SIRR Pengajuan SEC - Sierra Income Corp- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sierra Income Corp

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

March 7, 2022	15-12G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-54650 Sierra Income Corporation* (Exact name of registrant as specified
February 25, 2022	N-54C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election
February 25, 2022	EX-3.2	Bylaws of Sierra Income Corporation EX-3.2 3 ea156187ex3-2sierra.htm BYLAWS OF SIERRA INCOME CORPORATION Exhibit 3.2 SIERRA INCOME CORPORATION BYLAWS ARTICLE I OFFICES The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. The Corporation may have additional offices, including a principal executive office, at such places as the Board of Directors may f
February 25, 2022	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Submission of Matters to a Vote of Security Holders 8-K 1 ea156187-8ksierra.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2022 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) 0-54650 Maryland 45-2544432 (Commission F
February 25, 2022	EX-3.1	Articles of Amendment and Restatement of Sierra Income Corporation EX-3.1 2 ea156187ex3-1sierra.htm ARTICLES OF AMENDMENT AND RESTATEMENT OF SIERRA INCOME CORPORATION Exhibit 3.1 SIERRA INCOME CORPORATION ARTICLES OF AMENDMENT AND RESTATEMENT THIS IS TO CERTIFY THAT: FIRST: Sierra Income Corporation, a Maryland corporation (which is hereinafter called the “Corporation”), desires to amend and restate its charter as currently in effect and as hereinafter amended. S
February 23, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A 1 ea156076-defa14asierrainc.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, f
February 18, 2022	8-K	Other Events 8-K 1 ea155925-8ksierracorp.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdicti
February 14, 2022	425	Forward-Looking Statements This communication contains “forward-looking statements,” which are statements other than statements of historical facts, are not guarantees of future performance or results of Barings BDC, Inc. (“Barings BDC”), Sierra Inco Filed by Barings BDC, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Sierra Income Corporation. Commission File No.: 814-00924 Forward-Looking Statements This communication contains “forward-looking statements,” which are statements other than statements of historical fact
February 3, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 ea154938-defa14asierra.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Prelimina
February 1, 2022	8-K	Other Events 8-K 1 ea154801-8ksierraincomecorp.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2022 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other
January 25, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 ea154458-defa14asierrainc.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the a
January 21, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 ea154319-defa14asierra.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Prel
January 18, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of
January 11, 2022	DEFA14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of
January 3, 2022	425	2 Filed by Sierra Income Corporation Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Sierra Income Corporation Commission File No.
December 30, 2021	8-K	Termination of a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 ea153210-8ksierra.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) 0-54650 Maryland 45-2544432 (Commission F
December 30, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2021 Sierra Income C DEFA14A 1 ea153210-8ksierra.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) 0-54650 Maryland 45-2544432 (Commissi
December 30, 2021	EX-10.2	Notice of Termination relating to the Administration Agreement Exhibit 10.2 December 27, 2021 BY U.S. MAIL AND ELECTRONIC MAIL Mr. Richard T. Allorto, Jr. Chief Financial Officer SIC Advisors LLC 100 Park Avenue, 16th Floor New York, New York 10017 Re: Termination of the Investment Advisory Agreement (“Advisory Agreement”) by and between Sierra Income Corporation (“Sierra”) and SIC Advisors LLC (the “Adviser”) Dear Mr. Allorto: I am writing on behalf of Sierr
December 30, 2021	EX-10.1	Notice of Termination relating the Advisory Agreement Exhibit 10.1 December 27, 2021 BY U.S. MAIL AND ELECTRONIC MAIL Mr. Richard T. Allorto, Jr. Chief Financial Officer SIC Advisors LLC 100 Park Avenue, 16th Floor New York, New York 10017 Re: Termination of the Investment Advisory Agreement (“Advisory Agreement”) by and between Sierra Income Corporation (“Sierra”) and SIC Advisors LLC (the “Adviser”) Dear Mr. Allorto: I am writing on behalf of Sierr
December 30, 2021	EX-10.2	Notice of Termination relating to the Administration Agreement Exhibit 10.2 December 27, 2021 BY U.S. MAIL AND ELECTRONIC MAIL Mr. Richard T. Allorto, Jr. Chief Financial Officer SIC Advisors LLC 100 Park Avenue, 16th Floor New York, New York 10017 Re: Termination of the Investment Advisory Agreement (“Advisory Agreement”) by and between Sierra Income Corporation (“Sierra”) and SIC Advisors LLC (the “Adviser”) Dear Mr. Allorto: I am writing on behalf of Sierr
December 30, 2021	EX-10.1	Notice of Termination relating the Advisory Agreement Exhibit 10.1 December 27, 2021 BY U.S. MAIL AND ELECTRONIC MAIL Mr. Richard T. Allorto, Jr. Chief Financial Officer SIC Advisors LLC 100 Park Avenue, 16th Floor New York, New York 10017 Re: Termination of the Investment Advisory Agreement (?Advisory Agreement?) by and between Sierra Income Corporation (?Sierra?) and SIC Advisors LLC (the ?Adviser?) Dear Mr. Allorto: I am writing on behalf of Sierr
December 28, 2021	DEFM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFM14A 1 defm14a1221sierraincome.htm PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐
December 28, 2021	425	Forward-Looking Statements This communication contains “forward-looking statements,” which are statements other than statements of historical facts, are not guarantees of future performance or results of Barings BDC, Inc. (“Barings BDC”), Sierra Inco Filed by Barings BDC, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Sierra Income Corporation. Commission File No.: 814-00924 Forward-Looking Statements This communication contains “forward-looking statements,” which are statements other than statements of historical fact
November 18, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 Barings BDC, In UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 Barings BDC, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00733 06-1798488 (State or Other Jurisdiction of Incorporation) (Commission Fil
November 15, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
October 22, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) 0-54650 Maryland 45-2544432 (Commission File Number) (State or other jurisdiction of
October 20, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 ea149185-defa14asierra.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commis
September 29, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2021 Sierra Income UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incorporation) 45-2544432 (Commiss
September 29, 2021	EX-99.1	Letter to Stockholders Suspending the Company’s Distribution Reinvestment Plan. Exhibit 99.1 100 Park Avenue New York, NY 10017 September 29, 2021 IMPORTANT NOTICE IMMEDIATE SUSPENSION OF DISTRIBUTION REVINVESTMENT PLAN Dear Stockholder: I am writing you to provide an important information regarding Sierra Income Corporation (the ?Company?). On September 21, 2021, the Company?s Board of Directors (the ?Board?) approved the suspension of the Company?s distribution reinvestment
