Mga Batayang Estadistika
CIK | 1166380 |
SEC Filings
SEC Filings (Chronological Order)
September 23, 2019 |
QTWW / Quantum Fuel Systems Technologies Worldwide, Inc. 15-12G - - OMB APPROVAL OMB Number:3235-0167 Expires:May 31, 2021 Estimated average burden hours per response1. |
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July 18, 2016 |
SC 13D/A 1 d227176dsc13da.htm SC 13D AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value (Title of Class of Securities) 74765E109 (CUSIP Number) Ryan J. York Davis Wright Tremaine LLP 1201 Third |
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July 15, 2016 |
8-K 1 a8-kxcompletionof363salev3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 12, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) DE 000-49629 33-0933072 (S |
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July 15, 2016 |
Exhibit EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment (the “Certificate of Amendment”) amends |
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June 20, 2016 |
UNITED STATES DEPARTMENT OF JUSTICE Exhibit EXHIBIT 99.1 UNITED STATES DEPARTMENT OF JUSTICE OFFICE OF THE UNITED STATES TRUSTEE CENTRAL DISTRICT OF CALIFORNIA In Re: CHAPTER 11 (BUSINESS) Quantum Technologies Case Number: 8:16-bk-11202 Chapter 11 Debtor in Possession Operating Report Number: 3 Debtor(s). For the Month Ending: 5/31/2016 I. CASH RECEIPTS AND DISBURSEMENTS A. (GENERAL ACCOUNT) 1. TOTAL RECEIPTS PER ALL PRIOR GENERAL A |
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June 20, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 16, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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June 3, 2016 |
SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT EX-10.2 3 exhibit102-secondamendment.htm EXHIBIT 10.2 EXHIBIT 10.1 SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT This SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT (this “Amendment”), is entered into as of May 31, 2016, by and among Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation (“Seller”), and Douglas Acquisitions LLC, a California limited liability company (“Douglas”), t |
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June 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 31, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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June 3, 2016 |
Exhibit EXHIBIT 10.1 FOURTH AMENDMENT This Fourth Amendment dated June 1, 2016 (this ? Amendment ?), between Quantum Fuel Systems Technologies Worldwide, Inc., as ? Borrower ,? and Douglas Acquisitions LLC, as ? Lender ,? amends the Superpriority Debtor-in-Possession Credit Agreement dated March 22, 2016 (as amended, the ? Credit Agreement ?), between the Borrower and the Lender. Capitalized terms |
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May 27, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 23, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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May 27, 2016 |
Exhibit EXHIBIT 10.1 THIRD AMENDMENT This Third Amendment dated May 23, 2016 (this ? Amendment ?), between Quantum Fuel Systems Technologies Worldwide, Inc., as ? Borrower ,? and Douglas Acquisitions LLC, as ? Lender ,? amends the Superpriority Debtor-in-Possession Credit Agreement dated March 22, 2016 (as amended, the ? Credit Agreement ?), between the Borrower and the Lender. Capitalized terms u |
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May 24, 2016 |
8-K 1 a8-kmonthlyoperatingreport.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 18, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) DE 000-49629 33-0933072 (St |
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May 24, 2016 |
UNITED STATES DEPARTMENT OF JUSTICE Exhibit EXHIBIT 99.1 UNITED STATES DEPARTMENT OF JUSTICE OFFICE OF THE UNITED STATES TRUSTEE CENTRAL DISTRICT OF CALIFORNIA In Re: CHAPTER 11 (BUSINESS) Quantum Technologies Case Number: 8:16-bk-11202 Chapter 11 Debtor in Possession Operating Report Number: 2 Debtor(s). For the Month Ending: 4/30/2016 I. CASH RECEIPTS AND DISBURSEMENTS A. (GENERAL ACCOUNT) 1. TOTAL RECEIPTS PER ALL PRIOR GENERAL A |
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May 5, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 2, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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April 25, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 8, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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April 25, 2016 |
FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT Exhibit EXHIBIT 10.2 FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT This FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT (this ? Amendment ?), is entered into as of April 22, 2016, by and among Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation (? Seller ?), and Douglas Acquisitions LLC, a California limited liability company (? Douglas ?), the K&M Douglas Trust, and the Douglas Ir |
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April 25, 2016 |
Exhibit Exhibit 10.1 ASSET PURCHASE AGREEMENT among QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. and DOUGLAS ACQUISITIONS LLC THE K&M DOUGLAS TRUST, THE DOUGLAS IRREVOCABLE DESCENDANT?S TRUST dated as of April 8, 2016 TABLE OF CONTENTS ARTICLE I PURCHASE AND SALE .......................................................................2 1.01 Purchase and Sale of Assets ......................... |
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April 21, 2016 |
UNITED STATES DEPARTMENT OF JUSTICE Exhibit UNITED STATES DEPARTMENT OF JUSTICE OFFICE OF THE UNITED STATES TRUSTEE CENTRAL DISTRICT OF CALIFORNIA In Re: CHAPTER 11 (BUSINESS) Quantum Technologies Case Number: 8:16-bk-11202 Chapter 11 Debtor in Possession Operating Report Number: 1 Debtor(s). |
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April 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 15, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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April 14, 2016 |
EX-7.14 2 d179905dex714.htm EX-7.14 Exhibit 7.14 EXECUTION COPY ASSET PURCHASE AGREEMENT among QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. and DOUGLAS ACQUISITIONS LLC THE K&M DOUGLAS TRUST, THE DOUGLAS IRREVOCABLE DESCENDANT’S TRUST dated as of April 8, 2016 TABLE OF CONTENTS ARTICLE I PURCHASE AND SALE 2 1.01 Purchase and Sale of Assets 2 1.02 Excluded Assets 4 1.03 Assumed Liabilities 5 1 |
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April 14, 2016 |
SC 13D Amendment No. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value (Title of Class of Securities) 74765E109 (CUSIP Number) Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, W |
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March 24, 2016 |
Quantum Technologies Receives NASDAQ Delisting Notification Exhibit EXHIBIT 99.1 Quantum Technologies Receives NASDAQ Delisting Notification LAKE FOREST, Calif., March 24, 2016 / Globe Newswire / ?? Quantum Fuel Systems Technologies Worldwide, Inc. (?Quantum? or the ?Company?) (NASDAQ: QTWW), a leader in natural gas storage and delivery systems, integration and vehicle system technologies, today announced that that Nasdaq has determined that the Company?s |
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March 24, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 17, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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March 23, 2016 |
Quantum Technologies Files a Voluntary Petition for Relief under Chapter 11 Exhibit EXHIBIT 99.1 Quantum Technologies Files a Voluntary Petition for Relief under Chapter 11 ? Has obtained $6.0 million debtor-in-possession financing commitment to allow it to continue its operations uninterrupted during a court supervised 363 sale process LAKE FOREST, Calif., March 23, 2016 / Globe Newswire / ?? Quantum Fuel Systems Technologies Worldwide, Inc. (?Quantum? or the ?Company?) |
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March 23, 2016 |
EX-10.1 2 exhibit101for8-k1.htm EXHIBIT 10.1 EXHIBIT 10.1 SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT between QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC., as Borrower, and DOUGLAS ACQUISITIONS LLC, as Lender, dated as of March 22, 2016. TABLE OF CONTENTS SECTION 1.DEFINITIONS 2 1.1Defined Terms. 2 1.2Other Definitional Provisions. 10 SECTION 2.AMOUNT AND TERMS OF COMMITMENT 11 2.1Com |
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March 23, 2016 |
8-K 1 a8-kchapter11filing.htm CHAPTER 11 FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 22, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) DE 000-49629 33-09 |
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March 23, 2016 |
SC 13D Amendment No. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value (Title of Class of Securities) 74765E109 (CUSIP Number) Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, W |
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March 16, 2016 |
Quantum Fuel Systems Technologies Worldwide 10-K 12B-25 NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form N-SAR For Period Ended: September 30, 2015 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form |
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March 15, 2016 |
Exhibit Quantum Announces Event of Default Under Bridge Bank Credit Facility and Resulting Cross-Default under Senior Secured Convertible Notes LAKE FOREST, Calif. |
