MTEC / MTech Acquisition Corp. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

MTech Acquisition Corp.
US ˙ NASDAQ
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 1719893
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to MTech Acquisition Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
February 14, 2020 SC 13G/A

MTEC / MTech Acquisition Corp. / Whitefort Capital Master Fund, Lp - AMENDMENT NO. 1 TO THE SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* MTech Acquisition Corp. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 55378W107 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi

June 20, 2019 SC 13G/A

MTEC / MTech Acquisition Corp. / OXFORD ASSET MANAGEMENT - OXFORD ASSET MANAGEMENT LLP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* MTECH ACQUISITION CORP (Name of Issuer) Class A common stock, par value $0.0001 (Title of Class of Securities) 55378W107 (CUSIP Number) June 18, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule

June 17, 2019 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation) (Commission F

June 17, 2019 EX-99.1

MTECH ACQUISITION CORP. COMPLETES MERGER WITH MJ FREEWAY LLC TO FORM AKERNA CORP. Combination Creates Leading Nasdaq-Listed Compliance Technology Company in the Cannabis Space

EX-99.1 2 f8k061719ex99-1mtechac.htm PRESS RELEASE, DATED AS OF JUNE 17, 2019 Exhibit 99.1 MTECH ACQUISITION CORP. COMPLETES MERGER WITH MJ FREEWAY LLC TO FORM AKERNA CORP. Combination Creates Leading Nasdaq-Listed Compliance Technology Company in the Cannabis Space NEW YORK¾June 17, 2019¾MTech Acquisition Corp. (NASDAQ: MTEC) (“MTech”), the first US-listed Special Purpose Acquisition Company (SPA

June 12, 2019 EX-99.1

MTech Acquisition Corp. and MJ Freeway LLC Provide Private Placement Update Participants Include Khitan Capital, Cresco Capital Partners II, LLC, and The London Fund

EX-99.1 2 f8k060719ex99-1mtechacq.htm PRESS RELEASE DATED JUNE 12, 2019 Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Provide Private Placement Update Participants Include Khitan Capital, Cresco Capital Partners II, LLC, and The London Fund NEW YORK¾ June 12, 2019¾ MTech Acquisition Corp. (NASDAQ: MTEC, MTECU, MTECW) (“MTech”), the first US-listed Special Purpose Acquisition Company (SPA

June 12, 2019 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 (June 7, 2019) MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation

June 12, 2019 EX-99.1

Press Release Dated June 12, 2019.

EX-99.1 2 f8k060719ex99-1mtechacq.htm PRESS RELEASE DATED JUNE 12, 2019 Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Provide Private Placement Update Participants Include Khitan Capital, Cresco Capital Partners II, LLC, and The London Fund NEW YORK¾ June 12, 2019¾ MTech Acquisition Corp. (NASDAQ: MTEC, MTECU, MTECW) (“MTech”), the first US-listed Special Purpose Acquisition Company (SPA

June 12, 2019 DEFA14A

MTEC / MTech Acquisition Corp. DEFA14A - - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 (June 7, 2019) MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation

June 6, 2019 EX-10.2

Form of Agreement to Transfer Sponsor Shares, incorporated herein by reference to Exhibit 10.2 to Current Report on Form 8-K filed by MTech on June 6, 2019.

Exhibit 10.2 AGREEMENT TO TRANSFER SPONSOR SHARES [], 2019 [Name of Transferee] [Address of Transferee] Ladies and Gentlemen: Reference is made to that certain (i) Subscription Agreement, dated as of [], 2019 (the “Subscription Agreement”), by and among MTech Acquisition Corp., a Delaware corporation (the “Company”), MTech Acquisition Holdings Inc., a Delaware corporation (“Pubco”), and the unders

June 6, 2019 8-K

Regulation FD Disclosure, Unregistered Sales of Equity Securities, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation) (Commission Fi

June 6, 2019 EX-10.1

Form of Subscription Agreement, incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by MTech on June 6, 2019.

Exhibit 10.1 SUBSCRIPTION AGREEMENT , 2019 MTech Acquisition Corp. 10124 Foxhurst Court Orlando, Florida 32836 Ladies and Gentlemen: In connection with the proposed business combination (the “Transaction”) between MTech Acquisition Corp., a Delaware corporation (the “Company” or “MTech”), and MJ Freeway, LLC, a Colorado limited liability company (“MJF”), pursuant to that certain Agreement and Plan

June 6, 2019 EX-99.1

MTech Acquisition Corp. and MJ Freeway LLC Announce Private Placement Transaction Financing includes U.S. and Asian Investors; MJ Freeway Retains Cowen as Post-Closing Strategic Advisor

Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Announce Private Placement Transaction Financing includes U.S. and Asian Investors; MJ Freeway Retains Cowen as Post-Closing Strategic Advisor NEW YORK¾ June 6, 2019¾ MTech Acquisition Corp. (NASDAQ: MTEC, MTECU, MTECW) (“MTech”), the first US-listed Special Purpose Acquisition Company (SPAC) focused on acquiring a business ancillary to the c

June 6, 2019 EX-10.1

Form of Subscription Agreement

EX-10.1 2 f8k060619ex10-1mtechacq.htm FORM OF SUBSCRIPTION AGREEMENT Exhibit 10.1 SUBSCRIPTION AGREEMENT , 2019 MTech Acquisition Corp. 10124 Foxhurst Court Orlando, Florida 32836 Ladies and Gentlemen: In connection with the proposed business combination (the “Transaction”) between MTech Acquisition Corp., a Delaware corporation (the “Company” or “MTech”), and MJ Freeway, LLC, a Colorado limited l

June 6, 2019 DEFA14A

MTEC / MTech Acquisition Corp. DEFA14A - - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation) (Commission Fi

June 6, 2019 EX-10.2

Form of Agreement to Transfer Sponsor Shares

EX-10.2 3 f8k060619ex10-2mtechacq.htm FORM OF AGREEMENT TO TRANSFER SPONSOR SHARES Exhibit 10.2 AGREEMENT TO TRANSFER SPONSOR SHARES [], 2019 [Name of Transferee] [Address of Transferee] Ladies and Gentlemen: Reference is made to that certain (i) Subscription Agreement, dated as of [], 2019 (the “Subscription Agreement”), by and among MTech Acquisition Corp., a Delaware corporation (the “Company”)

