Mga Batayang Estadistika
| CIK | 1489147 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SMART Technologies Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 10, 2017 |
SMT / SMART Technologies Inc. / INTEL CORP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SMART TECHNOLOGIES, INC. (Name of Issuer) Common Shares (Title of Class of Securities) 83172R207 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| September 27, 2016 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34798 SMART TECHNOLOGIES INC. (Exact name of registrant as specifi |
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| September 27, 2016 |
S-8 POS 1 d160648ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 27, 2016 Registration No. 333-181530 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SMART TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Alberta, Ca |
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| September 22, 2016 |
FORM 51-102F3 MATERIAL CHANGE REPORT EX-99.1 Exhibit 99.1 FORM 51-102F3 MATERIAL CHANGE REPORT 1. Name and Address of Reporting Issuer: SMART Technologies Inc. (?SMART? or the ?Company?) 3636 Research Road N.W. Calgary, Alberta T2L 1Y1 2. Date of Material Change: September 14, 2016. 3. News Release: The News Release dated September 14, 2016 was disseminated through newswire services and filed on the system for electronic document ana |
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| September 22, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of September 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check ma |
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| September 19, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of September 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check ma |
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| September 19, 2016 |
EX-99.1 Exhibit 99.1 AMENDING AGREEMENT THIS AMENDING AGREEMENT is made effective September 8, 2016. BETWEEN: 689522 N.B. LTD., a corporation incorporated under the laws of the Province of New Brunswick (?AcqusitionCo?) - and - SMART TECHNOLOGIES INC., a corporation existing under the laws of the Province of Alberta (?SMART?) - and - FOXCONN SINGAPORE (PTE) LTD., a company organized and existing u |
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| September 15, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of September 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark w |
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| September 15, 2016 |
SMART Technologies Announces Closing of Arrangement Exhibit 99.1 media release SMART Technologies Announces Closing of Arrangement CALGARY, Alberta - - September 14, 2016 - - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of education and business collaboration solutions, announces that the Company and Foxconn Technology Group (?Foxconn?) have closed the previously announced arrangement pursuant to a |
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| September 9, 2016 |
SMART Technologies Announces Update Regarding Plan of Arrangement Exhibit 99.1 media release SMART Technologies Announces Update Regarding Plan of Arrangement CALGARY, Alberta - September 9, 2016 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of education and business collaboration solutions, provides the following update on its previously announced arrangement involving Foxconn Technology Group ("Foxconn") and |
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| September 9, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of September 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark w |
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| August 4, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark |
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| August 4, 2016 |
EX-99.3 Exhibit 99.3 Certification of Principal Executive Officer Pursuant to Exchange Act Rule 13a-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Neil Gaydon, certify that: 1. I have reviewed the financial statements of SMART Technologies Inc. for the fiscal quarter ended June 30, 2016 and the related MD&A (together, the ?report?); 2. Based on my knowledge, this rep |
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| August 4, 2016 |
EX-99.4 5 d235687dex994.htm EX-99.4 Exhibit 99.4 Certification of Principal Financial Officer Pursuant to Exchange Act Rule 13a-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steve Winkelmann, certify that: 1. I have reviewed the financial statements of SMART Technologies Inc. for the fiscal quarter ended June 30, 2016 and the related MD&A (together, the “report”); 2 |
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| August 4, 2016 |
EX-99.2 SMART Technologies Inc. Interim Consolidated Financial Statements (unaudited) Three months ended June 30, 2016 and 2015 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except per share amounts) Three months ended June 30, 2016 2015 Revenue $ 82,069 $ 98,737 Cost of sales 56,019 62,487 Gross margin 26,050 36,250 Operating expenses Sellin |
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| August 4, 2016 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 2 d235687dex991.htm EX-99.1 Q1 2017 First Quarter Report for the three months ended June 30, 2016 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following interim management’s discussion and analysis (“MD&A”) should be read in conjunction with our unaudited interim consolidated financial statements and the accompanying notes of SMART Technologies |
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| August 4, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whet |
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| August 4, 2016 |
SMART Reports First Quarter 2017 Financial Results Exhibit 99.1 media release SMART Reports First Quarter 2017 Financial Results CALGARY, Alberta - August 4, 2016 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of collaboration solutions, today announced financial results for its first quarter ended June 30, 2016. Q1 FY17 Financial Results GAAP Results (US$ millions except per share amounts) Three |
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| July 28, 2016 |
SMART Announces Court Approves Plan of Arrangement EX-99.1 2 ex991.htm NEWS RELEASE DATED JULY 28, 2016 Exhibit 99.1 media release SMART Announces Court Approves Plan of Arrangement CALGARY, Alberta – July 28, 2016 – SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (“SMART” or the “Company”), a leading provider of education and business collaboration solutions, announces that, further to its press release dated July 26, 2016, the Court of Queen’s |
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| July 28, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whethe |
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| July 27, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whethe |
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| July 27, 2016 |
SMART Technologies Shareholders approve Plan of Arrangement EX-99.1 2 ex991.htm NEWS RELEASE DATED JULY 26, 2016 Exhibit 99.1 media release SMART Technologies Shareholders approve Plan of Arrangement CALGARY, Alberta - - July 26, 2016 - - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (“SMART” or the “Company”), a leading provider of education and business collaboration solutions, announces that, further to its press release dated May 26, 2016, the holde |
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| July 22, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K 1 d226443d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indi |
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| July 22, 2016 |
EX-99.1 Exhibit 99.1 Special Meeting of Shareholders of SMART Technologies Inc. (Company) held on July 22, 2016. REPORT OF VOTING RESULTS National Instrument 51-102 Continuous Disclosure Obligations Section 11.3 At the special meeting of shareholders of the Company (Shareholders) on July 22, 2016, the Shareholders passed a special resolution, the full text of which is set out in the manage |
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| June 23, 2016 |
EX-99.3 4 d195469dex993.htm EX-99.3 Exhibit 99.3 SMART TECHNOLOGIES INC. Certificate of an Officer Subparagraph 2.20(c) of National Instrument 54-101 Communications with Beneficial Owners of Securities of a Reporting Issuer (“NI 54-101”) TO: British Columbia Securities Commission Alberta Securities Commission Financial and Consumer Affairs Authority of Saskatchewan The Manitoba Securities Commissi |
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| June 23, 2016 |
LETTER OF TRANSMITTAL FOR REGISTERED SHAREHOLDERS OF SMART TECHNOLOGIES INC. Exhibit 99.4 THIS LETTER OF TRANSMITTAL IS FOR USE BY REGISTERED SHAREHOLDERS OF SMART TECHNOLOGIES INC. ONLY IN CONJUNCTION WITH THE PLAN OF ARRANGEMENT INVOLVING SMART TECHNOLOGIES INC., 689522 N.B. LTD., FOXCONN SIGNAPORE (PTE) AND THE SHAREHOLDERS OF SMART TECHNOLOGIES INC. IN ORDER TO BE EFFECTIVE, THIS LETTER OF TRANSMITTAL MUST BE VALIDLY COMPLETED, DULY EXECUTED AND RETURNED TO THE DEPOSIT |
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| June 23, 2016 |
EX-99.1 2 d195469dex991.htm EX-99.1 Table of Contents Exhibit 99.1 SMART Technologies Inc. NOTICE OF SPECIAL MEETING to be held on JULY 22, 2016 and NOTICE OF ORIGINATING APPLICATION TO THE COURT OF QUEEN’S BENCH OF ALBERTA and MANAGEMENT INFORMATION CIRCULAR with respect to the proposed PLAN OF ARRANGEMENT involving SMART TECHNOLOGIES INC. and 689522 N.B. LTD. and THE SHAREHOLDERS OF SMART TECHNO |
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| June 23, 2016 |
EX-99.2 3 d195469dex992.htm EX-99.2 Exhibit 99.2 8th Floor, 100 University Avenue Toranto, Ontario M5J 2Y1 www.computershare.com Security Class Holder Account Number Fold Form of Proxy - Special Meeting to be held on Friday, July 22, 2016 This Form of Proxy is solicited by and on behalf of Management. Notes to proxy 1. Every holder has the right to appoint some other person or company of their cho |
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| June 23, 2016 |
6-K 1 d195469d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indi |
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| June 7, 2016 |
EX-99.1 2 d207214dex991.htm EX-99.1 Exhibit 99.1 Date: June 7, 2016 530-8th Avenue SW, 6th floor Calgary AB, T2P 3S8 www.computershare.com To: All Canadian Securities Regulatory Authorities NASDAQ Subject: SMART Technologies Inc. Dear Sir/Madam: We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer: Meeting Type : Special Meeting Record Date for |
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| June 7, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K 1 d207214d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indi |
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| June 7, 2016 |
EX-12.2 Exhibit 12.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 I, Steven Winkelmann, certify that: 1. I have reviewed this annual report on Form 20-F of SMART Technologies Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
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| June 7, 2016 |
