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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuverra Environmental Solutions Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-33816 Nuverra Environmental Solutions, Inc.* (N/K/A NAVY HOLDCO, LLC) ( |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 4, 2022. As filed with the Securities and Exchange Commission on March 4, 2022. Registration No. 333-225463 Registration No. 333-225466 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-225463 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-225466 UNDER THE SECURITIES ACT OF 1933 NUVERR |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 4, 2022. As filed with the Securities and Exchange Commission on March 4, 2022. Registration No. 333-225463 Registration No. 333-225466 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-225463 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-225466 UNDER THE SECURITIES ACT OF 1933 NUVERR |
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| February 25, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuverra Environmental Solutions, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67091K302 (CUSIP Number) Gates Capital Management, Inc. 1177 Avenue of the Americas, 46th Floor New York, New York 10036 with a copy to: Eleazer Klein, |
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| February 24, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 07, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 23, 2022 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| January 25, 2022 |
Filed by Select Energy Services, Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Nuverra Environmental Solutions, Inc. Commission File No.: 001-33816 Date: January 25, 2022 News Release Contacts: Select Energy Services Chris George - VP, Investor Relations & Treasurer (713) 296-1073 [email protected] Dennard Lascar Investor Relations Ken Dennard / Lisa Elliott 713-529 |
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| January 25, 2022 |
DEFM14A 1 tm223980-1424b3.htm DEFM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 14, 2022 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 22, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Nuverra Environmental Solutions, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67091K302 (CUSIP Number) Gates Capital Management, Inc. 1177 Avenue of the Americas, 46th Floor New York, New York 10036 with a copy to: Eleazer Klein, Esq. Adriana Schwar |
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| December 13, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 13, 2021 |
Exhibit 10.1 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT, dated as of December 12, 2021 (this ?Agreement?), is entered into by and among Select Energy Services, Inc., a Delaware corporation (?Parent?), Navy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), Navy Holdco, LLC, a Delaware limited liability company (?Holdco LLC? and, together with Parent and |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 13, 2021 |
Exhibit 10.2 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT, dated as of December 12, 2021 (this ?Agreement?), is entered into by and among Select Energy Services, Inc., a Delaware corporation (?Parent?), Navy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), Navy Holdco, LLC, a Delaware limited liability company (?Holdco LLC? and, together with Parent and |
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| December 13, 2021 |
Exhibit 10.2 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT, dated as of December 12, 2021 (this ?Agreement?), is entered into by and among Select Energy Services, Inc., a Delaware corporation (?Parent?), Navy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), Navy Holdco, LLC, a Delaware limited liability company (?Holdco LLC? and, together with Parent and |
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| December 13, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SELECT ENERGY SERVICES, INC., a Delaware corporation, NAVY HOLDCO, LLC, a Delaware limited liability company, NAVY MERGER SUB, INC., a Delaware corporation, and NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation Dated as of December 12, 2021 TABLE OF CONTENTS ARTICLE 1 THE INTEGRATED MERGERS; CLOSING 2 1.1 Merger of Merger Sub into t |
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| December 13, 2021 |
Exhibit 10.1 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT, dated as of December 12, 2021 (this ?Agreement?), is entered into by and among Select Energy Services, Inc., a Delaware corporation (?Parent?), Navy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), Navy Holdco, LLC, a Delaware limited liability company (?Holdco LLC? and, together with Parent and |
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| December 13, 2021 |
Exhibit 99.1 NEWS RELEASE Contacts: Select Energy Services Chris George?VP, Investor Relations & Treasurer (713) 296-1073 [email protected] FOR IMMEDIATE RELEASE Dennard Lascar Investor Relations Ken Dennard / Lisa Elliott 713-529-6600 [email protected] SELECT ENERGY SERVICES ENTERS INTO DEFINITIVE AGREEMENT TO ACQUIRE NUVERRA ENVIRONMENTAL SOLUTIONS AND CLOSES ON THE ACQUISITION OF THE U.S |
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| December 13, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SELECT ENERGY SERVICES, INC., a Delaware corporation, NAVY HOLDCO, LLC, a Delaware limited liability company, NAVY MERGER SUB, INC., a Delaware corporation, and NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation Dated as of December 12, 2021 TABLE OF CONTENTS ARTICLE 1 THE INTEGRATED MERGERS; CLOSING 2 1.1 Merger of Merger Sub into t |
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| December 13, 2021 |
Exhibit 10.2 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT, dated as of December 12, 2021 (this ?Agreement?), is entered into by and among Select Energy Services, Inc., a Delaware corporation (?Parent?), Navy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), Navy Holdco, LLC, a Delaware limited liability company (?Holdco LLC? and, together with Parent and |
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| December 13, 2021 |
Exhibit 10.1 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT, dated as of December 12, 2021 (this ?Agreement?), is entered into by and among Select Energy Services, Inc., a Delaware corporation (?Parent?), Navy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), Navy Holdco, LLC, a Delaware limited liability company (?Holdco LLC? and, together with Parent and |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 12, 2021 SELECT ENERGY SERVICES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38066 81-4561945 (State or Other Jurisdiction of Incorporation) (Com |
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| December 13, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SELECT ENERGY SERVICES, INC., a Delaware corporation, NAVY HOLDCO, LLC, a Delaware limited liability company, NAVY MERGER SUB, INC., a Delaware corporation, and NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation Dated as of December 12, 2021 TABLE OF CONTENTS ARTICLE 1 THE INTEGRATED MERGERS; CLOSING 2 1.1 Merger of Merger Sub into t |
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| December 7, 2021 |
EXHIBIT10.1 THIRD AMENDMENT TO LOAN AGREEMENT This Third Amendment to Loan Agreement (the ?Amendment?) dated effective December 1, 2021 (the ?Effective Date?), is entered into by and between NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (?Borrower?), and FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation (together with its successors and assigns, ?Lender?). RECITA |
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| December 7, 2021 |
EXHIBIT10.2 AMENDED AND RESTATED LETTER OF CREDIT PROMISSORY NOTE $5,349.000.00 Watford City, North Dakota December 1, 2021 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (the ?Borrower?), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (the ?Lender?), the principal sum of Fiv |
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| December 7, 2021 |
EXHIBIT10.3 AMENDED AND RESTATED OPERATING LOC PROMISSORY NOTE $5,000,000.00 Watford City, North Dakota December 1, 2021 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (the ?Borrower?), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (the ?Lender?), the principal sum of up to |
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| December 7, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 1, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 30, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 (E |
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| November 12, 2021 |
NUVERRA ANNOUNCES THIRD QUARTER 2021 RESULTS Exhibit 99.1 NUVERRA ANNOUNCES THIRD QUARTER 2021 RESULTS HOUSTON, TX (November 12, 2021) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (?Nuverra? or the ?Company?) today announced financial and operating results for the third quarter and nine months ended September 30, 2021. SUMMARY OF FINANCIAL RESULTS ?Revenue for the third quarter of 2021 was $24.8 million compared to $23.8 mill |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 30, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) ( |
