Mga Batayang Estadistika
| CIK | 1062438 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pulaski Financial Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 9, 2017 |
PULB / Pulaski Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs667.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* PULASKI FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
| May 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-24571 Pulaski Financial Corp. (Exact name of registrant as specified in |
|
| April 29, 2016 |
POS AM As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
POS AM As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
S-8 POS 1 d188957ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. 333-84515 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 43-1816913 (State or |
|
| April 29, 2016 |
S-8 POS 1 d188652ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. 333-135895 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 43-1816913 (State or |
|
| April 29, 2016 |
As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| April 29, 2016 |
POS462B As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. |
|
| March 30, 2016 |
FIRST BUSEY CORPORATION AND PULASKI FINANCIAL CORP. ANNOUNCE SHAREHOLDER APPROVAL FOR MERGER EX-99.1 2 a16-76251ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE March 30, 2016 FIRST BUSEY CORPORATION AND PULASKI FINANCIAL CORP. ANNOUNCE SHAREHOLDER APPROVAL FOR MERGER Champaign, IL and St. Louis, MO — First Busey Corporation (“Busey”) (NASDAQ: BUSE), the holding company for Busey Bank, and Pulaski Financial Corp. (“Pulaski”) (NASDAQ: PULB), the holding company for Pulaski Bank, Natio |
|
| March 30, 2016 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri (State or other jurisdiction of incorporation or organization) 0-24571 (Commissi |
|
| March 24, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 a16-717918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0-24571 43-1816913 (State or other jurisdiction of inc |
|
| March 24, 2016 |
PULASKI FINANCIAL CORP. ANNOUNCES DISMISSAL OF MERGER-RELATED LITIGATION EX-99.1 2 a16-71791ex99d1.htm EX-99.1 Exhibit 99.1 PULASKI FINANCIAL CORP. ANNOUNCES DISMISSAL OF MERGER-RELATED LITIGATION ST. LOUIS, MISSOURI, March 24, 2016 — Pulaski Financial Corp. (NASDAQ: PULB) (the “Company”) announced today that the Court has dismissed the putative class action lawsuit captioned Patel v. Douglass, et al., filed in the Circuit Court of the County of St. Louis, Missouri, Ca |
|
| March 24, 2016 |
PULASKI FINANCIAL CORP. ANNOUNCES DISMISSAL OF MERGER-RELATED LITIGATION Exhibit 99.1 PULASKI FINANCIAL CORP. ANNOUNCES DISMISSAL OF MERGER-RELATED LITIGATION ST. LOUIS, MISSOURI, March 24, 2016 Pulaski Financial Corp. (NASDAQ: PULB) (the Company) announced today that the Court has dismissed the putative class action lawsuit captioned Patel v. Douglass, et al., filed in the Circuit Court of the County of St. Louis, Missouri, Case No. 16SL-CC00406 (the Patel Case) |
|
| March 24, 2016 |
Pulaski Financial 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0-24571 43-1816913 (State or other jurisdiction of incorporation or organization |
|
| March 24, 2016 |
Pulaski Financial 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 First Busey Corporation (Exact name of registrant as specified in charter) Nevada 0-15950 37-1078406 (State or other jurisdiction of incorporation) (Commission File Num |
|
| February 23, 2016 |
Pulaski Financial Form 425 (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2016 First Busey Corporation (Exact name of registrant as specified in charter) Nevada 0-15950 37-1078406 (State or other jurisdiction of incorporation) (Commission File |
|
| February 11, 2016 |
PULB / Pulaski Financial Corp. / BASSWOOD CAPITAL MANAGEMENT, L.L.C. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pulaski Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
|
| February 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2016 First Busey Corporation (Exact name of registrant as specified in charter) Nevada 0-15950 37-1078406 (State or other jurisdiction of incorporation) (Commission File |
|
| February 10, 2016 |
SUPPLEMENT TO THE DEFINITIVE PROXY STATEMENT/PROSPECTUS SUPPLEMENT TO THE DEFINITIVE PROXY STATEMENT/PROSPECTUS The following information supplements and should be read in conjunction with the Proxy Statement/Prospectus of First Busey Corporation (?First Busey?) and Pulaski Financial Corp. |
|
| February 10, 2016 |
