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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Procera Networks, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Procera Networks, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 74269U203 (CUSIP Number) D |
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| May 5, 2015 |
PKT / Procera Networks, Inc. 10-Q - Quarterly Report - PROCERA NETWORKS, INC 10-Q 3-31-2015 10-Q 1 form10q.htm PROCERA NETWORKS, INC 10-Q 3-31-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition pe |
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| April 23, 2015 |
TERMINATION OF JOINT FILING AND SOLICITATION AGREEMENT April 23, 2015 Exhibit 99.1 TERMINATION OF JOINT FILING AND SOLICITATION AGREEMENT April 23, 2015 Each of the undersigned is a party to that certain Joint Filing and Solicitation Agreement, dated February 26, 2015 (the “Group Agreement”). Each of the undersigned hereby agrees that the Group Agreement is terminated effective immediately. [Signature page follows] Signature Page to Termination of Joint Filing and S |
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| April 23, 2015 |
SC 13D/A 1 sc13da31025700304222015.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Procera Networks, Inc. (Name of Issuer) Common Stock, par value $0.001 per s |
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| March 16, 2015 |
EX-99.1 2 ex991to13g0945500103062015.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated March 16, 2015 (including amendments thereto) with respect to the Common Stock, $0.001 par |
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| March 16, 2015 |
PKT / Procera Networks, Inc. / Engaged Capital LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Procera Networks, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 74269U203 (CUSIP Number) Ma |
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| February 26, 2015 |
SC 13D/A 1 sc13da21025700302262015.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Procera Networks, Inc. (Name of Issuer) Common Stock, par value $0.001 per s |
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| February 26, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8k.htm PROCERA NETWORKS, INC 8-K 2-26-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2015 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33691 33-0974674 (State |
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| February 26, 2015 |
EX-99.2 3 ex992to13da210257003022615.htm FORM OF INDEMNIFICATION AGREEMENT Exhibit 99.2 CASTLE UNION PARTNERS, L.P. c/o Castle Union LLC 676 N. Michigan Avenue, Suite 3605 Chicago, Illinois 60611 , 2015 Re: Procera Networks, Inc. Dear : Thank you for agreeing to serve as a nominee for election to the Board of Directors of Procera Networks, Inc. (the “Company”) in connection with the proxy solicita |
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| February 26, 2015 |
EX-99.3 4 ex993to13da210257003022615.htm FORM OF POWER OF ATTORNEY Exhibit 99.3 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Toan Tran and Stephen White or either of them, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group wi |
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| February 26, 2015 |
JOINT FILING AND SOLICITATION AGREEMENT EX-99.1 2 ex991to13da210257003022615.htm JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Procera Networks, Inc., a Delaware corporation (the “Company”); WHEREAS, Castle Union Partners, L.P., Castle Union Partners II, L.P., Castle Union LLC, Toan Tran and Stephen White (togeth |
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| February 26, 2015 |
Procera Networks Announces Fourth Quarter and Fiscal 2014 Financial Results Exhibit 99.1 Procera Networks Announces Fourth Quarter and Fiscal 2014 Financial Results Fremont, CA – February 26, 2015 – Procera Networks, Inc. (NASDAQ: PKT), the global Subscriber Experience company, today reported financial results for its fourth quarter and fiscal year ended on December 31, 2014. Fourth Quarter 2014 Financial & Business Highlights · Reported record revenue of $24.2 million · |
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| February 26, 2015 |
CANNELL CAPITAL LLC DFAN14A - - SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| February 17, 2015 |
PKT / Procera Networks, Inc. / Archon Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 3, 2015 |
PKT / Procera Networks, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| January 27, 2015 |
PKT / Procera Networks, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| January 15, 2015 |
CANNELL CAPITAL LLC DFAN14A - - DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ☐ FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 7, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8k.htm PROCERA NETWORKS, INC 8-K 1-7-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2015 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33691 33-0974674 (State or |
