are collectively referred to as the "Parties.' RECITALS : A. WHEREAS, Hall alleges that on December 30

CAUSE NO. DC-16-13433 HALL MOM, LLC, MONEYONMOBILE, INC., f/Wa CALPIAN, INC., IN THE DISTRICT COURT OF DALLAS COUNTY, TEXAS 192 ND JUDICIAL DISTRICT AGREED FINAL JUDGMENT

Exhibit Exhibit 99.3 CAUSE NO. DC-16-13433 HALL MOM, LLC, Plaintiff, MONEYONMOBILE, INC., f/Wa CALPIAN, INC., Defendant. IN THE DISTRICT COURT OF DALLAS COUNTY, TEXAS 192 ND JUDICIAL DISTRICT AGREED FINAL JUDGMENT On this day came Plaintiff, Hall MOM, LLC ("Plaintiff'), by and through its attorneys of record as signatory hereto, and MoneyonMobile, Inc., f/k/a Calpian, Inc. ("Defendant") by and thr

PROMISSORY NOTE

Exhibit Exhibit 99.2 PROMISSORY NOTE $2,000,000.00 March 1, 2017 FOR VALUE RECEIVED, MONEYONMOBILE, INC., a Texas corporation ("Maker" or "MoneyOnMobile"), does hereby promise to pay to the order of HALL MOM, LLC, a Texas limited liability company ("Payee" or "Hall"), at its office, 2323 Ross Ave, Ste. 200, Dallas, Texas 75201, or at such other place as the holder hereof may from time to time desi

MoneyOnMobile Doubles Limit for Domestic for Domestic Transfer Business

Exhibit Exhibit 99.1 News Release MoneyOnMobile Doubles Limit for Domestic for Domestic Transfer Business DALLAS, TEXAS and MUMBAI, INDIA - (March 8, 2017) - MoneyOnMobile, Inc. (OTCQX: MOMT) announced an agreement with YES! Bank which provides its Indian subsidiary a 100% increase in the daily processing limits for the domestic money transfer business, also known as Domestic Remittances or Person

Regulation FD Disclosure, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2017 (March 8, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commiss

MoneyOnMobile 8-K BOARD RESIGNATION (Current Report/Significant Event)

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2017 (March 10, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commis

MoneyOnMobile S-1

S-1 1 v456256s1.htm S-1 As filed with the Securities and Exchange Commission on March 13, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MONEYONMOBILE, INC. (Exact name of registrant as specified in its charter) TEXAS 7389 20-8592825 (State or other jurisdiction of incorporation) (P

MoneyOnMobile PRE 14A PROXY FOR REVERSE STOCK SPLIT PROPOSAL

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pr

Q3 Earnings Call Feb 14, 2017 DALLAS, TEXAS, USA QTCQX: MOMT | http://Investors.MoneyOnMobile.in This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with

moneyonmobilemomtearning Q3 Earnings Call Feb 14, 2017 DALLAS, TEXAS, USA QTCQX: MOMT | http://Investors.

MoneyOnMobile, Inc. Schedules Third Quarter 2017 Earnings Conference Call

Exhibit 99.1 Press Release MoneyOnMobile, Inc. Schedules Third Quarter 2017 Earnings Conference Call DALLAS and MUMBAI, INDIA-(February 10, 2017) - MoneyOnMobile, Inc. (OTCQX: MOMT) will provide an operational update and unaudited financial results of the company's third quarter of fiscal year 2017 during a conference call and webcast on Tuesday, February 14th, 2017 at 12 p.m. CST (1 p.m. EST). Ha

MoneyOnMobile 8-K CURRENT REPORT EARNINGS RELEASE Q3 FY17 (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 14, 2017 (February 10, 2017) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of In

Quarterly Report - 10-Q

Document Table of Contents MONEYONMOBILE, INC. AND SUBSIDIARIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 Commission File No. 000-53997 MONEYONMOBILE, INC. ( Exact name of registrant as specified in its charter ) Texas 20-8592825

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32.2 Section 1350 Certification (Chief Financial Officer) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report of MoneyOnMobile, Inc. (the “Company”) on Form 10-Q for the period ending December 31, 2016, as filed with the Securities and Exchange Commission on February 14, 2017, (the “R

