Mga Batayang Estadistika
| CIK | 1272550 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to root9B Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650202 (CUSIP Number) March 30, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| March 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650202 (CUSIP Number) March 12, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650202 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| November 13, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File N |
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| November 13, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File N |
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| October 23, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 17, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File N |
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| October 18, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 13, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File N |
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| October 3, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 2, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No |
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| September 29, 2017 |
8-K 1 rtnb8k.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 28, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000- |
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| September 25, 2017 |
SECURED CONVERTIBLE DEMAND NOTE Blueprint Exhibit 10.1 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFA |
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| September 25, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 20, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No.) 20-0 |
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| September 19, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File |
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| September 11, 2017 |
SECURED CONVERTIBLE DEMAND NOTE Blueprint Exhibit 10.1 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFA |
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| September 11, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File |
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| September 1, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 29, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No |
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| August 30, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 29, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No |
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| August 22, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No |
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| August 22, 2017 |
root9b Holdings, Inc. Announces Incremental Funding and Status of Foreclosure EX-99.1 2 rtnbex991.htm PRESS RELEASE Exhibit 99.1 root9b Holdings, Inc. Announces Incremental Funding and Status of Foreclosure Colorado Springs, CO – August 22, 2017 - root9B Holdings, Inc. (Nasdaq: RTNB) (“RTNB” or the “Company”) today announced that the Company secured incremental funding of $500,000 to allow the Company to meet its payroll obligations and for certain other working capital pur |
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| August 18, 2017 |
root9B Holdings Announces Notice of Foreclosure Sale of its Assets; Updates Status of 10-Q Filing Blueprint Exhibit 99.2 root9B Holdings Announces Notice of Foreclosure Sale of its Assets; Updates Status of 10-Q Filing Colorado Springs, CO ? August 18, 2017 - root9B Holdings, Inc. (Nasdaq: RTNB) (?RTNB?) today announced that, as a result of its default on its secured indebtedness, it received a foreclosure notice from Centriole Reinsurance Company, Ltd., as agent for RTNB?s secured creditors ( |
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| August 18, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 16, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No |
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| August 18, 2017 |
NOTIFICATION OF DISPOSITION OF COLLATERAL Blueprint Exhibit 99.1 Craig K. Williams, Esq. SNELL & WILMER L.L.P. One Arizona Center 400 East Van Buren Phoenix, Arizona 85004-2202 Telephone: (602) 382-6331 Facsimile: (602) 382-6070 E-mail: [email protected] NOTIFICATION OF DISPOSITION OF COLLATERAL To: The parties listed on Schedule 1 attached hereto From: Centriole Reinsurance Company, Ltd., as Agent for the Secured Party 8328 E. Hartfor |
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| August 15, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-50502 CUSIP Number: 776650 202 NOTIFICATION OF LATE FILING (Check One): || Form 10-K || Form 20-F || Form 11-K |X| Form 10-Q || Form 10-D || Form N-SAR || Form N-CSR For Period Ended: June 30, 2017 || Transition Report on Form 10-K || Transition Report on Form 20-F || Transition Repor |
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| August 15, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 11, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 10, 2017 |
SECURED CONVERTIBLE PROMISSORY NOTE Blueprint Exhibit 10.2 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFA |
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| August 10, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No. |
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| August 10, 2017 |
Blueprint Exhibit 10.5 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMEN |
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| August 10, 2017 |
SECURED CONVERTIBLE PROMISSORY NOTE Blueprint Exhibit 10.4 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFA |
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| July 25, 2017 |
8-K 1 rtnb8k.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 19, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 |
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| July 17, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 17, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware(State or other jurisdiction of incorporation or organization) 000-50502(Commission File No.) 2 |
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| July 17, 2017 |
root9B Technologies PROXY STATEMENT Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 14, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 10, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No.) |
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| July 7, 2017 |
ROOT9B HOLDINGS, INC. AMENDMENT NO. 1 TO PROMISSORY NOTE Exhibit 10.7 ROOT9B HOLDINGS, INC. AMENDMENT NO. 1 TO PROMISSORY NOTE This Amendment No. 1 to the Promissory Note (this “Amendment”) is made and entered into effective as of February 8, 2017 (the “Effective Date”), by and among root9B Holdings, Inc., a Delaware corporation (the “Corporation”) and Joseph J. Grano, Jr. (the “Holder”). RECITALS WHEREAS, on February 8, 2017, the Corporation issued to |
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| July 7, 2017 |
206 E. Virginia Avenue Phoenix, AZ 85004 Exhibit 10.8 Agreement (this “Agreement”) dated as of June 30, 2017 (the “Effective Date”), by and between root9B Holdings, Inc., a Delaware Corporation (the “Company”) and Joseph J. Grano, Jr. (“Grano”). WHEREAS, the Board of Directors (the “Board”) of the Company have elected Grano the non-executive chairman of the Board; and WHEREAS, Grano has agreed to become the non-executive chairman of the |
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| July 7, 2017 |
SECURED CONVERTIBLE PROMISSORY NOTE EX-10.6 3 rtnbex106.htm THIRD FORM OF SECURED CONVERTIBLE PROMISSORY NOTE Exhibit 10.6 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STAT |
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| July 7, 2017 |
AMENDMENT NO. 3 TO SECURITIES PURCHASE AGREEMENT Exhibit 10.2 AMENDMENT NO. 3 TO SECURITIES PURCHASE AGREEMENT This Amendment No. 3 (this “Amendment”) to Securities Purchase Agreement dated as of September 9, 2016 (as amended, the “Agreement”) is made and entered into effective as of March 24, 2017 (the “Effective Date”), by and among root9B Holdings, Inc. (f/k/a root9B Technologies, Inc.), a Delaware corporation (the “Company”) and the purchase |
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| July 7, 2017 |
RTNB / root9B Technologies, Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 rtnb10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Nu |
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| July 3, 2017 |
root9B Technologies DEFINITIVE PROXY STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive P |
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| June 9, 2017 |
CONVERTIBLE PROMISSORY NOTE AMENDMENT EX-10.1 2 rtnbex101.htm FORM OF UNSECURED NOTE AMENDMENT Exhibit 10.1 CONVERTIBLE PROMISSORY NOTE AMENDMENT THIS CONVERTIBLE PROMISSORY NOTE AMENDMENT (this “Amendment”) is entered into as of May 21, 2017, by and between root9B Holdings, Inc., a Delaware corporation (formerly known as Premier Alliance Group, Inc.) (the “Company” or “Borrower”) and the various noteholders that participated in the C |
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| June 9, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware(State or other jurisdiction of incorporation or organization) 000-50502(Commission File No.) 20 |
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| June 9, 2017 |
