Mga Batayang Estadistika
CIK | 1690842 |
SEC Filings
SEC Filings (Chronological Order)
August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST (Exact name of registra |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLATIN |
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February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLA |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PL |
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October 2, 2024 |
Filed Pursuant to Rule 424(i) Registration No. 333-276531 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING JUNE 30, 2024 (to Prospectus dated January 17, 2024) GraniteShares Platinum Trust (the “Fund”) Calculation of Registration Fees Pursuant to Rule 457(u) This prospectus supplement, filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act” |
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October 2, 2024 |
CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: GraniteShares Platinum Trust 222 Broadway 21st Floor New York. NY 10038 2. Name of securities: GraniteShares Platinum Shares 3. Securities Act File Number 333-276531 4. Last day of fiscal year for which this prospectus is filed: June 30, 20241 1 Aggerate purchase and redemption prices set forth here |
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August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST (Exact name of registra |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLATIN |
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February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLA |
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January 23, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No 333-276531 PROSPECTUS GraniteShares Platinum Trust* * Principal U. |
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January 19, 2024 |
[The remainder of this page has been intentionally left blank.] January 19, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: GraniteShares Platinum Trust Registration Statement on Form S-1 (File No. 333-276531) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, GraniteShares Platinum Trust (the “Trust”) hereby requests that the Securities and |
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January 17, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) GRANITESHARES PLATINUM TRUST (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Exchange-Traded Vehicle Securities GraniteShares Platinum Shares Rule 457(u) (1) (1) (1) $ 0. |
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January 17, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024. As filed with the Securities and Exchange Commission on January 16, 2024. Registration No. 333-[] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other jurisdiction of incorporation or organization |
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January 17, 2024 |
Carlton Fields, P.A. Carlton Fields, P.A. practices law in California through Carlton Fields, LLP Attorneys At Law 1025 Thomas Jefferson Street, NW | Suite 400 West Washington, DC 20007-5208 202. |
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November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PL |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST (Exact name of registra |
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May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLATIN |
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February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLA |
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November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PL |
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August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST (Exact name of registra |
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May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLATIN |
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February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PLA |
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November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PL |
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August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST (Exact name of registra |
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May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PL |
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February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2020 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES |
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January 26, 2021 |
7,150,000 Shares* GraniteShares Platinum Trust* Files pursuant to Rule 424(b)(3) Registration No. 333-252016 PROSPECTUS 7,150,000 Shares* GraniteShares Platinum Trust* * Principal U.S. Listing Exchange: NYSE Arca GraniteShares Platinum Trust (the “Trust”) will issue GraniteShares Platinum Shares (“Shares”) which represent units of fractional undivided beneficial interest in the net assets of the Trust. The Trust will seek to reflect generally t |
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January 21, 2021 |
January 21, 2021 VIA EDGAR Transmission U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: GraniteShares Platinum Trust Registration Statement on Form S-1 File No. 333-252016 Ladies and Gentleman: Pursuant to Rule 461 under the Securities Act of 1933, as amended, GraniteShares Platinum Trust (the ?Trust?) hereby requests that the |
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January 11, 2021 |
As filed with the Securities and Exchange Commission on January 11, 2021. Registration No. 333-[] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other jurisdiction of incorporation or organization |
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January 11, 2021 |