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| August 19, 2021 |
NUVERRA ANNOUNCES SECOND QUARTER 2021 RESULTS Exhibit 99.1 NUVERRA ANNOUNCES SECOND QUARTER 2021 RESULTS HOUSTON, TX (August 19, 2021) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (?Nuverra? or the ?Company?) today announced financial and operating results for the second quarter and six months ended June 30, 2021. SUMMARY OF FINANCIAL RESULTS ?Revenue for the second quarter of 2021 was $24.8 million compared to $24.5 million f |
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| August 19, 2021 |
Exhibit 10.2 PROMISSORY NOTE (Letter of Credit Loan-Insurance) $531,166.00 Watford City, North Dakota August 19, 2021 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (the ?Borrower?), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (the ?Lender?), the principal sum of Five Hund |
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| August 19, 2021 |
Exhibit 10.1 SECOND AMENDMENT TO LOAN AGREEMENT This Second Amendment to Loan Agreement (the ?Amendment?) dated effective August 19, 2021 (the ?Effective Date?), is entered into by and between NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (?Borrower?), and FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation (together with its successors and assigns, ?Lender?). RECI |
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| August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K NOTIFICATION OF LATE FILING Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 19, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Inc |
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| August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 (Exact |
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| August 19, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 19, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) ( |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form 10-K Form 20-F Form 11-K ? Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: June 30, 2021 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Report on Form N-SAR For the Trans |
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| July 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 19, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| June 29, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| June 14, 2021 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 10, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| May 17, 2021 |
Nuverra’s Definitive Proxy Statement on Schedule 14A filed with the SEC on May 17, 2021; UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 (Exact |
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| May 10, 2021 |
NUVERRA ANNOUNCES FIRST QUARTER 2021 RESULTS Exhibit 99.1 NUVERRA ANNOUNCES FIRST QUARTER 2021 RESULTS SCOTTSDALE, AZ (May 10, 2021) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (?Nuverra? or the ?Company?) today announced financial and operating results for the first quarter ended March 31, 2021. SUMMARY OF FINANCIAL RESULTS ?Revenue for the first quarter of 2021 was $23.7 million compared to $37.9 million for the first quar |
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| May 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Com |
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| April 27, 2021 |
Exhibit 99.1 Execution Version TRANSITION AGREEMENT This TRANSITION Agreement dated as of April 21, 2021 (this ?Agreement?) is made and entered into between Charles K. Thompson (hereinafter referred to as ?Employee?), who currently resides in the State of Texas, and Nuverra Environmental Solutions, Inc., a Delaware corporation (the ?Company?). Employee and the Company are also referred to herein i |
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| April 27, 2021 |
Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement? or ?Employment Agreement?) dated April 21, 2021 (the ?Effective Date?) between Patrick L. Bond (?Employee?) and Nuverra Environmental Solutions, Inc. (the ?Company?) (each of the Employee and the Company, a ?Party,? and collectively, the ?Parties?) provides: WHEREAS, the Company desires to employ Employe |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| April 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001 |
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| April 21, 2021 |
NUVERRA ANNOUNCES APPOINTMENT OF PATRICK L. BOND AS CHIEF EXECUTIVE OFFICER Exhibit 99.1 NUVERRA ANNOUNCES APPOINTMENT OF PATRICK L. BOND AS CHIEF EXECUTIVE OFFICER SCOTTSDALE, AZ (April 21, 2021) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced the appointment of Patrick L. Bond as the Chief Executive Officer of Company, effective April 21, 2021. Charlie Thompson, the Company’s current Chief Executive Officer, will |
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| April 21, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| April 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 5, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| March 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 15, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| March 16, 2021 |
Subsidiaries of Nuverra Environmental Solutions, Inc. Exhibit 21.1 Schedule of Significant Subsidiaries Name of Organization State/Jurisdiction of Incorporation Badlands Power Fuels, LLC Delaware Nuverra Rocky Mountain Pipeline, LLC Delaware Nuverra Total Solutions, LLC Delaware Nuverra Ohio Disposal, LLC Delaware NES Water Solutions, LLC Delaware HEK Water Solutions, LLC Delaware Badlands Power Fuels, LLC North Dakota Landtech Enterprises, L.L.C. No |
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| March 16, 2021 |
NUVERRA ANNOUNCES FOURTH QUARTER AND FULL YEAR 2020 RESULTS Exhibit 99.1 NUVERRA ANNOUNCES FOURTH QUARTER AND FULL YEAR 2020 RESULTS SCOTTSDALE, AZ (March 15, 2021) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced financial and operating results for the fourth quarter and full year ended December 31, 2020. SUMMARY OF FINANCIAL RESULTS •Revenue for the fourth quarter of 2020 was $24.1 million compared |
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| March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33816 (A Delaware C |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2021 |
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13G to which this Exhibit is attached is filed on behalf of each of them. Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached. Each of them i |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuverra Environmental Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67091K 302 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 29, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 25, 2021 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| January 29, 2021 |
EX-10.1 2 nesex101x20210129.htm EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO LOAN AGREEMENT This First Amendment to Loan Agreement (the “Amendment”) dated effective January 25, 2021 (the “Effective Date”), is entered into by and between NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (“Borrower”), and FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation (together with its |
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| January 29, 2021 |
Exhibit 10.2 AMENDED AND RESTATED PROMISSORY NOTE (Letter of Credit Loan) $5,349,000.00 Watford City, North Dakota January 25, 2021 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (the “Borrower”), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (the “Lender”), the principal su |
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| December 21, 2020 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nuverra Environmental Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 26-0287117 (State or other jurisdiction of incorporation) (IRS Employer Identification |
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| December 21, 2020 |
EX-4.1 Exhibit 4.1 RIGHTS AGREEMENT dated as of December 21, 2020 between NUVERRA ENVIRONMENTAL SOLUTIONS, INC., as the Company, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Page SECTION 1. Certain Definitions 1 SECTION 2. Appointment of Rights Agent 12 SECTION 3. Issue of Rights Certificates 12 SECTION 4. Form of Rights Certificate 15 SECTION 5. Countersigna |
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| December 21, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2020 Nuverra Environmental Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33816 26-0287117 (State or other jurisdiction of incorp |
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| December 21, 2020 |
Certificate of Designations of Series A Junior Participating Preferred Stock of EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) In accordance with Section 151 of the Delaware General Corporation Law, the undersigned corporation hereby certifies that the following resolution was adopted by the Board of Directors (the “Board” |
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| December 21, 2020 |