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| January 7, 2015 |
Exhibit 99.1 Procera Networks Updates Outlook for Fourth Quarter Revenue Growth in Quarter Fremont, CA – January 7, 2015 – Procera Networks, Inc. (NASDAQ: PKT), the global Subscriber Experience company, today announced preliminary revenue, bookings, gross margin rate, and net income results for the fourth quarter ended December 31, 2014. Revenue for the fourth quarter of 2014 is now expected to be |
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| December 5, 2014 |
EX-99.2 2 fp0012401ex992.htm Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001, of Procera Networks, Inc. Th |
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| December 5, 2014 |
PKT / Procera Networks, Inc. / Castle Union LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Procera Networks, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 74269U203 (CUSIP Number) Toan Tran Stephen White Castle Union LLC 676 N Michigan Ave, Suite 3605 Chicago, IL 60611 (312) 765-7032 (Name, Address and Tel |
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| November 10, 2014 |
8-K 1 form8k.htm PROCERA NETWORK INC 8-K 8-27-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2014 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33691 33-0974674 (State or |
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| November 3, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8k.htm PROCERA NETWORKS, INC. 8-K 11-3-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2014 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33691 33-0974674 (State |
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| November 3, 2014 |
Procera Networks Announces Third Quarter 2014 Financial Results Exhibit 99.1 Procera Networks Announces Third Quarter 2014 Financial Results Fremont, CA – November 3, 2014 – Procera Networks, Inc. (NASDAQ: PKT), the global Subscriber Experience company, today reported financial results for its third quarter ended on September 30, 2014. Third Quarter 2014 Financial & Business Highlights · Reports revenue of $16.1 million · The ratio of bookings to revenue was a |
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| October 28, 2014 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001, of Procera Networks, Inc. This Joint Filing Agreement sha |
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| October 28, 2014 |
PKT / Procera Networks, Inc. / Castle Union LLC Activist Investment SC 13D 1 fp0012003sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Procera Networks, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 74269U203 (CUSIP Number) Toan Tran Stephen White Castle Union LLC 676 N Michigan Ave, Suite 3605 Chicago, IL 60611 (312) 765- |
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| October 9, 2014 |
Procera Networks Announces Preliminary Third Quarter and Full Year 2014 Financial Update Exhibit 99.1 Investor Relations Contact Nicole Noutsios NMN Advisors (for Procera Networks) [email protected] 1+510-315-1003 Media Contact Bob Eastwood Engage PR (for Procera Networks) [email protected] 1+ 510-748-8200 x215 Procera Networks Announces Preliminary Third Quarter and Full Year 2014 Financial Update Fremont, CA – October 9, 2014 – Procera Networks, Inc. (NASDAQ: PKT), the gl |
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| October 9, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8k.htm PROCERA NETWORKS, INC 8-K 10-9-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2014 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33691 33-0974674 (State o |
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| September 18, 2014 |
8-K 1 form8k.htm PROCERA NETWORKS, INC 8-K 9-15-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2014 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33691 33-0974674 (Stat |
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| August 6, 2014 |
Procera Networks Announces Second Quarter 2014 Financial Results EXHIBIT 99.1 Investor Relations Contact Nicole Noutsios NMN Advisors (for Procera Networks) [email protected] 1+510-315-1003 Media Contact Bob Eastwood Engage PR (for Procera Networks) [email protected] 1+ 510-748-8200 x215 Procera Networks Announces Second Quarter 2014 Financial Results Fremont, CA – August 6, 2014 – Procera Networks, Inc. (NASDAQ: PKT), the global Internet intelligenc |
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| August 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 Procera Networks, Inc. |
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| June 2, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 d738307d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2014 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33691 33-0974674 (State or other jurisdiction of incor |