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March 15, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 14, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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March 4, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 1, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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March 4, 2016 |
FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL MULTI -TENANT LEASE AGREEMENT Exhibit EXHIBIT 10.1 FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL MULTI -TENANT LEASE AGREEMENT This FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL MULTI TENANT LEASE ("First Amendment to Lease") is made entered into this first day of March, 2016, by and between Braden Court Associates, a California general partnership (? Lessor ?) and Quantum Fuel Systems Technologies Worldwide, Inc., a D |
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February 12, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Securities) 74765E109 (CUSIP |
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February 2, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 27, 2016 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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February 2, 2016 |
SECOND AMENDMENT MASTER AMENDMENT AGREEMENT 8-K EXHIBIT 10.1 SECOND AMENDMENT TO MASTER AMENDMENT AGREEMENT THIS SECOND AMENDMENT TO MASTER AMENDMENT AGREEMENT is made on January 27, 2016 BETWEEN (1) ZEPHYR FARMS LIMITED, a corporation organized and existing under the laws of Ontario, Canada with a principal place of business at 161 Bay Street 27 th Floor, Toronto, Ontario (“Zephyr”); (2) SCHNEIDER POWER INC., a corporation organized and ex |
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January 4, 2016 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 30, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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December 31, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 29, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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December 29, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 28, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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December 29, 2015 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value (Title of Class of Securities) 74765E109 (CUSIP Number) Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, WA 98101 (206) |
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December 29, 2015 |
EX-7.12 Exhibit 7.12 December 28, 2015 Jonathan Lundy, Chairman Quantum Fuel Systems Technologies Worldwide, Inc. 25242 Arctic Ocean Drive, Lake Forest, CA 92630 Via e-mail: [email protected] Mr. Lundy, Please accept this as notice of my resignation from the Board of Directors of Quantum Fuel Systems Technologies Worldwide, Inc., effective immediately. My resignation is not due to any disagreement wi |
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November 16, 2015 |
Quantum Fuel Systems Technologies Worldwide Q3201510-Q (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-49629 Quantum Fuel Syst |
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November 12, 2015 |
Exhibit Quantum Technologies Reports Third Quarter 2015 Financial Results ? Total revenues increased 43% and product sales increased 59% in the third quarter of 2015 compared to the same period in the prior year ? Total revenues increased 39% and product sales increased 60% for the nine month period in 2015 compared to the same period in the prior year LAKE FOREST, Calif. |
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November 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 12, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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November 9, 2015 |
EX-10.5 2 scheduleofdirectorcompensa.htm EXHIBIT 10.5 EXHIBIT 10.5 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC AMENDED AND RESTATED SUMMOARY OF NON-EMPLOYEE DIRECTOR COMPENSATION Each non-employee director receives the following compensation effective July 1, 2015 unless otherwise noted: Stock Awards: • Annual grant of restricted stock equal in value to $12,000 issued on the day of the annual |
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November 9, 2015 |
Quantum Fuel Systems Technologies Worldwide NT 10-Q NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form N-SAR For Period Ended: September 30, 2015 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form |
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November 9, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 6, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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November 9, 2015 |
Quantum Fuel Systems Technologies Worldwide Q2 2015 10-Q/A (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ( Amendment No.1 ) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-49629 Q |
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August 6, 2015 |
EX-99.1 2 exhibit991-august62015.htm EXHIBIT 99.1 Quantum Technologies Reports Second Quarter 2015 Financial Results • Total revenues increased 64% and product sales increased 75% in the second quarter of 2015 compared to the same period in the prior year LAKE FOREST, Calif., August 6, 2015 /Globe Newswire-FirstCall/ - Quantum Fuel Systems Technologies Worldwide, Inc. (“Quantum” or the “Company”) |
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August 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Q2 2015 Earnings Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 6, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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July 2, 2015 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value (Title of Class of Securities) 74765E109 (CUSIP Number) Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, WA 98101 (206) |
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July 1, 2015 |
EX-10.1 3 exhibit101-formofconvertib.htm EXHIBIT 10.1 Exhibit 10.1 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. AND THE PURCHASERS NAMED HEREIN CONVERTIBLE NOTE PURCHASE AGREEMENT June 29, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. CONVERTIBLE NOTE PURCHASE AGREEMENT This Convertible Note Purchase Agreement (this “Agreement”) is made as of June 29, 2015 by and between QUANTUM FUEL |
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July 1, 2015 |
AMENDMENT TO SENIOR SECURED CONVERTIBLE NOTE EX-10.3 5 exhibit103-amendmenttoseni.htm EXHIBIT 10.3 Exhibit 10.3 AMENDMENT TO SENIOR SECURED CONVERTIBLE NOTE This Amendment to Senior Secured Convertible Note (the “Amendment”) is entered into as of June 29, 2015, by and between Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”), and the counterparties named on the signature page (the “Holders”). WHEREAS, on September 15, 2013 ea |
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July 1, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form8-K-AGIAmendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 26, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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July 1, 2015 |
EX-4.1 2 exhibit41-formofconvertibl.htm EXHIBIT 4.1 Exhibit 4.1 NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES (COLLECTIVELY, THE “ACTS”). THESE SECURITIES AND THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE MAY NOT BE SOLD, |
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July 1, 2015 |
Exhibit99.1-PressRelease Quantum Technologies Signs Definitive Agreements for $2.0 Million Private Placement of Convertible Notes ? The proceeds will be used to further advance the Company?s virtual CNG pipeline product offerings LAKE FOREST, CA., July 1, 2015/GlobeNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (Nasdaq: QTWW) (the "Company"), a global leader in natural gas storage s |
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July 1, 2015 |
AMENDMENT TO DEBT REPAYMENT AGREEMENT Exhibit101-AmendmenttoDebtRepaymentAgreement Exhibit 10.1 AMENDMENT TO DEBT REPAYMENT AGREEMENT This Amendment to Debt Repayment Agreement (this ? Amendment ?) is dated this 26th day of June, 2015 by and among Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation, with its principal place of business at 25242 Arctic Ocean Drive, Lake Forest, California 92630 (? Quantum ?), Adva |
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July 1, 2015 |
8-K 1 form8-kx2015convertiblenot.htm 8-K2015CONVERTIBLENOTES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 29, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) DE 000 |
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July 1, 2015 |
SUBORDINATED SECURITY AGREEMENT Exhibit102-FormofSecurityAgreement Exhibit 10.2 THIS SUBORDINATED SECURITY AGREEMENT, AND THE RIGHTS AND OBLIGATIONS ARISING HEREUNDER AND ANY LIENS AND ENCUMBRANCES EVIDENCED HEREBY, IS SUBORDINATED IN RIGHT OF PAYMENT AND PRIORITY IN THE MANNER SET FORTH IN THAT CERTAIN SUBORDINATION AGREEMENT OF EVEN DATE HEREWITH BY AND BETWEEN BRIDGE BANK, NATIONAL ASSOCIATION, A NATIONAL BANKING ASSOCIATION, |
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May 29, 2015 |
Exhibit101ConflictMineralsReport Exhibit 1.01 Quantum Fuel Systems Technologies Worldwide, Inc. Conflict Minerals Report For the Year Ended December 31, 2014 This Conflict Minerals Report of Quantum Fuel Systems Technologies Worldwide, Inc. (?Quantum,? ?we,? ?our,? or ?us?) for the period January 1, 2014 through December 31, 2014 (the ?Reporting Period?) is presented to comply with Rule 13p-1 unde |
