TSC Pengajuan SEC - Tristate Capital Holdings Inc- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tristate Capital Holdings Inc

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

February 10, 2023	SC 13G/A	TSC / Tristate Capital Holdings Inc / Versor Investments LP Passive Investment SC 13G/A 1 versor-tsc123122a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Tristate Capital Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 89678F100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appr
June 29, 2022	15-15D	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Numbers: 333-222074 and 333-235713 TriState Capital Holdings, Inc. (Exact name of r
June 29, 2022	15-15D	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number: 333-253497 TriState Capital Holdings, Inc. (Exact name of registrant as spe
June 29, 2022	15-15D	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Numbers: 333-222074 and 333-235713 TriState Capital Holdings, Inc. (Exact name of r
June 29, 2022	15-12G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number: 001-35913 TriState Capital Holdings, Inc. (Exact name of registrant as spec
June 27, 2022	POS AM	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 POST EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-222074 FORM S-3 REGISTRATION STATEMENT NO. 333-235713 FORM S-3 REGISTRATION STATEMENT NO. 333- POS AM 1 d308064dposam.htm POS AM Registration Nos. 333-222074 333-235713 333-253497 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 POST EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-222074 FORM S-3 REGISTRATION STATEMENT NO. 333-235713 FORM S-3 REGISTRATION STATEMENT NO. 333-253497 UNDER THE SECURITIES ACT OF 1933 TriState Capital Holdings
June 27, 2022	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333- Registration Nos. 333-188923 333-196564 333-249296 333-258511 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333-249296 Form S-8 Registration Statement No. 333-258511 UNDER THE SECURITIES ACT OF 1933 T
June 27, 2022	POS AM	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 POST EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-222074 FORM S-3 REGISTRATION STATEMENT NO. 333-235713 FORM S-3 REGISTRATION STATEMENT NO. 333- Registration Nos. 333-222074 333-235713 333-253497 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 POST EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-222074 FORM S-3 REGISTRATION STATEMENT NO. 333-235713 FORM S-3 REGISTRATION STATEMENT NO. 333-253497 UNDER THE SECURITIES ACT OF 1933 TriState Capital Holdings, Inc. (Macaroon Two LLC, as succe
June 27, 2022	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333- Registration Nos. 333-188923 333-196564 333-249296 333-258511 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333-249296 Form S-8 Registration Statement No. 333-258511 UNDER THE SECURITIES ACT OF 1933 T
June 27, 2022	POS AM	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 POST EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-222074 FORM S-3 REGISTRATION STATEMENT NO. 333-235713 FORM S-3 REGISTRATION STATEMENT NO. 333- Registration Nos. 333-222074 333-235713 333-253497 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 POST EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-222074 FORM S-3 REGISTRATION STATEMENT NO. 333-235713 FORM S-3 REGISTRATION STATEMENT NO. 333-253497 UNDER THE SECURITIES ACT OF 1933 TriState Capital Holdings, Inc. (Macaroon Two LLC, as succe
June 27, 2022	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333- Registration Nos. 333-188923 333-196564 333-249296 333-258511 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333-249296 Form S-8 Registration Statement No. 333-258511 UNDER THE SECURITIES ACT OF 1933 T
June 27, 2022	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333- S-8 POS 1 d313170ds8pos.htm S-8 POS Registration Nos. 333-188923 333-196564 333-249296 333-258511 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration Statement No. 333-188923 Form S-8 Registration Statement No. 333-196564 Form S-8 Registration Statement No. 333-249296 Form S-8 Registration Statement No. 333-25851
June 3, 2022	SC 13G	TSC / Tristate Capital Holdings Inc / MILLENNIUM MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 TRISTATE CAPITAL HOLDINGS, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 89678F100 (CUSIP Number) MAY 31, 2022 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this S
June 2, 2022	SC 13D/A	TSC / Tristate Capital Holdings Inc / T-VIII PUBOPPS LP - SCHEDULE 13D, AMENDMENT NO. 2 Activist Investment SC 13D/A 1 sc13da2.htm SCHEDULE 13D, AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 TRISTATE CAPITAL HOLDINGS, INC. (Name of Company) Common Stock, no par value per share (Title of Class of Securities) 89678F100 (CUSIP Number) Jacqueline Giammarco Stone Point Capital LLC 20 Horseneck
June 1, 2022	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 27, 2022 Date of Report (date of earliest event reported) TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation) (Co
May 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRIST
April 29, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE
April 27, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisdi
April 27, 2022	EX-99	TRISTATE CAPITAL REPORTS FIRST QUARTER 2022 EPS OF $0.48 ON NEW RECORD LEVELS OF NET INTEREST INCOME, REVENUE AND LOANS, WITH CONTINUED NET INTEREST MARGIN EXPANSION -- Organic growth of commercial loans, private banking loans primarily backed by mar EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS FIRST QUARTER 2022 EPS OF $0.