Marketing Services Agreement between GraniteShares LLC and ALPS Distributors, Inc. Exhibit 10.3 Marketing Agent Services Agreement This Marketing Agent Services Agreement (the “Agreement”) is entered into and effective as of January 01, 2021 (the “Effective Date”) by and among: 1. ALPS Distributors, Inc., a corporation incorporated in the State of Colorado, a registered broker-dealer under the Securities Exchange Act of 1934, as amended, and a member of the Financial Industry Re |
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December 31, 2020 |
Termination of a Material Definitive Agreement - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2020 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 001-38349 82-6644954 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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December 29, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2020 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 001-38349 82-6644954 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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December 29, 2020 |
Marketing Agent Services Agreement between GraniteShares LLC and ALPS Distributors, Inc. (3) EX-10.3 2 ex10-3.htm Exhibit 10.3 Marketing Agent Services Agreement This Marketing Agent Services Agreement (the “Agreement”) is entered into and effective as of January 01, 2021 (the “Effective Date”) by and among: 1. ALPS Distributors, Inc., a corporation incorporated in the State of Colorado, a registered broker-dealer under the Securities Exchange Act of 1934, as amended, and a member of the |
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December 23, 2020 |
7,450,000 Shares* GraniteShares Platinum Trust* Filed pursuant to Rule 424(b)(3) Registration No. 333-221325 PROSPECTUS 7,450,000 Shares* GraniteShares Platinum Trust* * Principal U.S. Listing Exchange: NYSE Arca GraniteShares Platinum Trust (the “Trust”) will issue GraniteShares Platinum Shares (“Shares”) which represent units of fractional undivided beneficial interest in the net assets of the Trust. The Trust will seek to reflect generally t |
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December 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2020 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 001-38349 82-6644954 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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December 18, 2020 |
As filed with the Securities and Exchange Commission on December 18, 2020. Registration No. 333-221325 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post- Effective Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other juris |
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December 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2020 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 001-38349 82-6644954 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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December 14, 2020 |
As filed with the Securities and Exchange Commission on December 14, 2020. Registration No. 333-221325 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post- Effective Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other juris |
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November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARE |
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August 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST (Exact name of regi |
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May 18, 2020 |
GraniteShares Platinum Trust Supplement dated May 18, 2020 To the Prospectus dated October 29, 2019 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-221325 GraniteShares Platinum Trust Supplement dated May 18, 2020 To the Prospectus dated October 29, 2019 This Supplement dated May 18, 2020 amends and supplements the prospectus dated October 29, 2019 (the “Prospectus”), and should be read in conjunction with, and must be delivered with, the Prospectus. In the section “RISK FACTORS” |
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May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES PL |
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February 6, 2020 |
PLTM / First Trust ISE Global Platinum Index Fund 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2019 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-38349 GRANITESHARES |
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November 5, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund 10-Q - Quarterly Report - 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 33 |
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October 29, 2019 |
9,350,000 Shares* GraniteShares Platinum Trust* Filed pursuant to Rule 424(b)(3) Registration No. 333-221325 PROSPECTUS 9,350,000 Shares* GraniteShares Platinum Trust* * Principal U.S. Listing Exchange: NYSE Arca GraniteShares Platinum Trust (the “Trust”) will issue GraniteShares Platinum Shares (“Shares”) which represent units of fractional undivided beneficial interest in the net assets of the Trust. The Trust will seek to reflect generally t |
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October 24, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund POS AM - - As filed with the Securities and Exchange Commission on October 24, 2019. Registration No. 333-221325 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post- Effective Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other jurisd |
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October 22, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund POS AM - - As filed with the Securities and Exchange Commission on October 22, 2019. Registration No. 333-221325 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post- Effective Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other jurisd |