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May 29, 2015 |
Quantum Fuel Systems Technologies Worldwide SD FormSD 2014ConflictMineralsReport UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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May 26, 2015 |
Submission of Matters to a Vote of Security Holders Form8-K-2015StockholderMeetingVoteResults (1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 21, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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May 5, 2015 |
Exhibit 99.1 - May 5, 2015 Quantum Technologies Reports First Quarter 2015 Financial Results ? Revenues from product sales increased 46% in the first quarter of 2015 compared to the same period in the prior year ? Product backlog increased to $26.1 million at March 31, 2015 LAKE FOREST, Calif., May 5, 2015 /PRNewswire-FirstCall/ - Quantum Fuel Systems Technologies Worldwide, Inc. (?Quantum? or the |
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May 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 5, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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April 10, 2015 |
Quantum Fuel Systems Technologies Worldwide DEFA14A QUANTUM FUEL SYSTEMS TECH# 2024... UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, |
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April 10, 2015 |
Quantum Fuel Systems Technologies Worldwide DEF 14A 2015 Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary proxy statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive proxy statement ? Definitive additional materials ? Soliciting Material pursuant to ?240. |
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March 17, 2015 |
Quantum Fuel Systems Technologies Worldwide S-8 FormS-82015EvergreenShares As filed with the Securities and Exchange Commission on March 16, 2015 Registration No. |
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March 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition EarningsRelease UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 12, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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March 12, 2015 |
Exhibit 99.1 Quantum Technologies Reports Fourth Quarter 2014 Financial Results • Reports overall revenues of $13.0 million for the fourth quarter driven by strong sequential product growth • Strategy to provide complete fuel storage modules and systems gaining traction with expanded customer base LAKE FOREST, Calif., March 12, 2015 /PRNewswire-FirstCall/ - Quantum Fuel Systems Technologies Worldw |
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February 20, 2015 |
CUSIP No. 74765E109 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Secur |
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February 18, 2015 |
Quantum Closes $11.5 Million Public Offering of Common Stock EXHIBIT 99.1 Quantum Closes $11.5 Million Public Offering of Common Stock LAKE FOREST, Calif., February 18, 2015 /PRNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”) (NASDAQ: QTWW), a leader in natural gas storage systems, integration, and vehicle systems technologies, today announced the closing of its previously announced underwritten offering of its common stock. The |
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February 18, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 18, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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February 13, 2015 |
SC 13G/A 1 a15-423326sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 3)* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title |
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February 12, 2015 |
4,000,000 Shares of Common Stock QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Quantum Fuel Systems Technologies Worldwide, Inc.: Form 424B5 - Filed by newsfilecorp.com Filed Pursuant to Rule 424(b)(5) Registration No. 333-198463 PROSPECTUS SUPPLEMENT (To Prospectus dated November 5, 2014) 4,000,000 Shares of Common Stock QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. We are offering 4,000,000 shares of our common stock. Our common stock is listed on The NASDAQ Capital Ma |
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February 12, 2015 |
Quantum Prices Public Offering of Common Stock Quantum Fuel Systems Technologies Worldwide, Inc. - Exhibit 99.1 - Filed by newsfilecorp.com Quantum Prices Public Offering of Common Stock LAKE FOREST, Calif., February 12, 2015 /PRNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”) (NASDAQ: QTWW), a leader in natural gas storage systems, integration, and vehicle systems technologies, today announced the pricing of an un |
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February 12, 2015 |
EX-1.1 2 exhibit1-1.htm EXHIBIT 1.1 Exhibit 1.1 4,000,000 Shares QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Common Stock, $0.02 par value per share PURCHASE AGREEMENT February 12, 2015 COWEN AND COMPANY, LLC 599 Lexington Avenue New York, New York 10022 FBR CAPITAL MARKETS & CO. 1001 19th Street North Arlington, Virginia 22209 Ladies and Gentlemen: Quantum Fuel Systems Technologies Worldwid |
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February 12, 2015 |
SUBJECT TO COMPLETION, DATED FEBRUARY 12, 2015 Quantum Fuel Systems Technologies Worldwide, Inc.: Form 424B5 - Filed by newsfilecorp.com Filed Pursuant to Rule 424(b)(5) Registration No. 333-198463 This prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this prospectus supplement is not complete and may be changed. This prospectus suppleme |
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February 12, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events Quantum Fuel Systems Technologies Worldwide, Inc. - Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 12, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as |
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February 10, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 10, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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February 10, 2015 |
THIRD LOAN AND SECURITY MODIFICATION AGREEMENT EXHIBIT 10.1 THIRD LOAN AND SECURITY MODIFICATION AGREEMENT This Third Loan and Security Modification Agreement is entered into as of February 10, 2015 by and between Quantum Fuel Systems Technologies Worldwide, Inc. (the “Borrower”) and Bridge Bank, National Association (“Bank”). 1.DESCRIPTION OF EXISTING INDEBTEDNESS: Among other indebtedness which may be owing by Borrower to Bank, Borrower is i |
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February 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 9, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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February 9, 2015 |
Quantum Expects to Report Strong Sequential Product Revenue Growth in Fourth Quarter 2014 and Provides Directional Guidance for 2015 ▪ Fourth quarter product sales expected to approximately double the third quarter level reported ▪ Overall fourth quarter revenues expected between $12 million and $13 million ▪ Sequential product growth driven by continued execution of storage systems strategy ▪ Strong revenues complemented by solid order flow – product backlog anticipated to increase during fourth quarter by approximately $3 million to $17. |
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January 30, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 26, 2015 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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January 30, 2015 |
FIRST AMENDMENT MASTER AMENDMENT AGREEMENT EXHIBIT 10.1 FIRST AMENDMENT TO MASTER AMENDMENT AGREEMENT THIS FIRST AMENDMENT TO MASTER AMENDMENT AGREEMENT is made on January 26, 2015 BETWEEN (1) ZEPHYR FARMS LIMITED, a corporation organized and existing under the laws of Ontario, Canada with a principal place of business at 161 Bay Street 27th Floor, Toronto, Ontario (“Zephyr”); (2) SCHNEIDER POWER INC., a corporation organized and existing |
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December 16, 2014 |
EX-10.1 2 exhibit101.htm EXHIBIT 10.1 EXHIBIT 10.1 DEBT REPAYMENT AGREEMENT THIS DEBT REPAYMENT AGREEMENT (“Agreement”) is made and entered as of December 10, 2014 (“Effective Date”), by and among Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation, with its principal place of business at 25242 Arctic Ocean Dr., Lake Forest, CA 92630 (“Quantum”), Advanced Green Innovations, L |
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December 16, 2014 |
EX-10.2 3 exhibit102.htm EXHIBIT 10.2 EXHIBIT 10.2 PLEDGE AGREEMENT THIS PLEDGE AGREEMENT (this “Pledge Agreement”) is made and entered into as of the 10th day of December, 2014, by and between Advanced Green Innovations LLC (“AGI”), Advanced Green Technologies LLC (“AGT”) and Quantum Fuel Systems Technologies Worldwide, Inc. (“Lender”). AGI and AGT are each also individually referred to herein as |
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December 16, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 11, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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November 12, 2014 |