September 29, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incorporation) 45-2544432 (Commiss
September 29, 2021	EX-99.1	100 Park Avenue New York, NY 10017 Exhibit 99.1 100 Park Avenue New York, NY 10017 September 29, 2021 IMPORTANT NOTICE IMMEDIATE SUSPENSION OF DISTRIBUTION REVINVESTMENT PLAN Dear Stockholder: I am writing you to provide an important information regarding Sierra Income Corporation (the ?Company?). On September 21, 2021, the Company?s Board of Directors (the ?Board?) approved the suspension of the Company?s distribution reinvestment
September 23, 2021	425	Barings BDC, Inc. September 22, 2021 Filed by Barings BDC, Inc. (Commission File No. 814-00733) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Sierra Income Corporation. (Commission File No. 814-00924) The following is a transcript of a conference call held by Barings BDC, Inc. on September 22, 2021 at 9:00 a.m.,
September 22, 2021	EX-99.1	SIERRA INCOME CORPORATION TO MERGE WITH BARINGS BDC, INC. AND COMBINED COMPANY TO BE MANAGED BY BARINGS LLC Enhances Scale, Earnings Profile and Positions the Combined Company as a Market Leading BDC EX-99.1 3 ny20000760x1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SIERRA INCOME CORPORATION TO MERGE WITH BARINGS BDC, INC. AND COMBINED COMPANY TO BE MANAGED BY BARINGS LLC Enhances Scale, Earnings Profile and Positions the Combined Company as a Market Leading BDC CHARLOTTE, N.C., & NEW YORK, N.Y., September 21, 2021 - Barings BDC, Inc. (NYSE: BBDC) ("Barings BDC") and Sierra Income Corporation ("Sierra
September 22, 2021	EX-2.1	Agreement and Plan of Merger, by and among Barings BDC, Inc., Mercury Acquisition Sub, Inc., Sierra Income Corporation and Barings LLC, dated as of September 21, 2021. Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among BARINGS BDC, INC., MERCURY ACQUISITION SUB, INC., SIERRA INCOME CORPORATION, and BARINGS LLC Dated as of September 21, 2021 TABLE OF CONTENTS Article I THE MERGERS 2 Section 1.1 The Mergers 2 Section 1.2 The Closing 2 Section 1.3 Effective Time 2 Section 1.4 Articles of Incorporation and Bylaws 3 Section 1.5 Board of Directors
September 22, 2021	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among BARINGS BDC, INC., MERCURY ACQUISITION SUB, INC., SIERRA INCOME CORPORATION, BARINGS LLC Dated as of September 21, 2021 EX-2.1 2 ny20000760x1ex2-1.htm EXHIBIT 2.1 TABLE OF CONTENTS Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among BARINGS BDC, INC., MERCURY ACQUISITION SUB, INC., SIERRA INCOME CORPORATION, and BARINGS LLC Dated as of September 21, 2021 TABLE OF CONTENTS TABLE OF CONTENTS Article I THE MERGERS 2 Section 1.1 The Mergers 2 Section 1.2 The Closing 2 Section 1.3 Effecti
September 22, 2021	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) 0-54650 Maryland 45-2544432 (Commission File Number) (State or other jurisdiction o
September 22, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 Sierra Income DEFA14A 1 ea147757-8ksierra.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) 0-54650 Maryland 45-2544432 (Commiss
September 22, 2021	EX-2.1	Agreement and Plan of Merger, by and among Barings BDC, Inc., Mercury Acquisition Sub, Inc., Sierra Income Corporation and Barings LLC, dated as of September 21, 2021.* Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among BARINGS BDC, INC., MERCURY ACQUISITION SUB, INC., SIERRA INCOME CORPORATION, and BARINGS LLC Dated as of September 21, 2021 TABLE OF CONTENTS Article I THE MERGERS 2 Section 1.1 The Mergers 2 Section 1.2 The Closing 2 Section 1.3 Effective Time 2 Section 1.4 Articles of Incorporation and Bylaws 3 Section 1.5 Board of Directors
September 22, 2021	EX-99.1	Joint press release of Barings BDC, Inc. and Sierra Income Corporation, dated September 21, 2021. Exhibit 99.1 SIERRA INCOME CORPORATION TO MERGE WITH BARINGS BDC, INC. AND COMBINED COMPANY TO BE MANAGED BY BARINGS LLC Enhances Scale, Earnings Profile and Positions the Combined Company as a Market Leading BDC CHARLOTTE, N.C., & NEW YORK, N.Y., September 21, 2021 - Barings BDC, Inc. (NYSE: BBDC) (“Barings BDC”) and Sierra Income Corporation (“Sierra”) announced today that they have entered into
September 22, 2021	EX-99.2	EX-99.2 Exhibit 99.2
September 22, 2021	EX-99.1	SIERRA INCOME CORPORATION TO MERGE WITH BARINGS BDC, INC. AND COMBINED COMPANY TO BE MANAGED BY BARINGS LLC Enhances Scale, Earnings Profile and Positions the Combined Company as a Market Leading BDC Exhibit 99.1 SIERRA INCOME CORPORATION TO MERGE WITH BARINGS BDC, INC. AND COMBINED COMPANY TO BE MANAGED BY BARINGS LLC Enhances Scale, Earnings Profile and Positions the Combined Company as a Market Leading BDC CHARLOTTE, N.C., & NEW YORK, N.Y., September 21, 2021 - Barings BDC, Inc. (NYSE: BBDC) (“Barings BDC”) and Sierra Income Corporation (“Sierra”) announced today that they have entered into
September 22, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 Barings BDC, I 425 1 ny20000760x18k.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 Barings BDC, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00733 06-1798488 (State or Other Jurisdiction of
September 21, 2021	425	SIERRA INCOME CORPORATION TO MERGE WITH BARINGS BDC, INC. AND COMBINED COMPANY TO BE MANAGED BY BARINGS LLC Enhances Scale, Earnings Profile and Positions the Combined Company as a Market Leading BDC Filed by: Barings BDC, Inc. (Commission File No.: 814-00733) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Sierra Income Corporation (Commission File No.: 814-00924) Date: September 21, 2021 SIERRA INCOME CORPORATION TO MERGE WITH BARINGS BDC, INC. AND COMBINED COMPANY T
September 21, 2021	425	Filed by: Barings BDC, Inc. Filed by: Barings BDC, Inc. (Commission File No.: 814-00733) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Sierra Income Corporation (Commission File No.: 814-00924) Date: September 21, 2021
September 1, 2021	8-K	Other Events 8-K 1 sicp202109018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of i
August 13, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
August 13, 2021	EX-99.1	Commitment Letter, dated August 11, 2021, among Sierra Income Corporation, Medley LLC, Medley Capital LLC and SIC Advisors LLC Exhibit 99.1 Medley LLC Medley Capital LLC SIC Advisors LLC 100 Park Avenue New York, NY 10017 Attention: Richard Allorto COMMITMENT LETTER Ladies and Gentlemen: Reference is made to that certain Term Sheet dated July 21, 2021 (the ?Term Sheet?) filed by debtor Medley LLC (the ?Debtor?) as Docket No. 276 in its chapter 11 case, In re Medley LLC, No. 21-10526 (KBO) (Bankr. D. Del. Mar. 7, 2021) (th
July 27, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commission F
July 8, 2021	SC TO-I/A	As filed with the Securities and Exchange Commission on July 8, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 193 As filed with the Securities and Exchange Commission on July 8, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 25, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
June 23, 2021	8-K	Other Events 8-K 1 sicp202106238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incor
June 16, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
June 2, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
May 28, 2021	EX-99.A1B	Letter of Transmittal Exhibit 99(a)(1)(B) LETTER OF TRANSMITTAL PURSUANT TO THE OFFER TO PURCHASE DATED MAY 28, 2021 THIS OFFER WILL EXPIRE AT 11:59 P.
