RIVE Pengajuan SEC - Riverview Financial Corp- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Riverview Financial Corp

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

December 10, 2021	15-12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-38627 RIVERVIEW FINANCIAL CORPORATION (Exact name of registrant as specif
December 1, 2021	S-8 POS	As filed with the Securities and Exchange Commission on December 1, 2021 S-8 POS 1 d233645ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 1, 2021 Registration Nos. 333-237429 333-232185 333-210378 333-207953 333-203544 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO EACH IDENTIFIED FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation
December 1, 2021	S-8 POS	As filed with the Securities and Exchange Commission on December 1, 2021 S-8 POS 1 d233645ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 1, 2021 Registration Nos. 333-237429 333-232185 333-210378 333-207953 333-203544 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO EACH IDENTIFIED FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation
December 1, 2021	S-8 POS	As filed with the Securities and Exchange Commission on December 1, 2021 As filed with the Securities and Exchange Commission on December 1, 2021 Registration Nos.
December 1, 2021	S-8 POS	As filed with the Securities and Exchange Commission on December 1, 2021 S-8 POS 1 d233645ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 1, 2021 Registration Nos. 333-237429 333-232185 333-210378 333-207953 333-203544 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO EACH IDENTIFIED FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation
December 1, 2021	S-8 POS	As filed with the Securities and Exchange Commission on December 1, 2021 S-8 POS 1 d233645ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 1, 2021 Registration Nos. 333-237429 333-232185 333-210378 333-207953 333-203544 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO EACH IDENTIFIED FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation
December 1, 2021	8-K	Changes in Control of Registrant, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporatio
December 1, 2021	S-3DPOS	As filed with the Securities and Exchange Commission on December 1, 2021 As filed with the Securities and Exchange Commission on December 1, 2021 Registration No.
December 1, 2021	S-3DPOS	As filed with the Securities and Exchange Commission on December 1, 2021 As filed with the Securities and Exchange Commission on December 1, 2021 Registration No.
December 1, 2021	POS AM	As filed with the Securities and Exchange Commission on December 1, 2021 As filed with the Securities and Exchange Commission on December 1, 2021 Registration No.
November 22, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporatio
November 22, 2021	EX-99.1	1 Exhibit 99.1 NEWS RELEASE Contact: Mid Penn Bancorp, Inc. Matt Miller [email protected] 484-527-4025 Riverview Financial Corporation Scott A. Seasock [email protected] 717-827-4039 FOR IMMEDIATE RELEASE Shareholders of Mid Penn Bancorp, Inc. and Riverview Financial Corporation Approve Merger MILLERSBURG, Pa. and HARRISBURG, Pa., (November 18, 2021) (GLOBE NEWSWIRE) ? Mid Penn
November 15, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 MID PENN BANCORP, INC. (Exact Na 425 1 d157281d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 MID PENN BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Pennsylvania 1-13677 25-1666413 (State or Other Jurisdiction of Incorporation
November 12, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 MID PENN BANCORP, INC. (Exact Na 425 1 d260954d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 MID PENN BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Pennsylvania 1-13677 25-1666413 (State or Other Jurisdiction of Incorporation
November 4, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021 or ☐ Transition report pursuan Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Number) RI
October 19, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report October 18, 2021 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
October 19, 2021	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER AND YEAR TO DATE EARNINGS FOR 2021 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER AND YEAR TO DATE EARNINGS FOR 2021 HARRISBURG, PA, October 18, 2021 / PRNEWSWIRE / Riverview Financial Corporation (the ?Company? or ?Riverview?) (NASDAQ: RIVE), the holding company for Riverview Bank (the ?Bank?), today reported net income of $3.1 million, or $0.33 per basic and diluted weighted average common share,
October 6, 2021	DEFM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14
August 27, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
August 27, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 MID PENN BANCORP, INC. (Exact Name UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 MID PENN BANCORP, INC.
August 27, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 Riverview Financi UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
August 27, 2021	EX-2.1	First Amendment to Agreement and Plan of Merger by and between Riverview Financial Corporation and Mid Penn Bancorp, Inc. dated August 26, 2021 Exhibit 2.1 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER This FIRST AMENDMENT, dated as of August 26, 2021 (this ?First Amendment?), is by and between Mid Penn Bancorp, Inc., a Pennsylvania corporation (?Mid Penn?), and Riverview Financial Corporation, a Pennsylvania corporation (?Riverview?), and amends that certain Agreement and Plan of Merger dated as of June 30, 2021 by and between Mid Penn
July 29, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2021 or ☐ Transition report pursuant to Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Number) RIVERVI
July 21, 2021	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS RECORD SECOND QUARTER AND YEAR TO DATE EARNINGS FOR 2021 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS RECORD SECOND QUARTER AND YEAR TO DATE EARNINGS FOR 2021 HARRISBURG, PA, July 20, 2021 / PRNEWSWIRE / Riverview Financial Corporation (the ?Company? or ?Riverview?) (NASDAQ: RIVE), the holding company for Riverview Bank (the ?Bank?), today reported record net income of $4.8 million, or $0.51 per basic and diluted weighted average co
July 21, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report July 20, 2021 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (C
July 12, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (C
July 8, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (C
July 8, 2021	EX-99.1	We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting Riverview Financial Corporation o Exhibit 99.1 We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting Riverview Financial Corporation or its subsidiaries (collectively, the ?Company? or ?we?) that are consid?ered ?forward-looking statements? as defined in the Private Secu
July 2, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (
July 2, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 Riverview Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (
July 2, 2021	EX-99.1	Mid Penn Bancorp, Inc. Signs Definitive Agreement to Acquire Riverview Financial Corporation Exhibit 99.1 Mid Penn Bancorp, Inc. Signs Definitive Agreement to Acquire Riverview Financial Corporation Combination of two leading franchises creates a premier Pennsylvania community bank with approximately $4.8 billion in assets MILLERSBURG, PA, and HARRISBURG, PA, June 30, 2021 (GLOBE NEWSWIRE) ? Mid Penn Bancorp, Inc. (?Mid Penn?) (NASDAQ:MPB), headquartered in Millersburg, Pennsylvania, and
July 2, 2021	EX-10.1	Second Amendment to Executive Employment Agreement of Brett D. Fulk adopted June 30, 2021 Exhibit 10.1 Second Amendment to Executive Employment Agreement THIS SECOND AMENDMENT is adopted June 30, 2021, between and among Riverview Financial Corporation (the ?Corporation?), Riverview Bank, (the ?Bank?), and Brett D. Fulk (the ?Executive?). Recitals WHEREAS, the Corporation, the Bank, and the Executive are parties to an Executive Employment Agreement dated January 4, 2012, which was subse
July 2, 2021	EX-2.1	Agreement and Plan of Merger by and between Riverview Financial Corporation and Mid Penn Bancorp, Inc. dated June 30, 2021 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN MID PENN BANCORP, INC. AND RIVERVIEW FINANCIAL CORPORATION dated as of June 30, 2021 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1. Certain Definitions 2 ARTICLE II THE MERGER 10 2.1. Merger 10 2.2. Effective Time; Closing 10 2.3. Articles of Incorporation and Bylaws 11 2.4. Directors and Officers 11 2.5. Effects of the Merger 12
June 30, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 MID PENN BANCORP, INC. (Exact Name o UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 MID PENN BANCORP, INC.
