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| CIK | 1459862 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF T |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF |
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| March 28, 2025 |
abrdn Palladium ETF Trust 424I abrdn Palladium ETF Trust 424I Exhibit 107 Calculation of Registration Fees Pursuant to Rule 457(u) 1. |
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| March 28, 2025 |
Filed Pursuant to Rule 424(i) Registration No. 333-272037 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING DECEMBER 31, 2024 (to Prospectus dated September 27, 2023) abrdn Palladium ETF Trust Calculation of Registration Fees Pursuant to Rule 457(u) This prospectus supplement, filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets fo |
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| February 28, 2025 |
Form of Authorized Participant Agreement abrdn Palladium ETF Trust 10-K Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [DATE] among (i) [AUTHORIZED PARTICIPANT], a [company] organized under the laws of [JURISDICTION OF AP] (the “Authorized Participant”), (ii) The Bank of New York Mellon, a New York Banking corporation acting in its capacity as trustee (in such capacity, the “T |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF Trust |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File Number: 001-34589 abrdn Palladium E |
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| August 14, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-272037 abrdn Palladium ETF Trust (the “Trust”) Supplement dated August 14, 2024 to the Prospectus dated September 27, 2023 This Supplement dated August 14, 2024 amends and supplements the prospectus for the Trust dated September 27, 2023, as supplemented to date (the “Prospectus”), and should be read in conjunction with, and must be d |
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| August 14, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-272037 abrdn Palladium ETF Trust (the “Trust”) Supplement dated August 14, 2024 to the Prospectus dated September 27, 2023 This Supplement dated August 8, 2024 amends and supplements the prospectus for the Trust dated September 27, 2023, as supplemented to date (the “Prospectus”), and should be read in conjunction with, and must be de |
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| August 14, 2024 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 (August 8, 2024) ABRDN PALLADIUM ETF TRUST (Exact name of registrant as specified in its charter) New York 001-34589 26-4733157 (State or other jurisdiction of incorpo |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF T |
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| May 28, 2024 |
Third Amendment to the Depositary Trust Agreement dated May 23, 2024 ABRDN PALLADIUM ETF TRUST 8-K Exhibit 4.1 Execution Version THIRD AMENDMENT TO THE DEPOSITARY TRUST AGREEMENT OF ABRDN PALLADIUM ETF TRUST This Third Amendment to the Depositary Trust Agreement of the abrdn Palladium ETF Trust (formerly, Aberdeen Standard Palladium ETF Trust and ETFS Palladium Trust), a New York common law trust (the “Trust”), dated as of May 23, 2024 (this “Amendment”), is made b |
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| May 28, 2024 |
Allocated Account Agreement dated May 23, 2024 ABRDN PALLADIUM ETF TRUST 8-K Exhibit 10.1 Execution Version DATED May 23, 2024 ICBC STANDARD BANK PLC AND THE BANK OF NEW YORK MELLON, not in its individual capacity, but solely in its capacity as trustee of the abrdn Palladium ETF Trust ALLOCATED ACCOUNT AGREEMENT Palladium Allocated Execution Version CONTENTS Clause Page 1. INTERPRETATION 3 2. ALLOCATED ACCOUNT 6 3. DEPOSITS 7 4. WITHDRAWALS 8 |
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| May 28, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-272037 abrdn Palladium ETF Trust (the “Trust”) Supplement dated May 28, 2024 to the Prospectus dated September 27, 2023 This Supplement dated May 28, 2024 amends and supplements the prospectus for the Trust dated September 27, 2023, as supplemented to date (the “Prospectus”), and should be read in conjunction with, and must be deliver |
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| May 28, 2024 |
Unallocated Account Agreement dated May 23, 2024 ABRDN PALLADIUM ETF TRUST 8-K Exhibit 10.2 Execution Version DATED May 23, 2024 ICBC STANDARD BANK PLC AND THE BANK OF NEW YORK MELLON, not in its individual capacity, but solely in its capacity as trustee of the abrdn Palladium ETF Trust UNALLOCATED ACCOUNT AGREEMENT Palladium Unallocated Execution Version CONTENTS Clause Page 1. INTERPRETATION 3 2. UNALLOCATED ACCOUNT 7 3. DEPOSITS 9 4. WITHDRAW |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 (May 23, 2024) ABRDN PALLADIUM ETF TRUST (Exact name of registrant as specified in its charter) New York 001-34589 26-4733157 (State or other jurisdiction of incorporatio |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF |
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| March 28, 2024 |
Filed Pursuant to Rule 424(i) Registration No. 333-272037 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING DECEMBER 31, 2023 (to Prospectus dated September 27, 2023) abrdn Palladium ETF Trust Calculation of Registration Fees Pursuant to Rule 457(u) This prospectus supplement, filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets fo |
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| March 28, 2024 |
abrdn Palladium ETF Trust 424I abrdn Palladium ETF Trust 424I Exhibit 107 Calculation of Registration Fees Pursuant to Rule 457(u) 1. |
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| February 29, 2024 |
Form of Authorized Participant Agreement, abrdn Palladium ETF Trust 10-K Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [DATE] among (i) [AUTHORIZED PARTICIPANT], a [company] organized under the laws of [JURISDICTION OF AP] (the “Authorized Participant”), (ii) The Bank of New York Mellon, a New York Banking corporation acting in its capacity as trustee (in such capacity, the “T |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File Number: 001-34589 abrdn Palladium ETF Trust |
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| February 29, 2024 |