MoneyOnMobile Announces 119 Percent Increase in Processing Volume Since Indian Demonetization Line of credit vehicle, plus surging demand for digital payments, fuel processing volume increase

Exhibit 99.1 Press Release MoneyOnMobile Announces 119 Percent Increase in Processing Volume Since Indian Demonetization Line of credit vehicle, plus surging demand for digital payments, fuel processing volume increase DALLAS and MUMBAI, INDIA - (February 7 , 2017) - MoneyOnMobile, Inc. (OTCQX: MOMT) announced a 119 percent increase (week of 12/5/16 through week of 1/23/17) in processing volume, w

MoneyOnMobile 8-K CURRENT REPORT DEMONETIZATION (Current Report/Significant Event)

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 7, 2017 MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

MoneyOnMobile Announces New $1.5 Million Unsecured Credit Facility

Exhibit 99.2 News Release MoneyOnMobile Announces New $1.5 Million Unsecured Credit Facility DALLAS, TEXAS and MUMBAI, INDIA - (December 8, 2016) - MoneyOnMobile, Inc. (OTCQX: MOMT) announced today that its Indian subsidiary My Mobile Payments Ltd. (“MMPL”) has been provided a new unsecured credit facility from YES BANK Limited (the “Lender”). The revolving credit facility amount is INR 100 millio

Facility Letter

Exhibit Exhibit 10.1 Facility Letter Borrower M/s My Mobile Payments Ltd MOM House, Plot No 61,Ramchandra Lane, Next to Kapolwadi,Opp to Bikaji Foods,Kanchpada, Malad-Wesr,Mumbai-400064 Dear Sirs, Re: Sanction of Credit Facilities. With reference to your request and subsequent discussions & clarifications, we (the ? Lender ? or ? the Bank ?) have pleasure in offering you M/s My Mobile Payments Ltd

MoneyOnMobile Chairman and CEO Harold Montgomery Interviewed on

Exhibit Exhibit 99.3 News Release MoneyOnMobile Chairman and CEO Harold Montgomery Interviewed on TheStreet Dallas, Texas and Mumbai, India - (December 12, 2016) - MoneyOnMobile, Inc. (OTCQX: MOMT) announced today that Chairman and CEO Harold Montgomery, was recently interviewed on TheStreet online business news program. The interview segment is available now for viewing, please visit: https://www

Regulation FD Disclosure, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2016 (December 6, 2016) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (C

MoneyOnMobile EVP Will Dawson Interviewed on The RedChip Money Report

Exhibit Exhibit 99.1 News Release MoneyOnMobile EVP Will Dawson Interviewed on The RedChip Money Report Dallas, Texas and Mumbai, India - (December 7, 2016) - MoneyOnMobile, Inc. (OTCQX: MOMT) announced today that Executive VP, Will Dawson, was recently interviewed on The RedChip Money Report television program. The interview will air Thursday, December 8, 2016 at 5:30 a.m. ET on Blaze TV, availab

MoneyOnMobile JUNE 2014 REGISTRATION STATEMENT WITHDRAWAL

Document MoneyOnMobile, Inc. 500 North Akard Street, Suite 2850 Dallas, Texas 75201 December 1, 2016 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: MoneyOnMobile, Inc. Registration Statement on Form S-1 File No. 333-196955 Dear Sir or Madam: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended, Mo

Quarterly Report - 10-Q

Document Table of Contents MONEYONMOBILE, INC. AND SUBSIDIARIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 Commission File No. 000-53997 MONEYONMOBILE, INC. ( Exact name of registrant as specified in its charter ) Texas 20-859282

MoneyOnMobile, Inc. Schedules Second Quarter 2017 Earnings Conference Call

Exhibit Exhibit 99.1 News Release MoneyOnMobile, Inc. Schedules Second Quarter 2017 Earnings Conference Call Dallas, Texas and Mumbai, India - (November 11, 2016) - MoneyOnMobile, Inc. (OTCQX: MOMT) will provide an operational update and unaudited financial results of the company's second quarter of fiscal year 2017 during a conference call and webcast on Monday, November 14, 2016 at 12 p.m. CDT (

Q2 2017 EARNINGS CALL OTC: MOMT November 14th, 2016 DALLAS / LONDON Monday, 14 November 2016 HTTP://INVESTORS.MONEYONMOBILE.IN 1 SAFE HARBOR PROVISION This presentation and comments made by management may contain forward-looking statements that invol

moneyonmobilemomtearning Q2 2017 EARNINGS CALL OTC: MOMT November 14th, 2016 DALLAS / LONDON Monday, 14 November 2016 HTTP://INVESTORS.