SUPPLEMENT TO THE DEFINITIVE PROXY STATEMENT/PROSPECTUS SUPPLEMENT TO THE DEFINITIVE PROXY STATEMENT/PROSPECTUS The following information supplements and should be read in conjunction with the Proxy Statement/Prospectus of First Busey Corporation (First Busey) and Pulaski Financial Corp. |
|
| February 10, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organiza |
|
| February 10, 2016 |
SUPPLEMENT TO THE DEFINITIVE PROXY STATEMENT/PROSPECTUS SUPPLEMENT TO THE DEFINITIVE PROXY STATEMENT/PROSPECTUS The following information supplements and should be read in conjunction with the Proxy Statement/Prospectus of First Busey Corporation (?First Busey?) and Pulaski Financial Corp. |
|
| February 10, 2016 |
Pulaski Financial 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organiza |
|
| February 9, 2016 |
PULB / Pulaski Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 rrd430.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* PULASKI FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
| February 9, 2016 |
Pulaski Financial 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 0-24571 Commission Fil |
|
| February 4, 2016 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 1, 2016 |
Exhibit 10.1 Retention Agreement This Retention Agreement (this “Agreement”) is entered into by and among Busey Bank (“Busey Bank”), Pulaski Bank, National Association (“Pulaski Bank”) and Paul Milano (“Employee”) for the purposes and reasons stated below. As to the obligations of Pulaski Bank and Employee under this Agreement, this Agreement shall be effective as of the date this Agreement is sig |
|
| February 1, 2016 |
Exhibit 10.4 Busey Bank 100 W. University Ave. Champaign, IL 61820-1728 PHONE 217.365.4500 FAX 217.351.6551 January 15, 2015 WWW.BUSEY.COM Dear Tom, The purpose of this letter is to formalize Busey?s offer of employment to you contingent upon the closing of the merger (?Effective Date?) between First Busey Corporation (?Busey?) and Pulaski Financial Corp (?Pulaski?). Pulaski Bank is also signing t |
|
| February 1, 2016 |
Exhibit 10.2 Retention Agreement This Retention Agreement (this ?Agreement?) is entered into by and among Busey Bank (?Busey Bank?), Pulaski Bank, National Association (?Pulaski Bank?) and Stephan R. Greiff (?Employee?) for the purposes and reasons stated below. As to the obligations of Pulaski Bank and Employee under this Agreement, this Agreement shall be effective as of the date this Agreement |
|
| February 1, 2016 |
8-K 1 c4301628k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0-24571 43-1816913 (State or other jurisdiction o |
|
| February 1, 2016 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of January 27, 2016 is entered into by and among First Busey Corporation (“First Busey”), Busey bank (“Busey Bank”), Pulaski bank, National Association (“Pulaski Bank”) and BRIAN BJORKMAN (“Executive”) for the purposes and reasons stated below. As to the obligations of Pulaski Bank and Executive under this Agr |
|
| January 29, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 form8k-15128pulb.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri (State or other jurisdiction of incorporation o |
|
| January 27, 2016 |
Pulaski Financial 425 (Prospectus) 425 1 form425-15112pulb.htm 425 Filed by Pulaski Financial Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Pulaski Financial Corp. Commission Securities Exchange Act File No: 000-24571 PULASKI FINANCIAL REPORTS first FISCAL quarter RESULTS • Diluted EPS was $0.26 in each of the quarters ended December 31, 2015 and 2014 • Annualized return on average assets was 0.84% in |
|
| January 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2016 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizat |
|
| January 27, 2016 |
PULASKI FINANCIAL REPORTS first FISCAL quarter RESULTS PULASKI FINANCIAL REPORTS first FISCAL quarter RESULTS • Diluted EPS was $0.26 in each of the quarters ended December 31, 2015 and 2014 • Annualized return on average assets was 0.84% in December 2015 quarter compared with 0.93% in last year’s quarter • Annualized return on average common equity for December 2015 quarter at 10.28% versus 10.91% in December 2014 quarter • Net interest income up 8% |
|
| January 26, 2016 |
Filed by First Busey Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Pulaski Financial Corp. |
|
| December 23, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy statement ? Definitive additional materials ? Soliciting material pursuant to ?240. |