Policy for Recovery of Erroneously Awarded Compensation abrdn Palladium ETF Trust 10-K Exhibit 97.1 abrdn Gold ETF Trust abrdn Silver ETF Trust abrdn Platinum ETF Trust abrdn Palladium ETF Trust abrdn Precious Metals Basket ETF Trust POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION abrdn Gold ETF Trust, abrdn Silver ETF Trust, abrdn Platinum ETF Trust, abrdn Palladium ETF Trust and abrdn Precious Metals Basket ETF Trust (each a “Trust” and colle |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium |
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| October 10, 2023 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-272037 abrdn Palladium ETF Trust (the “Trust”) Supplement dated October 10, 2023 to the Prospectus dated September 27, 2023 This Supplement dated October 10, 2023 amends and supplements the prospectus for the Trust dated September 27, 2023, as supplemented to date (the “Prospectus”), and should be read in conjunction with, and must be |
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| September 27, 2023 |
Shares of abrdn Physical Palladium Shares ETF Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-272037 Shares of abrdn Physical Palladium Shares ETF abrdn Palladium ETF Trust The abrdn Palladium ETF Trust (Trust) issues abrdn Physical Palladium Shares ETF (Shares) which represent units of fractional undivided beneficial interest in and ownership of the Trust. Aberdeen Standard Investments ETFs Sponsor LLC is the sponsor of the T |
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| September 26, 2023 |
abrdn ETFs Sponsor LLC 1900 Market Street, Suite 200 Philadelphia, PA 19103 abrdn ETFs Sponsor LLC 1900 Market Street, Suite 200 Philadelphia, PA 19103 September 26, 2023 VIA EDGAR U. |
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| September 21, 2023 |
abrdn Palladium ETF Trust S-3A Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) abrdn Palladium ETF Trust (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price Fee ra |
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| September 21, 2023 |
One International Place, 40th Floor One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 275 8364 Fax www. |
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| September 21, 2023 |
As filed with the Securities and Exchange Commission on September 21, 2023 As filed with the Securities and Exchange Commission on September 21, 2023 Registration No. |
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| August 24, 2023 |
Cira Centre 2929 Arch Street Philadelphia, PA 19104-2808 +1 215 994 4000 Main +1 215 994 2222 Fax www. |
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| August 24, 2023 |
As filed with the Securities and Exchange Commission on August 24, 2023 As filed with the Securities and Exchange Commission on August 24, 2023 Registration No. |
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| August 24, 2023 |
abrdn Palladium ETF Trust S-3A Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) abrdn Palladium ETF Trust (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price Fee ra |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF T |
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| May 18, 2023 |
As filed with the Securities and Exchange Commission on May 18, 2023 As filed with the Securities and Exchange Commission on May 18, 2023 Registration No. |
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| May 18, 2023 |
abrdn Palladium ETF Trust S-3 Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) abrdn Palladium ETF Trust (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price Fee rat |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File Number: 001-34589 abrdn Palladium ETF Trust |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium |
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| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 Aberdee |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File Number: 001-34589 abrdn Palladium ETF Tr |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 abrdn Palladium ETF |
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| March 14, 2022 |
ABERDEEN STANDARD PALLADIUM ETF TRUST 8-K EXHIBIT 4.1 Execution Version SECOND AMENDMENT TO THE DEPOSITARY TRUST AGREEMENT OF ABERDEEN STANDARD PALLADIUM ETF TRUST This Second Amendment to the Depositary Trust Agreement of the Aberdeen Standard Palladium ETF Trust (formerly, ETFS Palladium Trust), a New York common law trust (the ?Trust?), dated as of March 8, 2022 (this ?Amendment?), is made by a |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2022 (March 8, 2022) ABERDEEN STANDARD PALLADIUM ETF TRUST (Exact name of registrant as specified in its charter) New York 001-34589 26-4733157 (State or other jurisdiction |
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| March 14, 2022 |
ABERDEEN STANDARD PALLADIUM ETF TRUST 8-K EXHIBIT 10.1 Execution Version THIRD AMENDMENT TO THE ALLOCATED ACCOUNT AGREEMENT OF ABERDEEN STANDARD PALLADIUM ETF TRUST (FORMERLY, ETFS PALLADIUM TRUST) This Third Amendment to the Allocated Account Agreement (this ?Amendment?) of the Aberdeen Standard Palladium ETF Trust (the ?Trust?), dated as of March 11, 2022, is made by and between JPMorgan Chase B |
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| March 14, 2022 |
ABERDEEN STANDARD PALLADIUM ETF TRUST 8-K EXHIBIT 10.2 Execution Version THIRD AMENDMENT TO THE UNALLOCATED ACCOUNT AGREEMENT OF ABERDEEN STANDARD PALLADIUM ETF TRUST (FORMERLY, ETFS PALLADIUM TRUST) This Third Amendment to the Unallocated Account Agreement (this ?Amendment?) of the Aberdeen Standard Palladium ETF Trust (the ?Trust?), dated as of March 11, 2022, is made by and between JPMorgan Cha |
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| March 8, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-238125 Aberdeen Standard Palladium ETF Trust (the “Trust”) Supplement dated March 8, 2022 to the Prospectus dated May 19, 2020 This Supplement dated March 8, 2022 amends and supplements the prospectus for the Trust dated May 19, 2020, as supplemented to date (the “Prospectus”), and should be read in conjunction with, and must be deliv |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 Aberdeen Standard Palladi |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ABERDEEN STANDAR |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ABERDEEN STANDARD PAL |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2021 ABERDEEN STANDARD PALLADIUM ETF TRUST (Exact name of registrant as specified in its charter) New York 001-34589 26-4733157 (State or other jurisdiction of incorporation) |
