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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Plastec Technologies, Ltd.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2025 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, K |
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| August 18, 2025 |
PLASTEC TECHNOLOGIES REPORTS UNAUDITED FIRST HALF 2025 FINANCIAL RESULTS Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS UNAUDITED FIRST HALF 2025 FINANCIAL RESULTS Hong Kong – August 18, 2025 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today reported unaudited financial results for the six months ended June 30, 2025. Balance Sheet Highlights at June 30, 2025* · $5.5 million in cash and cash equivalents, compared to $5.7 million at December 31, 2024. · $5.4 m |
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| June 13, 2025 |
As filed with the Securities and Exchange Commission on June 13, 2025 Table of Contents As filed with the Securities and Exchange Commission on June 13, 2025 Registration No. |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: May 2025 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowl |
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| May 15, 2025 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| May 15, 2025 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) O |
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| May 15, 2025 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 FORM 12b-25 Expires: April 30, 2025 Estimated average burden Hours per form 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-53826 CUSIP NUMBER G71218 104 (Check One): ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2024 |
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| April 28, 2025 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2024 FINANCIAL RESULTS Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2024 FINANCIAL RESULTS Hong Kong – April 28, 2025 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today reported audited financial results for the fiscal year ended December 31, 2024. Balance Sheet Highlights at December 31, 2024* • $5.7 million in cash and cash equivalents, compared to $12.3 million at December 31, 2023, primarily as a |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2025 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| November 29, 2024 |
Exhibit 99.1 PLASTEC TECHNOLOGIES DECLARES SPECIAL CASH DIVIDEND OF $0.35 PER SHARE Announces Sale of Sun Line Industrial Limited Subsidiary Hong Kong –November 29, 2024 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today announced that its Board of Directors has approved a special one-time cash dividend of $0.35 per share to the holders of the Company’s ordinary shares. The dividend |
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| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2024 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2024 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, |
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| October 3, 2024 |
Exhibit 16.1 October 3, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Plastec Technologies, Ltd. of its Report of Foreign Private Issuer on Form 6-K for the month of October 2024. We agree with the statements concerning our Firm in such Form 6-K; we are not in a position to agree or disagree with other statements |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: October 2024 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, |
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| August 16, 2024 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2024 FIRST HALF RESULTS Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2024 FIRST HALF RESULTS Hong Kong – August 16, 2024 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today reported unaudited financial results for the six months period ended June 30, 2024. Financial tables/amounts at the end of this release are in Hong Kong dollars (HK$), while all other amounts are presented in U.S. dollars ($) based o |
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| August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2024 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, K |
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| May 17, 2024 |
As filed with the Securities and Exchange Commission on May 17, 2024 Table of Contents As filed with the Securities and Exchange Commission on May 17, 2024 Registration No. |
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| May 6, 2024 |
Plastec Technologies, Ltd. 2023 Annual Report May 6, 2024 Dear Fellow Shareholders: In 2023, we continued to maintain a lean operating infrastructure and our public company status. In doing so, we believe we are well positioned and have the financial flexibility by which Plastec can act quickly on any suitable investment opportunities that may present themselves. We will continue to act as prudent |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: May 2024 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowl |
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| April 26, 2024 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 26, 2024 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| April 26, 2024 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) O |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2024 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| April 15, 2024 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2023 FINANCIAL RESULTS Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2023 FINANCIAL RESULTS Hong Kong – April 15, 2024 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today reported audited financial results for the fiscal 2023 year ended December 31, 2023. See financial tables at the end of this release in Hong Kong dollars (HKD). All other amounts in this press release are presented in U.S. dollars (USD |
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| December 29, 2023 |
As filed with the Securities and Exchange Commission on December 29, 2023 Table of Contents As filed with the Securities and Exchange Commission on December 29, 2023 Registration No. |
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| December 11, 2023 |
As filed with the Securities and Exchange Commission on December 11, 2023 Table of Contents As filed with the Securities and Exchange Commission on December 11, 2023 Registration No. |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 Table of Contents As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 3) (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) |
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| October 20, 2023 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F (as amended) as filed with the Securities and Exchange Commission (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby certifi |
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| October 20, 2023 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F (as amended) of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
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| October 20, 2023 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F (as amended) of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 2) (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) |
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| September 22, 2023 |
Supplemental Submission Pursuant to Item 16I(a) of Form 20-F Exhibit 99.1 Supplemental Submission Pursuant to Item 16I(a) of Form 20-F Plastec Technologies, Ltd. (the “Company”) is submitting via EDGAR the following information as required under Item 16I(a) of Form 20-F in relation to the Holding Foreign Companies Accountable Act (the “HFCAA”). During its fiscal year 2022, the Company was conclusively identified by the U.S. Securities and Exchange Commissio |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: September 2023 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong |
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| August 31, 2023 |
VIA EDGAR August 31, 2023 Securities and Exchange Commission Division of Corporation Finance Disclosure Review Program 100 F Street, NE Washington, D. |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) |