NUVERRA ADOPTS A LIMITED DURATION STOCKHOLDER RIGHTS PLAN EX-99.1 Exhibit 99.1 NUVERRA ADOPTS A LIMITED DURATION STOCKHOLDER RIGHTS PLAN SCOTTSDALE, AZ. (December 21, 2020) — Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) announced today that its board of directors (the “Board”) has approved the adoption of a limited duration stockholder rights plan (the “Rights Plan”) to protect stockholder int |
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| December 18, 2020 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 18, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 17, 2020 |
Amendment to Employment Agreement (Eric Bauer) Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT This AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) dated as of December 16, 2020 (the “Effective Date”) is entered into by and between Eric Bauer (“Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”) (each of the Employee and the Company, a “Party,” and collectively, the “Parties”). WHEREAS, the Company and Employee have previo |
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| December 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 16, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 17, 2020 |
Amendment to Employment Agreement (Charles K. Thompson) Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) dated as of December 16, 2020 (the “Effective Date”) is entered into by and between Charles K. Thompson (“Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”) (each of the Employee and the Company, a “Party,” and collectively, the “Parties”). WHEREAS, the Company and Employee ha |
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| November 27, 2020 |
Promissory Note (Equipment Loan), dated as of November 16, 2020, executed by the Company in favor of EX-10.2 3 nesex10220201127.htm EX-10.2 Exhibit 10.2 PROMISSORY NOTE (Equipment Loan) $13,000,000.00 Watford City, North Dakota November 16, 2020 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (“Borrower”), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (“Lender”), the princip |
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| November 27, 2020 |
EX-10.10 11 nesex101020201127.htm EX-10.10 Exhibit 10.10 ASSIGNMENT OF SALT WATER DISPOSAL LEASES AND CONTRACTS THIS ASSIGNMENT OF SALT WATER DISPOSAL LEASES AND CONTRACTS (this “Assignment”) is made this 13th day of November, 2020, by and between the entities listed on Schedule 1 attached hereto (individually and/or collectively, as the contest may require, the “Assignor”) in favor of FIRST INTER |
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| November 27, 2020 |
Exhibit 10.6 PROMISSORY NOTE (Letter of Credit Loan) $4,839,000.00 Watford City, North Dakota November 18, 2020 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (the “Borrower”), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (the “Lender”), the principal sum of Four Million Ei |
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| November 27, 2020 |
Promissory Note (Real Estate), dated as of November 13, 2020, executed by the Company in favor of EX-10.4 5 nesex10420201127.htm EX-10.4 Exhibit 10.4 PROMISSORY NOTE (Real Estate) $10,000,000.00 Watford City, North Dakota November 13, 2020 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (the “Borrower”), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (the “Lender”), the pr |
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| November 27, 2020 |
Guaranty, dated as of November 16, 2020, by and among the guarantors party thereto and the Exhibit 10.8 GUARANTY In consideration of and in order to induce First International Bank & Trust, a North Dakota banking corporation (the “Lender”), to extend financial accommodations to Nuverra Environmental Solutions, Inc., a Delaware corporation (the “Borrower”), as evidenced by that certain Loan Agreement of even date herewith (“Loan Agreement”; capitalized terms used herein but not otherwise |
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| November 27, 2020 |
Exhibit 10.1 LOAN AGREEMENT THIS LOAN AGREEMENT (as it may be amended, restated, replaced or otherwise modified from time to time, this “Agreement”) is made and entered into effective as of November 16, 2020, by and between NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (“Borrower”), and FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation (together with its successo |
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| November 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 20, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 27, 2020 |
Exhibit 10.5 PROMISSORY NOTE (Operating Line of Credit Loan) $5,000,000.00 Watford City, North Dakota November 13, 2020 FOR VALUE RECEIVED, NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (the “Borrower”), hereby promises to pay to the order of FIRST INTERNATIONAL BANK & TRUST, a North Dakota banking corporation, its successors and assigns (the “Lender”), the principal sum of up to F |
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| November 27, 2020 |
EX-10.3 4 nesex10320201127.htm EX-10.3 Issued on June 11, 2020 Exhibit 10.3 MAIN STREET PRIORITY LOAN FACILITY BORROWER CERTIFICATIONS AND COVENANTS INSTRUCTIONS AND GUIDANCE Reference is made to the Main Street Priority Loan Facility (the “Facility”), which has been authorized under section 13(3) of the Federal Reserve Act (the “FRA”). Under the Facility, the Federal Reserve Bank of Boston (the “ |
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| November 27, 2020 |
Exhibit 10.9 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (“Agreement”), is made and entered into as of this 13th day of November, 2020, by the undersigned, nuverra environmental solutions, INC., a Delaware corporation (hereinafter referred to as the “Borrower”), and BADLANDS POWER FUELS, LLC, a Delaware limited liability company, BADLANDS POWER FUELS, LLC, a North Dakota limited liability company |
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| November 27, 2020 |
Exhibit 10.7 SECURITY AGREEMENT THIS SECURITY AGREEMENT, dated as of November 16, 2020 (the “Agreement”), between NUVERRA ENVIRONMENTAL SOLUTIONS, INC., a Delaware corporation (hereinafter referred to as the “Borrower”), and BADLANDS POWER FUELS, LLC, a Delaware limited liability company, BADLANDS POWER FUELS, LLC, a North Dakota limited liability company, LANDTECH ENTERPRISES, L.L.C., a North Dak |
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| November 24, 2020 |
NUVERRA ANNOUNCES MULTI-FACETED DEBT REFINANCING EX-99.1 2 nesex99120201124.htm EX-99.1 Exhibit 99.1 NUVERRA ANNOUNCES MULTI-FACETED DEBT REFINANCING SCOTTSDALE, AZ (November 24, 2020) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) is pleased to announce the closing of a multi-faceted debt refinancing with First International Bank and Trust based in Watford City, ND. Nuverra executed |
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| November 24, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 24, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 (E |
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| November 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 9, 2020 |
NUVERRA ANNOUNCES THIRD QUARTER AND YEAR-TO-DATE 2020 RESULTS EX-99.1 2 nesex99120200930.htm EX-99.1 Exhibit 99.1 NUVERRA ANNOUNCES THIRD QUARTER AND YEAR-TO-DATE 2020 RESULTS SCOTTSDALE, AZ (November 9, 2020) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the third quarter and nine months ended September 30, 2020. SUMMARY OF FINANCIAL RESULTS •R |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| October 16, 2020 |
Other Events, Shareholder Director Nominations - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 16, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| August 11, 2020 |
First Amendment to Employment Agreement, dated April 6, 2020, between the Company and Robert Fox Exhibit 10.2 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) dated as of April 6, 2020 (the “Effective Date”) is entered into by and between Robert Fox (“Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”) (each of the Employee and the Company, a “Party,” and collectively, the “Parties”). WHEREAS, the Company and Employee hav |
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| August 11, 2020 |
10-Q 1 nes20200630x10-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commissi |
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| August 11, 2020 |
Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) dated as of April 6, 2020 (the “Effective Date”) is entered into by and between Charles K. Thompson (“Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”) (each of the Employee and the Company, a “Party,” and collectively, the “Parties”). WHEREAS, the Company and Emp |
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| August 10, 2020 |
NUVERRA ANNOUNCES SECOND QUARTER AND YEAR-TO-DATE 2020 RESULTS EX-99.1 2 nesex991x20200630.htm EXHIBIT 99.1 Exhibit 99.1 NUVERRA ANNOUNCES SECOND QUARTER AND YEAR-TO-DATE 2020 RESULTS SCOTTSDALE, AZ (August 10, 2020) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the second quarter and six months ended June 30, 2020. SUMMARY OF FINANCIAL RESULTS • |