May 28, 2021	EX-99.A1D	Letter to Stockholders, dated May 28, 2021 Exhibit 99(a)(1)(D) LETTER TO STOCKHOLDERS THIS IS NOTIFICATION OF THE QUARTERLY REPURCHASE OFFER.
May 28, 2021	EX-99.A1C	Notice of Withdrawal Exhibit 99(a)(1)(C) NOTICE OF WITHDRAWAL PURSUANT TO THE OFFER TO PURCHASE DATED MAY 28, 2021 NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN SIERRA INCOME CORPORATION TENDERED PURSUANT TO THE OFFER TO PURCHASE DATED MAY 28, 2021 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF WITHDRAWAL MUST BE RECEIVED BY SIERRA INCOME CORPORATION BEFORE, EITHER BY HAND-DELIVERY OR MAIL, 11:59 P.
May 28, 2021	EX-99.A1A	Offer to Purchase, dated May 28, 2021 EX-99.A1A 2 ex253968.htm EXHIBIT 99(A)(1)(A) Exhibit 99(a)(1)(A) OFFER TO PURCHASE FOR CASH BY SIERRA INCOME CORPORATION UP TO 391,863 SHARES OF COMMON STOCK AT A PURCHASE PRICE EQUAL TO $5.28, WHICH REPRESENTS THE COMPANY’S NET ASSET VALUE PER SHARE AS OF MARCH 31, 2021 THE OFFER WILL EXPIRE AT 11:59 P.M., EASTERN TIME, ON JUNE 29, 2021, UNLESS THE OFFER IS EXTENDED. To the Stockholders of Sierra
May 28, 2021	SC TO-I	As filed with the Securities and Exchange Commission on May 28, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SIERRA INCOME As filed with the Securities and Exchange Commission on May 28, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 27, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incorporation) 45-2544432 (Commission Fi
May 27, 2021	EX-99.1	SIERRA INCOME CORPORATION TO EXPLORE AND EVALULATE STRATEGIC ALTERNATIVES EX-99.1 2 ex253550.htm EXHIBIT 99.1 Exhibit 99.1 SIERRA INCOME CORPORATION TO EXPLORE AND EVALULATE STRATEGIC ALTERNATIVES New York, NY (May 27, 2021) – Sierra Income Corporation (“Sierra” or the “Company”) today announced that its Board of Directors has entered into a formal review process to evaluate strategic alternatives for the Company. The Board of Directors has authorized the Special Commit
May 21, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incorporation) 45-2544432 (Commission Fi
May 14, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
April 29, 2021	DEFA14A	- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
April 29, 2021	EX-99.1	Sierra Income Corporation Announces Q2 2021 Distributions EX-99.1 2 ex245108.htm EXHIBIT 99.1 Exhibit 99.1 Sierra Income Corporation Announces Q2 2021 Distributions NEW YORK, NY (April 29, 2021) – Sierra Income Corporation (“Sierra” or the “Company”) today announced that, on April 28, 2021, its Board of Directors (the “Board”) declared a series of monthly distributions for April, May, and June 2021 of $0.010 per share. Stockholders of record as of each r
April 29, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incorporation) 45-2544432 (Commission
April 28, 2021	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of
April 23, 2021	EX-10.1	Incentive Fee Waiver Agreement, dated April 23, 2021, between and between Sierra Income Corporation and SIC Advisors LLC Exhibit 10.1 INCENTIVE FEE WAIVER AGREEMENT This Incentive Fee Waiver Agreement (the ?Agreement?) is made on this 23rd day of April, 2021, by and between Sierra Income Corporation (the ?Company?) and SIC Advisors LLC (the ?Adviser?). Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Advisory Agreement (as defined below). WITNESSETH: WHEREAS, the Company i
April 23, 2021	EX-10.2	Expense Limitation Agreement, dated April 23, 2021, by and between Sierra Income Corporation and Medley Capital LLC Exhibit 10.2 EXPENSE LIMITATION AGREEMENT This Expense Limitation Agreement (the ?Agreement?) is made on this 23rd day of April, 2021, by and between Sierra Income Corporation (the ?Company?) and Medley Capital LLC (the ?Administrator?). WITNESSETH: WHEREAS, the Company is a non-diversified, closed-end management investment company that has elected to be treated as a business development company u
April 23, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incorporation) 45-2544432 (Commission
March 19, 2021	10-K	Annual Report - FORM 10-K 10-K 1 sicp2020123110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fi
March 19, 2021	EX-21.1	List of Subsidiaries* Exhibit 21.1 SUBSIDIARIES OF SIERRA INCOME CORPORATION Name Jurisdiction Alpine Funding LLC Delaware SIC AAR LLC Delaware SIC Investment Holdings LLC Delaware STRF Holdings LLC Delaware
February 24, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 0-54650 (State or other jurisdiction of incorporation) 45-2544432 (Commissi
November 24, 2020	EX-10.1	Amendment No. 1 to Amended and Restated Loan Agreement, dated as of November 18, 2020, among Alpine Funding LLC, SIC Advisors LLC, the Financing Providers thereto, Citibank, N.A., as collateral agent and securities intermediary, Virtus Group, LP, as collateral administrator and JPMorgan Chase Bank, National Association, as administrative agent. Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 to Amended and Restated Loan Agreement AMENDMENT NO. 1 dated as of November 18, 2020 (this “Agreement”), among Alpine Funding LLC (the “Borrower”), SIC Advisors LLC (the “Portfolio Manager”), the Financing Providers executing this Agreement on the signature pages hereto, Citibank, N.A., as collateral agent (in such capacity, the “Collateral Agent”) an
November 24, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2020 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commissi
November 16, 2020	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 o TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
August 14, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
August 10, 2020	8-K	Financial Statements and Exhibits, Other Events 8-K 1 sic8k08102020.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2020 (August 10, 2020) Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or ot
August 10, 2020	EX-99.1	FILED: NEW YORK COUNTY CLERK 08/04/2020 04:49 PM INDEX NO. 652006/2019 NYSCEF DOC. NO. 40 RECEIVED NYSCEF: 08/04/2020 1 of 7 FILED: NEW YORK COUNTY CLERK 08/04/2020 04:49 PM INDEX NO. 652006/2019 NYSCEF DOC. NO. 40 RECEIVED NYSCEF: 08/04/2020 2 of 7 andersonvbyersetal-stipu FILED: NEW YORK COUNTY CLERK 08/04/2020 04:49 PM INDEX NO.