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| August 1, 2023 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-4499 (212) 818-8800 Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-4499 (212) 818-8800 Facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] August 1, 2023 Division of Corporation Finance Disclosure Review Program Securities and Exchange Commission Washington, D.C. 20549 Re: Plastec Technologies, Ltd. Form 20-F for the Fiscal Year Ended Decembe |
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| August 1, 2023 |
Supplemental Submission Pursuant to Item 16I(a) of Form 20-F Exhibit 99.1 Supplemental Submission Pursuant to Item 16I(a) of Form 20-F Plastec Technologies, Ltd. (the “Company”) is submitting via EDGAR the following information as required under Item 16I(a) of Form 20-F in relation to the Staff Statement on the Holding Foreign Companies Accountable Act and the Consolidated Appropriate Act, 2023 (the “HFCAA”). During its fiscal year 2022, the Company was con |
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| June 13, 2023 |
As filed with the Securities and Exchange Commission on June 13, 2023 Table of Contents As filed with the Securities and Exchange Commission on June 13, 2023 Registration No. |
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| May 30, 2023 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) O |
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| May 30, 2023 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| May 30, 2023 |
PLASTEC TECHNOLOGIES, LTD. INSIDER TRADING POLICY Exhibit 4.9 PLASTEC TECHNOLOGIES, LTD. INSIDER TRADING POLICY The Board of Directors of Plastec Technologies, Ltd. (“Company”) has adopted this Insider Trading Policy for directors, officers, employees and consultants of the Company and its subsidiaries with respect to the trading of the Company’s securities, as well as the securities of publicly-traded companies with whom the Company and/or its s |
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| May 30, 2023 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| May 30, 2023 |
DESCRIPTION OF REGISTRANT’S SECURITIES Exhibit 4.8 DESCRIPTION OF REGISTRANT’S SECURITIES The following summary of the securities of Plastec Technologies, Ltd., a Cayman Islands exempted company (the “Company”), is based on and qualified by the Company’s second amended and restated memorandum and articles of association (the “Charter”), the Companies Act (As Revised) of the Cayman Islands (as the same may be supplemented or amended fro |
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| April 28, 2023 |
PLASTEC TECHNOLOGIES, LTD. (Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 OMB Number: Expires: Estimated average burden Hours per form 3235-0058 April 30, 2025 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-53826 CUSIP NUMBER G71218 104 (Check One): ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2022 |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2023 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| April 12, 2023 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2022 FINANCIAL RESULTS Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2022 FINANCIAL RESULTS Hong Kong – April 12, 2023 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today reported audited financial results for the fiscal 2022 year ended December 31, 2022. See financial tables at the end of this release in Hong Kong dollars (HKD). All other amounts in this press release are presented in U.S. dollars (USD |
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| September 6, 2022 |
As filed with the Securities and Exchange Commission on September 6, 2022 Table of Contents As filed with the Securities and Exchange Commission on September 6, 2022 ? Registration No. |
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| September 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Amendment No. 1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Amendment No. 1) (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SEC |
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| September 6, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F/A of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 6, 2022 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F/A as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby |
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| September 6, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F/A of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 1, 2022 |
CORRESP 1 filename1.htm Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] September 1, 2022 Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Re: Plastec Technologies, Ltd. |
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| August 22, 2022 |
As filed with the Securities and Exchange Commission on August 22, 2022 Table of Contents As filed with the Securities and Exchange Commission on August 22, 2022 Registration No. |
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| August 22, 2022 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] August 22, 2022 Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Re: Plastec Technologies, Ltd. Post-Effective Amendment |
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| August 22, 2022 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] August 22, 2022 Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549 Re: Plastec Technologies, Ltd. Form 20-F for t |
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| August 8, 2022 |
6-K 1 tm2222694d16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2022 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centr |
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| July 15, 2022 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] July 15, 2022 Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Re: Plastec Technologies, Ltd. Post-Effective Amendment No |
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| July 15, 2022 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 CORRESP 1 filename1.htm Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1101 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] July 15, 2022 Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549 Re: Plastec Technologies |
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| July 15, 2022 |
As filed with the Securities and Exchange Commission on July 15, 2022 Table of Contents As filed with the Securities and Exchange Commission on July 15, 2022 Registration No. |
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| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Amendment No. 1) (Mark One) տ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ց ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR տ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) O |
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| May 27, 2022 |
As filed with the Securities and Exchange Commission on May 27, 2022 Table of Contents As filed with the Securities and Exchange Commission on May 27, 2022 Registration No. |
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| May 5, 2022 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| May 5, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) O |
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| May 5, 2022 |
Description of Securities of the Registrant Exhibit 4.8 ? DESCRIPTION OF REGISTRANT?S SECURITIES ? The following summary of the securities of Plastec Technologies, Ltd., a Cayman Islands exempted company (the ?Company?), is based on and qualified by the Company?s second amended and restated memorandum and articles of association (the ?Charter?), the Companies Act (As Revised) of the Cayman Islands (as the same may be supplemented or amended |
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| May 5, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 29, 2022 |
PLASTEC TECHNOLOGIES, LTD. (Name of Registrant as Specified in Charter) NT 20-F 1 tm2213097d2nt20f.htm NT 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 OMB Number: Expires: Estimated average burden Hours per form 3235-0058 April 30, 2022 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-53826 CUSIP NUMBER G71218 104 (Check One): ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N- |