March 8, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisdic
March 8, 2022	EX-99.1	1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (Nasdaq: TSC) Fourth Quarter Ended December 31, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unl 1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (Nasdaq: TSC) Fourth Quarter Ended December 31, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended December 31, 2021, compared to the same TTM period the year
March 1, 2022	EX-10.13	Amendment to TriState Capital Holdings, Inc. Omnibus Incentive Plan (incorporated by reference to Exhibit 10.13 to TriState Capital Holdings, Inc.’s Annual Report on Form 10-K filed with the SEC on March 1, 2022) EXHIBIT 10.13 AMENDMENT TO THE 2014 OMNIBUS INCENTIVE PLAN THIS AMENDMENT (this ?Amendment?) to the TriState Capital Holdings, Inc. 2014 Omnibus Incentive Plan (as amended from time to time, the ?Plan?), is made and adopted by the Board of Directors (the ?Board?) of TriState Capital Holdings, Inc. (the ?Company?), effective as of the Effective Date (as defined below). All capitalized terms used bu
March 1, 2022	EX-4.1	Description of Securities, filed herewith. EXHIBIT 4.1 DESCRIPTION OF SECURITIES TriState Capital Holdings, Inc. (?TriState Capital,? the ?Company,? ?we,? ?us? and ?our?) has three classes of securities that are registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our voting common stock, no par value (the ?common stock?); depositary shares, each representing a 1/40th interest in a share of o
March 1, 2022	EX-21	Subsidiaries of TriState Capital Holding EXHIBIT 21 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of TriState Capital Holdings, Inc.
March 1, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE CAPITAL HOLDINGS, I
March 1, 2022	EX-24	Power of Attorney, filed herewith. EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned officers and directors of TriState Capital Holdings, Inc.
February 28, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
February 25, 2022	EX-10.1	First Amendment to Credit Agreement, dated February 18, 2022, among TriState Capital Holdings, Inc., as Borrower, the lenders party thereto, and The Huntington National Bank, as Administrative Agent. FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (the ?Amendment?), dated as of February 18, 2022, is made by and among TRISTATE CAPITAL HOLDINGS, INC.
February 25, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2022 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
February 23, 2022	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 TRISTATE CAPITA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
February 23, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
February 8, 2022	SC 13G/A	TSC / Tristate Capital Holdings Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* TriState Capital Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 89678F100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi
February 8, 2022	SC 13G/A	TSC / Tristate Capital Holdings Inc / Versor Investments LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
January 26, 2022	EX-99	TRISTATE CAPITAL REPORTS EPS OF $1.71 FOR FULL YEAR 2021 AND $0.52 FOR THE FOURTH QUARTER ON DOUBLE-DIGIT ANNUAL ORGANIC GROWTH IN AUM, TOTAL ASSETS, REVENUE AND NET INCOME TO NEW RECORD LEVELS -- The company continued to expand the client base utili EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS EPS OF $1.71 FOR FULL YEAR 2021 AND $0.52 FOR THE FOURTH QUARTER ON DOUBLE-DIGIT ANNUAL ORGANIC GROWTH IN AUM, TOTAL ASSETS, REVENUE AND NET INCOME TO NEW RECORD LEVELS - The company continued to expand the client base utilizing its asset management, private banking, commercial banking, and treasury and liquidity management capabilities, wh
January 26, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
January 25, 2022	DEFM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFM14A 1 d272558ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS
December 16, 2021	EX-1.1	Unsecured Fixed-to-Floating Rate Note Exhibit 1.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, OR ANY OTHER APPLICABLE SECURITIES LAWS. NEITHER THIS NOTE NOR ANY INTEREST OR PARTICIPATION HEREIN MAY BE REOFFERED, SOLD, ASSIGNED, TRANSFERRED, PLEDGED, ENCUMBERED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR UNLESS SUCH T
December 16, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
December 15, 2021	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
