Mga Batayang Estadistika
| CIK | 1592407 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sugar Creek Financial Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 28, 2017 |
CUSIP No. 86481Y102 SCHEDULE 13D Page 1 of 22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) SUGAR CREEK FINANCIAL CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86481Y102 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 1000 |
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| April 27, 2017 |
Sugar Creek Financial FORM 15 SUGAR CREEK 042717 15-12G 1 form15sugarcreek-042717.htm FORM 15 SUGAR CREEK 042717 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-55170 Sug |
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| April 27, 2017 |
Sugar Creek Financial S8 POS SUGAR CREEK RESTRICTED STOCK 042717 s8sc2015rs-042717.htm Registration No. 333-212016 As filed with the Securities and Exchange Commission on April 27, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Sugar Creek Financial Corp. (Exact Name of Registrant as Specified in its Charter) Maryland 38-3920636 (Stat |
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| April 27, 2017 |
Sugar Creek Financial S8 POS_SUGAR CREEK 401K_042717 forms8possc401-042717.htm Registration No. 333-195187 As filed with the Securities and Exchange Commission on April 27, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Sugar Creek Financial Corp. (Exact Name of Registrant as Specified in its Charter) Maryland 38-3920636 ( |
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| April 27, 2017 |
Sugar Creek Financial S8_POS SUGAR CREEK EQUITY PLAN 042717 Registration No. 333-195188 As filed with the Securities and Exchange Commission on April 27, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Sugar Creek Financial Corp. (Exact Name of Registrant as Specified in its Charter) Maryland 38-3920636 (State or Other Jurisdictio |
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| April 21, 2017 |
Sugar Creek Financial FORM 8K SUGAR CREEK 042117 (Current Report/Significant Event) form8ksugarcreek042117.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2017 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Maryland 000-55170 38-3920636 (State or Other Jurisdiction of |
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| February 9, 2017 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the ?Company?), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended Decem |
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| February 9, 2017 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| February 9, 2017 |
Sugar Creek Financial 10-Q (Quarterly Report) United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCI |
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| February 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 2)* Sugar Creek Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86481Y 102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 2, 2017 |
SUGR / Sugar Creek Financial Corp. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment SC 13G/A 1 d740521713g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sugar Creek Financial Corp. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 86481Y102 (CUSIP number) December 31, 2016 (Date of event which requires filing of this statement) Check the |
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| November 23, 2016 |
form8k112216.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2016 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Maryland 000-55170 38-3920636 (State or Other Jurisdiction of Incorpo |
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| November 9, 2016 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the ?Company?), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended Septe |
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| November 9, 2016 |
Sugar Creek Financial FORM 10-Q (Quarterly Report) United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANC |
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| November 9, 2016 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| August 16, 2016 |
Sugar Creek Financial FORM 8K SUGAR CREEK 081616 (Current Report/Significant Event) form8k-sugarcreek081616.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in its Charter) Maryland 0-55170 38-3920636 (State or Other Jurisdiction |
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| August 12, 2016 |
Sugar Creek Financial FORM 10-Q (Quarterly Report) United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCIAL C |
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| August 12, 2016 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the ?Company?), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended June |
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| August 12, 2016 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| July 12, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 28, 2016 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the ?Company?), certifies in his capacity as an officer of the Company that he has reviewed the annual report on Form 10-K for the period ended March 31, |