June 6, 2019 EX-99.1

Press Release, dated June 6, 2019

Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Announce Private Placement Transaction Financing includes U.S. and Asian Investors; MJ Freeway Retains Cowen as Post-Closing Strategic Advisor NEW YORK¾ June 6, 2019¾ MTech Acquisition Corp. (NASDAQ: MTEC, MTECU, MTECW) (“MTech”), the first US-listed Special Purpose Acquisition Company (SPAC) focused on acquiring a business ancillary to the c

May 21, 2019 8-K

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation) (Commission Fi

May 21, 2019 EX-99.1

MTech Acquisition Corp. and MJ Freeway LLC Announce Form S-4 Registration Statement Declared Effective By SEC

Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Announce Form S-4 Registration Statement Declared Effective By SEC New York– May 21, 2019 – MTech Acquisition Corp. (NASDAQ: MTEC) (“MTech”), the first US-listed Special Purpose Acquisition Company (SPAC) focused on acquiring a business ancillary to the cannabis industry, and MJ Freeway LLC (“MJ Freeway”), a leading seed-to-sale, regulatory c

May 21, 2019 EX-99.1

Press Release, dated May 21, 2019

Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Announce Form S-4 Registration Statement Declared Effective By SEC New York– May 21, 2019 – MTech Acquisition Corp. (NASDAQ: MTEC) (“MTech”), the first US-listed Special Purpose Acquisition Company (SPAC) focused on acquiring a business ancillary to the cannabis industry, and MJ Freeway LLC (“MJ Freeway”), a leading seed-to-sale, regulatory c

May 21, 2019 DEFA14A

MTEC / MTech Acquisition Corp. Class A DEFA14A - - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation) (Commission Fi

May 16, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation) (Commission Fi

May 16, 2019 EX-99.1

MJ Freeway Adds Former Oracle CIO to Board Mark D. Iwanowski provides strategic ERP and M&A expertise to help accelerate MJ Freeway’s growth

Exhibit 99.1 MJ Freeway Adds Former Oracle CIO to Board Mark D. Iwanowski provides strategic ERP and M&A expertise to help accelerate MJ Freeway’s growth DENVER, May 16, 2019—MJ Freeway, LLC (“MJ Freeway”), the inventor of seed-to-sale cannabis technology and developer of the cannabis industry’s first enterprise resource planning (ERP) platform, announced that it added Mark D. Iwanowski, an experi

May 16, 2019 EX-99.1

Press Release, dated May 16, 2019

EX-99.1 2 s118378ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 MJ Freeway Adds Former Oracle CIO to Board Mark D. Iwanowski provides strategic ERP and M&A expertise to help accelerate MJ Freeway’s growth DENVER, May 16, 2019—MJ Freeway, LLC (“MJ Freeway”), the inventor of seed-to-sale cannabis technology and developer of the cannabis industry’s first enterprise resource planning (ERP) platform, announced t

May 16, 2019 DEFA14A

MTEC / MTech Acquisition Corp. Class A DEFA14A FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation) (Commission Fi

May 16, 2019 DEF 14A

MTEC / MTech Acquisition Corp. Class A DEF 14A DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) x Definitive

May 15, 2019 10-Q

MTEC / MTech Acquisition Corp. Class A 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-38368 MTECH ACQUISITION CORP.

May 14, 2019 PRER14A

MTEC / MTech Acquisition Corp. Class A PRER14A PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 4) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e

May 8, 2019 PRER14A

MTEC / MTech Acquisition Corp. Class A PRER14A PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 3) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e

April 19, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or or

April 19, 2019 EX-2.2

First Amendment to Agreement and Plan of Merger

EX-2.2 2 s117523ex2-2.htm EXHIBIT 2.2 Exhibit 2.2 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER This First Amendment (this “First Amendment”) to Agreement and Plan of Merger is made and entered into effective as of April 17, 2019, by and among (i) MTech Acquisition Corp., a Delaware corporation (“Purchaser”), (ii) MTech Acquisition Holdings Inc., a Delaware corporation and a wholly-owned subsidi

April 19, 2019 EX-2.2

First Amendment to Agreement and Plan of Merger

Exhibit 2.2 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER This First Amendment (this “First Amendment”) to Agreement and Plan of Merger is made and entered into effective as of April 17, 2019, by and among (i) MTech Acquisition Corp., a Delaware corporation (“Purchaser”), (ii) MTech Acquisition Holdings Inc., a Delaware corporation and a wholly-owned subsidiary of Purchaser (“Pubco”), (iii) MTec

April 19, 2019 425

MTEC / MTech Acquisition Corp. Class A FORM 8-K (Merger Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or or

April 19, 2019 PRER14A

MTEC / MTech Acquisition Corp. Class A PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e

March 14, 2019 10-K

MTEC / MTech Acquisition Corp. Class A 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38368 MTECH ACQUISITION CORP. (Exa

February 25, 2019 EX-10.1

Promissory Note, dated February 19, 2019

Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY

February 25, 2019 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2019 (February 19, 2019) MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction

February 12, 2019 SC 13G/A

MTEC / MTech Acquisition Corp. / Zoe Partners Limited Partnership - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* MTech Acquisition Corp. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 55378W107 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi

February 7, 2019 SC 13G

MTEC / MTech Acquisition Corp. / OXFORD ASSET MANAGEMENT - OXFORD ASSET MANAGEMENT LLP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 MTECH ACQUISITION CORP (Name of Issuer) Class A common stock, par value $0.0001 (Title of Class of Securities) 55378W107 (CUSIP Number) January 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

January 25, 2019 PRER14A

MTEC / MTech Acquisition Corp. Class A PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e

January 25, 2019 SC 13G/A

MTEC / MTech Acquisition Corp. / BASSO CAPITAL MANAGEMENT, L.P. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* MTECH ACQUISITION CORP. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 55378W107 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi

November 26, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K 1 s1142318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdic

November 26, 2018 EX-99.1

Who is Buying Cannabis? Landmark Report Provides Consumer Insights and Breakdowns in Strong Growth Market New Frontier Data and MJ Freeway combine major national survey data and largest cannabis transactional industry data set to produce insightful c

EX-99.1 2 s114231ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Who is Buying Cannabis? Landmark Report Provides Consumer Insights and Breakdowns in Strong Growth Market New Frontier Data and MJ Freeway combine major national survey data and largest cannabis transactional industry data set to produce insightful cannabis customer archetypes study November 26, 2018, Washington - New Frontier Data, a leading a

November 26, 2018 425

MTEC / MTech Acquisition Corp. Class A 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

November 26, 2018 EX-99.1

Who is Buying Cannabis? Landmark Report Provides Consumer Insights and Breakdowns in Strong Growth Market New Frontier Data and MJ Freeway combine major national survey data and largest cannabis transactional industry data set to produce insightful c