June 22, 2021	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38627 A. Full title of the pl
May 24, 2021	EX-99.1	AmeriServ Financial, Inc. and Riverview Financial Corporation Complete Previously Announced Branch Purchase Transaction Exhibit 99.1 AmeriServ Financial, Inc. and Riverview Financial Corporation Complete Previously Announced Branch Purchase Transaction JOHNSTOWN, Pa., May 24, 2021 /PRNewswire/ - AmeriServ Financial, Inc. (NASDAQ: ASRV), the parent company of AmeriServ Financial Bank, and Riverview Financial Corporation (NASDAQ: RIVE), the parent company of Riverview Bank and its operating divisions, jointly announc
May 24, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (C
May 6, 2021	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Number) RIVERV
April 28, 2021	DEF 14A	- DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitte
April 28, 2021	DEFA14A	- DEFA14A DEFA14A 1 d131769ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commissi
April 22, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report April 21, 2021 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (
April 22, 2021	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER FINANCIAL RESULTS FOR 2021 EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER FINANCIAL RESULTS FOR 2021 HARRISBURG, PA, April 21, 2021 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), the holding company for Riverview Bank (the “Bank”), today reported unaudited financial results at and for the three months ended March 31, 2021. Riverview repo
March 11, 2021	10-K	Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38627
March 11, 2021	EX-21.1	SUBSIDIARIES Name Jurisdiction of Incorporation Riverview Bank Pennsylvania Exhibit 21.1 SUBSIDIARIES Name Jurisdiction of Incorporation Riverview Bank Pennsylvania 100
February 12, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Riverview Financial Corporation (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 76940Q105 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 2, 2021	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation
February 2, 2021	EX-99.1	RIVERVIEW FINANCIAL CORPORATION ANNOUNCES COMPLETION OF BRANCH CONSOLIDATIONS EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION ANNOUNCES COMPLETION OF BRANCH CONSOLIDATIONS HARRISBURG, PA, February 1, 2020 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), the holding company for Riverview Bank (the “Bank”), today announced the successful completion of the consolidation of two branch offices. These consolidations a
January 29, 2021	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS FOURTH QUARTER AND ANNUAL FINANCIAL RESULTS FOR 2020 EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS FOURTH QUARTER AND ANNUAL FINANCIAL RESULTS FOR 2020 HARRISBURG, PA, January 28, 2021 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), the holding company for Riverview Bank (the “Bank”), today reported net income of $1.6 million or $0.17 per basic and diluted weighted average com
January 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report January 28, 2021 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
January 15, 2021	EX-99.1	JOHNSTOWN, PA, January 15, 2021 Exhibit 99.1 JOHNSTOWN, PA, January 15, 2021 – AmeriServ Financial, Inc. (NASDAQ: ASRV), the parent company of AmeriServ Financial Bank, and Riverview Financial Corporation (NASDAQ: RIVE), the parent company of Riverview Bank and its operating divisions, jointly announced today the execution of a definitive agreement whereby AmeriServ will acquire Citizens Neighborhood Bank’s (CNB), an operating d
January 15, 2021	8-K	Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2021 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation
November 6, 2020	EX-99.1	RIVERVIEW FINANCIAL CORPORATION ANNOUNCES CONSOLIDATION OF BRANCH OFFICES EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION ANNOUNCES CONSOLIDATION OF BRANCH OFFICES HARRISBURG, PA, November 6, 2020 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), the holding company for Riverview Bank (the “Bank”), today announced the planned consolidation of two branch offices. These closures are part of the company’s ongoin
November 6, 2020	8-K	Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation
November 5, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Number) RI
October 27, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report October 26, 2020 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
October 27, 2020	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER FINANCIAL RESULTS FOR 2020 EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER FINANCIAL RESULTS FOR 2020 HARRISBURG, PA, October 26, 2020 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), the holding company for Riverview Bank (the “Bank”), today reported net income of $695 thousand, or $0.08 per basic and diluted weighted average common share,
October 6, 2020	EX-10.1	Form of Subordinated Note Purchase Agreement, dated as of October 6, 2020, by and between Riverview Financial Corporation and the several Purchasers EX-10.1 Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of October 6, 2020, and is made by and among Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectiv
October 6, 2020	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
October 6, 2020	EX-99.2	Notice to Recipients This confidential presentation (this “Presentation”) has been prepared solely for general informational purposes by Riverview Financial Corporation (the “Company,” the “holding company,” “we” or “our”), and is being furnished sol EX-99.2 Exhibit 99.2 Subordinated Notes Offering Presentation NASDAQ: RIVE September 2020Exhibit 99.2 Subordinated Notes Offering Presentation NASDAQ: RIVE September 2020 Notice to Recipients This confidential presentation (this “Presentation”) has been prepared solely for general informational purposes by Riverview Financial Corporation (the “Company,” the “holding company,” “we” or “our”), and i
October 6, 2020	EX-4.1	Form of 5.75% Fixed-to-Floating Rate Subordinated Note due 2030 of Riverview Financial Corporation EX-4.1 Exhibit 4.1 RIVERVIEW FINANCIAL CORPORATION 5.75% FIXED TO FLOATING RATE SUBORDINATED NOTE DUE OCTOBER 15, 2030 THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED NOTE IS NOT A DEPOSIT AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENT AGENCY OR FUND. THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED NOTE IS SUBORDINATED AND JUNIOR IN RIGHT OF PAYMENT TO SENI
October 6, 2020	EX-99.1	Riverview Financial Corporation Announces Completion of $25 Million Subordinated Notes Offering EX-99.1 Exhibit 99.1 Riverview Financial Corporation Announces Completion of $25 Million Subordinated Notes Offering HARRISBURG, PA, October 6, 2020 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), the bank holding company for Riverview Bank (the “Bank”), today announced the completion of its private placement of $25 million of its 5.75% Fixed to Floati
October 2, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporati
October 2, 2020	EX-10.1	Independent Consultant Agreement with Steven A. Ehrlich dated September 30, 2020 EX-10.1 Exhibit 10.1 INDEPENDENT CONSULTANT AGREEMENT This Independent Consultant Agreement (“Consultant Agreement”), made as of this 30th day of September, 2020 by and between Riverview Financial Corporation, 3901 North Front Street, Harrisburg, PA 17110 (the “Corporation”), and Steven A. Ehrlich (the “Consultant”) (collectively, the Corporation and Consultant shall be referred to as the “Parties
October 2, 2020	EX-10.2	Confidential Separation Agreement and General Release with Steven A. Ehrlich dated September 30, 2020 EX-10.2 Exhibit 10.2 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (INCLUDING WAIVER OF CLAIMS UNDER THE AGE DISCRIMINATION IN EMPLOYMENT ACT OF 1967, AS AMENDED) This Confidential Separation Agreement and General Release (“Release Agreement”) is entered into on the first date set forth below by and among Steven A. Ehrlich (hereinafter referred to as “Employee”), Riverview Financial Corpor
August 24, 2020	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
August 24, 2020	EX-99.1	In response to the EX-99.1 EXHIBIT 99.1 In response to the COVID-19 pandemic and its economic impact to our customers, we implemented short-term modification programs beginning in the second quarter of 2020 that comply with regulatory and accounting guidance to provide temporary payment relief to those borrowers directly impacted by the virus. As reported in our Form 10-Q as of June 30, 2020, we granted temporary mo
August 17, 2020	SC 13D/A	RIVE / Riverview Financial Corp. / Castle Creek Capital Partners VI, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* RIVERVIEW FINANCIAL CORPORATION (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 76940Q105 (CUSIP Number) Castle Creek Capital Partners VI, LP 6051 El Tordo PO Box 1329 Rancho Santa Fe, CA 92067 858-756-8300 Copy to: John M. Egg
August 14, 2020	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER FINANCIAL RESULTS FOR 2020 EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER FINANCIAL RESULTS FOR 2020 HARRISBURG, PA, August 13, 2020 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), the holding company for Riverview Bank (the “Bank”), today reported a net loss of $24.1 million, or $(2.61) per basic and diluted weighted average common shar
August 14, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report August 13, 2020 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
August 10, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Number) RIVERVI
June 25, 2020	11-K	- FORM 11-K Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 15, 2020	8-K	Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpo
June 11, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpo
June 11, 2020	EX-99.1	FORWARD-LOOKING STATEMENTS: We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting River EX-99.1 Exhibit 99.1 FORWARD-LOOKING STATEMENTS: We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting Riverview Financial Corporation or its subsidiaries (collectively, the “Company” or “we”) that are considered “forward-looking stateme
May 28, 2020	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpor
May 28, 2020	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES SECOND QUARTER DIVIDEND EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES SECOND QUARTER DIVIDEND HARRISBURG, PA, May 28, 2020 / PRNEWSWIRE/ The Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) today declared a cash dividend of $0.075 per share for the second quarter of 2020. The dividend is payable June 30, 2020 to shareholders of record as of June 15, 2020. Rivervie
May 27, 2020	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpor
May 27, 2020	EX-99.1	The following update relates to certain programs recently introduced by the Company to identify potential risk within its credit portfolio and to help mitigate the economic impact of the Coronavirus pandemic on its customers: EX-99.1 2 d928495dex991.htm EX-99.1 EXHIBIT 99.1 The following update relates to certain programs recently introduced by the Company to identify potential risk within its credit portfolio and to help mitigate the economic impact of the Coronavirus pandemic on its customers: Riverview Financial Corporation (the “Company” or “Riverview”) participated in the Coronavirus Aid, Relief and Economic Secur
May 8, 2020	10-Q	Quarterly Report - FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Numb
May 4, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report May 4, 2020 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporat
May 4, 2020	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER EARNINGS FOR 2020 EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER EARNINGS FOR 2020 HARRISBURG, PA, May 4, 2020 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), today reported unaudited financial results at and for the three months ended March 31, 2020. Riverview reported net income of $633 thousand, or $0.07 per basic and diluted
April 24, 2020	424B5	RIVERVIEW FINANCIAL CORPORATION 1,551,789 shares of Common Stock 424B5 1 d918233d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-230468 Prospectus Supplement (to Prospectus dated March 22, 2019) RIVERVIEW FINANCIAL CORPORATION 1,551,789 shares of Common Stock This prospectus relates to the possible resale, from time to time, of up to 1,551,789 shares of our common stock, no par value, by the selling shareholders named her
April 24, 2020	DEF 14A	Schedule 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
April 24, 2020	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 24, 2020 Riverview Financial Corporation (Exact name of the registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of in
April 24, 2020	DEFA14A	- DEFA14A DEFA14A 1 d823197ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commissi
April 20, 2020	EX-99.3	EXCHANGE AGREEMENT by and between RIVERVIEW FINANCIAL CORPORATION CASTLE CREEK CAPITAL PARTNERS VI, LP Dated as of April 15, 2020 Exhibit 99.3 EXCHANGE AGREEMENT by and between RIVERVIEW FINANCIAL CORPORATION and CASTLE CREEK CAPITAL PARTNERS VI, LP Dated as of April 15, 2020 This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of April 15, 2020 by and between Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), and Castle Creek Capital Partners VI, LP, a Delaware limited partnership
April 20, 2020	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated April 20, 2020, with respect to the common stock, no par value, of Riverview Financial Corporation, a Pennsylvania corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under
April 20, 2020	SC 13D	RIVE / Riverview Financial Corp. / Castle Creek Capital Partners VI, LP - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* RIVERVIEW FINANCIAL CORPORATION (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 76940Q105 (CUSIP Number) Castle Creek Capital Partners VI, LP 6051 El Tordo PO Box 1329 Rancho Santa Fe, CA 92067 858-756-8300 Copy to: John M. Egge
April 20, 2020	EX-99.6	January 20, 2017 Exhibit 99.6 January 20, 2017 Castle Creek Capital Partners VI, L.P. 6051 El Tordo Rancho Santa Fe, CA 92091 Dear Sir/Madam: Reference is made to the Stock Purchase Agreement by and between Riverview Financial Corporation, a Pennsylvania corporation (the “Corporation”), Castle Creek Capital Partners VI, L.P., a Delaware limited partnership (the “VCOC Investor”), and certain other investors, dated
April 20, 2020	EX-99.4	January 20, 2017 Exhibit 99.4 January 20, 2017 Castle Creek Capital Partners VI, L.P. 6051 El Tordo Rancho Santa Fe, CA 92091 Ladies and Gentlemen: Reference is made to that certain Stock Purchase Agreement, dated as of January 17, 2017 (the “Purchase Agreement”), between Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), Castle Creek Capital Partners, VI, L.P. (“Castle Creek”) and the ot
April 20, 2020	EX-99.5	RIVERVIEW FINANCIAL CORPORATION REGISTRATION RIGHTS AGREEMENT Exhibit 99.5 RIVERVIEW FINANCIAL CORPORATION REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 20, 2017, by and among Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), and the purchaser(s) signatory hereto (each a “Registration Rights Purchaser” and collectively, the “Registration Rights Purchasers”
April 16, 2020	8-K	Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 15, 2020 Riverview Financial Corporation (Exact name of the registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of in
April 1, 2020	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorp
April 1, 2020	EX-99.1	Riverview Bank and its Operating Divisions, CBT Bank and Citizens Neighborhood Bank, Provides Relief Support to Customers and Communities Impacted by COVID-19 EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE Riverview Bank and its Operating Divisions, CBT Bank and Citizens Neighborhood Bank, Provides Relief Support to Customers and Communities Impacted by COVID-19 HARRISBURG, PA., March 31, 2020 – Riverview Financial Corporation (Nasdaq: RIVE), parent company of Riverview Bank and its operating divisions, CBT Bank and Citizens Neighborhood Bank (Collectively
March 27, 2020	S-8	RIVE / Riverview Financial Corp. S-8 - - RIVERVIEW FINANCIAL CORP. FORM S-8 MARCH 27, 2020 Registration No. - As filed with the Securities and Exchange Commission on March 27, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation (Exact Name of Registrant as Specified in its Charter) Pennsylvania 38-3917371 (State or Other Jurisdiction of Incorporation or Organization)
March 16, 2020	EX-4.2	Description of Riverview Financial Corporation’s Securities. EX-4.2 Exhibit 4.2 Description of Riverview Financial Corporation’s Common Stock Unless otherwise indicated or unless the context requires otherwise, all references to “Riverview,” the “Company,” “we,” “us,” “our” or similar references mean Riverview Financial Corporation. Description of Our Common Stock General. Under our articles of incorporation, we are authorized to issue up to 20,000,000 shar
March 16, 2020	10-K	Form 10-K 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 16, 2020	EX-21.1	SUBSIDIARIES Name Jurisdiction of Incorporation Riverview Bank Pennsylvania EX-21.1 Exhibit 21.1 SUBSIDIARIES Name Jurisdiction of Incorporation Riverview Bank Pennsylvania 98
February 27, 2020	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2020 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of inc
February 27, 2020	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES FIRST QUARTER DIVIDEND EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES FIRST QUARTER DIVIDEND HARRISBURG, PA, February 27, 2020 / PRNEWSWIRE/ The Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) today declared a cash dividend of $0.075 per share for the first quarter of 2020. The dividend is payable March 31, 2020 to shareholders of record as of March 13, 2020. Riv
February 3, 2020	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS FOURTH QUARTER AND ANNUAL EARNINGS FOR 2019 EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS FOURTH QUARTER AND ANNUAL EARNINGS FOR 2019 HARRISBURG, PA, January 31, 2020 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), today reported unaudited financial results at and for the three months and year ended December 31, 2019. Riverview reported net income of $1.3 million, or
February 3, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report January 31, 2020 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incor
December 20, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpor
November 22, 2019	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of inc
November 22, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES FOURTH QUARTER DIVIDEND EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES FOURTH QUARTER DIVIDEND HARRISBURG, PA, November 21, 2019 / PRNEWSWIRE/ The Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) today declared a cash dividend of $0.075 per share for the fourth quarter of 2019. The dividend is payable December 31, 2019 to shareholders of record as of December 13, 2
November 7, 2019	10-Q	RIVE / Riverview Financial Corp. 10-Q - Quarterly Report - FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2019 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File
November 4, 2019	8-K	Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 1, 2019 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of inco
October 23, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d785885d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report October 22, 2019 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other
October 23, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER EARNINGS FOR 2019 EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER EARNINGS FOR 2019 HARRISBURG, PA, October 22, 2019 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), today reported unaudited financial results at and for the three months and nine ended September 30, 2019. Riverview reported net income of $2.3 million, or $0.25 per b
October 17, 2019	EX-10	Riverview Financial Corporation Amended and Restated Dividend Reinvestment and Stock Purchase Plan EX-10 3 ex-10.htm EXHIBIT 10 - RIVERVIEW FINANCIAL CORPORATION AMENDED AND RESTATED DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN Exhibit 10 RIVERVIEW FINANCIAL CORPORATION AMENDED AND RESTATED DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN 1. PURPOSE OF THE PLAN The purpose of the Dividend Reinvestment and Stock Purchase Plan (the "Plan") is to provide the registered shareholders of Riverview Fina
October 17, 2019	S-3D	RIVE / Riverview Financial Corp. S-3D - - FORM S-3D As filed with the Securities and Exchange Commission on October 17, 2019 Registration No.