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| August 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) ( |
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| July 24, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 24, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| July 24, 2020 |
NUVERRA EXTENDS MATURITY OF FIRST AND SECOND LIEN CREDIT FACILITIES EX-99.1 2 nesex991x20200724.htm EXHIBIT 99.1 Exhibit 99.1 NUVERRA EXTENDS MATURITY OF FIRST AND SECOND LIEN CREDIT FACILITIES SCOTTSDALE, AZ (July 24, 2020) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) has entered into agreements with its lenders to extend the maturity date on its secured credit facilities and to modify the financial |
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| July 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 13, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| July 17, 2020 |
Exhibit 10.2 SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is entered into as of July 13, 2020, by and among the lenders identified on the signature pages hereof (each of such lenders, together with its successors and permitted assigns, is referred to hereinafter as a “Lender”, as that term is hereinafter further defined), WILMINGTON SAVINGS FUND |
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| July 17, 2020 |
Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is entered into as of July 13, 2020, by and among the lenders identified on the signature pages hereof (each of such lenders, together with its successors and permitted assigns, is referred to hereinafter as a “Lender”, as that term is hereinafter further defined), ACF FINCO I LP, an entity |
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| June 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 29, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 (Exact |
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| June 30, 2020 |
NUVERRA ANNOUNCES FIRST QUARTER 2020 RESULTS EX-99.1 2 nesex991x20200331.htm EXHIBIT 99.1 Exhibit 99.1 NUVERRA ANNOUNCES FIRST QUARTER 2020 RESULTS SCOTTSDALE, AZ (June 29, 2020) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the first quarter ended March 31, 2020. SUMMARY OF FINANCIAL RESULTS • Revenue for the first quarter of 2 |
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| May 14, 2020 |
EX-10.1 2 nesex101x20200514.htm EXHIBIT 10.1 Exhibit 10.1 PROMISSORY NOTE Principal Loan Date Maturity Loan No Call / Coll Account Officer Initials $4,000,000.00 05-08-2020 05-08-2022 Redacted Redacted Redacted References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Com |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001 |
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| April 9, 2020 |
NUVERRA ANNOUNCES COST REDUCTION INITIATIVES IN RESPONSE TO CURRENT MARKET CONDITIONS Exhibit 99.1 NUVERRA ANNOUNCES COST REDUCTION INITIATIVES IN RESPONSE TO CURRENT MARKET CONDITIONS SCOTTSDALE, AZ (April 8, 2020) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced that in response to the market uncertainty created by the COVID-19 virus and the recent decline in crude oil prices, the Company has implemented a number of initiat |
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| April 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 3, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| April 9, 2020 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into by and between Eric Bauer (the “Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”), effective as of April 3, 2020 (the “Effective Date”). RECITALS A.The Company desires to employ the Employee, and the Employee desires to be employed by the Company, in the capacity of the Executi |
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| March 10, 2020 |
2019 Annual Report on Form 10-K. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33816 (A Delaware C |
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| March 10, 2020 |
Subsidiaries of Nuverra Environmental Solutions, Inc. Exhibit 21.1 Schedule of Significant Subsidiaries Name of Organization State/Jurisdiction of Incorporation Badlands Power Fuels, LLC Delaware Nuverra Rocky Mountain Pipeline, LLC Delaware Nuverra Total Solutions, LLC Delaware Nuverra Ohio Disposal, LLC Delaware NES Water Solutions, LLC Delaware HEK Water Solutions, LLC Delaware Badlands Power Fuels, LLC North Dakota Landtech Enterprises, L.L.C. No |
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| March 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 9, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| March 9, 2020 |
NUVERRA ANNOUNCES FOURTH QUARTER AND FULL YEAR 2019 RESULTS Exhibit 99.1 NUVERRA ANNOUNCES FOURTH QUARTER AND FULL YEAR 2019 RESULTS SCOTTSDALE, AZ (March 9, 2020) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced financial and operating results for the fourth quarter and full year ended December 31, 2019. SUMMARY OF FINANCIAL RESULTS • For the full year ended 2019, NES generated revenue of $168.2 mil |
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| February 14, 2020 |
NES / Nuverra Environmental Solutions, Inc. / Gates Capital Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 12, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| February 11, 2020 |
NES / Nuverra Environmental Solutions, Inc. / Newport Global Advisors LP - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuverra Environmental Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67091K 302 (CUSIP Number) February 1, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 11, 2020 |
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13G to which this Exhibit is attached is filed on behalf of each of them. Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached. Each of them i |
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| February 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 28, 2020 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 29, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 6, 2019 |
NES / Nuverra Environmental Solutions, Inc. 10-Q - Quarterly Report - 10-Q 10-Q 1 nes20190930x10-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Com |
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| November 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 5, 2019 |
NUVERRA ANNOUNCES THIRD QUARTER AND YEAR-TO-DATE 2019 RESULTS EX-99.1 2 nesex991x20190930.htm EXHIBIT 99.1 Exhibit 99.1 NUVERRA ANNOUNCES THIRD QUARTER AND YEAR-TO-DATE 2019 RESULTS SCOTTSDALE, AZ (November 5, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the third quarter and nine months ended September 30, 2019. SUMMARY OF QUARTERLY RESU |
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| October 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 22, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| October 22, 2019 |
NUVERRA SCHEDULES THIRD QUARTER 2019 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL Exhibit Exhibit 99.1 NUVERRA SCHEDULES THIRD QUARTER 2019 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL SCOTTSDALE, AZ (October 22, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (the “Company”) announced today that it will report third quarter 2019 results on Tuesday, November 5, 2019. Charlie Thompson, Chairman of the Board and Chief Executive Officer, Robert Fox, President a |
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| October 22, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 22, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| August 14, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) ( |
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| August 14, 2019 |
nuverrainvestordeckq2201 Q2:2019 Investor Presentation August 14, 2019 Cautionary Statements THIS PRESENTATION CONTAINS FORWARD-LOOKING STATEMENTS WITHIN THE MEANING OF SECTION 27A OF THE SECURITIES ACT OF 1933, AS AMENDED, AND SECTION 21E OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND THE REGULATIONS PROMULGATED THEREUNDER. |
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| August 6, 2019 |
NES / Nuverra Environmental Solutions, Inc. 10-Q - Quarterly Report - 10-Q 10-Q 1 nes20190630x10-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commissi |
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| August 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| August 5, 2019 |
NUVERRA ANNOUNCES SECOND QUARTER AND YEAR-TO-DATE 2019 RESULTS Exhibit 99.1 NUVERRA ANNOUNCES SECOND QUARTER AND YEAR-TO-DATE 2019 RESULTS SCOTTSDALE, AZ (August 5, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the second quarter and six months ended June 30, 2019. SUMMARY OF QUARTERLY RESULTS • Second quarter revenue was $45.2 million, an |
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| July 17, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 17, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| July 17, 2019 |
NUVERRA SCHEDULES SECOND QUARTER 2019 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL Exhibit 99.1 NUVERRA SCHEDULES SECOND QUARTER 2019 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL SCOTTSDALE, AZ (July 17, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (the “Company”) announced today that it will report second quarter 2019 results on Monday, August 5, 2019. Charlie Thompson, Chairman of the Board and Chief Executive Officer, Robert Fox, President and Chief Ope |