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| June 28, 2016 |
Sugar Creek Financial FORM 10-K (Annual Report) United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCIAL CORP. (E |
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| June 28, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (File No. 333-195187, No. 333-195188 and No. 333-212016) of Sugar Creek Financial Corp. of our report dated June 27, 2016 with respect to the consolidated balance sheets of Sugar Creek Financial Corp. and Subsidiary as of March 31, 201 |
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| June 28, 2016 |
Certification of Chief Executive Officer and Chief Financial Officer Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this annual report on Form 10-K of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| June 17, 2016 |
Sugar Creek Financial FORM 11-K SUGAR CREEK FINANCIAL CORP. 2015 form11k2015.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition |
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| June 14, 2016 |
Sugar Creek Financial FORM S-8 (6/10/16) forms861016.htm Registration No. 333- As filed with the Securities and Exchange Commission on June 14, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Sugar Creek Financial Corp. (Exact Name of Registrant as Specified in its Charter) Maryland 38-3920636 (State or Other Jurisdiction of Incorporation or Orga |
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| June 14, 2016 |
EX-10.2 3 exhibit102.htm FORM OF RESTRICTED STOCK AGREEMENT Exhibit 10.2 Restricted Stock Award Granted by SUGAR CREEK FINANCIAL CORP. under the SUGAR CREEK FINANCIAL CORP. 2015 RESTRICTED STOCK PLAN This Restricted Stock Award Agreement (the “Restricted Stock Award” or this “Agreement”) is and will be subject in every respect to the provisions of the 2015 Restricted Stock Plan (the “Plan”) of Sug |
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| February 16, 2016 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| February 16, 2016 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the “Company”), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended Decem |
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| February 16, 2016 |
SUGR / Sugar Creek Financial Corp. 10-Q - Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCI |
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| February 11, 2016 |
SUGR / Sugar Creek Financial Corp. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Sugar Creek Financial Corp. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 86481Y102 (CUSIP number) December 31, 2015 (Date of event which requires filing of this statement) Check the appropriate box to designate th |
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| November 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2015 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Maryland 000-55170 38-3920636 (State or Other Jurisdiction) of Incorporation or Organi |
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| November 6, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANC |
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| November 6, 2015 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the “Company”), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended Septe |
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| November 6, 2015 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| October 20, 2015 |
Sugar Creek Financial FORM 8-K (10/20/15) (Current Report/Significant Event) form8k102015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2015 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Maryland 000-55170 38-3920636 (State or Other Jurisdiction) of Incorpo |
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| August 18, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 v4185408-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2015 SUGAR CREEK FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 0-55170 38-3920636 (State or other jurisdicti |
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| August 13, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCIAL C |
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| August 13, 2015 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the ?Company?), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended June |
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| August 13, 2015 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| July 28, 2015 |
form8k072815.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2015 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Maryland 000-55170 38-3920636 (State or Other Jurisdiction) of Incorporat |
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| July 17, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 29, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCIAL CORP. (E |
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| June 19, 2015 |