EX-99.1 2 s114231ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Who is Buying Cannabis? Landmark Report Provides Consumer Insights and Breakdowns in Strong Growth Market New Frontier Data and MJ Freeway combine major national survey data and largest cannabis transactional industry data set to produce insightful cannabis customer archetypes study November 26, 2018, Washington - New Frontier Data, a leading a

November 13, 2018 425

MTEC / MTech Acquisition Corp. Class A 425 (Prospectus)

Filed by MTech Acquisition Holdings Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: MTech Acquisition Holdings Inc. Registration Statement Number: 333-228220 News Release MTech Acquisition Corp. and MJ Freeway LLC Decide on “Akerna” as the Proposed Name of Post-Combination Public Company and Announce Participation at MJBizCon 2018 in Las Vegas New Name Reflects Potentia

November 13, 2018 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

November 13, 2018 EX-99.1

MTech Acquisition Corp. and MJ Freeway LLC Decide on “Akerna” as the Proposed Name of Post-Combination Public Company Announce Participation at MJBizCon 2018 in Las Vegas New Name Reflects Potential Accelerated Growth Opportunities and Expanded Acqui

EX-99.1 2 s113954ex99-1.htm EXHIBIT 99-1 Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Decide on “Akerna” as the Proposed Name of Post-Combination Public Company and Announce Participation at MJBizCon 2018 in Las Vegas New Name Reflects Potential Accelerated Growth Opportunities and Expanded Acquisition Capabilities of the Combined Organization New York, NY – November 13, 2018 – MTech Ac

November 13, 2018 425

MTEC / MTech Acquisition Corp. Class A FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

November 13, 2018 EX-99.1

MTech Acquisition Corp. and MJ Freeway LLC Decide on “Akerna” as the Proposed Name of Post-Combination Public Company Announce Participation at MJBizCon 2018 in Las Vegas New Name Reflects Potential Accelerated Growth Opportunities and Expanded Acqui

EX-99.1 2 s113954ex99-1.htm EXHIBIT 99-1 Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Decide on “Akerna” as the Proposed Name of Post-Combination Public Company and Announce Participation at MJBizCon 2018 in Las Vegas New Name Reflects Potential Accelerated Growth Opportunities and Expanded Acquisition Capabilities of the Combined Organization New York, NY – November 13, 2018 – MTech Ac

November 13, 2018 10-Q

MTEC / MTech Acquisition Corp. Class A FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-38368 MTECH ACQUISITION CO

November 9, 2018 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

November 9, 2018 EX-99.1

MJ Freeway Announces Tech Updates for MJ Platform Updates will result in a faster checkout process for retailers, and let cultivators track batches instead of individual plants

EX-99.1 2 s113928ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 MJ Freeway Announces Tech Updates for MJ Platform Updates will result in a faster checkout process for retailers, and let cultivators track batches instead of individual plants New York, NY – November 9, 2018 – MJ Freeway, LLC (“MJ Freeway”), a leading seed-to-sale technology provider for the cannabis industry and developer of enterprise resour

November 9, 2018 425

MTEC / MTech Acquisition Corp. Class A FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

November 9, 2018 EX-99.1

MJ Freeway Announces Tech Updates for MJ Platform Updates will result in a faster checkout process for retailers, and let cultivators track batches instead of individual plants

Exhibit 99.1 MJ Freeway Announces Tech Updates for MJ Platform Updates will result in a faster checkout process for retailers, and let cultivators track batches instead of individual plants New York, NY – November 9, 2018 – MJ Freeway, LLC (“MJ Freeway”), a leading seed-to-sale technology provider for the cannabis industry and developer of enterprise resource planning platform, announced a series

November 7, 2018 PRE 14A

MTEC / MTech Acquisition Corp. Class A PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ¨ Definitive

October 26, 2018 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 mtechex991-102618.htm JOINT FILING AGREEMENT EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of MTech Acquisition Corp. dated October 26, 2018, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the pro

October 26, 2018 SC 13G

MTEC / MTech Acquisition Corp. / Whitefort Capital Master Fund, Lp - OCTOBER 26, 2018 Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MTech Acquisition Corp. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 55378W107 (CUSIP Number) October 17, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

October 15, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K 1 s1132828k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other juri

October 15, 2018 EX-99.1

MTech Acquisition Corp. and MJ Freeway Schedule Conference Call for October 16, 2018 at 4:00 p.m. ET to Discuss Merger Agreement

Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway Schedule Conference Call for October 16, 2018 at 4:00 p.m. ET to Discuss Merger Agreement New York, NY – October 15, 2018 – MTech Acquisition Corp. (NASDAQ: MTEC) (“MTech”), the first US-listed Special Purpose Acquisition Company focused on acquiring a business ancillary to the cannabis industry, and MJ Freeway LLC (“MJ Freeway”), a leading seed-

October 15, 2018 425

MTEC / MTech Acquisition Corp. Class A FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

October 15, 2018 EX-99.1

MTech Acquisition Corp. and MJ Freeway Schedule Conference Call for October 16, 2018 at 4:00 p.m. ET to Discuss Merger Agreement

EX-99.1 2 s113282ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway Schedule Conference Call for October 16, 2018 at 4:00 p.m. ET to Discuss Merger Agreement New York, NY – October 15, 2018 – MTech Acquisition Corp. (NASDAQ: MTEC) (“MTech”), the first US-listed Special Purpose Acquisition Company focused on acquiring a business ancillary to the cannabis industry, and MJ Fr

October 11, 2018 EX-10.4

Form of Non-competition Agreement

EX-10.4 6 s113221ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 FINAL FORM FORM OF NON-COMPETITION AND NON-SOLICITATION AGREEMENT THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this “Agreement”) is being executed and delivered as of [●], by the undersigned (“Seller”) in favor of and for the benefit of MTech Acquisition Holdings Inc., a Delaware corporation which will be known after the consummation of

October 11, 2018 EX-99.1

MTech Acquisition Corp. and MJ Freeway LLC Announce Merger Agreement -Transaction Supported by MJ Freeway Owners, Including Prominent Tech Investor Roger McNamee -Implementing MTech’s Strategy to Provide Investors with Access to Cannabis Technology S

EX-99.1 7 s113221ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Announce Merger Agreement -Transaction Supported by MJ Freeway Owners, Including Prominent Tech Investor Roger McNamee -Implementing MTech’s Strategy to Provide Investors with Access to Cannabis Technology Sector New York, NY – October [ ], 2018 – MTech Acquisition Corp. (NASDAQ: MTEC) (“MTech”), the f

