Mga Batayang Estadistika
| CIK | 1314414 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Lights Fund Trust - Toews Agility Shares Dynamic Tactical Income ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| August 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| August 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| August 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| August 7, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
|
| February 14, 2025 |
February 14, 2025 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: Northern Lights Fund Trust, File Nos. 333-122917 and 811-21720 Dear Ms. Ezra: On December 20, 2024, Northern Lights Fund Trust (the "Trust" or the "Registrant"), on behalf of its series, PFG Janus Henderson® Tactical Income Strategy Fund (the "Fund"), |
|
| December 9, 2024 |
December 9, 2024 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: Northern Lights Fund Trust, File Nos. 333-122917 and 811-21720 Dear Ms. Ezra: On October 1, 2024, Northern Lights Fund Trust (the "Trust" or the "Registrant"), on behalf of its series, Grant Park Dynamic Allocation Fund (the "Fund"), filed post-effecti |
|
| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
40-17F1 1 pfg-mfsaggressive4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimate |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
40-17F1 1 pfg-meedertactical4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimat |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
40-17F1 1 pfg-tacincome4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated av |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
40-17F1 1 americangrowth4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated a |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
|
| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| July 11, 2024 |
Northern Lights Fund Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Northern Lights Fund Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 July 11, 2024 Public Filing Desk U. |
|
| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
Pursuant to Rule 17f-1 [17 CFR 270.17f-1] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
|
| January 8, 2024 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated November 29, 2021, with respect to the consolidated financial statements of Grant Park Multi Alternative Strategies Fund, a series of the Northern Lights Fund Trust, as of September 30, 2021, as originally filed in the September 30, 2021 Form N-CSR incorporated herein by reference, under the heading “Consolidated Financial Highlights” in the prospectus. |
|
| January 8, 2024 |
Securities Act File No. 333-122917 ICA No. 811- 21720 As filed with the Securities and Exchange Commission on January 8, 2024 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1445 [ X ] and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendme |
|
| October 10, 2023 |
THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hoursper response. .. . . . .1.5 |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
|
| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
|
| July 5, 2023 |
July 5, 2023 Asen Parachkevov Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Northern Lights Fund Trust; File Nos. [ ], [ ] Dear Mr. Parachkevov: On May 11, 2023, Northern Lights Fund Trust (the “Trust” or “Registrant”) filed a Registration Statement under the Securities Act of 1933 and the Investment Company Act of 1940 (the |
|
| June 29, 2023 |
NORTHERN LIGHTS FUND TRUST I, II, III and Northern Lights Variable Trust NORTHERN LIGHTS FUND TRUST I, II, III and Northern Lights Variable Trust James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions. |
|
| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| April 20, 2023 |
OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response: 1. |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| March 31, 2023 |
TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79. |
|
| March 31, 2023 |
NPORT-EX 2 toewsnport.htm TOEWS FUNDS NPORT EX TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79.6% FIXED INCOME - 79.6% 25,000 Franklin Liberty High Yield Corporate ETF $ 572,940 25,000 Goldman Sachs Access High Yield Corporate Bond ETF 1,086,388 25,000 Invesco Fundamental High Yield Corporate Bond ETF 440,000 395,000 iSha |
|
| March 31, 2023 |
NPORT-EX 2 eaglenportex.htm EAGLE MLP STRATEGY FUND NQ1.31.23 EAGLE MLP STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value MLP & MLP RELATED SECURITIES — 97.8% GATHERING & PROCESSING - 17.5% 200,000 Antero Midstream Corporation $ 2,180,000 53,900 Crestwood Equity Partners, L.P. 1,449,910 360,600 EnLink Midstream, LLC 4,586,832 36,100 Hess Midstream, L.P., Class A |
|
| March 31, 2023 |
TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79. |
|
| March 31, 2023 |