Sugar Creek Financial SUGAR CREEK FINANCIAL CORP. FORM 11-K 2014 form11k2014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For |
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| March 19, 2015 |
SUGR / Sugar Creek Financial Corp. / STILWELL JOSEPH - FORM SC 13D/A Activist Investment CUSIP No. 86481Y102 SCHEDULE 13D Page 1 of 21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) SUGAR CREEK FINANCIAL CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86481Y102 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 1000 |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment )* Sugar Creek Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86481Y 102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 12, 2015 |
Certification of Chief Executive Officer and Chief Financial Officer Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| February 12, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCI |
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| February 12, 2015 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the “Company”), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended Decem |
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| November 13, 2014 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the “Company”), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended Septe |
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| November 13, 2014 |
Certification of Chief Executive Officer and Chief Financial Officer Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| November 13, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANC |
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| August 20, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 form8k-sugarcreek082014.htm FORM8K-SUGARCREEK082014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2014 SUGAR CREEK FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 0-55170 38-392063 |
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| August 13, 2014 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the “Company”), certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended June |
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| August 13, 2014 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| August 13, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-55170 SUGAR CREEK FINANCIAL C |
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| July 11, 2014 |
SUGR / Sugar Creek Financial Corp. DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 30, 2014 |
SUGAR CREEK FINANCIAL CORP. EMPLOYMENT AGREEMENT EXHIBIT 10.1 SUGAR CREEK FINANCIAL CORP. EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”), made this 24th day of June, 2014, by and between SUGAR CREEK FINANCIAL CORP., a Maryland corporation (the “Company”), and ROBERT J. STROH, JR. (“Executive”). WHEREAS, Executive serves in positions of substantial responsibility; and WHEREAS, the Company wishes to assure Executive’s services for the term |
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| June 30, 2014 |
TEMPO BANK EMPLOYMENT AGREEMENT EX-10.2 3 v382718ex10-2.htm EXHIBIT 10.2 EXHIBIT 10.2 TEMPO BANK EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”), made this 24th day of June, 2014, by and between TEMPO BANK, a federally-chartered savings bank (the “Bank”), and ROBERT J. STROH, JR. (“Executive”). WHEREAS, Executive serves in positions of substantial responsibility; and WHEREAS, the Bank wishes to assure Executive’s services |
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| June 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2014 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Maryland 000-55170 38-3920636 (State or Other Jurisdiction) of Incorporation or Organizati |
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| June 30, 2014 |
SUGAR CREEK FINANCIAL CORP. EMPLOYMENT AGREEMENT EX-10.3 4 v382718ex10-3.htm EXHIBIT 10.3 EXHIBIT 10.3 SUGAR CREEK FINANCIAL CORP. EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”), made this 24th day of June, 2014, by and between SUGAR CREEK FINANCIAL CORP., a Maryland corporation (the “Company”), and FRANCIS J. EVERSMAN (“Executive”). WHEREAS, Executive serves in positions of substantial responsibility; and WHEREAS, the Company wishes to a |
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| June 30, 2014 |
TEMPO BANK EMPLOYMENT AGREEMENT EXHIBIT 10.4 TEMPO BANK EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”), made this 24th day of June, 2014, by and between TEMPO BANK, a federally-chartered savings bank (the “Bank”), and FRANCIS J. EVERSMAN (“Executive”). WHEREAS, Executive serves in positions of substantial responsibility; and WHEREAS, the Bank wishes to assure Executive’s services for the term of this Agreement; and WHEREA |
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| June 27, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements of Form S-8 (File No. 333-195187 and No. 333-195188) of Sugar Creek Financial Corp. of our report dated June 24, 2014 with respect to the consolidated balance sheets of Sugar Creek Financial Corp. and Subsidiary as of March 31, 2014 and 2013 and t |