October 11, 2018 EX-10.1

Form of Voting Agreement, dated October 10, 2018

EX-10.1 3 s113221ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FINAL FORM VOTING AGREEMENT This Voting Agreement (this “Agreement”) is made as of October 10, 2018 by and among (i) MTech Acquisition Corp., a Delaware corporation (“Purchaser”), (ii) MJ Freeway LLC, a Colorado limited liability company (the “Company”), and (iii) the undersigned member (“Holder”) of the Company. Any capitalized term used but n

October 11, 2018 EX-99.2

Investor Presentation

Exhibit 99.2

October 11, 2018 EX-10.3

Form of Lock-up Agreement

EX-10.3 5 s113221ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 FINAL FORM FORM OF LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of [●] by and among (i) MTech Acquisition Holdings Inc., a Delaware corporation which will be known after the consummation of the transactions contemplated by the Merger Agreement (as defined below) (the “Closing”) as “[]” (together with i

October 11, 2018 EX-2.1

Agreement and Plan of Merger, dated as of October 10, 2018, by and among MTech Acquisition Corp., MTech Acquisition Holdings Inc., MTech Purchaser Merger Sub Inc., MTech Company Merger Sub LLC, MTech Sponsor LLC in the capacity as the Purchaser Representative thereunder, MJ Freeway LLC and Harold Handelsman in the capacity as the Seller Representative thereunder

EX-2.1 2 s113221ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION COPY CONFIDENTIAL AGREEMENT AND PLAN OF MERGER by and among MTECH ACQUISITION CORP., as Purchaser, MTECH ACQUISITION HOLDINGS INC., as Pubco, MTECH PURCHASER MERGER SUB INC., as Purchaser Merger Sub, MTECH COMPANY MERGER SUB LLC, as Company Merger Sub, MTECH SPONSOR LLC, in the capacity as the Purchaser Representative, MJ FREEWAY LLC, as

October 11, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

October 11, 2018 EX-10.2

Waiver Agreement dated as of October 10, 2018, by and among, MTech Acquisition Corp., MTech Sponsor LLC and MJ Freeway LLC.

Exhibit 10.2 EXECUTION COPY WAIVER AGREEMENT This Waiver Agreement (this “Agreement”) is made as of October 10, 2018 by and among (i) MTech Acquisition Corp., a Delaware corporation (“Purchaser”), (ii) MJ Freeway LLC, a Colorado limited liability company (the “Company”), and (iii) MTech Sponsor LLC, a Florida limited liability company (“Holder”) of the Company. Any capitalized term used but not de

October 11, 2018 EX-10.3

Form of Lock-up Agreement

EX-10.3 5 s113221ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 FINAL FORM FORM OF LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of [●] by and among (i) MTech Acquisition Holdings Inc., a Delaware corporation which will be known after the consummation of the transactions contemplated by the Merger Agreement (as defined below) (the “Closing”) as “[]” (together with i

October 11, 2018 EX-99.2

Investor Presentation

Exhibit 99.2

October 11, 2018 EX-10.4

Form of Non-competition Agreement

EX-10.4 6 s113221ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 FINAL FORM FORM OF NON-COMPETITION AND NON-SOLICITATION AGREEMENT THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this “Agreement”) is being executed and delivered as of [●], by the undersigned (“Seller”) in favor of and for the benefit of MTech Acquisition Holdings Inc., a Delaware corporation which will be known after the consummation of

October 11, 2018 DEFA14A

MTEC / MTech Acquisition Corp. Class A 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2018 MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction of incorporation or

October 11, 2018 EX-10.2

Waiver Agreement dated as of October 10, 2018, by and among, MTech Acquisition Corp., MTech Sponsor LLC and MJ Freeway LLC.

EX-10.2 4 s113221ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 EXECUTION COPY WAIVER AGREEMENT This Waiver Agreement (this “Agreement”) is made as of October 10, 2018 by and among (i) MTech Acquisition Corp., a Delaware corporation (“Purchaser”), (ii) MJ Freeway LLC, a Colorado limited liability company (the “Company”), and (iii) MTech Sponsor LLC, a Florida limited liability company (“Holder”) of the Comp

October 11, 2018 EX-99.1

Press Release

EX-99.1 7 s113221ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 MTech Acquisition Corp. and MJ Freeway LLC Announce Merger Agreement -Transaction Supported by MJ Freeway Owners, Including Prominent Tech Investor Roger McNamee -Implementing MTech’s Strategy to Provide Investors with Access to Cannabis Technology Sector New York, NY – October [ ], 2018 – MTech Acquisition Corp. (NASDAQ: MTEC) (“MTech”), the f

October 11, 2018 EX-2.1

Agreement and Plan of Merger, dated as of October 10, 2018, by and among MTech Acquisition Corp., MTech Acquisition Holdings Inc., MTech Purchaser Merger Sub Inc., MTech Company Merger Sub LLC, MTech Sponsor LLC in the capacity as the Purchaser Representative thereunder, MJ Freeway LLC and Harold Handelsman in the capacity as the Seller Representative thereunder

EX-2.1 2 s113221ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION COPY CONFIDENTIAL AGREEMENT AND PLAN OF MERGER by and among MTECH ACQUISITION CORP., as Purchaser, MTECH ACQUISITION HOLDINGS INC., as Pubco, MTECH PURCHASER MERGER SUB INC., as Purchaser Merger Sub, MTECH COMPANY MERGER SUB LLC, as Company Merger Sub, MTECH SPONSOR LLC, in the capacity as the Purchaser Representative, MJ FREEWAY LLC, as

October 11, 2018 EX-10.1

Form of Voting Agreement, dated October 10, 2018

Exhibit 10.1 FINAL FORM VOTING AGREEMENT This Voting Agreement (this “Agreement”) is made as of October 10, 2018 by and among (i) MTech Acquisition Corp., a Delaware corporation (“Purchaser”), (ii) MJ Freeway LLC, a Colorado limited liability company (the “Company”), and (iii) the undersigned member (“Holder”) of the Company. Any capitalized term used but not defined in this Agreement will have th

September 24, 2018 SC 13G

MTEC / MTech Acquisition Corp. / Zoe Partners Limited Partnership - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MTech Acquisition Corp. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 55378W107 (CUSIP Number) September 12, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi

September 24, 2018 EX-1

Joint Filing Agreement

Exhibit 1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each of the undersigned (each, a “party”) hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and any applicable national securities exchange) with respect to the Class A common stock of MTech Acquisition Corp.

