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| CIK | 1109546 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pacific Mercantile Bancorp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 11, 2022 |
PMBC / Pacific Mercantile Bancorp / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 9, 2022 |
PMBC / Pacific Mercantile Bancorp / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Pacific Mercantile Bancorp (PMBC) (Name of Issuer) Common Stock (Title of Class of Securities) 694552 10 0 (CUSIP Number) 12/31/2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| October 29, 2021 |
15-12G 1 pmbc2021form15.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-30777 PACIFIC MERCANTILE BANCORP (Ex |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| October 19, 2021 |
Banc of California Announces the Completion of its Acquisition of Pacific Mercantile Bancorp Exhibit 99.1 Banc of California Announces the Completion of its Acquisition of Pacific Mercantile Bancorp ?Acquisition creates a business banking franchise in Southern California with over $9 billion in assets ?Three new independent directors appointed to the Board of Directors SANTA ANA, Calif., (October 18, 2021) ? Banc of California, Inc. (NYSE: BANC) (the ?Company? or ?Banc of California?), th |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-3 |
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| July 26, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| July 26, 2021 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Second Quarter 2021 Operating Results Second Quarter Summary ?Net income of $3.9 million, or $0.16 per fully diluted share, including merger-related expen |
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| June 24, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| June 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 PACIFIC MERCANTILE BANCORP (Name of Issuer) Common Stock, no par value (Titles of Class of Securities) 694552100 (CUSIP Number) June 15, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| June 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| June 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| May 14, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 7, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
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| April 26, 2021 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports First Quarter 2021 Operating Results First Quarter Summary ?Net income of $3.4 million, or $0.14 per fully diluted share ?Loans on nonaccrual reduced by 4 |
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| April 26, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| April 26, 2021 |
INVESTOR PRESENTATION A p r i l 2 6 , 2 0 2 1 FORWARD LOOKING STATEMENTS 2 This news presentation contains statements regarding our expectations, beliefs and views about our proposed merger with Banc of California, Inc. |
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| April 23, 2021 |
Filed by Banc of California, Inc. (Commission File No. 001-35522) Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Pacific Mercantile Bancorp (Commission File No. 000-30777) Banc of California Q1 2021 Earnings Thursday, April 22nd, 2021, 1:00 PM Eastern CORPORATE PARTICIPANTS Jared Wolff - Pres |
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| April 22, 2021 |
Filed by Banc of California, Inc. (Commission File No. 001-35522) Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Pacific Mercantile Bancorp (Commission File No. 000-30777) Banc of California Reports First Quarter 2021 Financial Results SANTA ANA, Calif., (April 22, 2021) ? Banc of California, |
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| April 22, 2021 |
Filed by Banc of California, Inc. (Commission File No. 001-35522) Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Pacific Mercantile Bancorp (Commission File No. 000-30777) bancofcal.com |
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| April 15, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f |
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| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Pacific Mercantile Bancorp (PMBC) (Name of Issuer) Common Stock (Title of Class of Securities) 694552 10 0 (CUSIP Number) 03/24/2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| March 24, 2021 |
Filed by Banc of California, Inc. (Commission File No. 001-35522) Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Pacific Mercantile Bancorp (Commission File No. 000-30777) Forward-Looking Statements This communication includes forward-looking statements within the meaning of the ?Safe-Harbor? |
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| March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| March 23, 2021 |
bancofcal.com ACQUISITION OF PACIFIC MERCANTILE BANCORP March 2021 2 Forward Looking Statements Forward Looking Statements This investor presentation includes forward-looking information about Banc of California, Inc. (?BoC?), Pacific Mercantile Bancorp (?PMB?) and the combined company after the close of the transaction that is intended to be covered by the ?Safe-Harbor? provisions of the Private |
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| March 23, 2021 |
4833-1067-3884 v.9 AGREEMENT AND PLAN OF MERGER dated as of March 22, 2021 by and between BANC OF CALIFORNIA, INC. and PACIFIC MERCANTILE BANCORP -i- 4833-1067-3884 v.9 TABLE OF CONTENTS Page RECITALS ARTICLE 1 CERTAIN DEFINITIONS 1.01 Certain Definitions ........................................................................................................ 2 ARTICLE 2 THE MERGER 2.01 The Merger |
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| March 23, 2021 |
Exhibit 99.1 Banc of California, Inc. to Acquire Pacific Mercantile Bancorp Creating a $9.5 Billion Business Banking Franchise in Southern California Highlights of the Announced Transaction: ?Attractive economics with 12.9% EPS accretion in 2022 and 2.3 year tangible book value earnback period ?Complementary commercial banking business models with opportunity to expand relationships with Southern |
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| March 15, 2021 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Set forth below are the Company?s subsidiaries, their respective states of incorporation or organization and the percentage of outstanding shares or other voting interests held by the Company in each of such subsidiaries as of the date of this Annual Report. |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-30777 |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No.)* Under the Securities Exchange Act of 1934 PACIFIC MERCANTILE BANCORP (Name of Issuer) Common Stock, no par value (Titles of Class of Securities) 694552100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 16, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 16, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* PACIFIC MERCANTILE BANCORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 16, 2021 |