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| June 27, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-55170 SUGAR CREEK FINANCIAL CORP. |
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| June 27, 2014 |
Exhibit 32.0 Certification Pursuant To 18 U.S.C. Section 1350, As Added By Section 906 Of The Sarbanes-Oxley Act Of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp. (the “Company”) certifies in his capacity as the Chief Executive Officer and Chief Financial Officer of the Company that he has reviewed the Annual Report of the Company on F |
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| June 27, 2014 |
Certification of Chief Executive Officer and Chief Financial Officer Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer I, Robert J. Stroh, Jr., certify that: 1. I have reviewed this annual report on Form 10-K of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| June 13, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to |
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| June 13, 2014 |
8-K 1 v3813718k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2014 SUGAR CREEK FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Maryland 000-55170 38-3920636 (State or Other Jurisdiction) o |
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| April 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
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| April 21, 2014 |
SUGR / Sugar Creek Financial Corp. / STILWELL JOSEPH - SC 13D Activist Investment SC 13D 1 v375352sc13d.htm SC 13D CUSIP No. 86481Y102 SCHEDULE 13D Page 1 of 22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) SUGAR CREEK FINANCIAL CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86481Y102 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12 |
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| April 10, 2014 |
As filed with the Securities and Exchange Commission on April 10, 2014 Registration No. |
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| April 10, 2014 |
As filed with the Securities and Exchange Commission on April 10, 2014 Registration No. |
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| April 10, 2014 |
ADOPTION AGREEMENT TEMPO BANK, A FSB EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST Exhibit 4.4 Tempo Bank Employees’ Savings and Profit-Sharing Plan and Trust ADOPTION AGREEMENT For Tempo Bank, a FSB Employees' Savings & Profit Sharing Plan and Trust Client No.G14 ADOPTION AGREEMENT FOR TEMPO BANK, A FSB EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST Name of Employer: Tempo Bank, a FSB Address: 28 W. Broadway, Trenton, IL 62293 Telephone Number: 618-224-9228 Contact Person: |
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| April 9, 2014 |
Financial Statements and Exhibits, Other Events - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 8, 2014 Sugar Creek Financial Corp. (Exact Name of Registrant as Specified in Its Charter) Maryland 000-55170 38-3920636 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 9, 2014 |
SUGAR CREEK FINANCIAL CORP. ANNOUNCES COMPLETION OF SECOND STEP CONVERSION AND OFFERING EX-99.1 2 v374244ex99-1.htm EX-99.1 FOR IMMEDIATE RELEASE Contact: Robert J. Stroh, Jr. Chief Executive Officer and Chief Financial Officer (618) 224-9228 SUGAR CREEK FINANCIAL CORP. ANNOUNCES COMPLETION OF SECOND STEP CONVERSION AND OFFERING Trenton, Illinois, April 8, 2014 — Sugar Creek Financial Corp., a Maryland corporation (the “Company”) (OTCBB: SUGR), announced today that it has completed t |
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| April 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Sugar Creek Financial Corp. |
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| April 3, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2014 Sugar Creek Financial Corp. (Exact Name of Registrant as Specified in Its Charter) Maryland 333-192700 38-3920636 (State or other jurisdiction of incorporation or organization) (Commis |
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| April 3, 2014 |
FOR IMMEDIATE RELEASE Contact: Robert J. Stroh, Jr. Chief Executive Officer and Chief Financial Officer (618) 224-9228 SUGAR CREEK FINANCIAL CORP. ANNOUNCES RESULTS OF SPECIAL MEETINGS OF STOCKHOLDERS AND MEMBERS AND ANNOUNCES STOCK OFFERING RESULTS Trenton, Illinois, April 1, 2014 — Sugar Creek Financial Corp., a federal corporation (the “Company”) (OTCBB: SUGR), announced today that, at separate |
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| March 28, 2014 |
Exhibit 2.0 AMENDED AND RESTATED PLAN OF CONVERSION AND REORGANIZATION of SUGAR CREEK MHC, SUGAR CREEK FINANCIAL CORP. and TEMPO BANK TABLE OF CONTENTS PAGE 1. Introduction 1 2. Definitions 2 3. General Procedure for the Conversion and Reorganization 7 4. Total Number of Shares and Purchase Price of Conversion Stock 10 5. Subscription Rights of Eligible Account Holders (First Priority) 11 6. Subsc |
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| March 28, 2014 |