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| June 21, 2019 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 18, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| June 10, 2019 |
NES / Nuverra Environmental Solutions, Inc. / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuverra Environmental Solutions, Inc. (Name of Issuer) Common Stock - $0.01 par value (Title of Class of Securities) 67091K302 (CUSIP Number) May 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| May 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 8, 2019 |
NUVERRA ANNOUNCES FIRST QUARTER 2019 RESULTS EX-99.1 2 nesex991x20190331.htm EXHIBIT 99.1 Exhibit 99.1 NUVERRA ANNOUNCES FIRST QUARTER 2019 RESULTS SCOTTSDALE, AZ (May 8, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the first quarter ended March 31, 2019. SUMMARY OF QUARTERLY RESULTS • First quarter revenue was $42.6 mill |
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| May 8, 2019 |
NES / Nuverra Environmental Solutions, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 Delawa |
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| May 2, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 2, 2019 |
NUVERRA SCHEDULES FIRST QUARTER 2019 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL Exhibit 99.1 NUVERRA SCHEDULES FIRST QUARTER 2019 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL SCOTTSDALE, AZ (May 2, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (the “Company”) announced today that it will report first quarter 2019 results on Wednesday, May 8, 2019. Charlie Thompson, Chairman of the Board and Chief Executive Officer, Robert Fox, President and Chief Operati |
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| April 30, 2019 |
NES / Nuverra Environmental Solutions, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| April 30, 2019 |
NES / Nuverra Environmental Solutions, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| March 12, 2019 |
Subsidiaries of Nuverra Environmental Solutions, Inc. Exhibit 21.1 Schedule of Significant Subsidiaries Name of Organization State/Jurisdiction of Incorporation Badlands Power Fuels, LLC Delaware Nuverra Rocky Mountain Pipeline, LLC Delaware Nuverra Total Solutions, LLC Delaware Nuverra Ohio Disposal, LLC Delaware NES Water Solutions, LLC Delaware HEK Water Solutions, LLC Delaware Badlands Power Fuels, LLC North Dakota Landtech Enterprises, L.L.C. No |
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| March 12, 2019 |
2018 Annual Report on Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33816 (A Delaware C |
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| March 11, 2019 |
Exhibit 99.1 NUVERRA ANNOUNCES FOURTH QUARTER AND FULL YEAR 2018 RESULTS - Q4 2018 revenue up 6% over the prior year driven by increased business activity and improved pricing - - Company achieves 2018 full year revenue growth of 12% - SCOTTSDALE, AZ (March 11, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced financial and operating re |
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| March 11, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| February 25, 2019 |
NUVERRA SCHEDULES FOURTH QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL Exhibit 99.1 NUVERRA SCHEDULES FOURTH QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL SCOTTSDALE, AZ (February 25, 2019) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (the “Company”) announced today that it will report fourth quarter 2018 results on Monday, March 11, 2019. Charlie Thompson, Chairman of the Board and Chief Executive Officer, Robert Fox, President and Chief |
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| February 25, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 25, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| February 14, 2019 |
NES / Nuverra Environmental Solutions, Inc. / Gates Capital Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 11, 2019 |
NES / Nuverra Environmental Solutions, Inc. / UBS Group AG - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuverra Environmental Solutions, Inc. (Name of Issuer) Common Stock - $0.01 par value (Title of Class of Securities) 67091K302 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| January 7, 2019 |
NES / Nuverra Environmental Solutions, Inc. / Ascribe Capital LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 Nuverra Environmental Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67091K302 (CUSIP Number) Eric L. Schondorf Ascribe Capital LLC 299 Park Avenue, 34th Floor New York, NY 10171 (212) 476-8000 (Name, |
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| January 3, 2019 |
NUVERRA ENVIRONMENTAL SOLUTIONS, INC. ANNOUNCES RESULTS OF RIGHTS OFFERING NUVERRA ENVIRONMENTAL SOLUTIONS, INC. ANNOUNCES RESULTS OF RIGHTS OFFERING SCOTTSDALE, AZ (January 3, 2019) – Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced the results of its Rights Offering to shareholders, which closed to subscriptions on December 28, 2018. Aggregate gross proceeds to the Company were $32.5 million, which is the maximum a |
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| January 3, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 3, 2019 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) ( |
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| December 12, 2018 |
424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-227996 Nuverra Environmental Solutions, Inc. Rights to Purchase Shares of Common Stock 3,381,894 shares of Common Stock We are distributing, at no charge, to holders of our common stock, on a pro rata basis, non-transferable subscription rights to purchase up to an aggregate of 3,381,894 shares of our common stock, which |
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| December 10, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 10, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| December 10, 2018 |
NUVERRA ANNOUNCES COMMENCEMENT OF RIGHTS OFFERING Exhibit 99.1 NUVERRA ANNOUNCES COMMENCEMENT OF RIGHTS OFFERING SCOTTSDALE, AZ (December 10, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) is distributing to its holders of common stock as of 5:00 p.m. New York City time on December 10, 2018 (the “Record Date”), subscriptions rights to purchase up to 3,381,894 shares of common stock of the Company ( |
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| December 7, 2018 |
EX-99.1 Exhibit 99.1 INSTRUCTIONS FOR USE OF NUVERRA ENVIRONMENTAL SOLUTIONS, INC. SUBSCRIPTION RIGHTS CERTIFICATES CONSULT THE INFORMATION AGENT, YOUR BANK OR BROKER AS TO ANY QUESTIONS The following instructions relate to a rights offering (the “Rights Offering”) by Nuverra Environmental Solutions, Inc., a Delaware corporation (“Nuverra”), to the holders of record (the “Recordholders”) of its co |
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| December 7, 2018 |
Form of Letter to Brokers, Dealers, Banks and other Nominee Holders EX-99.3 6 d595156dex993.htm EX-99.3 Exhibit 99.3 LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEE HOLDERS NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Nuverra Environmental Solutions, Inc. December 10, 2018 To Brokers, Dealers, Banks, and Other Nominees: This letter is being di |
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| December 7, 2018 |
Form of Letter to Stockholders who are Recordholders EX-99.2 Exhibit 99.2 LETTER TO STOCKHOLDERS WHO ARE RECORDHOLDERS NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Nuverra Environmental Solutions, Inc. December 10, 2018 Dear Stockholder: This letter is being distributed by Nuverra Environmental Solutions, Inc. (“Nuverra”) to all hol |
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| December 7, 2018 |
S-1/A Table of Contents As filed with the Securities and Exchange Commission on December 6, 2018 Registration No. |
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| December 4, 2018 |
NES / Nuverra Environmental Solutions, Inc. CORRESP NUVERRA ENVIRONMENTAL SOLUTIONS, INC. 14624 N. Scottsdale Road Suite 300 Scottsdale, AZ 85254 December 4, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E., Washington, D.C. 20549 Attn: P. J. Hamidi, Staff Attorney Re: Nuverra Environmental Solutions, Inc. Registration Statement on Form S-1 File No. 333-227996 REQUEST FOR ACCELERATION OF EF |
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| December 3, 2018 |
Form of Letter to Brokers, Dealers, Banks and other Nominee Holders EX-99.3 8 d595156dex993.htm EX-99.3 Exhibit 99.3 LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEE HOLDERS NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Nuverra Environmental Solutions, Inc. December 10, 2018 To Brokers, Dealers, Banks, and Other Nominees: This letter is being di |
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| December 3, 2018 |
S-1/A Table of Contents As filed with the Securities and Exchange Commission on December 3, 2018 Registration No. |
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| December 3, 2018 |