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| April 22, 2022 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2021 FINANCIAL RESULTS Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2021 FINANCIAL RESULTS Hong Kong ? April 22, 2022 ? Plastec Technologies, Ltd. (OTCBB: PLTYF) (the ?Company?) today reported audited financial results for the fiscal 2021 year ended December 31, 2021. See financial tables at the end of this release in Hong Kong dollars (HKD). All other amounts in this press release are presented in U.S. dollars (USD |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2022 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2021 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, K |
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| August 5, 2021 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated June 3, 2021) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated June 3, 2021 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling Secu |
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| June 1, 2021 |
As filed with the Securities and Exchange Commission on June 1, 2021 As filed with the Securities and Exchange Commission on June 1, 2021 Registration No. |
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| May 14, 2021 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| May 14, 2021 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| May 14, 2021 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| May 14, 2021 |
Description of Securities of the Registrant Exhibit 4.8 DESCRIPTION OF REGISTRANT?S SECURITIES The following summary of the securities of Plastec Technologies, Ltd., a Cayman Islands exempted company (the ?Company?), is based on and qualified by the Company?s second amended and restated memorandum and articles of association (the ?Charter?), the Companies Act (As Revised) of the Cayman Islands (as the same may be supplemented or amended fro |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden Hours per form 2.50 SEC FILE NUMBER 000-53826 CUSIP NUMBER G71218 104 (Check One): ? Form 10-K x Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2 |
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| April 29, 2021 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 tm2114453d16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2021 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre |
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| April 29, 2021 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2020 FINANCIAL RESULTS EX-99.1 2 tm2114453d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2020 FINANCIAL RESULTS Hong Kong – April 29, 2021 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today reported audited financial results for the fiscal 2020 year ended December 31, 2020. See financial tables at the end of this release in Hong Kong dollars (HKD). All other amounts in this pre |
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| August 20, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2020 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, K |
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| August 20, 2020 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated June 5, 2020) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated June 5, 2020 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling Secu |
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| June 1, 2020 |
As filed with the Securities and Exchange Commission on June 1, 2020 Registration No. |
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| May 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| May 13, 2020 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| May 13, 2020 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| May 13, 2020 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| May 13, 2020 |
Exhibit 4.14 DESCRIPTION OF REGISTRANT’S SECURITIES The following summary of the securities of Plastec Technologies, Ltd., a Cayman Islands exempted company (the “Company”), is based on and qualified by the Company’s second amended and restated memorandum and articles of association (the “Charter”), the Companies Law (2020 Revision) of the Cayman Islands (as the same may be supplemented or amended |
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| April 27, 2020 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2019 FINANCIAL RESULTS EX-99.1 2 tm2017751d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2019 FINANCIAL RESULTS Hong Kong – April 27, 2020 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today reported audited financial results for the fiscal 2019 year ended December 31, 2019. See financial tables at the end of this release in Hong Kong dollars (HKD). All other amounts in this pre |
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| April 27, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2020 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: Expires: Estimated average burden Hours per form 3235-0058 February 28, 2022 2.50 SEC FILE NUMBER 000-53826 CUSIP NUMBER G71218 104 (Check One): ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2 |
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| November 21, 2019 |
PLASTEC TECHNOLOGIES DECLARES SPECIAL CASH DIVIDEND OF $1.60 PER SHARE Exhibit 99.1 PLASTEC TECHNOLOGIES DECLARES SPECIAL CASH DIVIDEND OF $1.60 PER SHARE Hong Kong – November 21, 2019 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today announced that its Board of Directors has declared a special cash dividend of $1.60 per ordinary share after receiving payments of HK$160,000,000 (or approximately $20,512,821, at the conversation rate of 7.8 HK$ for eve |
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| November 21, 2019 |
PLTYF / Plastec Technologies, Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2019 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, |
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| November 15, 2019 |
EX-4.1 2 tm1923051d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 THIS AGREEMENT is made this 15th day of November 2019 BETWEEN (1) VIEWMOUNT DEVELOPMENTS LIMITED, a private limited company incorporated in the British Virgin Islands whose registered office is situate at Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (the “Vendor”); and (2) MR. ZHOU, LEHON |
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| November 15, 2019 |
PLTYF / Plastec Technologies, Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2019 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, |
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| August 26, 2019 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated June 5, 2019) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated June 5, 2019 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling Secu |
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| August 26, 2019 |
PLTYF / Plastec Technologies, Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2019 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, K |
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| June 7, 2019 |
PLTYF / Plastec Technologies, Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: June 2019 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kow |
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| June 7, 2019 |
EX-99.1 2 tv523139ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PLASTEC TECHNOLOGIES DECLARES SPECIAL CASH DIVIDEND OF $2.50 PER SHARE AFTER RECEIVING FURTHER PAYMENT UNDER SHARE TRANSFER AGREEMENT WITH SHANGHAI YONGLI Hong Kong – June 7, 2019 – Plastec Technologies, Ltd. (OTCBB: PLTYF) (the “Company”) today announced that its Board of Directors has declared a special cash dividend of $2.50 per ordinary sh |
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| May 31, 2019 |
PLTYF / Plastec Technologies, Ltd. POS AM - - POS AM As filed with the Securities and Exchange Commission on May 31, 2019 Registration No. |
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| May 15, 2019 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| May 15, 2019 |
PLTYF / Plastec Technologies, Ltd. 20-F FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| May 15, 2019 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| May 15, 2019 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| April 26, 2019 |