September 13, 2019	8-K	Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of in
September 13, 2019	EX-99.1	Riverview Financial Corporation named #4 in Top 50 Fastest Growing Companies in Pennsylvania EX-99.1 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE CONTACT INFORMATION: LeeAnn Gephart SVP, Director of Marketing & Delivery Channel Services 717.636.8067 [email protected] Riverview Financial Corporation named #4 in Top 50 Fastest Growing Companies in Pennsylvania HARRISBURG, PA, September 12, 2019 / PRNEWSWIRE / Riverview Financial Corporation (“Riverview”) (NASDAQ: RIVE) is prou
August 23, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES THIRD QUARTER DIVIDEND EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES THIRD QUARTER DIVIDEND HARRISBURG, PA, August 22, 2019 / PRNEWSWIRE/ The Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) today declared a cash dividend of $0.075 per share for the third quarter of 2019. The dividend is payable September 30, 2019 to shareholders of record as of September 13, 201
August 23, 2019	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incor
August 8, 2019	10-Q	RIVE / Riverview Financial Corp. 10-Q - Quarterly Report - 10-Q 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2019 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Number) RIVERVIEW FINANCIAL
July 30, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report July 26, 2019 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpor
July 30, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER EARNINGS FOR 2019 EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER EARNINGS FOR 2019 HARRISBURG, PA, July 26, 2019 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), today reported unaudited financial results at and for the three months and six ended June 30, 2019. Riverview reported net income of $1.4 million, or $0.16 per basic and
June 24, 2019	8-K	Current Report Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 24, 2019 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpo
June 24, 2019	11-K	RIVE / Riverview Financial Corp. 11-K - - FORM 11-K Form 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38627 A. Full title of the plan and a
June 18, 2019	EX-10.2	FORM OF RESTRICTED STOCK AWARD AGREEMENT Granted by RIVERVIEW FINANCIAL CORPORATION under the RIVERVIEW FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN EX-10.2 3 formofrestrictedstockaward.htm FORM OF RESTRICTED STOCK AWARD AGREEMENT FORM OF RESTRICTED STOCK AWARD AGREEMENT Granted by RIVERVIEW FINANCIAL CORPORATION under the RIVERVIEW FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN This restricted stock award agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentiv
June 18, 2019	S-8	RIVE / Riverview Financial Corp. S-8 - - FORM S-8 Registration No. - As filed with the Securities and Exchange Commission on June 18, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation (Exact Name of Registrant as Specified in its Charter) Pennsylvania 38-3917371 (State or Other Jurisdiction of Incorporation or Organization)
June 18, 2019	EX-10.3	FORM OF INCENTIVE STOCK OPTION Granted by RIVERVIEW FINANCIAL CORPORATION under the RIVERVIEW FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN FORM OF INCENTIVE STOCK OPTION Granted by RIVERVIEW FINANCIAL CORPORATION under the RIVERVIEW FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN This incentive stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Riverview Financial Corporation (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement.
June 18, 2019	EX-10.4	FORM OF NON-QUALIFIED STOCK OPTION Granted by RIVERVIEW FINANCIAL CORPORATION under the RIVERVIEW FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN FORM OF NON-QUALIFIED STOCK OPTION Granted by RIVERVIEW FINANCIAL CORPORATION under the RIVERVIEW FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN This non-qualified stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Riverview Financial Corporation (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement.
June 18, 2019	EX-10.1	Riverview Financial Corporation Executive Annual Incentive Plan EXHIBIT 10.1 RIVERVIEW FINANCIAL CORPORATION EXECUTIVE ANNUAL INCENTIVE PLAN ARTICLE I Establishment, Purpose and Duration 1.1 Establishment. This Executive Annual Incentive Plan (the “Plan”) is adopted by Riverview Financial Corporation (the “Company” and together with Riverview Bank, the wholly-owned subsidiary of the Company, “Riverview”), effective as of June 13, 2019 (the “Effective Date”). 1
June 18, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation) (
June 17, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpo
June 17, 2019	EX-99.1	FORWARD-LOOKING STATEMENTS: We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting River EX-99.1 2019 Annual Shareholder Meeting Exhibit 99.1 Riverview Financial Corporation Annual Meeting Presentation FORWARD-LOOKING STATEMENTS: We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting Riverview Financial Corporation or its sub
June 12, 2019	EX-99.1	THE GRATZ BANK TO ACQUIRE THE TREVORTON BRANCH OF RIVERVIEW BANK EX-99.1 Exhibit 99.1 GNB FINANCIAL SERVICES, INC. RIVERVIEW FINANCIAL CORPORATION Contacts: Wesley M. Weymers Brett D. Fulk President and Chief Executive Officer President and Chief Executive Officer GNB Financial Services, Inc. Riverview Financial Corporation (717) 365-3181 (717) 827-4042 FOR IMMEDIATE RELEASE THE GRATZ BANK TO ACQUIRE THE TREVORTON BRANCH OF RIVERVIEW BANK GRATZ, PA, June 12, 20
June 12, 2019	8-K	Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpo
May 28, 2019	EX-3.1	Amended and Restated Bylaws as of May 23, 2019 EX-3.1 EXHIBIT 3.1 AMENDED AND RESTATED BYLAWS OF RIVERVIEW FINANCIAL CORPORATION ARTICLE 1. CORPORATION OFFICE Section 1.1 The registered office of the Corporation shall be at 3901 North Front Street, Harrisburg, Pennsylvania 17110. The principal place of business of the Corporation may be, but need not be, the same as the registered office. The address of the registered office may be changed fro
May 28, 2019	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpor
May 24, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES SECOND QUARTER DIVIDEND EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES SECOND QUARTER DIVIDEND HARRISBURG, PA, May 23, 2019 / PRNEWSWIRE/ The Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) today declared a cash dividend of $0.10 per share for the second quarter of 2019. The dividend is payable June 28, 2019 to shareholders of record as of June 14, 2019. Brett D.
May 24, 2019	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpor
May 13, 2019	S-3DPOS	RIVE / Riverview Financial Corp. S-3DPOS RIVERVIEW FINANCIAL CORP Riverview Financial Corp As filed with the Securities and Exchange Commission on May 13, 2019 Registration No.
May 9, 2019	10-Q	Form 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2019 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File Number) R
May 9, 2019	DEFA14A	RIVE / Riverview Financial Corp. DEFA14A DEFINITIVE ADDITIONAL MATERIALS RIVERVIEW FINANCIAL CORPORATION MAY 9, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
May 3, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpora
May 3, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER EARNINGS FOR 2019 EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER EARNINGS FOR 2019 HARRISBURG, PA, May 3, 2019 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), today reported unaudited financial results at and for the three months ended March 31, 2019. Riverview reported a net loss of $687 thousand, or $(0.08) per basic and dilute
April 23, 2019	S-3/A	RIVE / Riverview Financial Corp. S-3/A S-3/A Table of Contents Registration No. 333-230468 As filed with the Securities and Exchange Commission on April 23, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3/A AMENDMENT NO. 1 TO REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RIVERVIEW FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania 38-3917371 (State o
April 23, 2019	DEF 14A	Riverview Financial Corporation 2019 Equity Incentive Plan (Incorporated by reference to Exhibit A to Riverview’s Proxy Statement for the Annual Meeting of Shareholders as filed with the Securities and Exchange Commission on April 23, 2019.) DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 1
April 23, 2019	CORRESP	RIVE / Riverview Financial Corp. CORRESP - - CORRESP [RIVERVIEW FINANCIAL LETTERHEAD] April 23, 2019 Via Edgar Securities and Exchange Commission 450 Fifth Street, N.