Page 1 0 of 10 Pages EXHIBIT 1 AGREEMENT OF JOINT FILING Endeavour Capital Advisors Inc. |
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| January 25, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2021 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| January 25, 2021 |
pmbcinvestorpresentation INVESTOR PRESENTATION J a n u a r y 2 5 , 2 0 2 1 FORWARD LOOKING STATEMENTS 2 This news presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans, including the credit exposure of certain loan products and other components of our business that could be impacted by the COVID-19 pandemic. |
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| January 25, 2021 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Fourth Quarter and Fiscal 2020 Operating Results Fourth Quarter Summary •Net income of $3.7 million, or $0.16 per fully diluted share •Total new loan comm |
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| November 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 2, 2020 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Third Quarter 2020 Operating Results Third Quarter Summary •Net income of $5.1 million, or $0.21 per fully diluted share •Ongoing focus on reducing costs |
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| November 2, 2020 |
pmbccovid-19responseinve COVID- 19 Response and Impact Overview November 2, 2020 SUPPLEMENTAL INFORMATION FORWARD LOOKING STATEMENTS This news presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans, including the credit exposure of certain loan products and other components of our business that could be impacted by the COVID-19 pandemic. |
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| November 2, 2020 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| September 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Comm |
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| September 21, 2020 |
Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Appoints Anne McCallion to Board of Directors COSTA MESA, Calif., September 21, 2020 (Globenewswire) - Pacific Mercantile Bancorp (Nasdaq: PMBC, the “Company”), t |
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| September 8, 2020 |
Regulation FD Disclosure - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commi |
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| September 8, 2020 |
pmbccovid-19responseinve COVID- 19 Response and Impact Overview Updated August 31, 2020 SUPPLEMENTAL INFORMATION FORWARD LOOKING STATEMENTS This news presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans, including the credit exposure of certain loan products and other components of our business that could be impacted by the COVID-19 pandemic. |
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| August 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-3 |
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| August 5, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| August 5, 2020 |
pmbccovid-19responseinve COVID- 19 Response and Impact Overview July 2020 SUPPLEMENTAL INFORMATION FORWARD LOOKING STATEMENTS This news presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans, including the credit exposure of certain loan products and other components of our business that could be impacted by the COVID-19 pandemic. |
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| August 5, 2020 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Second Quarter 2020 Operating Results Second Quarter Summary •Net income of $1.9 million, or $0.08 per fully diluted share •Funded $280.3 million of Paych |
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| May 21, 2020 |
Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Appoints Denis Kalscheur as Chairman of the Board of Directors COSTA MESA, Calif., May 21, 2020 (Globenewswire) - Pacific Mercantile Bancorp (Nasdaq: PMBC, the “C |
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| May 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commission |
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| May 21, 2020 |
ex101indemnificationagre INDEMNIFICATION AGREEMENT This Indemnification Agreement, dated as of [•], 2020, is made by and between Pacific Mercantile Bancorp, a corporation organized under the laws of the State of California (the “Company”), and [•] (the “Indemnitee”). |
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| May 21, 2020 |
ex102indemnificationagre INDEMNIFICATION AGREEMENT This Indemnification Agreement, dated as of [•], 2020, is made by and between Pacific Mercantile Bank, a California banking corporation (the “Bank”), and [•] (the “Indemnitee”). |
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| May 4, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
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| April 30, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| April 30, 2020 |
pmbccovid19responseinves COVID - 19 Response and Impact Overview A p r i l 2 0 2 0 SUPPLEMENTAL INFORMATION FORWARD LOOKING STATEMENTS This news presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans, including the credit exposure of certain loan products and other components of our business that could be impacted by the COVID-19 pandemic. |
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| April 30, 2020 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports First Quarter 2020 Operating Results First Quarter Summary • Net loss of $2.4 million, or $(0.10) per fully diluted share • Total new loan commitments of |
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| April 15, 2020 |
PMBC / Pacific Mercantile Bancorp DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 9, 2020 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Set forth below are the Company’s subsidiaries, their respective states of incorporation or organization and the percentage of outstanding shares or other voting interests held by the Company in each of such subsidiaries as of the date of this Annual Report. |
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| March 9, 2020 |
PMBC / Pacific Mercantile Bancorp 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-30777 |
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| March 9, 2020 |
pmbc10kexhibit42descript Exhibit 4.2 DESCRIPTION OF SECURITIES OF PACIFIC MERCANTILE BANCORP REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT The authorized capital stock of Pacific Mercantile Bancorp (the “Company”) consists of 85,000,000 shares of common stock, no par value per share, 2,000,000 shares of non-voting common stock, no par value per share, and 2,000,000 undesignated shares of preferr |
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| February 14, 2020 |
PMBC / Pacific Mercantile Bancorp / ENDEAVOUR CAPITAL ADVISORS INC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 4)* Under the Securities Exchange Act of 1934 Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 13, 2020 |