August 3, 2020	EX-99.1	Sierra Income Corporation Announces Distribution Update EX-99.1 2 exhibit991.htm EX-99.1 Exhibit 99.1 Sierra Income Corporation Announces Distribution Update NEW YORK, NY (July 31, 2020) – Sierra Income Corporation (“Sierra” or the “Company”) today announced that its Board of Directors has determined to continue the temporary suspension of the monthly distributions on the shares of the Company’s common stock to enhance financial flexibility. Shareholde
August 3, 2020	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 (July 31, 2020) Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporatio
July 2, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commission F
May 15, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the Quarterly Period Ended March 31, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
May 15, 2020	EX-10.17	Amendment No. 3 to Amended and Restated Senior Secured Revolving Credit Agreement, dated as of March 30, 2020 by and among the Borrower, the lenders from time to time party thereto, the Administrative Agent and, solely for purposes of Section 2.10 thereof, subsidiary guarantors thereto Exhibit 10.17 Execution Version AMENDMENT NO. 3 TO AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT This AMENDMENT NO. 3 (this “Amendment”), dated as of March 30, 2020, is made with respect to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of August 12, 2016 (as modified by the Limited Waiver to Amended and Restated Senior Secured Revolving Credit Agreem
May 15, 2020	EX-10.18	Amendment No. 4 to Amended and Restated Senior Secured Revolving Credit Agreement, dated as of May 15, 2020 by and among the Borrower, the lenders from time to time party thereto, the Administrative Agent and, solely for purposes of Section 2.10 thereof, subsidiary guarantors thereto Exhibit 10.18 Execution Version AMENDMENT NO. 4 TO AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT This AMENDMENT NO. 4 (this “Amendment”) dated as of May 15, 2020 is made with respect to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of August 12, 2016 (as modified by the Limited Waiver to Amended and Restated Senior Secured Revolving Credit Agreement,
May 5, 2020	8-K	Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 (May 1, 2020) Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (
May 5, 2020	EX-99.1	Sierra Income Corporation Announces Termination of Mergers Exhibit 99.1 Press Release Sierra Income Corporation Announces Termination of Mergers NEW YORK, NY (May 5, 2020) – Sierra Income Corporation (“Sierra” or the “Company”) today announced that effective as of May 1, 2020 its Board of Directors has terminated its previously announced mergers with Medley Capital Corporation (“MCC”) and Medley Management Inc. (“MDLY”) as the Outside Date (as defined bel
April 30, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 (April 29, 2020) Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporat
April 30, 2020	EX-99.1	Sierra Income Corporation Announces Distribution Update Exhibit 99.1 Sierra Income Corporation Announces Distribution Update NEW YORK, NY (April 29, 2020) – Sierra Income Corporation (“Sierra” or the “Company”) today announced that its Board of Directors has temporarily suspended the monthly distributions on the shares of the Company’s common stock to enhance financial flexibility. Shareholder distributions, including both cash and through the distribu
April 29, 2020	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of
March 20, 2020	EX-21.1	List of Subsidiaries* Exhibit 21.1 SUBSIDIARIES OF SIERRA INCOME CORPORATION Name Jurisdiction Alpine Funding LLC Delaware SIC AAR LLC Delaware SIC Investment Holdings LLC Delaware
March 20, 2020	EX-4.1	Description of Securities Exhibit 4.1 DESCRIPTION OF SECURITIES Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form 10-K to which this Description of Securities is an exhibit. COMMON STOCK, $0.001 PAR VALUE PER SHARE Under the terms of Sierra’s Second Articles of Amendment and Restatement of Sierra, as supplemented and amended by those certain Articles Suppleme
March 20, 2020	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
November 21, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2019 (November 19, 2 Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
November 14, 2019	EX-17.B	Consent of Sandler O’Neill & Partners, L.P.* Exhibit (17)b. CONSENT OF SANDLER O’NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the Special Committee of the Board of Directors of Medley Capital Corporation (the “Company”) as Appendix D to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with Sierra Income Corporation contained in the Registration Statement on Form N-14 (P
November 14, 2019	EX-14.A	Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm of Sierra Income Corporation* Exhibit (14)a. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions ?Selected Financial and Other Data of Sierra?, ?Experts? and to the use of our report dated April 1, 2019 with respect to the consolidated financial statements of Sierra Income Corporation included in the Amended Joint Proxy Statement/Prospectus that is made a part of
November 14, 2019	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the Quarterly Period Ended September 30, 2019 or o TRANSITION REPORT PURSUANT 10-Q 1 a093019-10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:
November 14, 2019	EX-14.C	Consent of RSM US LLP, Independent Registered Public Accounting Firm of Medley Management Inc.* Exhibit (14)c. Consent of Independent Registered Public Accounting Firm We consent to the incorporation in this Post-Effective Amendment No. 2 to the Registration Statement on Form N-14 (No. 333-228216) of Sierra Income Corporation of our report dated April 1, 2019, relating to the consolidated financial statements of Medley Management Inc., appearing in this Registration Statement filed by Sierra
November 14, 2019	EX-17.C	Consent of Barclays Capital Inc.* Exhibit 17(c). 745 Seventh Avenue New York, NY 10019 United States November 13, 2019 CONSENT OF BARCLAYS CAPITAL INC. We hereby consent to (i) the inclusion of our opinion letter, dated July 28, 2019, to the Special Committee of the Board of Directors of Medley Management Inc. (the ?Company?), as an Appendix to the amended joint proxy statement/prospectus that forms a part of the Registration Stat
November 14, 2019	POS 8C	AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 13, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 S Pre-Effective Amendment No. £ Post-Effective POS 8C 1 pos8csierraincome.htm FILE NO. 333-228216 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 13, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 S Pre-Effective Amendment No. £ Post-Effective Amendment No. S 2 (Check appropriate box or boxes) SIERRA INCOME CORPORATION (Exact Name of Registr
November 14, 2019	EX-17.A	Consent of Broadhaven Capital Partners* Exhibit (17)a. CONSENT OF BROADHAVEN CAPITAL PARTNERS We hereby consent to the inclusion of our opinion letter dated July 28, 2019, to the Special Committee of the Board of Directors of Sierra Income Corporation (the “Company”) as an Appendix C to the Amended Joint Proxy Statement/Prospectus relating to the proposed mergers contained in Post-Effective Amendment No. 2 to the Registration Statement
November 14, 2019	EX-14.B	Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm of Medley Capital Corporation* Exhibit (14)b. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions ?Selected Financial and Other Data of MCC?, ?Experts? and to the use of our reports dated December 4, 2018 with respect to the consolidated financial statements of Medley Capital Corporation and the effectiveness of internal control over financial reporting of Medley C
November 13, 2019	40-33	Eversheds Sutherland (US) LLP Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.