ROOT9B HOLDINGS, INC. WAIVER OF FINANCIAL COVENANTS Effective May 1, 2017 Blueprint Exhibit 10.4 ROOT9B HOLDINGS, INC. WAIVER OF FINANCIAL COVENANTS Effective May 1, 2017 Whereas, root9B Holdings, Inc. (the ?Company?) has issued to the undersigned Holder a secured convertible promissory note (the ?Note?) pursuant the Securities Purchase Agreement, dated as of September 9, 2016, by and among the Company and the Purchasers identified therein; Whereas, Section 4(i) of the |
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| June 9, 2017 |
AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT Blueprint Exhibit 10.5 AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT This Amendment No. 1 (the ?Amendment?) to that certain Common Stock Purchase Warrant (the ?Warrant?) issued to the undersigned (the ?Registered Holder?) pursuant to that certain Amended and Restated Securities Purchase Agreement (as amended, the ?Agreement?) first dated as of March 10, 2016, by and among root9B Holdings, Inc. |
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| June 9, 2017 |
ROOT9B HOLDINGS, INC. WAIVER OF ANTI-DILUTION RIGHTS Effective May 21, 2017 Blueprint Exhibit 10.3 ROOT9B HOLDINGS, INC. WAIVER OF ANTI-DILUTION RIGHTS Effective May 21, 2017 Whereas, root9B Holdings, Inc. (the ?Company?) has approximately $1,600,000 in unsecured convertible promissory notes outstanding (as amended, the ?Notes?) that may be converted by the holders thereof into an aggregate of up to approximately 95,238 shares of Common Stock of the Company (?Shares?) and |
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| June 9, 2017 |
AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT Blueprint Exhibit 10.2 AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT This Amendment No. 1 (the ?Amendment?) to that certain Common Stock Purchase Warrant (the ?Warrant?) issued to the undersigned (the ?Registered Holder?) pursuant to that certain Securities Purchase Agreement (as amended, the ?Agreement?) first dated as of October 23, 2014, by and among root9B Holdings, Inc. (formerly known as |
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| June 6, 2017 |
Untitled Document Exhibit 99.1 |
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| June 6, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware(State or other jurisdiction of incorporation or organization) 000-50502(Commission File No.) 20 |
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| May 25, 2017 |
8-K 1 rtnb8k.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware(State or other jurisdiction of incorporation or organization) 000-50502(C |
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| May 25, 2017 |
root9B Holdings Partners with The Chertoff Group Blueprint Exhibit 99.2 root9B Holdings Partners with The Chertoff Group Retains Chertoff Capital to Raise Growth Capital General Michael Hayden Joins root9B Advisory Board Colorado Springs, CO ? May 25, 2017 - root9B Holdings, Inc. (Nasdaq: RTNB) ("RTNB") and The Chertoff Group have formed a multi-faceted strategic partnership to accelerate root9B's growth in cybersecurity, the companies announced |
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| May 25, 2017 |
root9B Holdings Reschedules Annual Meeting of Stockholders; Updates Status of 10-Q Filing Blueprint Exhibit 99.1 root9B Holdings Reschedules Annual Meeting of Stockholders; Updates Status of 10-Q Filing Colorado Springs, CO ? May 24, 2017 - root9B Holdings, Inc. (Nasdaq: RTNB) ("RTNB") today announced that its Board of Directors has rescheduled the 2017 annual meeting of stockholders originally scheduled for May 24, 2017. The annual meeting is now scheduled to take place on July 19, 20 |
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| May 16, 2017 |
root9B Technologies PRIMARY DOCUMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-50502 CUSIP Number: 776650 202 NOTIFICATION OF LATE FILING (Check One): || Form 10-K || Form 20-F || Form 11-K |X| Form 10-Q || Form 10-D || Form N-SAR || Form N-CSR For Period Ended: March 31, 2017 || Transition Report on Form 10-K || Transition Report on Form 20-F || Transition Repo |
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| May 4, 2017 |
Blueprint Exhibit 2.1 Execution Version PURCHASE AGREEMENT between IPSA INTERNATIONAL SERVICES, INC. AS SELLER and EXIGER CANADA, INC. AS BUYER and for limited purposes ROOT9B HOLDINGS, INC. AND EXIGER LLC DATED AS OF APRIL 30, 2017 TABLE OF CONTENTS ARTICLE I PURCHASE AND SALE 1 Section 1.01 Purchase and Sale 1 Section 1.02 Purchase Consideration for the Shares 2 Section 1.03 Closing 2 Section 1. |
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| May 4, 2017 |
Blueprint SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2017 root9B Holdings, Inc. (Exact name of Company as specified in Charter) Delaware(State or other jurisdiction of incorporation or organization) 000-50502(Commission File No.) |
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| May 4, 2017 |
root9B Holdings Sells IPSA's Investigative Due Diligence Practice EX-99.1 3 rtnbex991.htm PRESS RELEASE Exhibit 99.1 root9B Holdings Sells IPSA's Investigative Due Diligence Practice Colorado Springs, CO – May 1, 2017 - root9B Holdings, Inc. (Nasdaq: RTNB) ("RTNB") today announced that it has sold the Investigative Due Diligence Practice ("IDDP") of its wholly-owned subsidiary IPSA International Services, Inc. ("IPSA") to Exiger Canada, Inc. ("Exiger") for total |
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| May 1, 2017 |
root9B Technologies PROXY STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive P |
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| May 1, 2017 |
AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTE Blueprint Exhibit 4.19 AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTE This Amendment (the ?Amendment?) to that certain Secured Convertible Promissory Note (the ?Note?) issued to the undersign (the ?Holder?) pursuant to that certain Securities Purchase Agreement (the ?Agreement?), by and among root9B Holdings, Inc. (f/k/a root9B Technologies, Inc.), a Delaware corporation (the ?Company?) and the |
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| May 1, 2017 |
root9B Technologies FORM 10-K/A (Annual Report) 10-K/A 1 rtnb10ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| May 1, 2017 |
SECURED CONVERTIBLE PROMISSORY NOTE Blueprint Exhibit 4.18 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFA |
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| May 1, 2017 |
AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT Blueprint Exhibit 10.27 AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT This Amendment (this ?Amendment?) to the Securities Purchase Agreement dated as of September 9, 2016 (the ?Agreement?) is made and entered into effective as of December 22, 2016 (the ?Effective Date?), by and among root9B Holdings, Inc. (f/k/a root9B Technologies, Inc.), a Delaware corporation (the ?Company?) and the Purchase |
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| April 17, 2017 |
root9B Technologies ANNUAL REPORT (Annual Report) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50502 ROOT9B HOLDINGS |
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| April 17, 2017 |
Exhibit 21 Subsidiaries of the Registrant Exhibit 21 Subsidiaries of the Registrant Name State of Incorporation GreenHouse Holdings, Inc. |
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| April 13, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 7, 2017 root9B Holdings, Inc. |
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| April 6, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 31, 2017 root9B Holdings, Inc. |
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| March 31, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-50502 CUSIP Number: 776650 202 NOTIFICATION OF LATE FILING (Check One): |X| Form 10-K || Form 20-F || Form 11-K | | Form 10-Q || Form 10-D || Form N-SAR || Form N-CSR For Period Ended: December 31, 2016 || Transition Report on Form 10-K || Transition Report on Form 20-F || Transition |
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| March 24, 2017 |
ROOT9B HOLDINGS, INC. WAVIER OF ANTI-DILUTION RIGHTS Effective March 24, 2017 Blueprint Exhibit 10.9 ROOT9B HOLDINGS, INC. WAVIER OF ANTI-DILUTION RIGHTS Effective March 24, 2017 Whereas, root9B Holdings, Inc. (the ?Company?) is offering up to $10,000,000 in convertible promissory notes (as amended the Note Amendment (defined below), the ?Notes?) that may be converted by the holders thereof into an aggregate of up to approximately 1,000,000 shares of Common Stock of the Com |
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| March 24, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 24, 2017 root9B Holdings, Inc. |
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| March 24, 2017 |
AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT Blueprint Exhibit 10.6 AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT This Amendment No. 1 (the ?Amendment?) to that certain Common Stock Purchase Warrant (the ?Warrant?) issued to the undersigned (the ?Registered Holder?) pursuant to that certain Securities Purchase Agreement (as amended, the ?Agreement?), by and among root9B Holdings, Inc. (f/k/a root9B Technologies, Inc.), a Delaware corporat |
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| March 24, 2017 |
ROOT9B HOLDINGS, INC. A Delaware Corporation Blueprint Exhibit 10.7 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMEN |
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| March 24, 2017 |
AMENDMENT NO. 2 TO SECURED CONVERTIBLE PROMISSORY NOTE Blueprint Exhibit 10.8 AMENDMENT NO. 2 TO SECURED CONVERTIBLE PROMISSORY NOTE This Amendment No. 2 (the ?Amendment?) to that certain Secured Convertible Promissory Note (the ?Note?) issued to the undersigned (the ?Holder?) pursuant to that certain Securities Purchase Agreement dated as of September 9, 2016 (as amended, the ?Agreement?), by and among root9B Holdings, Inc. (f/k/a root9B Technologies |
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| February 13, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 8, 2017 root9B Holdings, Inc. |
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| February 13, 2017 |
EX-10.1 2 rtnbex101.htm PROMISSORY NOTE Exhibit 10.1 PROMISSORY NOTE $245,000 February 8, 2017 FOR VALUE RECEIVED, ROOT9B holdings, INC., a Delaware corporation (“Maker”), hereby promises to pay to the order of JOSEPH J. GRANO, JR. (“Payee”), the principal sum of Two Hundred Forty Five Thousand Dollars ($245,000) (the “Note”) on or before February 9, 2018 (the “Maturity Date”). 1. Interest. Intere |
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| January 26, 2017 |
AMENDMENT NO. 2 TO SECURITIES PURCHASE AGREEMENT Blueprint Exhibit 10.5 AMENDMENT NO. 2 TO SECURITIES PURCHASE AGREEMENT This Amendment (this ?Amendment?) to the Securities Purchase Agreement dated as of September 9, 2016 (the ?Agreement?) is made and entered into effective as of January 24, 2017 (the ?Effective Date?), by and among root9B Holdings, Inc. (f/k/a root9B Technologies, Inc.), a Delaware corporation (the ?Company?) and the Purchasers |
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| January 26, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 24, 2017 root9B Holdings, Inc. |
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| January 6, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 22, 2016 root9B Holdings, Inc. |
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| December 29, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 22, 2016 root9B Holdings, Inc. |
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| December 21, 2016 |
Financial Statements and Exhibits, Other Events Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 21, 2016 root9B Holdings, Inc. |
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| December 21, 2016 |
EX-99.1 2 rtnbex991.htm PRESS RELEASE Exhibit 99.1 root9B Holdings Announces Uplisting to Nasdaq Capital Market; Stock to Commence Trading on December 21, 2016 Colorado Springs, CO – December 21, 2016 – root9B Holdings, Inc. (NASDAQ:RTNB) (“Company”) today announced that its common stock has been approved for listing on the Nasdaq Capital Market, and will commence trading under the symbol “RTNB” a |
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| December 20, 2016 |
Blueprint Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the ?Agreement?) is entered into as of December 15, 2016, by and among Carlos Carrillo, an individual (?Purchaser?), Control Engineering, Inc., a Delaware corporation (?CEI?), and Greenhouse Holdings, Inc., a Nevada corporation (?Seller?). RECITALS: A. Seller owns all of the issued and outstanding capital stock of CEI ( |
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| December 20, 2016 |
Blueprint Exhibit 99.1 Dear Fellow Shareholder, Much has changed since our last letter, beginning most prominently with our new name: root9B Holdings, Inc. This new name reflects our commitment to re-focus our business to that of a pure-play cybersecurity company based on the operations of our wholly-owned subsidiary, root9B, LLC. We believe this is the best path forward to expand our operations a |
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| December 20, 2016 |
Blueprint Exhibit 99.2 root9B Holdings Announces Definitive Agreement for the Sale of CEI Subsidiary Company Announces Availability of Chairman?s Letter to Stockholders Colorado Springs, CO ? December 20, 2016 ? root9B Holdings, Inc. (OTCQB: RTNBD) (?Company?) today announced the signing of a definitive stock purchase agreement for the sale of its wholly-owned subsidiary Control Engineering, Inc. |
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| December 20, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 root9B Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 20-0443575 (State of incorporation) (I.R.S. Employer Identification No.) 102 N. Cascade Avenue, Suite |
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| December 20, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 15, 2016 root9B Holdings, Inc. |
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| December 6, 2016 |
Blueprint Exhibit 3.2 Second Amended and Restated Bylaws Of root9B Holdings, Inc., a Delaware corporation (Effective as of December 5, 2016) 1. OFFICES 1.1 Principal Office. The principal office for the transaction of the business of root9B Holdings, Inc. (the ?Corporation?) shall be fixed by the Board of Directors, either within or without the State of Delaware, by formal resolution. The Board of |
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| December 6, 2016 |
root9B Technologies Announces Reverse Stock Split, Corporate Name Change and Headquarters Relocation Blueprint Exhibit 99.1 root9B Technologies Announces Reverse Stock Split, Corporate Name Change and Headquarters Relocation Colorado Springs, CO ? December 2, 2016 ? root9B Technologies, Inc. (OTCQB: RTNB) (?Company?) today announced a one-for-fifteen (1:15) reverse split of its issued and outstanding common stock. The one-for-fifteen reverse stock split is expected to become effective prior to th |
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| December 6, 2016 |
CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION ROOT9B TECHNOLOGIES, INC. Blueprint Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ROOT9B TECHNOLOGIES, INC. root9B Technologies, Inc., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify that: FIRST: Article FIRST of the Certificate of Incorporation, as amended, is hereby amended and rested in its entirety as |
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| December 6, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 30, 2016 root9B Holdings, Inc. |
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| November 29, 2016 |
Blueprint Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement"), dated as of November 22, 2016 (the "Effective Date"), is by and between root9B Technologies, Inc., a Delaware corporation ("root9B" or the "Company") with offices located at 206 E. Virginia Ave., Phoenix, AZ 85004, and William Hoke ("Executive"). Section 1. Employment. The Company hereby employs Executive and |
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| November 29, 2016 |
Blueprint Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement'), dated as of November 22, 2016, (the "Effective Date"), is by and between root9b Technologies, Inc., a Delaware corporation, with offices located at 4521 Sharon Road, Suite 300, Charlotte NC 28211 (the "Company"), and Michael Effinger (the "Employee"). WITNESSETH: WHEREAS, the Company desires to set forth the c |
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| November 29, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 22, 2016 root9B Technologies, Inc. |
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| November 29, 2016 |
ROOT9B TECHNOLOGIES NAMES WILLIAM L. HOKE CHIEF FINANCIAL OFFICER Blueprint Exhibit 99.1 ROOT9B TECHNOLOGIES NAMES WILLIAM L. HOKE CHIEF FINANCIAL OFFICER New York, NY?November 29, 2016- root9B Technologies (OTCQB: RTNB), a leading provider of cybersecurity and regulatory risk mitigation, announced today that William L. Hoke, CPA has been appointed Chief Financial Officer, effective November 22, 2016. Mr. Hoke, 55, brings more than 30 years of private and public |
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| November 21, 2016 |
root9B Technologies QUARTERLY REPORT (Quarterly Report) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50502 ROOT9B |
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| November 14, 2016 |
root9B Technologies NOTIFICATION OF LATE FILING templatent10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: October 31, 2018 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 000-50502 CUSIP NUMBER NOTIFICATION OF LATE FILING 776650103 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Pe |
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| October 27, 2016 |
Submission of Matters to a Vote of Security Holders Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 24, 2016 root9B Technologies, Inc. |
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| September 23, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 21, 2016 root9B Technologies, Inc. |
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| September 23, 2016 |
root9B Technologies Announces Dismissal of Class Action Lawsuit Blueprint Exhibit 99.1 root9B Technologies Announces Dismissal of Class Action Lawsuit PR Newswire NEW YORK, Sept. 22, 2016 NEW YORK, Sept. 22, 2016 /PRNewswire/ - root9B Technologies (OTCQB: RTNB) announced today that the United States District Court for the District of Colorado has dismissed, with prejudice, the securities class action litigation originally filed in June 2015 against root9B Tech |