PMBC / Pacific Mercantile Bancorp / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pacific Mercantile Bancorp (PMBC) (Name of Issuer) Common Stock (Title of Class of Securities) 694552100 (CUSIP Number) 12/31/2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 4, 2020 |
PMBC / Pacific Mercantile Bancorp / FIRST MANHATTAN CO - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* PACIFIC MERCANTILE BANCORP (Name of Issuer) COMMON (Title of Class of Securities) 694552100 (CUSIP Number) Calendar Year 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 28, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| January 28, 2020 |
pmbcjanneyconferenceinve January 2020 INVESTOR PRESENTATION FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| January 28, 2020 |
Pacific Mercantile Bancorp to Participate in the 2020 Janney West Coast CEO Forum Exhibit 99.2 Pacific Mercantile Bancorp to Participate in the 2020 Janney West Coast CEO Forum Costa Mesa, CA.-January 28, 2020 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, today announced that Brad R. Dinsmore, President & Chief Executive Officer, and Curt Christianssen, Executive Vice President & Chie |
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| January 27, 2020 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Fourth Quarter and Fiscal 2019 Operating Results Fourth Quarter Summary • Net income of $440 thousand, or $0.02 per fully diluted share • Total new loan c |
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| January 27, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2020 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| November 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commi |
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| November 22, 2019 |
Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Appoints Manish Dutta to Board of Directors COSTA MESA, Calif., November 22, 2019 (Globenewswire) - Pacific Mercantile Bancorp (Nasdaq: PMBC, the “Company”), the |
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| November 1, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| November 1, 2019 |
pmbchovdeconferenceinves November 2019 INVESTOR PRESENTATION FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| November 1, 2019 |
Pacific Mercantile Bancorp Announces Participation in Upcoming Investor Conferences Exhibit 99.2 Pacific Mercantile Bancorp Announces Participation in Upcoming Investor Conferences Costa Mesa, CA.-November 1, 2019 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, today announced that Brad Dinsmore, President & Chief Executive Officer, and Curt Christianssen, Executive Vice President & Chief |
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| November 1, 2019 |
PMBC / Pacific Mercantile Bancorp 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 28, 2019 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Third Quarter Operating Results Third Quarter Summary • Net income of $1.63 million, or $0.07 per fully diluted share • Total new loan commitments of $121 |
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| October 28, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| October 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| October 25, 2019 |
separationagreementandge SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (“Agreement”) is entered into by and between Pacific Mercantile Bank, a California banking corporation (the “Employer”), on the one hand, and Thomas J. |
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| August 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commiss |
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| August 29, 2019 |
ex101pacificmercantileem EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of this 29th day of July, 2019 (the “Execution Date”), by and among Brad Dinsmore (the “Executive”), on the one hand, and Pacific Mercantile Bancorp, a California corporation (“PMB”) and Pacific Mercantile Bank, a California banking corporation (the “Bank”), on the other hand (Executive, PMB and the Bank collectively, the “Parties”). |
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| August 29, 2019 |
EX-99.1 4 ex991pmbprpressreleasece.htm EXHIBIT 99.1 Pacific Mercantile Bancorp Appoints Brad R. Dinsmore as President and Chief Executive Officer Costa Mesa, CA – August 29, 2019 – Pacific Mercantile Bancorp (Nasdaq: PMBC) (the “Company”), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, today announced the appointment of Brad R. Dinsmore as the Presi |
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| August 29, 2019 |
ex102separationagreement SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (“Agreement”) is entered into by and between Pacific Mercantile Bancorp, a California corporation (“PMB”) and Pacific Mercantile Bank, a California banking corporation (the “Bank” and together with PMB, the “Employer”), on the one hand, and Thomas M. |
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| August 23, 2019 |
PMBC / Pacific Mercantile Bancorp CORRESP - - PACIFIC MERCANTILE BANCORP 949 South Coast Drive, Suite 300 Costa Mesa, California 92626 (714) 438-2500 August 23, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp S-3/A - - S-3/A As filed with the Securities and Exchange Commission on August 16, 2019 Registration No. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp POS AM - - POS AM 333-207368 As filed with the Securities and Exchange Commission on August 16, 2019 Registration No. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp POS AM - - POS AM 333-191009 As filed with the Securities and Exchange Commission on August 16, 2019 Registration No. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp POS AM - - POS AM 333-185316 As filed with the Securities and Exchange Commission on August 16, 2019 Registration No. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp POS AM - - POS AM As filed with the Securities and Exchange Commission on August 16, 2019 Registration No. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp AW - - AW 333-207368 PACIFIC MERCANTILE BANCORP 949 South Coast Drive, Suite 300 Costa Mesa, California 92626 (714) 438-2500 August 16, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp AW - - AW 333-191009 PACIFIC MERCANTILE BANCORP 949 South Coast Drive, Suite 300 Costa Mesa, California 92626 (714) 438-2500 August 16, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp AW - - AW 333-185316 PACIFIC MERCANTILE BANCORP 949 South Coast Drive, Suite 300 Costa Mesa, California 92626 (714) 438-2500 August 16, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 16, 2019 |
PMBC / Pacific Mercantile Bancorp AW - - AW PACIFIC MERCANTILE BANCORP 949 South Coast Drive, Suite 300 Costa Mesa, California 92626 (714) 438-2500 August 16, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 8, 2019 |
PMBC / Pacific Mercantile Bancorp S-3 - - S-3 As filed with the Securities and Exchange Commission on August 8, 2019 Registration No. |