Exhibit 4.23 MANAGER EMPLOYMENT AGREEMENT THIS AGREEMENT made as of this date December 15, 2014. BETWEEN: SMART TECHNOLOGIES ULC, a body corporate, with offices in the Provinces of Alberta and Ontario (hereinafter referred to as the ?Corporation?) OF THE FIRST PART AND STEVE WINKELMANN, of Calgary, in the Province of Alberta (hereinafter referred to as the ?Manager?) OF THE SECOND PART WHEREAS the |
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| June 7, 2016 |
NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 4.17 NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT This 2015 Amending Agreement (the ?2015 Amendment?) amends the Executive Employment Agreement (2013) between SMART Technologies Inc. and Neil Gaydon made effective November 7, 2013, as amended effective May 16, 2014 and November 5, 2015 (the ?Agreement?). This 2015 Amendment is effective as of November 20, 2015 (th |
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| June 7, 2016 |
NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT EX-4.12 5 d125028dex412.htm EX-4.12 Exhibit 4.12 NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT This 2015 Amending Agreement (the “2015 Amendment”) amends the Executive Employment Agreement between SMART Technologies Inc. and Warren Barkley made effective November 7, 2013, as amended effective May 16, 2014 and November 5, 2015 (the “Agreement”). This 2015 Amendment is effec |
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| June 7, 2016 |
NOVEMBER 20, 2015 AMENDING AGREEMENT to MANAGER EMPLOYMENT AGREEMENT EX-4.25 16 d125028dex425.htm EX-4.25 Exhibit 4.25 NOVEMBER 20, 2015 AMENDING AGREEMENT to MANAGER EMPLOYMENT AGREEMENT This 2015 Amending Agreement (the “2015 Amendment”) amends the Manager Employment Agreement between SMART Technologies ULC and Steve Winkelmann made December 15, 2014 and November 13, 2014, as amended effective November 5, 2015 (the “Agreement”). This 2015 Amendment is effective a |
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| June 7, 2016 |
EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2014) EX-4.28 19 d125028dex428.htm EX-4.28 Exhibit 4.28 EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2014) THIS AGREEMENT made as of the 4th day of November, 2014. BETWEEN: SMART TECHNOLOGIES ULC, a body corporate, with its office in the Province of Alberta (the “Corporation”) OF THE FIRST PART AND JEFF LOWE, of the City of Calgary, in the Province of Alberta (the “Executive”) OF THE SECOND PART WHEREAS the |
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| June 7, 2016 |
NOVEMBER 5, 2015 AMENDING AGREEMENT TO MANAGER EMPLOYMENT AGREEMENT Exhibit 4.24 NOVEMBER 5, 2015 AMENDING AGREEMENT TO MANAGER EMPLOYMENT AGREEMENT This Amendment (?Amendment?) amends the Manager Employment Agreement between SMART Technologies ULC and Steve Winkelmann effective as of December 15, 2014 (the ?Agreement?). This Amendment is effective as of November 5, 2015 (the ?Effective Date?). Capitalized terms not defined herein will have the meaning ascribed to |
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| June 7, 2016 |
Exhibit 13.2 Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the ?Registrant?) on Form 20-F for the fiscal year ended March 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Steven Win |
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| June 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 7, 2016 |
EX-4.18 10 d125028dex418.htm EX-4.18 Exhibit 4.18 SMART Technologies ULC 3636 Research Road NW Calgary, AB T2L 1Y1 CANADA Phone 403.245.0333 Fax 403.228.2500 [email protected] www.smarttech.com January 21, 2016 Dear Neil: Re. Executive Retention Award - Neil Gaydon As part of continuing efforts by SMART Technologies Inc. and its subsidiaries (collectively “SMART”) to retain critical talent during |
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| June 7, 2016 |
EX-4.26 17 d125028dex426.htm EX-4.26 Exhibit 4.26 SMART Technologies 3636 Research Road NW Calgary, AB T2L 1Y1 CANADA Phone 403.245.0333 Fax 403.228.2500 [email protected] www.smarttech.com Steve Winkelmann Dear Steve; I am very proud to confirm your appointment to the Acting role as the VP, Finance and Chief Financial Officer within the Executive team effective September 25, 2015. Further to our |
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| June 7, 2016 |
Exhibit 13.1 Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the ?Registrant?) on Form 20-F for the fiscal year ended March 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Neil Gaydo |
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| June 7, 2016 |
EX-2.1 2 d125028dex21.htm EX-2.1 Exhibit 2.1 Number 00000000 SMART TM Shares ****0********* *****0******** ******0******* *******0****** ********0***** 00000000 THIS CERTIFIES THAT SPECIMEN CUSIP 83172R108 IS THE REGISTERED HOLDER OF * * * 0 * * * ISIN CA83172R1082 SEE REVERSE FOR CERTAIN DEFINITIONS FULLY PAID AND NON-ASSESSABLE COMMON SHARES WITHOUT PAR VALUE IN THE CAPITAL OF SMART TECHNOLOGIES |
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| June 7, 2016 |
NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 4.21 NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT This 2015 Amending Agreement (the ?2015 Amendment?) amends the Executive Employment Agreement (November 2013) between SMART Technologies Corporation and Greg Estell made effective February 7, 2014, as amended effective May 16, 2014 and November 5, 2015 (the ?Agreement?). This 2015 Amendment is effective as of Novem |
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| June 7, 2016 |
Exhibit 4.27 SMART Technologies ULC 3636 Research Road NW Calgary, AB T2L 1Y1 CANADA Phone 403.245.0333 Fax 403.228.2500 [email protected] www.smarttech.com January 21, 2016 Dear Steve: Re. Executive Retention Award - Steve Winkelmann As part of continuing efforts by SMART Technologies Inc. and its subsidiaries (collectively ?SMART?) to retain critical talent during the course of the ongoing stra |
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| June 7, 2016 |
Exhibit 4.14 SMART Technologies ULC 3636 Research Road NW Calgary, AB T2L 1Y1 CANADA Phone 403.245.0333 Fax 403.228.2500 [email protected] www.smarttech.com January 21, 2016 Dear Warren: Re. Executive Retention Award - Warren Barkley As part of continuing efforts by SMART Technologies Inc. and its subsidiaries (collectively ?SMART?) to retain critical talent during the course of the ongoing strat |
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| June 7, 2016 |
NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 4.16 NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment (?Amendment?) amends the Executive Employment Agreement between SMART Technologies Inc. and Neil Gaydon effective as of November 7, 2013, as amended effective May 16, 2014 (the ?Agreement?). This Amendment is effective as of November 5, 2015 (the ?Effective Date?). Capitalized terms not defined herein |
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| June 7, 2016 |
NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 4.30 NOVEMBER 20, 2015 AMENDING AGREEMENT to EXECUTIVE EMPLOYMENT AGREEMENT This 2015 Amending Agreement (the ?2015 Amendment?) amends the Executive Employment Agreement (NOVEMBER 2014) between SMART Technologies ULC and Jeff Lowe made effective November 4, 2014, as amended effective November 5, 2015 (the ?Agreement?). This 2015 Amendment is effective as of November 20, 2015 (the ?Effectiv |
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| June 7, 2016 |
EX-4.31 22 d125028dex431.htm EX-4.31 Exhibit 4.31 SMART Technologies ULC 3636 Research Road NW Calgary, AB T2L 1Y1 CANADA Phone 403.245.0333 Fax 403.228.2500 [email protected] www.smarttech.com January 21, 2016 Dear Jeff: Re. Executive Retention Award - Jeff Lowe As part of continuing efforts by SMART Technologies Inc. and its subsidiaries (collectively “SMART”) to retain critical talent during t |
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| June 7, 2016 |
Director and Officer Indemnification Agreement EX-4.32 23 d125028dex432.htm EX-4.32 Exhibit 4.32 Director and Officer Indemnification Agreement THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made as of this day of 2015, between SMART Technologies Inc. (the “Corporation”), a corporation incorporated under the Business Corporations Act (Alberta) and (the “Indemnified Party”). This Agreement replaces the prior Director and Officer Indemnific |
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| June 7, 2016 |
NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT EX-4.11 4 d125028dex411.htm EX-4.11 Exhibit 4.11 NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment (“Amendment”) amends the Executive Employment Agreement between SMART Technologies Inc. and Warren Barkley effective as of November 7, 2013, as amended effective May 16, 2014 (the “Agreement”). This Amendment is effective as of November 5, 2015 (the “Effective Date” |
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| June 7, 2016 |
EX-4.13 6 d125028dex413.htm EX-4.13 Exhibit 4.13 SMART Technologies 3636 Research Road NW Calgary, AB T2L 1Y1 CANADA Phone 403.245.0333 Fax 403.228.2500 [email protected] www.smarttech.com SMART Technologies Corporation Suite 1120, 1655 North Fort Myer Dr. Arlington, VA 22209 USA [email protected] www.smarttech.com March 31st, 2016 Warren Barkley [address redacted for confidentiality] Dear Warre |
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| June 7, 2016 |
NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 4.29 NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment (?Amendment?) amends the Executive Employment Agreement between SMART Technologies ULC and Jeff Lowe, effective as of November 4, 2014 (the ?Agreement?). This Amendment is effective as of November 5, 2015 (the ?Effective Date?). Capitalized terms not defined herein will have the meaning ascribed to th |
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| June 7, 2016 |
Exhibit 4.22 SMART Technologies ULC 3636 Research Road NW Calgary, AB T2L 1Y1 CANADA Phone 403.245.0333 Fax 403.228.2500 [email protected] www.smarttech.com January 21, 2016 Dear Greg: Re. Executive Retention Award - Greg Estell As part of continuing efforts by SMART Technologies Inc. and its subsidiaries (collectively ?SMART?) to retain critical talent during the course of the ongoing strategic |
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| June 7, 2016 |
NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT EX-4.20 11 d125028dex420.htm EX-4.20 Exhibit 4.20 NOVEMBER 5, 2015 AMENDING AGREEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment (“Amendment”) amends the Executive Employment Agreement between SMART Technologies Corporation and Greg Estell effective as of February 7, 2014 and amended effective May 16, 2014 (the “Agreement”). This Amendment is effective as of November 5, 2015 (the “Effective |
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| June 7, 2016 |