|
| December 11, 2015 |
Subsidiaries of Pulaski Financial Corp. Exhibit 21.1 Subsidiaries of Pulaski Financial Corp. Registrant Pulaski Financial Corp. Subsidiaries Percentage of Ownership Jurisdiction or State of Incorporation Pulaski Bank (1) 100 % United States Pulaski Service Corporation (1) (2) 100 % Missouri Pulaski Financial Statutory Trust I 100 % Connecticut Pulaski Financial Statutory Trust II 100 % Delaware Priority Property Holdings, LLC (2) 100 % |
|
| December 11, 2015 |
Pulaski Financial 10-K (Annual Report) 10-K 1 a15-18956110k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
|
| December 11, 2015 |
Exhibit 13.1 Annual Report to Stockholders Pulaski Financial Corp. 2015 Annual Report BUSINESS OF THE COMPANY Pulaski Financial Corp. (the “Company”) is a diversified, community-based, bank holding company headquartered in St. Louis, Missouri. We conduct operations primarily through Pulaski Bank, N.A., a national bank (“Pulaski” or the “Bank”). Pulaski provides an array of financial products and s |
|
| December 8, 2015 |
8-K 1 pulaski8kdec8-15.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2015 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other |
|
| December 4, 2015 |
Filed by First Busey Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Pulaski Financial Corp. |
|
| December 3, 2015 |
Expands into Saint Louis December 3, 2015 Exhibit 99.2 Expands into Saint Louis December 3, 2015 Special Note Concerning Forward-Looking Statements This document may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 with respect to the financial condition, results of operations, plans, objectives, future performance and business of First Busey and Pulaski. Forward-looking stateme |
|
| December 3, 2015 |
Expands into Saint Louis December 3, 2015 Exhibit 99.2 Expands into Saint Louis December 3, 2015 Special Note Concerning Forward-Looking Statements This document may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 with respect to the financial condition, results of operations, plans, objectives, future performance and business of First Busey and Pulaski. Forward-looking stateme |
|
| December 3, 2015 |
Expands into Saint Louis December 3, 2015 Exhibit 99.2 Expands into Saint Louis December 3, 2015 Special Note Concerning Forward-Looking Statements This document may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 with respect to the financial condition, results of operations, plans, objectives, future performance and business of First Busey and Pulaski. Forward-looking stateme |
|
| December 3, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a15-2444318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2015 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of |
|
| December 3, 2015 |
Pulaski Financial 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2015 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizat |
|
| December 3, 2015 |
FIRST BUSEY AND PULASKI FINANCIAL TO MERGE First Busey Expands Into St. Louis EX-99.1 3 a15-244401ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE December 3, 2015 FIRST BUSEY AND PULASKI FINANCIAL TO MERGE First Busey Expands Into St. Louis Champaign, IL and St. Louis, MO — First Busey Corporation (“Busey”) (NASDAQ: BUSE), the holding company for Busey Bank, and Pulaski Financial Corp. (“Pulaski”) (NASDAQ: PULB), the holding company for Pulaski Bank, National Associat |
|
| December 3, 2015 |
FIRST BUSEY AND PULASKI FINANCIAL TO MERGE First Busey Expands Into St. Louis EX-99.1 3 a15-244431ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE December 3, 2015 FIRST BUSEY AND PULASKI FINANCIAL TO MERGE First Busey Expands Into St. Louis Champaign, IL and St. Louis, MO — First Busey Corporation (“Busey”) (NASDAQ: BUSE), the holding company for Busey Bank, and Pulaski Financial Corp. (“Pulaski”) (NASDAQ: PULB), the holding company for Pulaski Bank, National Associat |
|
| December 3, 2015 |
FIRST BUSEY AND PULASKI FINANCIAL TO MERGE First Busey Expands Into St. Louis Exhibit 99.1 FOR IMMEDIATE RELEASE December 3, 2015 FIRST BUSEY AND PULASKI FINANCIAL TO MERGE First Busey Expands Into St. Louis Champaign, IL and St. Louis, MO ? First Busey Corporation (?Busey?) (NASDAQ: BUSE), the holding company for Busey Bank, and Pulaski Financial Corp. (?Pulaski?) (NASDAQ: PULB), the holding company for Pulaski Bank, National Association (?Pulaski Bank?), are pleased to jo |
|
| December 3, 2015 |