August 17, 2018 SC 13G

MTEC / MTech Acquisition Corp. / BASSO CAPITAL MANAGEMENT, L.P. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MTECH ACQUISITION CORP. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 55378W107 (CUSIP Number) August 13, 2018** (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig

August 8, 2018 10-Q

MTEC / MTech Acquisition Corp. Class A FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-38368 MTECH ACQUISITION CORP. (

May 15, 2018 10-Q

MTEC / MTech Acquisition Corp. Class A FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-38368 MTECH ACQUISITION CORP.

February 16, 2018 EX-99.1

MTECH ACQUISITION CORP. CLASS A COMMON STOCK AND WARRANTS TO COMMENCE TRADING SEPARATELY ON FEBRUARY 21, 2018

Exhibit 99.1 MTECH ACQUISITION CORP. CLASS A COMMON STOCK AND WARRANTS TO COMMENCE TRADING SEPARATELY ON FEBRUARY 21, 2018 NEW YORK, NY, February 16, 2018 – MTech Acquisition Corp. (the “Company”) (NASDAQ: MTECU) today announced that the holders of the Company’s units may elect to separately trade the Class A common stock and warrants underlying the units commencing on February 21, 2018. Those uni

February 16, 2018 8-K

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2018 (February 16, 2018) MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction

February 12, 2018 SC 13D

MTEC / MTech Acquisition Corp. / Mtech Sponsor Llc - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MTech Acquisition Corp. (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 55378W 107 (CUSIP Number) c/o MTech Sponsor LLC 10124 Foxhurst Court, Orlando, Florida 32836 (Name, Address and Telephone Number of Person Authorized to Rece

February 12, 2018 8-K

Other Events, Financial Statements and Exhibits

8-K 1 s1089338k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2018 (February 8, 2018) MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82- 2932611 (State o

February 12, 2018 EX-99.2

MTech Acquisition Corp. Announces Closing of Over-Allotment Option in connection with its Initial Public Offering

Exhibit 99.2 MTech Acquisition Corp. Announces Closing of Over-Allotment Option in connection with its Initial Public Offering NEW YORK, NY, February 8, 2018 / MTech Acquisition Corp. (Nasdaq: MTECU) (?MTech? or the ?Company?), a company formed for the purpose of entering into a merger, share exchange, asset acquisition or other similar business combination with one or more business entities, anno

February 12, 2018 EX-99.1

Joint Filing Agreement, by and among the Reporting Persons.

Exhibit 99.1 JOINT FILING AGREEMENT AGREEMENT dated as of February 12, 2018, by and among MTech Sponsor LLC, a Florida limited liability company, SS FL LLC, a Florida limited liability company, Steven Van Dyke, Scott Sozio, Game Boy Partners, LLC, a New York limited liability company, and Drew Effron (together, the “Parties”). Each Party hereto represents to the other Party that it is eligible to

February 12, 2018 EX-99.1

MTECH ACQUISITION CORP. BALANCE SHEET

Exhibit 99.1 MTECH ACQUISITION CORP. BALANCE SHEET February 1, Pro Forma 2017 Adjustments As Adjusted (unaudited) (unaudited) ASSETS Current assets Cash $ 709,508 $ ? $ 709,508 Prepaid expenses 91,300 ? 91,300 Total Current Assets 800,808 ? 800,808 Cash held in Trust Account 50,000,076 7,500,000 57,500,076 Total Assets $ 50,800,884 $ 7,500,000 $ 58,300,884 LIABILITIES AND STOCKHOLDERS? EQUITY Curr

February 7, 2018 EX-99.1

MTECH ACQUISITION CORP. INDEX TO BALANCE SHEET

Exhibit 99.1 MTECH ACQUISITION CORP. INDEX TO BALANCE SHEET Page Report of Independent Registered Public Accounting Firm 2 Balance Sheet 3 Notes to Balance Sheet 4-10 1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of MTech Acquisition Corp. Opinion on the Financial Statement We have audited the accompanying balance sheet of MTech Acquisition Co

February 7, 2018 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 (February 1, 2018) MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82- 2932611 (State or other jurisdiction

February 1, 2018 EX-10.5

Letter Agreement by and between the Company and its officers and directors

Exhibit 10.5 January 29, 2018 MTech Acquisition Corp. 10124 Foxhurst Court, Orlando, Florida 32836 EarlyBirdCapital, Inc. 366 Madison Avenue New York, New York 10017 Re: Initial Public Offering Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between MTech Acquisition Corp., a Delaware corporation (the

February 1, 2018 EX-1.1

Underwriting Agreement between the Company and EarlyBirdCapital, Inc.

Exhibit 1.1 5,000,000 Units MTech acquisition corp. UNDERWRITING AGREEMENT New York, New York January 29, 2018 EarlyBirdCapital, Inc. 366 Madison Avenue New York, New York 10017 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: MTech Acquisition Corp., a Delaware corporation (the ?Company?), hereby confirms its agreement with EarlyBirdCapital, Inc. (the ?Repres

February 1, 2018 EX-10.1

Investment Management Trust Account Agreement, dated January 29, 2018, between Continental Stock Transfer & Trust Company and the Company

Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Agreement is made as of January 29, 2018 by and between MTech Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company (“Trustee”). WHEREAS, the Company’s registration statement on Form S-1, No. 333-221957 (“Registration Statement”), for its initial public offering of securities (“IPO”) has been declared effective as o

February 1, 2018 EX-3.1

Amended and Restated Certificate of Incorporation. (1)

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MTECH ACQUISITION CORP. Pursuant to Section 245 of the General Corporation Law of the State of Delaware MTECH ACQUISITION CORP., a corporation existing under the laws of the State of Delaware (the ?Corporation?), by its Chief Executive Officer, hereby certifies as follows: 1. The name of the Corporation is ?MTech Acquisition Corp.? 2

February 1, 2018 EX-10.6

Administrative Services Agreement, dated January 29, 2018, between the Company and MTech Sponsor LLC

Exhibit 10.6 MTECH ACQUISITION CORP. 10124 Foxhurst Court, Orlando, Florida 32836 January 29, 2018 MTech Sponsor LLC 10124 Foxhurst Court, Orlando, Florida 32836 Ladies and Gentlemen: This letter will confirm our agreement that, commencing on the effective date (the “Effective Date”) of the registration statement (the “Registration Statement”) for the initial public offering (the “IPO”) of the sec