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| August 8, 2019 |
PMBC / Pacific Mercantile Bancorp S-8 - - S-8 As filed with the Securities and Exchange Commission on August 8, 2019 Registration No. |
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| August 8, 2019 |
PMBC / Pacific Mercantile Bancorp S-3/A - - S-3/A As filed with the Securities and Exchange Commission on August 8, 2019 Registration No. |
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| August 8, 2019 |
PMBC / Pacific Mercantile Bancorp S-3/A - - S-3/A As filed with the Securities and Exchange Commission on August 8, 2019 Registration No. |
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| August 8, 2019 |
PMBC / Pacific Mercantile Bancorp S-3/A - - S-3/A As filed with the Securities and Exchange Commission on August 8, 2019 Registration No. |
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| August 8, 2019 |
PMBC / Pacific Mercantile Bancorp S-3/A - - S-3/A As filed with the Securities and Exchange Commission on August 8, 2019 Registration No. |
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| August 2, 2019 |
pmbcstockunitagreement PACIFIC MERCANTILE BANCORP 2019 EQUITY INCENTIVE PLAN NOTICE OF GRANT AND STOCK UNIT AGREEMENT You have been granted the number of Stock Units with respect to shares of Common Stock of Pacific Mercantile Bancorp (the “Company”), as set forth below (“Shares”), subject to the terms and conditions of the Pacific Mercantile Bancorp 2019 Equity Incentive Plan (“Plan”), and this Notice of Grant and Stock Unit Agreement, including the attachments hereto (collectively, the “Notice and Agreement”). |
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| August 2, 2019 |
sinclairmaxwellsignedfir FIRSTAMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT ("Amendment Agreement") is made and entered into as of May 15, 2019, by and between PACIFIC "Bank"), MERCANTILE BANK, a Califomia banking corporation(the and MAXWELL G. |
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| August 2, 2019 |
PMBC / Pacific Mercantile Bancorp 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-3 |
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| August 2, 2019 |
pmbcstockappreciationrig PACIFIC MERCANTILE BANCORP 2019 EQUITY INCENTIVE PLAN STOCK APPRECIATION RIGHTS AGREEMENT This Stock Appreciation Rights Agreement (the “Agreement”) is entered into as of ###GRANTDATE### (the “Grant Date”) by and between PACIFIC MERCANTILE BANCORP, a California corporation (the “Company”), and ###PARTICIPANTNAME### (the “Participant”) pursuant to the Company’s 2019 Equity Incentive Plan (the “Plan”). |
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| July 26, 2019 |
Pacific Mercantile Bancorp to Participate in the 2019 KBW Community Bank Investor Conference Exhibit 99.2 Pacific Mercantile Bancorp to Participate in the 2019 KBW Community Bank Investor Conference Costa Mesa, CA.-July 26, 2019 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, today announced that Tom Vertin, President & Chief Executive Officer, and Curt Christianssen, Executive Vice President & Ch |
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| July 26, 2019 |
pmbckbwconferenceinvesto J u l y 2 0 1 9 INVESTOR PRESENTATION FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| July 26, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| July 22, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| July 22, 2019 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Second Quarter Operating Results Second Quarter Summary • Net income of $2.7 million, or $0.12 per fully diluted share • Total new loan commitments of $83 |
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| May 16, 2019 |
ex31amendedandrestatedar AMENDED AND RESTATED ARTICLES OF INCORPORATION OF PACIFIC MERCANTILE BANCORP ARTICLE ONE: NAME The name of this Corporation is: Pacific Mercantile Bancorp ARTICLE TWO: PURPOSE The purpose of this Corporation is to engage in any lawful act or activity for which a Corporation may be organized under the General Corporation Law of California other than the banking business, the trust company business or the practice of a profession permitted to be incorporated by the California Corporations Code. |
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| May 16, 2019 |
ex102noticeofgrantandres PACIFIC MERCANTILE BANCORP 2019 EQUITY INCENTIVE PLAN NOTICE OF GRANT AND RESTRICTED STOCK AGREEMENT You have been granted the number of shares of Common Stock of Pacific Mercantile Bancorp (the “Company”), as set forth below (“Shares”), subject to the terms and conditions of the Pacific Mercantile Bancorp 2019 Equity Incentive Plan (“Plan”), and this Notice of Grant and Restricted Stock Agreement, including the attachments hereto (collectively, the “Notice and Agreement”). |
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| May 16, 2019 |
a2019equityincentiveplan PACIFIC MERCANTILE BANCORP 2019 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: MARCH 20, 2019 APPROVED BY THE SHAREHOLDERS: MAY 15,2019 The Company established and adopted this Plan on the Adoption Date and it is effective as ofthe Effective Date. |
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| May 16, 2019 |
ex103stockoptionagreemen PACIFIC MERCANTILE BANCORP 2019 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Type of Option: [AWARD NAME] This Stock Option Agreement (the “Agreement”) is entered into as of [GRANT DATE] (the “Grant Date”) by and between PACIFIC MERCANTILE BANCORP, a California corporation (the “Company”), and [PARTICIPANT NAME] (the “Optionee”) pursuant to the Company’s 2019 Equity Incentive Plan (the “Plan”). |
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| May 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commission |
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| May 3, 2019 |
PMBC / Pacific Mercantile Bancorp 10-Q Quarterly Report 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
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| May 2, 2019 |
pmbcdadconferenceinvesto M a y 2 0 1 9 INVESTOR PRESENTATION FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| May 2, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2019 |
Pacific Mercantile Bancorp to Participate in the D.A. Davidson Financial Institutions Conference Exhibit 99.2 Pacific Mercantile Bancorp to Participate in the D.A. Davidson Financial Institutions Conference Costa Mesa, CA.- May 2, 2019 - Pacific Mercantile Bancorp (Nasdaq: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, today announced that Tom Vertin, President & Chief Executive Officer, and Curt Christianssen, Executive Vice President & |
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| April 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| April 22, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| April 22, 2019 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports First Quarter Operating Results First Quarter Summary • Net income of $882 thousand, or $0.04 per fully diluted share • $3.3 million provision for loan an |