NPORT-EX 2 toewsnport.htm TOEWS FUNDS NPORT EX TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79.6% FIXED INCOME - 79.6% 25,000 Franklin Liberty High Yield Corporate ETF $ 572,940 25,000 Goldman Sachs Access High Yield Corporate Bond ETF 1,086,388 25,000 Invesco Fundamental High Yield Corporate Bond ETF 440,000 395,000 iSha |
|
| March 31, 2023 |
NPORT-EX 2 toewsnport.htm TOEWS FUNDS NPORT EX TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79.6% FIXED INCOME - 79.6% 25,000 Franklin Liberty High Yield Corporate ETF $ 572,940 25,000 Goldman Sachs Access High Yield Corporate Bond ETF 1,086,388 25,000 Invesco Fundamental High Yield Corporate Bond ETF 440,000 395,000 iSha |
|
| March 31, 2023 |
TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79. |
|
| March 31, 2023 |
NPORT-EX 2 toews-etfsnport.htm TOEWS AGILITY SHARES ETFS NPORT EX TOEWS AGILITY SHARES DYNAMIC TACTICAL INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.5% FIXED INCOME - 99.5% 192,600 iShares Broad USD High Yield Corporate Bond ETF $ 6,893,154 90,400 iShares iBoxx $ High Yield Corporate Bond ETF 6,900,232 73,700 SPDR Bloomberg High Yield |
|
| March 31, 2023 |
sea ATHENA BEHAVIORAL TACTICAL FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value SHORT-TERM INVESTMENTS — 99. |
|
| March 31, 2023 |
NPORT-EX 2 toews-etfsnport.htm TOEWS AGILITY SHARES ETFS NPORT EX TOEWS AGILITY SHARES DYNAMIC TACTICAL INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.5% FIXED INCOME - 99.5% 192,600 iShares Broad USD High Yield Corporate Bond ETF $ 6,893,154 90,400 iShares iBoxx $ High Yield Corporate Bond ETF 6,900,232 73,700 SPDR Bloomberg High Yield |
|
| March 29, 2023 |
NPORT-EX 2 cmg-maldinnport.htm NPORT CMG Mauldin Core Fund SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value CLOSED END FUND - 3.3 % COMMODITY - 3.3 % 26,490 Sprott Physical Gold Trust(a) $ 395,761 TOTAL CLOSE END FUND (Cost - $392,154) 395,761 EXCHANGE-TRADED FUNDS - 95.9 % COMMODITY - 3.1 % 7,701 Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF 115,130 7,353 T |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
|
| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
|
| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
|
| March 13, 2023 |
NPORT-EX 2 navigatornport.htm NAVIGATOR NQ 1.31.23 NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88.6% EQUITY - 88.6% 60,268 Global X Robotics & Artificial Intelligence ETF $ 1,434,378 11,699 iShares Biotechnology ETF(d) 1,597,498 44,533 iShares Core MSCI EAFE ETF 2,986,828 56,049 iShares MSCI All Country Asia ex Japan E |
|
| March 13, 2023 |
NPORT-EX 2 navigatornport.htm NAVIGATOR NQ 1.31.23 NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88.6% EQUITY - 88.6% 60,268 Global X Robotics & Artificial Intelligence ETF $ 1,434,378 11,699 iShares Biotechnology ETF(d) 1,597,498 44,533 iShares Core MSCI EAFE ETF 2,986,828 56,049 iShares MSCI All Country Asia ex Japan E |
|
| March 13, 2023 |
NPORT-EX 2 navigatornport.htm NAVIGATOR NQ 1.31.23 NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88.6% EQUITY - 88.6% 60,268 Global X Robotics & Artificial Intelligence ETF $ 1,434,378 11,699 iShares Biotechnology ETF(d) 1,597,498 44,533 iShares Core MSCI EAFE ETF 2,986,828 56,049 iShares MSCI All Country Asia ex Japan E |
|
| March 13, 2023 |
NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88. |
|
| March 13, 2023 |
NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88. |
|
| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
|
| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
|
| February 28, 2023 |
GRANT PARK MULTI ALTERNATIVE STRATEGIES FUND CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 4. |
|
| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
|
| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
|
| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
|
| February 28, 2023 |
NPORT-EX 2 deer-partnport.htm DEER PARKNQ12.31.22 DEER PARK TOTAL RETURN CREDIT FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Principal Amount ($) Spread Coupon Rate (%) Maturity Fair Value AGENCY MORTGAGE BACKED SECURITIES — 1.2% 1,205,543 Fannie Mae REMICS Series 2012-90 SA(a),(b) US0001M + 6.050% 1.6610 08/25/42 $ 123,308 4,907,030 Fannie Mae REMICS Series 2012-144 SH(a),(b) US0001 |
|
| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
|
| February 28, 2023 |
) PRINCETON PREMIUM FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U. |
|
| February 27, 2023 |
NPORT-EX 2 nport13d.htm 13D 12.31.22 13D ACTIVIST FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value COMMON STOCKS — 94.6% AEROSPACE & DEFENSE - 10.4% 293,984 Howmet Aerospace, Inc. $ 11,585,909 172,100 Mercury Systems, Inc.(a) 7,699,754 19,285,663 ASSET MANAGEMENT - 2.9% 233,701 Janus Henderson Group plc 5,496,648 AUTOMOTIVE - 5.0% 57,185 Autoliv, Inc. 4,379,227 325,001 |
|
| December 28, 2022 |
ASTOR DYNAMIC ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 97. |
|
| December 28, 2022 |
ASTOR DYNAMIC ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 97. |
|
| December 28, 2022 |