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| May 7, 2021 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ABERDEEN STANDARD PA |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File Number: 001-34589 ABERDEEN STANDARD PALLADIU |
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| November 6, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File Number: 001-34589 ABERDEEN STANDARD |
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| August 7, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ABERDEEN STANDARD PAL |
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| May 19, 2020 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-238125 9,575,000 Shares of Aberdeen Standard Physical Palladium Shares ETF Aberdeen Standard Palladium ETF Trust The Aberdeen Standard Palladium ETF Trust (Trust) issues Aberdeen Standard Physical Palladium Shares ETF (Shares) which represent units of fractional undivided beneficial interest in and ownership of the Trust. Aberdeen Sta |
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| May 18, 2020 |
CORRESP 1 filename1.htm ABERDEEN STANDARD INVESTMENTS ETFs SPONSOR LLC 712 Fifth Avenue, 49th Floor New York NY 10019 May 18, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: David Lin Re: Aberdeen Standard Palladium ETF Trust Registration Statement on Form S-3 (File No. 333-238125) Request for Acceleration of Effectiveness Ladies and Gentlemen: |
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| May 8, 2020 |
One International Place, 40th Floor One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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| May 8, 2020 |
Opinion of Dechert LLP is filed herewith. EX-99.1 8 ex99-1.htm OPINION OF DECHERT LLP Aberdeen Standard Palladium ETF Trust S-3 Exhibit 99.1 Aberdeen Standard Investments ETFs Sponsor LLC as sponsor to Aberdeen Standard Palladium ETF Trust 712 Fifth Avenue, 49th Floor New York, NY 10019 8 May 2020 Dear Sir/Madam, Re: Aberdeen Standard Palladium ETF Trust (the “Trust”) Form S-3 Registration Statement under the Securities Act of 1933 We hav |
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| May 8, 2020 |
Aberdeen Standard Palladium ETF Trust S-3 As filed with the Securities and Exchange Commission on May 8, 2020 Registration No. |
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| May 8, 2020 |
EX-10.2(C) 6 ex10-2c.htm AMENDMENT TO THE UNALLOCATED ACCOUNT AGREEMENT Aberdeen Standard Palladium ETF Trust S-3 Exhibit 10.2 SECOND AMENDMENT TO THE UNALLOCATED ACCOUNT AGREEMENT OF Aberdeen Standard Palladium ETF Trust (formerly, ETFS PALLADIUM TRUST) This Second Amendment to the Unallocated Account Agreement (this “Amendment”) of the Aberdeen Standard Palladium ETF Trust (formerly, ETFS Pallad |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ABERDEEN STANDARD PALL |
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| May 8, 2020 |
EX-10.1(C) 5 ex10-1c.htm AMENDMENT TO THE ALLOCATED ACCOUNT AGREEMENT Aberdeen Standard Palladium ETF Trust S-3 Exhibit 10.1 SECOND AMENDMENT TO THE ALLOCATED ACCOUNT AGREEMENT OF Aberdeen Standard Palladium ETF Trust (formerly, ETFS PALLADIUM TRUST) This Second Amendment to the Allocated Account Agreement (this “Amendment”) of the Aberdeen Standard Palladium ETF Trust (formerly, ETFS Palladium Tr |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ABERDEEN STANDARD PALLADIUM ETF TRUST (Exact nam |
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| February 28, 2020 |
Amendment to the Depositary Trust Agreement effective October 1, 2018 Execution Version AMENDMENT TO THE DEPOSITARY TRUST AGREEMENT OF ETFS PALLADIUM TRUST This Amendment to the Depositary Trust Agreement of the ETFS Palladium Trust (this “Amendment”), dated as of September 20, 2018, is made by and between Aberdeen Standard Investments ETFs Sponsor LLC (formerly, ETFS Securities USA LLC), a Delaware limited liability company, as sponsor of the ETFS Palladium Trust (the “Sponsor”), and The Bank of New York Mellon, a New York banking corporation, as the trustee of the ETFS Palladium Trust (the “Trustee”). |
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| November 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 or ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ABERDEEN STANDARD |
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| August 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 or ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ABERDEEN STANDARD PALLA |
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| May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ? ? ABERDEEN STANDAR |
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| April 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2019 ABERDEEN STANDARD PALLADIUM ETF TRUST (Exact name of registrant as specified in its charter) New York (State or other jurisdiction of incorporation) 001-34589 26-4733157 |
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| March 27, 2019 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-217470 Aberdeen Standard Palladium ETF Trust (the ?Trust?) Supplement dated March 27, 2019 to the Prospectus dated May 11, 2017 This Supplement dated March 27, 2019 amends and supplements the prospectus for the Trust dated May 11, 2017, as supplemented to date (the ?Prospectus?), and should be read in conjunction with, and must be del |
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| February 28, 2019 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ABERDEEN STANDARD PALLADIUM ETF TRUST (Exact n |
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| February 28, 2019 |
Novation of and Amendment No. 1 to the Marketing Agent Agreement effective as of October 1, 2018 Novation of and Amendment No. 1 to Marketing Agent Agreement ? This Novation of and Amendment No. 1 to the Marketing Agent Agreement (this ?Amendment?), by and between Aberdeen Standard Investments ETFs (US) LLC (formerly, ETF Securities (US) LLC and ETFS Marketing, LLC), a Delaware limited liability company (?Aberdeen ETFs US?), Aberdeen Standard Investments ETFs Sponsor LLC, a Delaware limited l |
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| November 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q 10-Q 1 pall-20180930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File |
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| October 5, 2018 |
EX-4.1 2 ex4-1.htm AMENDMENT TO THE DEPOSITARY TRUST AGREEMENT ABERDEEN STANDARD PALLADIUM ETF TRUST 8-K Exhibit 4.1 |