March 22, 2019	S-3	RIVE / Riverview Financial Corp. RIVERVIEW FINANCIAL CORP Riverview Financial Corp Table of Contents Registration No. 333- As filed with the Securities and Exchange Commission on March 22, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RIVERVIEW FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania 38-3917371 (State or other
March 19, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 18, 2019 Riverview Financial Corporation (Exact name of the registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of in
March 19, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION ANNOUNCES APPOINTMENT OF CHIEF STRATEGY OFFICER EX-99.1 Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION ANNOUNCES APPOINTMENT OF CHIEF STRATEGY OFFICER Harrisburg, PA – March 18, 2019 /PRNEWSWIRE/ Brett D. Fulk, President and Chief Executive Officer of Riverview Financial Corporation (the “Company”) (NASDAQ:RIVE), the holding company of Riverview Bank (the “Bank”), announced today the appointment of Steven A. Ehrlich as Senior Executive Vice Presi
March 15, 2019	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 17, 2019 Riverview Financial Corporation (Exact name of the registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other
March 14, 2019	10-K	Form 10-K 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 14, 2019	EX-21.1	Subsidiaries of Registrant. EX-21.1 3 d671933dex211.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Incorporation Riverview Bank Pennsylvania E-1
March 14, 2019	EX-10.35	Riverview Financial Corporation Equity and Cash Incentive Compensation Plan, dated February 22, 2018 EX-10.35 2 d671933dex1035.htm EX-10.35 Exhibit 10.35 RIVERVIEW FINANCIAL CORPORATION EQUITY AND CASH INCENTIVE COMPENSATION PLAN Effective Date: February 22, 2018 -100- RIVERVIEW FINANCIAL CORPORATION EQUITY AND CASH INCENTIVE COMPENSATION PLAN 1. Purpose of the Plan. The purposes of the Equity and Cash Incentive Compensation Plan (the “Plan”) of Riverview Financial Corporation (the “Company”) are
March 4, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of inc
March 1, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporatio
March 1, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES FIRST QUARTER CASH DIVIDEND EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES FIRST QUARTER CASH DIVIDEND HARRISBURG, PA, February 28, 2019 / PRNEWSWIRE/ The Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) today declared a cash dividend of $0.10 per share for the first quarter of 2019. The dividend is payable March 29, 2019 to shareholders of record as of March 15, 2019.
February 13, 2019	SC 13G	RIVE / Riverview Financial Corp. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Riverview Financial Corporation (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 76940Q105 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t
February 4, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 1, 2019 (Date of earliest event reported) Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation
January 24, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS RECORD EARNINGS IN 2018 EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS RECORD EARNINGS IN 2018 HARRISBURG, PA, January 24, 2019 / PRNEWSWIRE / Riverview Financial Corporation (the “Company” or “Riverview”) (NASDAQ: RIVE), today reported unaudited financial results at and for the three months and year ended December 31, 2018. The reported annual net income of $10.9 million, or $1.19 per basic an
January 24, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d694449d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2019 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other
January 17, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 17, 2019 Riverview Financial Corporation (Exact name of the registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of
January 17, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION ANNOUNCES APPOINTMENT OF CHIEF OPERATING OFFICER EX-99.1 2 d666893dex991.htm EX-99.1 Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION ANNOUNCES APPOINTMENT OF CHIEF OPERATING OFFICER Harrisburg, PA – January 17, 2019 /PRNEWSWIRE/ Brett D. Fulk, President and Chief Executive Officer of Riverview Financial Corporation (the “Company”) (NASDAQ:RIVE), the holding company of Riverview Bank (the “Bank”), announced today the appointment of Ginger G. Kunkel
January 2, 2019	EX-99.1	RIVERVIEW FINANCIAL CORPORATION ANNOUNCES CEO TRANSITION EXHIBIT 99.1 RIVERVIEW FINANCIAL CORPORATION ANNOUNCES CEO TRANSITION Appoints Brett D. Fulk Chief Executive Officer Harrisburg, PA – January 2, 2019 /PRNEWSWIRE/ Riverview Financial Corporation (“Riverview Financial”) (NASDAQ: RIVE) the holding company of Riverview Bank, announced today that Kirk D. Fox has resigned as Chief Executive Officer and Director of Riverview Financial and Riverview Bank
January 2, 2019	EX-10.1	Separation Agreement and Release for Kirk D. Fox, dated January 2, 2019 (Incorporated by reference to Exhibit 10.1 of Riverview’s Current Report on Form 8-K as filed with the Securities and Exchange Commission on January 2, 2019.) EXHIBIT 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is made and entered into as of January 2, 2019 by and among Riverview Financial Corporation (the “Company”), Riverview Bank (the “Bank,” and together with the Company, “Riverview”), and Kirk D. Fox (“Executive”). WHEREAS, Executive is employed by Riverview as Chief Executive Officer and is a party to
January 2, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 2, 2019 Riverview Financial Corporation (Exact name of the registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporat
December 27, 2018	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 20, 2018 (Date of earliest event reported) RIVERVIEW FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpor
December 27, 2018	EX-16	Letter dated December 21, 2018 furnished by DHG LLP EX-16 Exhibit 16 December 21, 2018 Securities and Exchange Commission 100 F Street, N.