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| September 16, 2016 |
root9B Technologies DEFINITIVE PROXY STATEMENT rtnbdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definit |
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| September 12, 2016 |
Blueprint Exhibit 10.4 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of September 9, 2016 (this "Agreement"), is among root9B Technologies, Inc., a Delaware corporation (the "Debtor") and the holders of the Debtor's Secured Convertible Promissory Notes (the "Notes") issued pursuant to that certain Securities Purchase Agreement dated of even date herewith (the ?Purchase Agreement?), their en |
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| September 12, 2016 |
SECURED CONVERTIBLE PROMISSORY NOTE Blueprint Exhibit 10.2 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFA |
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| September 12, 2016 |
ROOT9B TECHNOLOGIES, INC. WAVIER OF ANTI-DILUTION RIGHTS Effective August 29, 2016 Blueprint Exhibit 10.5 ROOT9B TECHNOLOGIES, INC. WAVIER OF ANTI-DILUTION RIGHTS Effective August 29, 2016 Whereas, root9B Technologies, Inc. (the ?Company?) is considering the issuance of up to $10,000,000 in convertible promissory notes (the ?New Notes?) that may be converted by the holder thereof into an aggregate of up to 12,500,000 shares of Common Stock of the Company (?Shares?) at a conversi |
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| September 12, 2016 |
Blueprint Exhibit 10.1 ROOT9B TECHNOLOGIES, INC. SECURITIES PURCHASE AGREEMENT September 9, 2016 ROOT9B TECHNOLOGIES, INC. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (the ?Agreement?) is made as of the 9th day of September, 2016 by and among root9B Technologies, Inc., a Delaware corporation (the ?Company?) and each of the investors listed on Exhibit A attached to this Agreeme |
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| September 12, 2016 |
Blueprint Exhibit 10.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMEN |
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| September 12, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 9, 2016 root9B Technologies, Inc. |
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| September 7, 2016 |
Separation Agreement and Release Blueprint Exhibit 10.1 Separation Agreement and Release This Separation Agreement and Release (the ?Separation Agreement?) is made by and between Brian King (?Executive?) and root9B Technologies, Inc. (the ?Company?) (collectively, referred to as the ?Parties? or individually referred to as a ?Party?). WHEREAS, in connection with Executive?s termination of employment as Chief Operating Officer wit |
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| September 7, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 31, 2016 root9B Technologies, Inc. |
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| September 7, 2016 |
Dan Wachtler Named President & COO of root9B Technologies Blueprint Exhibit 99.1 Dan Wachtler Named President & COO of root9B Technologies NEW YORK, August 31, 2016- root9B Technologies (OTCQB: RTNB) today announced that Dan Wachtler has been named President and Chief Operating Officer (COO), effective immediately. Formerly, Mr. Wachtler was President and CEO of root9B Technologies? IPSA subsidiary. As President and COO, Mr. Wachtler will have responsibi |
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| September 2, 2016 |
root9B Technologies PRELIMINARY PROXY STATEMENT rtnbpre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definit |
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| August 26, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 22, 2016 root9B Technologies, Inc. |
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| August 26, 2016 |
root9B Technologies Announces Strategic Shift to Pure Cybersecurity Untitled Document Exhibit 99.1 root9B Technologies Announces Strategic Shift to Pure Cybersecurity PR Newswire NEW YORK, Aug. 22, 2016 NEW YORK, Aug. 22, 2016 /PRNewswire/ - The Board of root9B Technologies (OTCQB: RTNB) has approved a series of actions that will shift the organization to a "pure play" cybersecurity company and will seek shareholder approval for a reverse stock split. Joe Grano, C |
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| August 26, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 22, 2016 root9B Technologies, Inc. |
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| August 26, 2016 |
root9B Technologies Announces Strategic Shift to Pure Cybersecurity Untitled Document Exhibit 99.1 root9B Technologies Announces Strategic Shift to Pure Cybersecurity PR Newswire NEW YORK, Aug. 22, 2016 NEW YORK, Aug. 22, 2016 /PRNewswire/ - The Board of root9B Technologies (OTCQB: RTNB) has approved a series of actions that will shift the organization to a "pure play" cybersecurity company and will seek shareholder approval for a reverse stock split. Joe Grano, C |
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| August 22, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 17, 2016 root9B Technologies, Inc. |
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| August 22, 2016 |
Blueprint Exhibit 10.1 PROMISSORY NOTE $500,000 August 17, 2016 FOR VALUE RECEIVED, ROOT9B TECHNOLOGIES, INC., a Delaware corporation (?Maker?), hereby promises to pay to the order of JOSEPH J. GRANO, JR., an individual with an address at 1185 Avenue of the Americas, New York, New York 10035 (?Payee?), the principal sum of Five Hundred Thousand Dollars ($500,000) (the ?Principal Amount?) on or bef |
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| August 22, 2016 |
Blueprint Exhibit 10.1 PROMISSORY NOTE $500,000 August 17, 2016 FOR VALUE RECEIVED, ROOT9B TECHNOLOGIES, INC., a Delaware corporation (?Maker?), hereby promises to pay to the order of JOSEPH J. GRANO, JR., an individual with an address at 1185 Avenue of the Americas, New York, New York 10035 (?Payee?), the principal sum of Five Hundred Thousand Dollars ($500,000) (the ?Principal Amount?) on or bef |
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| August 22, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 17, 2016 root9B Technologies, Inc. |
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| August 16, 2016 |
root9B Technologies QUARTERLY REPORT (Quarterly Report) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50502 ROOT9B TECH |
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| August 15, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Re |
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| August 15, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Re |
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| June 21, 2016 |
root9B Technologies REGISTRATION STATEMENT rtnbs1.htm REGISTRATION NO. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 root9B Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 8742 20-0443575 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Em |
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| June 9, 2016 |
root9B Awarded Subcontract Supporting U.S. CYBER COMMAND EX-99.1 2 rtnbex991.htm PRESS RELEASE Exhibit 99.1 root9B Awarded Subcontract Supporting U.S. CYBER COMMAND COLORADO SPRINGS, Colo., June 3, 2016 /PRNewswire/ - root9B, a root9B Technologies (OTCQB: RTNB), company and leading provider of advanced cybersecurity services and training for commercial and government clients, announced today that it has been awarded a subcontract from prime contractor S |
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| June 9, 2016 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No.) 20-044 |
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| May 25, 2016 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No.) 20-044 |
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| May 17, 2016 |
root9B Technologies QUARTERLY REPORT (Quarterly Report) rtnb10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50502 ROOT9B T |
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| May 16, 2016 |
root9B Technologies NOTIFICATION OF LATE FILING 10Q rtnbnt10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: October 31, 2018 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 000-54540 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: Ma |
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| April 25, 2016 |
root9B Technologies REVISED DEFINITIVE PROXY MATERIALS DEFR14A 1 rtnbdefr14a.htm REVISED DEFINITIVE PROXY MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Onl |
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| April 22, 2016 |
rtnbex41.htm Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEM |
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| April 22, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File No.) 20-0 |
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| April 22, 2016 |
CONVERTIBLE PROMISSORY NOTE EXTENSION AGREEMENT rtnbex101.htm Exhibit 10.1 CONVERTIBLE PROMISSORY NOTE EXTENSION AGREEMENT THIS CONVERTIBLE PROMISSORY NOTE EXTENSION AGREEMENT (?Extension Agreement?) is entered into as of April 18, 2016, by and between root9B Technologies, Inc., a Delaware corporation (?the Company?) and the various noteholders that participated in the Company?s prior convertible note offering (the ?Noteholders?). WHEREAS, the |
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| April 22, 2016 |
root9B Technologies DEFINITIVE PROXY MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 20, 2016 |