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| October 5, 2018 |
ABERDEEN STANDARD PALLADIUM ETF TRUST 8-K Exhibit 10.2 Execution Version AMENDMENT TO THE UNALLOCATED ACCOUNT AGREEMENT OF ETFS PALLADIUM TRUST This Amendment to the Unallocated Account Agreement (this ?Amendment?) of the ETFS Palladium Trust (the ?Trust?), dated as of October 1, 2018, is made by and between JPMorgan Chase Bank, N.A., as the custodian of the Trust (the ?Custodian?), and The Bank o |
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| October 5, 2018 |
8-K 1 pall-8k100118.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2018 ABERDEEN STANDARD PALLADIUM ETF TRUST (Exact name of registrant as specified in its charter) New York (State or other jurisdicti |
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| October 5, 2018 |
EX-10.1 3 ex10-1.htm AMENDMENT TO THE ALLOCATED ACCOUNT AGREEMENT ABERDEEN STANDARD PALLADIUM ETF TRUST 8-K Exhibit 10.1 Execution Version AMENDMENT TO THE ALLOCATED ACCOUNT AGREEMENT OF ETFS PALLADIUM TRUST This Amendment to the Allocated Account Agreement (this “Amendment”) of the ETFS Palladium Trust (the “Trust”), dated as of October 1, 2018, is made by and between JPMorgan Chase Bank, N.A., a |
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| September 25, 2018 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-217470 ETFS Palladium Trust (the ?Trust?) Supplement dated September 25, 2018 to the Prospectus dated May 11, 2017 This Supplement dated September 25, 2018 amends and supplements the prospectus for the Trust dated May 11, 2017, as supplemented to date (the ?Prospectus?), and should be read in conjunction with, and must be delivered wi |
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| September 21, 2018 |
424B3 1 pall-424b3092118.htm PROSPECTUS SUPPLEMENT Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-217470 ETFS Palladium Trust (the “Trust”) Supplement dated September 21, 2018 to the Prospectus dated May 11, 2017 This Supplement dated September 21, 2018 amends and supplements the prospectus for the Trust dated May 11, 2017, as supplemented to date (the “Prospectus”), and should be |
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| August 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TR |
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| May 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM T |
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| May 3, 2018 |
8-K 1 pall-8k042718.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2018 ETFS PALLADIUM TRUST (Exact name of registrant as specified in its charter) New York (State or other jurisdiction of incorporatio |
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| May 3, 2018 |
ABERDEEN STANDARD INVESTMENTS BROADENS U.S. BUSINESS WITH ADDITION OF ETF SECURITIES U.S. EX-99.1 2 ex99-1.htm PRESS RELEASE ETFS Palladium Trust 8-K Exhibit 99.1 PRESS RELEASE For immediate release April 27, 2018 ABERDEEN STANDARD INVESTMENTS BROADENS U.S. BUSINESS WITH ADDITION OF ETF SECURITIES U.S. Aberdeen Standard Investments (ASI) today announced that it has acquired the U.S. business of specialist commodity Exchange Traded Product (ETP) provider ETF Securities. The in-fill acqu |
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| February 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact |
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| February 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant |
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| November 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ? ? ETFS PALLADI |
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| November 6, 2017 |
EX-4.2 2 pall-20170930xex42.htm EX-4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [DATE] among (i) [AUTHORIZED PARTICIPANT], a [company] organized under the laws of [JURISDICTION OF AP] (the “Authorized Participant”), (ii) The Bank of New York Mellon, a New York Banking corporation acting in its capacity as trustee (in such capacity, the “Trust |
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| September 5, 2017 |
? ETFS Palladium Trust Supplement dated September 5, 2017 to the Prospectus dated May 11, 2017 424B3 1 pall-20170905x10q.htm Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-217470 ETFS Palladium Trust Supplement dated September 5, 2017 to the Prospectus dated May 11, 2017 This Supplement dated September 5, 2017 amends and supplements the prospectus dated May 11, 2017 (the “Prospectus”), and should be read in conjunction with, and must be delivered with, the Prosp |
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| September 5, 2017 |
8-K 1 pall-20170905x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2017 ETFS PALLADIUM TRUST (Exact name of registrant as specified in its charter) New York (State or other jurisdiction of incor |
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| August 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TR |
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| May 11, 2017 |
11,450,000 ETFS Physical Palladium Shares ETFS Palladium Trust Filed pursuant to Rule 424(b)(3) Registration No. 333-217470 11,450,000 ETFS Physical Palladium Shares ETFS Palladium Trust The ETFS Palladium Trust (Trust) issues ETFS Physical Palladium Shares (Shares) which represent units of fractional undivided beneficial interest in and ownership of the Trust. ETF Securities USA LLC is the sponsor of the Trust (Sponsor), The Bank of New York Mellon is th |
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| May 8, 2017 |
? ? ETF SECURITIES USA LLC c/o ETF Securities Representative Office 405 Lexington Avenue New York, NY 10174 ? May 8, 2017 ? VIA EDGAR ? U. |
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| May 4, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ? ETFS PALLADIUM TRU |
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| April 26, 2017 |
As filed with the Securities and Exchange Commission on April 26, 2017 S-3 1 pall-20170426x10q.htm As filed with the Securities and Exchange Commission on April 26, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ETFS PALLADIUM TRUST (Exact name of Registrant as specified in its charter) New York (State or other jurisdiction of incorporation or organi |
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| April 26, 2017 |