MoneyOnMobile 8-K - FY17 Q2 EARNINGS RELEASE (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2016 (November 11, 2016) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of In

MoneyOnMobile issued new ticker symbol: MOMT

EX-99.1 2 a991pressreleasetickersymb.htm EXHIBIT 99.1 PR TICKER SYMBOL Exhibit 99.1 News Release MoneyOnMobile issued new ticker symbol: MOMT Dallas, Texas and Mumbai, India - (October 26, 2016) - MoneyOnMobile, Inc. (OTCQX: MOMT) announced today its name and ticker symbol change became effective with the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Company’s common stock began quo

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 26, 2016 MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commiss

Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 21, 2016 (October 17, 2016) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Inco

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 4, 2016 (September 28, 2016) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Inc

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 19, 2016 (September 16, 2016) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of

Q1 2017 EARNINGS CALL OTC: CLPI September 19th, 2016 DALLAS / SAN FRANCISCO Monday, 19 September 2016 HTTP://INVESTORS.MONEY-ON-MOBILE.COM 1 SAFE HARBOR PROVISION This presentation and comments made by management may contain forward-looking statement

moneyonmobileclpiearning Q1 2017 EARNINGS CALL OTC: CLPI September 19th, 2016 DALLAS / SAN FRANCISCO Monday, 19 September 2016 HTTP://INVESTORS.

MoneyOnMobile, Inc. Inc. Schedules First Quarter 2017 Earnings Conference Call

Exhibit Exhibit 99.1 News Release MoneyOnMobile, Inc. Inc. Schedules First Quarter 2017 Earnings Conference Call Dallas, Texas and Mumbai, India - (September 16, 2016) - MoneyOnMobile, Inc. (OTC Pink: CLPI) will provide an update on its operational and financial results for the company's first quarter of fiscal year 2017 during a conference call and webcast on Monday, September 19, 2016 at 10 a.m.

Quarterly Report - 10-Q Q1 FY2016

Table of Contents MONEYONMOBILE, INC. AND SUBSIDIARIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 Commission File No. 000-53997 MONEYONMOBILE, INC. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or othe

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 19, 2016 (August 15, 2016) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorp

Certificate of Amendment to Certificate of Formation – For-Profit Corporation of Calpian, Inc.

Exhibit Form 424 This space reserved for office use. Certificate of Amendment (Revised 05/11) Submit in duplicate to: Secretary of State P.O. Box 13697 Austin, TX 78711-3697 512 463-5555 FAX: 512/463-5709 Filing Fee: See instructions FILED In the Office of the Secretary of State of Texas AUG 15 2016 Corporations Section Entity Information The name of the filing entity is: Calpian, Inc. State the n

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 19, 2016 (August 15, 2016) MoneyOnMobile, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorp

Certificate of Amendment to Certificate of Formation – For-Profit Corporation of Calpian, Inc.

Exhibit Form 424 This space reserved for office use. Certificate of Amendment (Revised 05/11) Submit in duplicate to: Secretary of State P.O. Box 13697 Austin, TX 78711-3697 512 463-5555 FAX: 512/463-5709 Filing Fee: See instructions FILED In the Office of the Secretary of State of Texas AUG 15 2016 Corporations Section Entity Information The name of the filing entity is: Calpian, Inc. State the n

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-53997 MON

Name of Subsidiary

Exhibit 21.1 List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Calpian Commerce, Inc. Texas, USA MoneyOnMobile, Inc. Texas, USA Calpian Residual Acquisition, L.L.C. Nevada, USA Digital Payment Processing Limited Mumbai, India My Mobile Payments Limited Mumbai, India

Name of Subsidiary

Exhibit 21.1 List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Calpian Commerce, Inc. Texas, USA MoneyOnMobile, Inc. Texas, USA Calpian Residual Acquisition, L.L.C. Nevada, USA Digital Payment Processing Limited Mumbai, India My Mobile Payments Limited Mumbai, India