PLTYF / Plastec Technologies, Ltd. NT 20-F FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden Hours per form 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-53826 CUSIP NUMBER G71218 104 (Check One): ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2 |
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| April 16, 2019 |
PLTYF / Plastec Technologies, Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2019 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| April 16, 2019 |
PLASTEC TECHNOLOGIES REPORTS FISCAL 2018 FINANCIAL RESULTS; ACHIEVEMENT OF 2018 PERFORMANCE TARGET EX-99.1 2 tv519014ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2018 FINANCIAL RESULTS; ACHIEVEMENT OF 2018 PERFORMANCE TARGET Hong Kong – April 16, 2019 – Plastec Technologies, Ltd. - (OTCBB: PLTYF), (the “Company”), today reported audited financial results for the fiscal 2018 year ended December 31, 2018. See financial tables at the end of this release in Hong Kong dol |
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| August 17, 2018 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated May 10, 2018) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale This Prospectus Supplement No. 1 amends and supplements the Prospectus dated May 10, 2018 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling Secur |
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| August 17, 2018 |
PLTYF / Plastec Technologies, Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2018 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, K |
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| May 9, 2018 |
PLTYF / Plastec Technologies, Ltd. CORRESP Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 (212) 818-8881 (212) 818-8638 email address [email protected] May 9, 2018 VIA EDGAR Mr. Sergio Chinos Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Re: Plastec Technologies, Ltd. Post-effective Amendment No. 6 to Registration Statement on Form F-1 (“Regi |
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| May 7, 2018 |
PLTYF / Plastec Technologies, Ltd. POS AM As filed with the Securities and Exchange Commission on May 7, 2018 Registration No. |
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| April 30, 2018 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 30, 2018 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| April 30, 2018 |
PLTYF / Plastec Technologies, Ltd. FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| April 30, 2018 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| April 30, 2018 |
Exhibit 4.12 股权转让协议 SHARE TRANSFER AGREEMENT 本《股权转让协议》（以下简称“本协议”）由以下各方，为本协议之目的，于 2018 年 3 月 30日签署： THIS SHARE TRANSFER AGREEMENT (hereinafter referred to as “Agreement”) is made and entered into for the purpose of this Agreement on 30th Mar 2018 by and between: 甲方：Plastec International Holdings Limited 授权代表：恽黎明 注册地址：Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British |
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| April 20, 2018 |
PLTYF / Plastec Technologies, Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2018 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| April 3, 2018 |
PLTYF / Plastec Technologies, Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2018 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| March 29, 2018 |
PLTYF / Plastec Technologies, Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: March 2018 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| March 29, 2018 |
EX-99.1 2 tv489876ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PLASTEC TECHNOLOGIES REPORTS FISCAL 2017 FINANCIAL RESULTS; DECLARES FINAL 2017 CASH DIVIDEND OF $1.50 PER SHARE Hong Kong – March 29, 2018 – Plastec Technologies, Ltd. - (OTCBB: PLTYF), (the “Company”), today reported audited financial results for the fiscal 2017 year ended December 31, 2017. See financial tables at the end of this release in |
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| August 9, 2017 |
424B3 1 s107082424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated June 16, 2017) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated June 16, 2017 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from |
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| August 9, 2017 |
Plastec Technologies 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2017 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, K |
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| June 15, 2017 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] June 15, 2017 VIA EDGAR Ms. Pamela Long Assistant Director Office of Manufacturing and Construction Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Re: Plastec Techn |
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| June 7, 2017 |
Exhibit 99.1 PLASTEC TECHNOLOGIES RECEIVES FURTHER PAYMENT UNDER SHARE TRANSFER AGREEMENT WITH SHANGHAI YONGLI; DECLARES SPECIAL CASH DIVIDEND OF $1.50 PER SHARE Hong Kong ? June 7, 2017 ? Plastec Technologies, Ltd. (OTCBB: PLTYF) (the ?Company?) today announced that it has received a further payment of RMB 113,250,000 (or approximately $16,678,940, at the conversion rate of 6.79 RMB for every $1) |
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| June 7, 2017 |
Plastec Technologies 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: June 2017 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kow |
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| May 30, 2017 |
As filed with the Securities and Exchange Commission on May 30, 2017 As filed with the Securities and Exchange Commission on May 30, 2017 Registration No. |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| May 15, 2017 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| May 15, 2017 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| May 15, 2017 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| May 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden Hours per form 2.50 SEC FILE NUMBER 000-53826 CUSIP NUMBER G71218 104 (Check One): ?Form 10-K xForm 20-F ?Form 11-K ?Form 10-Q ?Form 10-D ?Form N-SAR ?Form N-CSR For Period Ended: December 31, 2016 ? Tr |
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| January 5, 2017 |
Exhibit 16 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into as of December 22, 2016, between: MCK CAPITAL CO. |
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| January 5, 2017 |
PLTYF / Plastec Technologies, Ltd. / Sze-To Kin Sun - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 6*) PLASTEC TECHNOLOGIES, LTD. (Name of Issuer) Ordinary Shares, par value $0.001 per share (Title of Class of Securities) G71218 104 (CUSIP Number) Kin Sun Sze-To Unit 01 |
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| November 15, 2016 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 3 (To Prospectus dated April 15, 2016) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 3 amends and supplements the Prospectus dated April 15, 2016 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling |
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| November 15, 2016 |
Plastec Technologies 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2016 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, |
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| October 19, 2016 |
PLTYF / Plastec Technologies, Ltd. / New China Capital Management, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* PLASTEC TECHNOLOGIES, LTD. (formerly GSME Acquisition Partners I) (Name of Issuer) Ordinary Shares (Title of Class of Securities) G71218 104 (CUSIP Number) Cathay Capital Holdings, L.P. c/o New China Capital Management, LP Attn: Ling Liu One Dock Street |
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| October 19, 2016 |
Exhibit 1 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this "Agreement") is entered into as of October 7, 2016, between: CATHAY PLASTIC LIMITED, a limited liability company incorporated under the laws of the British Virgin Islands (the "Seller"); and SUN YIP INDUSTRIAL COMPANY LIMITED, a limited liability company incorporated under the laws of the British Virgin Islands (the "Purchaser"). |
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| October 17, 2016 |