EX-99.1 10 pall-20170426xex991.htm Reed Smith LLP The Broadgate Tower 20 Primrose Street London EC2A 2RS Phone +44 (0)20 3116 3000 Fax +44 (0)20 3116 3999 DX1066 City / DX18 London reedsmith.com Claude Brown Direct Phone: +44 (0)20 3116 3662 Email: [email protected] April 26, 2017 Attention: Graham Tuckwell ETF Securities USA LLC as sponsor to ETFS Palladium Trust Ordnance House 31 Pier Ro |
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| February 27, 2017 |
10-K 1 pall-20161231x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADI |
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| November 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM |
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| August 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ? ETFS PALLADIUM TRUS |
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| May 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRU |
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| February 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant a |
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| January 28, 2016 |
EX-16.1 2 pall-20160128ex161eb84b6.htm EX-16.1 January 28, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of ETFS Palladium Trust’s Form 8-K dated January 28, 2016, and we agree with the statements made therein. Yours truly, /s/ Deloitte & Touche LLP |
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| January 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 ETFS PALLADIUM TRUST (Exact name of registrant as specified in its charter) Commission File Number : 001-34589 New York 26-4733157 (State or other jurisdiction of (IR |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM T |
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| August 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q 10-Q 1 pall-20150331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2015 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Numb |
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| March 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant a |
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| December 2, 2014 |
12,000,000 ETFS Physical Palladium Shares ETFS Palladium Trust Filed pursuant to Rule 424(b)(3) Registration No. 333-195335 12,000,000 ETFS Physical Palladium Shares ETFS Palladium Trust The ETFS Palladium Trust (Trust) issues ETFS Physical Palladium Shares (Shares) which represent units of fractional undivided beneficial interest in and ownership of the Trust. ETF Securities USA LLC is the sponsor of the Trust (Sponsor), The Bank of New York Mellon is the tr |
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| November 25, 2014 |
As filed with the Securities and Exchange Commission on November 25, 2014 As filed with the Securities and Exchange Commission on November 25, 2014 Registration No. |
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| November 18, 2014 |
Press release jointly issued by ETFS Platinum Trust, ETFS Palladium Trust, ETFS Precious Metals Basket Trust & ETFS White Metals Basket Trust. |
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| November 18, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 18, 2014 ETFS Palladium Trust (Exact name of registrant as specified in its charter) New York (State or other jurisdiction of incorporation) 001-34589 (Commission File Number |
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| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM T |
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| August 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| August 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUS |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q 10-Q 1 pall-20140331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Numb |
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| April 17, 2014 |
EX-99.1 5 pall-20140417ex9913ce47f.htm EX-99.1 125 Old Broad Street London, EC2N 1AR +44 (0) 20 7776 7620 tel +44 (0) 776 7621 fax Ranjeev Kumar [email protected] +44 (0) 20 7776 7634 direct ETF Securities USA LLC as Sponsor to ETFS Palladium Trust c/o ETF Securities Limited Ordnance House 31 Pier Road St. Helier, Jersey JE4 8PW, Channel Islands Attention: Graham Tuckwell April 17, 201 |
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| April 17, 2014 |
As filed with the Securities and Exchange Commission on 17 April, 2014 Registration No. |
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| February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant a |
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| February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM T |
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| August 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2013 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| June 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact |
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| May 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2013 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| February 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant a |
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| November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q 10-Q 1 pall-20120930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2012 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File |
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| September 13, 2012 |
Exhibit 99.1 September 12, 2012 ETF Securities USA LLC c/o ETF Securities Ordnance House 31 Pier Road St. Helier, Jersey JE48PW, Channel Islands Attn: Chief Executive Officer Dear Sir, Effective immediately, I hereby resign from my positions as Vice President, Chief Financial Officer, Treasurer and Secretary of ETF Securities USA LLC. Very truly yours, /s/ Thomas Quigley Thomas Quigley |
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| September 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 12, 2012 ETFS PALLADIUM TRUST (Exact name of registrant as specified in its charter) New York 001-34589 26-4733157 (State or other jurisdiction of incorporation) (Commission |
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| August 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION 10-Q 1 c6952510-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-3458 |
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| February 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant a |
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| November 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM T |