CHANGING PARAMETERS FUND SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value SHORT-TERM INVESTMENT — 100. |
|
| December 28, 2022 |
ASTOR DYNAMIC ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 97. |
|
| December 27, 2022 |
PRINCETON ADAPTIVE PREMIUM FUND SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U. |
|
| December 23, 2022 |
CORRESP 1 filename1.htm December 23, 2022 Sonny Oh Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Northern Lights Fund Trust; File Nos. 333-122917, PEA 1404 Dear Mr. Oh: In response to comments given by you via telephone to Alex Andrzejewski December 21, 2022, the Trust has revised the disclosure in the Fund’s prospectus and |
|
| December 21, 2022 |
December 20, 2022 Sonny Oh Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Northern Lights Fund Trust; File Nos. 333-122917, PEA 1404 Dear Mr. Oh: In response to comments given by you via telephone to Alex Andrzejewski December 13, 2022, the Trust has revised the disclosure in the Fund’s prospectus and statement of additional |
|
| December 12, 2022 |
ALTEGRIS/AACA OPPORTUNISTIC REAL ESTATE FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 105. |
|
| December 5, 2022 |
December 1 2022 Sonny Oh Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Northern Lights Fund Trust; File Nos. 333-122917, PEA 1404 Dear Mr. Oh: On September 23, 2022, Northern Lights Fund Trust (the “Trust” or “Registrant”) filed a Registration Statement under the Securities Act of 1933 and the Investment Company Act of 1940 |
|
| November 29, 2022 |
BEECH HILL TOTAL RETURN FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 86. |
|
| November 29, 2022 |
TRANSWESTERN INSTITUTIONAL SHORT DURATION GOVERNMENT BOND FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Principal Amount ($) Spread Coupon Rate (%) Maturity Fair Value U. |
|
| November 28, 2022 |
DONOGHUE FORLINES TACTICAL ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 72. |
|
| November 28, 2022 |
v PRINCETON LONG/SHORT TREASURY FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U. |
|
| November 28, 2022 |
DONOGHUE FORLINES TACTICAL ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 72. |
|
| November 28, 2022 |
DONOGHUE FORLINES TACTICAL ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 72. |
|
| November 28, 2022 |
DONOGHUE FORLINES TACTICAL ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 72. |
|
| November 28, 2022 |
BTS MANAGED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 72. |
|
| November 28, 2022 |
BTS MANAGED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 72. |
|
| November 28, 2022 |
DONOGHUE FORLINES TACTICAL ALLOCATION FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 72. |
|
| November 25, 2022 |
ALTEGRIS FUTURES EVOLUTION STRATEGY FUND CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value OPEN END FUNDS — 70. |
|
| November 25, 2022 |
BIONDO FOCUS FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 95. |
|
| November 25, 2022 |
ALTEGRIS/AACA OPPORTUNISTIC REAL ESTATE FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 105. |
|
| November 25, 2022 |
PSI STRATEGIC GROWTH FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 68. |
|
| November 22, 2022 |
LADENBURG INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 92. |
|
| November 21, 2022 |
PROBABILITIES FUND SCHEDULE OF INVESTMENTS September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 57. |
|
| November 21, 2022 |
LADENBURG INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 92. |
|
| November 21, 2022 |
LADENBURG INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 92. |
|
| November 21, 2022 |
LADENBURG INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 92. |
|
| November 21, 2022 |
LADENBURG INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 92. |
|
| November 8, 2022 |
CORRESP 1 filename1.htm NORTHERN LIGHTS FUND TRUST November 8, 2022 VIA EDGAR (Correspondence Filing) U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Christina DiAngelo Fettig Re: Northern Lights Fund Trust File Nos. 333-122917; 811-21720 (NLFT) Ladies and Gentlemen: This letter is in response to the below comments provided by the SEC staff on November 2, 2022 r |
|
| November 1, 2022 |
NORTHERN LIGHTS FUND TRUST I, II, III, IV and Northern Lights Variable Trust NORTHERN LIGHTS FUND TRUST I, II, III, IV and Northern Lights Variable Trust James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions. |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
CMG MAULDIN CORE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value CLOSED END FUNDS — 2. |
|
| September 29, 2022 |
CMG MAULDIN CORE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value CLOSED END FUNDS — 2. |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
|
| September 29, 2022 |
CMG MAULDIN CORE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value CLOSED END FUNDS — 2. |
|
| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