Exhibit 99.15 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into as of October 12, 2016, between: MCK CAPITAL CO., limited, a limited liability company incorporated under the laws of the Hong Kong (the “Seller”); and SUN YIP INDUSTRIAL COMPANY LIMITED, a limited liability company incorporated under the laws of the British Virgin Islands (the “Purchaser”). REC |
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| October 17, 2016 |
EX-99.12 2 v450572ex99-12.htm EXHIBIT 99.12 Exhibit 99.12 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into as of October 7, 2016, between: Cathay plastic limited, a limited liability company incorporated under the laws of the British Virgin Islands (the “Seller”); and SUN YIP INDUSTRIAL COMPANY LIMITED, a limited liability company incorporated under the law |
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| October 17, 2016 |
EX-99.13 3 v450572ex99-13.htm EXHIBIT 99.13 Exhibit 99.13 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into as of October 12, 2016, between: Eli d. scher, (the “Seller”); and SUN YIP INDUSTRIAL COMPANY LIMITED, a limited liability company incorporated under the laws of the British Virgin Islands (the “Purchaser”). RECITALS WHEREAS, as at the date of this Agr |
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| October 17, 2016 |
PLTYF / Plastec Technologies, Ltd. / Sze-To Kin Sun - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5*) PLASTEC TECHNOLOGIES, LTD. (Name of Issuer) Ordinary Shares, par value $0.001 per share (Title of Class of Securities) G71218 104 (CUSIP Number) Kin Sun Sze-To Unit 01 |
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| October 17, 2016 |
EX-99.14 4 v450572ex99-14.htm EXHIBIT 99.14 Exhibit 99.14 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into as of October 12, 2016, between: LAWRENCE S. WIZEL, (the “Seller”); and SUN YIP INDUSTRIAL COMPANY LIMITED, a limited liability company incorporated under the laws of the British Virgin Islands (the “Purchaser”). RECITALS WHEREAS, as at the date of thi |
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| October 11, 2016 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: October 2016 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, |
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| September 21, 2016 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: September 2016 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong |
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| August 5, 2016 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 2 (To Prospectus dated April 15, 2016) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 2 amends and supplements the Prospectus dated April 15, 2016 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling |
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| August 5, 2016 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2016 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| May 13, 2016 |
EX-99.1 2 v439883ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 May 13, 2016 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Plastec Technologies, Ltd.’s statements included in its Report of Foreign Private Issuer on Form 6-K dated May 10, 2016, and we agree with such statements concerning our firm. /s/ Dominic K.F. Chan & Co. Dominic K.F. Chan & Co. Certified Public Ac |
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| May 13, 2016 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: May 2016 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowl |
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| May 10, 2016 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated April 15, 2016) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated April 15, 2016 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling |
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| May 10, 2016 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4394286k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: May 2016 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Ho |
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| April 13, 2016 |
As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. |
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| April 13, 2016 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] April 13, 2016 VIA FEDERAL EXPRESS AND EDGAR Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Attention: Jay Ingram Re: Plastec Technologies, Ltd. Post-effective Amen |
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| April 6, 2016 |
As filed with the Securities and Exchange Commission on April 6, 2016 Registration No. |
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| April 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| April 6, 2016 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 6, 2016 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the ?Company?) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| April 6, 2016 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| March 22, 2016 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: March 2016 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Ko |
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| March 22, 2016 |
EX-99.1 2 v434980ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 plastec technologies Reports FISCAL 2015 FINANCIAL RESULTS; Announces FINAL 2015 CASH DIVIDEND OF $0.20 per share Hong Kong – March 22, 2016 – Plastec Technologies, Ltd. - (OTCBB: PLTYF (ordinary shares), PLTEF (units)) (the “Company”), an integrated plastic manufacturing services provider that operates in the People’s Republic of China and Tha |
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| December 16, 2015 |
Exhibit 99.1 plastec technologies ANNOUNCES SHAREHOLDER APPROVAL OF Share Transfer Agreement with Shanghai Yongli Belting Co., Ltd. Hong Kong – December 16, 2015 – Plastec Technologies, Ltd. - (OTCBB: PLTYF (ordinary shares), PLTEF (units)) (the “Company”), an integrated plastic manufacturing services provider that operates in the People’s Republic of China and Thailand, today announced that durin |
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| December 16, 2015 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4270336k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: December 2015 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) c/o Unit 01, 21/F, Aitken Vanson Centre, |
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| November 24, 2015 |
Exhibit 99.1 PLASTEC TECHNOLOGIES, LTD. c/o Unit 01, 21/F, Aitken Vanson Centre 61 Hoi Yuen Road, Kwun Tong Kowloon, Hong Kong NOTICE OF EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON DECEMBER 16, 2015 TO THE SHAREHOLDERS OF PLASTEC TECHNOLOGIES, LTD.: NOTICE IS HEREBY GIVEN that an extraordinary general meeting of shareholders of Plastec Technologies, Ltd. (the ?Company?), a Cayman I |
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| November 24, 2015 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2015 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kow |
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| November 17, 2015 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 3 (To Prospectus dated April 29, 2015) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 3 amends and supplements the Prospectus dated April 29, 2015 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling |
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| November 17, 2015 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4248196k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2015 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 H |
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| November 16, 2015 |
Plastec Technologies 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2015 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kow |
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| November 16, 2015 |
Exhibit 10.1 ???????????? ???????????? ? Plastec Technologies, Ltd. ?? Plastec International Holdings Limited (??????????) ? ?????? Shanghai Yongli Belting Co., Ltd. (????????????), Shanghai Yongjing Investment Management Co., Ltd. (????????????) AND Plastec Technologies, Ltd. SHARE TRANSFER AGREEMENT In connection with 100% Shares of Plastec International Holdings Limited (??????????) 1 ?? Conten |
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| August 6, 2015 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2015 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloo |
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| August 6, 2015 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 2 (To Prospectus dated April 29, 2015) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 2 amends and supplements the Prospectus dated April 29, 2015 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling |
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| May 12, 2015 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated April 29, 2015) Plastec Technologies, Ltd. 12,093,935 Ordinary Shares (for Resale) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated April 29, 2015 relating to 12,093,935 ordinary shares of Plastec Technologies, Ltd. that may be sold from time to time by the Selling |
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| May 12, 2015 |
Plastec Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: May 2015 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant?s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloon, |
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| April 27, 2015 |
As filed with the Securities and Exchange Commission on April 27, 2015 Registration No. |
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| April 22, 2015 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 22, 2015 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| April 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| April 22, 2015 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| March 3, 2015 |
PLTYF / Plastec Technologies, Ltd. / Hung Kwok Wa - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4)* PLASTEC TECHNOLOGIES, LTD. (Name of Issuer) Ordinary Shares, $0.001 par value (Title of Class of Securities) G71218 104 (CUSIP Number) December 31, 2014 |
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| November 12, 2014 |
PLTYF / Plastec Technologies, Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2014 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowl |
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| November 12, 2014 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 3 (To Prospectus dated May 2, 2014) Plastec Technologies, Ltd. 13,275,057 Ordinary Shares and 1,181,122 Warrants (for Resale) 4,727,772 Ordinary Shares and 289,625 Warrants (for Issuance) This Prospectus Supplement No. 3 amends and supplements the Prospectus dated May 2, 2014 relating to (A) 13,275,057 ordinary shar |
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| August 11, 2014 |
PLTYF / Plastec Technologies, Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2014 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloo |
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| August 11, 2014 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 2 (To Prospectus dated May 2, 2014) Plastec Technologies, Ltd. 13,275,057 Ordinary Shares and 1,181,122 Warrants (for Resale) 5,275,372 Ordinary Shares and 289,625 Warrants (for Issuance) This Prospectus Supplement No. 2 amends and supplements the Prospectus dated May 2, 2014 relating to (A) 13,275,057 ordinary shar |
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| May 13, 2014 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated May 2, 2014) Plastec Technologies, Ltd. 13,275,057 Ordinary Shares and 1,181,122 Warrants (for Resale) 5,275,372 Ordinary Shares and 289,625 Warrants (for Issuance) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated May 2, 2014 relating to (A) 13,275,057 ordinary shar |
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| May 13, 2014 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: May 13, 2014 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowlo |
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| April 29, 2014 |
- POST EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on April 29, 2014 Registration No. |
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| April 25, 2014 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 25, 2014 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this annual report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| April 25, 2014 |
SECOND AMENDMENT TO EMPLOYMENT CONTRACT WHEREAS, BROADWAY PRECISION CO. LIMITED (“Company”), an indirect wholly-owned subsidiary of Plastec Technologies, Ltd. (“Plastec”), has entered into an employment agreement (the “Agreement”) with KIN SUN SZE-TO (“Executive”), dated March 28, 2013 to take effect from April 01, 2013; WHEREAS, the Agreement was amended on April 01, 2013 to cover and provide for |
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| April 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES E |
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| April 25, 2014 |
SECOND AMENDMENT TO EMPLOYMENT CONTRACT WHEREAS, BROADWAY PRECISION CO. LIMITED (“Company”), an indirect wholly-owned subsidiary of Plastec Technologies, Ltd. (“Plastec”), has entered into an employment agreement (the “Agreement”) with HO LEUNG NING (“Executive”), dated March 28, 2013 to take effect from April 01, 2013; WHEREAS, the Agreement was amended on April 01, 2013 to cover and provide for |
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| April 25, 2014 |
House Leasing of Shenzhen Contract (Residential) Made by Shenzhen House Leasing Management Office Notice of House Leasing Contract Registration (Recording) I. |
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| April 25, 2014 |
SECOND AMENDMENT EMPLOYMENT CONTRACT SECOND AMENDMENT TO EMPLOYMENT CONTRACT WHEREAS, BROADWAY (MACAO COMMERCIAL OFFSHORE) COMPANY LIMITED (formerly known as SUN LINE (MACAO COMMERCIAL OFFSHORE) COMPANY LIMITED) (“Company”), an indirect wholly-owned subsidiary of Plastec Technologies, Ltd. |
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| April 25, 2014 |
Rental Agreement Leaser: Guan Shaohong ID No: (Hereinafter referred as Party A) Mail Address: XXX ID No. |
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| April 25, 2014 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, hereby c |
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| December 5, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: December 2013 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kow |
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| November 13, 2013 |
plastec technologies Reports UNAUDITED FISCAL 2013 Third QUARTER and Nine-month FINANCIAL RESULTS plastec technologies Reports UNAUDITED FISCAL 2013 Third QUARTER and Nine-month FINANCIAL RESULTS Hong Kong – November 13, 2013 – Plastec Technologies, Ltd. |
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| November 13, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2013 Commission File Number:000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowl |
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| November 13, 2013 |
Prospectus Supplement No. 3 (To Prospectus dated July 29, 2013) Plastec Technologies, Ltd. Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 3 (To Prospectus dated July 29, 2013) Plastec Technologies, Ltd. This Prospectus Supplement No. 3 amends and supplements the Prospectus dated July 29, 2013 originally relating to (A) 13,935,057 ordinary shares and 1,181,122 warrants of Plastec Technologies, Ltd. that may be sold from time to time by the Selling Secu |
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| October 15, 2013 |
PLTYF / Plastec Technologies, Ltd. / Sze-To Kin Sun - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4*) PLASTEC TECHNOLOGIES, LTD. (Name of Issuer) Ordinary Shares, par value $0.001 per share (Title of Class of Securities) G71218 104 (CUSIP Number) Kin Sun Sze-To Unit 01 |
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| October 8, 2013 |
PLTYF / Plastec Technologies, Ltd. / Hung Kwok Wa - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* PLASTEC TECHNOLOGIES, LTD. (Name of Issuer) Ordinary Shares, $0.001 par value (Title of Class of Securities) G71218 104 (CUSIP Number) September 16, 201 |
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| August 14, 2013 |