Quantum Technologies Appoints Mark Arold to Newly Created Position of Vice President of Operations Exhibit 99.1 Quantum Technologies Appoints Mark Arold to Newly Created Position of Vice President of Operations LAKE FOREST, Calif., November 12, 2014 /PRNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (NASDAQ: QTWW), a global leader in natural gas storage systems, integration and vehicle system technologies, today announced that it has appointed Mark Arold as the Company’s Vice Pres |
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November 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 12, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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November 6, 2014 |
Quantum Technologies Reports Third Quarter 2014 Financial Results • Expanded revenue streams emerge from investments in CNG fuel storage module product development and build out of assembly capabilities LAKE FOREST, Calif. |
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November 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): November 6, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State or |
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October 31, 2014 |
QTWW / Quantum Fuel Systems Technologies Worldwide, Inc. CORRESP - - October 31, 2014 Division of Corporation Finance Securities and Exchange Commission 100 F Street N. |
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October 17, 2014 |
QTWW / Quantum Fuel Systems Technologies Worldwide, Inc. S-3/A - - S-3/A As filed with the Securities and Exchange Commission on October 17, 2014. Registration No. 333-198463 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other J |
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October 17, 2014 |
QTWW / Quantum Fuel Systems Technologies Worldwide, Inc. CORRESP - - October 17, 2014 By EDGAR Transmission Securities and Exchange Commission 100 F Street, N. |
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September 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 8, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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September 12, 2014 |
STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE - NET AIR COMMERCIAL REAL ESTATE ASSOCIATION STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE - NET AIR COMMERCIAL REAL ESTATE ASSOCIATION 1. |
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August 29, 2014 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. [ ] Dated as of [_______] SENIOR DEBT SECURITIES Exhibit 4.7 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. and [ ] Trustee INDENTURE Dated as of [] SENIOR DEBT SECURITIES Exhibit 4.7 CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a) Section 6.09 310(b) Section 6.08 Section 6.10 310(c) Inapplicable 311(a) Section 6.13 311(b) Section 6.13 311(c) Inapplicable 312(a) Section 4.01 Section 4.04 |
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August 29, 2014 |
QTWW / Quantum Fuel Systems Technologies Worldwide, Inc. S-3 - - S-3 As filed with the Securities and Exchange Commission on August 28, 2014. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other Jurisdiction of Incorporati |
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August 29, 2014 |
Exhibit 4.8 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. and [ ] Trustee INDENTURE Dated as of [] SUBORDINATED DEBT SECURITIES Exhibit 4.8 CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a) Section 6.09 310(b) Section 6.08 Section 6.10 310(c) Inapplicable 311(a) Section 6.13 311(b) Section 6.13 311(c) Inapplicable 312(a) Section 4.01 Sectio |
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August 7, 2014 |
Quantum Technologies Reports Second Quarter 2014 Financial Results • Overall revenues increased 7% and net loss attributable to stockholders decreased by 52% compared to the corresponding prior year quarter LAKE FOREST, Calif. |
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August 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): August 7, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State or O |
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June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form SD Specialized Disclosure Report QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 25242 Arctic Ocean Drive, Lake Fo |
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June 2, 2014 |
Exhibit 1.02 Quantum Fuel Systems Technologies Worldwide, Inc. Conflict Minerals Report For the Year Ended December 31, 2013 This Conflict Minerals Report of Quantum Fuel Systems Technologies Worldwide, Inc. (“Quantum,” “we,” “our” or “us”) for the period January 1, 2013 through December 31, 2013 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). Unless ot |
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May 28, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): May 28, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State or Oth |
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May 28, 2014 |
companypresentationmay20 Quantum Technologies May 2014 NASDAQ: QTWW Unleashing Innovation Quality Certification: ISO 9001 ISO 14001 ISO/TS 16949 FORWARD-LOOKING STATEMENTS 2 This presentation contains certain “forward-looking statements” within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1985. |
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May 27, 2014 |
8-K 1 a8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): May 23, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-09 |
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May 19, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 15, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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May 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): May 13, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State or Oth |
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May 13, 2014 |
Quantum Technologies Reports First Quarter 2014 Financial Results • Overall revenues up 82% and loss from operations narrowed by 59% compared to the corresponding prior year quarter LAKE FOREST, Calif. |
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April 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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April 4, 2014 |
DEF 14A 1 a2014definitiveproxystatem.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ¨ Preliminary proxy statement ¨ |
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March 25, 2014 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. 25242 Arctic Ocean Drive Lake Forest, CA 92630 March 25, 2014 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”) Form S-3, File No. 333-193319 Dear Mr. Dobbie: Pursuant to Rule 461 under the Securities Act of 1933, the Company hereby requests that t |
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March 17, 2014 |
PRE 14A 1 a2014preliminaryproxystate.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary proxy statement ¨ |
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March 14, 2014 |
March 14, 2014 Securities and Exchange Commission Division of Corporate Finance Mail Stop 3561 Washington, D. |
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March 14, 2014 |
As filed with the Securities and Exchange Commission on March 14, 2014. Registration No. 333-193319 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other Jur |
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March 14, 2014 |
Quantum Fuel Systems Technologies Worldwide 10-K (Annual Report) 10-K 1 a201310-k.htm 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No.: 0-49629 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, IN |
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March 14, 2014 |
As filed with the Securities and Exchange Commission on March 14, 2014 Registration No. |
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March 12, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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March 12, 2014 |
qtwwpresentationmarch122 Quantum Technologies March 12, 2014 NASDAQ: QTWW Unleashing Innovation Quality Certification: ISO 9001 ISO 14001 ISO/TS 16949 FORWARD-LOOKING STATEMENTS 2 This presentation contains certain “forward-looking statements” within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1985. |
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March 6, 2014 |
Quantum Technologies Reports 2013 Fourth Quarter Financial Results • Company reports positive operating income for the quarter and 126% growth in total revenue over the corresponding prior year quarter LAKE FOREST, Calif. |
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March 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): March 6, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State or Ot |
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February 28, 2014 |
CERTIFICATE OF RETIREMENT OF STOCK QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. EXHIBIT 3.1 CERTIFICATE OF RETIREMENT OF STOCK OF QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Quantum Fuel Systems Technologies Worldwide, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That at a meeting of the Board of Directors of the Corporation, a resolution was duly adopted which iden |
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February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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February 20, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware 000-49629 33-0933072 (Sta |
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February 20, 2014 |