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| April 15, 2019 |
PMBC / Pacific Mercantile Bancorp DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2019 |
PMBC / Pacific Mercantile Bancorp PRE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| March 11, 2019 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Set forth below are the Company’s subsidiaries, their respective states of incorporation or organization and the percentage of outstanding shares or other voting interests held by the Company in each of such subsidiaries as of the date of this Annual Report. |
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| March 11, 2019 |
PMBC / Pacific Mercantile Bancorp 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-30777 |
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| March 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| March 5, 2019 |
Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Appoints Paul W. Taylor to Board of Directors COSTA MESA, Calif., March 5, 2019 (Globenewswire) - Pacific Mercantile Bancorp (Nasdaq: PMBC, the “Company”), the ho |
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| February 14, 2019 |
Amendment No. 3 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 11, 2019 |
PMBC / Pacific Mercantile Bancorp / FIRST MANHATTAN CO - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* PACIFIC MERCANTILE BANCORP (Name of Issuer) COMMON (Title of Class of Securities) 694552100 (CUSIP Number) Calendar Year 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 28, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| January 28, 2019 |
EX-99.1 2 pmbcfigconferenceinvesto.htm EXHIBIT 99.1 January 2019 INVESTOR PRESENTATION FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. Those statements constitute “forward-looking statements” |
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| January 28, 2019 |
Pacific Mercantile Bancorp to Participate in the FIG Partners CEO Forum Exhibit 99.2 Pacific Mercantile Bancorp to Participate in the FIG Partners CEO Forum Costa Mesa, CA.- January 25, 2019 - Pacific Mercantile Bancorp (Nasdaq: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, today announced that Tom Vertin, President & Chief Executive Officer, and Curt Christianssen, Executive Vice President & Chief Financial Off |
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| January 28, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| January 28, 2019 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Fourth Quarter and Fiscal 2018 Operating Results Fourth Quarter Summary • Net income of $4.4 million, or $0.19 per fully diluted share • Total loans incre |
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| January 3, 2019 |
inserraempext2019 AMENDED AND RESTATEDEMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement") "Effective is madeandenteredinto asofthis 3rd day ofJanuary,2019(the Date"), "Executive"), by andamongThomasJ. |
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| January 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2019 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commiss |
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| November 28, 2018 |
Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Appoints James F. Deutsch to Board of Directors COSTA MESA, Calif., November 28, 2018 (Globenewswire) - Pacific Mercantile Bancorp (Nasdaq: PMBC, the “Company”), |
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| November 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commi |
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| November 5, 2018 |
Pacific Mercantile Bancorp to Participate in the Piper Jaffray Western Bank Symposium Exhibit 99.2 Pacific Mercantile Bancorp to Participate in the Piper Jaffray Western Bank Symposium Costa Mesa, CA.- November 5, 2018 - Pacific Mercantile Bancorp (Nasdaq: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, today announced that Tom Vertin, President & Chief Executive Officer, and Curt Christianssen, Executive Vice President & Chief |
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| November 5, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| November 5, 2018 |
pmbcpjconferenceinvestor November 2018 INVESTOR PRESENTATION FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| November 2, 2018 |
PMBC / Pacific Mercantile Bancorp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 22, 2018 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Third Quarter 2018 Operating Results Third Quarter Summary • Net income of $3.9 million, or $0.17 per share • Total loans increased $21.9 million from the |
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| October 22, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commis |
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| September 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Comm |
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| September 21, 2018 |
PMBC / Pacific Mercantile Bancorp / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pacific Mercantile Bancorp (PMBC) (Name of Issuer) Common Stock (Title of Class of Securities) 694552100 (CUSIP Number) 9/14/2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| September 20, 2018 |
PMBC / Pacific Mercantile Bancorp / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 694552100 (CUSIP Number) September 14, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| September 18, 2018 |
EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D to which this Joint Filing Agreement is being filed as an exhibit shall be a joint statement filed on behalf of each of the undersigned. Date: September 18, 2018 PATRIOT FINANCIAL PARTNERS III, L.P. By: /s/ James F. Deutsch |
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| September 18, 2018 |
EX-99.5 EXHIBIT 5 EXECUTION VERSION PATRIOT VCOC LETTER AGREEMENT Pacific Mercantile Bancorp 949 South Coast Drive, Suite 300 Costa Mesa, California 92626 September 14, 2018 Patriot Financial Partners III, L.P. Cira Centre 2929 Arch Street, Floor 27 Philadelphia, PA 19104-2868 Dear Sir/Madam: Reference is made to the Stock Purchase Agreement, dated as of September 14, 2018 (the “Agreement”), by an |
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| September 18, 2018 |
EX-99.2 EXHIBIT 2 EXECUTION VERSION STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the “Agreement”) is made as of September 14, 2018, by and among Pacific Mercantile Bancorp, a California corporation (the “Company”), Patriot Financial Partners III, L.P., a Delaware limited partnership (the “Purchaser”), Carpenter Community BancFund, L.P., a Delaware limited partnership (“Carpenter BancFun |
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| September 18, 2018 |
SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 694552100 (CUSIP Number) Copies to: James F. Deutsch Patriot |
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| September 17, 2018 |
EXHIBIT B EXECUTION VERSION STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the “Agreement”) is made as of September 14, 2018, by and among Pacific Mercantile Bancorp, a California corporation (the “Company”), Patriot Financial Partners III, L. |
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| September 17, 2018 |
FORM OF STOCK PURCHASE AGREEMENT EXHIBIT C EXECUTION VERSION FORM OF STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the “Agreement”) is made as of September 14, 2018, by and among Carpenter Community BancFund, L. |
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| September 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pacific Mercantile Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 694552100 (CUSIP Number) Carpenter Community BancFund, L.P. c/o Carpenter & Company 2 Park Plaza, Suite 550 Irvine, California 92614 (949) 261-8888 Copy to: Joshua A. |
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| September 14, 2018 |
EX-3.2 3 ex32certificateofamendme.htm EXHIBIT 3.2 |
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| September 14, 2018 |
ex34pmbcertificateofdete CERTIFICATE OF DETERMINATION OF SERIES A NON-VOTING PREFERRED STOCK OF PACIFIC MERCANTILE BANCORP Pursuant to Section 401 of the Corporations Code of the State of California Thomas M. |
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| September 14, 2018 |
EX-10.3 8 a03registrationrightsagr.htm EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 14 day of September, 2018 by and among Pacific Mercantile Bancorp, a California corporation (the “Company”), and Patriot Financial Partners III, L.P., a Delaware limited partnership (the “Holder”). Capitalized terms used herein s |
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| September 14, 2018 |
EX-3.1 2 ex31certificateofamendme.htm EXHIBIT 3.1 |
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| September 14, 2018 |
EX-10.1 6 exchangeagreement.htm EXHIBIT 10.1 |
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| September 14, 2018 |
Exhibit 99.1 Pacific Mercantile Bancorp Reports Sale of Carpenter Community BancFund Ownership Interest to Institutional Investors COSTA MESA, Calif.- September 14, 2018 - Pacific Mercantile Bancorp (Nasdaq: PMBC, the “Company”), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. (“PMAR”), a wholly owned non-bank subsidiary |
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| September 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Comm |
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| September 14, 2018 |
a02investorrightsagreeme EXECUTION VERSION INVESTOR RIGHTS AGREEMENT This INVESTOR RIGHTS AGREEMENT (this “Agreement”), dated as of September 14, 2018, is made by and among Pacific Mercantile Bancorp, a California corporation (the “Company”), and Patriot Financial Partners III, L. |
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| September 14, 2018 |
EX-3.3 4 ex33certificateofamendme.htm EXHIBIT 3.3 |
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| August 3, 2018 |
PMBC / Pacific Mercantile Bancorp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-3 |
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| July 27, 2018 |
pmbckbwconferenceinvesto J u l y 2 0 1 8 I N V E S TO R P R E S E N TAT I O N FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| July 27, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| July 27, 2018 |
Pacific Mercantile Bancorp to Participate in the KBW Community Bank Investor Conference Exhibit 99.2 Pacific Mercantile Bancorp to Participate in the KBW Community Bank Investor Conference Costa Mesa, CA.- July 27, 2018 - Pacific Mercantile Bancorp (Nasdaq: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank subsidiary, today announced that Tom Vertin, President & Chief |
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| July 23, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| July 23, 2018 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Second Quarter 2018 Operating Results Second Quarter Summary • Net income of $15.4 million, or $0.65 per share, which included the full release of our val |
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| May 18, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commission |
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| May 16, 2018 |
pmbcamendedandrestatedby BYLAWS FOR THE REGULATION, EXCEPT AS OTHERWISE PROVIDED BY STATUTE OR ITS ARTICLES OF INCORPORATION, OF PACIFIC MERCANTILE BANCORP, a California corporation (As Amended & Restated as of May 16, 2018) Article I Offices Section 1. |
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| May 16, 2018 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commission |
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| May 4, 2018 |
pmbcdavidsonconferencein M a y 2 0 1 8 I N V E S TO R P R E S E N TAT I O N FORWARD LOOKING STATEMENTS This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| May 4, 2018 |
Pacific Mercantile Bancorp to Participate in the D.A. Davidson Financial Institutions Conference EX-99.2 3 ex992pmbcinvestordeckprmay.htm EXHIBIT 99.2 Exhibit 99.2 Pacific Mercantile Bancorp to Participate in the D.A. Davidson Financial Institutions Conference Costa Mesa, CA.- May 3, 2018 - Pacific Mercantile Bancorp (Nasdaq: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank su |
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| May 4, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commission |
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| May 4, 2018 |
PMBC / Pacific Mercantile Bancorp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
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| April 23, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissi |
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| April 23, 2018 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 |
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| April 13, 2018 |
PMBC / Pacific Mercantile Bancorp DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 11, 2018 |
christianssenemploymenta EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of day of [], 2018 (the "Effective Date"), by and among Curt A. |
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| April 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commissio |
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| March 22, 2018 |
PMBC / Pacific Mercantile Bancorp / Clover Partners, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pacific Mercantile Bancorp (Name of Issuer) Common Stock, without par value (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| March 2, 2018 |
PMBC / Pacific Mercantile Bancorp 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-30777 |