SETTLEMENT AGREEMENT AND MUTUAL RELEASE rtnbex101.htm Exhibit 10.1 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Agreement is made and entered into this 11th day of April, 2016, in duplicate, by and between Platte River Insurance Company ("Platte River") and Premier Alliance Group, Inc. ("Premier"). W I T N E S S E T H WHEREAS, Prime Solutions, Inc., Inc. ("Prime") entered into a Subcontract Agreement with Honeywell Building Solutions (" |
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| April 20, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 11, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) (Com |
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| April 20, 2016 |
root9B Technologies CURRENT REPORT (Current Report/Significant Event) rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission Fil |
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| April 20, 2016 |
rtnbex101.htm Exhibit 10.1 April 14, 2016 Miriam Blech 1271 Avenue of the Americas, 16th Floor New York, NY 10020 River Charitable Remainder Unitrust f/b/o Isaac Blech 1271 Avenue of the Americas, 16th Floor New York, NY 10020 Re: Amendment to Prior Agreements Ladies and Gentlemen: As you know, root9B Technologies, Inc., a Delaware corporation (the ?Company?), and each of Miriam Blech and River Ch |
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| April 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650103 (CUSIP Number) March 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| March 30, 2016 |
root9B Technologies ANNUAL REPORT (Annual Report) rtnb10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50502 ROOT9B TECHNO |
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| March 30, 2016 |
EXHIBIT 21 – SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation GreenHouse Holdings, Inc. f/k/a Custom Q, Inc. Nevada Green House Holdings, Inc. Nevada R Squared Contracting, Inc. California Green House Soluciones, S. A. de C. V. Mexico Control Engineering, Inc. Delaware Ecological Partners, LLC New York Root9B LLC Colorado IPSA International Services Inc. Delaware |
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| March 23, 2016 |
Financial Statements and Exhibits, Other Events Untitled Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commiss |
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| March 23, 2016 |
root9B Awarded Air Force Applied Cyber Operations Training Contract Untitled Document Exhibit 99.1 root9B Awarded Air Force Applied Cyber Operations Training Contract COLORADO SPRINGS, Colo., March 23, 2016 /PRNewswire/ - root9B, a root9B Technologies Company (OTCQB: RTNB), and leading provider of advanced cybersecurity services and training for commercial and government clients, announced today it has been awarded a cyber operations training contract by the Unite |
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| March 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650103 (CUSIP Number) March 10, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| March 14, 2016 |
Update: root9B Technologies Receives $7.7 Million in Financing rtnbex992.htm Exhibit 99.2 Update: root9B Technologies Receives $7.7 Million in Financing NEW YORK, March 14, 2016 /PRNewswire/ - root9B Technologies (RTNB), a leading provider of Cybersecurity and Regulatory Risk Mitigation Services, announced the closing of a $7.7 million equity sale. The financing concluded on March 10, 2016 with a $5.5 million equity purchase by an institutional investor. Drex |
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| March 14, 2016 |
AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT rtnbex102.htm Exhibit 10.2 AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT THIS AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is dated as of March 10, 2016, by and among ROOT9B TECHNOLOGIES, INC., a Delaware corporation (the ?Company?) and each investor whose name and address is set forth on a Signature Page to this Agreement (each a ?Purchaser? and together the ?Purchas |
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| March 14, 2016 |
rtnbex105.htm Exhibit 10.5 |
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| March 14, 2016 |
rtnbex104.htm Exhibit 10.4 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| March 14, 2016 |
root9B Technologies Receives $7.7 Million in Financing rtnbex991.htm Exhibit 99.1 root9B Technologies Receives $7.7 Million in Financing New York, NY (Mar. 11, 2016) - root9B Technologies (OTCQB: RTNB), a leading provider of Cybersecurity and Regulatory Risk Mitigation Services, announced the closing of a $7.7 million equity sale. The financing concluded on March 10, 2016 with a $5.5 million equity purchase by an institutional investor. The Company pl |
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| March 14, 2016 |
root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 rtnbex101.htm Exhibit 10.1 root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 March 9, 2016 Dear Purchasers: Reference is hereby made to that certain Securities Purchase Agreement, as amended to date, by and among root9B Technologies, Inc. (?root9B?) and the Purchasers (as defined therein), attached as Exhibit A hereto (the ?Purchase Agreement?). Capitalized |
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| March 14, 2016 |
rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 9, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission File |
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| March 14, 2016 |
rtnbex103.htm Exhibit 10.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| March 8, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) (Comm |
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| March 8, 2016 |
root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 rtnbex101.htm Exhibit 10.1 root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 March 7, 2016 Dear Purchasers: Reference is hereby made to that certain Securities Purchase Agreement, as amended, by and among root9B Technologies, Inc. (?root9B?) and the Purchasers (as defined therein), attached as Exhibit A hereto (the ?Purchase Agreement?). Capitalized terms u |
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| March 1, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 29, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) ( |
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| March 1, 2016 |
root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 rtnbex101.htm Exhibit 10.1 root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 February 29, 2016 Dear Purchasers: Reference is hereby made to that certain Securities Purchase Agreement, as amended, by and among root9B Technologies, Inc. (?root9B?) and the Purchasers (as defined therein), attached as Exhibit A hereto (the ?Purchase Agreement?). Capitalized ter |
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| February 25, 2016 |
root9B Technologies CURRENT REPORT (Current Report/Significant Event) rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 25, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) ( |
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| February 25, 2016 |
root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 EX-10.1 2 rtnbex101.htm PRESS RELEASE Exhibit 10.1 root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 February 25, 2016 Kenneth T. Smith 1301 Piccadilly Dr. Charlotte, NC 28211 E-mail: [email protected] Dear Mr. Smith: Reference is hereby made to that certain Independent Contractor Consulting Agreement dated as of November 11, 2015 by and between Kennet |
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| February 23, 2016 |
root9B Technologies Form SC TO-T/A rtnbsctota.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Root9B Technologies, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) WARRANTS TO PURCHASE COMMON STOCK (Title of Class of Securities) 776650103 (CUSIP Number of Comm |
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| February 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 11, 2016 |
rtnb101.htm Exhibit 10.1 |
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| February 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 11, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 9, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) (Commission F |
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| February 1, 2016 |
root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 rtnbex101.htm Exhibit 10.1 root9B Technologies, Inc. 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 January , 2016 Dear Purchasers: Reference is hereby made to that certain Securities Purchase Agreement attached as Exhibit A hereto (the ?Purchase Agreement?) by and among root9B Technologies, Inc. (?root9B?) and the Purchasers. Capitalized terms used but not defined herein shall h |
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| February 1, 2016 |
root9B Names David Aucsmith Chief Scientist EX-99.1 3 rtnbex991.htm PRESS RELEASE OF ROOT9B TECHNOLOGIES, INC. DATED JANUARY 26, 2016 Exhibit 99.1 root9B Names David Aucsmith Chief Scientist COLORADO SPRINGS, Colo., Jan. 26, 2016 /PRNewswire/ - root9B, a root9B Technologies Company (RTNB), a leading provider of advanced cybersecurity products, services, and training for commercial and government clients, announced today David Aucsmith is jo |
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| February 1, 2016 |
rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2016 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission F |
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| January 27, 2016 |
rtnbcorresp.htm DLA Piper LLP (US) 4365 Executive Drive, Suite 1100 San Diego, California 92121-2133 www.dlapiper.com Patrick J. O?Malley [email protected] T 858.677.1471 F 858.638.5071 January 27, 2016 Via UPS Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attn: Christina Chalk Re: Root9B Technologies, Inc. Schedule TO-I filed J |
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| January 27, 2016 |
rtnbsctoia.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Root9B Technologies, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) WARRANTS TO PURCHASE COMMON STOCK (Title of Class of Securities) 776650103 (CUSIP Number of Comm |
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| January 27, 2016 |
ROOT9B TECHNOLOGIES, INC. 4521 Sharon Road, Suite 300 Charlotte, NC 28211 rtnbexa1g.htm Exhibit (a)(1)(G) January 27, 2016 ROOT9B TECHNOLOGIES, INC. 4521 Sharon Road, Suite 300 Charlotte, NC 28211 To the Holders of the Original Warrants: As you know, Root9B Technologies, Inc. (the ?Company?) is offering holders of certain warrants to purchase common stock of the Company the opportunity to amend and exercise their warrants at a temporarily reduced cash exercise price of |
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| January 11, 2016 |
root9B Technologies CURRENT REPORT rtnbsctoi.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Root9B Technologies, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) WARRANTS TO PURCHASE COMMON STOCK (Title of Class of Securities) 776650103 (CUSIP Number of Common Stock Underlying |
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| January 11, 2016 |
rtnbex991b.htm Exhibit (a)(1)(B) NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED OF THE TRANSACTION CONTEMPLATED HEREIN; PASSED UPON THE MERITS OR FAIRNESS OF THE TRANSACTION; OR PASSED UPON THE ADEQUACY OR ACCURACY OF THE DISCLOSURE IN THIS DOCUMENT. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. OFFER TO AMEND AND EXERCISE |
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| January 11, 2016 |
ROOT9B TECHNOLOGIES, INC. A Delaware Corporation rtnbex991f.htm Exhibit (a)(1)(F) NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATIO |
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| January 11, 2016 |
ELECTION TO PARTICIPATE AND EXERCISE WARRANT PURSUANT TO rtnbex991c.htm Exhibit (a)(1)(C) ELECTION TO PARTICIPATE AND EXERCISE WARRANT PURSUANT TO OFFER TO AMEND AND EXERCISE WARRANTS TO PURCHASE COMMON STOCK OF ROOT9B TECHNOLOGIES, INC. DATED JANUARY 11, 2016 To: Root9B Technologies, Inc. 4521 Sharon Road, Suite 300 Charlotte, NC 28211 Pursuant to the terms and subject to the conditions of the Offer to Amend and Exercise Warrants to Purchase Common Sto |
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| January 11, 2016 |
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK rtnbex991e.htm Exhibit (a)(1)(E) AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK This Amendment (the ?Amendment?) to Warrant to Purchase Common Stock (the ?Warrant?), is made and entered into as of the Expiration Date (as defined in this Amendment), by and between root9B Technologies, Inc. (f/k/a Premier Alliance Group, Inc.), a Delaware corporation (the ?Company?) and the undersigned (the ?Holder?) |
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| January 11, 2016 |
rtnbex991a.htm Exhibit (a)(1)(A) ROOT9B TECHNOLOGIES, INC. DATED: JANUARY 11, 2016 To the Holders of the Original Warrants: This letter is to inform you that Root9B Technologies, Inc. (the ?Company?) is offering holders of certain warrants to purchase common stock of the Company (defined below as the ?Original Warrants?) the opportunity to amend and exercise such Original Warrants, upon the terms |
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| January 11, 2016 |
rtnbex991d.htm Exhibit (a)(1)(D) NOTICE OF WITHDRAWAL OF AMENDMENT OF ORIGINAL WARRANTS AND EXERCISE OF AMENDED WARRANTS PURSUANT TO THE OFFER TO AMEND AND EXERCISE WARRANTS TO PURCHASE COMMON STOCK DATED JANUARY 11, 2015 THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. (EST), ON FEBRUARY 9, 2016 UNLESS THE OFFER IS EXTENDED To: Maxim Group, LLC 405 Lexington Avenue New York, New York 10174 At |
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| December 30, 2015 |
root9B Technologies CURRENT REPORT (Current Report/Significant Event) rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 23, 2015 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) ( |
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| December 30, 2015 |
EX-10.1 2 rtnbex101.htm SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of , 2015, by and among ROOT9B TECHNOLOGIES, INC., a Delaware corporation (the “Company”) and each investor whose name and address is set forth on a Signature Page to this Agreement (each a “Purchaser” and together the “Purchasers”). REC |
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| December 30, 2015 |
ROOT9B TECHNOLOGIES, INC. A Delaware Corporation rtnbex102.htm Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| November 17, 2015 |
root9B Technologies CURRENT REPORT (Current Report/Significant Event) rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 11, 2015 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware 000-50502 20-0443575 (State or other jurisdiction of incorporation or organization) ( |
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| November 17, 2015 |
INDEPENDENT CONTRACTOR CONSULTING AGREEMENT rtnbex101.htm Exhibit 10.1 INDEPENDENT CONTRACTOR CONSULTING AGREEMENT This INDEPENDENT CONTRACTOR CONSULTING AGREEMENT ("Agreement"), dated as of November 11, 2015 (the "Effective Date") is entered into by and between root9B Technologies, Inc., a Delaware corporation, with offices located at 4521 Sharon Road, Suite 300, Charlotte, North Carolina 28211 (the "Company"), and Kenneth T. Smith ("Smith |
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| November 12, 2015 |
root9B Technologies CURRENT REPORT (Current Report/Significant Event) rtnb8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2015 root9B Technologies, Inc. (Exact name of Company as specified in Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-50502 (Commission F |
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| November 12, 2015 |
ROOT9B TECHNOLOGIES, INC. A Delaware Corporation rtnbex102.htm Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| November 12, 2015 |
rtnbex101.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is dated as of , 2015, by and among ROOT9B TECHNOLOGIES, INC., a Delaware corporation (the ?Company?) and each investor whose name and address is set forth on a Signature Page to this Agreement (each a ?Purchaser? and together the ?Purchasers?). RECITALS WHEREAS, the Company and the Purch |
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| October 30, 2015 |
root9B Technologies CURRENT REPORT (Current Report/Significant Event) rtnb8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 28, 2015 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jurisdiction of Incorporation |
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| October 30, 2015 |
CONVERTIBLE PROMISSORY NOTE EXTENSION AGREEMENT rtnbex101.htm Exhibit 10.1 CONVERTIBLE PROMISSORY NOTE EXTENSION AGREEMENT THIS CONVERTIBLE PROMISSORY NOTE EXTENSION AGREEMENT (?Extension Agreement?) is entered into as of October , 2015, by and between root9B Technologies, Inc., a Delaware corporation (?the Company?) and the various noteholders listed on Exhibit A that participated in the Company?s prior convertible note offering (the ?Notehold |
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| October 30, 2015 |
rtnbex41.htm Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEM |
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| October 15, 2015 |
amendment.htm October 9, 2015 root9B Technologies, Inc. Attn: Brian King, COO 1185 Avenue of the Americas, Suite 1750 New York, New York 10036 RE: Amendment to Agreement and Plan of Merger Dear Mr. King: Reference is made to that certain Agreement and Plan of Merger dated February 6, 2015 (the ?Merger Agreement?) by and among root9B Technologies, Inc. (?root9B?), IPSA International Services, Inc. |
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| October 15, 2015 |
root9B Technologies FORM 8K (Current Report/Significant Event) rtnb1009158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 9, 2015 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jurisdiction of Incorpora |
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| September 25, 2015 |
ROOT9B TECHNOLOGIES, INC. UNAUDITED PRO-FORMA COMBINED CONDENSED FINANCIAL STATEMENTS proforma.htm ROOT9B TECHNOLOGIES, INC. UNAUDITED PRO-FORMA COMBINED CONDENSED FINANCIAL STATEMENTS Introduction to Unaudited Pro Forma Combined Condensed Financial Statements F-1 Unaudited Pro Forma Combined Condensed Balance Sheet as of December 31, 2014 F-2 Unaudited Pro Forma Combined Condensed Statement of Operations for the Year Ended December 31, 2014 F-3 Unaudited Pro Forma Combined Condens |
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| September 25, 2015 |