Quantum Fuel Systems Technologies Worldwide, Inc.: Exhibit 99.1 - Filed by newsfilecorp.com Exhibit 99.1 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. ANNOUNCES CLOSING OF UNDERWRITTEN PUBLIC OFFERING OF COMMON STOCK LAKE FOREST, CA — February 20, 2014 – Quantum Fuel Systems Technologies Worldwide, Inc. (“Quantum” or the “Company”) (NASDAQ: QTWW), a leader in the innovation, development and pr |
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February 14, 2014 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. ANNOUNCES PROPOSED PUBLIC OFFERING OF COMMON STOCK Quantum Fuel Systems Technologies Worldwide, Inc.: Exhibit 99.1 - Filed by newsfilecorp.com QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. ANNOUNCES PROPOSED PUBLIC OFFERING OF COMMON STOCK LAKE FOREST, CA — February 13, 2014 – Quantum Fuel Systems Technologies Worldwide, Inc. (“Quantum” or the “Company”) (NASDAQ: QTWW), a leader in the innovation, development and production of natural gas fuel |
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February 14, 2014 |
SC 13G/A 1 v368448sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Securities) 74765E109 (CUSIP Number) December 31, 2013 (Date of Event Which Requires |
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February 14, 2014 |
Quantum Fuel Systems Technologies Worldwide, Inc.: Exhibit 1.1 - Filed by newsfilecorp.com Exhibit 1.1 2,050,000 Shares1 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Common Stock, $0.02 par value per share PURCHASE AGREEMENT February 13, 2014 CRAIG-HALLUM CAPITAL GROUP LLC 222 South 9th Street, Suite 350 Minneapolis, Minnesota 55402 Ladies and Gentlemen: Quantum Fuel Systems Technologies Worl |
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February 14, 2014 |
Quantum Fuel Systems Technologies Worldwide, Inc.: Exhibit 99.2 - Filed by newsfilecorp.com QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. ANNOUNCES PRICING OF 2,050,000 SHARE FOLLOW-ON OFFERING LAKE FOREST, CA — February 14, 2014 — Quantum Fuel Systems Technologies Worldwide, Inc. (“Quantum” or the “Company”) (NASDAQ: QTWW), a leader in the innovation, development and production of natural gas |
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February 14, 2014 |
2,050,000 Shares of Common Stock QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Quantum Fuel Systems Technologies Worldwide, Inc.: Form 424B5 - Filed by newsfilecorp.com Filed Pursuant to Rule 424(b)(5) Registration No. 333-176772 PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2011) 2,050,000 Shares of Common Stock QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. We are offering 2,050,000 shares of our common stock. Our common stock is listed on the NASDAQ Capital |
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February 14, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2014 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware 000-49629 33-0933072 (Sta |
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February 13, 2014 |
SUBJECT TO COMPLETION, DATED FEBRUARY 13, 2014 Quantum Fuel Systems Technologies Worldwide, Inc.: Form 424B5 - Filed by newsfilecorp.com Filed Pursuant to Rule 424(b)(5) Registration No. 333-176772 This prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this prospectus supplement is not complete and may be changed. This prospectus suppleme |
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February 13, 2014 |
CUSIP No. 74765E109 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 2)* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Secu |
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January 24, 2014 |
SC 13G/A 1 p14-0040sc13ga.htm EMPERY ASSET MANAGEMENT, LP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, par value $0.02 per share (Title of Class of Securities) 74765E307 (CUSIP Number) December 31, 2013 (Date of Event Which Requir |
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January 17, 2014 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value (Title of Class of Securities) 74765E109 (CUSIP Number) Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, WA 98101 (206) |
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January 13, 2014 |
As filed with the Securities and Exchange Commission on January 10, 2014. Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other Jurisdiction of Incorporation o |
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December 23, 2013 |
VIA EDGAR December 23, 2013 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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November 12, 2013 |
Quantum Technologies Reports 2013 Third Quarter Financial Results • Company reports continued growth and sequential improvements in quarterly results from continuing operations as a result of record levels of CNG related product and engineering services revenue LAKE FOREST, Calif. |
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November 12, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): November 12, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State o |
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November 7, 2013 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* QUANTUM FUEL SYSTEMS TECHNOLOGIES, INC. (QTWW) (Name of Issuer) Common Stock, $0.02 par value (“Shares”) (Title of Class of Securities) 74765E307 (CUSIP Number) November 7, 2013 (Date of Event which Requires Filing of this Statement) Check t |
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October 30, 2013 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QUANTUM FUEL SYSTEMS TECHNOLOGIES, INC. (QTWW) (Name of Issuer) Common Stock, $0.02 par value (“Shares”) (Title of Class of Securities) 74765E307 (CUSIP Number) October 30, 2013 (Date of Event which Requires Filing of this Statement) Check t |
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October 28, 2013 |
S-3 1 forms-310x28x13.htm S-3 As filed with the Securities and Exchange Commission on October 28, 2013. Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other J |
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October 25, 2013 |
As filed with the Securities and Exchange Commission on October 25, 2013. Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other Jurisdiction of Incorporation o |
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October 25, 2013 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* QUANTUM FUEL SYSTEMS TECHNOLOGIES, INC. (QTWW) (Name of Issuer) Common Stock, $0.02 par value (“Shares”) (Title of Class of Securities) 74765E307 (CUSIP Number) October 24, 2013 (Date of Event which Requires Filing of this Statement) Check t |
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October 23, 2013 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* QUANTUM FUEL SYSTEMS TECHNOLOGIES, INC. (QTWW) (Name of Issuer) Common Stock, $0.02 par value (“Shares”) (Title of Class of Securities) 74765E307 (CUSIP Number) October 10, 2013 (Date of Event which Requires Filing of this Statement) Check th |
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October 22, 2013 |
Quantum Technologies Appoints a New Director LAKE FOREST, CA., October 22, 2013/PRNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (Nasdaq: QTWW) (the "Company"), a global leader in natural gas storage systems, integration and vehicle system technologies, today announced that on October 16, 2013 its Board of Directors increased the size of the Company’s board from six to seven members |
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October 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 16, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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September 27, 2013 |
EX-7.6 Exhibit 7.6 LIMITED POWER OF ATTORNEY FOR REPORTING OBLIGATIONS UNDER SECTIONS 13(D) AND 13(G) OF THE SECURITIES EXCHANGE ACT OF 1934 The undersigned hereby make, constitute and appoint each of Tim McGaw, Eileen Davis-Wheatman and Kevin Douglas, acting either individually or together, as each of the undersigned’s true and lawful attorneys-in-fact, with full power and authority as hereinafte |
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September 27, 2013 |
AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D EX-7.1 Exhibit 7.1 AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D Each of the undersigned hereby acknowledges and agrees, pursuant to the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13D to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange C |
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September 27, 2013 |
SC 13D 1 d603031dsc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value (Title of Class of Securities) 74765E109 (CUSIP Number) Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite |
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September 18, 2013 |
Exhibit 4.1 NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES (COLLECTIVELY, THE “ACTS”). THESE SECURITIES AND THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE MAY NOT BE SOLD, DISTRIBUTED, OFFERED, PLEDGED, ENCUMBERED, ASSIGNED |
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September 18, 2013 |
SUBORDINATED SECURITY AGREEMENT Exhibit 10.2 THIS SUBORDINATED SECURITY AGREEMENT, AND THE RIGHTS AND OBLIGATIONS ARISING HEREUNDER AND ANY LIENS AND ENCUMBRANCES EVIDENCED HEREBY, IS SUBORDINATED IN RIGHT OF PAYMENT AND PRIORITY IN THE MANNER SET FORTH IN THAT CERTAIN SUBORDINATION AGREEMENT OF EVEN DATE HEREWITH BY AND BETWEEN BRIDGE BANK, NATIONAL ASSOCIATION, A NATIONAL BANKING ASSOCIATION, AS LENDER, AND KEVIN DOUGLAS, NOT |