SMART TECHNOLOGIES INC. AMENDED AND RESTATED EQUITY INCENTIVE PLAN EX-4.2 3 d125028dex42.htm EX-4.2 Exhibit 4.2 SMART TECHNOLOGIES INC. AMENDED AND RESTATED EQUITY INCENTIVE PLAN 1. Purpose The purpose of the SMART Technologies Inc. Amended and Restated Equity Incentive Plan (the “Plan”) is to encourage selected employees, officers and members of the Board of Directors of SMART Technologies Inc. (together with any corporate successor, the “Corporation”) and the A |
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| June 7, 2016 |
Consent of Independent Registered Public Accounting Firm EX-15.1 28 d125028dex151.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm The Board of Directors SMART Technologies Inc. We consent to the incorporation by reference in the Registration Statement (No. 333-181530) on Form S-8 of SMART Technologies Inc. of our report dated May 26, 2016, on the consolidated financial statements of SMART Technologies Inc., which report |
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| June 7, 2016 |
EX-12.1 Exhibit 12.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 I, Neil Gaydon, certify that: 1. I have reviewed this annual report on Form 20-F of SMART Technologies Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| May 27, 2016 |
EX-1.01 Exhibit 1.01 SMART Technologies Inc. Conflict Minerals Report for the reporting period January 1, 2015 through December 31, 2015 Introduction SMART Technologies Inc., also referred to as ?SMART?, ?we?, ?our?, and ?us?, is a manufacturer of interactive flat panels, interactive white boards and dry erase capture boards used in the fields of education, business, government, and military. We a |
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| May 27, 2016 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT SMART Technologies Inc. (Exact name of registrant as specified in its charter) Alberta, Canada 001-34798 98-0658457 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3636 Research Road NW Calgary, Alberta Canad |
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| May 27, 2016 |
EX-99.1 Exhibit 99.1 ARRANGEMENT AGREEMENT 689522 N.B. Ltd. and SMART Technologies Inc. and Foxconn Singapore (Pte). Dated as of May 26, 2016 TABLE OF CONTENTS ARTICLE I INTERPRETATION 2 1.1 Definitions 2 1.2 Interpretation Not Affected by Headings 15 1.3 Interpretation 16 1.4 Date for Any Action 16 1.5 Statutory References 16 1.6 Currency 16 1.7 Accounting Principles 16 1.8 Knowledge 16 1 |
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| May 27, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| May 26, 2016 |
Form 51-102F3 Material Change Report EX-99.1 Exhibit 99.1 Form 51-102F3 Material Change Report 1. Name and Address of Company SMART Technologies Inc. (the ?Company? or ?SMART?) 3636 Research Road N.W. Calgary, Alberta T2L 1Y1 2. Date of Material Change May 26, 2016 3. News Release A news release with respect to the material change referred to in this report was issued through newswire services on May 26, 2016 and filed on the system |
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| May 26, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K 1 d196849d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indic |
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| May 26, 2016 |
EX-99.2 SMART Technologies Inc. Consolidated Financial Statements Years ended March 31, 2016, 2015 and 2014 INDEPENDENT AUDITORS REPORT OF REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of SMART Technologies Inc. We have audited the accompanying consolidated financial statements of SMART Technologies Inc., which comprise the consolidated balance sheets as at March 31 |
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| May 26, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| May 26, 2016 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 Q4 2016 Fourth Quarter Report for the fiscal year ended March 31, 2016 MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following managements discussion and analysis (MD&A) should be read in conjunction with our audited consolidated financial statements and the accompanying notes of SMART Technologies Inc. (the Company) for the fiscal year ende |
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| May 26, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whether |
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| May 26, 2016 |
SMART Enters into Arrangement Agreement with Foxconn Technology Group Exhibit 99.1 media release SMART Enters into Arrangement Agreement with Foxconn Technology Group CALGARY, Alberta – May 26, 2016 – SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (“SMART” or the “Company”), a leading provider of collaboration solutions, and Foxconn Technology Group (“Foxconn”) today announced they have entered into an arrangement agreement (the "Arrangement Agreement") under whic |
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| May 26, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whether |
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| May 26, 2016 |
SMART Reports Annual and Fourth Quarter 2016 Financial Results Exhibit 99.1 media release SMART Reports Annual and Fourth Quarter 2016 Financial Results CALGARY, Alberta - - May 26, 2016 - - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of collaboration solutions, today announced financial results for its fourth quarter and fiscal year ended March 31, 2016. Q4 and FY16 Financial Results GAAP Results (US$ milli |
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| May 16, 2016 |
Form 51-102F3 Material Change Report EX-99.1 Exhibit 99.1 Form 51-102F3 Material Change Report 1. Name and Address of Company SMART Technologies Inc. (the ?Company?) 3636 Research Road N.W. Calgary, Alberta T2L 1Y1 2. Date of Material Change May 6, 2016 3. News Release A news release with respect to the material change referred to in this report was issued through newswire services on May 6, 2016 and filed on the system for electroni |
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| May 16, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| May 12, 2016 |
Form 8-A/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A Amendment No. 2 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SMART Technologies Inc. (Exact name of registrant as specified in its charter) Alberta, Canada 98-0658457 (State or other jurisdiction of incorporation or organization) |
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| May 6, 2016 |
SMART Technologies Announces Share Consolidation Exhibit 99.1 media release SMART Technologies Announces Share Consolidation CALGARY, Alberta - May 6, 2016 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of education and business collaboration solutions, announces that, further to its press release dated April 28, 2016, the Company has filed Articles of Amendment effecting the consolidation of it |
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| May 6, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whether |
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| May 6, 2016 |
EX-99.2 4 ex992.htm CERTIFICATE AND ARTICLES OF AMENDMENT DATED MAY 6, 2016 Exhibit 99.2 BUSINESS CORPORATIONS ACT Alberta ARTICLES OF AMENDMENT 1. Name of Corporation 2. Corporate Access Number Smart Technologies Inc. 2015413533 3. Pursuant to subsection 173(1)(f) of the Business Corporations Act (Alberta), the Articles of the Corporation are hereby amended to consolidate the issued and outstandi |
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| April 28, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K 1 d178613d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Ind |
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| April 28, 2016 |
SMART Technologies Announces Results of Special Meeting of Shareholders EX-99.1 Exhibit 99.1 MEDIA RELEASE SMART Technologies Announces Results of Special Meeting of Shareholders CALGARY, Alberta April 28, 2016 SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (SMART or the Company), a leading provider of education and business collaboration solutions, announces that it has received shareholder approval for the share consolidation (the Consolidation) as propo |
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| April 28, 2016 |
EX-99.2 3 d178613dex992.htm EX-99.2 Exhibit 99.2 Special Meeting of Shareholders of SMART Technologies Inc. (“Company”) held on April 28, 2016 REPORT OF VOTING RESULTS National Instrument 51-102 – Continuous Disclosure Obligations—Section 11.3 At the special meeting of shareholders of the Company (“Shareholders”) on April 28, 2016, the Shareholders passed a special resolution, the full text of whi |
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| March 22, 2016 |
EX-99.3 Exhibit 99.3 Security Class Holder Account Number Fold Form of Proxy - Special Meeting to be held on April 28, 2016 This Form of Proxy is solicited by and on behalf of Management. Notes to proxy 1. Every holder has the right to appoint some other person or company of their choice, who need not be a holder, to attend and act on their behalf at the meeting or any adjournment or postponement |
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| March 22, 2016 |
SMART TECHNOLOGIES INC. NOTICE AND ACCESS NOTIFICATION TO SHAREHOLDERS EX-99.1 Exhibit 99.1 SMART TECHNOLOGIES INC. NOTICE AND ACCESS NOTIFICATION TO SHAREHOLDERS Notice and Access You are receiving this notification as SMART Technologies Inc. (?SMART?) has elected to use the notice and access model (?Notice and Access?) for the delivery of meeting materials to its shareholders who do not hold their common shares of SMART (?Common Shares?) in their own name (the ?Ben |
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| March 22, 2016 |
EX-99.4 Exhibit 99.4 SMART TECHNOLOGIES INC. Certificate of an Officer Subparagraph 2.20(c) of National Instrument 54-101 Communications with Beneficial Owners of Securities of a Reporting Issuer (NI 54-101) TO: British Columbia Securities Commission Alberta Securities Commission Financial and Consumer Affairs Authority of Saskatchewan The Manitoba Securities Commission Ontario Securities Commis |
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| March 22, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of March 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark w |
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| March 22, 2016 |
EX-99.2 3 d154777dex992.htm EX-99.2 Table of Contents Exhibit 99.2 SMART Technologies Inc. NOTICE OF SPECIAL MEETING TO BE HELD ON APRIL 28, 2016 AND MANAGEMENT INFORMATION CIRCULAR March 16, 2016 Table of Contents SMART Technologies Inc. NOTICE OF SPECIAL MEETING OF THE SHAREHOLDERS TAKE NOTICE THAT a Special Meeting (the “Meeting”) of the shareholders (“Shareholders”) of SMART Technologies Inc. |
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| March 4, 2016 |
EX-99.1 Exhibit 99.1 Date: March 4, 2016 530-8th Avenue SW, 6th floor Calgary AB, T2P 3S8 www.computershare.com To: All Canadian Securities Regulatory Authorities NASDAQ Subject: SMART Technologies Inc. Dear Sir/Madam: We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer: Meeting Type : Special Meeting Record Date for Notice of Meeting : March |