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| March 2, 2018 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Set forth below are the Company’s subsidiaries, their respective states of incorporation or organization and the percentage of outstanding shares or other voting interests held by the Company in each of such subsidiaries as of the date of this Annual Report. |
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| March 2, 2018 |
exhibit105amendmentno1to |
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| February 13, 2018 |
Amendment No. 2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 13, 2018 |
Exhibit 1 EXHIBIT 1 AGREEMENT OF JOINT FILING Endeavour Capital Advisors Inc., Endeavour Regional Bank Opportunities Fund II L.P., Laurence M. Austin and Mitchell J. Katz hereby agree that the Statement on Schedule 13G to which this agreement is attached as an exhibit as well as all future amendments to such Statement, shall be filed jointly on behalf of each of them. This agreement is intended to |
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| February 9, 2018 |
PMBC / Pacific Mercantile Bancorp / FIRST MANHATTAN CO - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* PACIFIC MERCANTILE BANCORP (Name of Issuer) COMMON (Title of Class of Securities) 694552100 (CUSIP Number) Calendar Year 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 31, 2018 |
Pacific Mercantile Bancorp to Participate in FIG Partners CEO Forum Exhibit Exhibit 99.2 Pacific Mercantile Bancorp to Participate in FIG Partners CEO Forum Costa Mesa, CA.- January 29, 2018 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the ?Bank?), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank subsidiary, today announced that Tom Vertin, President & Chief Executive |
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| January 31, 2018 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| January 31, 2018 |
pmbcfigpartnersconferb96 INVESTOR PRESENTAT ION F e b r u a r y 2 0 1 8 This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| January 29, 2018 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Fourth Quarter and Fiscal 2017 Operating Results Fiscal 2017 Summary ? Net income of $10.4 million , or $0.45 per share ? Total new loan commitmen |
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| January 29, 2018 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| November 6, 2017 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| November 6, 2017 |
pmbcinvestorpresentation INVESTOR PRESENTAT ION N o v e m b e r 2 0 1 7 I n v e s t o r C o n f e r e n c e s 1 This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| November 6, 2017 |
Pacific Mercantile Bancorp Announces Participation in Upcoming Investor Conferences Exhibit Exhibit 99.2 Pacific Mercantile Bancorp Announces Participation in Upcoming Investor Conferences Costa Mesa, CA.- November 2, 2017 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank subsidiary, today announced that Tom Vertin, President & |
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| November 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 23, 2017 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Third Quarter 2017 Operating Results Third Quarter Summary ? Net income of $3.8 million , or $0.16 per share ? Total new loan commitments of $70.6 |
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| October 23, 2017 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| August 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-3 |
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| July 31, 2017 |
pmbcinvestorpresentation INVESTOR PRESENTAT ION 2 0 1 7 K B W C o m m u n i t y B a n k I n v e s t o r C o n f e r e n c e 1 This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| July 31, 2017 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) ( |
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| July 31, 2017 |
Exhibit Pacific Mercantile Bancorp to Participate in D.A. Davidson 19 th Annual FIG Summit & Financial Institutions Conference Costa Mesa, CA.- May 5, 2017 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the ?Bank?), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank subsidiary, today announced that Tom Ve |
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| July 24, 2017 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) ( |
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| July 24, 2017 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Second Quarter 2017 Operating Results Second Quarter Summary ? Net income of $2.5 million , or $0.11 per share ? Total new loan commitments of $12 |
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| May 18, 2017 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (C |
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| May 9, 2017 |
pmbcinvestorpresentation INVESTOR PRESENTAT ION M A Y 2 0 1 7 1 This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| May 9, 2017 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Co |
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| May 9, 2017 |
Exhibit Exhibit 99.2 Pacific Mercantile Bancorp to Participate in D.A. Davidson 19 th Annual FIG Summit & Financial Institutions Conference Costa Mesa, CA.- May 5, 2017 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the ?Bank?), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank subsidiary, today announce |
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| May 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
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| April 24, 2017 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports First Quarter 2017 Operating Results First Quarter Summary ? Net income of $1.8 million , or $0.08 per share ? Core deposits increased by $44.1 mi |
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| April 24, 2017 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) |
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| April 13, 2017 |
Pacific Mercantile Bancorp DEF 14A Document SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-30777 |
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| March 10, 2017 | ||
| March 10, 2017 |
Exhibit 21 SUBSIDIARIES OF REGISTRANT Set forth below are the Company?s subsidiaries, their respective states of incorporation or organization and the percentage of outstanding shares or other voting interests held by the Company in each of such subsidiaries as of the date of this Annual Report. |
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| February 14, 2017 |
PMBC / Pacific Mercantile Bancorp / Clover Partners, L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2017 |
EX-99.1 2 d342670dex991.htm EXHIBIT 1 EXHIBIT 1 AGREEMENT OF JOINT FILING Endeavour Capital Advisors Inc., Endeavour Regional Bank Opportunities Fund II L.P., Laurence M. Austin and Mitchell J. Katz hereby agree that the Statement on Schedule 13G to which this agreement is attached as an exhibit as well as all future amendments to such Statement, shall be filed jointly on behalf of each of them. T |