November 13, 2019	40-33	40-33
October 15, 2019	425	Medley Capital Corporation Announces End of “Go Shop” Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
October 15, 2019	425	Medley Capital Corporation Announces End of “Go Shop” Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
September 9, 2019	APP WD	[Letterhead of Eversheds Sutherland (US) LLP] [Letterhead of Eversheds Sutherland (US) LLP] September 9, 2019 Stephan N. Packs, Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Sierra Income Corporation, et. al. (File No. 812-14973) Form APP WD: Request for Withdrawal of Application Dear Mr. Packs: On November 6, 2018, Sierra Income Corporation, et. al. (the “
August 30, 2019	EX-14.B	Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm of Medley Capital Corporation* Exhibit (14)b. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions ?Selected Financial and Other Data of MCC?, ?Experts? and to the use of our reports dated December 4, 2018 with respect to the consolidated financial statements of Medley Capital Corporation and the effectiveness of internal control over financial reporting of Medley C
August 30, 2019	EX-8.F	Employment Agreement by and between Medley Capital LLC and Christopher Taube* Exhibit (8)f. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into on July [ ], 2019, between Medley Capital LLC (the ?Company?) and Chris Taube (the ?Employee?) (each a ?Party,? collectively, ?Parties?). The Parties were party to an Employment Agreement dated December [], 2018 and this Agreement is intended to completely replace such earlier Employment Agreeme
August 30, 2019	EX-17.C	Consent of Barclays Capital Inc.* Exhibit (17)c. 745 Seventh Avenue New York, NY 10019 United States August 29, 2019 CONSENT OF BARCLAYS CAPITAL INC. We hereby consent to (i) the inclusion of our opinion letter, dated July 28, 2019, to the Special Committee of the Board of Directors of Medley Management Inc. (the “Company”), as an Exhibit to the amended joint proxy statement/prospectus that forms a part of the Registration Stateme
August 30, 2019	EX-8.B	Employment Agreement by and between Medley Capital LLC and Seth Taube* Exhibit (8)b. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into on July [ ], 2019, between Medley Capital LLC (the “Company”) and Seth Taube (the “Employee”) (each a “Party,” collectively, “Parties”). The Parties were party to an Employment Agreement dated December [], 2018 and this Agreement is intended to completely replace such earlier Employment Agreemen
August 30, 2019	EX-8.C	Employment Agreement by and between Medley Capital LLC and Richard T. Allorto, Jr.* Exhibit (8)c. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into on July [ ], 2019, between Medley Capital LLC (the ?Company?) and Richard Allorto, Jr. (the ?Employee?) (each a ?Party,? collectively, ?Parties?). The Parties were party to an Employment Agreement dated December [], 2018 and this Agreement is intended to completely replace such earlier Employmen
August 30, 2019	EX-8.D	Employment Agreement by and between Medley Capital LLC and John D. Fredericks* Exhibit (8)d. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into on July [ ], 2019, between Medley Capital LLC (the “Company”) and John Fredericks (the “Employee”) (each a “Party,” collectively, “Parties”). The Parties were party to an Employment Agreement dated December [], 2018 and this Agreement is intended to completely replace such earlier Employment Agr
August 30, 2019	EX-17.B	Consent of Sandler O’Neill & Partners, L.P.* Exhibit (17)b. CONSENT OF SANDLER O?NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the Special Committee of the Board of Directors of Medley Capital Corporation (the ?Company?) as Appendix D to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with Sierra Income Corporation contained in the Registration Statement on Form N-14 (P
August 30, 2019	EX-8.A	Employment Agreement by and between Medley Capital LLC and Brook Taube* Exhibit (8)a. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into on July [ ], 2019, between Medley Capital LLC (the ?Company?) and Brook Taube (the ?Employee?) (each a ?Party,? collectively, ?Parties?). The Parties were party to an Employment Agreement dated December [], 2018 and this Agreement is intended to completely replace such earlier Employment Agreeme
August 30, 2019	EX-14.C	Consent of RSM US LLP, Independent Registered Public Accounting Firm of Medley Management Inc.* Exhibit (14)c. Consent of Independent Registered Public Accounting Firm We consent to the incorporation in this Post-Effective Amendment No. 1 to the Registration Statement on Form N-14 (No. 333-228216) of Sierra Income Corporation of our report dated April 1, 2019, relating to the consolidated financial statements of Medley Management Inc., appearing in this Registration Statement filed by Sierra
August 30, 2019	EX-8.E	Employment Agreement by and between Medley Capital LLC and Samuel Anderson* Exhibit (8)e. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into on July [ ], 2019, between Medley Capital LLC (the “Company”) and Samuel Anderson (the “Employee”) (each a “Party,” collectively, “Parties”). The Parties were party to an Employment Agreement dated December [], 2018 and this Agreement is intended to completely replace such earlier Employment Agr
August 30, 2019	POS 8C	(a)(2)(i) Preliminary Amended Joint Proxy Statement/Prospectus of Sierra Income Corporation (incorporated by reference to the Post-Effective Amendment No. 1 to Form N-14 filed concurrently with this Transaction Statement with the SEC) FILE NO. 333-228216 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 30, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 S Pre-Effective Amendment No. ? Post-Effective Amendment No. S 1 (Check appropriate box or boxes) SIERRA INCOME CORPORATION (Exact Name of Registrant as Specified in Charter) 280
August 30, 2019	EX-17.A	Consent of Broadhaven Capital Partners* Exhibit (17)a. CONSENT OF BROADHAVEN CAPITAL PARTNERS We hereby consent to the inclusion of our opinion letter dated July 28, 2019, to the Special Committee of the Board of Directors of Sierra Income Corporation (the ?Company?) as an Appendix C to the Amended Joint Proxy Statement/Prospectus relating to the proposed mergers contained in Post-Effective Amendment No. 1 to the Registration Statement
August 30, 2019	EX-14.A	Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm of Sierra Income Corporation* Exhibit (14)a. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Selected Financial and Other Data of Sierra”, “Experts” and to the use of our report dated April 1, 2019 with respect to the consolidated financial statements of Sierra Income Corporation included in the Amended Joint Proxy Statement/Prospectus that is made a part of
August 14, 2019	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the Quarterly Period Ended June 30, 2019 or o TRANSITION REPORT PURSUANT TO S 10-Q 1 a063019-10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-
August 2, 2019	425	(a)(2)(lxvi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on August 2, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