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| March 4, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of March 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark w |
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| March 4, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of March 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark wheth |
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| March 4, 2016 |
SMART Technologies Announces Special Shareholder Meeting To Be Held April 28, 2016 Exhibit 99.1 media release SMART Technologies Announces Special Shareholder Meeting To Be Held April 28, 2016 CALGARY, Alberta - March 3, 2016 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of education and business collaboration solutions, announces that it will hold a special meeting (the "Meeting") of its shareholders on April 28, 2016 to seek |
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| February 11, 2016 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mar |
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| February 11, 2016 |
SMART Reports Third Quarter 2016 Financial Results Exhibit 99.1 media release SMART Reports Third Quarter 2016 Financial Results • Revenue: $77.7 million • Adjusted EBITDA: $1.7 million • Net Loss: $23.1 million Adjusted; $49.5 million GAAP CALGARY, Alberta - - February 11, 2016 - - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (“SMART” or the “Company”), a leading provider of collaboration solutions, today announced financial results for its t |
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| February 11, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark wh |
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| February 11, 2016 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 2 d133294dex991.htm EX-99.1 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following interim management’s discussion and analysis (“MD&A”) should be read in conjunction with our unaudited interim consolidated financial statements and the accompanying notes of SMART Technologies Inc. (the “Company”) for the three and nine months ended December 31, |
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| February 11, 2016 |
EX-99.2 3 d133294dex992.htm EX-99.2 SMART Technologies Inc. Interim Consolidated Financial Statements (unaudited) Three and nine months ended December 31, 2015 and 2014 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except per share amounts) Three months ended December 31, Nine months ended December 31, 2015 2014 2015 2014 Revenue $ 77,748 $ 1 |
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| February 11, 2016 |
EX-99.3 4 d133294dex993.htm EX-99.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the third quarter ending December 31, 2015; 2) Based on my knowl |
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| February 11, 2016 |
EX-99.4 5 d133294dex994.htm EX-99.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Steve Winkelmann, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the third quarter ending December 31, 2015; 2) Based on my |
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| January 21, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) 6-K 1 smart6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of January 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) |
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| January 21, 2016 |
Exhibit 99.1 media release SMART to Announce Third Quarter Results Q3 Results for Fiscal 2016 to be released after Market Close on February 11, 2016 Calgary, Alberta - January 21, 2016 - SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results on Thursday, February 11, 2016, for its third quarter ended Dec |
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| January 20, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) 6-K 1 smart6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of January 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) |
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| January 20, 2016 |
SMART Technologies Files Notice of Appeal with Nasdaq Exhibit 99.1 media release SMART Technologies Files Notice of Appeal with Nasdaq CALGARY, Alberta ? Jan. 20, 2016 ? SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of education and business collaboration solutions, has filed a notice of appeal with respect to the decision by Nasdaq Stock Market LLC (?Nasdaq?) to delist the Company?s shares from the N |
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| January 19, 2016 |
Exhibit 99.1 media release SMART Technologies Announces Third Quarter Charge Related to kapp Inventory and Provides Preliminary Update to Q3 Guidance CALGARY, Alberta - January 18, 2016 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of education and business collaboration solutions, today announced selected preliminary financial information for it |
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| January 19, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) 6-K 1 smart6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of January 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) |
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| January 14, 2016 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of January 2016 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| January 14, 2016 |
SMART Technologies Announces Receipt of Notice of Delisting from Nasdaq and Intention to Appeal Exhibit 99.1 media release SMART Technologies Announces Receipt of Notice of Delisting from Nasdaq and Intention to Appeal CALGARY, Alberta - Jan. 14, 2016 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (?SMART? or the ?Company?), a leading provider of education and business collaboration solutions, received a notice of delisting from the Nasdaq Stock Market LLC (?Nasdaq?) indicating that SMAR |
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| December 29, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of December 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark wh |
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| December 29, 2015 |
SMART Technologies Announces U.S. Listing Transfer to Nasdaq Capital Market Exhibit 99.1 media release SMART Technologies Announces U.S. Listing Transfer to Nasdaq Capital Market CALGARY, Alberta - Dec. 29, 2015 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) (“SMART” or the “Company”), a leading provider of education and business collaboration solutions, has received a determination today from the Nasdaq Stock Market LLC (“Nasdaq”) granting approval of SMART’s request |
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| November 5, 2015 |
EX-99.2 3 d42285dex992.htm EXHIBIT 99.2 Interim Consolidated Financial Statements of SMART Technologies Inc. Three and six months ended September 30, 2015 and 2014 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except per share amounts) Three months ended September 30, Six months ended September 30, 2015 2014 2015 2014 Revenue $ 103,577 $ 129, |
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| November 5, 2015 |
SMART Reports Second Quarter 2016 Financial Results Exhibit 99.1 media release SMART Reports Second Quarter 2016 Financial Results ? Revenue ? $103.6 million ? Adjusted EBITDA ? $6.8 million ? Net Loss ? $1.3 million Adjusted; $9.0 million GAAP CALGARY, Alberta - November 5, 2015 - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration solutions, today announced financial results for its second quarter ended September |
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| November 5, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark wh |
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| November 5, 2015 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 2 d42285dex991.htm EXHIBIT 99.1 Q2 2016 Second Quarter Report for the three and six months ended September 30, 2015 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following interim management’s discussion and analysis (“MD&A”) should be read in conjunction with our unaudited interim consolidated financial statements and the accompanying notes of S |
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| November 5, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by chec |
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| November 5, 2015 |
EX-99.4 5 d42285dex994.htm EXHIBIT 99.4 Exhibit 99.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Steve Winkelmann, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the second quarter ending September 30, 20 |
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| November 5, 2015 |
EX-99.3 4 d42285dex993.htm EXHIBIT 99.3 Exhibit 99.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the second quarter ending September 30, 2015; 2 |
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| October 15, 2015 |
EX-99.1 2 ex991.htm NEWS RELEASE DATED OCTOBER 15, 2015 Exhibit 99.1 MEDIA RELEASE SMART to Announce Second Quarter Results Q2 Results for Fiscal 2016 to be released after Market Close on November 5, 2015 Calgary, Alberta - October 15, 2015 - SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results on Thur |
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| October 15, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| October 9, 2015 |
SMART Updates Financial Outlook and Announces Strategic Review Exhibit 99.1 MEDIA RELEASE SMART Updates Financial Outlook and Announces Strategic Review CALGARY, Oct. 9, 2015 /CNW/ - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration solutions, today provided an update on its financial outlook for the balance of fiscal 2016, and announced its intent to embark on a strategic review. Although new solutions are generating a gro |
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| October 9, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| August 10, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whet |
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| August 10, 2015 |
EX-99.1 2 ex991.htm NEWS RELEASE DATED AUGUST 10, 2015 Exhibit 99.1 MEDIA RELEASE SMART ANNOUNCES RESIGNATION OF CHIEF FINANCIAL OFFICER; APPOINTMENT OF INTERIM CHIEF FINANCIAL OFFICER CALGARY, Alberta - August 10, 2015 – SMART Technologies Inc. (NASDAQ:SMT) (TSX: SMA), a leading provider of collaboration solutions, today announced that Kelly Schmitt, Vice President Finance and Chief Financial Off |
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| August 7, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whet |
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| August 7, 2015 |
Exhibit 99.2 Annual Meeting of Shareholders of SMART Technologies Inc. (the "Corporation") held on August 6, 2015 REPORT OF VOTING RESULTS National Instrument 51-102 ? Continuous Disclosure Obligations Section 11.3 Matters Voted Upon at the annual meeting of shareholders of the Corporation on August 6, 2014: Votes by Ballot Business Outcome of Vote Votes For Votes Withheld/Against 1. Resolution el |
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| August 7, 2015 |