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October 3, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 03, 2019 GRANITESHARES PLATINUM TRUST (Exact name of registrant as specified in its charter) Commission File Number : 001-38349 New York 84-6644954 (State or other jurisdictio |
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October 3, 2019 |
Exhibit 16.1 Former Accountant’s Letter dated October 3, 2019 EX-16.1 2 ex16-1.htm October 3, 2019 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for GraniteShares Platinum Trust (the Trust) and, under the date of August 20, 2019, we reported on the financial statements of the Trust as of and for the year ended June 30, 2019 and for the period January 11, 2018 (commencement of operatio |
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August 20, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST (Exact name of regi |
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May 6, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund 10-Q Quarterly Report 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 333-22 |
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April 9, 2019 |
PROSPECTUS 9,550,000 Shares* GraniteShares Platinum Trust** Filed pursuant to Rule 424(b)(3) Registration No. 333-221325 PROSPECTUS 9,550,000 Shares* GraniteShares Platinum Trust** * Adjusted to give effect to the 10-for-1 Share split effected on March 22, 2019 ** Principal U.S. Listing Exchange: NYSE Arca GraniteShares Platinum Trust (the “Trust”) will issue GraniteShares Platinum Shares (“Shares”) which represent units of fractional undivided beneficial |
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March 29, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund As filed with the Securities and Exchange Commission on March 29, 2019 . Registration No. 333-221325 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post- Effective Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other jurisdi |
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March 25, 2019 |
GRANITESHARES PLATINUM TRUST Supplement dated March 25, 2019 Prospectus dated January 17, 2019 Filed pursuant to Rule 424(b)(3) Registration No. 333-221325 GRANITESHARES PLATINUM TRUST Supplement dated March 25, 2019 to Prospectus dated January 17, 2019 This supplement updates the prospectus, dated January 17, 2019, with all of the following information unless otherwise noted below. The supplement should be read in its entirety and kept together with your prospectus for future reference. Ca |
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March 25, 2019 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2019 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 001-38349 82-6644954 (State or other jurisdiction of incorp |
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March 11, 2019 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2019 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 001-38349 82-6644954 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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March 11, 2019 |
EX-99.1 2 ex99-1.htm Notice of Share Split NEWS PROVIDED BY GraniteShares March 11, 2019 NEW YORK CITY, NY – GraniteShares announced today a 10-for-1 forward share split for GraniteShares Platinum Trust (PLTM). The split will not change the total value of a shareholder’s investment. Ticker Name Split Ratio PLTM GraniteShares Platinum Trust 10 for 1 The forward share split will apply to shareholder |
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February 20, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund 10-K/A (Annual Report) 10-K/A 1 form10-ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (amendment No. 1) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANI |
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February 5, 2019 |
PLTM / First Trust ISE Global Platinum Index Fund 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2018 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 333-221325 GRANITESHARE |
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November 9, 2018 |
PLTM / First Trust ISE Global Platinum Index Fund 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 333-221325 GRANITESHAR |
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August 31, 2018 |
PLTM / First Trust ISE Global Platinum Index Fund 10-K (Annual Report) 10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38349 GRANITESHARES PLATINUM TRUST |
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May 10, 2018 |
PLTM / First Trust ISE Global Platinum Index Fund 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 333-221325 GRANITESHARES P |
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January 18, 2018 |
As filed with the Securities and Exchange Commission on January 17, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 18, 2018 |
1,000,000 Shares GraniteShares Platinum Trust* Filed Pursuant to Rule 424(b)(3) Registration No. 333-221325 PROSPECTUS 1,000,000 Shares GraniteShares Platinum Trust* * Principal U.S. Listing Exchange: NYSE Arca GraniteShares Platinum Trust (the ?Trust?) will issue GraniteShares Platinum Shares (?Shares?) which represent units of fractional undivided beneficial interest in the net assets of the Trust. The Trust will seek to reflect generally th |
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January 16, 2018 |
[The remainder of this page has been intentionally left blank.] January 16, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: GraniteShares Platinum Trust Registration Statement on Form S-1 File No. 333-221325 Ladies and Gentleman: Pursuant to Rule 461 under the Securities Act of 1933, as amended, GraniteShares Platinum Trust (the ?Trust?) hereby requests that the Securities a |
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January 12, 2018 |