Share purchase agreement with HALL MOM, LLC

Exhibit 10.4 SHARE PURCHASE AGREEMENT This SHARE PURCHASE AGREEMENT (“Agreement”) is made and entered into on 30th December, 2015 (“Effective Date”) by and amongst: CALPIAN INC., a company incorporated under the laws of State of Texas, United States of America and having its registered/corporate office at 500 N. Akard Street, Suite 2850, Dallas, TX 75201 (hereinafter referred to as “Transferor”, w

Share purchase agreement with HALL MOM, LLC

Exhibit 10.4 SHARE PURCHASE AGREEMENT This SHARE PURCHASE AGREEMENT (“Agreement”) is made and entered into on 30th December, 2015 (“Effective Date”) by and amongst: CALPIAN INC., a company incorporated under the laws of State of Texas, United States of America and having its registered/corporate office at 500 N. Akard Street, Suite 2850, Dallas, TX 75201 (hereinafter referred to as “Transferor”, w

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-53997 MON

Submission of Matters to a Vote of Security Holders

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2016 (August 9, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation

Calpian’s MoneyOnMobile and Kalighat Society team up to empower over 75,000 women become financially independent, increasing financial inclusion in underserved areas.

Exhibit Exhibit 99.3 News Release Calpian?s MoneyOnMobile and Kalighat Society team up to empower over 75,000 women become financially independent, increasing financial inclusion in underserved areas. Dallas, Texas and Mumbai, India - (July 18, 2016) - Calpian, Inc. (OTC Pink: CLPI), a world leader in mobile money solutions through its subsidiary MoneyOnMobile in India, announced that MoneyOnMobil

The Payment Network of India TICKER- OTC: CLPI Wednesday, 20 June 2016 1 REQUIRED STATEMENT ABOUT FORECASTS Calpian’s models and projections are based on certain key assumptions, including but not limited to the following: Availability of adequate an

redchipdeck0720 The Payment Network of India TICKER- OTC: CLPI Wednesday, 20 June 2016 1 REQUIRED STATEMENT ABOUT FORECASTS Calpian?s models and projections are based on certain key assumptions, including but not limited to the following: Availability of adequate and appropriately priced financing to continue in business Availability of acquisitions which can be completed Continued performance of key staff Continued favorable business conditions and economic climate.

CALPIAN, INC. Schedules Fiscal Year 2016 Earnings Conference Call

Exhibit Exhibit 99.1 News Release CALPIAN, INC. Schedules Fiscal Year 2016 Earnings Conference Call Dallas, Texas and Mumbai, India - (July 15, 2016) - Calpian, Inc. (OTC Pink: CLPI), a world leader in mobile money solutions through its Mumbai-based subsidiary MoneyOnMobile in India will provide an operational update and unaudited financial results of the company?s fourth quarter and fiscal year 2

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 20, 2016 (July 15, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (

FY 2016 EARNINGS CALL OTC: CLPI July 20th, 2016 DALLAS / MUMBAI SAFE HARBOR PROVISION This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with our busine

calpianclpiearningscallj FY 2016 EARNINGS CALL OTC: CLPI July 20th, 2016 DALLAS / MUMBAI SAFE HARBOR PROVISION This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with our business.

MoneyOnMobile NT 10-K

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-53997 NOTIFICATION OF LATE FILING (Check one): X Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For period ended March 31, 2016 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition

Calpian DEF 14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pr

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 22, 2016 (June 3, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction

FILED In the Office of the Secretary of State of Texas June 6 2016 Corporations Section CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK OF CALPIAN, INC. (Pursuant to Sections 21.155 and 21.156

Exhibit Exhibit 3.1 FILED In the Office of the Secretary of State of Texas June 6 2016 Corporations Section CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK OF CALPIAN, INC. (Pursuant to Sections 21.155 and 21.156 of the Texas Business Organizations Code of the State of Texas) CALPIAN, INC., a corporation organized and existing under the Tex

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 22, 2016 (June 3, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction

Form of Warrant Agreement (Series D Preferred Stock)

Exhibit Exhibit 10.2 Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTR

Form of Subscription Agreement (Series D Preferred Stock)

Exhibit Exhibit 10.1 SUBSCRIPTION AGREEMENT Calpian, Inc. 500 N Akard St. Dallas, TX 75201 Ladies and Gentlemen: 1. Subscription. The undersigned (the ?Purchaser?) by execution of this Subscription Agreement (?Subscription Agreement?), intending to be legally bound, hereby irrevocably agrees to purchase from Calpian, Inc., a Texas corporation (the ?Company?) the number of units (the ?Units?) set f