Exhibit 99.1 INSTRUCTIONS FOR USE OF NUVERRA ENVIRONMENTAL SOLUTIONS, INC. SUBSCRIPTION RIGHTS CERTIFICATES CONSULT THE INFORMATION AGENT, YOUR BANK OR BROKER AS TO ANY QUESTIONS The following instructions relate to a rights offering (the “Rights Offering”) by Nuverra Environmental Solutions, Inc., a Delaware corporation (“Nuverra”), to the holders of record (the “Recordholders”) of its common sto |
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| December 3, 2018 |
Form of Letter to Stockholders who are Recordholders EX-99.2 Exhibit 99.2 LETTER TO STOCKHOLDERS WHO ARE RECORDHOLDERS NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Nuverra Environmental Solutions, Inc. December 10, 2018 Dear Stockholder: This letter is being distributed by Nuverra Environmental Solutions, Inc. (“Nuverra”) to all hol |
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| December 3, 2018 |
Form of Subscription Rights Certificate Exhibit 4.5 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS: THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED DECEMBER , 2018 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, THE SUBSCRIPTION AGENT Nuverra Environmental Solutions, Inc. Incorporate |
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| December 3, 2018 |
SEPARATION AGREEMENT AND MUTUAL RELEASE Exhibit 99.1 SEPARATION AGREEMENT AND MUTUAL RELEASE This SEPARATION AGREEMENT AND MUTUAL RELEASE (this “Agreement”) is made and entered into between Edward A. Lang III (hereinafter referred to as “Employee”), who currently resides in the State of South Carolina, and Nuverra Environmental Solutions, Inc., a Delaware corporation (the “Company”). Employee and the Company are also referred to herein |
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| December 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 28, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 29, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 29, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 29, 2018 |
NUVERRA ANNOUNCES RIGHTS OFFERING RECORD DATE OF DECEMBER 10, 2018 NUVERRA ANNOUNCES RIGHTS OFFERING RECORD DATE OF DECEMBER 10, 2018 SCOTTSDALE, AZ (November 29, 2018) - Nuverra Environmental Solutions, Inc. |
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| November 21, 2018 |
EX-10.1 2 a101-thompsonemploymentagr.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement” or “Employment Agreement”) dated November 19, 2018 (the “Effective Date”) between Charles K. Thompson (“Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”) (each of the Employee and the Company, a “Party,” and collectively, the “Parties”) provides: WHE |
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| November 21, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 21, 2018 |
Employment Agreement, dated November 15, 2018, between the Company and Stacy W. Hilgendorf EX-10.2 3 a102-hilgendorfemploymenta.htm EXHIBIT 10.2 Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into by and between Stacy Hilgendorf (the “Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”), effective as of November 15, 2018 (the “Effective Date”). RECITALS A.The Employee is currently an employee of the Company, serving in t |
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| November 6, 2018 |
NES / Nuverra Environmental Solutions, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 De |
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| November 5, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| November 5, 2018 |
Exhibit 99.1 NUVERRA ANNOUNCES THIRD QUARTER AND YEAR-TO-DATE 2018 RESULTS - Q3 2018 revenue of $49.7 million and adjusted EBITDA of $3.9 million - - Positive free cash flow for the nine months of $13.6 million - - Total available liquidity of $31.3 million - SCOTTSDALE, AZ (November 5, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our |
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| October 25, 2018 |
Registration Statement on Form S-1 S-1 1 d595156ds1.htm S-1 Table of Contents As filed with the Securities and Exchange Commission on October 25, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1389 26-0287117 (State |
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| October 11, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 11, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) |
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| October 11, 2018 |
NUVERRA SCHEDULES THIRD QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL Exhibit 99.1 NUVERRA SCHEDULES THIRD QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL SCOTTSDALE, AZ (October 11, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (the “Company”) announced today that it will report third quarter 2018 results on Monday, November 5, 2018. Charlie Thompson, Chairman of the Board and Interim Chief Executive Officer, Robert Fox, President an |
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| October 11, 2018 |
EX-10.11 Exhibit 10.11 EXECUTION VERSION October 5, 2018 CONFIDENTIAL TO: Re: Rights Offering – Backstop Commitment Ladies and Gentlemen: Nuverra Environmental Solutions, Inc., a Delaware corporation (the “Company”), has advised each of the undersigned (collectively, the “Backstop Parties” and individually each a “Backstop Party”) that the Company intends to initiate a rights offering (the “Rights |
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| October 11, 2018 |
EX-10.7 8 d608235dex107.htm EX-10.7 Exhibit 10.7 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is entered into as of October 5, 2018, by and among the lenders identified on the signature pages hereof (each of such lenders, together with its successors and permitted assigns, is referred to hereinafter as a “Lender”, as that term is hereinafter furth |
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| October 11, 2018 |
EX-10.8 9 d608235dex108.htm EX-10.8 Exhibit 10.8 SECOND LIEN GUARANTY AND SECURITY AGREEMENT JOINDER Joinder (this “Joinder”), dated as of October 5, 2018, to the Second Lien Guaranty and Security Agreement, dated as of August 7, 2017 (as amended, restated, supplemented, or otherwise modified from time to time, the “Second Lien Guaranty and Security Agreement”), by and among each of the parties li |
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| October 11, 2018 |
EX-10.10 Exhibit 10.10 JOINDER TO INTERCOMPANY SUBORDINATION AGREEMENT JOINDER TO INTERCOMPANY SUBORDINATION AGREEMENT (this “Joinder”) dated as of October 5, 2018, to the Intercompany Subordination Agreement dated as of August 7, 2017 (as amended, restated, supplemented or otherwise modified from time to time, including all exhibits and schedules thereto, the “Agreement”) by and among each of the |
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| October 11, 2018 |
EX-10.9 Exhibit 10.9 FIRST AMENDMENT TO INTERCREDITOR AGREEMENT This FIRST AMENDMENT TO INTERCREDITOR AGREEMENT (this “Amendment”), dated as of October 5, 2018, is entered into by and among ACF FINCO I LP, a Delaware limited partnership, in its capacity as administrative agent under the Senior Loan Documents (in such capacity, together with its successors and assigns in such capacity from time to |
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| October 11, 2018 |
EX-10.5 Exhibit 10.5 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is entered into as of October 5, 2018, by and among the lenders identified on the signature pages hereof (each of such lenders, together with its successors and permitted assigns, is referred to hereinafter as a “Lender”, as that term is hereinafter further defined), ACF FINCO I LP, |
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| October 11, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 5, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporatio |
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| October 11, 2018 |
EX-10.4 Exhibit 10.4 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (this “Agreement”) is dated as of October 5, 2018, and entered into by and among ACF FINCO I LP, a Delaware limited partnership, in its capacity as administrative agent under the Senior Loan Documents (as defined herein) (in such capacity, together with its successors and assigns in such capacity from time to time, “Senior A |
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| October 11, 2018 |
EX-10.2 3 d608235dex102.htm EX-10.2 Exhibit 10.2 BRIDGE TERM LOAN CREDIT AGREEMENT by and among WILMINGTON SAVINGS FUND SOCIETY, FSB, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, and NUVERRA ENVIRONMENTAL SOLUTIONS, INC. as Borrower Dated as of October 5, 2018 1. DEFINITIONS AND CONSTRUCTION 1 1.1 Definitions 1 1.2 Accounting Terms 1 1.3 [Reserved] 2 1.4 Construction 2 1.5 Time Re |
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| October 11, 2018 |
EX-10.6 Exhibit 10.6 JOINDER TO FIRST LIEN GUARANTY AND SECURITY AGREEMENT Joinder (this “Joinder”), dated as of October 5, 2018, to the First Lien Guaranty and Security Agreement, dated as of August 7, 2017 (as amended, restated, supplemented, or otherwise modified from time to time, the “First Lien Guaranty and Security Agreement”), by and among each of the parties listed on the signature pages |
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| October 11, 2018 |