ipsa-audit.htm IPSA INTERNATIONAL, INC. AND SUBSIDIARIES Phoenix, Arizona CONSOLIDATED FINANCIAL STATEMENTS Years Ended December 31, 2014 and 2013 IPSA INTERNATIONAL, INC. AND SUBSIDIARIES TABLE OF CONTENTS December 31, 2014 and 2013 Report of Independent Registered Public Accounting Firm 1 Financial Statements Consolidated Balance Sheets 2-3 Consolidated Statements of Income and Comprehensive Inc |
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| September 25, 2015 |
root9B Technologies FORM 8-K/A (Current Report/Significant Event) rtnb020915-8ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendement No. 2 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 6, 2015 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jur |
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| September 10, 2015 |
rtnb090915response.htm September 10, 2015 Daniel L. Gordon Senior Assistant Chief Accountant Office of Real Estate and Commodities Division of Corporation Finance United States Securities and Exchange Commission Mail Stop 3233 Washington, D.C. 20549 Re: root9B Technologies, Inc. (the ?Company?) Amendment No. 1 to Form 10-K for the fiscal year ended December 31, 2014 Form 10-Q for the quarterly per |
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| August 19, 2015 |
RTNB / root9B Technologies, Inc. / BLECH ISAAC - SCHEDULE 13D/A Activist Investment Isaac Blech: Form SC 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* root9B Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 211917109 (CUSIP Number) Isaac Blech 1271 Avenue of the Americas, 16th Floor New York, NY 10 |
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| August 12, 2015 |
ROOT9B TECHNOLOGIES, INC. COMMON STOCK PURCHASE WARRANT replacementwarrant.htm THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, HYPOTHECATED OR OTHERWISE ASSIGNED EXCEPT (1) PURSUANT TO A REGISTRATION STATEMENT WITH RESPECT TO SUCH SECURITIES WHICH IS EFFECTIVE UNDER THE SECURITIES ACT OR TO AN AVAILABLE EXEMPTION FROM R |
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| August 12, 2015 |
root9B Technologies FORM 8K (Current Report/Significant Event) rtnb0806158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 11, 2015 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jurisdiction of Incorpora |
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| August 12, 2015 |
exchange.htm EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (this ?Agreement?), is made and entered into as of August 11, 2015 (the ?Effective Date?), by and among root9B Technologies, Inc., a Delaware corporation (the ?Company?), and the investors listed on the signature pages hereto (collectively, the ?Investors? and each, an ?Investor?). Defined terms used herein have the meanings given to them in |
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| July 15, 2015 |
root9B Technologies 8-K (Current Report/Significant Event) rtnb0715158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 15, 2015 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jurisdiction of Incorporati |
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| July 15, 2015 |
exhibit.htm July 15, 2015 Dear Shareholders, As you may be aware, an anonymous blogger?actively engaged in shorting our company?s stock?recently published a severely negative analysis of our company, along with the recommendation that everyone should short root9B Technologies? securities. The negative analysis was predicated on what I firmly believe are misleading, factually inaccurate, and unsupp |
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| May 29, 2015 |
root9B Technologies 8-K (Current Report/Significant Event) rtnb0528158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2015 Commission File Number: 000-50502 ROOT9B TECHNOLOGIES, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jur |
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| May 1, 2015 |
ROOT9B TECHNOLOGIES, INC. 39,719,663 Shares of Common Stock rtnb424b3.htm PROSPECTUS Filed Pursuant to Rule 424(B)(3) File Number 333-188131 ROOT9B TECHNOLOGIES, INC. 39,719,663 Shares of Common Stock The ?Selling Stockholders? named in this prospectus are offering to sell up to an aggregate of 39,719,663 shares of Root9B Technologies Inc.?s common stock as follows: (i.) 16,145,567 shares of Common Stock are issuable upon conversion of the Registrant?s Ser |
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| May 1, 2015 |
Filed pursuant to Rule 424(B)(3) File Number 333-193028 rtnb424b3.htm PROSPECTUS Filed pursuant to Rule 424(B)(3) File Number 333-193028 ROOT9B TECHNOLOGIES, INC. 9,879,804 Shares of Common Stock The ?Selling Stockholders? named in this prospectus are offering to sell up to an aggregate of 9,879,804 shares of root9B Technologies Inc.?s common stock as follows: (i.) 6,063,859 shares of Common Stock being registered which are held by the owners of Ecolog |
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| April 24, 2015 |
rtnb2013s1a5.htm As filed with the Securities and Exchange Commission on April 24, 2015 Registration no. 333-188131 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ROOT9B TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Delaware 20-0443575 (State or Ot |
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| April 24, 2015 |
rtnb2013s1a2.htm As filed with the Securities and Exchange Commission on April 24, 2015 Registration no. 333-193028 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ROOT9B TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Delaware 20-0443575 (State or Ot |
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| April 17, 2015 |
ROOT9B TECHNOLOGIES, INC. UNAUDITED PRO-FORMA COMBINED CONDENSED FINANCIAL STATEMENTS proforma.htm ROOT9B TECHNOLOGIES, INC. UNAUDITED PRO-FORMA COMBINED CONDENSED FINANCIAL STATEMENTS Introduction to Unaudited Pro Forma Combined Condensed Financial Statements F-1 Unaudited Pro Forma Combined Condensed Balance Sheet as of December 31, 2014 F-2 Unaudited Pro Forma Combined Condensed Statement of Operations for the Year Ended December 31, 2014 F-3 Unaudited Pro Forma Combined Condens |
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| April 17, 2015 |
EX-99.1 2 ipsa-audit.htm IPSA AUDIT IPSA INTERNATIONAL, INC. AND SUBSIDIARIES Phoenix, Arizona CONSOLIDATED FINANCIAL STATEMENTS Years Ended December 31, 2014 and 2013 IPSA INTERNATIONAL, INC. AND SUBSIDIARIES TABLE OF CONTENTS December 31, 2014 and 2013 Report of Independent Registered Public Accounting Firm 1 Financial Statements Consolidated Balance Sheets 2-3 Consolidated Statements of Income |
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| April 17, 2015 |
root9B Technologies FORM 8-K/A (Current Report/Significant Event) pag020915-8ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 6, 2015 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jurisdiction of Incor |
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| April 13, 2015 |
defa14a2015.htm SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Definitive Proxy Statement |X| Definitive Additional Mater |
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| April 13, 2015 |
rtnb2015proxy.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| March 16, 2015 |
secpurch.htm SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is dated as of March , 2015, by and among ROOT9B TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), and each Purchaser (?Purchaser?) whose name and address are set forth on the Signature Page to this Agreement. RECITALS WHEREAS, the Company is conducting a private offering (the ?Offering?) of |
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| March 16, 2015 |
root9B Technologies 8-K (Current Report/Significant Event) rtnb0306158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 12, 2015 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jurisdiction of Incorporat |
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| March 16, 2015 |
ROOT9B TECHNOLOGIES, INC. COMMON STOCK PURCHASE WARRANT EX-4.1 2 warrant.htm FORM OF WARRANT NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REG |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 17, 2015 root9B Technologies, Inc. |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* root9B Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 776650103 (CUSIP Number) February 13, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 11, 2015 |
RTNB / root9B Technologies, Inc. / GRANO JOSEPH J JR - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* Root9B Technologies Inc (Name of Issuer) CommonStock, par value $0.001 oper share (Title of Class of Securities) 776650 (CUSIP Number) Mark Elliott, Root9B Technologies Inc 4521 Sharon Road, suite 300 Charlotte, North Carolina 28211 Phone : 704-521-807 |
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| February 10, 2015 |
AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of February 6, 2015, by and among root9B Technologies, Inc. |
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| February 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 6, 2015 root9B Technologies, Inc. |
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| February 10, 2015 |
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT (this “Agreement”) dated as of February 9, 2015 (the “Effective Date”), by and between IPSA International Services, Inc. |
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| February 10, 2015 |
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) dated as of February 9, 2015 by and among root9B Technologies, Inc. |