SMART TECHNOLOGIES INC. ANNOUNCES THE RESULTS OF THE 2015 ANNUAL MEETING OF SHAREHOLDERS Exhibit 99.1 NEWS RELEASE SMART TECHNOLOGIES INC. ANNOUNCES THE RESULTS OF THE 2015 ANNUAL MEETING OF SHAREHOLDERS CALGARY, ALBERTA August 7, 2015 – SMART Technologies Inc. (the "Corporation") (TSX – SMA) (NASDAQ – SMT) is pleased to announce that all of the nominees listed in the Corporation's information circular dated June 29, 2015 were elected as directors of the Corporation at its annual meet |
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| August 6, 2015 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark |
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| August 6, 2015 |
SMART Reports First Quarter 2016 Financial Results Exhibit 99.1 MEDIA RELEASE SMART Reports First Quarter 2016 Financial Results ? Revenue ? $97.7 million Adjusted; $98.7 million GAAP ? Adjusted EBITDA ? $1.4 million ? Net Loss ? $3.7 million Adjusted; $2.2 million GAAP CALGARY, Alberta - - August 6, 2015 - - SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration solutions, today announced financial results for its f |
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| August 6, 2015 |
EX-99.4 Exhibit 99.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the quarterly report) of SMART Technologies Inc. for the first quarter ending June 30, 2015; 2) Based on my knowledge, this report |
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| August 6, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whet |
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| August 6, 2015 |
Exhibit 99.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the ?quarterly report?) of SMART Technologies Inc. for the first quarter ending June 30, 2015; 2) Based on my knowledge, this report does not |
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| August 6, 2015 |
EX-99.2 Interim Consolidated Financial Statements of SMART Technologies Inc. Three months ended June 30, 2015 and 2014 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except per share amounts) Three months ended June 30, 2015 2014 Revenue $ 98,737 $ 137,499 Cost of sales 62,487 74,605 Gross margin 36,250 62,894 Operating expenses Selling, marke |
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| August 6, 2015 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 Q1 2016 First Quarter Report for the three months ended June 30, 2015 MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following interim managements discussion and analysis (MD&A) should be read in conjunction with our unaudited interim consolidated financial statements and the accompanying notes of SMART Technologies Inc. (the Company) for the |
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| July 21, 2015 |
SMART Receives NASDAQ Notification Regarding Minimum Bid Requirements Exhibit 99.1 MEDIA RELEASE SMART Receives NASDAQ Notification Regarding Minimum Bid Requirements CALGARY, Alberta ? July 21, 2015 ? SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), (the ?Company?) announced today that it has received written notification (the ?Notification Letter?) from The NASDAQ Stock Market LLC (?Nasdaq?) notifying the Company that it is not in compliance with the minimum bid p |
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| July 21, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whethe |
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| July 16, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whethe |
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| July 16, 2015 |
Exhibit 99.1 MEDIA RELEASE SMART to Announce First Quarter Results Q1 Results for Fiscal 2016 to be released after Market Close on August 6, 2015 Calgary, Alberta - July 16, 2015 - SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results on Thursday, August 6, 2015, for its first quarter ended June 30, 201 |
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| July 2, 2015 |
SMART® | Inspired Collaboration™ EX-99.4 Exhibit 99.4 SMART? | Inspired Collaboration? 2015 ANNUAL REPORT Plant C Mitochondria Math Constructed Response Checklist Certain statements made in this document are forward-looking statements within the meaning of the U.S. federal and applicable Canadian securities laws. Statements that include the words ?expanding?, ?expect?, ?increasing?, ?intend?, ?plan?, ?believe?, ?project?, ?estima |
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| July 2, 2015 |
SMART TECHNOLOGIES INC. NOTICE AND ACCESS NOTIFICATION TO SHAREHOLDERS EX-99.1 Exhibit 99.1 SMART TECHNOLOGIES INC. NOTICE AND ACCESS NOTIFICATION TO SHAREHOLDERS Notice and Access You are receiving this notification as SMART Technologies Inc. (SMART) has elected to use the notice and access model (Notice and Access) for the delivery of meeting materials to its shareholders who do not hold their common shares of SMART (Common Shares) in their own name (the Ben |
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| July 2, 2015 |
SMART Technologies 6-K (Current Report of Foreign Issuer) 6-K 1 d945356d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indi |
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| July 2, 2015 |
EX-99.5 Exhibit 99.5 SMART? Interim Financial Statements Annual Financial Statements Under securities regulations, a reporting issuer must send annually a form to holders to request the Interim Financial Statements and MD&A and/or the Annual Financial Statements and MD&A. If you would like to receive the report(s) by mail, please make your selection and return this card to the address as noted. Al |
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| July 2, 2015 |
EX-99.2 3 d945356dex992.htm EX-99.2 Table of Contents Exhibit 99.2 SMART Technologies Inc. NOTICE OF ANNUAL MEETING TO BE HELD ON AUGUST 6, 2015 AND MANAGEMENT INFORMATION CIRCULAR June 29, 2015 Table of Contents SMART Technologies Inc. NOTICE OF ANNUAL MEETING OF THE SHAREHOLDERS TAKE NOTICE THAT an Annual Meeting (the “Meeting”) of the shareholders (“Shareholders”) of SMART Technologies Inc. (th |
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| July 2, 2015 |
8th Floor, 100 University Avenue EX-99.3 4 d945356dex993.htm EX-99.3 Exhibit 99.3 SMART® Computershare 8th Floor, 100 University Avenue Toronto, Ontario M5J 2Y1 www.computershare.com Security Class Holder Account Number Fold Form of Proxy - Annual General Meeting to be held on August 6, 2015 This Form of Proxy is solicited by and on behalf of Management. Notes to proxy 1. Every holder has the right to appoint some other person or |
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| June 1, 2015 |
SMART Technologies Conflict Minerals Report Exhibit 1.01 SEC Conflict Minerals Report Exhibit 1.01 SMART Technologies Conflict Minerals Report For The Year Ended December 31, 2014 Introduction SMART Technologies (SMART, also referred to as the Company, we, us, or our) is a manufacturer of interactive white boards and interactive flat panels used in the fields of education, business, government, and military. We are also a manufa |
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| June 1, 2015 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT SMART Technologies Inc. (Exact Name of Registrant as Specified in Charter) Alberta, Canada 001-34798 88-0411936 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 3636 Research Road NW T2L 1Y1 (Address of Principal Executive |
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| May 26, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) Form 6-k UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mar |
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| May 26, 2015 |
Exhibit 99.1 Date: May 25, 2015 To: All Canadian Securities Regulatory Authorities NASDAQ Subject: SMART Technologies Inc. Dear Sir/Madam: We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer: Meeting Type : Annual General and Special Meeting Record Date for Notice of Meeting : June 19, 2015 Record Date for Voting (if applicable) : June 19, 201 |
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| May 20, 2015 |
Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SMART Technologies Inc. (Exact name of registrant as specified in its charter) Alberta, Canada Not Applicable (State or other jurisdiction of incorporation or organizatio |
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| May 15, 2015 |
EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) Exhibit 4.14 EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) THIS AGREEMENT made as of the 07 day of February, 2014. BETWEEN: SMART TECHNOLOGIES CORPORATION, a Delaware corporation (the ?Corporation?) OF THE FIRST PART AND GREGORY ESTELL, of Dallas, Texas (the ?Executive?) OF THE SECOND PART WHEREAS the Corporation and the Executive entered into an Executive Employment Agreement dated as of Februar |
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| May 15, 2015 |
Exhibit 13.2 Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the ?Company?) on the Form 20-F for the fiscal year ending March 31, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kelly Sc |
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| May 15, 2015 |
Director and Officer Indemnification Agreement Exhibit 4.15 Director and Officer Indemnification Agreement THIS INDEMNIFICATION AGREEMENT (the ?Agreement?) is made as of this ? day of ? 201?, between SMART Technologies Inc. (the ?Corporation?), a corporation incorporated under the Business Corporations Act (Alberta) and (the ?Indemnified Party?). RECITALS: A. The Board of Directors of the Corporation (the ?Board?) has determined that the Corpo |
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| May 15, 2015 |
EXECUTIVE EMPLOYMENT AGREEMENT (2014) Exhibit 4.11 EXECUTIVE EMPLOYMENT AGREEMENT (2014) THIS AGREEMENT made as of the 07 day of February, 2014. BETWEEN: SMART TECHNOLOGIES INC., a body corporate, with its office in the Province of Alberta (the ?Corporation?) OF THE FIRST PART AND NEIL GAYDON, of the City of Calgary, in the Province of Alberta (the ?Executive?) OF THE SECOND PART WHEREAS the Corporation and the Executive entered into |
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| May 15, 2015 |
EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) Exhibit 4.12 EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) THIS AGREEMENT made as of the 07 day of February, 2014. BETWEEN: SMART TECHNOLOGIES INC., a body corporate, with its office in the Province of Alberta (the ?Corporation?) OF THE FIRST PART AND KELLY SCHMITT, of the City of Calgary, in the Province of Alberta (the ?Executive?) OF THE SECOND PART WHEREAS the Corporation and the Executive en |
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| May 15, 2015 |
Exhibit 2.1 Number 00000000 SMART TM Shares ****0********* *****0******** ******0******* *******0****** ********0***** 00000000 THIS CERTIFIES THAT SPECIMEN CUSIP 83172R108 IS THE REGISTERED HOLDER OF * * * 0 * * * ISIN CA83172R1082 SEE REVERSE FOR CERTAIN DEFINITIONS FULLY PAID AND NON-ASSESSABLE COMMON SHARES WITHOUT PAR VALUE IN THE CAPITAL OF SMART TECHNOLOGIES INC. transferable on the books o |
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| May 15, 2015 |
EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) Exhibit 4.13 EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) THIS AGREEMENT made as of the 07 day of November, 2013. BETWEEN: SMART TECHNOLOGIES Corporation, a Delaware corporation (the ?Corporation?) OF THE FIRST PART AND SCOTT BROWN, of Bellevue, Washington (the ?Executive?) OF THE SECOND PART WHEREAS the Corporation and the Executive entered into an Executive Employment Agreement dated as of May |
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| May 15, 2015 |
EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) Exhibit 4.10 EXECUTIVE EMPLOYMENT AGREEMENT (NOVEMBER 2013) THIS AGREEMENT made as of the 07 day of November, 2013. BETWEEN: SMART TECHNOLOGIES INC., a body corporate, with its office in the Province of Alberta (the ?Corporation?) OF THE FIRST PART AND WARREN BARKLEY, of the City of Calgary, in the Province of Alberta (the ?Executive?) OF THE SECOND PART WHEREAS the Corporation and the Executive e |
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| May 15, 2015 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm The Board of Directors SMART Technologies Inc. We consent to the incorporation by reference in the Registration Statement (No. 333-181530) on Form S-8 of SMART Technologies Inc. of our reports dated May 14, 2015, on the consolidated financial statements of SMART Technologies Inc. and on the effectiveness of internal control over |
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| May 15, 2015 |
Exhibit 4.17 Execution Version ABL CREDIT AGREEMENT Dated as of July 31, 2013 among SMART TECHNOLOGIES ULC, as Borrower, SMART TECHNOLOGIES INC., as Parent, MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent, Collateral Agent, Swing Line Lender and Joint ABL Agent MORGAN STANLEY BANK, N.A., as L/C Issuer BANK OF AMERICA, N.A., as Joint ABL Agent and THE OTHER LENDERS PARTY HERETO MORGAN |
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| May 15, 2015 |
Exhibit 13.1 Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the ?Company?) on the Form 20-F for the fiscal year ending March 31, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Neil Gay |
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| May 15, 2015 |
Exhibit 11.1 CODE OF CONDUCT CODE OF CONDUCT SMART Technologies Inc. (?SMART?) has developed this Code of Conduct as an easy-to-use guide to living up to SMART?s shared values and operating at the highest standards of integrity, both personally and professionally. Our Code of Conduct applies to all of us at every level within SMART and its subsidiaries, including members of executive management an |
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| May 15, 2015 |
Exhibit 12.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1. I have reviewed this annual report on Form 20-F of SMART Technologies Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to m |
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| May 15, 2015 |
Exhibit 4.16 Execution Version TERM LOAN CREDIT AGREEMENT Dated as of July 31, 2013 among SMART TECHNOLOGIES ULC, as Borrower, SMART TECHNOLOGIES INC., as Parent, MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent and Collateral Agent, and THE OTHER LENDERS PARTY HERETO MORGAN STANLEY SENIOR FUNDING, INC., as Lead Arranger, MORGAN STANLEY SENIOR FUNDING, INC., as Syndication Agent TABLE |
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| May 15, 2015 |
Exhibit 12.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1. I have reviewed this annual report on Form 20-F of SMART Technologies Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
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| May 15, 2015 |
Exhibit 4.19 MASTER SERVICES AGREEMENT BY AND BETWEEN WIPRO SOLUTIONS CANADA LIMITED AND SMART TECHNOLOGIES ULC Confidential Page 1 of 23 MASTER SERVICES AGREEMENT This Master Services Agreement (?Agreement?) is made effective this 31st day of March, 2015 (?Effective Date? ) by and between Wipro Solutions Canada Limited, a company incorporated under the laws of Canada, having a place of business a |
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| May 15, 2015 |
Exhibit 1.4 CORPORATE ACCESS NUMBER: 2015413533 BUSINESS CORPORATIONS ACT CERTIFICATE OF AMENDMENT AND REGISTRATION OF RESTATED ARTICLES SMART TECHNOLOGIES INC. AMENDED ITS ARTICLES ON 2014/08/07. BUSINESS CORPORATIONS ACT Alberta ARTICLES OF AMENDMENT 1. Name of Corporation 2. Corporate Access Number SMART TECHNOLOGIES INC. 2015413533 3. Pursuant to Sections 173(1)(e) and (h) of the Business Corp |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F 20-F 1 d857427d20f.htm 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED For the fiscal year ended March 31, 2015 OR ¨ TRANSITION REPO |
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| May 14, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whether |
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| May 14, 2015 |
6-K 1 d925532d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indic |
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| May 14, 2015 |
SMART Reports Annual and Fourth Quarter 2015 Financial Results Exhibit 99.1 MEDIA RELEASE SMART Reports Annual and Fourth Quarter 2015 Financial Results ? Annual Revenue ? $431.3 million Adjusted; $492.9 million GAAP ? Annual Adjusted EBITDA? $34.4 million ? Annual Net Income? $0.2 million Adjusted; $24.1 million GAAP CALGARY, Alberta ? May 14, 2015 ? SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration solutions, today announ |
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| May 14, 2015 |
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the ?Company?) on the Form 20-F for the fiscal year ending March 31, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Neil Gaydon, Presiden |
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| May 14, 2015 |
EX-99.2 Consolidated Financial Statements of SMART Technologies Inc. Years ended March 31, 2015, 2014 and 2013 INDEPENDENT AUDITORS’ REPORT OF REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of SMART Technologies Inc. We have audited the accompanying consolidated financial statements of SMART Technologies Inc., which comprise the consolidated balance sheets as at March |
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| May 14, 2015 |
Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the ?Company?) on the Form 20-F for the fiscal year ending March 31, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kelly Schmitt, Vice P |
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| May 14, 2015 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 Q4 2015 Fourth Quarter Report for the fiscal year ended March 31, 2015 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following annual management’s discussion and analysis (“MD&A”) should be read in conjunction with our audited consolidated financial statements and the accompanying notes of SMART Technologies Inc. (the “Company”) for the fiscal ye |
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| May 14, 2015 |
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1. |
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| May 14, 2015 |
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1. |
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| April 23, 2015 |
SMART Technologies FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark wheth |
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| April 23, 2015 |
Exhibit 99.1 MEDIA RELEASE SMART to Announce Annual and Fourth Quarter Results Annual and Q4 Results for Fiscal 2015 to be released after Market Close on May 14, 2015 Calgary, Alberta - Apr. 23, 2015 - SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results on Thursday, May 14, 2015, for its fiscal year a |
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| February 6, 2015 |
SMT / SMART Technologies Inc. / FRANKLIN RESOURCES INC Passive Investment smar14a1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 83172R108 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SMART TECHNOLOGIES INC. (Name of Issuer) Class A Subordinate Voting Shares (Title of Class of Securities) 83172R108 (CUSIP Number) December 31, 2014 (Date of Ev |
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| February 5, 2015 |
EX-99.2 3 d862037dex992.htm EXHIBIT 99.2 Interim Consolidated Financial Statements of SMART Technologies Inc. Three and nine months ended December 31, 2014 and 2013 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except number of shares) Three months ended December 31, Nine months ended December 31, 2014 2013 2014 2013 Revenue (note 1(a)) $ 126 |
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| February 5, 2015 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 2 d862037dex991.htm EXHIBIT 99.1 Q3 2015 Third Quarter Report for the three and nine months ended December 31, 2014 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following interim management’s discussion and analysis (“MD&A”) should be read in conjunction with our unaudited interim consolidated financial statements and the accompanying notes of S |
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| February 5, 2015 |
SMART Reports Third Quarter 2015 Financial Results EX-99.1 Exhibit 99.1 SMART Reports Third Quarter 2015 Financial Results • Revenue – $110.7 million Adjusted; $126.6 million GAAP • Adjusted EBITDA – $10.4 million • Net Income – $1.7 million Adjusted; $9.3 million GAAP CALGARY, Alberta — Feb. 5, 2015 — SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration solutions, today announced financial results for its third qu |
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| February 5, 2015 |
EX-99.3 4 d862037dex993.htm EXHIBIT 99.3 Exhibit 99.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the third quarter ending December 31, 2014; 2) |
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| February 5, 2015 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by chec |
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| February 5, 2015 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by chec |
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| February 5, 2015 |
EX-99.4 5 d862037dex994.htm EXHIBIT 99.4 Exhibit 99.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the third quarter ending December 31, 2014; |
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| January 16, 2015 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of January 2015 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark |
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| January 16, 2015 |
EX-99.1 Exhibit 99.1 M E DI A R E L E A S E SMART to Announce Third Quarter Results Q3 Results for Fiscal 2015 to be released after Market Close on Feb. 5, 2015 Calgary, Alberta – Jan. 15, 2015 – SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results on Thursday, Feb. 5, 2015, for its third quarter ended |
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| November 13, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mar |
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| November 13, 2014 |