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September 18, 2013 |
Exhibit 10.1 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. AND THE PURCHASERS NAMED HEREIN CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT September 15, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT This Convertible Note and Warrant Purchase Agreement (this “Agreement”) is made as of September 15, 2013 by and between QUANTUM FUEL SYSTEMS |
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September 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 15, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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September 18, 2013 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-176772 PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2011) QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. This prospectus supplement amends and supplements the prospectus supplement dated August 19, 2013 and its accompanying prospectus dated September 29, 2011, related to our At The Market Offering Agreement with Ascendiant Capita |
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September 18, 2013 |
Exhibit 99.1 Quantum Technologies Signs Definitive Agreements for $11.0 Million Private Placement of Convertible Notes and Warrants LAKE FOREST, Calif., Sept. 16, 2013 /PRNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (Nasdaq: QTWW) (the "Company"), a global leader in natural gas storage systems, integration and vehicle system technologies, announced today that it has entered into d |
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September 18, 2013 |
Exhibit 4.2 “THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. THIS SECURITY HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND |
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August 19, 2013 |
$6.0 million Common Stock QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Quantum Fuel Systems Technologies Worldwide, Inc.: Form 424B5 - Filed by newsfilecorp.com Filed Pursuant to Rule 424(b)(5) Registration No. 333-176772 PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2011) $6.0 million Common Stock QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. We have entered into an At The Market Offering Agreement (which we refer to as the “sales agreement”), dated A |
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August 19, 2013 |
AT THE MARKET OFFERING AGREEMENT Exhibit 10.1 AT THE MARKET OFFERING AGREEMENT August 19, 2013 Ascendiant Capital Markets, LLC 18881 Von Karman, 16th Floor Irvine, California 92612 Ladies and Gentlemen: Quantum Fuel Systems Technologies Worldwide, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (the “Manager”) as follows: 1.De |
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August 19, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 19, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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August 14, 2013 |
Quantum Technologies Reports 2013 Second Quarter Financial Results • Company reports record levels of natural gas tank and system revenues and significant improvement in results from continuing operating activities LAKE FOREST, Calif. |
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August 14, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): August 14, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 Delaware 33-0933072 (State or |
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August 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 2, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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July 31, 2013 |
Quantum Technologies Announces 1-for-4 Reverse Stock Split PRESS RELEASE Quantum Technologies Announces 1-for-4 Reverse Stock Split LAKE FOREST, Calif. |
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July 31, 2013 |
CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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July 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 30, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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July 29, 2013 |
Submission of Matters to a Vote of Security Holders 8-K 1 a2013annualmeetingvoteresu.htm 2013 ANNUAL MEETING VOTE RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 25, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charte |
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July 23, 2013 |
- PRESS RELEASE - JULY 23, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 15, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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July 19, 2013 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. EXECUTIVE CASH BONUS PLAN QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. EXECUTIVE CASH BONUS PLAN 1.Purpose of the Plan. The purpose of this Plan is to provide a link between compensation and performance, to motivate participants to achieve corporate performance objectives, and to attract, motivate and reward the individuals who are part of the senior executive staff of the Company. 2. Definitions. As used herein, the |
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July 18, 2013 |
- 2013 STOCKHOLDER MEETING REMINDER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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July 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 1, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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July 5, 2013 |
Prospectus 6,175,480 Shares QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-189190 Prospectus 6,175,480 Shares QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Common Stock This prospectus relates to the resale by the selling security holders named herein of up to 6,175,480 shares of our common stock issuable upon the exercise of warrants. Of this amount, 4,630,480 are issuable upon exercise of “A” warrants that were |
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July 3, 2013 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. 25242 Arctic Ocean Drive Lake Forest, CA 92630 July 3, 2013 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”) Form S-3, File No. 333-189190 Dear Mr. Dobbie: Pursuant to Rule 461 under the Securities Act of 1933, the Company hereby requests that the |
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June 28, 2013 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT is made and entered into as of the Execution Date set forth on the signature page hereof, by and between Quantum Fuel Systems Technologies Worldwide, Inc. |
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June 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 24, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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June 28, 2013 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT is made and entered into as of the Execution Date set forth on the signature page hereof, by and between Quantum Fuel Systems Technologies Worldwide, Inc. |
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June 28, 2013 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT is made and entered into as of the Execution Date set forth on the signature page hereof, by and between Quantum Fuel Systems Technologies Worldwide, Inc. |
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June 27, 2013 |
As filed with the Securities and Exchange Commission on June 26, 2013. Registration No. 333- 189190 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other Jur |
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June 26, 2013 |
June 26, 2013 Securities and Exchange Commission Division of Corporate Finance Mail Stop 3561 Washington, D. |
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June 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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June 11, 2013 |
- NOTICE OF INTERNET AVAILABILITY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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June 7, 2013 |
As filed with the Securities and Exchange Commission on June 7, 2013 Registration No. |
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June 7, 2013 |
As filed with the Securities and Exchange Commission on June 7, 2013. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 33-0933072 (State of Other Jurisdiction of Incorporation |
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June 5, 2013 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 30, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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June 5, 2013 |
AGREEMENT AND FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE -TENANT LEASE AGREEMENT AGREEMENT AND FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE -TENANT LEASE AGREEMENT This AGREEMENT AND FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE TENANT LEASE ("Agreement") is made entered into this 30th day of May, 2013, by and between Metropolis Gardens, LLC, a California limited liability company and Quantum Fuel Systems Technologies Worldwide, Inc. |
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June 5, 2013 |
Quantum Strikes Agreement to Reduce Facility Costs by $2.3 million Early Exit from Former Corporate Facility to Result in Substantial Savings LAKE FOREST, Calif., June 5, 2013 /PRNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (NASDAQ: QTWW), a leader in natural gas, alternative fuel systems and clean propulsion vehicle technologies, today announced that it has signed an amendment to |