Exhibit 32.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Robert J. Stroh, Jr., Chief Executive Officer and Chief Financial Officer of Sugar Creek Financial Corp., (the ?Company?) certifies in his capacity as an officer of the Company that he has reviewed the quarterly report on Form 10-Q for the quarter ended Decemb |
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| March 28, 2014 |
ARTICLES OF AMENDMENT AND RESTATEMENT TO ARTICLES OF INCORPORATION SUGAR CREEK FINANCIAL CORP. Exhibit 3.1 ARTICLES OF AMENDMENT AND RESTATEMENT TO ARTICLES OF INCORPORATION OF SUGAR CREEK FINANCIAL CORP. SUGAR CREEK FINANCIAL CORP., a Maryland corporation, having its principal office at 28 West Broadway, Trenton, Illinois 62293 (hereinafter the ?Corporation?) hereby certifies to the State Department of Assessments and Taxation of Maryland that: 1. The amendment and restatement of the Artic |
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| March 28, 2014 |
Sugar Creek Financial FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2013 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 333-192700 Sugar Creek Financia |
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| March 28, 2014 |
Exhibit 31.0 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. Stroh, Jr. certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Sugar Creek Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| February 21, 2014 |
PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration File No. |
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| February 21, 2014 |
PROXY PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration File No. |
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| February 21, 2014 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(3) Registration File No. |
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| February 7, 2014 |
Correspondence February 7, 2014 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Sugar Creek Financial Corp. Registration Statement on Form S-1 Request for Acceleration of Effectiveness File No. 333-192700 Ladies and Gentlemen: In accordance with Rule 461 of the Rules and Regulations of the Securities and Exchange Commiss |
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| February 7, 2014 |
Correspondence February 7, 2014 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Sugar Creek Financial Corp. Registration Statement on Form S-1 Request for Acceleration of Effectiveness File No. 333-192700 Ladies and Gentlemen: Pursuant to Rule 461 of Regulation C, and in connection with the above-referenced Registration St |
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| January 28, 2014 |
Correspondence Suite 900, 607 14th Street, NW Washington, DC 20005-2018 t 202 508 5800 f 202 508 5858 January 28, 2014 direct dial 202 508 5881 direct fax 202 585 0051 skehoe@kilpatricktownsend. |
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| January 28, 2014 |
EX-1.3 Exhibit 1.3 Sugar Creek Financial Corp. up to 616,072 Shares (subject to increase up to 708,483 shares) COMMON SHARES ($0.01 Par Value) Subscription Price $7.00 Per Share AGENCY AGREEMENT [ ], 2014 Keefe, Bruyette & Woods, Inc. 10 South Wacker Drive Investment Banking, Suite 3400 Chicago, Illinois 60606 Ladies and Gentlemen: Sugar Creek Financial Corp. (the “Holding Company”), a newly forme |
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| January 28, 2014 |
EX-99.2 Exhibit 99.2 Dear Valued Customer: I am pleased to tell you about an investment opportunity and, just as importantly, to request your vote. Pursuant to a Plan of Conversion and Reorganization (the “Plan”), our organization will convert from the mutual holding company form of organization to the stock form of organization. To accomplish the conversion and reorganization, Sugar Creek Financi |
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| January 28, 2014 |
EX-99.3 Exhibit 99.3 STOCK ORDER FORM For Internal Use Only BATCH # ORDER # CATEGORY # REC’D O C SEND OVERNIGHT PACKAGES TO: Sugar Creek Financial Corp. Stock Information Center c/o Keefe, Bruyette & Woods 10 S Wacker Dr, Suite 3400 Chicago, IL 60606 Call us toll-free, at ORDER DEADLINE & DELIVERY: A Stock Order Form, properly completed and with full payment, must be received (not postmarked) no l |
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| January 28, 2014 |
EX-99.1 Exhibit 99.1 PRO FORMA VALUATION REPORT SUGAR CREEK FINANCIAL CORP. Trenton, Illinois PROPOSED HOLDING COMPANY FOR: TEMPO BANK Trenton, Illinois Dated As Of: January 17, 2014 Prepared By: RP® Financial, LC. 1100 North Glebe Road, Suite 600 Arlington, Virginia 22201 Exhibit 99.1 January 17, 2014 Boards of Directors Sugar Creek MHC Sugar Creek Financial Corp. Tempo Bank 28 West Broadway Stre |
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| January 28, 2014 |
FORM S-1/A Table of Contents As filed with the Securities and Exchange Commission on January 28, 2014 Registration No. |
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| January 28, 2014 |