Resolution Relating to a Series of Shares Entity Information

Exhibit Exhibit 3.1 Form 426 (Revised 05/11) Return in duplicate to: Secretary of State P.O. Box 13697 Austin, TX 78711-3697 512 463-5555 FAX: 512/463-5709 Filing Fee: $15 Resolution Relating to a Series of Shares Entity Information The name of the corporation is: Calpian, Inc. State the name of the entity as currently shown in the records of the secretary of state. The file number issued to the f

Calpian PRE 14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pr

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2016 (June 3, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Co

Form of Subscription Agreement (Series E Preferred Stock)

Exhibit Exhibit 10.1 SUBSCRIPTION AGREEMENT Calpian, Inc. 500 N Akard St. Dallas, TX 75201 Ladies and Gentlemen: 1. Subscription. The undersigned (the ?Purchaser?) by execution of this Subscription Agreement (?Subscription Agreement?), intending to be legally bound, hereby irrevocably agrees to purchase from Calpian, Inc., a Texas corporation (the ?Company?) the number of shares (the ?Shares?) of

Form of Warrant Agreement (Series E Preferred Stock)

EX-10.2 4 seriesewarrantform.htm EXHIBIT 10.2 WARRANT Exhibit 10.2 Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED

FILED In the Office of the Secretary of State of Texas June 6 2016 Corporations Section CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK OF CALPIAN, INC. (Pursuant to Sections 21.155 and 21.156

EX-3.1 2 preferredseriesecod.htm EXHIBIT 3.1 SERIES E COD Exhibit 3.1 FILED In the Office of the Secretary of State of Texas June 6 2016 Corporations Section CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK OF CALPIAN, INC. (Pursuant to Sections 21.155 and 21.156 of the Texas Business Organizations Code of the State of Texas) CALPIAN, INC.,

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 8, 2016 (June 3, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Co

Resolution Relating to a Series of Shares Entity Information

Exhibit 3.1 Form 426 (Revised 05/11) Return in duplicate to: Secretary of State P.O. Box 13697 Austin, TX 78711-3697 512 463-5555 FAX: 512/463-5709 Filing Fee: $15 Resolution Relating to a Series of Shares Entity Information The name of the corporation is: Calpian, Inc. State the name of the entity as currently shown in the records of the secretary of state. The file number issued to the filing en

Calpian S-8 REGISTRATION

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Calpian, Inc. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer identification No.) 500 North Akard Street, Suite 2850 Dallas, Texas 75201 (Address of p

Company 2016 Equity Incentive Plan

Exhibit Exhibit 10.1 CALPIAN 2016 Incentive Stock Plan This Calpian 2016 Incentive Stock Plan (the " Plan ") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby providing Participants with a propri

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2016 (May 20, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation)

Jim McKelvey, Co-Founder and Director of Square joins Calpian, Inc. Board of Directors

SEC Exhibit Exhibit 99.1 News Release Jim McKelvey, Co-Founder and Director of Square joins Calpian, Inc. Board of Directors Dallas, Texas and Mumbai, India - (May 23, 2016) - Calpian, Inc. (OTC Pink: CLPI), a world leader in mobile money solutions through its subsidiary MoneyOnMobile in India, today announced that Jim McKelvey, Co-Founder and Director of Square, Inc. has joined the company?s Boar

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a8-kdirectorresignation.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2016 (December 15, 2015) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (

Calpian Schedules Third Quarter Fiscal Year 2016 Earnings Conference Call

Exhibit 99.3 News Release Calpian Schedules Third Quarter Fiscal Year 2016 Earnings Conference Call Dallas, Texas and Mumbai, India - (May 11, 2016) - Calpian, Inc. (OTC Pink: CLPI), a world leader in mobile money solutions through its Mumbai-based subsidiary MoneyOnMobile in India will provide an operational update and financial results of the company’s third quarter fiscal year 2016 and prior qu

Regulation FD Disclosure, Financial Statements and Exhibits

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2016 (May 11, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation)