December 15, 2021	EX-3.1	Articles of Amendment of TriState Capital Holdings, Inc., dated as of December 13, 2021 Exhibit 3.1 Amendment to Certificate of Designation, Series C Preferred Stock WHEREAS, on October 20, 2021, the Board of Directors (the ?Board?) of TriState Capital Holdings, Inc., a Pennsylvania corporation (the ?Corporation?), adopted and approved the transactions contemplated by the Agreement and Plan of Merger, dated as of October 20, 2021 (the ?Merger Agreement?), by and among Raymond James F
December 9, 2021	SC 13G	TSC / Tristate Capital Holdings Inc / Versor Investments LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 2, 2021	EX-99.1	1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (Nasdaq: TSC) Third Quarter Ended September 30, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unl 1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (Nasdaq: TSC) Third Quarter Ended September 30, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months (TTM) ended September 30, 2021, compared to the same TTM period th
December 2, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
December 1, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
December 1, 2021	EX-99.1	TRISTATE CAPITAL HOLDINGS, INC. BOARD OF DIRECTORS TO NAME JAMES GETZ EXECUTIVE CHAIRMAN AND APPOINT BRIAN FETTEROLF TO SERVE AS PRESIDENT AND CEO Exhibit 99.1 TRISTATE CAPITAL HOLDINGS, INC. BOARD OF DIRECTORS TO NAME JAMES GETZ EXECUTIVE CHAIRMAN AND APPOINT BRIAN FETTEROLF TO SERVE AS PRESIDENT AND CEO PITTSBURGH ? December 1, 2021 ? The Board of Directors of TriState Capital Holdings, Inc. (Nasdaq: TSC) announced its decision to name James F. Getz executive chairman and appoint Brian S. Fetterolf to serve as the company?s president and c
November 5, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 T
October 29, 2021	425	Important Information About the Transaction and Where to Find It Filed by Raymond James Financial, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: TriState Capital Holdings Inc. Commission File No. 001-35913 Date: October 28, 2021 Important Information About the Transaction and Where to Find It Raymond James Financial intends t
October 27, 2021	EX-10.2	Support Agreement, dated October 20, 2021, by and among T-VIII PubOpps LP, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section 9 and Section 10(c) thereof, TriState Capital Holdings, Inc. Exhibit 10.2 EXECUTION VERSION SUPPORT AGREEMENT SUPPORT AGREEMENT (this ?Agreement?), dated October 20, 2021, by and among the entity executing this Agreement as ?Shareholder? on the signature pages hereto (the ?Shareholder?), Raymond James Financial, Inc., a Florida corporation (?Purchaser?), Macaroon One LLC, a Florida limited liability company and direct, wholly-owned Subsidiary of Purchaser (
October 27, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
October 27, 2021	EX-2.1	Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc.* Exhibit 2.1 EXECUTED AGREEMENT AND PLAN OF MERGER among RAYMOND JAMES FINANCIAL, INC., MACAROON ONE LLC, MACAROON TWO LLC and TRISTATE CAPITAL HOLDINGS, INC. October 20, 2021 TABLE OF CONTENTS ARTICLE I THE MERGERS 1.1 The Mergers 2 1.2 Closing 2 1.3 Effective Times 2 1.4 Effects of the Mergers 2 1.5 First Merger 3 1.6 Second Merger 4 1.7 Company Preferred Stock; Warrant 4 1.8 Treatment of Company
October 27, 2021	EX-10.2	Support Agreement, dated October 20, 2021, by and among T-VIII PubOpps LP, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section 9 and Section 10(c) thereof, TriState Capital Holdings, Inc. Exhibit 10.2 EXECUTION VERSION SUPPORT AGREEMENT SUPPORT AGREEMENT (this ?Agreement?), dated October 20, 2021, by and among the entity executing this Agreement as ?Shareholder? on the signature pages hereto (the ?Shareholder?), Raymond James Financial, Inc., a Florida corporation (?Purchaser?), Macaroon One LLC, a Florida limited liability company and direct, wholly-owned Subsidiary of Purchaser (
October 27, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 20, 2021 Date of Report (date of earliest event reported) RAYMOND JAMES FIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 20, 2021 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
October 27, 2021	EX-10.1	Support Agreement, dated October 20, 2021, between James F. Getz, Brian S. Fetterolf, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section 9 thereof, TriState Capital Holdings, Inc. Exhibit 10.1 EXECUTION COPY SUPPORT AGREEMENT SUPPORT AGREEMENT (this ?Agreement?), dated October 20, 2021, between the persons executing this Agreement as a ?Shareholder? or ?Shareholders? on the signature pages hereto (collectively, the ?Shareholders?), Raymond James Financial, Inc., a Florida corporation (?Purchaser?), Macaroon One LLC, a Florida limited liability company and direct, wholly-own