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| May 1, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2014 Procera Networks, Inc. |
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| May 1, 2014 |
Procera Networks Announces First Quarter 2014 Financial Results Exhibit 99.1 Investor Relations Contact Nicole Noutsios NMN Advisors (for Procera Networks) [email protected] 1+510-315-1003 Media Contact Bob Eastwood Engage PR (for Procera Networks) [email protected] 1+ 510-748-8200 x215 Procera Networks Announces First Quarter 2014 Financial Results Fremont, CA – May 1, 2014 – Procera Networks, Inc. (NASDAQ: PKT), the global Internet intelligence co |
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| April 28, 2014 |
PKT / Procera Networks, Inc. / Archon Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 14, 2014 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 14, 2014 |
DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 7, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K Prepared by R.R. Donnelley Financial - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2014 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33691 33-0974674 (State or oth |
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| April 7, 2014 |
Prepared by R.R. Donnelley Financial - EX-16.1 Exhibit 16.1 April 7, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of the Form 8-K dated April 7, 2014, of Procera Networks, Inc. and are in agreement with the statements contained in the first, second, third and fourth paragraphs of Item 4.01 on page 2 therein. We have no |
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| March 13, 2014 |
8-K 1 d692314d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2014 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33691 33-0974674 (State or other jurisdiction o |
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| March 13, 2014 |
AMENDED AND RESTATED BYLAWS PROCERA NETWORKS, INC. a Delaware corporation SECTION 1. OFFICES EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF PROCERA NETWORKS, INC. a Delaware corporation SECTION 1. OFFICES The principal office of Procera Networks, Inc., a Delaware corporation (“Corporation”), shall be located at the principal place of business or such other place as the Board of Directors (the “Board”) may designate. The Corporation may have such other offices, either within or without |
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| February 27, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2014 Procera Networks, Inc. |
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| February 27, 2014 |
Procera Networks Announces Fourth Quarter and Fiscal 2013 Financial Results EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Investor Relations Contact Nicole Noutsios NMN Advisors (for Procera Networks) [email protected] 1+510-315-1003 Media Contact Bob Eastwood Engage PR (for Procera Networks) [email protected] 1+ 510-748-8200 x215 Procera Networks Announces Fourth Quarter and Fiscal 2013 Financial Results · Reports quarterly revenue of $21.3 million, up 29% yea |
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| February 14, 2014 |
PKT / Procera Networks, Inc. / Archon Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2014 |
PKT / Procera Networks, Inc. / VANGUARD GROUP INC Passive Investment proceranetworksinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Procera Networks Inc Title of Class of Securities: Common Stock CUSIP Number: 74269U203 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate |
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| January 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3648258k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2014 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33691 33-0974674 (State or Other Jurisdiction of Incor |
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| January 7, 2014 |
Procera Networks Announces Preliminary Revenue Results for Fourth Quarter of 2013 EX-99.1 2 v364825ex99-1.htm EX-99.1 Exhibit 99.1 Investor Relations Contact Nicole Noutsios NMN Advisors (for Procera Networks) [email protected] 1+510-315-1003 Media Contact Fran Lowe Engage PR (for Procera Networks) [email protected] 1+510-748-8200 x225 Procera Networks Announces Preliminary Revenue Results for Fourth Quarter of 2013 Fremont, CA – January 7, 2014 – Procera Networks, Inc. |
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| November 25, 2013 |
8-K 1 d634423d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2013 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33691 33-0974674 (State or other jurisdictio |
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| November 4, 2013 |