November 9, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE FOURTH QUARTER OF 2018 EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE FOURTH QUARTER OF 2018 HARRISBURG, PA, November 9, 2018 / PRNewswire / On November 8, 2018, the Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) declared a cash dividend of $0.10 per share for the fourth quarter of 2018. The dividend is payable December 31, 2018 to sharehol
November 9, 2018	8-K	Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpora
November 8, 2018	10-Q	RIVE / Riverview Financial Corp. FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2018 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 001-38627 (Commission File
October 18, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of inco
October 18, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER 2018 FINANCIAL RESULTS EX-99.1 NEWS RELEASE Exhibit 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER 2018 FINANCIAL RESULTS HARRISBURG, PA, October 18, 2018 / PRNEWSWIRE / Riverview Financial Corporation (“Riverview”) (NASDAQ: RIVE), today reported unaudited financial results at and for the three and nine months ended September 30, 2018. Riverview, which completed a merger with CBT Financial Corp. (“CBT”) on O
October 1, 2018	EX-3.(II)	Amended and Restated Bylaws of Riverview Financial Corporation EX-3.(II) 2 d612569dex3ii.htm EX-3.(II) EXHIBIT 3(ii) AMENDED AND RESTATED BYLAWS OF RIVERVIEW FINANCIAL CORPORATION ARTICLE 1. CORPORATION OFFICE Section 1.1 The registered office of the Corporation shall be at 3901 North Front Street, Harrisburg, Pennsylvania 17110. The principal place of business of the Corporation may be, but need not be, the same as the registered office. The address of the r
October 1, 2018	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorpo
August 24, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE THIRD QUARTER OF 2018 EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE THIRD QUARTER OF 2018 HARRISBURG, PA, August 24, 2018 / PRNewswire / On August 23, 2018, the Board of Directors of Riverview Financial Corporation (NASDAQ: RIVE) declared a cash dividend of $0.10 per share for the third quarter of 2018. The dividend is payable September 28, 2018 to shareholder
August 24, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incorporation)
August 10, 2018	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 001-38627 38-3917371 (State or other jurisdiction of incor
August 10, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION ANNOUCES LISTING ON THE NASDAQ STOCK MARKET LLC EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION ANNOUCES LISTING ON THE NASDAQ STOCK MARKET LLC HARRISBURG, PA, August 10, 2018 / PRNewswire / Riverview Financial Corporation, (the, “Company”) announced today that it has received approval from The Nasdaq Stock Market LLC to list its voting common shares for trading on the Nasdaq Global Market. The Company’s common stock will begi
August 9, 2018	8-A12B	Form 8-A Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 38-3917371 (State or other jurisdiction of incorporation or organization) (I.R.S. Emp
August 9, 2018	10-Q	RIVE / Riverview Financial Corp. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2018 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 333-201017 (Commission File Number) R
July 18, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER 2018 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER 2018 FINANCIAL RESULTS HARRISBURG, PA, July 18, 2018 / PRNEWSWIRE/ Riverview Financial Corporation (“Riverview”) (OTCQX: RIVE), today reported unaudited financial results at and for the three and six months ended June 30, 2018. Riverview, which completed a merger with CBT Financial Corp. (“CBT”) on October 1,
July 18, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d540800d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other j
July 2, 2018	EX-10.1	Confidential Separation Agreement and General Release EX-10.1 Exhibit 10.1 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (INCLUDING WAIVER OF CLAIMS UNDER THE AGE DISCRIMINATION IN EMPLOYMENT ACT OF 1967, AS AMENDED) This Confidential Separation Agreement and General Release (“Release Agreement”) is entered into on the first date set forth below by and among Michael J. Bibak (hereinafter referred to as “Executive”), Riverview Financial Corpor
July 2, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorpo
July 2, 2018	EX-10.2	Confidential Separation Agreement and General Release of Michael J. Bibak, dated June 29, 2018 (Incorporated by reference to Exhibit 10.2 to Registrant’s Current Report on Form 8-K as filed with the Securities and Exchange Commission on July 2, 2018.) EX-10.2 Exhibit 10.2 June 29, 2018 Michael J. Bibak 687 Christians Drive Harrisburg, PA 17112 Re: Notice of Non-Renewal of Executive Employment Agreement Dear Michael: This letter serves as Written Notice of the Corporation’s and Bank’s intention not to extend the term of your Executive Employment Agreement with the Bank and the Corporation, dated August 18, 2017, pursuant to Section 1.3(b) of tha
June 28, 2018	11-K	RIVE / Riverview Financial Corp. FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 333-201017 A. Full title of the plan and address of
June 18, 2018	EX-99.1	FORWARD-LOOKING STATEMENTS: We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting River EX-99.1 Annual Shareholder Meeting 2018 June 14, 2018 Exhibit 99.1 FORWARD-LOOKING STATEMENTS: We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting Riverview Financial Corporation or its subsidiaries (collectively, the “Company” or “we”
June 18, 2018	8-K	Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorp
May 30, 2018	EX-3.1	Bylaws of Riverview Financial Corporation (incorporated by reference to Exhibit 3.1 to Registrant’s Current Report on Form 8-K as filed with the Securities and Exchange Commission on May 30, 2018) EX-3.1 EXHIBIT 3.1 AMENDED AND RESTATED BYLAWS OF RIVERVIEW FINANCIAL CORPORATION ARTICLE 1. CORPORATION OFFICE Section 1.1 The registered office of the Corporation shall be at 3901 North Front Street, Harrisburg, Pennsylvania 17110. The principal place of business of the Corporation may be, but need not be, the same as the registered office. The address of the registered office may be changed fro
May 30, 2018	8-K	RIVE / Riverview Financial Corp. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorpo
May 29, 2018	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorpo
May 29, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE SECOND QUARTER OF 2018 EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE SECOND QUARTER OF 2018 HARRISBURG, PA, May 25, 2018 / PRNewswire / The Board of Directors of Riverview Financial Corporation (OTCQX: RIVE) declared a cash dividend of $0.10 per share for the second quarter of 2018 on May 24, 2018. The dividend is payable June 29, 2018 to shareholders of record
May 11, 2018	10-Q	RIVE / Riverview Financial Corp. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2018 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 333-201017 (Commission File Number)
April 26, 2018	DEF 14A	RIVE / Riverview Financial Corp. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 1
April 13, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incor
April 13, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER 2018 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS FIRST QUARTER 2018 FINANCIAL RESULTS HARRISBURG, PA, April 12, 2018 / PRNEWSWIRE/ Riverview Financial Corporation (“Riverview”) (OTCQX: RIVE), today reported unaudited financial results at and for the three months ended March 31, 2018. Riverview, which completed a merger with CBT Financial Corp. (“CBT”) on October 1, 2017, r
March 23, 2018	EX-3.1(I)	Amended and Restated Articles of Incorporation of Riverview Financial Corporation (Incorporated by reference to Exhibit 3.1(i) of Riverview’s Annual Report on Form 10-K for the year ended December 31, 2017 filed on March 23, 2018.) EX-3.1(I) Exhibit 3.1(i) AMENDED AND RESTATED ARTICLES OF INCORPORATION Incorporation-For Profit (15 Pa.C.S.) Business-stock (§ 1306) 1. The name of the corporation is Riverview Financial Corporation (the “Corporation”). 2. The address of the Corporation’s current registered office in this Commonwealth is 3rd and Market Streets, P.O. Box A, Halifax, Dauphin County, Pennsylvania 17032. 3. The Corpo
March 23, 2018	10-K	RIVE / Riverview Financial Corp. 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 23, 2018	EX-21.1	Subsidiaries of Registrant. EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Incorporation Riverview Bank Pennsylvania E-1
March 14, 2018	8-K	RIVE / Riverview Financial Corp. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incor
March 14, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS NOTIFICATION RELATED TO FIRST QUARTER 2018 DIVIDEND EX-99.1 EXHIBIT 99.1 RIVERVIEW FINANCIAL CORPORATION REPORTS NOTIFICATION RELATED TO FIRST QUARTER 2018 DIVIDEND HARRISBURG, PA, March 14, 2018 / The Board of Directors of Riverview Financial Corporation (“Riverview”) (OTCQX: RIVE), today announced the suspension of the payment of its first quarter 2018 dividend in order to conserve capital as a result of recognizing certain material nonrecurring
March 12, 2018	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS 2017 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS 2017 FINANCIAL RESULTS HARRISBURG, PA, March 9, 2018 / PR Newswire / Riverview Financial Corporation (“Riverview”) (OTCQX: RIVE), today reported unaudited financial results at and for the three months and year ended December 31, 2017. Riverview, which completed an acquisition of CBT Financial Corp. (“CBT”) on October 1, 2017
March 12, 2018	8-K	RIVE / Riverview Financial Corp. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorp
February 23, 2018	8-K/A	Current Report 8-K/A 1 d510862d8ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A AMENDED CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (St
January 29, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorporatio
December 15, 2017	8-K/A	RIVE / Riverview Financial Corp. FORM 8-K/A (Current Report) Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amended Current report filing) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-391737
December 15, 2017	EX-99.4	Valuation Techniques EX-99.4 EXHIBIT 99.4 CBT Financial Corp CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Dollars in thousands, except share data) September 30, 2017 December 31, 2016 Assets: Cash and due from banks $ 2,071 $ 2,465 Interest-bearing deposits in other banks 29,951 3,350 Securities available-for-sale 43,869 56,003 Loans 394,817 386,280 Less: allowance for loan losses 2,779 3,617 Net loans 392,038 382,663 Pre
December 15, 2017	EX-99.5	UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION (Dollars in thousands, except per share data) EX-99.5 EXHIBIT 99.5 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION (Dollars in thousands, except per share data) The following unaudited pro forma combined balance sheet as of September 30, 2017 and income statements for September 30, 2017 and December 31, 2016 illustrate the effect of the proposed Merger. As required by FASB ASC Topic 805-Business Combinations, we have used the acquisition m
December 4, 2017	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE FOURTH QUARTER OF 2017 EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE FOURTH QUARTER OF 2017 HARRISBURG, PA, December 4, 2017 / PRNewswire / The Board of Directors of Riverview Financial Corporation (OTCQX: RIVE) declared a cash dividend of $0.1375 per share for the fourth quarter of 2017 on November 30, 2017. The dividend is payable December 29, 2017 to shareho
December 4, 2017	8-K	RIVE / Riverview Financial Corp. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of in
November 14, 2017	10-Q	Unaudited interim financial statements of Riverview as of September 30, 2017 and for the nine months ended September 30, 2017 and 2016 (incorporated by reference to Riverviews Form 10-Q, filed on November 14, 2017). 10-Q 1 d484505d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2017 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 333-
October 30, 2017	EX-99.1	2017 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN EX-99.1 Exhibit 99.1 2017 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN This 2017 Supplemental Executive Retirement Plan (the ?Agreement?) by and between Riverview Bank, located in Marysville, Pennsylvania (the ?Employer?), and Kirk Fox (the ?Executive?), made this 25th day of October, 2017, formalizes the agreements and understanding between the Employer and the Executive. WITNESSETH: WHEREAS, the Execu
October 30, 2017	8-K	Riverview Financial FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of inc
October 24, 2017	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER 2017 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS THIRD QUARTER 2017 FINANCIAL RESULTS HARRISBURG, PA, October 23, 2017 / PR Newswire / Riverview Financial Corporation (?Riverview?) (OTCQX: RIVE), the financial holding company for Riverview Bank, today reported unaudited financial results at and for the three and nine months ended September 30, 2017. Riverview reported net
October 24, 2017	8-K	Riverview Financial FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of inc
October 3, 2017	EX-99.2	Riverview Financial Corporation Appoints Director EX-99.2 Exhibit 99.2 Riverview Financial Corporation Appoints Director Harrisburg, PA, October 2, 2017/PRNewswire/- The Board of Directors of Riverview Financial Corporation and Riverview Bank are pleased to announce the appointment of Maureen M. Gathagan as a Director of both the Corporation and Bank Boards. Ms. Gathagan is a veteran business professional with more than twenty years of diverse ma
October 3, 2017	EX-99.1	Riverview Financial Corporation Completes Transaction with CBT Financial Corp. EX-99.1 Exhibit 99.1 Riverview Financial Corporation Completes Transaction with CBT Financial Corp. HARRISBURG, PA ? October 2, 2017 ? PR Newswire ? Riverview Financial Corporation (?Riverview?) (OTCQX: RIVE) headquartered in Harrisburg, Pennsylvania today announced the completion of its merger with CBT Financial Corp. (?CBT?) (OTC PINK: CBTC), headquartered in Clearfield, Pennsylvania, on October
October 3, 2017	8-K	Riverview Financial FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of inco
October 3, 2017	EX-3.II	Amended and Restated Bylaws of Riverview Financial Corporation EX-3.ii Exhibit 3(ii) AMENDED AND RESTATED BYLAWS OF RIVERVIEW FINANCIAL CORPORATION ARTICLE 1. CORPORATION OFFICE Section 1.1 The Corporation shall have and continuously maintain in Pennsylvania a registered office. The initial registered office shall be at 3rd and Market Streets, Halifax, Pennsylvania. The principal place of business of the Corporation may be, but need not be, the same as the re
October 3, 2017	EX-10.1	Michael J. Bibak Employment Agreement EX-10.1 3 d450492dex101.htm EX-10.1 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”), effective as of the day of , 2017 (“Effective Date”), by and among Riverview Financial Corporation (the “Corporation”), with offices at 3901 N. Front Street, Harrisburg, PA 17110, Riverview Bank (the “Bank”), with offices at 200 Front Street, PO Box B, Marysville, Pennsylvania,
September 19, 2017	425	Riverview Financial 425 (Prospectus) 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended Filer: Riverview Financial Corporation Subject Company: Riverview Financial Corporation and CBT Financial Corp.
August 17, 2017	8-K	Riverview Financial FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of inco
August 17, 2017	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE THIRD QUARTER OF 2017 EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE THIRD QUARTER OF 2017 HARRISBURG, PA, August 17, 2017 /PRNewswire/ ?The Board of Directors of Riverview Financial Corporation (OTCQX: RIVE) declared a cash dividend of $0.1375 per share for the third quarter of 2017 on August 16, 2017. The dividend is payable September 29, 2017 to shareholders
August 3, 2017	10-Q	RIVE / Riverview Financial Corp. FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2017 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from 333-201017 (Commission File Numb
July 28, 2017	COVER	[RIVERVIEW FINANCIAL LETTERHEAD] July 28, 2017 Acceleration Request [RIVERVIEW FINANCIAL LETTERHEAD] July 28, 2017 Via Edgar Securities and Exchange Commission 450 Fifth Street, N.
July 28, 2017	S-4/A	Agreement and Plan of Merger, dated as of April 19, 2017, between Riverview Financial Corporation and CBT Financial Corp. (included as Annex A of the Proxy statement/Prospectus contained in Amendment No. 1 Registration Statement on Form S-4 filed July 28, 2017 (Registration No. 333-219062). Amendment No. 1 to Form S-4 Table of Contents Registration Statement No. 333-219062 Filed July 28, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Pre-Effective Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation (Exact name of Registrant as specified in its charter) Pennsylvania 6022 38-3917371 (State or
July 28, 2017	EX-99.1	REVOCABLE PROXY CBT FINANCIAL CORP. SPECIAL MEETING OF SHAREHOLDERS September 27, 2017 Exhibit 99.1 REVOCABLE PROXY CBT FINANCIAL CORP. SPECIAL MEETING OF SHAREHOLDERS September 27, 2017 The undersigned hereby appoints the official proxy committee, consisting of the CBT Financial Corp. (the ?Company?) Board of Directors (the ?Board?), with full powers of substitution, to act as attorneys and proxies for the undersigned to vote all shares of common stock of the Company that the under
July 20, 2017	EX-99.1	RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER 2017 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 NEWS RELEASE RIVERVIEW FINANCIAL CORPORATION REPORTS SECOND QUARTER 2017 FINANCIAL RESULTS HARRISBURG, PA, July 20, 2017 / GLOBE NEWSWIRE / Riverview Financial Corporation (?Riverview?) (OTCQX: RIVE), the financial holding company for Riverview Bank, today reported unaudited financial results at and for the three and six months ended June 30, 2017. Riverview reported net incom
July 20, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d421563d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other j
June 29, 2017	EX-99.3	Consent to Serve as Director Exhibit 99.3 Consent to Serve as Director Riverview Financial Corporation is filing a Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?) in connection with the registration of shares of Riverview Financial Corporation to be issued to shareholders of CBT Financial Corp. in
June 29, 2017	EX-99.6	Consent to Serve as Director Exhibit 99.6 Consent to Serve as Director Riverview Financial Corporation is filing a Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?) in connection with the registration of shares of Riverview Financial Corporation to be issued to shareholders of CBT Financial Corp. in
June 29, 2017	EX-10.3	First Amendment to Second Amended and Restated Executive Employment Agreement of Kirk D. Fox adopted January 14, 2014 (Incorporated by reference to Exhibit 10.3 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.3 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED EXECUITVE EMPLOYMENT AGREEMENT THIS AMENDMENT (the ?Amendment?) is adopted January 14, 2014, between and among Riverview Financial Corporation (the ?Corporation?), Riverview Bank, (the ?Bank?), and Kirk D. Fox (the ?Executive?). The Corporation, the Bank and the Executive are party to an Executive Employment Agreement dated November 16, 2
June 29, 2017	EX-10.23	Amended and Restated Deferred Compensation Agreement of Robert Garst, dated June 22, 2015 (Incorporated by reference to Exhibit 10.23 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.23 AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS DEFERRED COMPENSATION AGREEMENT (this ?Agreement?), adopted this 22nd day of JUNE, 2015, by and between Riverview Bank, located in Marysville, Pennsylvania (hereinafter referred to as the ?Employer?), and Robert Garst (hereinafter referred to as the ?Executive?), formalizes the agreements and understanding between the Employer
June 29, 2017	EX-99.5	Consent to Serve as Director Exhibit 99.5 Consent to Serve as Director Riverview Financial Corporation is filing a Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?) in connection with the registration of shares of Riverview Financial Corporation to be issued to shareholders of CBT Financial Corp. in
June 29, 2017	EX-99.1	REVOCABLE PROXY CBT FINANCIAL CORP. SPECIAL MEETING OF SHAREHOLDERS [Meeting Date] Exhibit 99.1 REVOCABLE PROXY CBT FINANCIAL CORP. SPECIAL MEETING OF SHAREHOLDERS [Meeting Date] The undersigned hereby appoints the official proxy committee, consisting of the CBT Financial Corp. (the ?Company?) Board of Directors (the ?Board?), with full powers of substitution, to act as attorneys and proxies for the undersigned to vote all shares of common stock of the Company that the undersign
June 29, 2017	EX-21.1	SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Incorporation Riverview Bank Pennsylvania EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Incorporation Riverview Bank Pennsylvania
June 29, 2017	EX-10.15	First Amendment to Executive Employment Agreement of Brett D. Fulk adopted January 9, 2014 (Incorporated by reference to Exhibit 10.15 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.15 FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDMENT (the ?Amendment?) is adopted January 9, 2014, between and among Riverview Financial Corporation (the ?Corporation?), Riverview Bank, (the ?Bank?), and Brett D. Fulk (the ?Executive?). The Corporation, the Bank and the Executive are party to an Executive Employment Agreement dated January 4, 2012 (the ?Agreement?). The p
June 29, 2017	EX-10.12	Executive Deferred Compensation Agreement #2 of Kirk D. Fox adopted December 24, 2015 (Incorporated by reference to Exhibit 10.12 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.12 EXECUTIVE DEFERRED COMPENSATION AGREEMENT #2 THIS EXECUTIVE DEFERRED COMPENSATION AGREEMENT #2 (this ?Agreement?), adopted this 24th day of December, 2015, by and between Riverview Bank, located in Marysville, Pennsylvania (the ?Employer?), and Kirk Fox (the ?Executive?), formalizes the agreements and understanding between the Employer and the Executive. The Employer is the wholly ow
June 29, 2017	EX-10.35	Brett Fulk Waiver (Incorporated by reference to Exhibit 10.35 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.35 WAIVER This Waiver, effective as of the Effective Time (as such term is defined in that certain Agreement and Plan of Merger by and between Riverview Financial Corp. (?Riverview?) and CBT Financial Corp. (?CBT?) dated April 19, 2017 (the ?Merger Agreement?)), is executed by the undersigned, being a director and/or an employee (the ?Undersigned?) of Riverview and/or Riverview Bank, a
June 29, 2017	EX-10.34	Kirk Fox Waiver (Incorporated by reference to Exhibit 10.34 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.34 WAIVER This Waiver, effective as of the Effective Time (as such term is defined in that certain Agreement and Plan of Merger by and between Riverview Financial Corp. (?Riverview?) and CBT Financial Corp. (?CBT?) dated April 19, 2017 (the ?Merger Agreement?)), is executed by the undersigned, being a director and/or an employee (the ?Undersigned?) of Riverview and/or Riverview Bank, a
June 29, 2017	EX-10.6	Amendment to Supplemental Executive Retirement Plan Agreement of Kirk D. Fox, dated June 18, 2008 (Incorporated by reference to Exhibit 10.6 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.6 AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT FOR KIRK D. FOX This Amendment to the Supplemental Executive Retirement Plan Agreement for Kirk D. Fox entered into between Kirk D. Fox (?Fox?) and Halifax National Bank (?Bank?) dated March 29, 2007 is made this 18th day of June, 2008. WHEREAS, Bank and Fox entered into a Supplemental Executive Retirement Agreement dated M
June 29, 2017	EX-99.7	Consent to Serve as Director Exhibit 99.7 Consent to Serve as Director Riverview Financial Corporation is filing a Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?) in connection with the registration of shares of Riverview Financial Corporation to be issued to shareholders of CBT Financial Corp. in
June 29, 2017	S-4	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-4 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 Riverview Financial Corporation (Exact name of Registrant as specified in its charter) Pennsylvania 6022 38-3917371 (St S-4 Table of Contents Registration Statement No. 333- Filed June 29, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Riverview Financial Corporation (Exact name of Registrant as specified in its charter) Pennsylvania 6022 38-3917371 (State or other jurisdiction of incorporation or organization) (Primary S
June 29, 2017	EX-99.9	Consent to Serve as Director Exhibit 99.9 Consent to Serve as Director Riverview Financial Corporation is filing a Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?) in connection with the registration of shares of Riverview Financial Corporation to be issued to shareholders of CBT Financial Corp. in
June 29, 2017	EX-99.8	Consent to Serve as Director Exhibit 99.8 Consent to Serve as Director Riverview Financial Corporation is filing a Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?) in connection with the registration of shares of Riverview Financial Corporation to be issued to shareholders of CBT Financial Corp. in
June 29, 2017	EX-10.13	Third Amendment to the Riverview National Bank Executive Deferred Compensation Agreement dated June 30, 2010 for Kirk D. Fox, entered into December 24, 2015 (Incorporated by reference to Exhibit 10.13 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.13 THIRD AMENDMENT TO THE RIVERVIEW NATIONAL BANK EXECUTIVE DEFERRED COMPENSATION AGREEMENT DATED JUNE 30, 2010 FOR KIRK FOX THIS THIRD AMENDMENT is entered into this 24th day of December, 2015, by and between Riverview National Bank, located in Marysville, Pennsylvania (the ?Bank?), and Kirk Fox (the ?Executive?). The Bank and the Executive are parties to an Executive Deferred Compensa
June 29, 2017	COVER	June 29, 2017 126 East King Street Lancaster, Pennsylvania 17602 Tel (717) 299-5201 Fax (717) 291-4660 www.
June 29, 2017	EX-10.11	Amended and Restated Executive Deferred Compensation Agreement of Kirk D. Fox, adopted January 14, 2014 (Incorporated by reference to Exhibit 10.11 of Riverview’s Registration Statement on Form S-4 filed on June 29, 2017.) Exhibit 10.11 AMENDED AND RESTATED EXECUTIVE DEFERRED COMPENSATION AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE DEFERRED COMPENSATION AGREEMENT (this ?Agreement?), adopted this 14th day of January, 2014, by and between by and between Riverview Bank, located in Marysville, Pennsylvania (hereinafter referred to as the ?Employer?), and Kirk Fox (hereinafter referred to as the ?Executive?), formalize
June 29, 2017	EX-99.4	Consent to Serve as Director Exhibit 99.4 Consent to Serve as Director Riverview Financial Corporation is filing a Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?) in connection with the registration of shares of Riverview Financial Corporation to be issued to shareholders of CBT Financial Corp. in
June 28, 2017	11-K	Riverview Financial 11-K 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ? ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to .
June 22, 2017	8-K	Riverview Financial FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorp
June 22, 2017	EX-99.1	Annual Shareholder Meeting June 21, 2017 EX-99.1 Exhibit 99.1 Annual Shareholder Meeting June 21, 2017 FORWARD-LOOKING STATEMENTS: We make statements in this presentation, and we may from time to time make other statements, regarding our outlook or expectations for future financial or operating results and/or other matters regarding or affecting Riverview Financial Corporation or its subsidiaries (collectively, the ?Company? or ?we?) tha
May 19, 2017	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2017 Riverview Financial Corporation (Exact name of registrant as specified in its charter) Pennsylvania 333-201017 38-3917371 (State or other jurisdiction of incorpo
May 19, 2017	EX-99.1	RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE SECOND QUARTER OF 2017 EX-99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE RIVERVIEW FINANCIAL CORPORATION DECLARES CASH DIVIDEND FOR THE SECOND QUARTER OF 2017 HARRISBURG, PA, May 18, 2017 ? The Board of Directors of Riverview Financial Corporation (OTCQX: RIVE) declared a dividend of $0.1375 per share for the second quarter of 2017 on May 17, 2017. The dividend is payable June 30, 2017 to shareholders of record June 2, 2017. K

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