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| CIK | 88000 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Scott's Liquid Gold-Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 HORIZON KI |
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| August 12, 2025 |
HORIZON KINETICS HOLDING CORPORATION Consolidated Statements of Operations (in thousands) EXHIBIT 99.1 HORIZON KINETICS HOLDING CORPORATION REPORTS SECOND QUARTER RESULTS Highlights for the Quarter ended June 30, 2025: • Management and advisory fee revenue of $18.8 million for the quarter ended June 30, 2025, a 66% increase from the second quarter of 2024 • Net loss attributable to Horizon Kinetics Holding Corporation of $(10.5) million, or $(0.56) per common share for the three months |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation |
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| June 20, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 HORIZON K |
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| May 14, 2025 |
HORIZON KINETICS HOLDING CORPORATION Consolidated Statements of Operations (in thousands) EXHIBIT 99.1 HORIZON KINETICS HOLDING CORPORATION REPORTS FIRST QUARTER RESULTS Highlights for the Quarter ended March 31, 2025: • Management and advisory fee revenue of $18.9 million for the quarter ended March 31, 2025, an increase of 58% over the first quarter of 2024 • Net income attributable to Horizon Kinetics Holding Corporation of $22.8 million, or $1.23 per common share for the three mont |
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| May 14, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) ( |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| April 29, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) |
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| April 29, 2025 |
Letter from Marcum LLP to the Securities and Exchange Commission dated April 29, 2025 EXHIBIT 16.1 April 29, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Horizon Kinetics Holding Corporation under Item 4.01 of its Form 8-K dated April 28, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Horizon Kinetics |
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| March 31, 2025 |
EXHIBIT 21 HORIZON KINETICS HOLDING CORPORATION LIST OF SUBSIDIARIES* (as of December 31, 2024) Name* State or Jurisdiction of Incorporation or Organization Horizon Kinetics LLC Delaware Horizon Kinetics Asset Management LLC Delaware Kinetics Funds Distributor LLC Delaware KBD Securities, LLC New York SLG Chemicals, Inc. |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-13458 HORIZON KINETIC |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| March 31, 2025 |
Horizon Kinetics Holding Corporation Clawback Policy EXHIBIT 97 HORIZON KINETICS HOLDING CORPORATION CLAWBACK POLICY Introduction The Board of Directors (the "Board") of Horizon Kinetics Holding Corporation (the “Company”) have adopted this clawback policy (the “Policy”) to provide for the recovery of certain incentive-based compensation which is deemed to have been erroneously awarded to current or former executive officers due to an accounting restatement resulting from material noncompliance with financial reporting requirements under the federal securities laws. |
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| March 26, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) |
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| March 26, 2025 |
HORIZON KINETICS HOLDING CORPORATION Consolidated Statements of Operations (in thousands) EXHIBIT 99.1 HORIZON KINETICS HOLDING CORPORATION REPORTS FOURTH QUARTER AND ANNUAL RESULTS Annual and Fourth Quarter 2024 Highlights: • Revenues of $57.2 million for the year ended December 31, 2024, an increase of 21.0% • Revenues of $19.2 million for the fourth quarter of 2024, an increase of 81.8% • Net income attributable to Horizon Kinetics Holding Corporation of $75.8 million and $92.5 mill |
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| March 6, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 03, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) |
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| March 6, 2025 |
Horizon Kinetics Holding Corporation Announces Fourth Quarter 2024 Dividend EXHIBIT 99.1 Horizon Kinetics Holding Corporation Announces Fourth Quarter 2024 Dividend New York, NY, March 6, 2025 On March 3, 2025, the Board of Directors for Horizon Kinetics Holding Corporation declared a cash dividend of $0.107 per share, payable on March 28, 2025, to shareholders of record as of the close of business on March 17, 2025. About Horizon Kinetics Holding Corporation Horizon Kine |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporati |
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| February 18, 2025 |
Horizon Kinetics Holding Corporation Announces Date of Annual Meeting and Related Deadlines EXHIBIT 99.1 Horizon Kinetics Holding Corporation Announces Date of Annual Meeting and Related Deadlines New York, NY, February 18, 2025 Horizon Kinetics Holding Corporation (the “Company”) today announced that its 2025 annual meeting of stockholders (the “Annual Meeting”) will be held on Tuesday, June 17, 2025. The advance notice deadline for stockholder proposals or nominations pursuant to Secti |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 07, 2025 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporati |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporatio |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 HORIZ |
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| November 12, 2024 |
EXHIBIT 99.1 HORIZON KINETICS HOLDING CORPORATION REPORTS THIRD QUARTER RESULTS Third Quarter 2024 Highlights: • Completes reverse acquisition merger transaction with Scott’s Liquid Gold-Inc. • Revenues of $15.4 million for the third quarter of 2024, an increase of 20.6% • Revenues of $42.4 million for the nine months ended September 30, 2024, an increase of 7.6% • Unearned performance revenue of |
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| October 15, 2024 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of this Schedule 13G (including amendments thereto) with respect to the Common Stock of Horizon Kinetics Holding Corporation and further agree that this Join |
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| October 15, 2024 |
SLGDD / Horizon Kinetics Holding Corporation / Praetorian PR LLC - SCHEDULE 13G Passive Investment SC 13G 1 hkhc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Horizon Kinetics Holding Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 439913104 (CUSIP Number) August 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| October 15, 2024 |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP EX-99.2 3 ex992.htm EXHIBIT 99.2 Exhibit 99.2 EXHIBIT 2 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP PRAETORIAN PR LLC HARRIS KUPPERMAN PRAETORIAN CAPITAL FUND LLC |
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| September 5, 2024 |
Horizon Kinetics Holding Corporation Announces Change From Temporary to Permanent Ticker EXHIBIT 99.1 Horizon Kinetics Holding Corporation Announces Change From Temporary to Permanent Ticker New York, NY, September 5, 2024 Horizon Kinetics Holding Corporation (the “Company”) announced its common stock, which had been trading under the temporary ticker “SLGDD”, is now trading under the permanent ticker symbol “HKHC.” The shares continue to trade under the CUSIP 439913104. About Horizon |
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| September 5, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporati |
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| August 28, 2024 |
HORIZON KINETICS HOLDING CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EXHIBIT 99.2 HORIZON KINETICS HOLDING CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma financial information presents the unaudited pro forma condensed combined balance sheet and unaudited pro forma condensed combined statements of income based upon the combined historical financial statements of Scott's Liquid Gold-Inc. (the “Company”) and |
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| August 28, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation |
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| August 28, 2024 |
EXHIBIT 99.1 Horizon Kinetics LLC and Subsidiaries (A Limited Liability Company) Unaudited Condensed Consolidated Financial Statements As of June 30, 2024 and for the three and six months ended June 30, 2024 and 2023 TABLE OF CONTENTS Page Consolidated Financial Statements Condensed Consolidated Statements of Financial Condition 1 Condensed Consolidated Statements of Operations 2 Condensed Consoli |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation |
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| August 19, 2024 |
Letter from Weinberg & Company to the Securities and Exchange Commission dated August 19, 2024 EXHIBIT 16.1 August 19, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Ladies and Gentlemen: We have read the Horizon Kinetics Holding Corporation statements included under Item 4.01 of its Form 8-K dated August 19, 2024, and we agree with the statements concerning our Firm contained therein. Very truly yours, Weinberg & Company, P.A. 1925 Century Park East, |
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| August 7, 2024 |