August 2, 2019	EX-2.2	Amended and Restated Agreement and Plan of Merger, dated as of July 29, 2019, by and among Medley Management Inc., Sierra Income Corporation and Sierra Management, Inc. Exhibit 2.2 EXECUTION COPY AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER by and among MEDLEY MANAGEMENT INC. SIERRA INCOME CORPORATION and SIERRA MANAGEMENT, INC. DATED AS OF JULY 29, 2019 TABLE OF CONTENTS ARTICLE I DEFINED TERMS 3 ARTICLE II THE MERGER 14 ARTICLE III CLOSING; DELIVERY OF MERGER CONSIDERATION 19 ARTICLE IV REPRESENTATIONS AND WARRANTIES OF MDLY 22 ARTICLE V REPRESENTATIONS AN
August 2, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2019 (July 29, 2019) Si Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
August 2, 2019	425	(a)(2)(lxvii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on August 2, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
August 2, 2019	8-K	Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2019 (July 29, 2019) Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporati
August 2, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2019 (July 29, 2019) Me Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
August 2, 2019	EX-2.1	Amended and Restated Agreement and Plan of Merger, dated as of July 29, 2019, by and between Medley Capital Corporation and Sierra Income Corporation EX-2.1 2 f8k072919ex2-1sierra.htm AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 29, 2019, BY AND BETWEEN MEDLEY CAPITAL CORPORATION AND SIERRA INCOME CORPORATION Exhibit 2.1 EXECUTION COPY AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER by and between MEDLEY CAPITAL CORPORATION and SIERRA INCOME CORPORATION DATED AS OF JULY 29, 2019 TABLE OF CONTENTS ARTICLE I DEFINED TERMS
July 31, 2019	425	Medley Capital Corporation Commences Go Shop PrOcess in Accordance with Amended Merger Agreement Houlihan Lokey is Retained Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
July 31, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2019 (July 25, 2019) Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporatio
July 31, 2019	EX-10.1	Amendment No. 2 to Amended and Restated Senior Secured Revolving Credit Agreement, dated as of July 25, 2019, by and among the Borrower, the lenders from time to time party thereto, the Administrative Agent and, solely for purposes of Section 2.10 thereof, subsidiary guarantors thereto AMENDMENT NO. 2 TO AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT This AMENDMENT NO. 2 (this ?Amendment?), dated as of July 25, 2019, is made with respect to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of August 12, 2016 (as modified by the Limited Waiver to Amended and Restated Senior Secured Revolving Credit Agreement, dated as of September 27, 20
July 29, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 Medley Capital Corp Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
July 29, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 Sierra Income Corpo Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
July 29, 2019	EX-99.2	Investor Presentation Sierra Income Corporation, Medley Capital Corporation and Medley Management Inc. Merger Update July 29, 2019 This presentation contains “forward - looking” statements, including statements regarding the proposed transactions . S Exhibit 99.2 Investor Presentation Sierra Income Corporation, Medley Capital Corporation and Medley Management Inc. Merger Update July 29, 2019 This presentation contains ?forward - looking? statements, including statements regarding the proposed transactions . Such forward - looking statements reflect current views with respect to future events and financial performance, and each of Sierra Income
July 29, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commission F
July 29, 2019	425	(a)(2)(lxiii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on July 29, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
July 29, 2019	425	(a)(2)(lxii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on July 29, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
July 29, 2019	EX-99.1	Sierra, MCC and MDLY amend MERGER Agreements WHICH WOULD CREATE LEADING INTERNALLY MANAGED BDC WITH enhanced scale, diversified credit investment platform and $4.7 billion in assets under management Transactions Unanimously Approved by Sierra, MCC an EX-99.1 2 f8k072919ex99-1sierra.htm PRESS RELEASE, DATED JULY 29, 2019 Exhibit 99.1 Sierra, MCC and MDLY amend MERGER Agreements WHICH WOULD CREATE LEADING INTERNALLY MANAGED BDC WITH enhanced scale, diversified credit investment platform and $4.7 billion in assets under management Transactions Unanimously Approved by Sierra, MCC and MDLY Special Committees and Boards of Directors NEW YORK (July 2
July 1, 2019	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 (June 28, 2019) Sier UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 (June 28, 2019) Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation
May 15, 2019	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the Quarterly Period Ended March 31, 2019 or o TRANSITION REPORT PURSUANT TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
May 1, 2019	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
April 30, 2019	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of
April 18, 2019	EX-99.1	Medley Capital Corporation, Sierra Income Corporation and Medley Management Inc. Announce Postponement of Special Meetings of Stockholders Exhibit 99.1 Medley Capital Corporation, Sierra Income Corporation and Medley Management Inc. Announce Postponement of Special Meetings of Stockholders NEW YORK ? April 18, 2019 ? Medley Capital Corporation (NYSE: MCC; TASE: MCC) (?MCC?), Sierra Income Corporation (?Sierra?) and Medley Management Inc. (NYSE: MDLY) (?MDLY?) today announced that they have postponed the special meetings of stockholde
April 18, 2019	425	(a)(2)(lx) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on April 18, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
April 18, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2019 Sierra Income Corp Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
April 18, 2019	425	(a)(2)(lix) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on April 18, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
April 18, 2019	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2019 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commission
April 18, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2019 Medley Capital Cor Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
April 17, 2019	425	(a)(2)(lvii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on April 17, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
April 17, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 (April 15, 2019) M Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
April 1, 2019	EX-21.1	List of Subsidiaries* Exhibit 21.1 SUBSIDIARIES OF SIERRA INCOME CORPORATION Name Jurisdiction Alpine Funding LLC Delaware Arbor Funding LLC Delaware SIC AAR LLC Delaware SIC Investment Holdings LLC Delaware
April 1, 2019	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00924 Sierra Income Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 45-2544432 (State or Other Jurisdiction of Incorporation or Organization) (I.