Procera Networks Announces Third Quarter 2013 Financial Results Exhibit 99.1 Investor Relations Contact Nicole Noutsios NMN Advisors (for Procera Networks) [email protected] 1+510-315-1003 Media Contact Fran Lowe Engage PR (for Procera Networks) [email protected] 1+510-748-8200 x225 Procera Networks Announces Third Quarter 2013 Financial Results · Reports record quarterly revenue of $21.3 million, up 33% year-over-year · Reports record bookings of $22.6 |
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| November 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2013 Procera Networks, Inc. |
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| August 9, 2013 |
S-8 As filed with the Securities and Exchange Commission on August 9, 2013 Registration No. |
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| August 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2013 Procera Networks, Inc. |
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| August 7, 2013 |
Procera Networks Announces Second Quarter 2013 Financial Results EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Investor Relations Contact Nicole Noutsios NMN Advisors (for Procera Networks) [email protected] 1+510-315-1003 Media Contact Fran Lowe Engage PR (for Procera Networks) [email protected] 1+510-748-8200 x225 Procera Networks Announces Second Quarter 2013 Financial Results • Second quarter revenue grew 22% year-over-year to $17.8 million • Expande |
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| June 14, 2013 |
EX-10.1 8 d554264dex101.htm EX-10.1 Exhibit 10.1 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) dated as of , 20 , is made by and between PROCERA NETWORKS, INC., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and agents. B. The Company’s |
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| June 14, 2013 |
CERTIFICATE OF INCORPORATION PROCERA NETWORKS, INC. ARTICLE I EX-3.3 5 d554264dex33.htm EX-3.3 Exhibit 3.3 CERTIFICATE OF INCORPORATION OF PROCERA NETWORKS, INC. ARTICLE I The name of the corporation is Procera Networks, Inc. (the “Corporation”). ARTICLE II The address of the registered offices of the Corporation in the State of Delaware is 2711 Centerville Road, Suite 400, in the City of Wilmington, County of New Castle, Delaware 19808. The name of its regi |
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| June 14, 2013 |
EX-3.2 Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF CONVERSION FROM A NON-DELAWARE CORPORATION TO A DELAWARE CORPORATION PURSUANT TO SECTION 265 OF THE DELAWARE GENERAL CORPORATION LAW 1. The jurisdiction where the Non-Delaware Corporation first formed is the State of Nevada. 2. The jurisdiction immediately prior to filing this Certificate is the State of Nevada. 3. The date the Non-Delaware Corpo |
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| June 14, 2013 |
BYLAWS PROCERA NETWORKS, INC. a Delaware corporation SECTION 1. OFFICES EX-3.4 6 d554264dex34.htm EX-3.4 Exhibit 3.4 BYLAWS OF PROCERA NETWORKS, INC. a Delaware corporation SECTION 1. OFFICES The principal office of Procera Networks, Inc., a Delaware corporation (“Corporation”), shall be located at the principal place of business or such other place as the Board of Directors (the “Board”) may designate. The Corporation may have such other offices, either within or wit |
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| June 14, 2013 |
EX-2.1 2 d554264dex21.htm EX-2.1 Exhibit 2.1 PLAN OF CONVERSION of PROCERA NETWORKS, INC., a Nevada corporation into PROCERA NETWORKS, INC., a Delaware corporation THIS PLAN OF CONVERSION, dated as of June 13, 2013 (including all of the Exhibits attached hereto, this “Plan”), is hereby adopted by Procera Networks, Inc., a Nevada corporation, in order to set forth the terms, conditions and procedur |
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| June 14, 2013 |
EX-3.1 3 d554264dex31.htm EX-3.1 Exhibit 3.1 ROSS MILLER Secretary of State 204 North Carson Street, Suite 1 Carson City, Nevada 89701-4520 (775) 684-5708 Website: www.nvsos.gov Articles of Conversion (PURSUANT TO NRS 92A.205) Page 1 USE BLACK INK ONLY - DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFFICE USE ONLY Articles of Conversion (Pursuant to NRS 92A.205) 1. Name and jurisdiction of organization of |
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| June 14, 2013 |
EX-4.1 7 d554264dex41.htm EX-4.1 Exhibit 4.1 This Certifies that Is The Record Holder Of CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, Fully paid and non-assessable shares of PROCERA NETWORKS, INC. Common Stock transferable on the books of the Corporation in person or by attorney upon surrender of this certificate duly endorsed or assigne |
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| June 14, 2013 |
8-K 1 d554264d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2013 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Nevada 001-33691 33-0974674 (State or other jurisdiction of i |