Certificate of Incorporation, as filed with the Secretary of State of the State of Delaware EXHIBIT 3.1 Certificate of Incorporation, as Corrected by Certificate of Correction filed on July 31, 2024 to delay Effective Time CERTIFICATE OF INCORPORATION OF HORIZON KINETICS HOLDING CORPORATION ARTICLE I The name of the Corporation is Horizon Kinetics Holding Corporation (hereinafter called the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Dela |
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| August 7, 2024 |
EXHIBIT 3.2 BYLAWS OF HORIZON KINETICS HOLDING CORPORATION (Effective 11:05 p.m. Eastern Time on August 1, 2024) ARTICLE I - CORPORATE OFFICES 1.1. REGISTERED OFFICE The registered office of Horizon Kinetics Holding Corporation shall be fixed in the corporation’s certificate of incorporation, as the same may be amended from time to time. 1.2. OTHER OFFICES The corporation’s board of directors may |
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| August 7, 2024 |
EXHIBIT 99.1 Horizon Kinetics LLC and Subsidiaries (A Limited Liability Company) Consolidated Financial Statements and Independent Auditors’ Report As of and for the Years Ended December 31, 2023 and 2022 Contents Independent Auditors’ Report 3 Consolidated Financial Statements Consolidated Statements of Financial Condition 5 Consolidated Statements of Operations 6 Consolidated Statements of Chang |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) |
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| August 7, 2024 |
Form of Indemnification Agreement (Directors and Officers) EXHIBIT 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of August 1, 2024 between Horizon Kinetics Holding Corporation (f/k/a Scott’s Liquid Gold-Inc.), a Delaware corporation (the “Company”), and [●] (the “Indemnitee”). RECITALS WHEREAS, the Indemnitee serves as an officer and/or director of the Company as of the date of this Agreement; |
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| August 7, 2024 |
HORIZON KINETICS HOLDING CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EXHIBIT 99.3 HORIZON KINETICS HOLDING CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma financial information presents the unaudited pro forma condensed combined balance sheet and unaudited pro forma condensed combined statements of income based upon the combined historical financial statements of Scott's Liquid Gold-Inc. (the “Company”) and |
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| August 7, 2024 |
EXHIBIT 99.2 Horizon Kinetics LLC and Subsidiaries (A Limited Liability Company) Unaudited Condensed Consolidated Financial Statements As of March 31, 2024 and for the Three Months Ended March 31, 2024 and 2023 TABLE OF CONTENTS Page Consolidated Financial Statements Condensed Consolidated Statements of Financial Condition 1 Condensed Consolidated Statements of Operations 2 Condensed Consolidated |
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| August 7, 2024 |
Statement of Conversion, as filed with the Secretary of State of Colorado EXHIBIT 2.3 Statement of Conversion, as Corrected by Statement of Correction filed on July 31, 2024 to delay Effective Time Statement of Conversion Converting a Domestic Entity into a Foreign Entity filed pursuant to § 7-90-201.7 (1) and § 7-90-204.5 of the Colorado Revised Statutes (C.R.S.) 1. For the converting entity, its ID number, entity name, form of entity, jurisdiction under the law of whi |
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| August 7, 2024 |
EXHIBIT 2.1 PLAN OF CONVERSION OF SCOTT’S LIQUID GOLD-INC., a Colorado corporation, INTO HORIZON KINETICS HOLDING CORPORATION, a Delaware corporation This PLAN OF CONVERSION (this “Plan”), dated as of August 1, 2024, is hereby adopted by Scott’s Liquid Gold-Inc., a Colorado corporation (“Scott’s”), in order to set forth the terms, conditions and procedures governing the conversion of Scott’s into |
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| August 7, 2024 |
Certificate of Conversion, as filed with the Secretary of State of Delaware EXHIBIT 2.2 Certificate of Conversion, as Corrected by Certificate of Correction filed on July 31, 2024 to delay Effective Time STATE OF DELAWARE CERTIFICATE OF CONVERSION FROM A NON-DELAWARE CORPORATION TO A DELAWARE CORPORATION PURSUANT TO SECTION 265 OF THE DELAWARE GENERAL CORPORATION LAW 1.) The jurisdiction where the Non-Delaware Corporation was first formed and remains organized in the Stat |
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| August 5, 2024 |
EXHIBIT 99.1 Horizon Kinetics Holding Corporation Announces Completion of Reverse Split and Trading Under a Temporary Ticker New York, NY, August 5, 2024 Horizon Kinetics Holding Corporation (the “Company”) announced the completion of the reverse stock split (1-for-20) of its common stock, which is now trading under the temporary ticker symbol “SLGDD” for a period of approximately twenty (20) days |
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| August 5, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2024 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) |
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| August 5, 2024 |
SLGD / Scott's Liquid Gold-Inc. / Maran Partners Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A (Rule 13d-101) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO SECTION 240. |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 HORIZON KINETICS HOLDING CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) |
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| August 2, 2024 |
Shares Will Continue Trading on a Pre-Reverse Split Basis EXHIBIT 99.1 Horizon Kinetics Holding Corporation Announces Closing of Merger with Scott's Liquid Gold-Inc. Shares Will Continue Trading on a Pre-Reverse Split Basis New York, NY, August 2, 2024 Horizon Kinetics LLC (“Horizon Kinetics”) announced the completion of the merger with Scott’s Liquid Gold-Inc. (“SLGD”), which has been reincorporated in the State of Delaware and renamed Horizon Kinetics |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT’S LI |
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| August 1, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 1, 2024 |
EXHIBIT 99.1 Scott’s Liquid Gold-Inc. Announces Expected Closing Date of Transaction with Horizon Kinetics LLC and Related Corporate Actions Denver, Colo., August 1, 2024 — (Business Wire) — Scott’s Liquid Gold-Inc. (“Scott’s” or the “Company”) (OTC: SLGD) today announced that it intends to close its previously-announced merger with Horizon Kinetics LLC (“Horizon Kinetics”) after market-close on A |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission F |
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| July 1, 2024 |
EXHIBIT 99.1 Scott’s Liquid Gold-Inc. Provides Update on Previously Announced Transaction with Horizon Kinetics LLC and related Corporate Actions Denver, Colo., July 1, 2024 — (Business Wire) — Scott’s Liquid Gold-Inc. (“Scott’s” or the “Company”) (OTC: SLGD) today provided an update on its previously announced transaction with Horizon Kinetics LLC (“Horizon Kinetics”) and its 1-for-20 reverse sto |
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| June 26, 2024 |
EXHIBIT 99.1 Scott’s Liquid Gold Announces Results of Special Meeting of Shareholders and Anticipated Effective Date of Reverse Split, and Other Upcoming Corporate Changes Shareholders Overwhelmingly Approve All Proposals at Recent Special Meeting Company Currently Anticipates Closing Previously Announced Transaction with Horizon Kinetics LLC on July 1, 2024, with the Company’s 1-for-20 Reverse St |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 15, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 15, 2024 |
First Amendment to Agreement and Plan of Merger EXHIBIT 2.1 FIRST AMENDMENT TO Agreement and plan of merger This First Amendment to Agreement and Plan of Merger (this “Amendment”) is entered into as of May 10, 2024 (“Effective Date”), by and among HORIZON KINETICS LLC , a Delaware limited liability company (the “Company”), SCOTT’S LIQUID GOLD-INC., a Colorado corporation (“Parent”), and HKNY ONE, LLC, a Delaware limited liability company (“Merg |
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| May 13, 2024 |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP EX-2 3 ex2.htm EXHIBIT 2 EXHIBIT 2 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP PREAETORIAN PR LLC HARRIS KUPPERMAN PRAETORIAN CAPITAL FUND LLC |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitiv |
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| May 13, 2024 |
EX-1 2 ex1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of this Schedule 13G (including amendments thereto) with respect to the Common Stock of Scott’s Liquid Gold-Inc. and further agree that this Joint Filing Agreement be included as |
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| May 13, 2024 |
SLGD / Scott's Liquid Gold-Inc. / Praetorian PR LLC - SC 13G Passive Investment SC 13G 1 scotts13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 810202101 (CUSIP Number) May 3, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT’S L |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitiv |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-13458 SCOTT’S LIQUID |
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| March 26, 2024 |
Exhibit 21 List of Subsidiaries Scott’s Liquid Gold-Inc. wholly owns the following four subsidiaries: 1. Colorado Product Concepts, Inc. 2. HKNY ONE, LLC 3. SLG Chemicals, Inc. 4. SLG Touch-A-Lite, Inc. All of the foregoing subsidiaries are incorporated in the State of Colorado, with the exception of HKNY ONE, LLC, which is incoroporated in the State of Delaware. |