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May 31, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 24, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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May 31, 2013 |
PURCHASE AGREEMENT MADE AS OF May 24, 2013 BETWEEN TROUT CREEK WIND POWER INC. QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. SCHNEIDER POWER INC. SCHNEIDER POWER GENERATION INC. - and - SIERRA NEVADA POWER (ONTARIO) LTD. TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND PRINCIPLES OF INTERPRETATION2 1.1Definitions 2 1.2Certain Rules of Interpretation 10 1.3Entire Agreement 11 1.4Schedules and E |
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May 31, 2013 |
Quantum Signs Definitive Agreements on Sale of 10 Megawatt Trout Creek Wind Farm Press Release Quantum Signs Definitive Agreements on Sale of 10 Megawatt Trout Creek Wind Farm LAKE FOREST, Calif. |
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May 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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May 24, 2013 |
LOAN AND SECURITY MODIFICATION AGREEMENT EX-10.1 3 exhibit101.htm EXHIBIT 10.1 LOAN AND SECURITY MODIFICATION AGREEMENT This Loan and Security Modification Agreement is entered into as of May 20, 2013 by and between Quantum Fuel Systems Technologies Worldwide, Inc. (the “Borrower”) and Bridge Bank, National Association (“Bank”). 1.DESCRIPTION OF EXISTING INDEBTEDNESS: Among other indebtedness which may be owing by Borrower to Bank, Borro |
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May 24, 2013 |
“THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. THIS SECURITY HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND MAY NOT BE |
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May 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 20, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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May 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Securities) 74765E109 (CUSIP Number) May 16, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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May 16, 2013 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (the “Agreement”), dated as of May 16, 2013, is by and among Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation with offices located at 25242 Arctic Ocean Drive, Lake Forest, California 92630 (the “Company”), and Crede CG III, Ltd., a Bermuda company (the “Buyer”). BACKGRO |
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May 16, 2013 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. WARRANT TO PURCHASE COMMON STOCK EX-4.1 Exhibit 4.1 EXECUTION VERSION QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. WARRANT TO PURCHASE COMMON STOCK Initial Number of Warrant Shares: 2,950,819 Warrant No.: 1 Date of Issuance: May 16, 2013 (“Issuance Date”) Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and suffi |
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May 16, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 16, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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May 16, 2013 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-176772 PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2011) QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. 4,918,032 Shares of Common Stock Warrant to purchase up to 5,446,330 Shares of Common Stock We are offering directly to one investor 4,918,032 shares of our common stock and a warrant to purchase up to |
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May 16, 2013 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-176772 PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2011) QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. This prospectus supplement amends and supplements the prospectus supplement dated December 28, 2012 and its accompanying prospectus dated September 29, 2011, related to our At The Market Offering Agreemen |
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May 16, 2013 |
EX-99.1 Exhibit 99.1 Quantum Technologies to Raise $3.0 Million in Registered Direct Offering LAKE FOREST, Calif., May 16, 2013 /PRNewswire/ - Quantum Fuel Systems Technologies Worldwide, Inc. (NASDAQ: QTWW) (the “Company”), a global leader in natural gas storage systems, integration and vehicle system technologies, today announced that it has agreed to sell common stock and warrants for gross pro |
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May 15, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): May 15, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 DE 33-0933072 (State or Other Juris |
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May 15, 2013 |
Exhibit 99.1 Quantum Technologies Reports 2013 First Quarter Financial Results ▪ Company reports 52% increase in natural gas tank and system revenues and growing sales order backlog LAKE FOREST, Calif., May 15, 2013 /PRNewswire-FirstCall/ - Quantum Fuel Systems Technologies Worldwide, Inc. (Nasdaq: QTWW), a global leader in natural gas storage systems, integration and vehicle system technologies, |
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May 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 30, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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March 28, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kq42012earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): March 28, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0 |
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March 28, 2013 |
Exhibit 99.1 Quantum Technologies Reports 2012 Fourth Quarter and Annual Financial Results • Natural gas tank and system sales increase 126% in calendar 2012 LAKE FOREST, Calif., March 28, 2013 /PRNewswire-FirstCall/ — Quantum Fuel Systems Technologies Worldwide, Inc. (Nasdaq: QTWW), a global leader in natural gas storage systems, integration and vehicle technologies, today reported its results fo |
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March 26, 2013 |
1 AGREEMENT OF PURCHASE AND SALE This Agreement made as of March 20, 2013, between, 1604718 ONTARIO LTD. |
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March 26, 2013 |
ASSET PURCHASE AGREEMENT MADE AS OF March 20, 2013 BETWEEN SCHNEIDER POWER PROVIDENCE BAY INC. |
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March 26, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 20, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. |
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March 25, 2013 |
8-K 1 a8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 19, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware Commission File Number 0-49629 33-09330 |
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March 25, 2013 |
March 19, 2013 ZEPHYR FARMS LIMITED As Borrower SAMSUNG HEAVY INDUSTRIES CO., LTD. as Lender EX-10.2 3 exhibit102amendedandrestat.htm AMENDED AND RESTATED CREDIT AGREEMENT March 19, 2013 ZEPHYR FARMS LIMITED As Borrower And SAMSUNG HEAVY INDUSTRIES CO., LTD. as Lender AMENDED AND RESTATED CREDIT AGREEMENT Relating to 10 MW Wind Generation Facility in Brooke-Alvinston Township, Lambton County, Ontario CONFIDENTIAL unauthorized use or disclosure of this material results in civil or criminal |
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March 25, 2013 |
ZEPHYR FARMS LIMITED DEBENTURE DELIVERY AGREEMENT EX-10.3 4 exhibit103debenturedeliver.htm DEBENTURE DELIVERY AGREEMENT ZEPHYR FARMS LIMITED DEBENTURE DELIVERY AGREEMENT THIS AGREEMENT is made as of the 19th day of March, 2013 between ZEPHYR FARMS LIMITED (the "Corporation"), a corporation subsisting under the laws of the Province of Ontario in favour of SAMSUNG HEAVY INDUSTRIES CO., LTD. (the "Lender"). RECITALS: A. Pursuant to the amended and r |
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March 25, 2013 |
DEBENTURE ZEPHYR FARMS LIMITED incorporated under the laws of Ontario EX-10.4 5 exhibit104debenture.htm DEBENTURE DEBENTURE ZEPHYR FARMS LIMITED incorporated under the laws of Ontario $24,000,000 Due: On Demand THIS DEBENTURE is issued the 19th day of March, 2013 by ZEPHYR FARMS LIMITED (the “Corporation”), a corporation incorporated under the laws of the Province of Ontario, to SAMSUNG HEAVY INDUSTRIES CO., LTD. (the “Lender”). FOR VALUABLE CONSIDERATION (the recei |
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March 25, 2013 |
EX-10.1 2 exhibit101masteramendingag.htm MASTER AMENDING AGREEMENT March 19, 2013 (1) ZEPHYR FARMS LIMITED as Borrower and Purchaser (2) SCHNEIDER POWER INC. as Shareholder (3) SAMSUNG HEAVY INDUSTRIES CO., LTD. as Lender and Seller MASTER AMENDMENT AGREEMENT THIS AGREEMENT is made on March 19, 2013 BETWEEN (1) ZEPHYR FARMS LIMITED, a corporation organized and existing under the laws of Ontario, C |
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February 14, 2013 |
SC 13G/A 1 d485896dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 6 OMB APPROVAL OMB Number: 3235-0145 Expires: Estimated average burden hours per response 10.30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Quantum Fuel Systems Technologies Worldwide, Incorporated (Name of Issuer) Common Stock (Title of Cla |
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February 13, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Securities) 74765E109 (CUSIP |
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January 25, 2013 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State o |