February 1, 2018 EX-10.2

Stock Escrow Agreement, dated January 29, 2018, between the Company, MTech Sponsor LLC and Continental Stock Transfer & Trust Company

Exhibit 10.2 STOCK ESCROW AGREEMENT STOCK ESCROW AGREEMENT, dated as of January 29, 2018 (“Agreement”), by and among MTECH ACQUISITION CORP., a Delaware corporation (“Company”), MTECH SPONSOR LLC, a Florida limited liability company (the “Founder”) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, a New York corporation (“Escrow Agent”). WHEREAS, the Company has entered into an Underwriting Agreemen

February 1, 2018 EX-99.2

MTech Acquisition Corp. Completes $50,000,000 Initial Public Offering

Exhibit 99.2 MTech Acquisition Corp. Completes $50,000,000 Initial Public Offering NEW YORK, NY, February 1, 2018 / MTech Acquisition Corp. (Nasdaq: MTECU) (“MTech” or the “Company”), a company formed for the purpose of entering into a merger, share exchange, asset acquisition or other similar business combination with one or more businesses or entities, today announced the closing of its initial

February 1, 2018 EX-4.1

Warrant Agreement, dated January 29, 2018, between Continental Stock Transfer & Trust Company and the Company

Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (?Agreement?) dated as of January 29, 2018 is between MTech Acquisition Corp., a Delaware corporation, (?Company?), and Continental Stock Transfer & Trust Company, a New York corporation (?Warrant Agent?). WHEREAS, the Company has received a binding commitment from its sponsor to purchase an aggregate of 225,000 units (or up to 243,750 units if

February 1, 2018 EX-10.4

Letter Agreement by and between the Company and MTech Sponsor LLC

Exhibt 10.4 January 29, 2018 MTech Acquisition Corp. 10124 Foxhurst Court, Orlando, Florida 32836 EarlyBirdCapital, Inc. 366 Madison Avenue New York, New York 10017 Re: Initial Public Offering Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between MTech Acquisition Corp., a Delaware corporation (the

February 1, 2018 EX-10.3

Registration Rights Agreement among the Company and MTech Sponsor LLC

Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the 29th day of January, 2018, by and between MTech Acquisition Corp., a Delaware corporation (the “Company”), and MTech Sponsor LLC, a Florida limited liability company (the “Sponsor”). WHEREAS, the Sponsor currently holds all of the issued and outstanding securities of the Compa

February 1, 2018 EX-99.1

MTech Acquisition Corp. Announces Pricing of $50 Million Initial Public Offering

Exhibit 99.1 MTech Acquisition Corp. Announces Pricing of $50 Million Initial Public Offering New York, NY, January 30, 2018 / MTech Acquisition Corp. (NASDAQ: MTECU, the ?Company? or ?MTech?) announced today that it priced its initial public offering of 5,000,000 units at $10.00 per unit. The units are expected to be listed on The NASDAQ Capital Market (?NASDAQ?) and trade under the ticker symbol

February 1, 2018 EX-10.7

Business Combination Marketing Agreement, dated January 29, 2018, between the Company and EarlyBirdCapital, Inc.

Exhibit 10.7 EARLYBIRDCAPITAL, INC. 366 Madison Avenue New York, New York 10017 January 29, 2018 MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836 Attn: Scott Sozio Ladies and Gentlemen: This is to confirm our agreement whereby MTech Acquisition Corp., a Delaware corporation (the “Company”), has requested EarlyBirdCapital, Inc. (the “Advisor”) to assist it in connection with the Compa

February 1, 2018 8-K

Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2018 (January 29, 2018) MTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-38368 82-2932611 (State or other jurisdiction o

January 30, 2018 424B4

$50,000,000 MTech Acquisition Corp. 5,000,000 Units

PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration No. 333-221957 $50,000,000 MTech Acquisition Corp. 5,000,000 Units MTech Acquisition Corp. is a blank check company formed for the purpose of entering into a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities, which we refer

January 26, 2018 8-A12B

Form 8-A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 MTECH ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 82-2932611 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 10124 Foxhurst Court, Orlan

January 25, 2018 CORRESP

EARLYBIRDCAPITAL, INC. 366 Madison Avenue | 8th Floor New York, NY 10017 January 25, 2018

EARLYBIRDCAPITAL, INC. 366 Madison Avenue | 8th Floor New York, NY 10017 January 25, 2018 VIA EDGAR Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attn: Susan Block Re: MTech Acquisition Corp. (the ?Company?) Registration Statement on Form S-1 (File No. 333-221957) (the ?Registration Statement?) Dear Ms. Block: In connection with the Registration Statement on Form S-

January 25, 2018 CORRESP

MTech Acquisition Corp. 10124 Foxhurst Court, Orlando, Florida 32836 January 25, 2018

MTech Acquisition Corp. 10124 Foxhurst Court, Orlando, Florida 32836 January 25, 2018 VIA EDGAR U.S. Securities and Exchange Commission Office of Transportation and Leisure 100 F Street, N.E. Mail Stop 3561 Washington, DC 20549 Attn: Susan Block, Attorney Advisor Re: MTech Acquisition Corp. Registration Statement on Form S-1 Filed December 8, 2017, as amended File No. 333-221957 Dear Ms. Block: Pu

January 25, 2018 CORRESP

EARLYBIRDCAPITAL, INC. 366 Madison Avenue | 8th Floor New York, NY 10017 January 25, 2018

EARLYBIRDCAPITAL, INC. 366 Madison Avenue | 8th Floor New York, NY 10017 January 25, 2018 VIA EDGAR Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attn: Susan Block Re: MTech Acquisition Corp. (the ?Company?) Registration Statement on Form S-1 (File No. 333-221957) (the ?Registration Statement?) Dear Ms. Block: In accordance with the provisions of Rule 460 under the

January 22, 2018 EX-1.1

Form of Underwriting Agreement.**

EX-1.1 2 s108757ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 5,000,000 Units MTech acquisition corp. UNDERWRITING AGREEMENT New York, New York , 2018 EarlyBirdCapital, Inc. 366 Madison Avenue New York, New York 10017 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: MTech Acquisition Corp., a Delaware corporation (the “Company”), hereby confirms its agreement with EarlyBi

January 22, 2018 EX-4.5

Form of Unit Purchase Option between the Registrant and EarlyBirdCapital, Inc.**

Exhibit 4.5 THE REGISTERED HOLDER OF THIS PURCHASE OPTION, BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER, OR ASSIGN THIS PURCHASE OPTION EXCEPT AS HEREIN PROVIDED AND WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE, OR HYPOTHECATE THIS PURCHASE OPTION FOR A PERIOD OF 180 DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) EARLYBIRDCAPITAL, INC. (?EBC?) OR AN UNDER