EX-99.4 Exhibit 99.4 REVOCABLE PROXY SUGAR CREEK FINANCIAL CORP. SPECIAL MEETING OF STOCKHOLDERS , : .m., local time THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints the official proxy committee of Sugar Creek Financial Corp. consisting of and , or any of them, with full power of substitution in each, to act as proxy for the undersigned, and to vote all s |
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| January 28, 2014 |
EX-5.0 Exhibit 5.0 direct dial 202 508 5881 direct fax 202 585 0051 [email protected] January 28, 2014 Board of Directors Sugar Creek Financial Corp. 28 West Broadway Trenton, Illinois 62293 Ladies and Gentlemen: We have acted as counsel to Sugar Creek Financial Corp., a Maryland corporation (the “Company”), in connection with the registration under the Securities Act of 1933, as amend |
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| December 6, 2013 |
EX-1.2 Exhibit 1.2 September 13, 2013 Sugar Creek MHC Sugar Creek Financial Corp. Tempo Bank 28 West Broadway Street Trenton, Illinois 62293 Attention: Robert J. Stroh, Jr. President, CEO, and CFO Ladies and Gentlemen: This letter confirms the engagement of Keefe, Bruyette & Woods, Inc. (“KBW”) to act as the conversion agent to Sugar Creek MHC (the “MHC”), Sugar Creek Financial Corp. (the “Financi |
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| December 6, 2013 |
EX-99.1 Exhibit 99.1 PRO FORMA VALUATION REPORT SUGAR CREEK FINANCIAL CORP. Trenton, Illinois PROPOSED HOLDING COMPANY FOR: TEMPO BANK Trenton, Illinois Dated As Of: November 15, 2013 Prepared By: RP® Financial, LC. 1100 North Glebe Road, Suite 600 Arlington, Virginia 22201 November 15, 2013 Boards of Directors Sugar Creek MHC Sugar Creek Financial Corp. Tempo Bank 28 West Broadway Street Trenton, |
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| December 6, 2013 |
SUGAR CREEK FINANCIAL CORP. ARTICLE I - STOCKHOLDERS EX-3.2 6 d619339dex32.htm EX-3.2 Exhibit 3.2 SUGAR CREEK FINANCIAL CORP. BYLAWS ARTICLE I - STOCKHOLDERS Section 1. ANNUAL MEETING The annual meeting of the stockholders of Sugar Creek Financial Corp. (the “Corporation”) shall be held each year at such date and time as the Board of Directors shall, in their discretion, fix. The business to be transacted at the annual meeting shall include the elec |
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| December 6, 2013 |
EX-5.0 Exhibit 5.0 direct dial 202 508 5881 direct fax 202 585 0051 [email protected] , 2013 Board of Directors Sugar Creek Financial Corp. 28 West Broadway Trenton, Illinois 62293 Ladies and Gentlemen: We have acted as counsel to Sugar Creek Financial Corp., a Maryland corporation (the “Company”), in connection with the registration under the Securities Act of 1933, as amended (the “A |
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| December 6, 2013 |
EX-4.0 Exhibit 4.0 COMMON STOCK COMMON STOCK CERTIFICATE NO. SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP SUGAR CREEK FINANCIAL CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND THIS CERTIFIES THAT [SPECIMEN] is the owner of: FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF SUGAR CREEK FINANCIAL CORP. The shares represented by this certificate are transferab |
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| December 6, 2013 |
S-1 Table of Contents As filed with the Securities and Exchange Commission on December 6, 2013 Registration No. |
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| December 6, 2013 |
EX-21.0 Exhibit 21.0 List of Subsidiaries Registrant: Sugar Creek Financial Corp. Subsidiaries Percentage Ownership Jurisdiction or State of Incorporation Tempo Bank 100 % United States |
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| December 6, 2013 |
EX-1.1 2 d619339dex11.htm EX-1.1 Exhibit 1.1 September 13, 2013 Sugar Creek MHC Sugar Creek Financial Corp. Tempo Bank 28 West Broadway Street Trenton, Illinois 62293 Attention: Robert J. Stroh, Jr. President, CEO, and CFO Ladies and Gentlemen: This letter confirms the engagement of Keefe, Bruyette & Woods, Inc. (“KBW”) to act as the exclusive financial advisor to Sugar Creek MHC (the “MHC”), Suga |
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| December 6, 2013 |
ARTICLES OF INCORPORATION SUGAR CREEK FINANCIAL CORP. EX-3.1 Exhibit 3.1 ARTICLES OF INCORPORATION OF SUGAR CREEK FINANCIAL CORP. FIRST: The undersigned, Sean P. Kehoe, whose address is 607 14th Street, NW, Suite 900, Washington, DC 20005, being at least eighteen years of age, acting as incorporator, does hereby form a corporation under the General Laws of the State of Maryland. SECOND: The name of the Corporation (hereinafter the “Corporation”) is: |
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| December 6, 2013 |
EX-2.0 Exhibit 2.0 PLAN OF CONVERSION AND REORGANIZATION of SUGAR CREEK MHC, SUGAR CREEK FINANCIAL CORP. and TEMPO BANK TABLE OF CONTENTS PAGE 1. Introduction 1 2. Definitions 2 3. General Procedure for the Conversion and Reorganization 7 4. Total Number of Shares and Purchase Price of Conversion Stock 10 5. Subscription Rights of Eligible Account Holders (First Priority) 11 6. Subscription Rights |