SMART Reports Second Quarter 2015 Financial Results EX-99.1 Exhibit 99.1 SMART Reports Second Quarter 2015 Financial Results • Revenue — $113.4 million Adjusted; $129.2 million GAAP • Adjusted EBITDA — $13.3 million • Net Income — $5.0 million Adjusted; $12.3 million GAAP CALGARY, Alberta — November 13, 2014 — SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration solutions, today announced financial results for its s |
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| November 13, 2014 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.1 Q2 2015 Second Quarter Report for the three and six months ended September 30, 2014 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following interim management’s discussion and analysis (“MD&A”) should be read in conjunction with our unaudited interim consolidated financial statements and the accompanying notes of SMART Technologies Inc. (the |
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| November 13, 2014 |
Exhibit 99.4 Exhibit 99.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the second quarter ending September 30, 2014; 2) Based on my knowledge, |
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| November 13, 2014 |
Exhibit 99.3 Exhibit 99.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the second quarter ending September 30, 2014; 2) Based on my knowledge, th |
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| November 13, 2014 |
Exhibit 99.2 Interim Consolidated Financial Statements of SMART Technologies Inc. Three and six months ended September 30, 2014 and 2013 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except number of shares) Three months ended September 30, Six months ended September 30, 2014 2013 2014 2013 Revenue (note 1(a)) $ 129,194 $ 151,083 $ 266,693 $ |
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| November 13, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by chec |
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| October 23, 2014 |
EX-99.1 Exhibit 99.1 MEDIA RELEASE SMART to Announce Second Quarter Results Q2 Results for Fiscal 2015 to be released after Market Close on November 13, 2014 Calgary, Alberta — October 23, 2014 — SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results on Thursday, November 13, 2014, for its second quarter |
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| October 23, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark |
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| September 4, 2014 |
SMT / SMART Technologies Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D. |
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| August 15, 2014 |
Exhibit 99.1 Exhibit 99.1 CORPORATE ACCESS NUMBER: 2015413533 Government of Alberta ¢ BUSINESS CORPORATIONS ACT CERTIFICATE OF AMENDMENT AND REGISTRATION OF RESTATED ARTICLES SMART TECHNOLOGIES INC. AMENDED ITS ARTICLES ON 2014/08/07. BUSINESS CORPORATIONS ACT Alberta ARTICLES OF AMENDMENT 1. Name of Corporation 2. Corporate Access Number SMART TECHNOLOGIES INC. 2015413533 3. Pursuant to Sections |
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| August 15, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check |
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| August 12, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check |
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| August 12, 2014 |
EX-99.2 3 d773611dex992.htm EX-99.2 Exhibit 99.2 Annual and Special Meeting of Shareholders of SMART Technologies Inc. (the “Corporation”) held on August 7, 2014 REPORT OF VOTING RESULTS National Instrument 51-102 – Continuous Disclosure Obligations Section 11.3 Matters Voted Upon at the annual and special meeting of shareholders of the Corporation on August 7, 2014: Votes by Ballot Business Outco |
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| August 12, 2014 |
SMART TECHNOLOGIES INC. ANNOUNCES THE RESULTS OF THE 2014 ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS EX-99.1 Exhibit 99.1 NEWS RELEASE SMART TECHNOLOGIES INC. ANNOUNCES THE RESULTS OF THE 2014 ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS CALGARY, ALBERTA August 11, 2014 – SMART Technologies Inc. (the “Corporation”) (TSX – SMA) (NASDAQ – SMT) is pleased to announce that all of the nominees listed in the Corporation’s information circular dated June 30, 2014 were elected as directors of the Corporati |
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| August 11, 2014 |
SMT / SMART Technologies Inc. / VANGUARD HORIZON FUNDS Passive Investment smarttechnologies.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:6 )* Name of issuer: Smart Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 83172R108 Date of Event Which Requires Filing of this Statement: July 31, 2014 Check the appropriate box |
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| August 7, 2014 |
EX-99.2 3 d768484dex992.htm EX-99.2 Interim Consolidated Financial Statements of SMART Technologies Inc. Three months ended June 30, 2014 and 2013 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except number of shares) Three months ended June 30, 2014 2013 Revenue (note 1(a)) $ 137,499 $ 155,887 Cost of sales 74,605 89,527 Gross margin 62,894 |
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| August 7, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check |
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| August 7, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark |
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| August 7, 2014 |
SMART Reports First Quarter 2015 Financial Results Exhibit 99.1 Exhibit 99.1 SMART Reports First Quarter 2015 Financial Results • Net Income (Loss) – $(0.3) million Adjusted; $12.1 million GAAP • Revenue – $122.8 million Adjusted (Education down 19%, Enterprise up 45% year-on-year); $137.5 million GAAP • Adjusted EBITDA – $10.3 million • Unveiled new SMART kapp™ capture board • Launched SMART amp™ and Notebook Advantage education software • Launch |
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| August 7, 2014 |
EX-99.4 5 d768484dex994.htm EX-99.4 Exhibit 99.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the first quarter ending June 30, 2014; 2) Based |
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| August 7, 2014 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 2 d768484dex991.htm EX-99.1 Q1 2015 First Quarter Report for the three months ended June 30, 2014 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following interim management’s discussion and analysis (“MD&A”) should be read in conjunction with our unaudited interim consolidated financial statements and the accompanying notes of SMART Technologies |
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| August 7, 2014 |
EX-99.3 4 d768484dex993.htm EX-99.3 Exhibit 99.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the first quarter ending June 30, 2014; 2) Based on |
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| July 28, 2014 |
EX-99.1 Exhibit 99.1 SMART to Announce First Quarter Results Q1 Results for Fiscal 2015 to be Released After Market Close on August 7, 2014 Calgary, Alberta — July 24, 2014 — SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results on Thursday, August 7, 2014, for its first quarter ended June 30, 2014. Fin |
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| July 28, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark wh |
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| July 3, 2014 |
SMART TECHNOLOGIES INC. NOTICE AND ACCESS NOTIFICATION TO SHAREHOLDERS Exhibit 99.1 Exhibit 99.1 SMART TECHNOLOGIES INC. NOTICE AND ACCESS NOTIFICATION TO SHAREHOLDERS Notice and Access You are receiving this notification as SMART Technologies Inc. (“SMART”) has elected to use the notice and access model (“Notice and Access”) for the delivery of meeting materials to its shareholders who do not hold their class A subordinate voting shares of SMART (“Class A Shares”) i |
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| July 3, 2014 |
EX-99.4 5 d743960dex994.htm EXHIBIT 99.4 Exhibit 99.4 Certain statements made in this document are forward-looking statements within the meaning of the U.S. federal and applicable Canadian securities laws. Statements that include the words “expanding”, “expect”, “increasing”, “intend”, “plan”, “believe”, “project”, “estimate”, “anticipate”, “may”, “will”, “continue”, “further”, “seek”, “ongoing”, |
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| July 3, 2014 |
SMT / SMART Technologies Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check ma |
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| July 3, 2014 |
Exhibit 99.3 Exhibit 99.3 Holder Account Number Security Class 8th Floor, 100 University Avenue Toronto, Ontario M5J 2Y1 www.computershare.com Form of Proxy - Annual and Special Meeting to be held on August 7, 2014 28MY14068012ISB This Form of Proxy is solicited by and on behalf of Management. Fold Fold ASS A SUBORDINATE VOTING SHS CPUQC01.E.INT/000001/i1234 1-866-732-VOTE (8683) Toll Free CONTROL |
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| July 3, 2014 |
Exhibit 99.5 Exhibit 99.5 Under securities regulations, a reporting issuer must send annually a form to holders to request the Interim Financial Statements and MD&A and/or the Annual Financial Statements and MD&A. If you would like to receive the report(s) by mail, please make your selection and return this card to the address as noted. Alternately, you can register online at www.computershare.com |
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| July 3, 2014 |
EX-99.2 3 d743960dex992.htm EXHIBIT 99.2 Table of Contents Exhibit 99.2 SMART Technologies Inc. NOTICE OF ANNUAL GENERAL AND SPECIAL MEETING TO BE HELD ON AUGUST 7, 2014 AND MANAGEMENT INFORMATION CIRCULAR June 30, 2014 Table of Contents SMART Technologies Inc. NOTICE OF ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TAKE NOTICE THAT an Annual General and Special Meeting (the “Meeting”) of |
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| June 2, 2014 |
EX-99.1 Exhibit 99.1 530-8th Avenue SW, 6th floor Date: May 26, 2014 Calgary AB, T2P 3S8 www.computershare.com To: All Canadian Securities Regulatory Authorities NASDAQ Subject: SMART Technologies Inc. Dear Sirs: We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer: Meeting Type : Annual and Special Meeting Record Date for Notice of Meeting : J |
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| June 2, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark wh |
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| May 28, 2014 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT SMART Technologies Inc. (Exact Name of Registrant as Specified in Charter) Alberta, Canada 001-34798 Not applicable (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 3636 Research Road NW T2L 1Y1 (Address of Principal Executive |
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| May 28, 2014 |
SMART Technologies Inc. Conflict Minerals Report For The Year Ended December 31, 2013 Exhibit 1.02 Exhibit 1.02 SMART Technologies Inc. Conflict Minerals Report For The Year Ended December 31, 2013 Company Overview SMART Technologies Inc., through its wholly-owned subsidiary SMART Technologies ULC (individually or collectively “SMART,” also referred to as the “Company,” “we,” “us,” or “our”) is a manufacturer of interactive white boards used in the fields of education, business, go |