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| March 26, 2024 |
EXHIBIT 24 Powers of Attorney Each of the undersigned Directors and/or Executive Officers of Scott’s Liquid Gold-Inc. |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commiss |
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| December 26, 2023 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and among HORIZON KINETICS LLC, SCOTT’S LIQUID GOLD-INC., and HKNY ONE, LLC Dated as of December 19, 2023 THIS DOCUMENT IS INTENDED SOLELY TO FACILITATE DISCUSSIONS BETWEEN THE PARTIES. IT IS NOT INTENDED, AND WILL NOT BE DEEMED, TO CREATE A LEGALLY BINDING OR ENFORCEABLE OFFER OR AGREEMENT OF ANY TYPE OR NATURE PRIOR TO BOTH PARTIES EXECUTING THIS DOCUM |
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| December 26, 2023 |
Scott's Liquid Gold-Inc. Announces Definitive Merger Agreement With Horizon Kinetics LLC EXHIBIT 99.1 Scott's Liquid Gold-Inc. Announces Definitive Merger Agreement With Horizon Kinetics LLC Greenwood Village, Colo., December 26, 2023—(Business Wire) —Scott’s Liquid Gold-Inc. (“Scott’s” or the “Company”) (OTC: SLGD) today announced it has entered into a definitive agreement to merge with Horizon Kinetics LLC (“Horizon Kinetics”), a privately-held investment management company, in an a |
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| November 8, 2023 |
Letter from Plante & Moran, PLLC EXHIBIT 16.1 November 8, 2023 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K of Scott's Liquid Gold-Inc. dated November 8, 2023, and agree with the statements concerning our firm contained therein. We have no basis to agree or disagree with other statements of the registrant contained therein. Very truly yours, /s/ |
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| November 8, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 03, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commiss |
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| November 7, 2023 |
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”), dated as of September 15, 2023, is by and among Neoteric Beauty Holdings, LLC, a Delaware limited liability company (“Buyer”), Neoteric Cosmetics, Inc., a corporation organized and existing under the laws of the State of Colorado (the “Company”), and Scott’s Liquid Gold-Inc., a corporation organized and existin |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT |
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| September 20, 2023 |
Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commis |
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| August 14, 2023 |
EXHIBIT 10.1 SCOTT’S LIQUID GOLD-INC. 2015 EQUITY AND INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (DIRECTOR) This Restricted Stock Award Agreement (the “Agreement’) is made and entered into as of the Grant Date specified below between Scott’s Liquid Gold-Inc. (the “Company”) and the Participant named below (“Participant”), an officer of the Company or an Affiliate thereof. Participant: Daniel |
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| August 14, 2023 |
EXHIBIT 10.3 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of June 30, 2023 (the “Effective Date”), is by and among Alpha Skin LLC, a New York limited liability company (“Buyer”), Neoteric Cosmetics, Inc., a corporation organized and existing under the laws of the State of Colorado (“Seller” or a “Seller Group Member”), and for the limited purposes stated here |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT’S LI |
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| August 14, 2023 |
EXHIBIT 10.2 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of June 30, 2023, is by and among Commercial Brands LLC, a limited liability company organized and existing under the laws of the State of Texas (“Buyer”), SLG Chemicals, Inc., a corporation organized and existing under the laws of the State of Colorado (“SLG Chemicals”), and Scott’s Liquid Gold-Inc., |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| July 20, 2023 |
Exhibit 99.1 |
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| July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| June 14, 2023 |
begin 644 ex99-1.pdf M)5!$1BTQ+C8-)>+CS],-"C0V(# @;V)J#3P\+TQI;F5AW:"Q(!VD F^9^!E6[2B881!T(T/ M!VC&3@Z&CHZ.."0H0.$L)D#!)(,3-[E0)H?;#$(?&80 #HLD*F;J9]I#]-9 M()[&U,JHQ!BXX4FQALDL+QZS0Q3(9JE&9CF+ 72C$#%LP(# @-C$R(#E06,"@D7]9AI-@'@DLW^;,RV7)9O:CT,<6V7)JL C\0 M;!AO/IID]5+A'@/,5"L]*10;I&J!$?:O0T&^=N\Y^'>>@[']G(76\U=OK#J M.$F-!"^P6Z0']':L-N[\KU !G M46767\!O2J;55$:1;*J\8-^:ZEP=V-('<6G(Y73PFVR9/R?9BGU-LGY6 |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT’S L |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 29, 2023 |
EXHIBIT 10.7 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), effective as of March 31, 2023 (the “Effective Date”), is by and between Scott’s Liquid Gold – Inc., a Colorado corporation (the “Company”), and Tisha Pedrazzini an individual (“Executive”). PART ONE – DEFINITIONS Definitions. For purposes of this Agreement, the following definitions will be in effect: “Affiliates” mea |
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| March 29, 2023 |
EXHIBIT 24 Powers of Attorney Each of the undersigned Directors and/or Executive Officers of Scott’s Liquid Gold-Inc. |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-13458 SCOTT’S LIQUID |
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| March 29, 2023 |
EXHIBIT 10.8 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), effective as of March 31, 2023 (the “Effective Date”), is by and between Scott’s Liquid Gold – Inc., a Colorado corporation (the “Company”), and David Arndt an individual (“Executive”). PART ONE – DEFINITIONS Definitions. For purposes of this Agreement, the following definitions will be in effect: “Affiliates” means al |
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| March 29, 2023 |
EXHIBIT 10.12 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of January 23, 2023, is by and among Nakoma Products LLC, a limited liability company organized and existing under the laws of the State of Illinois (“Buyer”), SLG Chemicals, Inc., a corporation organized and existing under the laws of the State of Colorado, and Scott’s Liquid Gold-Inc., a corporation |
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| March 29, 2023 |
EXHIBIT 10.11 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of December 15, 2022, is by and among AFAM Concept, Inc. (“Buyer”), Neoteric Cosmetics, Inc., a corporation organized and existing under the laws of the State of Colorado (“Seller”), and for the limited purposes stated herein, Scott’s Liquid Gold-Inc., a Colorado corporation (“SLG”). Buyer and Seller |
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| March 3, 2023 |
Second Amendment to La Plata Capital Loan Agreement, Dated February 28, 2023 Exhibit 10.1 SECOND AMENDMENT TO LA PLATA CAPITAL LOAN AGREEMENT This SECOND AMENDMENT TO LA PLATA CAPITAL LOAN AGREEMENT (this “Amendment”) dated as of February 28, 2023 by and among LA PLATA CAPITAL LLC, a Delaware limited liability company (“Lender”) and SCOTT’S LIQUID GOLD-INC., a Colorado corporation ("Borrower"). Capitalized terms not otherwise defined herein shall have the meaning ascribed |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commiss |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2023 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commissi |
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| January 27, 2023 |
Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. ANNOUNCES SALE OF WOOD AND FLOOR CARE BRANDS AND CONTINUED PURSUIT OF STRATEGIC ALTERNATIVES GREENWOOD VILLAGE, COLORADO – January 27, 2023 - Scott’s Liquid Gold-Inc. (“The Company”) (OTC: SLGD) today announced the sale of its wood and floor care lines, which is part of its ongoing process to explore and pursue a variety of s |
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| January 27, 2023 |
Consent and Seventh Amendment to Loan and Security Agreement, Dated January 23, 2023 EX-10.1 2 slgd-ex101.htm EX-10.1 Exhibit 10.1 CONSENT AND SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS CONSENT AND SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) dated as of January 23, 2023, is entered into by umb bank, n.a. (together with its successors and assigns, “Lender”), SCOTT’S LIQUID GOLD-INC., a Colorado corporation (“SLG”), SLG CHEMICALS, INC., a Colorado |
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| January 27, 2023 |
First Amendment to La Plata Capital Loan Agreement, Dated January 25, 2023 Exhibit 10.2 FIRST AMENDMENT TO LA PLATA CAPITAL LOAN AGREEMENT This FIRST AMENDMENT TO LA PLATA CAPITAL LOAN AGREEMENT (this “Amendment”) dated as of January 25, 2023 by and among LA PLATA CAPITAL LLC, a Delaware limited liability company (“Lender”), SCOTT’S LIQUID GOLD-INC., a Colorado corporation ("Borrower"). Capitalized terms not otherwise defined herein shall have the meaning ascribed to the |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2022 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commiss |
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| December 21, 2022 |