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| August 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| April 20, 2011 |
EX-99.1 7 c65250ex99-1.htm Exhibit 99.1 1-3 Frederick’s Place Old Jewry London EC2R 8AE +44 (0) 20 7776 7620 tel +44 (0) 20 7776 7621 fax ANDREW TURNER [email protected] +44 (0) 20 7776 7627 direct Our ref: / AST:kl ETF Securities USA LLC as sponsor to ETFS Palladium Trust Ordnance House 31 Pier Road St. Helier, Jersey JE4 Channel Islands Attention: Graham Tuckwell April 20, 2011 Dear |
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| April 20, 2011 |
As filed with the Securities and Exchange Commission on April 20, 2011 As filed with the Securities and Exchange Commission on April 20, 2011 Registration No. |
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| March 28, 2011 |
AUTHORIZED PARTICIPANT AGREEMENT EX-4.2 2 c64628ex4-2.htm Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [DATE] among (i) [AUTHORIZED PARTICIPANT], a [company] organized under the laws of [JURISDICTION OF AP] (the “Authorized Participant”), (ii) The Bank of New York Mellon, a New York Banking corporation acting in its capacity as trustee (in such capacity, the “Trustee |
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| March 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-34589 ETFS PALLADIUM TRUST (Exact name of registrant a |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM T |
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| August 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| May 28, 2010 |
10,750,000 ETFS Physical Palladium Shares ETFS Palladium Trust 424B3 1 c60025424b3.htm Filed pursuant to Rule 424(b)(3) Registration File No. 333-164407 10,750,000 ETFS Physical Palladium Shares ETFS Palladium Trust The ETFS Palladium Trust (Trust) issues ETFS Physical Palladium Shares (Shares) which represent units of fractional undivided beneficial interest in and ownership of the Trust. ETF Securities USA LLC is the sponsor of the Trust (Sponsor), The Bank |
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| May 24, 2010 |
ETF SECURITIES USA LLC c/o ETF Securities Representative Office 2 London Wall Buildings, 6th Floor London, EC2M 5UU, UK May 24, 2010 VIA EDGAR Securities and Exchange Commission Washington, D. |
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| May 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-34589 ETFS PALLADIUM TRUST |
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| April 23, 2010 |
575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax.. PETER J. SHEA [email protected] 212.940.6447 direct 704.344.3195 fax April 23, 2010 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Pre-Effective Amendment No. 2 to Registration on Form S-1 ETFS Palladium Trust Registration No.: 333-164407 Dear Ladies and Gentlemen: On behalf of ETF Securities |
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| April 23, 2010 |
As filed with the Securities and Exchange Commission on April 23, 2010 As filed with the Securities and Exchange Commission on April 23, 2010 Registration No. |
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| April 1, 2010 |
EX-99.1 2 c60882ex99-1.htm Exhibit 99.1 April 1, 2010 ETF Securities USA LLC c/o ETF Securities Ordnance House 31 Pier Road St. Helier, Jersey JE48PW, Channel Islands Attn: Chief Executive Officer Dear Sir, Effective immediately, I hereby resign from my positions as Vice President, Chief Financial Officer, Treasurer and Secretary of ETF Securities USA LLC. Very truly yours, /s/ Greg Burgess Greg B |
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| April 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2010 ETFS PALLADIUM TRUST (Exact name of registrant as specified in its charter) New York 001-34589 26-4733157 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| March 5, 2010 |
575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax.. PETER J. SHEA [email protected] 212.940.6447 direct 704.344.3195 fax March 5, 2010 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Pre-Effective Amendment No. 1 to Registration on Form S-1 ETFS Palladium Trust Registration No.: 333-164407 Dear Ladies and Gentlemen: On behalf of ETF Securities |
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| March 5, 2010 |
As filed with the Securities and Exchange Commission on March 5, 2010 As filed with the Securities and Exchange Commission on March 5, 2010 Registration No. |
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| January 19, 2010 |
ETFS Palladium Trust Registration on Form S-1 of 5,920,000 ETFS Physical Palladium Shares 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax.. PETER J. SHEA [email protected] 212.940.6447 direct 704.344.3195 fax VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 ETFS Palladium Trust Registration on Form S-1 of 5,920,000 ETFS Physical Palladium Shares Dear Ladies and Gentlemen: On behalf of the ETFS Palladium Trust (the ?Trust?) sponsore |
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| January 19, 2010 |
EX-99.1 8 c60025ex99-1.htm Exhibit 99.1 ETF Securities USA LLC as sponsor to ETFS Palladium Trust ETF Securities Representative Office 2 London Wall Buildings 6th Floor London, EC2M 5UU United Kingdom January 19, 2010 Dear Sirs ETFS PALLADIUM TRUST – Form S-1 Registration Statement under the Securities Act of 1933 1 We act as English legal advisers to ETF Securities USA LLC, a Delaware limited lia |
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| January 19, 2010 |
As filed with the Securities and Exchange Commission on January 19, 2010 S-1 1 c60025s1.htm As filed with the Securities and Exchange Commission on January 19, 2010 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ETFS PALLADIUM TRUST Sponsored by ETF Securities USA LLC (Exact name of Registrant as specified in its charter) New York (State or other jurisdiction |
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| January 7, 2010 |
12,880,000 ETFS Physical Palladium Shares ETFS Palladium Trust Filed Pursuant to Rule 424(b)(3) Registration No. 333-158380 12,880,000 ETFS Physical Palladium Shares ETFS Palladium Trust The ETFS Palladium Trust (Trust) will issue ETFS Physical Palladium Shares (Shares) which represent units of fractional undivided beneficial interest in and ownership of the Trust. ETF Securities USA LLC is the sponsor of the Trust (Sponsor), The Bank of New York Mellon is th |