AGREEMENT AND PLAN OF MERGER FIRST BUSEY CORPORATION PULASKI FINANCIAL CORP. DECEMBER 3, 2015 EX-2.1 2 a15-244431ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BETWEEN FIRST BUSEY CORPORATION AND PULASKI FINANCIAL CORP. DECEMBER 3, 2015 TABLE OF CONTENTS Article 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Bank Merger 2 Section 1.6 Alter |
|
| December 3, 2015 |
AGREEMENT AND PLAN OF MERGER FIRST BUSEY CORPORATION PULASKI FINANCIAL CORP. DECEMBER 3, 2015 EX-2.1 2 a15-244401ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BETWEEN FIRST BUSEY CORPORATION AND PULASKI FINANCIAL CORP. DECEMBER 3, 2015 TABLE OF CONTENTS Article 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Bank Merger 2 Section 1.6 Alter |
|
| December 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2015 First Busey Corporation (Exact name of registrant as specified in charter) Nevada 0-15950 37-1078406 (State or other jurisdiction of incorporation) (Commission File N |
|
| December 3, 2015 |
AGREEMENT AND PLAN OF MERGER FIRST BUSEY CORPORATION PULASKI FINANCIAL CORP. DECEMBER 3, 2015 EX-2.1 2 a15-244431ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BETWEEN FIRST BUSEY CORPORATION AND PULASKI FINANCIAL CORP. DECEMBER 3, 2015 TABLE OF CONTENTS Article 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Bank Merger 2 Section 1.6 Alter |
|
| October 28, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2015 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizat |
|
| October 28, 2015 |
PULASKI FINANCIAL REPORTS RECORD EARNINGS FOR FISCAL YEAR 2015 PULASKI FINANCIAL REPORTS RECORD EARNINGS FOR FISCAL YEAR 2015 Full Year Highlights • Diluted EPS of $1. |
|
| July 30, 2015 |
PULASKI FINANCIAL REPORTS 44% INCREASE IN EX-99.1 2 pulaski8kjuly29-15ex99.htm PULASKI FINANCIAL REPORTS 44% INCREASE IN THIRD FISCAL QUARTER EPS • Diluted EPS were $0.36 in June 2015 quarter versus $0.25 in same quarter last year and $0.88 for nine months ended June 30, 2015 versus $0.61 last year • Annualized return on average assets improved to 1.22% in June 2015 quarter compared with 0.95% in last year’s quarter • Annualized return on |
|
| July 30, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2015 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organization |
|
| April 29, 2015 |
Pulaski Financial CURRENT REPORT (Current Report/Significant Event) pulaski8kapril29-15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2015 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri (State or other jurisdiction of (State or other jurisdic |
|
| April 29, 2015 |
PULASKI FINANCIAL REPORTS 47% INCREASE IN SECOND FISCAL QUARTER EPS pulaski8kapril29-15ex99.htm PULASKI FINANCIAL REPORTS 47% INCREASE IN SECOND FISCAL QUARTER EPS Current Versus Prior Year Quarter Highlights ? Diluted EPS were $0.25 in March 2015 quarter versus $0.17 in same quarter last year; up 44% to $0.52 for six months ended March 31, 2015 versus $0.36 last year ? Annualized return on average assets improved to 0.91% in March 2015 quarter compared with 0.67% |
|
| February 17, 2015 |
SC 13G/A 1 d874637dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pulaski Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing |
|
| February 5, 2015 |
PULB / Pulaski Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 rrd266.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PULASKI FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
| February 2, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Commission (IRS Employer |
|
| December 24, 2014 |
PULB / Pulaski Financial Corp. DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ■ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ■ Definitive proxy statement ☐ Definitive additional materials ☐ Soliciting material pursuant to §240. |
|
| December 11, 2014 |
PULB / Pulaski Financial Corp. / BRADSHAW STANLEY J Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
|
| October 30, 2014 |
PULASKI FINANCIAL REPORTS 19% GROWTH IN DILUTED EARNINGS PER SHARE FOR FISCAL YEAR 2014 VERSUS 2013 PULASKI FINANCIAL REPORTS 19% GROWTH IN DILUTED EARNINGS PER SHARE FOR FISCAL YEAR 2014 VERSUS 2013 Full Year Highlights ● Diluted EPS was $0. |
|
| October 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2014 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizat |
|
| July 31, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pulaski8kjuly29-14.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2014 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other j |
|
| July 31, 2014 |