Consent and Sixth Amendment to Loan and Security Agreement, dated December 15, 2022 Exhibit 10.1 CONSENT AND SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS CONSENT AND SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of December 15, 2022, is entered into by umb bank, n.a. (together with its successors and assigns, ?Lender?), SCOTT?S LIQUID GOLD-INC., a Colorado corporation (?SLG?), SLG CHEMICALS, INC., a Colorado corporation (?Chemicals?), and NEOTE |
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| November 14, 2022 |
SCOTT’S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS Third Quarter 2022 Highlights: • Third quarter 2022 net sales of $4.3 million vs. $8.0 million of net sales in 2021 • Net loss of $0.7 million in Q3 2022 vs. $2.5 million in 2021 GREENWOOD VILLAGE, COLORADO – November 14, 2022 – Scott’s Liquid Gold-Inc. (OTC: SLGD) today announced results for the |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT |
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| November 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 SCOTT'S LIQUID GOLD-INC. (Exact name of Registrant as Specified in Its Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commiss |
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| September 28, 2022 |
SLGD / Scott's Liquid Gold, Inc. / Summers Value Fund Lp - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Scott?s Liquid Gold-Inc. (Name of Issuer) Common Stock par value $0.10 per share (Title of Class of Securities) 810202101 (CUSIP Number) Summers Value Fund LP Atten: Andrew Summers 90 Madison Street, Suite 303 Denver, CO 80206 With a copy to: Scott Kitch |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incor |
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| August 15, 2022 |
CORRECTION – SCOTT’S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS EXHIBIT 99.1 Corporate & financial news release CORRECTION ? SCOTT?S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS CORRECTION...by Scott?s Liquid Gold-Inc. GREENWOOD VILLAGE, Colo.-(BUSINESS WIRE)- In the press release dated August 12, 2022, Scott?s Liquid Gold-Inc. did not provide additional information and reconciliations related to non-GAAP financial measures. The updated release reads: SCOTT |
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| August 12, 2022 |
Fifth Amendment to Loan and Security Agreement, Dated August 10, 2022. EXHIBIT 10.1 FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of August 10, 2022, is entered into by umb bank, n.a. (together with its successors and assigns, ?Lender?), SCOTT?S LIQUID GOLD-INC., a Colorado corporation (?SLG?), SLG CHEMICALS, INC., a Colorado corporation (?Chemicals?), and NEOTERIC COSMETICS, INC., a Col |
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| August 12, 2022 |
SCOTT’S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS EXHIBIT 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS Second Quarter 2022 Highlights: ? Second quarter 2022 net sales of $5.4 million vs. $6.5 million of same brand net sales in 2021 ? Net loss of $4.3 million in Q2 2022 vs. $1.1 million in 2021 ? Adjusted net loss from operations of $0.6 million in Q2 2022 and Q2 2021 o Q2 2022 included impairment |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT?S LI |
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| August 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 SCOTT?S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commissio |
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| July 18, 2022 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2022 SCOTT?S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commission |
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| June 6, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commission F |
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| May 10, 2022 |
SCOTT’S LIQUID GOLD-INC. REPORTS FIRST QUARTER RESULTS Exhibit 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD-INC. REPORTS FIRST QUARTER RESULTS First Quarter 2022 Highlights: ? First quarter 2022 net sales of $5.8 million vs. $9.4 million in 2021 ? Net loss of $0.5 million in Q1 2022 vs. $0.3 million in 2021 GREENWOOD VILLAGE, COLORADO ? May 10, 2022 ? Scott?s Liquid Gold-Inc. (OTC: SLGD) today announced results for the three months ende |
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| May 10, 2022 |
Restricted Stock Award Agreement, dated March 2, 2022, between the Company and Tisha Pedrazzini EXHIBIT 10.1 SCOTT?S LIQUID GOLD-INC. 2015 EQUITY AND INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Officer) This Restricted Stock Award Agreement (the ?Agreement?) is made and entered into as of the Grant Date specified below between Scott?s Liquid Gold-Inc. (the ?Company?) and the Participant named below (?Participant?), an officer of the Company or an Affiliate thereof. Participant: Tisha Pe |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT?S L |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commission F |
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| May 2, 2022 |
DEFA14A 1 slgd-defa14a20220602.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use |
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| April 28, 2022 |
DEF 14A 1 slgd-def14a20220602.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use o |
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| March 31, 2022 |
EX-24 5 slgd-ex2413.htm EX-24 EXHIBIT 24 Powers of Attorney Each of the undersigned Directors and/or Executive Officers of Scott’s Liquid Gold-Inc. (the “Company”) hereby authorize Tisha Pedrazzini as their true and lawful attorney-in-fact and agent (1) to sign in the name of the undersigned, and file with the Securities and Exchange Commission the Company’s Annual Report on Form 10-K for the fisc |
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| March 31, 2022 |
EXHIBIT 10.20 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this ?Agreement?), dated as of December 23, 2021, is by and among Iron Out, Inc. d/b/a Summit Brands, a corporation organized and existing under the laws of the State of Indiana (?Buyer?), SLG Chemicals, Inc., a corporation organized and existing under the laws of the State of Colorado (?Seller?), and for the limited purposes st |
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| March 31, 2022 |
SCOTT’S LIQUID GOLD-INC. REPORTS 2021 RESULTS EXHIBIT 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD-INC. REPORTS 2021 RESULTS 2021 Results and Highlights: Fourth quarter: ? Fourth quarter 2021 net sales of $8.9 million vs. $9.1 million in 2020 ? Net loss of $7.3 million in Q4 2021, including: o $6.3 million impairment charges on goodwill and intangible assets o $0.8 million loss on sale of Dryel brand Fiscal year: ? Net sales of |
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| March 31, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2022 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commission |
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| March 31, 2022 |
EXHIBIT 10.11 SCOTT'S LIQUID GOLD-INC. 2015 EQUITY AND INCENTIVE PLAN RESTRICTED STOCK UNIT A WARD AGREEMENT (NON-EMPLOYEE DIRECTOR) This Restricted Stock Unit Award Agreement (the "Agreement') is made and entered into as of the Grant Date specified below between Scott's Liquid Gold-Inc. (the "Company") and the Participant named below ("Participant"), a director of the Company or an Affiliate ther |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-13458 SCOTT?S LIQUID |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commission |
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| February 14, 2022 |
SLGD / Scott's Liquid Gold, Inc. / ISZO CAPITAL LP Passive Investment SC 13G/A 1 scotts13ga5-123121.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 5)* Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 810202101 (CUSIP Number) |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2021 SCOTT?S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commiss |
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| December 29, 2021 |
SCOTT’S LIQUID GOLD ANNOUNCES SALE OF DRYEL BRAND Exhibit 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD ANNOUNCES SALE OF DRYEL BRAND GREENWOOD VILLAGE, COLORADO ? December 29th, 2021 ? Scott?s Liquid Gold-Inc. (OTC: SLGD) today announced the sale of the Dryel brand. On December 23, 2021, Scott's sold the Dryel brand to Summit Brands, a Fort Wayne, Indiana company that markets and distributes household cleaning products. ?The comple |
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| December 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commiss |
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| November 15, 2021 |
SCOTT’S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS Exhibit 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS Third Quarter 2021 Results: ? Net sales of $8.5 million vs. $7.2 million in 2020, representing an 18% organic increase versus the prior year ? Net loss of $2.5 million (($0.20) per share) driven by $1.6 million valuation allowance on deferred tax asset and $0.4 million inventory impairment GREENW |
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| November 15, 2021 |
EXHIBIT 10.2 LOAN AGREEMENT by and between SCOTT?S LIQUID GOLD-INC., a Colorado corporation and LA PLATA CAPITAL, LLC, a Delaware limited liability company Effective Date: November 9, 2021 LOAN AGREEMENT This LOAN AGREEMENT (this "Agreement") dated as of the 9th day of November, 2021 (the ?Effective Date?), is by and between SCOTT?S LIQUID GOLD-INC., a Colorado corporation with an address of 8400 |
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| November 15, 2021 |
EXHIBIT 10.4 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?), dated as of November 11, 2021 (the ?Effective Date?), is by and between Scott?s Liquid Gold ? Inc., a Colorado corporation (the ?Company?), and David Arndt an individual (?Executive?). PART ONE ? DEFINITIONS Definitions. For purposes of this Agreement, the following definitions will be in effect: ?Affiliates? means all |
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| November 15, 2021 |
EXHIBIT 10.3 SECURITY AGREEMENT This COMMERCIAL SECURITY AGREEMENT (this "Agreement") is entered into this 9th day of November, 2021, by SCOTT?S LIQUID GOLD-INC., a Colorado corporation with an address of 8400 E. Crescent Pkwy, Suite 450, Greenwood Village, CO 80111 ("Borrower"), SLG CHEMICALS, INC., a Colorado corporation with the same address as Borrower (?SLG Chemicals?), Neoteric Cosmetics, In |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT |
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| November 15, 2021 |
EXHIBIT 10.1 CONSENT AND FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS CONSENT AND FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of November 9, 2021, is entered into by umb bank, n.a. (together with its successors and assigns, ?Lender?), SCOTT?S LIQUID GOLD-INC., a Colorado corporation (?SLG?), SLG CHEMICALS, INC., a Colorado corporation (?Chemicals?), and NEOT |
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| November 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commiss |
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| October 18, 2021 |
SCOTT’S LIQUID GOLD ANNOUNCES MANAGEMENT TEAM Tisha Pedrazzini named President David Arndt named CFO Exhibit 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD ANNOUNCES MANAGEMENT TEAM Tisha Pedrazzini named President David Arndt named CFO GREENWOOD VILLAGE, COLORADO ? October 18, 2021 ? Scott?s Liquid Gold-Inc. (OTC: SLGD) today announced several leadership changes as the company?s transformation continues. Following her appointment to Interim Co-President in May, Scott?s is pleased to |
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| October 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commissi |
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| August 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commissio |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT’S LI |
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| August 13, 2021 |
SCOTT’S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS Exhibit 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS Second Quarter 2021 Results: ? Net sales of $8.4 million vs. $6.1 million in 2020 ? Net loss of $1.1 million (($0.08) per share) driven by restructuring costs of $0.8 million and COVID-related supply chain impacts ? Net cash used in operating activities of $1.0 million vs. net cash from operatin |
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| August 13, 2021 |
Exhibit 10.1 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of August 13, 2021, is entered into by umb bank, n.a. (together with its successors and assigns, ?Lender?), SCOTT?S LIQUID GOLD-INC., a Colorado corporation (?SLG?), SLG CHEMICALS, INC., a Colorado corporation (?Chemicals?), and NEOTERIC COSMETICS, INC., a Col |
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| June 25, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 slgd-8k20210625.htm 8-K - AMENDMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other |
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| June 25, 2021 |
Second Amendment to Loan and Security Agreement, Dated June 25, 2021 Exhibit 10.1 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of June 25, 2021, is entered into by umb bank, n.a. (together with its successors and assigns, ?Lender?), SCOTT?S LIQUID GOLD-INC., a Colorado corporation (?SLG?), SLG CHEMICALS, INC., a Colorado corporation (?Chemicals?), and NEOTERIC COSMETICS, INC., a Col |
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| June 3, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 slgd-8k20210601.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction o |
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| May 14, 2021 |
SCOTT’S LIQUID GOLD-INC. REPORTS FIRST QUARTER RESULTS Exhibit 99.1 Corporate & financial news release SCOTT?S LIQUID GOLD-INC. REPORTS FIRST QUARTER RESULTS First Quarter 2021 Highlights: ? Net sales of $9.4 million vs. $7.9 million in 2020 ? Net loss of $0.3 million (($0.02) per share) driven by COVID-related supply chain costs ? Net cash from operating activities of $0.3 million vs. net cash used in operating activities of $0.6 million in 2020 GREE |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT?S L |
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| May 14, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20210514.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction o |
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| May 14, 2021 |
Exhibit 10.1 EMPLOYEE AT WILL, NON-DISCLOSURE, AND DEVELOPMENT ASSIGNMENT AGREEMENT This Employee At Will, Non-Disclosure, and Development Assignment Agreement (?Agreement?) is entered into on May 14, 2021, between Scott?s Liquid Gold-Inc. and Tisha Pedrazzini (?Employee? or ?you?). RECITALS We (as defined below) wish to employ you for a period of 12 months, and you wish to be employed by us for t |
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| April 30, 2021 |
DEF 14A 1 slgd-def14a20210601.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use o |
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| April 29, 2021 |
8-K 1 slgd-8k20210426.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction |
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| April 29, 2021 |
Exhibit 99.1 Corporate & financial news release MARK GOLDSTEIN TO RETIRE AS SCOTT?S LIQUID GOLD CEO AND CHAIRMAN Board of Directors Appoint Tisha Pedrazzini and Kevin Paprzycki as Interim Co-Presidents GREENWOOD VILLAGE, COLORADO ? April 29, 2021 ? Scott?s Liquid Gold-Inc.?s (OTC: SLGD) Board of Directors today announced the following organizational changes: ? Mark Goldstein, CEO and Chairman, ret |
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| March 29, 2021 |
Exhibit 10.22 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of March 26, 2021, is entered into by umb bank, n.a. (together with its successors and assigns, ?Lender?), SCOTT?S LIQUID GOLD-INC., a Colorado corporation (?SLG?), SLG CHEMICALS, INC., a Colorado corporation (?Chemicals?), and NEOTERIC COSMETICS, INC., a Col |
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| March 29, 2021 |
SCOTT’S LIQUID GOLD-INC. REPORTS 2020 RESULTS Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS 2020 RESULTS 2020 Highlights: • Net sales of $30.2 million, vs $28.5 million in 2019 o Net sales of $9.1 million in Q4 2020, vs $8.1 million in Q4 2019 • Net loss of $1.5 million (($0.12) per share) which includes: o $0.8 million of expenses related to supply chain transition and Biz and Dryel acquisition o $1.0 milli |
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| March 29, 2021 |
EX-24 5 slgd-ex247.htm EX-24 EXHIBIT 24 Powers of Attorney Each of the undersigned Directors and/or Executive Officers of Scott’s Liquid Gold-Inc. (the “Company”) hereby authorize Mark E. Goldstein as their true and lawful attorney-in-fact and agent (1) to sign in the name of the undersigned, and file with the Securities and Exchange Commission the Company’s Annual Report on Form 10-K for the fisc |
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| March 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2021 SCOTT?S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commission |
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| March 29, 2021 |
EX-4.1 2 slgd-ex418.htm EX-4.1 EXHIBIT 4.1 DESCRIPTION OF SECURITIES Scott’s Liquid Gold-Inc. has registered one class of securities under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Description of Common Stock The following description of our Common Stock (as defined below) is a summary and does not purport to be complete. It is subject to, and qualified in |
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| March 29, 2021 |
10-K 1 slgd-10k20201231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File |
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| January 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commissi |
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| January 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2021 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commissio |
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| January 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 810202101 (CUSIP Number) DANIEL J. ROL |
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| January 7, 2021 |
Agreement between Maran Capital Management and Scott’s Liquid Gold-Inc., dated January 6, 2021. Exhibit 10.1 AGREEMENT This Agreement (this “Agreement”) is made and entered into as of January 6, 2021 by and among Scott’s Liquid Gold-Inc. (the “Company”) and Maran Capital Management, LLC, and the entities and natural persons set forth in the signature pages hereto (collectively, “Maran”) (each of the Company and Maran, a “Party” to this Agreement, and collectively, the “Parties”). RECITALS WH |
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| January 7, 2021 | ||
| January 7, 2021 |
Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. ANNOUNCES APPOINTMENT OF THREE NEW DIRECTORS TO BOARD OF DIRECTORS In Cooperation with Maran Capital Management, Enhances Board to Position Company for the Future New Directors Bring Additional Brand-Building, Corporate Governance, and Financial Expertise as well as Commitment to Propel Business Transformation Underway Greenw |
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| November 12, 2020 |
SCOTT’S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS EX-99.1 2 slgd-ex9916.htm EX-99.1 Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS Third Quarter 2020 Highlights: • Net sales of $7.2 million, negatively impacted by COVID-related supply chain issues, partially offset by Biz and Dryel acquisition • Net loss of $0.5 million (($0.04) per share) o Includes $0.3 million of expenses related to suppl |
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| November 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20200930.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdict |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 slgd-10q20200930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis |
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| November 12, 2020 |
EX-10.1 2 slgd-ex101256.htm EX-10.1 Exhibit 10.1 CUSTOMER AGREEMENT – FIFTH AMENDMENT This FIFTH AMENDMENT TO THE CUSTOMER AGREEMENT (“Fifth Amendment”) is dated as of October 15, 2020 by and between Church & Dwight Co., Inc. (“C&D”) and Neoteric Cosmetics, Inc. (“Customer”). Each a “Party”, together the “Parties”. PREAMBLE WHEREAS, C&D and Customer entered into a Customer Agreement, with an effec |
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| October 19, 2020 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.10 par value per share, of Scott’s Liquid Gold-Inc. This Joint Filing Ag |
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| October 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 810202101 (CUSIP Number) DANIEL J. ROL |
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| October 13, 2020 |
Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD ANNOUNCES PRELIMINARY REVENUE RESULTS FOR THIRD QUARTER – SALES IMPACTED BY COVID-DRIVEN SHORTAGES Highlights: • Estimated Q3’20 Net Sales of $7.0 to $7.5 compared to $7.2M in Q3’19 • Includes newly acquired Biz & Dryel Q3 sales estimate of $2.2M • Core business sales impacted by pandemic driven raw material shortages DENVER, COLO |
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| October 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20201012.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdicti |
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| September 8, 2020 |
EXHIBIT 99.1 CRB Holding Company and Subsidiaries Financial Statements and Independent Auditors’ Report As of and for the Years Ended December 31, 2019 and December 31, 2018 and Unaudited Financial Statements As of June 30, 2020 and for the Six Months Ended June 30, 2020 and 2019 TABLE OF CONTENTS Page Independent Auditors’ Reports 1 Consolidated Financial Statements Consolidated Statements of Ope |
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| September 8, 2020 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K/A 1 slgd-8ka20200625.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (Sta |
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| September 8, 2020 |
SCOTT’S LIQUID GOLD-INC. & SUBSIDIARIES Unaudited Pro Forma Condensed Combined Financial Statements EXHIBIT 99.2 SCOTT’S LIQUID GOLD-INC. & SUBSIDIARIES Unaudited Pro Forma Condensed Combined Financial Statements On June 25, 2020, SLG Chemicals, Inc., a Colorado corporation (“SLG Chemicals”) and a wholly owned subsidiary of Scott’s Liquid Gold-Inc., a Colorado corporation (the “Company” or “we” or “us”), entered into an Asset Purchase Agreement (the “Purchase Agreement”) with CR Brands, Inc., a |
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| August 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20200811.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdictio |
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| August 11, 2020 |
SCOTT’S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS EX-99.1 2 slgd-ex9917.htm EX-99.1 Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS Second Quarter 2020 Highlights: • Net sales of $6.1 million, negatively impacted by COVID-related customer shutdowns and supply chain issues • Net loss of $0.1 million (($0.01) per share) o Includes $0.3 million of expenses related to supply chain transition and |
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| August 11, 2020 |
10-Q 1 slgd-10q20200630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| July 9, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorpor |
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| July 9, 2020 |
Biz and Dryel Brands Investor Relations Slide Deck. Exhibit 99.1 |
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| July 1, 2020 |
SCOTT’S LIQUID GOLD ACQUIRES BIZ AND DRYEL BRANDS Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD ACQUIRES BIZ AND DRYEL BRANDS GREENWOOD VILLAGE, COLORADO – July 1, 2020 – Scott’s Liquid Gold-Inc. (OTC: SLGD) today announced its acquisition of the Biz and Dryel specialty laundry products from CR Brands, Inc. “We are thrilled to bring two more high-quality, high-value brands into the Scott’s portfolio” said Mark Goldstein, CEO |
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| July 1, 2020 |
8-K 1 slgd-8k20200625.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction |
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| July 1, 2020 |
SCOTT’S LIQUID GOLD ANNOUNCES NEW CREDIT FACILITY WITH UMB Exhibit 99.2 Corporate & financial news release SCOTT’S LIQUID GOLD ANNOUNCES NEW CREDIT FACILITY WITH UMB GREENWOOD VILLAGE, COLORADO – July 1, 2020 – Scott’s Liquid Gold-Inc. (OTC: SLGD) today announced it has entered a new credit facility with UMB Bank in conjunction with the acquisition of the Biz and Dryel laundry brands. “We are excited about our new relationship and facility with UMB,” said |
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| July 1, 2020 |
Exhibit 10.1 AMENDMENT TO EMPLOYEE AT WILL, NON-DISCLOSURE, NON-COMPETE, AND DEVELOPMENT ASSIGNMENT AGREEMENT This Amendment to EMPLOYEE AT WILL, NON-DISCLOSURE, NON-COMPETE, AND DEVELOPMENT ASSIGNMENT AGREEMENT (this “Amendment”) is made as of June 25, 2020 (the “Effective Date”), by and between Scott’s Liquid Gold-Inc., a Colorado corporation (“Employer”) and Kevin A. Paprzycki (“Employee”). Rec |
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| July 1, 2020 |
Asset Purchase Agreement, dated June 25, 2020. Exhibit 2.1 asset purchase agreement by and among CR BRANDS, INC., SWEEP ACQUISITION COMPANY and SLG CHEMICALS, INC. Dated as of June 25, 2020 Table of Contents Page Article I. DEFINITIONS 1 Article II. PURCHASE AND SALE OF ASSETS 7 2.1 Sale and Transfer of Assets 7 2.2 Retained Assets 9 2.3 Assignability and Consents 10 Article III. LIABILITIES 10 3.1 Assumption of Liabilities 10 3.2 Retained Lia |
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| July 1, 2020 |
Exhibit 2.2 LOAN AND SECURITY AGREEMENT dated as of July 1, 2020 among UMB BANK, N.A., as Lender and SCOTT’S LIQUID GOLD-INC., SLG CHEMICALS, INC., and NEOTERIC COSMETICS, INC., as Borrowers TABLE OF CONTENTS Page ARTICLE I - DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 UCC Terms 19 Section 1.3 Accounting Terms and Determinations 19 Section 1.4 Interpretative Provisions 20 ARTICLE II - LOAN |
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| July 1, 2020 |
Biz and Dryel Brands Investor Relations Slide Deck. Exhibit 99.3 |
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| May 18, 2020 |
8-K 1 slgd-8k20200514.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction o |
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| May 13, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 slgd-8k20200508.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of |
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| May 11, 2020 |
8-K 1 slgd-8k20200508.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of |
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| May 11, 2020 |
Exhibit 10.1 Dated 2020 Settlement Agreement and Release between Montagne Jeunesse International Limited and Neoteric Cosmetics Inc Contents Clause 1. Definitions and Interpretation 1 2. Effect of this Agreement 2 3. Termination 2 4. Stock 2 5. Ordering 3 6. Closing Payment and Set-Off 3 7. Confidentiality 4 8. Release 4 9. Agreement Not to Sue 4 10. Costs 5 11. Warranties and Authority 5 12. Inde |
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| May 11, 2020 |
Scott’s Liquid Gold-INC. to end DISTRIBUTION of 7th Heaven brands Exhibit 99.2 Corporate & financial news release Scott’s Liquid Gold-INC. to end DISTRIBUTION of 7th Heaven brands DENVER, COLORADO – May 11, 2020 – Scott’s Liquid Gold-Inc. (OTC: SLGD) today announced the termination of its exclusive distribution agreement with Montagne Jeunesse, manufacturer of 7th Heaven skin care sachets. Scott’s and Montagne Jeunesse mutually agreed to terminate the relationsh |
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| May 11, 2020 |
SCOTT’S LIQUID GOLD-INC. REPORTS FIRST QUARTER RESULTS EX-99.1 3 slgd-ex9916.htm EX-99.1 Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS FIRST QUARTER RESULTS First Quarter 2020 Highlights: • Net sales of $7.9 million • Net income of $0.3 million ($0.02 per share) o Includes $0.2 million of expenses related to our supply chain transition further detailed below • Gross margins of 44.1% increased from 38.3% for the same |