plastec technologies Reports UNAUDITED FISCAL 2013 Second QUARTER and six-month FINANCIAL RESULTS Exhibit 99.1 plastec technologies Reports UNAUDITED FISCAL 2013 Second QUARTER and six-month FINANCIAL RESULTS Hong Kong – August 14, 2013 – Plastec Technologies, Ltd. - (OTCBB: PLTYF (ordinary shares), PLTWF (warrants), PLTEF (units)) (“Plastec” or the “Company”), an integrated plastic manufacturing services provider that operates in the People’s Republic of China, today reported unaudited financ |
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| August 14, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2013 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowlo |
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| August 14, 2013 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 2 (To Prospectus dated July 29, 2013) Plastec Technologies, Ltd. 13,935,057 Ordinary Shares and 1,181,122 Warrants (for Resale) 5,280,372 Ordinary Shares and 289,625 Warrants (for Issuance) This Prospectus Supplement No. 2 amends and supplements the Prospectus dated July 29, 2013 relating to (A) 13,935,057 ordinary |
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| August 1, 2013 |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-185212 Prospectus Supplement No. 1 (To Prospectus dated July 29, 2013) Plastec Technologies, Ltd. 13,935,057 Ordinary Shares and 1,181,122 Warrants (for Resale) 5,280,372 Ordinary Shares and 289,625 Warrants (for Issuance) This Prospectus Supplement No. 1 amends and supplements the Prospectus dated July 29, 2013 relating to (A) 13,935,057 ordinary |
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| August 1, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2013 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowlo |
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| August 1, 2013 |
plastec technologies Reports UNAUDITED 2013 FIRST QUARTER FINANCIAL RESULTS plastec technologies Reports UNAUDITED 2013 FIRST QUARTER FINANCIAL RESULTS Hong Kong – August 1, 2013 – Plastec Technologies, Ltd. |
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| July 26, 2013 |
PLASTEC TECHNOLOGIES, LTD. Unit 01, 21/F, Aitken Vanson Centre 61 Hoi Yuen Road, Kwun Tong Kowloon, Hong Kong July 26, 2013 VIA EDGAR Ms. Pamela A. Long Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Attention: Pamela A. Long RE: Plastec Technologies, Ltd. (the "Company") Registration Statement on Form F-1 (File No. 333-185212) ( the "Registration Statement |
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| July 23, 2013 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] July 23, 2013 VIA FEDERAL EXPRESS AND EDGAR Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Attention: Pamela A. Long Re: Plastec Technologies, Ltd. Amendment No. 3 |
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| July 23, 2013 |
As filed with the Securities and Exchange Commission on July 23, 2013 Registration No. |
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| July 10, 2013 |
As filed with the Securities and Exchange Commission on July 10, 2013 Registration No. |
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| July 10, 2013 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] July 10, 2013 VIA FEDERAL EXPRESS AND EDGAR Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Attention: Pamela A. Long Re: Plastec Technologies, Ltd. Amendment No. 2 |
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| May 28, 2013 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] May 28, 2013 VIA FEDERAL EXPRESS AND EDGAR Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Attention: Pamela A. Long Re: Plastec Technologies, Ltd. Amendment No. 2 t |
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| May 15, 2013 |
As filed with the Securities and Exchange Commission on May 15, 2013 Registration No. |
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| May 15, 2013 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] May 15, 2013 VIA FEDERAL EXPRESS AND EDGAR Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Attention: Pamela A. Long Re: Plastec Technologies, Ltd. Registration Stat |
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| April 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ¨ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended OR x TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 193 |
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| April 30, 2013 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Transition Report of Plastec Technologies, Ltd. (the “Company”) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the dates indicated below, here |
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| April 30, 2013 |
FIRST AMENDMENT TO EMPLOYMENT CONTRACT WHEREAS, BROADWAY PRECISION CO. LIMITED (“Company”) has entered into an employment agreement (the “Agreement”) with KIN SUN SZE-TO (“Executive”), dated March 28, 2013 to take effect from April 01, 2013; WHEREAS, the Company is an indirect wholly-owned subsidiary of Plastec Technologies, Ltd. (“Plastec”); WHEREAS, Executive has been serving as Chairman of the |
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| April 30, 2013 |
Dated: April 01, 2013 To: The board of director Sun Line Industrial Limited (新麗工業有限公司)) (the “Company”) Unit 2101, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloon Dear Sirs, Written Confirmation We, the undersigned, Mr. |
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| April 30, 2013 |
EX-4.32 3 v341280ex4-32.htm EXHIBIT 4.32 Broadway Precision Company Limited Employment Contract Page: 1 Mr. Sze-To Kin Sun 28th Mar 2013 Employment Contract We are writing to confirm, for the sake of good record, the terms of your employment as follows: 1. Position : General Manager 2. Commencement of : from 1st April 2013 Employment 3. Duties : responsible for overall management and corporate dev |
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| April 30, 2013 |
Broadway Precision Company Limited Employment Contract Page: 1 Mr. NING , Ho Leung 28th Mar 2013 (HKID No. G056996(7)) Employment Contract We are writing to confirm, for the sake of good record, the terms of your employment as follows: 1. Position : Deputy General Manager 2. Commencement of : from 1st April 2013 Employment 3. Duties : assisting the management of the Company and its group members, |
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| April 30, 2013 |
Exhibit 12.1 CERTIFICATIONS I, Kin Sun Sze-To, certify that: 1. I have reviewed this transition report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| April 30, 2013 |
Exhibit 12.2 CERTIFICATIONS I, Ho Leung Ning, certify that: 1. I have reviewed this transition report on Form 20-F of Plastec Technologies, Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 30, 2013 |
FIRST AMENDMENT TO EMPLOYMENT CONTRACT WHEREAS, BROADWAY PRECISION CO. LIMITED (“Company”) has entered into an employment agreement (the “Agreement”) with HO LEUNG NING (“Executive”), dated March 28, 2013 to take effect from April 01, 2013; WHEREAS, the Company is an indirect wholly-owned subsidiary of Plastec Technologies, Ltd. (“Plastec”); WHEREAS, Executive has been serving as Chief Financial O |
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| March 27, 2013 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-1901 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] March 27, 2013 VIA EDGAR AND FEDERAL EXPRESS Securities and Exchange Commission Mail Stop 7010 100 F Street, NE Washington, DC 20549 Attention: Pamela A. Long Re: Plastec Technologies, Ltd. Registration St |
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| March 27, 2013 |
Factory Premises Rental Agreement Exhibit 10.8 ENGLISH TRANSLATION Factory Premises Rental Agreement Leaser (Party A): Zhuhai Kaixinda Investment Planning Co., Ltd Address: XXX Legal Representative: XXX Leasee (Party B): Sun Line Precision Industrial (Zhuhai) Ltd. Address: Legal Representative: Kin Sun Sze-To In witness whereof: 1. Party A has acquired the use right of a land for industrial construction at 22 Shinhe No. 2 Road, Ba |
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| March 27, 2013 |
Factory Premises and Dormitory Rental Agreement Exhibit 10.6 ENGLISH TRANSLATION Factory Premises and Dormitory Rental Agreement The Factory Premises and Dormitory Rental Agreement (hereinafter referred to as the “Agreement”) is entered at Shajing Township, Baoan District, Shenzhen on December 1st, 2011 between and by: Leaser: Broadway Manufacturing Company Limited (Incorporated in the British Virgin Islands) (hereinafter referred to as Party A |