PULASKI FINANCIAL REPORTS 47% LINKED QUARTER INCREASE IN THIRD FISCAL QUARTER DILUTED EPS EX-99.1 2 pulaski8kjuly29-14ex99.htm PULASKI FINANCIAL REPORTS 47% LINKED QUARTER INCREASE IN THIRD FISCAL QUARTER DILUTED EPS Linked Quarter Highlights ● Diluted EPS was $0.25 in June 2014 quarter versus $0.17 in March 2014 quarter ● Loan portfolio increased $64.5 million, or 6%, on substantial growth in commercial and residential loans ● Net interest income increased 8% on growth in portfolio lo |
|
| July 3, 2014 |
PULB / Pulaski Financial Corp. / FELMAN LEON A Activist Investment SC 13D/A 1 pulaski13djune25-14.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) PULASKI FINANCIAL CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 745548107 (CUSIP Number) Leon A. Felman, 150 Carondelet Plaza #2901, Clayton, Missouri 63105 (Name, Address |
|
| June 26, 2014 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2014 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organization |
|
| June 26, 2014 |
EX-99.1 2 pulaski8kjune26-14ex99.htm FOR IMMEDIATE RELEASE PULASKI FINANCIAL CORP. COMPLETES SHARE EXCHANGE AND PRIVATE PLACEMENT (Funds raised to be used to redeem remaining outstanding shares of preferred stock) ST. LOUIS, MISSOURI, June 26, 2014 – Pulaski Financial Corp. (NASDAQ: PULB) (the “Company”) announced that it completed a share exchange and a private placement offering of common stock, |
|
| May 2, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2014 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Commission (IRS Employer in |
|
| May 2, 2014 |
PULASKI FINANCIAL REPORTS SECOND FISCAL QUARTER RESULTS EX-99.1 2 a14-116071ex99d1.htm EX-99.1 Exhibit 99.1 PULASKI FINANCIAL REPORTS SECOND FISCAL QUARTER RESULTS Highlights for the Quarter · Diluted EPS was $0.17 in 2014 versus $0.29 in 2013 · Credit costs decreased 95% to $88,000 in 2014 versus $1.6 million in 2013 · Mortgage revenues down 84% on sharp drop in loan refinancing activity and weak purchase mortgage demand · Commercial loan portfolio in |
|
| February 12, 2014 |
AGREEMENT OF REPORTING PERSONS EX-99.1 2 p11254698b.htm AGREEMENT OF REPORTING PERSONS EXHIBIT 99.1 AGREEMENT OF REPORTING PERSONS Each of the undersigned hereby agrees to file jointly this Schedule to which this Agreement is attached and any amendments thereto which may be deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act of 1934. It is understood and agreed that each of the parties hereto is res |
|
| February 12, 2014 |
PULB / Pulaski Financial Corp. / BASSWOOD CAPITAL MANAGEMENT, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pulaski Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
|
| February 10, 2014 |
PULB / Pulaski Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 rrd358.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PULASKI FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
| February 7, 2014 |
Pulaski Financial 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 0-24571 Commission Fil |
|
| February 3, 2014 |
Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2014 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri (State or other jurisdiction of incorporation or organization) 0- 24571 (Commi |
|
| January 31, 2014 |
PULASKI FINANCIAL REPORTS FIRST FISCAL QUARTER RESULTS EX-99.1 2 a14-47021ex99d1.htm EX-99.1 Exhibit 99.1 PULASKI FINANCIAL REPORTS FIRST FISCAL QUARTER RESULTS Highlights for the Quarter · Diluted EPS $0.20 in 2014 versus $0.25 in 2013 · Credit costs decreased 90% to $327,000 in 2014 versus $3.3 million in 2013 · Mortgage revenues down 65% on sharp drop in loan refinancing activity · Commercial loan portfolio increased $15.3 million, or 2% · Net inte |
|
| January 31, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2014 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Commission (IRS Employer |
|
| January 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2014 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizat |
|
| December 27, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitte |
|
| November 12, 2013 |
PULASKI FINANCIAL REPORTS SUBSEQUENT EVENT AND REVISES EARNINGS FOR FISCAL YEAR 2013 Exhibit 99.1 PULASKI FINANCIAL REPORTS SUBSEQUENT EVENT AND REVISES EARNINGS FOR FISCAL YEAR 2013 ST. LOUIS, November 11, 2013 — Pulaski Financial Corp. (Nasdaq Global Select: PULB, the “Company”), the holding company for Pulaski Bank (the “Bank”), announced today that it has uncovered an elaborate fraud perpetrated against the Bank by one of its commercial loan customers. The customer, who purpor |