Calpian Issues Shareholder Update

EX-99.2 3 prlettertoshareholders0512.htm EXHIBIT 99.2 - PR SHAREHOLDER LETTER Exhibit 99.2 News Release Calpian Issues Shareholder Update Dallas, Texas and Mumbai, India - (May 12, 2016) - Calpian, Inc. (OTC Pink: CLPI), a world leader in mobile money solutions through its Mumbai-based subsidiary MoneyOnMobile in India, issues shareholder update. To: Calpian, Inc. Shareholders From: Harold Montgom

Q3 2016 EARNINGS CALL May 12th, 2016 DALLAS / MUMBAI This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with our business. The factors that could cause

calpianq3earningscall Q3 2016 EARNINGS CALL May 12th, 2016 DALLAS / MUMBAI This presentation and comments made by management may contain forward-looking statements that involve a number of risks and uncertainties associated with our business.

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 - Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Commission File No. 000-53997 CALPIAN, INC. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or other jurisdiction of (I.R.S. Employer i

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 - Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 Commission File No. 000-53997 CALPIAN, INC. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or other jurisdiction of (I.R.S. Employer in

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2016 (April 12, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commiss

CALPIAN, INC. SECURED PROMISSORY NOTE

EX-99.3 4 a993cagannote.htm PROMISSORY NOTE ISSUED TO LAIRD CAGAN THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE BORROWER THAT SUCH REGISTRATION IS NOT REQUIRED

PROMISSORY NOTE

Exhibit PROMISSORY NOTE US$675,000.00 April 12, 2016 All references in this Note to monies are to U.S. Dollars 1 . Promise to Pay . In lieu of cash payment and in connection with the Purchase Price Adjustment Agreement executed on even date herewith, CALPIAN, INC., a Texas corporation (?Maker?), from and on the date hereof, promises to pay to the order of eVance Processing, Inc. (?Holder?) as set

PURCHASE PRICE ADJUSTMENT AGREEMENT

EX-99.1 2 a991paa.htm PRICE ADJUSTMENT AGREEMENT BETWEEN CALPIAN, INC. AND EXCEL CORPORATION PURCHASE PRICE ADJUSTMENT AGREEMENT This Purchase Price Adjustment Agreement (the "Agreement") is entered into this 12th day of April 2016, by and between Calpian, Inc., a Texas corporation (“Calpian” or the “Company”), Calpian Commerce Inc. and Calpian Residual Acquisition LLC (collectively “Sellers”) and

Unregistered Sales of Equity Securities

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 1, 2016 (March 9, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation) (Commi

Unregistered Sales of Equity Securities

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2016 (February 22, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation

MOMT / MoneyOnMobile, Inc 10-Q - Quarterly Report - 10-Q Q1 FY2016

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 - Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Commission File No. 000-53997 CALPIAN, INC. (Exact name of registrant as specified in its charter) Texas 20-8592825 (State or other jurisdiction of (I.R.S. Employer incorp

Unregistered Sales of Equity Securities

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2016 (February 2, 2016) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation)

CLPI / Calpian, Inc. / Hall Phoenix/Inwood Ltd - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under Securities Exchange Act of 1934 (Amendment No. 1)* Calpian, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 13135X108 (CUSIP Number) Hall Phoenix/Inwood, Ltd. 6801 Gaylord Parkway, Suite 100 Frisco, Texas 75034 Telephone No.: (972) 377-1100 Facsimile: (972) 377-1175 (Name, Address and T

Certificate of Designation of Series D Convertible Preferred Stock

Exhibit FILED In the Office of the Secretary of State of Texas DEC 17 2015 Corporations Section CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK OF CALPIAN, INC.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 23, 2015 (December 17, 2015) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation

Assignment and Assumption Agreement

EX-10.3 4 a103assignmentagreement.htm ASSIGNMENT AGREEMENT Assignment and Assumption Agreement This Assignment and Assumption Agreement (this “Agreement”) dated November 30, 2015, but effective as of November 16, 2015, is by and among Calpian, Inc., a Texas corporation (“Parent”), Calpian Residual Acquisition, LLC, a Nevada limited liability company (“CRA”) and Calpian Commerce, Inc., a Texas corp