Marketing Services Agreement between GraniteShares LLC and Foreside Fund Services, LLC (1) MARKETING SERVICES AGREEMENT THIS AGREEMENT is made and entered into as of this 11th day of January 2018 on behalf of GraniteShares Platium Trust (the ?Trust?) by and between GraniteShares, LLC, a Delaware limited liability company with its principal office and place of business at 30 Vesey Street 9th Floor, New York, New York 10007, as agent of the Trust (the ?Client?) and Foreside Fund Services, LLC, a Delaware limited liability company (?Foreside,? and together with the Client, each, a ?Party,? and collectively, the ?Parties?). |
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January 12, 2018 |
Unallocated Platinum Account Agreement(2) Dated: January 11, 2018 ICBC STANDARD BANK PLC and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the GraniteShares Platinum Trust and not individually UNALLOCATED PLATINUM ACCOUNT AGREEMENT 1 This UNALLOCATED PLATINUM ACCOUNT AGREEMENT (this ?Agreement?) is made as of the date set out on the cover page of this Agreement BETWEEN (1) ICBC Standard Bank Plc, a public limited compan |
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January 12, 2018 |
S-1/A 1 forms-1a.htm As filed with the Securities and Exchange Commission on January 11, 2018. Registration No. 333-221325 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other j |
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January 12, 2018 |
Amendment to License Agreement between The Bank of New York Mellon and GraniteShares LLC(2) EX-10.4B 8 ex10-4b.htm AMENDMENT TO LICENSE AGREEMENT This Amendment (the “Amendment”) is made as of November 3, 2017 by and between GRANITESHARES LLC (“Licensee”) and THE BANK OF NEW YORK MELLON (“Licensor”). BACKGROUND: A. WHEREAS, Licensee and Licensor are parties to a License Agreement dated as of July 3, 2017 (the “Agreement”); B. WHEREAS, Licensee and Licensor desire to amend the Agreement w |
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January 12, 2018 |
Allocated Platinum Account Agreement(2) Dated: January 11, 2018 ICBC STANDARD BANK PLC and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the GraniteShares Platinum Trust and not individually ALLOCATED PLATINUM ACCOUNT AGREEMENT 1 This ALLOCATED PLATINUM ACCOUNT AGREEMENT (this ?Agreement?) is made as of the date set out on the cover page of this Agreement BETWEEN (1) ICBC Standard Bank Plc, a public limited company in |
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January 12, 2018 |
EX-4.1 2 ex4-1.htm DEPOSITARY TRUST AGREEMENT Between GRANITESHARES LLC, as Sponsor and THE BANK OF NEW YORK MELLON, as Trustee GraniteShares Platinum Trust Dated as of January 11, 2018 TABLE OF CONTENTS Page Article I DEFINITIONS AND RULES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 6 Article II CREATION AND DECLARATION OF TRUST; FORM OF CERTIFICATES; DEPOSIT OF |
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January 11, 2018 |
January 11, 2018 W. Thomas Conner Shareholder* +1 212 407 7715 [email protected] *Attorney licensed to practice in DC, MA and VA; supervised by Vedder Price P.C. attorneys in the state of New York. VIA EMAIL Ms. Jennifer Gowetski Senior Counsel Securities and Exchange Commission Office of Real Estate and Commodities Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Gr |
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December 18, 2017 |
CORRESP 1 filename1.htm December 18, 2017 W. Thomas Conner Shareholder* +1 212 407 7715 [email protected] *Attorney licensed to practice in DC, MA and VA; supervised by Vedder Price P.C. attorneys in the state of New York. VIA EDGAR Ms. Jennifer Gowetski U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street NE Washington, DC 20549 Re: GraniteShares Platinum Trust |
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December 7, 2017 |
December 6, 2017 W. Thomas Conner Shareholder* +1 212 407 7715 [email protected] *Attorney licensed to practice in DC, MA and VA; supervised by Vedder Price P.C. attorneys in the state of New York. VIA EDGAR Ms. Jennifer Gowetski U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street NE Washington, DC 20549 Re: GraniteShares Platinum Trust Supplemental Response No |
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November 22, 2017 |
November 22, 2017 W. Thomas Conner Shareholder* +1 212 407 7715 [email protected] *Attorney licensed to practice in DC, MA and VA; supervised by Vedder Price P.C. attorneys in the state of New York. VIA EDGAR Ms. Jennifer Gowetski U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street NE Washington, DC 20549 Re: GraniteShares Platinum Trust Registration Statement |
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November 3, 2017 |
As filed with the Securities and Exchange Commission on November 3, 2017. As filed with the Securities and Exchange Commission on November 3, 2017. Registration No. 333-[] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York 82-6644954 (State or other jurisdiction of incorporation or organization |
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November 3, 2017 |
November 3, 2017 W. Thomas Conner Shareholder* +1 212 407 7715 [email protected] *Attorney licensed to practice in DC, MA and VA; supervised by Vedder Price P.C. attorneys in the state of New York. VIA EDGAR Ms. Jennifer Gowetski U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street NE Washington, DC 20549 Re: GraniteShares Platinum Trust (the “Registrant”) Draft |
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November 3, 2017 |
Form of Authorized Participant Agreement(1) GraniteShares Platinum Trust S-1 Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT This AUTHORIZED PARTICIPANT AGREEMENT (this ?Agreement?) dated as of , 2017, by and among (i) [Name of Authorized Participant], a [AP Entity Type] organized under the laws of [Jurisdiction of AP] (the ?Authorized Participant?), (ii) The Bank of New York Mellon, a New York banking corporation acting in its capacity as tru |