|
| November 12, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Commission (IRS Employer |
|
| October 31, 2013 |
EX-99.1 2 a13-231761ex99d1.htm EX-99.1 Exhibit 99.1 PULASKI FINANCIAL REPORTS 49% GROWTH IN DILUTED EARNINGS PER SHARE FOR FISCAL 2013 VERSUS FISCAL 2012 Highlights for the Year · Return on average assets for 2013 at 1.06% versus 0.75% in 2012 · Return on average common equity for 2013 at 12.41% versus 8.75% in 2012 · Noninterest Income up 20% to $18.8 million in 2013 versus $15.7 million in 2012 |
|
| October 31, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Commission (IRS Employer |
|
| October 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0-24571 43-1816913 (State or other jurisdiction of incorporation or organizatio |
|
| August 1, 2013 |
EX-99.1 2 a13-177051ex99d1.htm EX-99.1 Exhibit 99.1 PULASKI FINANCIAL REPORTS 45% INCREASE IN THIRD FISCAL QUARTER EPS Current Versus Prior Year Quarter Highlights · Earnings growth · Diluted EPS $0.29 in 2013 versus $0.20 in 2012 · Annualized return on average assets 1.11% in 2013 versus 0.84% in 2012 · Annualized return on average common equity 12.97% in 2013 versus 9.46% in 2012 · 43% increase |
|
| August 1, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a13-1770518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (C |
|
| May 7, 2013 |
Exhibit 10.1 Execution Copy UP TO $10,000,000 PULASKI FINANCIAL CORP. COMMON STOCK PAR VALUE $0.01 PER SHARE SALES AGENCY AGREEMENT May 7, 2013 Sandler O’Neill & Partners, L.P. 1251 Avenue of the Americas New York, New York 10020 Ladies and Gentlemen: Pulaski Financial Corp., a Missouri corporation (the “Company”), proposes to sell from time to time through Sandler O’Neill & Partners, L.P., as sal |
|
| May 7, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a13-1174118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Com |
|
| May 7, 2013 |
Up to $10,000,000 Common Stock Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration Statement Number 333-188086 Prospectus Supplement To the Prospectus dated May 3, 2013 Up to $10,000,000 Common Stock This prospectus supplement and accompanying prospectus relate to the offer and sale from time to time of shares of our common stock, $0. |
|
| May 7, 2013 |
PULASKI FINANCIAL CORP. ANNOUNCES AT-THE-MARKET EQUITY OFFERING Exhibit 99.1 PULASKI FINANCIAL CORP. ANNOUNCES AT-THE-MARKET EQUITY OFFERING ST. LOUIS, MISSOURI, MAY 7, 2013 — Pulaski Financial Corp. (NASDAQ: PULB) (the “Company”) announced today that it has filed a prospectus supplement under which it may from time to time sell up to $10,000,000 of its common stock pursuant to an “at the market” equity offering program. The shares would be offered through San |
|
| April 25, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a13-1075218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of ( |
|
| April 25, 2013 |
[Pulaski Financial Corp. Letterhead] April 25, 2013 John P. Nolan Senior Assistant Chief Accountant United States Securities and Exchange Commission Washington, DC 20549 Re: Pulaski Financial Corp. Form 10-K for Fiscal Year Ended September 30, 2012 Filed December 21, 2012 File No. 000-24571 Dear Mr. Nolan: We have received your letter dated April 16, 2013 regarding comments on the above-referenced |
|
| April 25, 2013 |
PULASKI FINANCIAL’S SECOND FISCAL QUARTER EPS MORE THAN TRIPLES Exhibit 99.1 PULASKI FINANCIAL’S SECOND FISCAL QUARTER EPS MORE THAN TRIPLES Current Versus Prior Year Quarter Highlights · Earnings growth · Diluted EPS $0.29 in 2013 versus $0.08 in 2012 · Annualized return on average assets 1.09% in 2013 versus 0.42% in 2012 · Annualized return on average common equity 13.36% in 2013 versus 3.67% in 2012 · 66% increase in mortgage revenues · 73% decline in comb |
|
| April 23, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on April 23, 2013 Registration No. |
|
| April 23, 2013 |
CALCULATION OF CONSOLIDATED RATIOS OF EARNINGS TO FIXED CHARGES QuickLinks - Click here to rapidly navigate through this document Exhibit 12.1 CALCULATION OF CONSOLIDATED RATIOS OF EARNINGS TO FIXED CHARGES Years Ended September 30, Three Months Ended December 31, 2012 (Dollars in thousands) 2012 2011 2010 2009 2008 Earnings Pre-tax income from continuing operations $ 4,600 $ 14,093 $ 11,215 $ 3,552 $ 6,707 $ 3,573 Add: Fixed charges 1,912 9,014 13,234 18,621 |
|
| April 23, 2013 |