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| March 27, 2013 |
Our Ref: Commercial Banking - XXXXXXXXXXXXXXXXXX Confidential 27 November 2012 Sun Line Industrial Limited Room 1 21/F Aitken Vanson Centre 61 Hoi Yuen Road Kwun Tong Kowloon Attention: Mr. |
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| March 27, 2013 |
SCHEDULE 1 CONDITIONS PRECEDENT PART 1 Initial Conditions Precedent Sun Line Industrial Limited Unit 1, 21/F Aitken Vanson Centre 61 Hoi Yuen Road, Kwun Tong Kowloon, Hong Kong Attention: Mr H L Ning, Chief Financial Officer Broadway Industrial Holdings Limited Unit 1, 21/F Aitken Vanson Centre 61 Hoi Yuen Road, Kwun Tong Kowloon, Hong Kong Attention: Mr H L Ning, Chief Financial Officer Broadway Precision Technology Ltd Unit 1, 21/F Aitken Vanson Centre 61 Hoi Yu |
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| March 27, 2013 |
Confirmation on Pricing Adjustment of Banking Facilities Date: 30 August 2011 Broadway Industrial Holdings Limited Sun Line Industrial Limited Unit 2101, 21st Floor Aitken Vanson Centre 61 Hoi Yuen Road Kwun Tong, Kowloon Attention: Mr Ning H L Dear Sirs, Confirmation on Pricing Adjustment of Banking Facilities With reference to the recent conversation between your Mr Ning H L and our Relationship Manager, Mr. |
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| March 27, 2013 |
EX-10.11 7 v337385ex10-11.htm EXHIBIT 10.11 - ENGLISH TRANSLATION Exhibit 10.11 ENGLISH TRANSLATION Rental Agreement Leaser: Guan Shaohong ID No: (Hereinafter referred as Party A) Mail Address: XXX ID No.: XXX Tel: XXX Fax: XXX Leasee: Sun Line (Macao Commercial Offshore) Co., Ltd. (Hereinafter named as Party B) Representative: Kin Sun Sze-TO ID No.: XXX Mail Address: XXX Tel: XXX Both parties her |
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| March 27, 2013 |
Notice of Approval of Introduced Project Exhibit 10.13 ENGLISH TRANSLATION Notice of Approval of Introduced Project (96) No. 416 Shenzhen Bao’an Foreign Investment According to the provisions related to the introduced project approval authority of the municipal government, we hereby agree to approve the agreement (contract) signed by Shenzhen Broadway Processing Factory and Hong Kong Broadway Industrial Co., Ltd for the business of proce |
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| March 27, 2013 |
Our Ref No. XXXXXXXXX 11 July 2012 Sun Line Industrial Limited Broadway Industrial Holdings Limited Broadway Precision Technology Ltd. Flat 01, 21/F., Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloon. Attention: Mr. Ning Ho Leung, Director Dear Sirs, FACILITY LETTER CITIC Bank International Limited (the "Bank") is pleased to inform you that it will consider requests made by the Borrowers |
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| March 27, 2013 |
Commercial Banking – Local Corporate Team D XXXXXXXXXX CONFIDENTIAL Sun Line Industrial Ltd Unit 2101 21/F Aitken Vanson Centre 61 Hoi Yuen Road Kwun Tong Kowloon 29 November 2012 Attn : Mr Sze-To Kin Sun Dear Sir BANKING FACILITY A/C NO. |
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| March 27, 2013 |
Strictly Private & Confidential Strictly Private & Confidential Our Ref: XXXXXXXXXXXXXXX 9th May, 2012 Sun Line Industrial Limited Broadway Industrial Holdings Limited Broadway Precision Technology Limited Sun Line Precision Limited Unit 2101, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloon Attn: Mr. |
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| March 27, 2013 |
Factory Premises Rental Agreement Exhibit 10.7 ENGLISH TRANSLATION Factory Premises Rental Agreement Leaser (Party A): Kunshan Huixia Metals Manufacturing Co., Ltd. Business License Number: XXX Address: XXX Zip Code: XXX Legal Representative: XXX Tel: XXX Leasee (Party B): Broadway Precision Industrial (Kunshan) Ltd. Business License Number: XXX Address: XXX Zip Code: XXX Legal Representative: Kin Sun Sze-To Tel: XXX In witness wh |
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| March 27, 2013 |
Exhibit 10.5 ENGLISH TRANSLATION Agreement No.: Factory Premises Rental Agreement Name of Leased Properties: Factory Premises, Dormitory Buildings and Supporting Facilities Name of Leaser: Dongguan Fuxing Property Management Co., Ltd. Name of Leasee: Dongguan Sun Chuen Plastic Products Co., Ltd. Leaser: Dongguan Fuxing Property Management Co., Ltd. (hereinafter referred to as Party A) Leasee: Dong |
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| March 27, 2013 |
EX-10.12 8 v337385ex10-12.htm EXHIBIT 10.12 - ENGLISH TRANSLATION Exhibit 10.12 ENGLISH TRANSLATION Certificate of Recording Compensation Trade Agreement for Processing and Assembling with Foreign Enterprises (2002) No. 457 Dongguan Foreign Economic and Trade Commission According to the report submitted by Dongguan Foreign Processing and Assembly Services Corporation (hereinafter referred to as “t |
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| March 27, 2013 |
As filed with the Securities and Exchange Commission on March 27, 2013 Registration No. |
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| March 27, 2013 |
Supplemental Agreement 2 to the Factory Premises Rental Agreement Exhibit 10.9 ENGLISH TRANSLATION Supplemental Agreement 2 to the Factory Premises Rental Agreement Leaser (Party A): Zhuhai Kaixinda Investment Planning Co., Ltd. Legal Representative: XXX Leasee (Party B): Sun Line Precision Industrial (Zhuhai) Ltd. Legal Representative: Kin Sun Sze-To In witness whereof: Party A and Party B entered into the Factory Premise Rental Agreement and Supplemental Agree |
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| February 8, 2013 |
PLTYF / Plastec Technologies, Ltd. / Hung Kwok Wa - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* PLASTEC TECHNOLOGIES, LTD. (Name of Issuer) Ordinary Shares, $0.001 par value (Title of Class of Securities) G71218 104 (CUSIP Number) January 15, 2013 |
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| February 8, 2013 |
PLTYF / Plastec Technologies, Ltd. / Sze-To Kin Sun - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3*) PLASTEC TECHNOLOGIES, LTD. (Name of Issuer) Ordinary Shares, par value $0.001 per share (Title of Class of Securities) G71218 104 (CUSIP Number) Kin Sun Sze-To Unit 01 |
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| November 30, 2012 |
Exhibit 10.25 Lease Agreement Between Broadway Industries (Thailand) Co., Ltd (Party “A“- Lessee) and PIAM Manufacturing Co., Ltd. (Party “B“- Lessor) 1. Introduction:- Party “B” PIAM Manufacturing Co., Ltd, sole owner of the factory premises located at 39/1 Moo 5 Phaholyothin Road Tambul Nongyao, Ampere Mueng at Saraburi Province (18000), Thailand (“Factory Premises”), has agreed to lease the ent |
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| November 30, 2012 |
As filed with the Securities and Exchange Commission on November 30, 2012 Registration No. |
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| November 30, 2012 |
List of subsidiaries of Plastec Technologies, Ltd. as of November 26, 2012 Exhibit 21.1 List of subsidiaries of Plastec Technologies, Ltd. as of November 26, 2012 Name Date of incorporation/ establishment Place of incorporation/ registration and operation Percentage of equity interest attributable to the Company Principal activities Allied Sun Corporation Limited August 20, 2008 Hong Kong 100 % Investment holding Broadway Industrial Holdings Limited August 17, 2005 BVI 1 |
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| November 13, 2012 |
Plastec Technologies, Ltd. plastec technologies Reports UNAUDITED FINANCIAL RESULTS FOR the TWO- AND NINE-month TRANSITION PERIODs ended september 30, 2012 Financial Highlights For the Two Months Ended September 30, 2012 Sales of $31.3 million; an increase of 1.3% Gross margin of 17.7% compared to 11.0% EBITDA of $7.0 million; Net income of $3.2 million, or $0.22 per diluted share Hong Kong – Nove |
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| November 13, 2012 |
Current Report of Foreign Issuer - 6-K 6-K 1 v3281876k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2012 Commission File Number: 000-53826 PLASTEC TECHNOLOGIES, LTD. (Translation of registrant’s name into English) Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Y |