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January 25, 2013 |
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. WARRANT TO PURCHASE COMMON STOCK Form of Investor Warrant Exhibit 10.5 NEITHER THIS WARRANT NOR THE SECURITIES FOR WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED FOR RESALE WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT P |
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January 25, 2013 |
PIPEFUND™ Standard Transaction Document Standard Note Terms PipeFund Standard Note Terms Exhibit 10.4 PST Document CN 8-11 PIPEFUND™ Standard Transaction Document Standard Note Terms This PipeFund Services Organization Standard Transaction Document (PST Document) is intended to facilitate expediency and consistency in transactions involving a private investment in a public company’s equity and/or equity-linked securities (PIPE) or an offering of a public c |
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January 25, 2013 |
PIPEFUND™ Standard Transaction Document Standard Warrant Terms PipeFund Standard Warrant Terms Exhibit 10.6 PST Document WAR 8-11 PIPEFUND™ Standard Transaction Document Standard Warrant Terms This PipeFund Services Organization Standard Transaction Document (PST Document) is intended to facilitate expediency and consistency in transactions involving a private investment in a public company’s equity and/or equity-linked securities (PIPE) or an offering of a p |
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January 25, 2013 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (“Agreement”) is entered into as of January , 2013 by and between Quantum Fuel Systems Technologies Worldwide, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), on the one hand, and each Person set forth on the signature page hereto as a “Purchase |
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January 25, 2013 |
PIPEFUND™ Standard Transaction Document General Terms and Conditions PipeFund General Terms and Conditions Exhibit 10.2 PST Document GTC 8-11 PIPEFUND™ Standard Transaction Document General Terms and Conditions This PipeFund Services Organization Standard Transaction Document (PST Document) is intended to facilitate expediency and consistency in transactions involving a private investment in a public company’s equity and/or equity-linked securities (PIPE). Parties |
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January 25, 2013 |
OID BRIDGE NOTE DUE DECEMBER 31, 2013 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Form of Bridge Note Exhibit 10.3 OID BRIDGE NOTE DUE DECEMBER 31, 2013 (Non-Convertible) OF QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Original Issuance Date: January , 2013 (“Issuance Date”) Principal Amount: US$ FOR VALUE RECEIVED, Quantum Fuel Systems Technologies Worldwide, Inc., a Delaware corporation having its principal place of business 25242 Arctic Ocean Drive, Lake Forest, Califor |
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January 22, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Quantum Fuel Systems Technologies Worldwide, Inc. (Name of Issuer) Common Stock, par value $0.02 per share (Title of Class of Securities) 74765E208 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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December 28, 2012 |
Prospectus - PROSPECTUS SUPPLEMENT Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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December 28, 2012 |
AT THE MARKET OFFERING AGREEMENT AT THE MARKET OFFERING AGREEMENT December 28, 2012 Ascendiant Capital Markets, LLC 18881 Von Karman, 16th Floor Irvine, California 92612 Ladies and Gentlemen: Quantum Fuel Systems Technologies Worldwide, Inc. |
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December 28, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - ATM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 12/28/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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December 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 12/17/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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November 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): 11/8/12 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 DE 33-0933072 (State or Other J |
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November 8, 2012 |
Financial Results Call Scheduled: Press Release Exhibit 99.1 Quantum Technologies Reports 2012 Third Quarter Financial Results LAKE FOREST, Calif., November 8, 2012 /PRNewswire-FirstCall/ — Quantum Fuel Systems Technologies Worldwide, Inc. (Nasdaq: QTWW), a global leader in alternative fuel systems and clean propulsion technologies for automotive applications, including natural gas, hybrid/electric and hydrogen systems, today repo |
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November 1, 2012 |
DC12712.pdf - Converted by SEC Publisher 4.2, created by BCL Technologies Inc., for SEC Filing Quantum Technologies Announces Listing Transfer to The NASDAQ Capital Market LAKE FOREST, CA, November 1, 2012 - Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”) (NASDAQ: QTWW), a global leader in alternative fuel systems and clean propulsion technologies for automotive applications, inc |
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November 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 10/31/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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September 18, 2012 |
SEC Letter September 18, 2012 Securities and Exchange Commission Division of Corporate Finance Mail Stop 3561 Washington, D. |
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August 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 08/09/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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August 9, 2012 |
Financial Results Call Scheduled: Exhibit 99.1 Exhibit 99.1 Quantum Technologies Reports 2012 Second Quarter Financial Results IRVINE, Calif., August 9, 2012 /PRNewswire-FirstCall/ — Quantum Fuel Systems Technologies Worldwide, Inc. (Nasdaq: QTWW), a global leader in alternative fuel systems and clean propulsion technologies for automotive applications, including natural gas, hybrid/electric and hydrogen systems, today reported it |
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August 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date Of Report (Date Of Earliest Event Reported): 8/09/12 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC (Exact Name of Registrant as Specified in its Charter) Commission File Number: 0-49629 DE 33-0933072 (State or Other J |
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July 26, 2012 |
SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT This Subscription Agreement (this "Agreement"), dated as of July 25, 2012, is made by and among Quantum Fuel Systems Technologies Worldwide, Inc. |
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July 26, 2012 |
"THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN "THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. |
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July 26, 2012 |
PROMISSORY NOTE PROMISSORY NOTE THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. |
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July 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 07/25/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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July 26, 2012 |
SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT This Subscription Agreement (this "Agreement"), dated as of July 25, 2012, is made by and among Quantum Fuel Systems Technologies Worldwide, Inc. |
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July 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 07/25/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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July 26, 2012 |
PROMISSORY NOTE PROMISSORY NOTE THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. |
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July 26, 2012 |
THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. |
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July 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 06/27/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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June 29, 2012 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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June 29, 2012 |
- NOTICE OF INTERNET AVAILABILITY Notice of Internet Availability UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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June 28, 2012 |
"THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN "THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. |
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June 28, 2012 |
SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT This Subscription Agreement (this "Agreement"), dated as of June , 2012, is made by and among Quantum Fuel Systems Technologies Worldwide, Inc. |
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June 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 06/22/2012 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 0-49629 DE 33-0933072 (State or other juris |
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June 28, 2012 |
PROMISSORY NOTE PROMISSORY NOTE THE TRANSFER OF THIS SECURITY IS SUBJECT TO RESTRICTIONS CONTAINED HEREIN. |