October 27, 2021	EX-10.1	Support Agreement, dated October 20, 2021, by and among James F. Getz, Brian S. Fetterolf, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section 9 thereof, TriState Capital Holdings, Inc. Exhibit 10.1 EXECUTION COPY SUPPORT AGREEMENT SUPPORT AGREEMENT (this ?Agreement?), dated October 20, 2021, between the persons executing this Agreement as a ?Shareholder? or ?Shareholders? on the signature pages hereto (collectively, the ?Shareholders?), Raymond James Financial, Inc., a Florida corporation (?Purchaser?), Macaroon One LLC, a Florida limited liability company and direct, wholly-own
October 27, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRISTATE CAPITAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
October 27, 2021	EX-2.1	Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc.* Exhibit 2.1 EXECUTED AGREEMENT AND PLAN OF MERGER among RAYMOND JAMES FINANCIAL, INC., MACAROON ONE LLC, MACAROON TWO LLC and TRISTATE CAPITAL HOLDINGS, INC. October 20, 2021 TABLE OF CONTENTS ARTICLE I THE MERGERS 1.1 The Mergers 2 1.2 Closing 2 1.3 Effective Times 2 1.4 Effects of the Mergers 2 1.5 First Merger 3 1.6 Second Merger 4 1.7 Company Preferred Stock; Warrant 4 1.8 Treatment of Company
October 22, 2021	425	Filed by Raymond James Financial, Inc. Filed by Raymond James Financial, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: TriState Capital Holdings, Inc. Commission File No.: 001-35913 TriState Capital Third Quarter 2021 Earnings Call Thursday, October 21, 2021, 8:30 AM Eastern CORPORATE PARTICIPANTS Kr
October 22, 2021	425	The following communication was available for distribution from management, to clients of TriState Capital Bank on October 21, 2021. Filed by TriState Capital Holdings, Inc. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: TriState Capital Holdings, Inc. (Commission File No.: 001-35913) The following communication was available for distribution from management, to clients of TriState Capital Bank on October 21, 2021. October 21, 2
October 21, 2021	425	The following communication was available for distribution from management, to clients of Chartwell Investment Partners, LLC on October 20, 2021. Filed by TriState Capital Holdings, Inc. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: TriState Capital Holdings, Inc. (Commission File No.: 001-35913) The following communication was available for distribution from management, to clients of Chartwell Investment Partners, LLC on October 20, 2021.
October 21, 2021	425	The following email was sent from Tim Riddle, Chief Executive Officer, to employees of Chartwell Investment Partners, LLC on October 20, 2021. Filed by TriState Capital Holdings, Inc. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: TriState Capital Holdings, Inc. (Commission File No.: 001-35913) The following email was sent from Tim Riddle, Chief Executive Officer, to employees of Chartwell Investment Partners, LLC on October 20, 2021. To
October 21, 2021	425	The following communication was available for distribution from management, to clients of TriState Capital Bank on October 20, 2021. Filed by TriState Capital Holdings, Inc. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: TriState Capital Holdings, Inc. (Commission File No.: 001-35913) The following communication was available for distribution from management, to clients of TriState Capital Bank on October 20, 2021. October 20, 2
October 21, 2021	425	The following email was sent from Jim Getz, Chairman and Chief Executive Officer, to employees of TriState Capital Bank on October 20, 2021. 425 1 employeeletterbank.htm 425 Filed by TriState Capital Holdings, Inc. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: TriState Capital Holdings, Inc. (Commission File No.: 001-35913) The following email was sent from Jim Getz, Chairman and Chief Executive Officer, to employees of TriState Capita
October 21, 2021	EX-99.1	RAYMOND JAMES FINANCIAL TO ACQUIRE TRISTATE CAPITAL HOLDINGS October 20, 2021 FOR IMMEDIATE RELEASE Raymond James Media Contact Tracey Bustamante, 727.
October 21, 2021	EX-99	SUPPORT AGREEMENT Exhibit B SUPPORT AGREEMENT SUPPORT AGREEMENT (this ?Agreement?), dated October 20, 2021, by and among the entity executing this Agreement as ?Shareholder? on the signature pages hereto (the ?Shareholder?), Raymond James Financial, Inc.