January 22, 2018 EX-99.5

Form of Compensation Committee Charter.**

Exhibit 99.5 CHARTER OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF MTECH ACQUISITION CORP. I. PURPOSES The Compensation Committee (the ?Committee?) is appointed by the Board of Directors (the ?Board?) of MTech Acquisition Corp. (the ?Company?) for the purposes of, among other things, (a) discharging the Board?s responsibilities relating to the compensation of the Company?s chief execu

January 22, 2018 EX-99.6

Form of Nominating Committee Charter.**

EX-99.6 27 s108757ex99-6.htm EXHIBIT 99.6 Exhibit 99.6 MTECH ACQUISITION CORP. (the “Company”) Nominating Committee Charter (the “Charter”) The responsibilities and powers of this Nominating Committee (the “Committee”) as delegated by the Company’s Board of Directors (the “Board”) are set forth in this charter. Whenever the Committee takes an action, it shall exercise its independent judgment on a

January 22, 2018 EX-10.7

Securities Subscription Agreement, dated October 20, 2017, between the Registrant and MTech Sponsor LLC.**

EX-10.7 18 s108757ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836 October 20, 2017 MTech Sponsor LLC 10124 Foxhurst Court Orlando, FL 32836 RE: Securities Subscription Agreement Ladies and Gentlemen: We are pleased to accept the offer MTech Sponsor LLC (the “Subscriber” or “you”) has made to purchase 1,437,500 shares of Class B common stock (the

January 22, 2018 EX-10.1A

Form of Letter Agreement for the Registrant’s sponsor.**

Exhibit 10.1(a) , 2018 MTech Acquisition Corp. 10124 Foxhurst Court, Orlando, Florida 32836 EarlyBirdCapital, Inc. 366 Madison Avenue New York, New York 10017 Re: Initial Public Offering Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the ?Underwriting Agreement?) entered into by and between MTech Acquisition Corp., a Delaware corporation (the ?Compa

January 22, 2018 EX-10.1B

Form of Letter Agreement for each of the Registrant’s other officers and directors.**

EX-10.1B 12 s108757ex10-1b.htm EXHIBIT 10.1B Exhibit 10.1(b) , 2018 MTech Acquisition Corp. 10124 Foxhurst Court, Orlando, Florida 32836 EarlyBirdCapital, Inc. 366 Madison Avenue New York, New York 10017 Re: Initial Public Offering Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between MTech Acquisit

January 22, 2018 EX-10.3

Form of Stock Escrow Agreement between the Registrant, Continental Stock Transfer & Trust Company and the Initial Stockholder.**

EX-10.3 14 s108757ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 STOCK ESCROW AGREEMENT STOCK ESCROW AGREEMENT, dated as of January [], 2018 (“Agreement”), by and among MTECH ACQUISITION CORP., a Delaware corporation (“Company”), MTECH SPONSOR LLC, a Florida limited liability company (the “Founder”) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, a New York corporation (“Escrow Agent”). WHEREAS, the Company

January 22, 2018 EX-10.5

Unit Subscription Agreement, by and between the Registrant and the Initial Stockholder, for founders’ units.**

Exhibit 10.5 UNIT SUBSCRIPTION AGREEMENT This UNIT SUBSCRIPTION AGREEMENT (this ?Agreement?) is made as of the 6th day of December 2017, by and between MTech Acquisition Corp., a Delaware corporation (the ?Company?), having its principal place of business at 10124 Foxhurst Court, Orlando, Florida 32836, and MTech Sponsor LLC, a Florida limited liability company (the ?Subscriber?), having its princ

January 22, 2018 EX-4.1

Specimen Unit Certificate.**

EX-4.1 5 s108757ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 NUMBER U- UNITS SEE REVERSE FOR CERTAIN DEFINITIONS MTECH ACQUISITION CORP. CUSIP 55378W 206 UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK, AND ONE WARRANT EACH WARRANT TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) share of Class A common stock, par value $0.0

January 22, 2018 EX-4.3

Specimen Warrant Certificate.**

Exhibit 4.3 NUMBER (SEE REVERSE SIDE FOR LEGEND) WARRANTS ? THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION DATE (DEFINED BELOW) MTECH ACQUISITION CORP. CUSIP 55378W 115 WARRANT THIS CERTIFIES THAT, for value received is the registered holder of a warrant or warrants (the ?Warrant(s)?) to purchase one fully paid and non-assessable share of Class A Common Stock, par value $0.0001

January 22, 2018 EX-99.4

Form of Audit Committee Charter.**

EX-99.4 25 s108757ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 AUDIT COMMITTEE CHARTER OF MTECH ACQUISITION CORP. Purpose The Audit Committee is appointed by the Board of Directors (the “Board”) of MTech Acquisition Corp. (the “Company”) to assist the Board in monitoring (1) the integrity of the annual, quarterly and other financial statements of the Company, (2) the independent auditor’s qualifications a

January 22, 2018 S-1/A

As filed with the Securities and Exchange Commission on January 22, 2018

S-1/A 1 s108757s1a.htm S-1/A As filed with the Securities and Exchange Commission on January 22, 2018 Registration No. 333-221957 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MTech Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 82-2932611 (State or

January 22, 2018 EX-99.1

Consent of Emily Paxhia.**

Exhibit 99.1 CONSENT OF EMILY PAXHIA MTech Acquisition Corp. (the ?Company?) intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the ?Registration Statement?) registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in

January 22, 2018 EX-4.2

Specimen Class A Common Stock Certificate.**

EX-4.2 6 s108757ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 NUMBER SHARES C MTECH ACQUISITION CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CLASS A COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS This Certifies that CUSIP 55378W 107 is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS ACOMMON STOCK OF MTECH ACQUISITION CORP. transferable on the boo

January 22, 2018 EX-10.4

Form of Registration Rights Agreement among the Registrant and the Initial Stockholder.**

EX-10.4 15 s108757ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the []th day of January, 2018, by and between MTech Acquisition Corp., a Delaware corporation (the “Company”), and MTech Sponsor LLC, a Florida limited liability company (the “Sponsor”). WHEREAS, the Sponsor currently holds all of the issu

January 22, 2018 EX-14

Code of Ethics.**

EX-14 20 s108757ex14.htm EXHIBIT 14 Exhibit 14 CODE OF ETHICS 1. Introduction The Board of Directors of MTech Acquisition Corp. has adopted this code of ethics (the “Code”), which is applicable to all directors, officers and employees, to: ● promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships

January 22, 2018 EX-3.2

Form of Amended and Restated Certificate of Incorporation.**

EX-3.2 4 s108757ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MTECH ACQUISITION CORP. Pursuant to Section 245 of the General Corporation Law of the State of Delaware MTECH ACQUISITION CORP., a corporation existing under the laws of the State of Delaware (the “Corporation”), by its Chief Executive Officer, hereby certifies as follows: 1. The name of the Corp

January 22, 2018 EX-4.4

Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant.**

EX-4.4 8 s108757ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT (“Agreement”) dated as of January [], 2018 is between MTech Acquisition Corp., a Delaware corporation, (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”). WHEREAS, the Company has received a binding commitment from its sponsor to purchase an aggregate of 225

January 22, 2018 EX-99.3

Consent of W. Jake Bergmann.**

EX-99.3 24 s108757ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 CONSENT OF W. JAKE BERGMANN MTech Acquisition Corp. (the “Company”) intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”) registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the

January 22, 2018 EX-1.2

Form of Letter Agreement between the Registrant and EarlyBirdCapital.**

EX-1.2 3 s108757ex1-2.htm EXHIBIT 1.2 Exhibit 1.2 EARLYBIRDCAPITAL, INC. 366 Madison Avenue New York, New York 10017 , 2018 MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836 Attn: Scott Sozio Ladies and Gentlemen: This is to confirm our agreement whereby MTech Acquisition Corp., a Delaware corporation (the “Company”), has requested EarlyBirdCapital, Inc. (the “Advisor”) to assist it i

January 22, 2018 EX-10.9

Form of Indemnity Agreement.**

EX-10.9 19 s108757ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of , 2018, by and between MTECH ACQUISITION CORP., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless

January 22, 2018 EX-10.2

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Registrant.**

Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Agreement is made as of January [], 2018 by and between MTech Acquisition Corp. (the ?Company?) and Continental Stock Transfer & Trust Company (?Trustee?). WHEREAS, the Company?s registration statement on Form S-1, No. 333-221957 (?Registration Statement?), for its initial public offering of securities (?IPO?) has been declared effective as o

January 22, 2018 EX-99.2

Consent of Anthony Georgiadis.**

EX-99.2 23 s108757ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CONSENT OF ANTHONY GEORGIADIS MTech Acquisition Corp. (the “Company”) intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”) registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, t

January 22, 2018 EX-10.6

Form of Administrative Services Agreement.**

EX-10.6 17 s108757ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 MTECH ACQUISITION CORP. 10124 Foxhurst Court, Orlando, Florida 32836 January [], 2018 MTech Sponsor LLC 10124 Foxhurst Court, Orlando, Florida 32836 Ladies and Gentlemen: This letter will confirm our agreement that, commencing on the effective date (the “Effective Date”) of the registration statement (the “Registration Statement”) for the init

December 8, 2017 EX-10.5

Subscription Agreement, by and between the Registrant and the Initial Stockholder, for founders’ units.*

EX-10.5 4 s108356ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 UNIT SUBSCRIPTION AGREEMENT This UNIT SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of the 6th day of December 2017, by and between MTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 10124 Foxhurst Court, Orlando, Florida 32836, and MTech Sponsor LLC, a Florida limited liability com

December 8, 2017 S-1

As filed with the Securities and Exchange Commission on December 8, 2017

S-1 1 s108356s1.htm FORM S-1 As filed with the Securities and Exchange Commission on December 8, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MTech Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 82-2932611 (State or other jurisdiction of inc

December 8, 2017 EX-10.7

Securities Subscription Agreement, dated October 20, 2017, between the Company and MTech Sponsor LLC. (3)

EX-10.7 5 s108356ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836 October 20, 2017 MTech Sponsor LLC 10124 Foxhurst Court Orlando, FL 32836 RE: Securities Subscription Agreement Ladies and Gentlemen: We are pleased to accept the offer MTech Sponsor LLC (the “Subscriber” or “you”) has made to purchase 1,437,500 shares of Class B common stock (the “

December 8, 2017 EX-3.1

Certificate of Incorporation.*

EX-3.1 2 s108356ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF INCORPORATION OF MTECH ACQUISITION CORP. The undersigned, for the purposes of forming a corporation under the laws of the State of Delaware, does make, file and record this Certificate of Incorporation, and does hereby certify as follows: FIRST: The name of the corporation is MTech Acquisition Corp. (the “Corporation”). SECOND: The a

December 8, 2017 CORRESP

MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836

CORRESP 7 filename7.htm MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836 December 8, 2017 VIA EDGAR U.S. Securities and Exchange Commission Office of Transportation and Leisure 100 F Street, N.E. Mail Stop 3561 Washington, DC 20549 Attn: Susan Block, Attorney Advisor Re: MTech Acquisition Corp. Draft Registration Statement on Form S-1 Submitted November 6, 2017 CIK No. 377-01778 Dear

December 8, 2017 EX-3.3

Bylaws. (3)

EX-3.3 3 s108356ex3-3.htm EXHIBIT 3.3 Exhibit 3.3 BYLAWS OF MTECH ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corp

November 6, 2017 DRS

This Draft Registration Statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains confidential. As confidentially submitted to the Securities and Exchange Commission on November 6,

This Draft Registration Statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains confidential.

November 6, 2017 EX-3.1

CERTIFICATE OF INCORPORATION MTECH ACQUISITION CORP.

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF MTECH ACQUISITION CORP. The undersigned, for the purposes of forming a corporation under the laws of the State of Delaware, does make, file and record this Certificate of Incorporation, and does hereby certify as follows: FIRST: The name of the corporation is MTech Acquisition Corp. (the “Corporation”). SECOND: The address of the Corporation’s registered

November 6, 2017 EX-10.7

MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836

Exhibit 10.7 MTech Acquisition Corp. 10124 Foxhurst Court Orlando, FL 32836 October 20, 2017 MTech Sponsor LLC 10124 Foxhurst Court Orlando, FL 32836 RE: Securities Subscription Agreement Ladies and Gentlemen: We are pleased to accept the offer MTech Sponsor LLC (the “Subscriber” or “you”) has made to purchase 1,437,500 shares of Class B common stock (the “Shares”), $.0001 par value per share (the

November 6, 2017 EX-3.3

MTECH ACQUISITION CORP. (THE ?CORPORATION?) ARTICLE I

Exhibit 3.3 BYLAWS OF MTECH ACQUISITION CORP. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation?s registered agent in Delaware

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista