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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Redwood Scientific Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 8, 2023 |
REDWOOD SCIENTIFIC TECHNOLOGIES, INC. 418 Broadway, Suite 4872, Albany, NY, 12207 REDWOOD SCIENTIFIC TECHNOLOGIES, INC. 418 Broadway, Suite 4872, Albany, NY, 12207 September 8, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Redwood Scientific Technologies, Inc. Request for Withdrawal of Registration Statement on Form 10-12G (File No. 000-56560) Ladies and Gentlemen: Redwood Scientific Technologies, I |
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| August 23, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 REDWOOD SCIENTIFIC TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 47-3165559 (State or other jurisdiction of incorporation or registration) (I.R.S. Employer Ide |
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| August 23, 2023 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made as of May 1, 2023 (the “Effective Date”) between Redwood Scientific Technologies, Inc. a Delaware company (the “Company”), and David Duncan (the “Employee”). The Company and the Employee are sometimes hereinafter referred to individually as a “Party” and together as “Parties.” 1. Employment; Term. The Company ag |
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| July 12, 2023 |
Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March , 2023, by and among Redwood Scientific Technologies, Inc., a Delaware Corporation (“RSTI” or the “Seller”) and the purchasers identified on the signature pages hereto (each, an “Initial Purchaser” and, including their respective successors and permitted assigns, a “Purchaser”). WHE |
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| July 12, 2023 |
Exhibit 3.1(i)(a) State of Delaware Secretary of State Division of Corporations Delivered 01:35 PM 01/05/2018 FILED 01:35 PM 01/05/2018 SR 20180086721 - File Number 2109707 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREENWAY DESIGN GROUP, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Greenway Design Group, Inc., a corporation organized an |
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| July 12, 2023 |
Exhibit 3.1(i)(b) Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF CORRECTION OF “REDWOOD SCIENTIFIC TECHNOLOGIES, INC.”, FILED IN THIS OFFICE ON THE TWENTY-FIFTH DAY OF APRIL, A.D. 2023, AT 2:25 O`CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF T |
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| July 12, 2023 |
WARRANT TO PURCHASE SHARES OF COMMON STOCK REDWOOD SCIENTIFIC TECHNOLOGIES, INC. Exhibit 4.2 WARRANT NO. [] NONE OF THIS SECURITY OR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, NONE OF THEM MAY BE OFFERED OR SOLD EXCEPT PURSUANT |
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| July 12, 2023 |
BYLAWS OF REDWOOD SCIENTIFIC TECHNOLOGIES, INC. Article I. Meetings of Shareholders Exhibit 3.1(ii) BYLAWS OF REDWOOD SCIENTIFIC TECHNOLOGIES, INC. Article I. Meetings of Shareholders Section 1. Annual Meeting. The annual meeting of shareholders of Redwood Scientific Technologies, Inc. (the “Company”) shall be held at the time and place designated by the Board of Directors of the Company. Business transacted at the annual meeting shall include the election of directors of the Com |
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| July 12, 2023 |
Exhibit 10.2 TRADEMARK LICENSE AGREEMENT This Trademark License Agreement (this “Agreement”), dated as of June 7, 2023 (the “Effective Date”), is made by and between Inteli Property LLC, a Wyoming limited liability company, with an address at P.O. Box 9670, Jackson, Wyoming 83002 (“Inteli”), and Redwood Scientific Technologies, Inc., a Delaware corporation, with an address at 9007 Arrow Route, Sui |
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| July 12, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 REDWOOD SCIENTIFIC TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 47-3165559 (State or other jurisdiction of incorporation or registration) (I.R.S. Employer Identification No.) 41 |
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| June 27, 2023 |
REDWOOD SCIENTIFIC TECHNOLOGIES, INC. 9007 Arrow Route, Suite 290 Rancho Cucamonga, CA 91730 REDWOOD SCIENTIFIC TECHNOLOGIES, INC. 9007 Arrow Route, Suite 290 Rancho Cucamonga, CA 91730 June 27, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Redwood Scientific Technologies, Inc. Request for Withdrawal of Registration Statement on Form 10-12G (File No. 000-56560) Ladies and Gentlemen: Redwood Scientific Technolo |
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| June 13, 2023 |