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| February 14, 2017 |
Amendment No. 1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 Pacific Mercantile Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 694552100 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 14, 2017 |
EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of Pacific Mercantile Bancorp, and further agree that this Joint Filing Agreement shall be inclu |
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| February 10, 2017 |
PMBC / Pacific Mercantile Bancorp / FIRST MANHATTAN CO - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* PACIFIC MERCANTILE BANCORP (Name of Issuer) COMMON (Title of Class of Securities) 694552100 (CUSIP Number) Calendar Year 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 31, 2017 |
Pacific Mercantile Bancorp to Participate in FIG Partners' 8th Annual West Coast CEO Forum Exhibit Exhibit 99.2 Pacific Mercantile Bancorp to Participate in FIG Partners' 8th Annual West Coast CEO Forum Costa Mesa, CA.- February 1, 2017 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the ?Bank?), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank subsidiary, today announced that Tom Vertin, Pres |
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| January 31, 2017 |
EX-99.1 2 pmbcinvestorpresentation.htm EXHIBIT 99.1 INVESTOR PRESENTAT ION F E B R U A R Y 2 0 1 7 1 This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. Those statements constitute “forward-looking statements” within the m |
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| January 31, 2017 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| January 31, 2017 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Fourth Quarter 2016 Operating Results Fourth Quarter Summary ? Net income of $309 thousand , or $0.01 per share ? Total new loan commitments of $1 |
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| January 31, 2017 |
Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2017 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| November 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 24, 2016 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2016 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| October 24, 2016 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Third Quarter 2016 Operating Results Third Quarter Summary ? Generally Accepted Accounting Principles (?GAAP?) net loss of $30.5 million , or $(1. |
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| August 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-3 |
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| August 1, 2016 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) ( |
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| August 1, 2016 |
Pacific Mercantile Bancorp to Participate in 2016 KBW Community Bank Conference EX-99.2 3 pmbcinvestorpresentationpr.htm EXHIBIT 99.2 Exhibit 99.2 Pacific Mercantile Bancorp to Participate in 2016 KBW Community Bank Conference Costa Mesa, CA.- July 29, 2016 - Pacific Mercantile Bancorp (NASDAQ: PMBC), the holding company of Pacific Mercantile Bank (the “Bank”), a wholly owned banking subsidiary, and PM Asset Resolution, Inc. ("PMAR"), a wholly owned non-bank subsidiary, today |
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| August 1, 2016 |
pmbcinvestorpresentation INVESTOR PRESENTAT ION A U G U S T 2 0 1 6 1 This presentation contains statements regarding our expectations, beliefs and views about our future financial performance and our business, trends and expectations regarding the markets in which we operate, and our future plans. |
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| July 25, 2016 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2016 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) ( |
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| July 25, 2016 |
949 South Coast Drive, Third Floor Costa Mesa, CA 92626 Exhibit Exhibit 99.1 949 South Coast Drive, Third Floor Costa Mesa, CA 92626 FOR IMMEDIATE RELEASE Member FDIC For more information contact Equal Housing Lender Curt Christianssen, Chief Financial Officer, 714-438-2500 Pacific Mercantile Bancorp Reports Second Quarter 2016 Operating Results Second Quarter Highlights ? $44.2 million increase in gross loans outstanding at June 30, 2016 ? Total new l |
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| June 7, 2016 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2016 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (C |
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| June 3, 2016 |
Exhibit Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the " Agreement ") is made and entered into as of this 31st day of May , 2016, by and among Thomas J. Inserra (the " Executive "), on the one hand, and Pacific Mercantile Bank, a California banking corporation (the " Bank "), on the other hand (Executive and the Bank collectively, the ? Parties ?). RECITALS WHEREAS, Pacific Merca |
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| June 3, 2016 |
Exhibit Exhibit 10.2 PACIFIC MERCANTILE BANCORP CHANGE IN CONTROL SEVERANCE PLAN PARTICIPATION AGREEMENT THIS PARTICIPATION AGREEMENT (this "Agreement") is made and entered into as of May 27, 2016 (the "Acceptance Date") by and between Thomas J. Inserra (the "Participant") and Pacific Mercantile Bancorp, a California corporation (the "Company"), on behalf of itself and any of its Subsidiaries or a |
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| June 3, 2016 |
Thomas Inserra Named EVP & Chief Credit Officer of Pacific Mercantile Bank EX-99.1 4 ex991inserraccopressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Thomas Inserra Named EVP & Chief Credit Officer of Pacific Mercantile Bank Costa Mesa, CA.-June 3, 2016 - Pacific Mercantile Bank (“the Bank”), the wholly owned subsidiary of Pacific Mercantile Bancorp (NASDAQ: PMBC), today announced that Thomas J. Inserra has been named Executive Vice President and Chief Credit Officer of the Com |
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| June 3, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2016 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (C |
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| May 20, 2016 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2016 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation |
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| May 10, 2016 |
Pacific Mercantile Bancorp DEFR14A DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2) |
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| May 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 5, 2016 |
Pacific Mercantile Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 PACIFIC MERCANTILE BANCORP (Exact name of registrant as specified in its charter) California 0-30777 33-0898238 (State or other jurisdiction of incorporation) (Commiss |