EX-10.3 Exhibit 10.3 NOTWITHSTANDING ANYTHING HEREIN TO THE CONTRARY, THE EXERCISE OF ANY RIGHT OR REMEDY BY THE AGENT OR ANY OTHER GUARANTIED PARTY HEREUNDER IS SUBJECT TO THE LIMITATIONS AND PROVISIONS CONTAINED IN THE SUBORDINATION AGREEMENT DATED AS OF OCTOBER 5, 2018 (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME, THE “INTERCREDITOR AGREEMENT”), AMONG ACF FINCO I |
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| October 11, 2018 |
EX-10.1 2 d608235dex101.htm EX-10.1 Exhibit 10.1 Execution Version EQUITY PURCHASE AGREEMENT among SELLERS DAVID NIEDERST IRREVOCABLE TRUST STILLWATER SEVEN, LLC and BUYER NUVERRA OHIO DISPOSAL LLC dated as of October 5, 2018 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS ARTICLE II PURCHASE AND SALE Section 2.01 Purchase and Sale 10 Section 2.02 Purchase Price 10 Section 2.03 Escrow Agreement 11 Se |
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| October 5, 2018 |
EX-99.2 Nuverra Acquires Clearwater October 5, 2018 Exhibit 99.2 Cautionary Statements This presentation includes forward-looking information. Forward-looking statements are subject to known and unknown risks and uncertainties, many of which may be beyond our control. We caution you that the forward-looking information presented in this presentation is not a guarantee of future performance and tha |
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| October 5, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 5, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporatio |
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| October 5, 2018 |
Nuverra Environmental Solutions Acquires Clearwater Solutions EX-99.1 Exhibit 99.1 Nuverra Environmental Solutions Acquires Clearwater Solutions • Receives committed subscriptions for planned $32.5 million equity rights offering • Upsizes and extends first lien credit facility with $10 million additional term loan • Paid down $10 million of second lien term loan • Nuverra Q3 operating activity and pricing remain strong Nuverra Environmental Solutions, Inc. ( |
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| August 10, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| August 7, 2018 |
NES / Nuverra Environmental Solutions, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-33816 Delawar |
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| August 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (C |
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| August 6, 2018 |
NUVERRA ANNOUNCES SECOND QUARTER AND YEAR-TO-DATE 2018 RESULTS EX-99.1 2 nesex991x20180630.htm EXHIBIT 99.1 Exhibit 99.1 NUVERRA ANNOUNCES SECOND QUARTER AND YEAR-TO-DATE 2018 RESULTS SCOTTSDALE, AZ (August 6, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the second quarter and six months ended June 30, 2018. SUMMARY OF QUARTERLY RESULTS • |
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| July 17, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 17, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| July 17, 2018 |
NUVERRA SCHEDULES SECOND QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL Exhibit 99.1 NUVERRA SCHEDULES SECOND QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL SCOTTSDALE, AZ (July 17, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (the “Company”) announced today that it will report second quarter 2018 results on Monday, August 6, 2018. Charles K. Thompson, Chairman of the Board and Interim Chief Executive Officer, and Edward A. Lang, Exec |
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| June 26, 2018 |
NES / Nuverra Environmental Solutions, Inc. DEF 14C DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| June 21, 2018 |
NUVERRA ANNOUNCES APPOINTMENT OF ROBERT FOX AS PRESIDENT AND CHIEF OPERATING OFFICER EX-99.1 Exhibit 99.1 NUVERRA ANNOUNCES APPOINTMENT OF ROBERT FOX AS PRESIDENT AND CHIEF OPERATING OFFICER SCOTTSDALE, AZ (June 18, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced that Robert Fox has been appointed President and Chief Operating Officer, effective immediately. In this newly created role, Fox will report to the Chief Exe |
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| June 21, 2018 |
EX-10.1 Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement” or “Employment Agreement”) dated June 18, 2018 (the “Effective Date”) between Robert Fox (“Employee”) and Nuverra Environmental Solutions, Inc. (the “Company”) (each of the Employee and the Company, a “Party,” and collectively, the “Parties”) provides: WHEREAS, the Company desires to employ Emplo |
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| June 21, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 18, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorpora |
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| June 15, 2018 |
NES / Nuverra Environmental Solutions, Inc. PRE 14C PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☑ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| June 6, 2018 |
NES / Nuverra Environmental Solutions, Inc. S-8 S-8 As filed with the Securities and Exchange Commission on June 6, 2018 Registration No. |
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| June 6, 2018 |
NES / Nuverra Environmental Solutions, Inc. S-8 S-8 1 d595198ds8.htm S-8 As filed with the Securities and Exchange Commission on June 6, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 26-0287117 (State or Other Jurisdiction of In |
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| May 22, 2018 |
NES / Nuverra Environmental Solutions, Inc. / Ascribe Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 9, 2018 |
Exhibit 10.9 ENGAGEMENT AGREEMENT This Engagement Agreement (this “Agreement”) is entered into as of the 2nd day of March, 2018 (the “Effective Date”) by and between Nuverra Environmental Solutions, Inc., a Delaware corporation (the “Company”), and Charles K. Thompson (the “Interim CEO”). WHEREAS, the Interim CEO currently serves as Chairman and as a member of the Board of Directors of the Company |
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| May 9, 2018 |
NES / Nuverra Environmental Solutions, Inc. 10-Q (Quarterly Report) 10-Q 1 nes20180331x10-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commiss |
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| May 8, 2018 |
NUVERRA ANNOUNCES FIRST QUARTER 2018 RESULTS EX-99.1 Exhibit 99.1 NUVERRA ANNOUNCES FIRST QUARTER 2018 RESULTS SCOTTSDALE, AZ (May 8, 2018)—Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra,” the “Company,” “we,” “us” or “our”) today announced financial and operating results for the first quarter ended March 31, 2018. SUMMARY OF QUARTERLY RESULTS • First quarter revenue was $49.7 million, an increase of approximately 26.6% |
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| May 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) ( |
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| May 3, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) ( |
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| May 1, 2018 |
NES / Nuverra Environmental Solutions, Inc. CORRESP CORRESP May 1, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4628 Washington, DC 20549 Re: Nuverra Environmental Solutions, Inc. Registration Statement on Form S-1 Originally Filed March 16, 2018 Amendment No. 1 Filed April 20, 2018 File No. 333-223738 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of |
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| April 20, 2018 |
NES / Nuverra Environmental Solutions, Inc. S-1/A S-1/A Table of Contents As filed with the U.S. Securities and Exchange Commission on April 20, 2018 Registration No. 333-223738 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware |
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| April 20, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 20, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorpor |
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| April 20, 2018 |
NUVERRA SCHEDULES FIRST QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL EX-99.1 2 d519881dex991.htm EX-99.1 Exhibit 99.1 NUVERRA SCHEDULES FIRST QUARTER 2018 EARNINGS RELEASE AND INVESTOR CONFERENCE CALL SCOTTSDALE, AZ (April 20, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (the “Company”) announced today that it will report first quarter 2018 results on Tuesday, May 8, 2018. Charles K. Thompson, Chairman of the Board and Interim Chief Executive |
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| April 20, 2018 |
NES / Nuverra Environmental Solutions, Inc. CORRESP CORRESP April 20, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Natural Resources 100 F Street, N.E. Mail Stop 4628 Washington, DC 20549 Attention: Loan Lauren P. Nguyen, Legal Branch Chief Anuja A. Majmudar, Attorney-Advisor Re: Nuverra Environmental Solutions, Inc. Registration Statement on Form S-1 Originally Filed March 16, 2018 Amendment No. |
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| April 19, 2018 |
NES / Nuverra Environmental Solutions, Inc. FORM 10-K/A (Annual Report) Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| March 20, 2018 |