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November 3, 2017 |
Amendment to License Agreement between The Bank of New York Mellon and GraniteShares LLC (1) GraniteShares Platinum Trust S-1 Exhibit 10.4.b AMENDMENT TO LICENSE AGREEMENT This Amendment (the ?Amendment?) is made as of November , 2017 by and between GRANITESHARES LLC (?Licensee?) and THE BANK OF NEW YORK MELLON (?Licensor?). BACKGROUND: A. WHEREAS, Licensee and Licensor are parties to a License Agreement dated as of July 3, 2017 (the ?Agreement?); B. WHEREAS, Licensee and Licensor desire |
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November 3, 2017 |
GraniteShares Platinum Trust S-1 Exhibit 10.2 Dated: , 2017 ICBC STANDARD BANK PLC and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the GraniteShares Platinum Trust and not individually UNALLOCATED PLATINUM ACCOUNT AGREEMENT This UNALLOCATED PLATINUM ACCOUNT AGREEMENT (this ?Agreement?) is made as of the date set out on the cover page of this Agreement BETWEEN (1) ICBC Standard |
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November 3, 2017 |
GraniteShares Platinum Trust S-1 Exhibit 4.1 DEPOSITARY TRUST AGREEMENT Between GRANITESHARES LLC, as Sponsor and THE BANK OF NEW YORK MELLON, as Trustee GraniteShares Platinum Trust Dated as of , 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND RULES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 6 ARTICLE II CREATION AND DECLARATION OF TRUST; FORM OF CERTIFICA |
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November 3, 2017 |
GraniteShares Platinum Trust S-1 Exhibit 10.1 Dated: , 2017 ICBC STANDARD BANK PLC and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the GraniteShares Platinum Trust and not individually ALLOCATED PLATINUM ACCOUNT AGREEMENT This ALLOCATED PLATINUM ACCOUNT AGREEMENT (this ?Agreement?) is made as of the date set out on the cover page of this Agreement BETWEEN (1) ICBC Standard Ban |
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November 3, 2017 |
GraniteShares Platinum Trust S-1 Exhibit 10.3 MARKETING SERVICES AGREEMENT THIS AGREEMENT is made and entered into as of this day of 2017 on behalf of GraniteShares Platium Trust (the ?Trust?) by and between GraniteShares, LLC, a Delaware limited liability company with its principal office and place of business at 30 Vesey Street 9th Floor, New York, New York 10007, as agent of the Trust (the ?Cli |
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November 3, 2017 |
License Agreement between The Bank of New York Mellon and GraniteShares LLC(1) EX-10.4.A 7 ex10-4a.htm LICENSE AGREEMENT GraniteShares Platinum Trust S-1 Exhibit 10.4.a LICENSE AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”) is entered into effective as of the 3rd day of July, 2017 (the “Effective Date”), by and between The Bank of New York Mellon, a New York banking corporation (“Licensor”), and GraniteShares LLC, a Delaware limited liability company, as sponsor to Lice |
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September 8, 2017 |
DRS 1 filename1.htm Confidential Draft Submitted on September 8, 2017 As filed with the Securities and Exchange Commission on , 2017. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GraniteShares Platinum Trust (Exact name of registrant as specified in its charter) New York (State or othe |
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September 8, 2017 |
EX-10.1 4 filename4.htm GraniteShares Platinum Trust - DRS Exhibit 10.1 Dated: , 2017 ICBC STANDARD BANK PLC and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the GraniteShares Platinum Trust and not individually ALLOCATED PLATINUM ACCOUNT AGREEMENT 1 This ALLOCATED PLATINUM ACCOUNT AGREEMENT (this “Agreement”) is made as of the date set out on the cover page of this Agreement B |
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September 8, 2017 |
GraniteShares Platinum Trust - DRS Exhibit 10.2 Dated: , 2017 ICBC STANDARD BANK PLC and THE BANK OF NEW YORK MELLON solely in its capacity as trustee of the GraniteShares Platinum Trust and not individually UNALLOCATED PLATINUM ACCOUNT AGREEMENT 1 This UNALLOCATED PLATINUM ACCOUNT AGREEMENT (this ?Agreement?) is made as of the date set out on the cover page of this Agreement BETWEEN (1) ICBC Stan |
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September 8, 2017 |
AUTHORIZED PARTICIPANT AGREEMENT EX-4.2 3 filename3.htm GraniteShares Platinum Trust - DRS Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT This AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of , 2017, by and among (i) [Name of Authorized Participant], a [AP Entity Type] organized under the laws of [Jurisdiction of AP] (the “Authorized Participant”), (ii) The Bank of New York Mellon, a New York banking corporation acti |
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September 8, 2017 |
GraniteShares Platinum Trust - DRS Exhibit 10.3 MARKETING SERVICES AGREEMENT THIS AGREEMENT is made and entered into as of this day of 2017 on behalf of GraniteShares Platium Trust (the ?Trust?) by and between GraniteShares, LLC, a Delaware limited liability company with its principal office and place of business at 30 Vesey Street 9th Floor, New York, New York 10007, as agent of the Trust (the ?C |
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September 8, 2017 |
GraniteShares Platinum Trust - DRS Exhibit 4.1 DEPOSITARY TRUST AGREEMENT Between GRANITESHARES LLC, as Sponsor and THE BANK OF NEW YORK MELLON, as Trustee GraniteShares Platinum Trust Dated as of , 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND RULES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 6 ARTICLE II CREATION AND DECLARATION OF TRUST; FORM OF CERTIFI |