Exhibit 3.1(i)(a) State of Delaware Secretary of State Division of Corporations Delivered 01:35 PM 01/05/2018 FILED 01:35 PM 01/05/2018 SR 20180086721 - File Number 2109707 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREENWAY DESIGN GROUP, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Greenway Design Group, Inc., a corporation organized an |
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| June 13, 2023 |
WARRANT TO PURCHASE SHARES OF COMMON STOCK REDWOOD SCIENTIFIC TECHNOLOGIES, INC. Exhibit 4.2 WARRANT NO. [] NONE OF THIS SECURITY OR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, NONE OF THEM MAY BE OFFERED OR SOLD EXCEPT PURSUANT |
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| June 13, 2023 |
BYLAWS OF REDWOOD SCIENTIFIC TECHNOLOGIES, INC. Article I. Meetings of Shareholders Exhibit 3.1(ii) BYLAWS OF REDWOOD SCIENTIFIC TECHNOLOGIES, INC. Article I. Meetings of Shareholders Section 1. Annual Meeting. The annual meeting of shareholders of Redwood Scientific Technologies, Inc. (the “Company”) shall be held at the time and place designated by the Board of Directors of the Company. Business transacted at the annual meeting shall include the election of directors of the Com |
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| June 13, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 REDWOOD SCIENTIFIC TECHNOLOGIES, INC. (Exact name of registrant as specified in charter) Delaware 47-3165559 (State or other jurisdiction of incorporation or registration) (I.R.S. Employer Identification No.) 90 |
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| June 13, 2023 |
Exhibit 10.2 TRADEMARK LICENSE AGREEMENT This Trademark License Agreement (this “Agreement”), dated as of June 7, 2023 (the “Effective Date”), is made by and between Inteli Property LLC, a Wyoming limited liability company, with an address at P.O. Box 9670, Jackson, Wyoming 83002 (“Inteli”), and Redwood Scientific Technologies, Inc., a Delaware corporation, with an address at 9007 Arrow Route, Sui |
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| June 13, 2023 |
Exhibit 3.1(i)(b) Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF CORRECTION OF “REDWOOD SCIENTIFIC TECHNOLOGIES, INC.”, FILED IN THIS OFFICE ON THE TWENTY-FIFTH DAY OF APRIL, A.D. 2023, AT 2:25 O`CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF T |
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| June 13, 2023 |
Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March , 2023, by and among Redwood Scientific Technologies, Inc., a Delaware Corporation (“RSTI” or the “Seller”) and the purchasers identified on the signature pages hereto (each, an “Initial Purchaser” and, including their respective successors and permitted assigns, a “Purchaser”). WHE |
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| February 12, 2016 |
EX-10.10 14 fs12016ex10xredwood.htm EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND JACQUES POUJADE Exhibit 10.10 Employment Agreement This EMPLOYMENT AGREEMENT ("Agreement") dated effective as of January 1st, 2015 (the "Effective Date"), is between Redwood Scientific Technologies, Inc., a Nevada Corporation (the "Company"), and Jacques Poujade ("Executive"). WITNESSETH WHEREAS, the Company desires t |
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| February 12, 2016 |
EX-10.1 5 fs12016ex10iredwood.htm UNIT PURCHASE AGREEMENT Exhibit 10.1 Exhibit A To the Offering Memorandum NEITHER THE UNITS NOR THE UNDERLYING COMMON SHARES OR WARRANTS HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). NEITHER THE COMMON STOCK NOR THE WARRANTS MAY BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATIO |
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| February 12, 2016 |
Exhibit 10.7 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February 3, 2015 by and among Redwood Scientific Technologies, Inc., a Nevada corporation (the “Company”), and the purchasers listed on Schedule I hereto (the “Purchasers”). This Agreement is being entered into pursuant to the Secured Convertible Note Purchase Agreement d |
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| February 12, 2016 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of [ ], 2015 by and among Redwood Scientific Technologies, Inc., a Nevada corporation (the “Company”), and the purchasers listed on Schedule I hereto (the “Purchasers”). This Agreement is being entered into pursuant to the Unit Purchase Agreement dated as of the date hereof |
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| February 12, 2016 |
EX-10.9 13 fs12016ex10ixredwood.htm EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND JASON CARDIFF Exhibit 10.9 Employment Agreement This EMPLOYMENT AGREEMENT (“Agreement”) dated effective as of January 29, 2016 (the “Effective Date”), is between Redwood Scientific Technologies, Inc., a Nevada Corporation (the “Company”), and Jason E. Cardiff (“Executive”). WITNESSETH WHEREAS, the Company desires to e |
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| February 12, 2016 |