INTELLECTUAL PROPERTY ASSIGNMENT AGREEMENT

EX-10.4 5 a104ipassignment.htm IP ASSIGNMENT INTELLECTUAL PROPERTY ASSIGNMENT AGREEMENT THIS INTELLECTUAL PROPERTY ASSIGNMENT AGREEMENT (the “Agreement”) is made as of November 30, 2015, and effective as of 11:59 p.m., New York time, on November 30, 2015, by and between Calpian, Inc., a Texas corporation, and Calpian Commerce, Inc., a Texas corporation (collectively, the “Assignor”), and eVance Pr

CALPIAN, INC. SECURED PROMISSORY NOTE

EX-10.7 8 a107formofpromissorynote.htm FORM OF PROMISSORY AGREEMENT TO THE EXTENT THAT THIS SECURED PROMISSORY NOTE AND FOUR OTHERS MADE CONCURRENTLY BY CALPIAN, INC. ARE CONSIDERED TO BE SECURITIES THIS AND THE OTHER FOUR NOTES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGIS

ASSET PURCHASE AGREEMENT

Exhibit ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (this ? Agreement ?), dated November 30, 2015, but effective as of 11:59 p.

CALPIAN, INC. NOTE AND WARRANT SUBSCRIPTION AGREEMENT

Exhibit CALPIAN, INC. NOTE AND WARRANT SUBSCRIPTION AGREEMENT This NOTE AND WARRANT PURCHASE AGREEMENT (? Agreement ?) made as of the 30 th day of November, 2015 by and between the undersigned subscriber (the ? Subscriber ?) and CALPIAN, INC., a Texas corporation (the ? Corporation ?), having its principal office at 500 N. Akard Street, Suite 2850, Dallas, Texas 75201. WHEREAS , the Corporation is

BILL OF SALE

EX-10.2 3 a102billofsale.htm BILL OF SALE BILL OF SALE This Bill of Sale, effective as of the Effective Time, is executed and delivered by Calpian, Inc., a Texas corporation (“Parent”), Calpian Residual Acquisition, LLC, a Nevada limited liability company (“CRA”), and Calpian Commerce, Inc., a Texas corporation and wholly-owned subsidiary of Parent (“CCI,” and together with Parent, CRA and CCI, th

LOAN AND SECURITY AGREEMENT

EX-10.5 6 a105lsagreement.htm LOAN AND SECURITY AGREEMENT LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (the “Agreement”) is made as of November 30, 2015, by and among Calpian, Inc., a Texas corporation (the “Company”), and the lender identified on the signature page hereof (the “Lender”). Capitalized terms not otherwise defined in this Agreement shall have the meanings ascribed to

CALPIAN, INC. WARRANT TO PURCHASE COMMON STOCK

EX-10.8 9 a108formofwarrant.htm FORM OF WARRANT Warrant Certificate No. [*] NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE T

W I T N E S S E T H:

EX-10.11 12 a1011clpiguaranteetocra.htm GUARANTEE TO CRA LENDERS GUARANTEE GUARANTEE, dated as of November 30, 2015 (this “Guarantee”), made by Calpian, Inc., a Texas corporation, (the “Guarantor” or the “Company”), in favor of each of the lenders signatory hereto (the “Lenders”) and party to that certain Note and Warrant Subscription Agreement, dated as of the date hereof, between the Company and

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

8-K 1 a8-kusoperationssale.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 4, 2015 (November 30, 2015) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (Sta

Schedule A Pay-off account Wire instructions Schedule B POSSESSORY COLLATERAL

EX-10.9 10 a109ghcvpayoffletter.htm GHCV PAYOFF LETTER November 30, 2015 To: Granite Hill Capital Ventures, LLC Re: Payoff of Obligations Gentlemen: The undersigned, Granite Hill Capital Ventures, LLC, a Delaware limited liability company (the “Obligee”), has been advised that Calpian, Inc., a Texas corporation (the “Company”), intends to pay-off all amounts the Company owes the Obligee. The total

W I T N E S S E T H:

EX-10.10 11 a1010clpiguaranteetolenders.htm GUARANTEE TO LENDERS GUARANTEE GUARANTEE, dated as of November 30, 2015 (this “Guarantee”), made by Calpian, Inc., a Texas corporation, (the “Guarantor” or the “Company”), in favor of each of the lenders signatory hereto (the “Lenders”) and party to that certain Note and Warrant Subscription Agreement, dated as of the date hereof, between the Company and

SUBSCRIPTION AGREEMENT

Exhibit SUBSCRIPTION AGREEMENT Calpian, Inc. 500 N Akard St. Dallas, TX 75201 Ladies and Gentlemen: 1. Subscription. Subject to the terms and conditions hereinafter set forth and in the Confidential Private Placement Memorandum dated July 22, 2015 (such Private Placement Memorandum, together with all annexes, supplements and exhibits thereto, the ?Memorandum?), the undersigned (the ?Purchaser?), i

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2015 (October 31, 2015) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation)

ESCROW AGREEMENT

Exhibit Escrow Agreement ESCROW AGREEMENT THIS ESCROW AGREEMENT (this ? Agreement ?) is made as of [*], 2015, by and among Calpian, Inc.