PULASKI FINANCIAL CORP. [Trustee] Trustee Dated as of , 20 SUBORDINATED DEBT SECURITIES EX-4.7 3 a2214329zex-47.htm EX-4.7 Exhibit 4.7 PULASKI FINANCIAL CORP. Issuer and [Trustee] Trustee INDENTURE Dated as of , 20 SUBORDINATED DEBT SECURITIES PULASKI FINANCIAL CORP. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) |
|
| April 23, 2013 |
PULASKI FINANCIAL CORP. Issuer [Trustee] Trustee Dated as of , 20 SENIOR DEBT SECURITIES EX-4.6 2 a2214329zex-46.htm EX-4.6 Exhibit 4.6 PULASKI FINANCIAL CORP. Issuer and [Trustee] Trustee INDENTURE Dated as of , 20 SENIOR DEBT SECURITIES PULASKI FINANCIAL CORP. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not A |
|
| April 23, 2013 |
RESTRICTED STOCK AWARD AGREEMENT FOR THE PULASKI FINANCIAL CORP. 2006 LONG-TERM INCENTIVE PLAN EX-99.1 4 a13-96611ex99d1.htm EX-99.1 Exhibit 99.1 RESTRICTED STOCK AWARD AGREEMENT FOR THE PULASKI FINANCIAL CORP. 2006 LONG-TERM INCENTIVE PLAN This Award Agreement is provided to [insert name] (the “Participant”) by Pulaski Financial Corp. (the “Company”) as of [insert date] (the “Grant Date”), the date the Compensation Committee of the Board of Directors (the “Committee”) awarded the Participa |
|
| April 23, 2013 |
As filed with the Securities and Exchange Commission on April 23, 2013 Registration No. |
|
| February 11, 2013 |
PULB / Pulaski Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PULASKI FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| February 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0-24571 43-1816913 (State or other jurisdiction of incorporation) (Commission |
|
| January 23, 2013 |
PULASKI FINANCIAL REPORTS CONTINUING FIRST FISCAL QUARTER EX-99.1 2 pulaski8kearningjan23-13ex99.htm PULASKI FINANCIAL REPORTS CONTINUING FIRST FISCAL QUARTER EARNINGS MOMENTUM AND ASSET QUALITY IMPROVEMENT Year-Over-Year Highlights • Earnings growth - Diluted EPS $0.25 in 2012 versus $0.23 in 2011 - Annualized return on average assets 0.96% in 2012 versus 0.93% in 2011 - Annualized return on average common equity 11.40% in 2012 versus 11.08% in 2011 • N |
|
| January 23, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2013 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizat |
|
| December 28, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant S Filed by a party other than the registrant £ Check the appropriate box: £ Preliminary proxy statement £ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) S Definitive proxy statement £ Definitive additional materials £ Soliciting material pursuant to §240. |
|
| December 14, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organiza |
|
| December 14, 2012 |
PULASKI FINANCIAL ACCELERATES TIMING OF QUARTERLY CASH DIVIDEND EX-99.1 2 pulaski8kdec12-12ex99.htm FOR IMMEDIATE RELEASE PULASKI FINANCIAL ACCELERATES TIMING OF QUARTERLY CASH DIVIDEND ST. LOUIS, December 12, 2012 — Pulaski Financial Corp. (Nasdaq Global Select: PULB), parent company of Pulaski Bank, announced that its Board of Directors declared its regular quarterly cash dividend of 9.5 cents per share, which equals an annualized dividend rate of 38 cents p |
|
| November 21, 2012 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Commission (IRS Employer |
|
| November 21, 2012 |
PULASKI FINANCIAL ANNOUNCES DATE OF 2013 ANNUAL MEETING OF STOCKHOLDERS EX-99.1 2 a12-278551ex99d1.htm EX-99.1 Exhibit 99.1 PULASKI FINANCIAL ANNOUNCES DATE OF 2013 ANNUAL MEETING OF STOCKHOLDERS St. Louis, November 21, 2012 - Pulaski Financial Corp. (Nasdaq Global Select: PULB), the holding company for Pulaski Bank, today announced that its annual meeting of stockholders will be held on Thursday, January 31, 2013 at 2:00 p.m., Central time, at the St. Louis Marriott |
|
| October 31, 2012 |
PULASKI FINANCIAL REPORTS SUBSTANTIAL INCREASE IN FOURTH FISCAL QUARTER AND YEAR-OVER-YEAR OPERATING RESULTS · The Company benefited from a continuation of strong and growing earnings and returns - Diluted EPS was $0. |
|
| October 31, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0-24571 43-1816913 (State or other jurisdiction of incorporation or organizati |
|
| July 26, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of (Commission (IRS Employer inc |
|
| July 26, 2012 |
PULASKI FINANCIAL REPORTS SUBSTANTIAL INCREASE IN THIRD FISCAL QUARTER OPERATING RESULTS EX-99.1 2 a12-170201ex99d1.htm EX-99.1 Exhibit 99.1 PULASKI FINANCIAL REPORTS SUBSTANTIAL INCREASE IN THIRD FISCAL QUARTER OPERATING RESULTS · The Company showed strong growth in operating performance · Diluted EPS was $0.20 for the third fiscal quarter of 2012 compared with $0.11 for the prior year quarter and $0.08 for the linked quarter, and was $0.51 year to date in 2012 compared with $0.39 in |