March 29, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 Medley Capital Cor Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 29, 2019	EX-99.1	Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on April 19, 2019 Exhibit 99.1 Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on April 19, 2019 NEW YORK — March 29, 2019 — Medley Capital Corporation (NYSE: MCC, “MCC”) (TASE: MCC), Sierra Income Corporation (“Sierra”), and Medley Management Inc. (NYSE: MDLY, “MDLY” or “Medley”) today announced that each Special Meeting of Shareholders of MCC, Sie
March 29, 2019	425	(a)(2)(lvi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 29, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 29, 2019	425	(a)(2)(liv) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 29, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 29, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 Sierra Income Corp Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 29, 2019	425	MEDLEY CAPITAL CORP., SIERRA INCOME CORP. AND MEDLEY MANAGEMENT INC. TO ADJOURN MARCH 29th SPECIAL MEETINGS OF SHAREHOLDERS Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 29, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 Medley Capital Cor Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 29, 2019	425	(a)(2)(l) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 29, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 29, 2019	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commission
March 29, 2019	425	(a)(2)(lii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 29, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 18, 2019	EX-99.1	Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on March 29, 2019 Exhibit 99.1 Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on March 29, 2019 NEW YORK ? March 15, 2019 ? Medley Capital Corporation (NYSE: MCC, ?MCC?) (TASE: MCC), Sierra Income Corporation (?Sierra?), and Medley Management Inc. (NYSE: MDLY, ?MDLY? or ?Medley?) today announced that each Special Meeting of Shareholders of MCC, Sie
March 18, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2019 Medley Capital Cor Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 18, 2019	425	(a)(2)(xlix) Prospectus pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 18, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 18, 2019	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2019 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commission
March 18, 2019	425	(a)(2)(xlviii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 18, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 18, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2019 Sierra Income Corp Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 15, 2019	425	(a)(2)(xlvi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 15, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 15, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2019 (March 11, 2019) M Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 15, 2019	425	MEDLEY CAPITAL CORP., SIERRA INCOME CORP. AND MEDLEY MANAGEMENT INC. TO ADJOURN MARCH 15th SPECIAL MEETINGS OF SHAREHOLDERS Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 15, 2019	425	(a)(2)(xliv) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 15, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 8, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2019 Sierra Income Corpo Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 8, 2019	425	(a)(2)(xlii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 8, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 8, 2019	425	MEDLEY CAPITAL CORP., SIERRA INCOME CORP. AND MEDLEY MANAGEMENT INC. TO ADJOURN MARCH 8th SPECIAL MEETINGS OF SHAREHOLDERS THE COMPANIES CONTINUE TO WORK ON THE REGULATORY APPROVAL REQUIRED TO HOLD THE VOTE Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 8, 2019	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2019 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commission F
March 8, 2019	425	(a)(2)(xli) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 8, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 8, 2019	EX-99.1	Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on March 15, 2019 Exhibit 99.1 Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on March 15, 2019 NEW YORK — March 8, 2019 — Medley Capital Corporation (NYSE: MCC, “MCC”) (TASE: MCC), Sierra Income Corporation (“Sierra”), and Medley Management Inc. (NYSE: MDLY, “MDLY” or “Medley”) today announced that each Special Meeting of Shareholders of MCC, Sier
March 8, 2019	425	(a)(2)(xxxix) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on March 8, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
March 8, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2019 Medley Capital Corp Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 6, 2019	DFAN14A	MARATHON ASSET MANAGEMENT LP FORM DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
March 4, 2019	425	Filed by Sierra Income Corporation Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
March 4, 2019	425	Filed by Sierra Income Corporation Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 19, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2019 Medley Capital Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 19, 2019	425	MEDLEY CAPITAL CORP. FILED DETAILED INVESTOR PRESENTATION AND OPEN LETTER Materials Highlight Rationale for Declining to Pursue NexPoint’s Unsolicited Proposal and Reiterate Benefits of Announced Merger Plan Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 15, 2019	425	Filed by Sierra Income Corporation Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No. 814-00818
February 15, 2019	425	NexPoint Has Not Offered MCC Shareholders $225 Million of Net Value Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 13, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 Sierra Income Co Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 13, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commissio
February 13, 2019	EX-10.1	Amendment No. 1 to Amended and Restated Senior Secured Revolving Credit Agreement, dated as of February 8, 2019, by and among the Borrower, the lenders from time to time party thereto, the Administrative Agent and, solely for the purposes of Section 2.10 thereof, subsidiary guarantors party thereto Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT This AMENDMENT NO. 1 (this ?Amendment?) dated as of February 8, 2019, is made with respect to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of August 12, 2016 (as modified by the Limited Waiver to Amended and Restated Senior Secured Revolving Credit Agreem
February 13, 2019	425	(a)(2)(xxxvii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on February 13, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
February 12, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2019 Medley Capital Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 8, 2019	425	(a)(2)(xxxvi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on February 8, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
February 8, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 Medley Capital C Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 8, 2019	EX-99.1	Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on March 8, 2019 Exhibit 99.1 Medley Capital Corp., Sierra Income Corp. and Medley Management Inc. to Reconvene Special Meetings of Shareholders on March 8, 2019 NEW YORK ? February 8, 2019 ? Medley Capital Corporation (NYSE: MCC, "MCC") (TASE: MCC), Sierra Income Corporation ("Sierra"), and Medley Management Inc. (NYSE: MDLY, "MDLY" or "Medley") today announced that each Special Meeting of Shareholders of MCC, Si
February 8, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 Sierra Income Co Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 8, 2019	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 Sierra Income Co UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 Sierra Income Corporation (Exact name of registrant as specified in its charter) Maryland 0-54650 45-2544432 (State or other jurisdiction of incorporation) (Commissio
February 8, 2019	425	(a)(2)(xxxiv) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on February 8, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