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| June 3, 2013 |
EX-10.1 Exhibit 10.1 PROCERA NETWORKS, INC. 2007 EQUITY INCENTIVE PLAN APPROVED BY THE BOARD: OCTOBER 17, 2007 APPROVED BY THE STOCKHOLDERS: JANUARY 30, 2008 TERMINATION DATE: OCTOBER 16, 2017 AMENDED: NOVEMBER 13, 2009 APPROVED BY THE STOCKHOLDERS: DECEMBER 16, 2009 (THE “AMENDMENT DATE”) AMENDED: MARCH 10, 2011 APPROVED BY THE STOCKHOLDERS: JUNE 13, 2011 AMENDED: MARCH 8, 2012 APPROVED BY THE ST |
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| June 3, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2013 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Nevada 001-33691 33-0974674 (State or other jurisdiction (Commission (IRS Employer |
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| May 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 Procera Networks, Inc. |
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| May 2, 2013 |
Procera Networks Announces First Quarter 2013 Financial Results Exhibit 99.1 Procera Networks Announces First Quarter 2013 Financial Results FREMONT, Calif., May 2, 2013 – Procera Networks, Inc. (NASDAQ: PKT), the global intelligent policy enforcement company, today reported financial results for its first quarter ended March 31, 2013. First Quarter 2013 Highlights · Acquired Vineyard Networks Inc. on January 9, 2013 · Record Q1 revenue of $14.2 million, up 15 |
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| April 19, 2013 |
Termination of a Material Definitive Agreement - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2013 Procera Networks, Inc. |
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| April 15, 2013 |
Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 15, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2013 Procera Networks, Inc. |
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| April 5, 2013 |
Preliminary Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 14, 2013 |
825,060 Shares of Common Stock 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-186670 PROSPECTUS 825,060 Shares of Common Stock This prospectus relates to the resale of up to 825,060 shares of our common stock, par value $0.001 per share, by the selling stockholders identified in the section entitled “Selling Stockholders” on page 4 of this prospectus. These shares were issued, or are issuable, to |
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| March 7, 2013 |
S-3/A Table of Contents As filed with the Securities and Exchange Commission on March 7, 2013 Registration No. |
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| February 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2013 Procera Networks, Inc. |
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| February 28, 2013 |
Procera Networks Announces 2012 Fourth Quarter and Full Year Results EXHIBIT 99.1 Procera Networks Announces 2012 Fourth Quarter and Full Year Results FREMONT, Calif., February 28, 2013 – Procera Networks, Inc. (NASDAQ: PKT), the global intelligent policy enforcement company, today reported financial results for its fourth quarter and year ended December 31, 2012. Fourth Quarter 2012 Highlights · Revenue of $16.6 million, up 6% from Q4 2011; record bookings at $22. |
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| February 13, 2013 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on February 13, 2013 Registration No. |
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| February 13, 2013 |
PKT / Procera Networks, Inc. / VANGUARD GROUP INC Passive Investment proceranetworksinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Procera Networks Inc Title of Class of Securities: Common Stock CUSIP Number: 74269U203 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate |
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| February 13, 2013 |
- POST-EFFECTIVE AMENDMENT NO. 1 Post-Effective Amendment No. 1 As filed with the Securities and Exchange Commission on February 13, 2013 Registration No. 333-164314 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PROCERA NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada (State or oth |
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| February 13, 2013 |
PROCERA NETWORKS, INC. INDUCEMENT GRANT STOCK OPTION GRANT NOTICE Exhibit 4.4 PROCERA NETWORKS, INC. INDUCEMENT GRANT STOCK OPTION GRANT NOTICE Procera Networks, Inc. (the “Company”) hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth herein and in the Option Agreement and the Notice of Exercise, all of which are attached her |
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| February 13, 2013 |
Form S-8 As filed with the Securities and Exchange Commission on February 13, 2013 Registration No. |
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| February 13, 2013 |