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| February 10, 2015 |
CONFIDENTIALITY, NON-COMPETE AND NON-SOLICITATION AGREEMENT CONFIDENTIALITY, NON-COMPETE AND NON-SOLICITATION AGREEMENT THIS CONFIDENTIALITY, NON-COMPETE AND NON-SOLICITATION AGREEMENT (the “Agreement”), made as of February 9, 2015 (the “Effective Date”), by and between root9B Technologies, Inc. |
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| February 10, 2015 |
SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of February 9, 2015, by and among ROOT9B TECHNOLOGIES, INC. |
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| February 10, 2015 |
EX-4.1 3 warrant.htm FORM OF WARRANT WARRANT AGREEMENT THIS WARRANT AGREEMENT (the “Agreement”) is entered into as of February 9, 2015 by and among ROOT9B TECHNOLOGIES, INC., a Delaware corporation (the “Company”) and (the “Holder”). WHEREAS, pursuant to that certain Securities Purchase Agreement dated as of February 9, 2015 by and among the Company and the Holder (the “Purchase Agreement”), the C |
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| February 10, 2015 |
PLEDGE AGREEMENT THIS PLEDGE AGREEMENT (“Agreement”) dated as of February 9, 2015 is by and between the individuals and entities identified on the Schedule of Pledgors attached hereto as Exhibit A (each, a “Pledgor” and collectively, the “Pledgors”), and root9B Technologies, Inc. |
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| December 2, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2014 Commission File Number: 000-50502 root9B Technologies, Inc. (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction of |
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| December 2, 2014 |
FOR IMMEDIATE RELEASE root9B Technologies Enters into a Letter of Intent to Acquire IPSA International IPSA to Enhance Company’s Cybersecurity and Risk Mitigation Capabilities NEW YORK, NY (December 2, 2014) – root9B Technologies, Inc. |
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| December 1, 2014 |
CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF PREMIER ALLIANCE GROUP, INC. |
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| December 1, 2014 |
8-K 1 pag1201148k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 1, 2014 root9B Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-50502 20-0443575 (State or Other Jurisdiction of |
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| November 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdictio |
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| November 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdictio |
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| October 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction |
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| October 29, 2014 |
SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (“Agreement”) is made as of the date last indicated below on the acceptance page hereof, by and between PREMIER ALLIANCE GROUP, INC. |
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| October 29, 2014 |
PREMIER ALLIANCE GROUP, INC. 10% CONVERTIBLE PROMISSORY NOTE THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) SHALL HAVE BECOME EFFECTIVE WITH RESPECT THERETO OR (ii) RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY TO THE EFFECT THAT REGISTRATION UNDER THE ACT IS NOT REQUIRED IN CONNECTION WITH SUCH PROPOSED TRANSFER NOR IS IN VIOLATION OF ANY APPLICABLE STATE SECURITIES LAWS. |
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| October 29, 2014 |
PREMIER ALLIANCE GROUP, INC. A Delaware Corporation NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| October 17, 2014 |
FOR IMMEDIATE RELEASE Premier Alliance Letter Tells Shareholders Company Will Emphasize its Cybersecurity Capabilities and Expresses Disappointment with its Energy Performance Company will re-brand as root9B Technologies New York, NY (October 17, 2014) – In a frank letter to Premier Alliance (OTCQB:PIMO) shareholders, chairman and chief executive Joe Grano explained the Company’s expectations in light of its acquisition of root9B, a dynamic provider of both cybersecurity and advanced technology training capabilities, the commitment of management and the company’s Board to execute on the strategy, and their disappointment over the company’s year-to-date energy performance. |
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| October 17, 2014 |
Dear Shareholder, Since being named Chairman and CEO of Premier Alliance Group, Inc. |
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| October 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction |
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| September 2, 2014 |
RTNB / root9B Technologies, Inc. S-8 - - S-8 S-8 1 pag2014s8.htm S-8 As filed with the Securities and Exchange Commission on September 2, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PREMIER ALLIANCE GROUP, INC. (Exact name of Registrant as specified in its charter) Delaware 20-0443575 (State or other jurisdiction of (I.R.S. |
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| September 2, 2014 |
PREMIER ALLIANCE GROUP, INC. 2008 STOCK INCENTIVE PLAN EXHIBIT 4.1 PREMIER ALLIANCE GROUP, INC. 2008 STOCK INCENTIVE PLAN Amendment The Plan was amended upon its approval by the Company’s majority shareholders on August 13, 2014 to increase the shares of Common Stock available for issuance under the plan to 20,000,000. The Shares Subject to the Plan in the 2008 Stock Incentive Plan is replaced as follows: Shares Subject to the Plan Subject to adjustme |
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| September 2, 2014 |
RTNB / root9B Technologies, Inc. S-8 POS - - S-8 POS S-8 POS 1 pag2014s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 2, 2014 Registration No. 333-176363 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PREMIER ALLIANCE GROUP, INC. (Exact name of Registrant as specified in its charter) Delaware |
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| August 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction o |
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| August 29, 2014 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF PREMIER ALLIANCE GROUP, INC. Under Section 242 of the General Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is PREMIER ALLIANCE GROUP, INC. (the “Corporation”). 2. The Certificate of Incorporation of the Corporation was filed with the Secretary of State of Delaware on June 21, 2011. 3. The Cer |
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| August 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction o |
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| August 14, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction o |
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| August 1, 2014 |
RTNB / root9B Technologies, Inc. / GRANO JOSEPH J JR - NONE Activist Investment SC 13D/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* PREMIER ALLIANCE GROUP, INC. (Name of Issuer) CommonStock, par value $0.001 oper share (Title of Class of Securities) 74047X (CUSIP Number) Mark Elliott, Premier Alliance Group 4521 Sharon Road, suite 300 Charlotte, North Carol |
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| June 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| June 23, 2014 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| May 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defi |
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| May 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 22, 2014 |
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, dated as of May 20, 2014 (the “Effective Date”) by and between Premier Alliance Group, Inc. |
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| May 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction of i |
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| May 22, 2014 |
Contact: Robert Zito 917-692-0747 or 908-546-7447 [email protected] Premier Alliance Group Chairman Joseph Grano Named Company CEO Cyber Security to be key focus for company; “Know your attackers,” says Grano New York, New York, May 20, 2014 – Joseph Grano, one of the financial service industry’s leading executives for more than 30 years, has been named Chief Executive Officer of Premier Allian |
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| May 16, 2014 |
PREMIER ALLIANCE GROUP, INC. 10,247,994 Shares of Common Stock PROSPECTUS Filed pursuant to Rule 424(B)(3) File Number 333-193028 PREMIER ALLIANCE GROUP, INC. |
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| May 16, 2014 |
PREMIER ALLIANCE GROUP, INC. 43,686,606 Shares of Common Stock PROSPECTUS Filed Pursuant to Rule 424(B)(3) File Number 333-188131 PREMIER ALLIANCE GROUP, INC. |
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| May 12, 2014 |
As filed with the Securities and Exchange Commission on May 12, 2014 Registration no. |
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| May 12, 2014 |
As filed with the Securities and Exchange Commission on May 12, 2014 Registration no. |
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| April 24, 2014 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 24, 2014 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2014 Commission File Number: 000-50502 PREMIER ALLIANCE GROUP, INC (Exact Name of registrant as Specified in Its Charter) Delaware 20-0443575 (State of other jurisdiction of |