February 7, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2019 Medley Capital C Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 6, 2019	425	MEDLEY CAPITAL CORP. AND SIERRA INCOME CORP. HAVE DETERMINED THAT IT IS IN THE BEST INTERESTS OF SHAREHOLDERS TO DECLINE TO PURSUE THE UNSOLICITED PROPOSAL FROM NEXPOINT ADVISORS Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 6, 2019	425	(a)(2)(xxx) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on February 6, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
February 6, 2019	425	(a)(2)(xxxii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on February 6, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
February 6, 2019	425	MEDLEY CAPITAL CORP., SIERRA INCOME CORP. AND MEDLEY MANAGEMENT INC. TO ADJOURN FEBRUARY 8th SPECIAL MEETINGS OF SHAREHOLDERS IN LIGHT OF THE U.S. GOVERNMENT SHUTDOWN Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 5, 2019	PX14A6G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) PX14A6G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) 1. Name of the Registrant: Sierra Income Corporation 2. Name of Persons Relying on Exemption: NexPoint Advisors, L.P. 3. Address of Persons Relying on the Exemption: NexPoint Advisors, L.P. 300 Crescent Court, Suite 700 Dallas, Texas 75201 4. Written Mat
February 5, 2019	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 Medley Managemen Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
February 5, 2019	425	(a)(2)(xxvii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on February 5, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
February 4, 2019	PX14A6G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) (Amendment No. ) 1. Name of the Registrant: Sierra Income Corporation 2. Name of Persons Relying on Exemption: NexPoint Advisors, L.P. 3. Address of Persons Relying on the Exemption: NexPoint Advisors, L.P. 300 Crescent Court, Suite 700 Dallas, Texas 75201 4. Wr
February 1, 2019	425	Filed by Sierra Income Corporation Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 31, 2019	425	Alliance Advisors, LLC - 200 Broadacres Drive - Bloomfield NJ 07003 * * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 31, 2019	425	(a)(2)(xxvi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 31, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 30, 2019	425	DISCLAIMER Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 30, 2019	425	(a)(2)(xxv) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 30, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 30, 2019	425	Alliance Advisors, LLC - 200 Broadacres Drive - Bloomfield NJ 07003 * * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 29, 2019	425	Alliance Advisors, LLC - 200 Broadacres Drive - Bloomfield NJ 07003 * * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 29, 2019	425	(a)(2)(xxiv) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 29, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 28, 2019	425	LEADING PROXY ADVISORY FIRM ISS RECOMMENDS MEDLEY CAPITAL CORPORATION SHAREHOLDERS VOTE “FOR” MERGER WITH SIERRA INCOME CORPORATION Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 24, 2019	425	(a)(2)(xxiii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 24, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 24, 2019	425	Alliance Advisors, LLC - 200 Broadacres Drive - Bloomfield NJ 07003 * * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 23, 2019	425	Alliance Advisors, LLC - 200 Broadacres Drive - Bloomfield NJ 07003 * * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 23, 2019	425	Highlights Compelling Strategic Rationale of Merger with Sierra Income Corp. Based Upon the Recommendation of the Independent Special Committee, the Board of Directors Unanimously Recommends that Stockholders Vote FOR the Transaction Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 18, 2019	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 18, 2019	425	(a)(2)(xxii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 18, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 18, 2019	425	Stronger Together Sierra Income Corporation Merger Overview January 2019 2 This presentation contains “forward - looking” statements, including statements regarding the proposed transactions. Such forward - looking statements reflect current views wi Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 18, 2019	425	(a)(2)(xxi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 18, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 17, 2019	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 17, 2019	425	(a)(2)(xix) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 17, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 17, 2019	425	Stronger Together Medley Capital Corporation, Sierra Income Corporation and Medley Management Inc. Merger Overview January 2019 2 2 This presentation contains “forward - looking” statements, including statements regarding the proposed transactions. S Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 16, 2019	425	(a)(2)(xviii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 16, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 16, 2019	425	2 425 1 f425011619sierraamcc.htm FORM 425 Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No. 814-00818 January 16, 2019 Seth Taube Chief Executive Officer Sierra Income Corporation 280 Park Avenue, 6th Floor East New York, 100
January 16, 2019	425	2 425 1 f425011519sierraamcc.htm FORM 425 Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No. 814-00818 January 16, 2019 Brook Taube Chief Executive Officer Medley Capital Corp. 280 Park Avenue, 6th Floor East New York, 10017 D
January 11, 2019	425	Sierra Income Corporation Text Message Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 11, 2019	425	(a)(2)(xvii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 11, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 11, 2019	425	Medley Capital Corporation Text Message Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 10, 2019	425	Alliance Advisors, LLC - 200 Broadacres Drive - Bloomfield NJ 07003 * * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 10, 2019	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 10, 2019	425	(a)(2)(xvi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 10, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 9, 2019	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 7, 2019	425	(a)(2)(xv) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 7, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
January 7, 2019	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
January 3, 2019	425	Filed by Sierra Income Corporation Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No. 814-00818
January 3, 2019	425	(a)(2)(xiv) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on January 3, 2019)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc. Commission File No. 001-36638
December 28, 2018	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
December 28, 2018	425	(a)(2)(xiii) Prospectus pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on December 28, 2018)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
December 28, 2018	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
December 28, 2018	425	(a)(2)(xii) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on December 28, 2018)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
December 26, 2018	425	(a)(2)(xi) Prospectus filed pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on December 26, 2018)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
December 26, 2018	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
December 26, 2018	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.
December 26, 2018	425	* * * 425 1 f425mccmailsierra-mcc.htm FORM 425 Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No. 814-00818 * * * DISCLAIMER No Offer or Solicitation The information in this communication is for informational purposes only and sha
December 26, 2018	425	(a)(2)(x) Prospectus pursuant to Rule 425 (incorporated herein by reference to MDLY’s Prospectus filed pursuant to Rule 425 on December 26, 2018)** Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Management Inc.
December 26, 2018	425	* * * Filed by Sierra Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Medley Capital Corporation Commission File No.

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