EX-10.2 6 fs12016ex10iiredwood.htm FORM OF WARRANT Exhibit 10.2 THE SECURITIES REPRESENTED HEREBY, INCLUDING THE SHARES ISSUABLE UPON EXERCISE HEREOF, HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS AND NEITHER THE SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT T |
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| February 12, 2016 |
ARTICLE III – AUTHORIZED STOCK Exhibit 3.1 ROSS MILLER Secretary of State 204 North Carson Street, Suite 4 Carson City, Nevada 89701-4520 Filed in the office of Document Number (775) 684-5708 /s/ Ross Miller 20140813327-81 Website: www.nvsos.gov Ross Miller Filing Date and Time Secretary of State 12/17/2014 3:43 PM State of Nevada Entity Number Articles of Incorporation E0631232014-0 (PURSUANT TO NRS CHAPTER 78) USE BLACK INK O |
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| February 12, 2016 |
As filed with the Securities and Exchange Commission on February 12, 2016 As filed with the Securities and Exchange Commission on February 12, 2016 Registration No. |
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| February 12, 2016 |
EX-10.6 10 fs12016ex10viredwood.htm FORM OF WARRANT FOR THE BRIDGE FINANCING Exhibit 10.6 THE SECURITIES REPRESENTED HEREBY, INCLUDING THE SHARES ISSUABLE UPON EXERCISE HEREOF, HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAWS AND NEITHER THE SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, TRANSFERRED, PLEDGED OR OTHERWISE DIS |
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| February 12, 2016 |
CORPORATE BYLAWS OF REDWOOD SCIENTIFIC TECHNOLOGIES, INC. A NEVADA CORPORATION Exhibit 3.2 CORPORATE BYLAWS OF REDWOOD SCIENTIFIC TECHNOLOGIES, INC. A NEVADA CORPORATION ARTICLE I. OFFICES SECTION 1. PRINCIPAL EXECUTIVE OFFICE. The principal executive office of the corporation shall be located at such place as the Board of Directors shall from time to time determine. SECTION 2. OTHER OFFICES. Other offices may at any time be established by the Board of Directors at any place |
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| February 12, 2016 |
REDWOOD SCIENTIFIC TECHNOLOGIES, INC. 10% SERIES A SECURED CONVERTIBLE NOTE DUE: _____________, 2016 Exhibit 10.5 NEITHER THE OFFER NOR SALE OF THE SECURITIES REPRESENTED BY THIS NOTE HAS BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, (THE “1933 ACT”). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE 1933 ACT, OR AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COU |
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| February 12, 2016 |
Exhibit 10.8 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this “Agreement”) is made as of February 3, 2015 (the “Funding Date”) by and among Redwood Scientific Technologies, Inc. a Nevada corporation (the "Company" or “Debtor”), Redwood Scientific Technologies, Inc. a California corporation (“Cali Corp” or together with the Company, the “Pledgors” and individually, “Pledgor”) and the Purchasers Lis |
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| February 12, 2016 |
Exhibit 14.1 CODE OF ETHICS Redwood Scientific Technologies Official policy of self-enrichment (arm’s length transactions) R.S.T. means Redwood Scientific Technologies S.R. means Strategic Relationship (P1A) It is the official policy that all Employees of R.S.T. are compensated thru the form of R.S.T. payroll and or given Stock options and or Stock in R.S.T. It is strictly prohibited to generate p |
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| February 12, 2016 |
REDWOOD SCIENTIFIC TECHNOLOGIES, INC. UNIT PURCHASE AGREEMENT Exhibit 10.1 Exhibit A NEITHER THE NOTES NOR THE UNDERLYING COMMON SHARES FOR THE NOTES OR WARRANTS HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). NEITHER THE NOTES NOR THE WARRANTS MAY BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT. INVESTMENT IN THE SECURITIES OFFERED HEREBY INVOLVES A HIGH DEGRE |
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| February 12, 2016 |
Exhibit 10.12 Employment Agreement This EMPLOYMENT AGREEMENT (“Agreement”) dated effective as of November 13, 2015 (the “Effective Date”), is between Redwood Scientific Technologies, Inc., a Nevada Corporation (the “Company”), and Stefan Galluppi (“Executive”). WITNESSETH WHEREAS, the Company desires to employ Executive as Chief Technology Officer (“CTO”) of the Company; WHEREAS, the Company and E |
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| February 12, 2016 |
EX-10.11 15 fs12016ex10xiredwood.htm EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND EUNJUNG CARDIFF Exhibit 10.11 Employment Agreement This EMPLOYMENT AGREEMENT (“Agreement”) dated effective as of January 29, 2016 (the “Effective Date”), is between Redwood Scientific Technologies, Inc., a Nevada Corporation (the “Company”), and Eunjung Cardiff (“Executive”). WITNESSETH WHEREAS, the Company desires t |