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| January 7, 2010 |
As filed with the Securities and Exchange Commission on January 7, 2010 As filed with the Securities and Exchange Commission on January 7, 2010 Registration No. |
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| January 6, 2010 |
ETF SECURITIES USA LLC c/o ETF Securities Representative Office 2 London Wall Buildings, 6th Floor London, EC2M 5UU, UK January 6, 2010 VIA EDGAR Securities and Exchange Commission Washington, D. |
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| December 31, 2009 |
Exhibit 10.4 ETFS PALLADIUM TRUST MARKETING AGENT AGREEMENT MARKETING AGENT AGREEMENT (the ?Agreement?) made as of July 16, 2009, on behalf of ETFS Palladium Trust, a New York trust (the ?Fund? or the ?Trust?), by and among ETFS Marketing, LLC, a Delaware limited liability company, as agent of the Fund (?ETFS Marketing?) and ALPS Distributors, Inc., a Colorado corporation (the ?Marketing Agent?). |
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| December 31, 2009 |
Exhibit 4.3 CERTIFICATE OF BENEFICIAL INTEREST Evidencing FRACTIONAL UNDIVIDED INTERESTS In ETFS PALLADIUM TRUST THE SHARES EVIDENCED HEREBY REPRESENT RIGHTS WITH RESPECT TO UNDERLYING TRUST PROPERTY (AS DEFINED IN THE DEPOSITARY TRUST AGREEMENT REFERRED TO HEREIN) HELD BY THE TRUST AND DO NOT EVIDENCE AN OBLIGATION OF, OR AN INTEREST IN, AND ARE NOT GUARANTEED BY THE SPONSOR OR THE TRUSTEE OR ANY |
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| December 31, 2009 |
Exhibit 10.2 JPMORGAN CHASE BANK, N.A. and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the ETFS Palladium Trust and not individually UNALLOCATED ACCOUNT AGREEMENT THIS AGREEMENT is made with effect on and from December 30, 2009 BETWEEN (1) JPMORGAN CHASE BANK, N.A, whose principal place of business in England is at 125 London Wall, London EC2Y 5AJ (the “Custodian”); and (2) TH |
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| December 31, 2009 |
Exhibit 99.1 ETF Securities USA LLC as sponsor to ETFS Palladium Trust ETF Securities Representative Office 2 London Wall Buildings 6th Floor London, EC2M 5UU United Kingdom December 31, 2009 Dear Sirs ETFS PALLADIUM TRUST ? Form S-1 Registration Statement under the Securities Act of 1933 1 We act as English legal advisers to ETF Securities USA LLC, a Delaware limited liability company acting as s |
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| December 31, 2009 |
Exhibit 10.1 JPMORGAN CHASE BANK, N.A. and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the ETFS Palladium Trust and not individually ALLOCATED ACCOUNT AGREEMENT THIS AGREEMENT is made with effect on and from December 30, 2009 BETWEEN (1) JPMORGAN CHASE BANK, N.A, whose principal place of business in England is at 125 London Wall, London EC2Y 5AJ (the ?Custodian?); and (2) THE |
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| December 31, 2009 |
As filed with the Securities and Exchange Commission on December 31, 2009 As filed with the Securities and Exchange Commission on December 31, 2009 Registration No. |
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| December 31, 2009 |
575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax.. PETER J. SHEA [email protected] 212.940.6447 direct 704.344.3195 fax December 30, 2009 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Pre-Effective Amendment No. 3 to Registration on Form S-1 ETFS Palladium Trust Registration No.: 333-158380 Dear Ladies and Gentlemen: On behalf of ETF Securit |
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| December 31, 2009 |
Exhibit 10.3 The Depository Trust Company A subsidiary of the Depository Trust & Clearing Corporation BLANKET ISSUER LETTER OF REPRESENTATIONS ETFS PALLADIUM TRUST June 25, 2009 (Date) Attention: Underwriting Department The Depository Trust Company 55 Water Street, 1SL New York, NY 10041-0099 Ladies and Gentlemen: This letter sets forth our understanding with respect to all issues (the ?Securities |
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| December 31, 2009 |
AUTHORIZED PARTICIPANT AGREEMENT EX-4.2 5 c58962ex4-2.htm EXHIBIT 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [DATE] among (i) [AUTHORIZED PARTICIPANT], a [company] organized under the laws of [JURISDICTION OF AP] (the “Authorized Participant”), (ii) The Bank of New York Mellon, a New York Banking corporation acting in its capacity as trustee (in such capacity, the “Trustee |
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| December 31, 2009 |
Exhibit 4.1 DEPOSITARY TRUST AGREEMENT ETF SECURITIES USA LLC as Sponsor and THE BANK OF NEW YORK MELLON, as Trustee Depositary Trust Agreement ETFS Palladium Trust Dated as of December 30, 2009 TABLE OF CONTENTS Page Article I. DEFINITIONS AND RULES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 5 Article II. CREATION AND DECLARATION OF TRUSTS; FORM OF CERTIFICATES; |
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| December 23, 2009 |
registration statement on Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 ETFS Palladium Trust (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) New York 26-4733157 (State of incorporation or organization) (IRS Employer Identification No. |
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| October 20, 2009 |
Exhibit 4.1 DEPOSITARY TRUST AGREEMENT ETF SECURITIES USA LLC as Sponsor and THE BANK OF NEW YORK MELLON, as Trustee Depositary Trust Agreement ETFS Palladium Trust Dated as of [ ], 2009 TABLE OF CONTENTS Page Article I. DEFINITIONS AND RULES OF CONSTRUCTION 1 Section 1.1 Definitions. 1 Section 1.2 Rules of Construction. 5 Article II. CREATION AND DECLARATION OF TRUSTS; FORM OF CERTIFICATES; DEPOS |
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| October 20, 2009 |
AUTHORIZED PARTICIPANT AGREEMENT EXHIBIT 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this ?Agreement?) dated as of [DATE] among (i) [AUTHORIZED PARTICIPANT], a [company] organized under the laws of [JURISDICTION OF AP] (the ?Authorized Participant?), (ii) The Bank of New York Mellon, a New York Banking corporation acting in its capacity as trustee (in such capacity, the ?Trustee?) of the Trust(s) listed |
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| October 20, 2009 |