Share Purchase Agreement Exhibit 2.1 EXECUTION VERSION SHARE PURCHASE AGREEMENT among: PROCERA NETWORKS, INC., PROCERA NETWORKS KELOWNA ULC, VINEYARD NETWORKS INC., THE SHAREHOLDERS, AND JOHN DROPE & ASSOCIATES LTD., as the SHAREHOLDERS’ REPRESENTATIVE Dated as of January 7, 2013 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT is made and entered into as of January 7, 2013 (the “Agreement D |
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| February 13, 2013 |
Financial Statements and Exhibits - AMENDMENT TO FORM 8-K Amendment to Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 13, 2013 |
PROCERA NETWORKS, INC. INDUCEMENT GRANT STOCK OPTION GRANT NOTICE Exhibit 4.3 PROCERA NETWORKS, INC. INDUCEMENT GRANT STOCK OPTION GRANT NOTICE Procera Networks, Inc. (the “Company”) hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth herein and in the Option Agreement and the Notice of Exercise, all of which are attached her |
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| February 13, 2013 |
- POST-EFFECTIVE AMENDMENT NO. 1 Post-Effective Amendment No. 1 As filed with the Securities and Exchange Commission on February 13, 2013 Registration No. 333-122363 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PROCERA NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada (State or oth |
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| February 13, 2013 |
- POST-EFFECTIVE AMENDMENT NO. 1 Post-Effective Amendment No. 1 As filed with the Securities and Exchange Commission on February 13, 2013 Registration No. 333-146543 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 ON FORM S-1 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PROCERA NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada |
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| January 9, 2013 |
Completion of Acquisition or Disposition of Assets - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2013 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Nevada 001-33691 33-0974674 (State or other jurisdiction of incorporation) (Comm |
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| January 7, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2013 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Nevada 001-33691 33-0974674 (State or other jurisdiction of incorporation) (Comm |
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| January 7, 2013 |
Press Release Exhibit 99.1 Procera Networks to Acquire Vineyard Networks Acquisition broadens addressable market into enterprise through OEM channel FREMONT, Calif., January 7, 2013 — Procera Networks, Inc. (NASDAQ: PKT), the global intelligent policy enforcement company, today announced that it has entered into a definitive agreement to acquire Vineyard Networks Inc., a leader in the Enterprise O |
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| December 5, 2012 |
PROCERA NETWORKS, INC. RESTATED EXECUTIVE EMPLOYMENT AGREEMENT JAMES F. BREAR Restated Executive Employment Agreement for James F. Brear Exhibit 10.1 PROCERA NETWORKS, INC. RESTATED EXECUTIVE EMPLOYMENT AGREEMENT for JAMES F. BREAR This RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) by and between James F. Brear (“Executive”) and Procera Networks, Inc., a Nevada corporation (the “Company”), is effective as of the last date signed by the Parties (the “Effective D |
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| December 5, 2012 |
PROCERA NETWORKS, INC. RESTATED EXECUTIVE EMPLOYMENT AGREEMENT CHARLES CONSTANTI Restated Executive Employment Agreement for Charles Constanti Exhibit 10.2 PROCERA NETWORKS, INC. RESTATED EXECUTIVE EMPLOYMENT AGREEMENT for CHARLES CONSTANTI This RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) by and between Charles Constanti (“Executive”) and Procera Networks, Inc., a Nevada corporation (the “Company”), is effective as of the last date signed by the Parties (the “Ef |
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| December 5, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2012 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Nevada 001-33691 33-0974674 (State or other jurisdiction (Commission (IRS Emplo |
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| November 6, 2012 |
Procera Networks Announces Third Quarter 2012 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Procera Networks Announces Third Quarter 2012 Financial Results Fremont, Calif., November 6, 2012 – Procera Networks, Inc. (NASDAQ: PKT), the intelligent policy enforcement company, today reported financial results for its third quarter ended September 30, 2012. Third Quarter 2012 Highlights · Record revenue of $16.1 million, up 32% from Q3 2011; bookings at $16. |
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| November 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2012 Procera Networks, Inc. |
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| September 18, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2012 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Nevada 001-33691 33-0974674 (State or other jurisdiction of incorporation) (C |
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| September 18, 2012 |
Procera Networks Appoints Financial Expert Elizabeth J. Huebner to its Board of Directors Press Release Exhibit 99.1 Procera Networks Appoints Financial Expert Elizabeth J. Huebner to its Board of Directors FREMONT, Calif., September 17, 2012—Procera Networks, Inc. (NASDAQ: PKT), the intelligent policy enforcement company, today announced the appointment of Ms. Elizabeth J. Huebner to its Board of Directors, effective today. Ms. Huebner has served as a director of Blucora, Inc. (former |
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| August 29, 2012 |
Form S-8 As filed with the Securities and Exchange Commission on August 29, 2012 Registration No. |
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| August 28, 2012 |
Procera Networks, Inc. 2007 Equity Incentive Plan Exhibit 10.1 PROCERA NETWORKS, INC. 2007 EQUITY INCENTIVE PLAN APPROVED BY THE BOARD: OCTOBER 17, 2007 APPROVED BY THE STOCKHOLDERS: JANUARY 30, 2008 TERMINATION DATE: OCTOBER 16, 2017 AMENDED: NOVEMBER 13, 2009 APPROVED BY THE STOCKHOLDERS: DECEMBER 16, 2009 (THE “AMENDMENT DATE”) AMENDED: MARCH 10, 2011 APPROVED BY THE STOCKHOLDERS: JUNE 13, 2011 |
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| August 28, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2012 Procera Networks, Inc. (Exact name of registrant as specified in its charter) Nevada 001-33691 33-0974674 (State or other jurisdiction (Commission (IRS Employ |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2012 Procera Networks, Inc. |
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| August 2, 2012 |
Procera Networks Announces Second Quarter 2012 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Procera Networks Announces Second Quarter 2012 Financial Results Fremont, Calif., August 2, 2012 – Procera Networks, Inc. (NASDAQ: PKT), the intelligent policy enforcement company, today reported financial results for its second quarter ended June 30, 2012. Second Quarter 2012 Highlights · Revenue of $14.7 million, up 52% from Q2 2011 · Bookings of $14.2 million, |
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| July 12, 2012 |
Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 12, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 11, 2012 |
Correspondence July 11, 2012 VIA EDGAR (“CORRESP”) United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 10, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2012 Procera Networks, Inc. |
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| May 10, 2012 |
Procera Networks Announces First Quarter 2012 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Procera Networks Announces First Quarter 2012 Financial Results Fremont, Calif., May 10, 2012 – Procera Networks, Inc. (NASDAQ: PKT), the intelligent policy enforcement company, today reported financial results for its first quarter ended March 31, 2012. First Quarter 2012 Highlights · Revenue of $12.3 million, up 78% from Q1 2011 · Bookings of $14.7 million, up |
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| April 20, 2012 |
4,500,000 Shares PROCERA NETWORKS, INC. Common Stock UNDERWRITING AGREEMENT EX-1.1 2 d338015dex11.htm UNDERWRITING AGREEMENT Exhibit 1.1 4,500,000 Shares PROCERA NETWORKS, INC. Common Stock UNDERWRITING AGREEMENT April 19, 2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED As representative of the several Underwriters named in Schedule I hereto One Montgomery Street, Suite 3700 San Francisco, California 94104 Ladies and Gentlemen: Procera Networks, Inc., a Nevada corporation ( |
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| April 20, 2012 |
EX-99.1 4 d338015dex991.htm PRESS RELEASE Exhibit 99.1 Press Release Procera Networks, Inc. Announces Pricing of Common Stock Fremont, CA, April 19, 2012 – Procera Networks, Inc. (“Procera”) (NASDAQ: PKT), the Intelligent Policy Enforcement (IPE) company, today announced the pricing of a common stock offering of 4,500,000 primary shares at a price to the public of $21.00 per share. The underwriter |
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| April 20, 2012 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-180141 Registration No. 333-180836 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED APRIL 9, 2012) 4,500,000 Shares Common Stock $21.00 per share We are offering 4,500,000 shares of our common stock, $0.001 par value per share, in this offering. Our common stock is traded on the NASDAQ Global Market under the symbol “PKT.” On April |
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| April 20, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT ON FORM 8-K Current Report on Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 20, 2012 |