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| May 16, 2014 |
SMART Reports Annual and Fourth Quarter 2014 Financial Results EX-99.1 Exhibit 99.1 SMART Reports Annual and Fourth Quarter 2014 Financial Results • Annual Net Income—$27.3 million Adjusted (up 128%); $20.5 million GAAP • Annual Revenue—$558.4 million Adjusted (down 5%); $589.2 million GAAP • Annual Adjusted EBITDA of $74.5 million, up 53% CALGARY, Alberta — May 15, 2014 — SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration s |
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| May 16, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| May 15, 2014 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.2 Exhibit 99.2 Q4 2014 Fourth Quarter Report for the fiscal year ended March 31, 2014 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following annual management’s discussion and analysis (“MD&A”) should be read in conjunction with our audited consolidated financial statements and the accompanying notes of SMART Technologies Inc. (the “Company”) for |
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| May 15, 2014 |
EX-99.6 Exhibit 99.6 Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the “Company”) on the Form 40-F for the fiscal year ending March 31, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, |
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| May 15, 2014 |
Consent of Independent Registered Public Accounting Firm EX-99.4 5 d681938dex994.htm EX-99.4 Exhibit 99.4 Consent of Independent Registered Public Accounting Firm The Board of Directors SMART Technologies Inc. We consent to the incorporation by reference in the Registration Statement (No. 333-181530) on Form S-8 of SMART Technologies Inc. of our report dated May 15, 2014, on the consolidated financial statements which comprise the consolidated balance s |
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| May 15, 2014 |
EX-99.5 6 d681938dex995.htm EX-99.5 Exhibit 99.5 Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of SMART Technologies Inc. (the “Company”) on the Form 40-F for the fiscal year ending March 31, 2014 as filed with the Securities and Exchange Commission on the dat |
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| May 15, 2014 |
EX-99.3 Exhibit 99.3 Consolidated Financial Statements of SMART Technologies Inc. Years ended March 31, 2014, 2013 and 2012 Page 1 INDEPENDENT AUDITORS REPORT OF REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of SMART Technologies Inc. We have audited the accompanying consolidated financial statements of SMART Technologies Inc., which comprise the consolidated balanc |
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| May 15, 2014 |
EX-99.7 Exhibit 99.7 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1. I have reviewed this annual report on Form 40-F of SMART Technologies Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| May 15, 2014 |
EX-99.1 Exhibit 99.1 SMART Technologies Inc. ANNUAL INFORMATION FORM For the fiscal year ended March 31, 2014 Date: May 15, 2014 Table of Contents GENERAL INTERPRETATION MATTERS 3 CORPORATE STRUCTURE 5 GENERAL DEVELOPMENT OF THE BUSINESS 5 DESCRIPTION OF THE BUSINESS 9 COMPANY OVERVIEW 9 INDUSTRY BACKGROUND 10 CUSTOMERS 12 PRODUCTS AND SOLUTIONS 12 COMPETITION 15 SALES AND DISTRIBUTION 16 PRODUCTI |
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| May 15, 2014 |
SMART Appoints Chairman of the Board EX-99.1 Exhibit 99.1 SMART Appoints Chairman of the Board • Michael J. Mueller appointed Chairman of the Board, effective immediately • Robert Hagerty, former Acting Chairman of the Board, continues in his role as an independent director • Board to be strengthened through the recruitment of new independent directors CALGARY, Alberta — May 15, 2014 — SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA) |
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| May 15, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark whe |
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| May 15, 2014 |
40-F U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934. x ANNUAL REPORT PURSUANT TO SECTION 13(a) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2014 Commission File Number: 001-34798 SMART TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter |
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| May 15, 2014 |
EX-99.8 Exhibit 99.8 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1. I have reviewed this annual report on Form 40-F of SMART Technologies Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| May 1, 2014 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mar |
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| May 1, 2014 |
Exhibit 99.1 Exhibit 99.1 M E D I A R E L E A S E SMART to Announce Annual and Fourth Quarter Results and Provide Strategy Update Annual and Q4 Results for Fiscal 2014 to be Released After Market Close on May 15, 2014 Calgary, Alberta – May 1, 2014 – SMART Technologies Inc. (NASDAQ: SMT, TSX: SMA), a leading provider of collaboration solutions, today announced that it will report financial results |
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| April 29, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark w |
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| April 29, 2014 |
SMART TECHNOLOGIES INC. Form 51-102F3 (National Instrument 51-102) MATERIAL CHANGE REPORT EX-99.1 Exhibit 99.1 SMART TECHNOLOGIES INC. Form 51-102F3 (National Instrument 51-102) MATERIAL CHANGE REPORT 1. Name and Address of Company SMART Technologies Inc. (“SMART”) 3636 Research Road N.W. Calgary, Alberta T2L 1Y1 2. Date of Material Change April 17, 2014 3. News Release A news release disclosing the material change summarized in this material change report was issued by SMART before th |
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| April 21, 2014 |
SMART Technologies Announces Resignation of Directors and Resulting Change in Share Structure EX-99.1 Exhibit 99.1 SMART Technologies Announces Resignation of Directors and Resulting Change in Share Structure • Chairman David Martin and Director Nancy Knowlton resign Board seats • Robert Hagerty appointed Acting Chairman of the Board • All multiple vote Class B Shares convert to single vote Class A Subordinate Voting Shares • SMART to announce its fourth quarter and fiscal 2014 results on |
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| April 21, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark w |
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| March 7, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of March 2014 Commission File Number 001-34798 SMART TECHNOLOGIES INC. 3636 Research Road N.W. Calgary, Alberta Canada T2L 1Y1 (Address of principal executive offices) Indicate by check mark w |
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| March 7, 2014 |
EX-99.1 Exhibit 99.1 SMART to Exit Ottawa Facility Calgary, AB March 4, 2014 SMART Technologies Inc. (NASDAQ: SMT) (TSX: SMA), a leading provider of collaboration solutions, will exit its leased Ottawa facility effective August 31, 2014. Following the office closure, SMART will no longer have a business location in Ottawa. Approximately 10% of SMARTs workforce will be affected, with many bein |
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| February 25, 2014 |
SMT / SMART Technologies Inc. / Investure, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Smart Technologies Inc. (Name of Issuer) Class A Subordinate Voting Shares (Title of Class of Securities) 83172R108 (CUSIP Number) February 20, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 14, 2014 |
SMT / SMART Technologies Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . . . . . . 10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* SMART Technologies Inc. Cl. A (Name of Issuer) Class A (Title of Class of Securities) 83172R108 (CUSIP Number) December 31, 2013 |
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| February 14, 2014 |
SMT / SMART Technologies Inc. / Investure, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Smart Technologies Inc. (Name of Issuer) Class A Subordinate Voting Shares (Title of Class of Securities) 83172R108 (CUSIP Number) February 5, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 13, 2014 |
SMT / SMART Technologies Inc. / TIMON PHILIP C - SMART AMENDMENT NO 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Smart Technologies Inc. (Name of Issuer) Class A Subordinate Voting Shares (Title of Class of Securities) 83172R108 (CUSIP Number) February 5, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 12, 2014 |
SMT / SMART Technologies Inc. / TIMON PHILIP C - SMART SC13G AMENDMENT NO 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Smart Technologies Inc. (Name of Issuer) Class A Subordinate Voting Shares (Title of Class of Securities) 83172R108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 11, 2014 |
SMT / SMART Technologies Inc. / FRANKLIN RESOURCES INC Passive Investment smar13in.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 83172R108 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SMART TECHNOLOGIES INC. (Name of Issuer) Class A Subordinate Voting Shares, no par value (Title of Class of Securities) 83172R108 (CUSIP Number) December 31, 201 |
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| February 6, 2014 |
EX-99.3 4 d668740dex993.htm EX-99.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Neil Gaydon, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the third quarter ending December 31, 2013; 2) Based on my knowl |
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| February 6, 2014 |
EX-99.2 Interim Consolidated Financial Statements of SMART Technologies Inc. Three and nine months ended December 31, 2013 and 2012 SMART Technologies Inc. Consolidated Statements of Operations (unaudited) (thousands of U.S. dollars, except per share amounts) Three months ended December 31, Nine months ended December 31, 2013 2012 2013 2012 Revenue (note 1(b)) $ 157,979 $ 138,934 $ 464,962 484,242 |
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| February 6, 2014 |
EX-99.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14 (a) of the Securities Exchange Act of 1934 CERTIFICATION I, Kelly Schmitt, certify that: 1) I have reviewed the interim financial statements and interim MD&A (together, the “quarterly report”) of SMART Technologies Inc. for the third quarter ending December 31, 2013; 2) Based on my knowledge, this report does not |
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| February 6, 2014 |
SMART Reports Third Quarter 2014 Financial Results EX-99.1 Exhibit 99.1 SMART Reports Third Quarter 2014 Financial Results • Adjusted Revenue of $143.4 million, up 4% year-over-year • Adjusted EBITDA of $19.3 million, up 233% year-over-year • Adjusted Net Income of $9.0 million • GAAP Revenue of $158.0 million • GAAP Net Income of $4.1 million • Exit of optical touch sensor business for desktop displays CALGARY, Alberta – February 6, 2014 – SMART |