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| May 11, 2020 |
10-Q 1 slgd-10q20200331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| April 6, 2020 |
SLGD / Scott's Liquid Gold, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statem |
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| April 3, 2020 |
SLGD / Scott's Liquid Gold, Inc. DEF 14A - - DEF 14A DEF 14A 1 slgd-def14a20200508.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| March 17, 2020 |
SLGD / Scott's Liquid Gold, Inc. 10-K - Annual Report - 10-K 10-K 1 slgd-10k20191231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File |
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| March 17, 2020 |
SCOTT’S LIQUID GOLD-INC. REPORTS 2019 RESULTS EXHIBIT 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS 2019 RESULTS 2019 Highlights: • Net sales of $28.5 million • Net loss of $0.7 million ($0.05 per share) o Includes $0.4 million in business development expenses and a $0.3 million impairment charge • Generated cash flow from operations of $0.7 million Fourth Quarter 2019 Highlights: • Net sales of $8.1 million for the |
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| March 17, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20200317.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2020 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction |
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| March 17, 2020 |
EXHIBIT 24 Powers of Attorney Each of the undersigned Directors and/or Executive Officers of Scott’s Liquid Gold-Inc. |
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| March 17, 2020 |
Description of Registrant’s Securities. EXHIBIT 4.5 DESCRIPTION OF SECURITIES Scott’s Liquid Gold-Inc. has registered one class of securities under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Description of Common Stock The following description of our Common Stock (as defined below) is a summary and does not purport to be complete. It is subject to, and qualified in its entirety by reference to o |
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| March 12, 2020 |
8-K 1 slgd-8k20200310.htm 8-K - ELEVATION DEAL CLOSE PR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2020 SCOTT’S LIQUID GOLD-INC. (Exact Name of Registrant as Specified in Charter) Colorado 001-13458 84-0920811 (State |
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| March 12, 2020 |
Scott’s Liquid Gold-INC. Closes on Previously Announced Sale of Manufacturing Operation EX-99.1 2 slgd-ex9916.htm EX-99.1 EX 99.1 Corporate & financial news release Scott’s Liquid Gold-INC. Closes on Previously Announced Sale of Manufacturing Operation DENVER, COLORADO – March 12, 2020 – Scott’s Liquid Gold-Inc. (OTC: SLGD) today announced the closing of the previously announced sale of its manufacturing operation to an affiliate of Elevation Labs, a beauty and personal care manufact |
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| February 14, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 4)* Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 810202101 (CUSIP Number) December 31, 2019 (Date of Event w |
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| December 13, 2019 |
SLGD / Scott's Liquid Gold, Inc. / Maran Partners Fund, Lp - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 810202101 (CUSIP Number) Daniel J. Roller Maran Capital Management, LLC 1409 Columbine Street Denver, CO 80206 (917) 612-7645 (Name, Address |
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| December 10, 2019 |
EX-99.1 3 slgd-ex9916.htm EX-99.1 EXHIBIT 99.1 Acquired Brands of Paramount Chemical Specialties, Inc. Financial Statements and Independent Auditors’ Report As of and for the Year Ended December 31, 2018 and Unaudited Financial Statements As of September 30, 2019 and for the Nine Months Ended September 30, 2019 and 2018 TABLE OF CONTENTS Page Independent Auditors’ Report 1 Financial Statements Sta |
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| December 10, 2019 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K/A 1 slgd-8ka20191001.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (S |
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| December 10, 2019 |
SCOTT’S LIQUID GOLD-INC. & SUBSIDIARIES Unaudited Pro Forma Condensed Combined Financial Statements EX-99.2 4 slgd-ex9927.htm EX-99.2 EXHIBIT 99.2 SCOTT’S LIQUID GOLD-INC. & SUBSIDIARIES Unaudited Pro Forma Condensed Combined Financial Statements On October 1, 2019, SLG Chemicals, Inc. (“SLG”), a wholly-owned subsidiary of Scott’s Liquid Gold-Inc. (the “Company” or “we”), entered into an Asset Purchase Agreement (the “Purchase Agreement”) with Paramount Chemical Specialties, Inc. (“Paramount”) a |
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| December 5, 2019 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT BY AND AMONG COLORADO QUALITY PRODUCTS, LLC, AND SCOTT’S LIQUID GOLD-INC., Dated as of December 3, 2019 ii DEFINED TERMS Acquisition Documents 19 Acquisition Proposal 11 Action 6 affiliate 19 Agreement 1 Allocation Schedule 4 Assigned Permits 1 Assumed Contracts 2 Assumed Liabilities 2 Bill of Sale 14 Business 1 Business Day 19 Closing 3 Closing Date 3 Closing |
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| December 5, 2019 |
8-K 1 slgd-8k20191203.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2019 SCOTT’S LIQUID GOLD-INC. (Exact Name of Registrant as Specified in Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction o |
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| December 5, 2019 |
Scott’s Liquid Gold Announces Agreement to Sell Denver Manufacturing Operation EX-99.1 3 slgd-ex9918.htm EX-99.1 Exhibit 99.1 Corporate & financial news release Scott’s Liquid Gold Announces Agreement to Sell Denver Manufacturing Operation Strategic Shift to Increase Competitiveness and Improve Cost Structure December 5th, 2019 Denver – Scott’s Liquid Gold (SLGD) today announced it has entered into a definitive agreement with Elevation Labs Colorado (f/k/a Colorado Quality P |
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| November 20, 2019 |
Exhibit 10.2 form of executive officer rsu award agreement SCOTT’S LIQUID GOLD-INC. 2015 EQUITY AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (officer, performance vesting) This Restricted Stock Unit Award Agreement (the “Agreement’) is made and entered into as of the Grant Date specified below, and between Scott’s Liquid Gold-Inc. (the “Company”), and the Participant named below (“Part |
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| November 20, 2019 |
EX-10.1 2 slgd-ex1016.htm EX-10.1 Exhibit 10.1 form of director rsu award agreement SCOTT’S LIQUID GOLD-INC. 2015 EQUITY AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (non-employee director) This Restricted Stock Unit Award Agreement (the “Agreement’) is made and entered into as of the Grant Date specified below, and between Scott’s Liquid Gold-Inc. (the “Company”), and the Participant |
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| November 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2019 SCOTT’S LIQUID GOLD-INC. (Exact Name of Registrant as Specified in Charter) Colorado 001-13458 84-0920811 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 14, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the “Act”), the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D and any amendments thereto with respect to the common stock of Scott’s Liquid Gold-Inc. and agree that this Joint Filing Agreement shall be included as an exh |
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| November 14, 2019 |
SLGD / Scott's Liquid Gold, Inc. / Maran Partners Fund, Lp - SCHEDULE 13D Activist Investment SC 13D 1 tm1922849d1sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 810202101 (CUSIP Number) Daniel J. Roller Maran Capital Management, LLC 1409 Columbine Street Denve |
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| November 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20191112.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdict |
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| November 12, 2019 |
SCOTT’S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS EX-99.1 2 slgd-ex9916.htm EX-99.1 Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS THIRD QUARTER RESULTS Third Quarter Update: • Net sales of $7.2 million for the third quarter of 2019, up from $6.4 million in the second quarter • Net income of $0.4 million for the quarter ($0.03 per share), as compared to a $0.7 million net loss in the second quarter DENVER, COLORA |
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| November 12, 2019 |
SLGD / Scott's Liquid Gold, Inc. 10-Q - Quarterly Report - 10-Q 10-Q 1 slgd-10q20190930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis |
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| November 12, 2019 |
Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT to Credit Agreement (this “Amendment”) is entered into this 6th day of November 2019, to be effective as of September 30, 2019, by and between JPMORGAN CHASE BANK, N.A. (“Lender”), and SCOTT’S LIQUID GOLD-INC., a Colorado corporation, and NEOTERIC COSMETICS, INC., a Colorado corporation (each a “Borrower” and collectively, the “ |
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| November 4, 2019 |