Free Writing Prospectus Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated April 19, 2012 Registration Statement Nos. |
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| April 19, 2012 |
Form S-3MEF As filed with the Securities and Exchange Commission on April 19, 2012 Registration No. |
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| April 10, 2012 |
Filed Pursuant to Rule 424(b)(5) Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| April 9, 2012 |
Procera Networks Announces Preliminary First Quarter 2012 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Procera Networks Announces Preliminary First Quarter 2012 Financial Results Fremont, Calif., April 9, 2012 – Procera Networks, Inc. (NASDAQ: PKT), the Intelligent Policy Enforcement (“IPE”) Company, today announced preliminary financial results for its first quarter ended March 31, 2012. Based on preliminary financial data, the Company expects that first quarter |
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| April 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2012 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-33691 33-0974674 (State or Other Jurisdiction (Commission (IRS Employer of Incor |
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| April 6, 2012 |
- PROCERA NETWORKS, INC POS AM 4-6-2012 As filed with the Securities and Exchange Commission on April 6, 2012 Registration No. |
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| April 6, 2012 |
VIA EDGAR April 6, 2012 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Mr. Matthew Crispino RE: Procera Networks, Inc. (the “Company”) Registration Statement on Form S-3 Filed March 15, 2012 File No. 333-180141 (the “Registration Statement”) Ladies and Gentlemen: We are responding to the comments raised by the staff (the “Staff |
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| April 6, 2012 |
April 6, 2012 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 6, 2012 |
- AMENDMENT NO. 1 TO REGISTRATION STATEMENT ON FORM S-3 Amendment No. 1 to Registration Statement on Form S-3 Table of Contents As filed with the Securities and Exchange Commission on April 6, 2012 Registration No. 333-180141 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PROCERA NETWORKS, INC. (Exact name of registrant as specified in its charter |
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| April 4, 2012 |
Exhibit 16.1 April 2, 2012 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549 Re: Procera Networks, Inc. Commission File No. 001-33691 Commissioners: We have read the statements made by Procera Networks, Inc., which we understand will be filed with the Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of Procera Networks, Inc. dated March 30, 2012. |
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| April 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2012 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-33691 33-0974674 (State or Other Jurisdiction of Incorporatio |
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| April 2, 2012 |
Changes in Registrant's Certifying Accountant - PROCERA NETWORKS 8-K 3-30-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2012 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-33691 33-0974674 (State or Other Jurisdiction (Commission (IRS Employer of Inco |
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| March 15, 2012 |
- PROCERA NETWORKS INC S-3 3-15-2012 As filed with the Securities and Exchange Commission on March 15, 2012 Registration No. |
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| February 21, 2012 |
Procera Networks Announces 2011 Fourth Quarter and Full Year Results Exhibit 99.1 FOR IMMEDIATE RELEASE Procera Networks Announces 2011 Fourth Quarter and Full Year Results Fremont, Calif., February 21, 2012 – Procera Networks, Inc. (NASDAQ: PKT), the intelligent policy enforcement company, today reported financial results for its fourth quarter and year ended December 31, 2011. Fourth Quarter 2011 Highlights · Record revenue of $15.6 million, up 108% from Q410 · B |
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| February 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2012 Procera Networks, Inc. |
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| February 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2012 Procera Networks, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-33691 33-0974674 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 8, 2012 |
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EXHIBIT 10.1 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of February 3, 2012 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and PROCERA NETWORKS, INC., a Nevada corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. |