|
| June 28, 2012 |
Exhibit 1.1 PULASKI FINANCIAL CORP. (a Missouri corporation) 32,538 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENT June 27, 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated Sandler O’Neill & Partners, L.P. as Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 |
|
| June 28, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organization |
|
| June 28, 2012 |
32,538 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A Table of Contents Filed pursuant to Rule 424(b)(1) Registration No. 333-182052 PROSPECTUS SUPPLEMENT (To Prospectus Dated June 25, 2012) 32,538 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A Liquidation Preference Amount $1,000 Per Share This prospectus supplement relates to the offer and sale of 32,538 shares of our Fixed Rate Cumulative Perpetual Preferred Stock, Series A, $ |
|
| June 25, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on June 25, 2012 Registration No. |
|
| June 25, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on June 25, 2012 Registration No. |
|
| June 21, 2012 |
June 21, 2012 Michael R. Clampitt Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 Re: Pulaski Financial Corp. Registration Statement on Form S-1 (SEC File No. 333-182052) Dear Mr. Clampitt: In connection with the above-referenced Registration Statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”), we hereby join in the |
|
| June 21, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on June 21, 2012 Registration No. |
|
| June 21, 2012 |
Pulaski Financial Corp. 12300 Olive Boulevard St. Louis, Missouri 63141 June 21, 2012 Michael R. Clampitt Securities and Exchange Commission Division of Corporation Finance 100 F. Street NE Washington, D.C. 20549 Re: Pulaski Financial Corp. (the “Registrant”) Registration Statement on Form S-1 (File No. 333-182052) Dear Mr. Clampitt: Pursuant to Rule 461 under the Securities Act of 1933, as amende |
|
| June 19, 2012 |
EX-1.1 2 a12-144181ex1d1.htm EX-1.1 Exhibit 1.1 PULASKI FINANCIAL CORP. (a Missouri corporation) 32,538 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENT , 2012 [ ] [ ] Ladies and Gentlemen: Pulaski Financial Corp., a Missouri corporation (the “Company”), Pulaski Bank (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) |
|
| June 19, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on June 19, 2012 Registration No. |
|
| June 19, 2012 |
Suite 900, 607 14th Street, NW Washington, DC 20005-2018 t 202 508 5800 f 202 508 5858 June 19, 2012 direct dial 202 508 5825 direct fax 202 204 5600 akaslow@kilpatricktownsend. |
|
| June 15, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on June 15, 2012 Registration No. |
|
| June 11, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on June 11, 2012 Registration No. |
|
| April 27, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizatio |
|
| April 27, 2012 |
PULASKI FINANCIAL REPORTS SECOND FISCAL QUARTER RESULTS PULASKI FINANCIAL REPORTS SECOND FISCAL QUARTER RESULTS · Otherwise solid financial performance for the quarter was masked by increased credit costs related primarily to one commercial loan relationship - Diluted EPS was $0. |
|
| March 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation or organizatio |
|
| February 14, 2012 |
PULB / Pulaski Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PULASKI FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 745548107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| February 9, 2012 |
PULB / Pulaski Financial Corp. / PULASKI BANK SAVINGS & OWNERSHIP PLAN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No. 12)* Pulaski Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 745548-10-7 (CUSIP Number) Dec |
|
| February 3, 2012 |
Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0- 24571 43-1816913 (State or other jurisdiction of incorporation) (Commission |
|
| January 19, 2012 |
PULASKI FINANCIAL REPORTS SOLID FIRST FISCAL QUARTER RESULTS · The Company showed strong growth in linked-quarter operating performance - Diluted EPS increased 52% from $0. |
|
| January 19, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2012 PULASKI FINANCIAL CORP. (Exact name of registrant as specified in its charter) Missouri 0-24571 43-1816913 (State or other jurisdiction of incorporation) (Commission |