SLGD / Scott's Liquid Gold, Inc. / ISZO CAPITAL LP - NOVEMBER 4, 2019 Activist Investment SC 13D/A 1 scottsliquid13da-110419.htm NOVEMBER 4, 2019 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13D-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* Scott’s Liquid Gold-Inc. (Name of Issuer) Common Stock $.10 par value (Title of Class of Securities) 810202101 |
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| October 2, 2019 |
Scott’s Liquid Gold acquires Kids ‘N’ Pets Brands Exhibit 99.2 Scott’s Liquid Gold acquires Kids ‘N’ Pets Brands OCTOBER 1, 2019 Our family of products KIDS ‘N’ PETS Biodegradable, non-toxic products that removes most stains and odors from carpets, clothing, furniture, mattresses, auto upholstery and more. KIDS ‘N’ PETS STAIN + ODOR REMOVER Removes most stains and odors! The number one use is cleaning up after pet messes, especially pet urine sta |
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| October 2, 2019 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT by and among SLG CHEMICALS, INC., the Buyer SCOTTS LIQUID GOLD-INC., the Parent and PARAMOUNT CHEMICAL SPECIALTIES, INC., the Seller Dated as of October 1, 2019 Table of Contents Page Article I. DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Other Definitional and Interpretive Matters 11 Article II. PURCHASE AND SALE OF ASSETS 11 2.1 Purchase and Sale of Assets 11 |
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| October 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction of incorporation) (Commissio |
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| October 2, 2019 |
SCOTT’S LIQUID GOLD ACQUIRES KIDS N PETS BRANDS Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD ACQUIRES KIDS N PETS BRANDS DENVER, COLORADO – October 2, 2019 – Scott’s Liquid Gold-Inc. (OTC: SLGD) today announced its acquisition of the Kids N Pets line of stain and odor removing products from Paramount Chemical Specialties, Inc. “We could not be more excited about our acquisition of the Kids N Pets and Messy Pets brands” sa |
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| August 16, 2019 |
Financial Statements and Exhibits 8-K 1 slgd-8k20190801.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdictio |
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| August 16, 2019 |
EX-10.1 2 slgd-ex1016.htm EX-10.1 Exhibit 10.1 CUSTOMER AGREEMENT – FOURTH AMENDMENT This FOURTH AMENDMENT TO THE CUSTOMER AGREEMENT (“Fourth Amendment”) is dated August 1, 2019 by and between Church & Dwight Co., Inc. (“C&D”) and Neoteric Cosmetics, Inc. (“Customer”). Each a “Party”, together the “Parties”. PREAMBLE WHEREAS, C&D and Customer entered into a Customer Agreement, with an effective da |
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| August 16, 2019 |
SCOTT’S LIQUID GOLD-INC. ANNOUNCES EXTENSION OF DISTRIBUTION FOR BATISTE BRAND PRODUCTS EX-99.1 3 slgd-ex99127.htm EX-99.1 Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. ANNOUNCES EXTENSION OF DISTRIBUTION FOR BATISTE BRAND PRODUCTS DENVER, COLORADO – August 12, 2019 – Scott’s Liquid Gold-Inc. and Church and Dwight Co., Inc agreed to extend their distribution agreement for Batiste Brand Products. Scott’s will continue to distribute all Batiste Products to sp |
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| August 7, 2019 |
SCOTT’S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS EX-99.1 2 slgd-ex9916.htm EX-99.1 EXHIBIT 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD-INC. REPORTS SECOND QUARTER RESULTS Second Quarter Update: • Net sales of $6.4 million for the second quarter of 2019 • Net loss of $0.7 million for the quarter ($0.06 per share) • Net cash increased $1.3 million during the quarter to $8.0 million DENVER, COLORADO – August 7, 2019 – Scott’s Liquid |
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| August 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20190807.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction |
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| August 7, 2019 |
SLGD / Scott's Liquid Gold, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13458 SCOTT’S LI |
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| July 29, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20190723.htm 8-K - NMPA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisd |
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| July 29, 2019 |
EX-99.1 2 slgd-ex9916.htm EX-99.1 Exhibit 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD REPORTS SECOND QUARTER REVENUE RANGE; SECURES NMPA APPROVAL ON ALPHA SKIN CARE PRODUCT DENVER, COLORADO – July 22, 2019 – Scott’s Liquid Gold - Inc. (OTC: SLGD) announced today that it expects Net Sales for the three months ended June 30, 2019 to be in the $6.1 million to $6.5 million range, bring |
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| June 14, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 slgd-8k20190613.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction |
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| June 14, 2019 |
Exhibit 10.1 AGREEMENT TO VARY A CONTRACT This Agreement is dated June 10, 2019 and made between: (1) MONTAGNE JEUNESSE INTERNATIONAL LIMITED of The Green Barn, Astral Court, Central Avenue, Baglan Energy Park, Wales SA12 7AX (2) NEOTERIC COSMETICS INC of 4880 Havana Street, Suite 400, PO Box 39-S, Denver, Colorado 80239, USA (together the “Parties”) Background: A. The Parties are party to an Excl |
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| May 10, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 slgd-8k20190508.htm 8-K - SHAREHOLDER MEETING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or |
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| May 10, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20190510.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction o |
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| May 10, 2019 |
SCOTT’S LIQUID GOLD REPORTS FIRST QUARTER RESULTS EX-99.1 2 slgd-ex9916.htm EX-99.1 EXHIBIT 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD REPORTS FIRST QUARTER RESULTS First Quarter Highlights: • Net loss of $0.3 million ($0.03 per share) • Generated cash flow from operations of $0.5 million • Net cash increased $0.4 million during the quarter to $6.6 million DENVER, COLORADO – May 10, 2019 – Scott’s Liquid Gold-Inc. (OTC: SLGD) tod |
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| May 10, 2019 |
EX-10.1 2 slgd-ex101144.htm EX-10.1 EXHIBIT 10.1 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT to Credit Agreement (this “Amendment”) is entered into this 9th day of May 2019, by and between JPMORGAN CHASE BANK, N.A. (“Lender”), and SCOTT’S LIQUID GOLD-INC., a Colorado corporation, and NEOTERIC COSMETICS, INC., a Colorado corporation (each a “Borrower” and collectively, the “Borrowers |
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| May 10, 2019 |
SLGD / Scott's Liquid Gold, Inc. 10-Q Quarterly Report 10-Q 10-Q 1 slgd-10q20190331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| April 2, 2019 |
SLGD / Scott's Liquid Gold, Inc. DEF 14A DEF 14A 1 slgd-def14a20190508.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 1, 2019 |
EXHIBIT 99.1 Exhibit 99.1 SCOTT LIQUID GOLD INC APRIL 2019 01 SLG FORWARD-LOOKING STATEMENTS This investor presentation and related communications should be read in conjunction with the financial statements, notes and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q and Current Reports on Form 8-K (collectively, our “SEC Filings”). This investor presen |
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| April 1, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 slgd-8k20190401.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction |
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| March 20, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 slgd-8k20190318.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2019 SCOTT’S LIQUID GOLD-INC. (Exact name of Registrant as specified in its charter) Colorado 001-13458 84-0920811 (State or other jurisdiction |
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| March 20, 2019 |
SCOTT’S LIQUID GOLD REPORTS 2018 RESULTS EX-99.1 2 slgd-ex9916.htm EX-99.1 EXHIBIT 99.1 Corporate & financial news release SCOTT’S LIQUID GOLD REPORTS 2018 RESULTS 2018 Highlights: • Net income of $2.2 million ($0.18 per share) • Generated cash flow from operations of $3.1 million • Net cash increased $2.1 million after early repayment of debt Fourth Quarter 2018 Highlights: • Net sales of $9.1 million for the fourth quarter • Net income |
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| March 20, 2019 |
Exhibit 10.20 AGREEMENT TO VARY A CONTRACT This Agreement is dated March 18, 2019 and made between: (1) MONTAGNE JEUNESSE INTERNATIONAL LIMITED of The Green Barn, Astral Court, Central Avenue, Baglan Energy Park, Wales SA12 7AX (2) NEOTERIC COSMETICS INC of 4880 Havana Street, Suite 400, PO Box 39-S, Denver, Colorado 80239, USA (together the “Parties”) Background: A. The Parties are party to an Ex |
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| March 20, 2019 |
EX-24 5 slgd-ex249.htm EX-24 EXHIBIT 24 Powers of Attorney Each of the undersigned Directors and/or Executive Officers of Scott’s Liquid Gold-Inc. (the “Company”) hereby authorize Mark E. Goldstein and Barry J. Levine as their true and lawful attorneys-in-fact and agents (1) to sign in the name of the undersigned, and file with the Securities and Exchange Commission the Company’s Annual Report on |