CALPIAN, INC. WARRANT TO PURCHASE COMMON STOCK

EX-10.2 3 a102formofwarrant.htm EXHIBIT 10.2 WARRANT B-1 Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERW

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 a8-khalldeal100615.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 6, 2015 (September 30, 2015) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State

LOAN AND SECURITY AGREEMENT

Exhibit LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (the ?Agreement?) is made effective as of September 17, 2015, by and among Calpian, Inc.

CONVERTIBLE PROMISSORY NOTE

EX-10.2 3 exhibit102.htm CONVERTIBLE PROMISSORY NOTE CONVERTIBLE PROMISSORY NOTE THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMEN

(Signature Pages Follow)

EX-10.3 4 exhibit103.htm COLLATERAL EXCLUSION AGREEMENT Collateral Exclusion Agreement THIS IS AGREEMENT (the “Agreement") being executed and delivered by and between Calpian, Inc., a Texas corporation (the “Borrower”), Hall Phoenix/Inwood, Ltd., a Texas limited partnership (“Lender”), and Granite Hill Capital Ventures, LLC, a Delaware limited liability company (“Senior Lender”) (Borrower, Lender

SUBORDINATION AGREEMENT

EX-10.4 5 exhibit104.htm FORM OF SUBORDINATION AGREEMENT SUBORDINATION AGREEMENT This Subordination Agreement (the “Agreement”) is made effective as of September 17, 2015, by and between [*] (“Creditor”), and Hall Phoenix/Inwood, Ltd. a Texas limited partnership, with its principal place of business at 6801 Gaylord Parkway, Suite 100, Frisco, Texas 75034 (“Lender”). Recitals A.Calpian, Inc., a Tex

CLPI / Calpian, Inc. / Hall Phoenix/Inwood Ltd - SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Calpian, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 13135X108 (CUSIP Number) Hall Phoenix/Inwood, Ltd. 6801 Gaylord Parkway, Suite 100 Frisco, Te

CALPIAN, INC. WARRANT TO PURCHASE COMMON STOCK

Exhibit 10.3 Additional Warrants Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (

CALPIAN, INC. WARRANT TO PURCHASE COMMON STOCK

EX-10.2 3 exhibit102warrants.htm WARRANTS Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED

MoneyOnMobile 8-K (Current Report/Significant Event)

8-K Cover Page for MDA and Unregistered Sale UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

SECURITIES EXCHANGE AGREEMENT

Exhibit 10.1 Securities Exhange Agreement SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the ? Agreement ?) is dated as of July 31, 2015, by and between CALPIAN, INC., a Texas corporation (the ? Company ?) and FAIRMOUNT ST. INVESTMENTS, L.P., a limited partnership (the ? Investor ?) (together, the ? Parties? ). WHEREAS: WHEREAS, in 2010, 2012 and 2013, the Company conducted offe

MoneyOnMobile NT 10-K

FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-53997 NOTIFICATION OF LATE FILING (Check one): X Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For period ended March 31, 2015 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transit

MoneyOnMobile ESP

CORRESP 1 filename1.htm June 19, 2015 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporation Finance Attn: William H. Thompson, Accounting Branch Chief Attn: Robyn Manuel, Staff Accountant 100 F Street, NE Washington, D.C. 20549 Office: 202-551-3344 Re: Calpian, Inc. Form 10-K Transition Report for Fiscal Year Ended March 31, 2014 Filed August 11, 2014; File N

Unregistered Sales of Equity Securities

8-K 061715 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 11, 2015 (June 17, 2015) Calpian, Inc. (Exact Name of Registrant as Specified in Its Charter) Texas 000-53997 20-8592825 (State or Other Jurisdiction of Incorporation)