NES / Nuverra Environmental Solutions, Inc. / Ascribe Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 16, 2018 |
FORM S-1 Table of Contents As filed with the U.S. Securities and Exchange Commission on March 16, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 1389 26-0287117 (State or other juri |
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| March 16, 2018 |
NES / Nuverra Environmental Solutions, Inc. 10-K (Annual Report) 10-K 1 nes20171231x10-k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil |
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| March 16, 2018 |
Exhibit 21.1 Schedule of Significant Subsidiaries Name of Organization State/Jurisdiction of Incorporation Badlands Power Fuels, LLC Delaware Nuverra Rocky Mountain Pipeline, LLC Delaware Nuverra Total Solutions, LLC Delaware NES Water Solutions, LLC Delaware HEK Water Solutions, LLC Delaware Badlands Power Fuels, LLC North Dakota Landtech Enterprises, L.L.C. North Dakota Badlands Leasing, LLC Nor |
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| March 15, 2018 |
NES / Nuverra Environmental Solutions, Inc. S-8 POS NO. 1 S-8 POS NO. 1 As filed with the U.S. Securities and Exchange Commission on March 14, 2018 Registration No. 333-182068 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-182068 UNDER THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Del |
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| March 14, 2018 |
NES / Nuverra Environmental Solutions, Inc. S-8 POS S-8 POS As filed with the U.S. Securities and Exchange Commission on March 14, 2018 Registration No. 333-190678 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-190678 UNDER THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware |
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| March 14, 2018 |
NES / Nuverra Environmental Solutions, Inc. POS AM POS AM As filed with the U.S. Securities and Exchange Commission on March 14, 2018 Registration No. 333-211189 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-211189 UNDER THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 1 |
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| March 14, 2018 |
NES / Nuverra Environmental Solutions, Inc. POS AM POS AM As filed with the U.S. Securities and Exchange Commission on March 14, 2018 Registration No. 333-158266 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-158266 UNDER THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 1 |
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| March 14, 2018 |
NES / Nuverra Environmental Solutions, Inc. S-8 POS S-8 POS As filed with the U.S. Securities and Exchange Commission on March 14, 2018 Registration No. 333-159086 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-159086 UNDER THE SECURITIES ACT OF 1933 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware |
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| March 5, 2018 |
Exhibit 99.1 NUVERRA ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 RESULTS - Q4 2017 revenue up 30% driven by improved pricing and increased business activity - - Company achieves 2017 full year revenue growth of 16% - SCOTTSDALE, AZ (March 5, 2018) - Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company”) today announced financial and operating results for the fourth |
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| March 5, 2018 |
NES / Nuverra Environmental Solutions, Inc. 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 5, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorporation) (Co |
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| March 5, 2018 |
SEPARATION AGREEMENT AND MUTUAL RELEASE EX-99.1 Exhibit 99.1 SEPARATION AGREEMENT AND MUTUAL RELEASE This SEPARATION AGREEMENT AND MUTUAL RELEASE (this “Agreement”) is made and entered into between Mark D. Johnsrud (hereinafter referred to as “Employee”), who currently resides in the State of North Dakota, and Nuverra Environmental Solutions, Inc., a Delaware corporation (the “Company”). Employee and the Company are also referred to her |
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| March 5, 2018 |
NUVERRA ANNOUNCES DEPARTURE OF ITS CHIEF EXECUTIVE OFFICER MARK D. JOHNSRUD EX-99.2 Exhibit 99.2 NUVERRA ANNOUNCES DEPARTURE OF ITS CHIEF EXECUTIVE OFFICER MARK D. JOHNSRUD SCOTTSDALE, AZ, March 5, 2018 (PR Newswire) – Nuverra Environmental Solutions, Inc. (NYSE American: NES) (“Nuverra” or the “Company) announced today that its Chairman and Chief Executive Officer, Mark. D. Johnsrud, is leaving the Company, effective March 2, 2018. Charles K. Thompson, a current member o |
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| March 5, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 2, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorpora |
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| February 27, 2018 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints Joseph M. |
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| February 23, 2018 |
EX-10.8 Exhibit 10.8 RESTRICTED STOCK GRANT AGREEMENT PURSUANT TO THE NUVERRA ENVIRONMENTAL SOLUTIONS, INC. 2018 RESTRICTED STOCK PLAN FOR DIRECTORS RESTRICTED STOCK GRANT AGREEMENT (the ?Agreement?), dated as of , (the ?Date of Grant?) between Nuverra Environmental Solutions, Inc., a Delaware corporation (the ?Company?), and (the ?Grantee?). RECITALS: WHEREAS, the Company has adopted the Nuverra |
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| February 23, 2018 |
EX-10.4 Exhibit 10.4 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Federal Taxpayer Identification No.: 26-0287117 14624 North Scottsdale Road, Suite 300 Scottsdale, Arizona 85254 Notice of Grant of Performance Restricted Stock Units and Award Agreement (CEO) (?Award Agreement?) PART I Name of Participant: Mark D. Johnsrud Plan: Nuverra Environmental Solutions, Inc. 2017 Long Term Incentive Plan Effective |
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| February 23, 2018 |
EX-10.3 Exhibit 10.3 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Federal Taxpayer Identification No.: 26-0287117 14624 North Scottsdale Road, Suite 300 Scottsdale, Arizona 85254 Notice of Grant of Restricted Stock Units and Award Agreement (?Award Agreement?) PART I Name of Participant: Plan: Nuverra Environmental Solutions, Inc. 2017 Long Term Incentive Plan Effective , 2018, (?Award Date?) you have be |
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| February 23, 2018 |
EX-10.1 Exhibit 10.1 Nuverra Environmental Solutions, Inc. 2017 Long Term Incentive Plan 1. Purpose. The purpose of the Nuverra Environmental Solutions, Inc. 2017 Long Term Incentive Plan (the ?Plan?) is to provide a means through which (a) Nuverra Environmental Solutions, Inc., a Delaware corporation (the ?Company?), and its Affiliates may attract, retain and motivate qualified persons as employe |
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| February 23, 2018 |
EX-10.2 Exhibit 10.2 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Federal Taxpayer Identification No.: 26-0287117 14624 North Scottsdale Road, Suite 300 Scottsdale, Arizona 85254 Notice of Grant of Performance Restricted Stock Units and Award Agreement (?Award Agreement?) PART I Name of Participant: Plan: Nuverra Environmental Solutions, Inc. 2017 Long Term Incentive Plan Effective , 2018, (?Award Date?) |
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| February 23, 2018 |
EX-10.5 Exhibit 10.5 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Federal Taxpayer Identification No.: 26-0287117 14624 North Scottsdale Road, Suite 300 Scottsdale, Arizona 85254 Notice of Grant of Restricted Stock Units and Award Agreement (CEO) (?Award Agreement?) PART I Name of Participant: Mark D. Johnsrud Plan: Nuverra Environmental Solutions, Inc. 2017 Long Term Incentive Plan Effective February 23 |
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| February 23, 2018 |
NES / Nuverra Environmental Solutions, Inc. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incor |
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| February 23, 2018 |
EX-10.6 Exhibit 10.6 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Federal Taxpayer Identification No.: 26-0287117 14624 North Scottsdale Road, Suite 300 Scottsdale, Arizona 85254 Notice of Grant of CEO Stock Options and Stock Option Award Agreement (?Stock Option Award Agreement?) PART I A. Tranche 1 Name of Option Holder: Mark D. Johnsrud Effective August 7, 2017 (?Grant Date?), you (?Option Holder?) ha |
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| February 23, 2018 |
EX-10.7 Exhibit 10.7 NUVERRA ENVIRONMENTAL SOLUTIONS, INC. 2018 RESTRICTED STOCK PLAN FOR DIRECTORS THIS NUVERRA ENVIRONMENTAL SOLUTIONS, INC. 2018 RESTRICTED STOCK PLAN FOR DIRECTORS (the ?Plan?) is made effective this 22nd day of February, 2018, to govern the grant of shares of restricted stock to Directors of the Company. ARTICLE I Definitions As used herein, the following terms have the meanin |
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| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 6, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 6, 2018 Nuverra Environmental Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33816 26-0287117 (State or Other Jurisdiction of Incorp |