ETFS PALLADIUM TRUST MARKETING AGENT AGREEMENT Exhibit 10.4 ETFS PALLADIUM TRUST MARKETING AGENT AGREEMENT MARKETING AGENT AGREEMENT (the ?Agreement?) made as of , 2009, on behalf of ETFS Palladium Trust, a New York trust (the ?Fund? or the ?Trust?), by and among ETFS Marketing, LLC, a Delaware limited liability company, as agent of the Fund (?ETFS Marketing?) and ALPS Distributors, Inc., a Colorado corporation (the ?Marketing Agent?). Capital |
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| October 20, 2009 |
As filed with the Securities and Exchange Commission on October 20, 2009 As filed with the Securities and Exchange Commission on October 20, 2009 Registration No. |
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| October 20, 2009 |
EX-10.2 6 c58962ex10-2.htm Exhibit 10.2 JPMORGAN CHASE BANK, N.A. and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the ETFS Palladium Trust and not individually UNALLOCATED ACCOUNT AGREEMENT THIS AGREEMENT is made with effect on and from [], 2009 BETWEEN (1) JPMORGAN CHASE BANK, N.A, whose principal place of business in England is at 125 London Wall, London EC2Y 5AJ (the “Custo |
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| October 20, 2009 |
3B2 EDGAR HTML from 58962test 1..2 ++ PETER J. SHEA [email protected] 212-940-6447 direct 212-894-5724 fax October 19, 2009 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Pre-Effective Amendment No. 2 to Registration on Form S-1A ETFS Palladium Trust Registration No: 333-158380 Dear Ladies and Gentlemen: On behalf of our client, ETFS Palladium Trust (the “Trust”), we ar |
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| October 20, 2009 |
EX-10.1 5 c58962ex10-1.htm Exhibit 10.1 JPMORGAN CHASE BANK, N.A. and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the ETFS Palladium Trust and not individually ALLOCATED ACCOUNT AGREEMENT THIS AGREEMENT is made with effect on and from , 2009 BETWEEN (1) JPMORGAN CHASE BANK, N.A, whose principal place of business in England is at 125 London Wall, London EC2Y 5AJ (the “Custodian |
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| May 15, 2009 |
Supplemental Comment Response ETFS Palladium Trust Registration No.: 333-158380 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax PETER J. SHEA [email protected] 212.940.6447 direct 704.344.3195 fax May 15, 2009 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Supplemental Comment Response ETFS Palladium Trust Registration No.: 333-158380 Dear Ladies and Gentlemen: On behalf of ETF Securities USA LLC (the ?Sponsor?), our cl |
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| April 27, 2009 |
EX-99.1 10 c57140ex99-1.htm Exhibit 99.1 Form of UK Law Opinion ETF Securities USA LLC as sponsor to ETFS Palladium Trust 555 California Street, Suite 2900 San Francisco, CA 94104 [Date] Dear Sirs ETFS PALLADIUM TRUST – Form S-1 Registration Statement under the Securities Act of 1933 1 We act as English legal advisers to ETF Securities USA LLC, a Delaware limited liability company acting as sponso |
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| April 27, 2009 |
575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax Peter J. Shea [email protected] 212-940-6447 direct 212 894-5724 fax April 24, 2009 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Pre-Effective Amendment No. 1 to Registration on Form S-1 ETFS Palladium Trust Registration No.: 333-158380 Dear Ladies and Gentlemen: On behalf of the ETFS Palladi |
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| April 27, 2009 |
EX-10.1 6 c57140ex10-1.htm Exhibit 10.1 HSBC BANK USA, NATIONAL ASSOCIATION, LONDON BRANCH and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the ETFS Palladium Trust and not individually ALLOCATED ACCOUNT AGREEMENT THIS AGREEMENT is made with effect on and from [ ] March 2009 BETWEEN (1) HSBC BANK USA, NATIONAL ASSOCIATION, LONDON BRANCH, a National Association incorporated in t |
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| April 27, 2009 |
As filed with the Securities and Exchange Commission on April 24, 2009 As filed with the Securities and Exchange Commission on April 24, 2009 Registration No. |
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| April 27, 2009 |
EX-10.3 8 c57140ex10-3.htm The Depository Trust Company A subsidiary of the Depository Trust & Clearing Corporation BLANKET ISSUER LETTER OF REPRESENTATIONS ETFS PALLADIUM TRUST (Date) Attention: Underwriting Department The Depository Trust Company 55 Water Street, 1SL New York, NY 10041-0099 Ladies and Gentlemen: This letter sets forth our understanding with respect to all issues (the “Securities |
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| April 27, 2009 |
EX-10.2 7 c57140ex10-2.htm Exhibit 10.2 HSBC BANK USA, NATIONAL ASSOCIATION, LONDON BRANCH and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the ETFS Palladium Trust and not individually UNALLOCATED ACCOUNT AGREEMENT THIS AGREEMENT is made with effect on and from [ ] BETWEEN (1) HSBC BANK USA, NATIONAL ASSOCIATION, LONDON BRANCH, a National Association incorporated in the State |
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| April 27, 2009 |
Exhibit 4.1 DEPOSITARY TRUST AGREEMENT ETF Securities USA LLC as Sponsor and THE BANK OF NEW YORK MELLON, as Trustee Depositary Trust Agreement ETFS Palladium Trust Dated as of [ ], 2009 TABLE OF CONTENTS Page Article I. DEFINITIONS AND RULES OF CONSTRUCTION 1 Section 1.1 Definitions. 1 Section 1.2 Rules of Construction. 5 Article II. CREATION AND DECLARATION OF TRUSTS; FORM OF CERTIFICATES; DEPOS |
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| April 27, 2009 |
AUTHORIZED PARTICIPANT AGREEMENT EX-4.2 3 c57140ex4-2.htm Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of , 2009 among (i) , a [organized] under the laws of (the “Authorized Participant”), (ii) The Bank of New York Mellon, a New York Banking corporation acting in its capacity as trustee (in such capacity, the “Trustee”) of the Trust(s) listed on the attached Schedule A, |
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| April 2, 2009 |
As filed with the Securities and Exchange Commission on April 2, 2009 As filed with the Securities and Exchange Commission on April 2, 2009 Registration No. |
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| April 2, 2009 |
c57140cover.htm April 2, 2009 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax PETER J. SHEA [email protected] 212-940-6447 direct 212 894-5724 fax VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Re: Form S-1 Filing for ETFS Palladium Trust Dear Ladies and Gentlemen: On behalf of the ETFS Palladium Trust (“Trust”) sponsored by our client, ETF |