October 21, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRISTATE CAPITAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
October 21, 2021	EX-99	TRISTATE CAPITAL REPORTS THIRD QUARTER 2021 EPS OF $0.44 ON RECORD NET INCOME AND REVENUE, ORGANIC LOAN AND BALANCE SHEET GROWTH, AND NET INTEREST MARGIN EXPANSION -- Private banking loans primarily backed by marketable securities and commercial loan EXHIBIT 99 FOR IMMEDIATE RELEASE DRAFT-10/20/2021-7a. TRISTATE CAPITAL REPORTS THIRD QUARTER 2021 EPS OF $0.44 ON RECORD NET INCOME AND REVENUE, ORGANIC LOAN AND BALANCE SHEET GROWTH, AND NET INTEREST MARGIN EXPANSION - Private banking loans primarily backed by marketable securities and commercial loans hit new period-end highs, while investment management performance was highlighted by strength o
October 21, 2021	425	The following is a transcript of a joint conference call held by TriState Capital Holdings, Inc. and Raymond James Financial, Inc. on Thursday, October 21, 2021 at 8:30 a.m. EST to discuss the entry into a definitive merger agreement by Raymond James Filed by TriState Capital Holdings, Inc. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: TriState Capital Holdings, Inc. (Commission File No.: 001-35913) The following is a transcript of a joint conference call held by TriState Capital Holdings, Inc. and Raymond James Financial, Inc. on Thursday, Oc
October 21, 2021	425	Raymond James Investment Banking Serves as Exclusive Financial Advisor to Raymond James Financial, Inc. Filed by Raymond James Financial, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: TriState Capital Holdings, Inc. Commission File No.: 001-35913 Date: October 21, 2021 From: Raymond James Investment Banking Deal Announcement Subject: Announced Transaction: Raymond
October 21, 2021	SC 13D/A	TSC / Tristate Capital Holdings Inc / T-VIII PUBOPPS LP - SCHEDULE 13D, AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 TRISTATE CAPITAL HOLDINGS, INC. (Name of Company) Common Stock, no par value per share (Title of Class of Securities) 89678F100 (CUSIP Number) Jacqueline Giammarco Stone Point Capital LLC 20 Horseneck Lane Greenwich, CT 06830 (203) 862-2900 With a copy
October 21, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
October 21, 2021	EX-99.1	RAYMOND JAMES FINANCIAL TO ACQUIRE TRISTATE CAPITAL HOLDINGS October 20, 2021 FOR IMMEDIATE RELEASE Raymond James Media Contact Tracey Bustamante, 727.
October 21, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
October 20, 2021	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 20, 2021 Date of Report (date of earliest event reported) RAYMOND JAMES FIN 425 1 rjfrjfannouncementoctober2.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 20, 2021 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other
October 20, 2021	EX-99.1	RAYMOND JAMES FINANCIAL TO ACQUIRE TRISTATE CAPITAL HOLDINGS October 20, 2021 FOR IMMEDIATE RELEASE Raymond James Media Contact: Tracey Bustamante, 727.
October 20, 2021	EX-99.2	October 20, 2021 Raymond James to Acquire TriState Capital Notice 2 Important Information About the Transaction and Where to Find It Raymond James Financial intends to file a registration statement on Form S-4 with the SEC to register the shares of R October 20, 2021 Raymond James to Acquire TriState Capital Notice 2 Important Information About the Transaction and Where to Find It Raymond James Financial intends to file a registration statement on Form S-4 with the SEC to register the shares of Raymond James Financial?s common stock and preferred stock that will be issued to TriState Capital Holdings? shareholders in connection with the transaction.
September 8, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
September 8, 2021	EX-99.1	To Our Investors, Since we shared TriState Capital Holdings Inc.’s (Nasdaq: TSC) second quarter results with you in July, we have remained laser focused on executing our organic growth strategy and realizing the full potential of our new business pip To Our Investors, Since we shared TriState Capital Holdings Inc.?s (Nasdaq: TSC) second quarter results with you in July, we have remained laser focused on executing our organic growth strategy and realizing the full potential of our new business pipelines for each of the company?s investment management, private banking and commercial banking offerings. Today, we believe we continue to be well pos
August 27, 2021	EX-99.1	1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (NASDAQ: TSC) Second Quarter Ended June 30, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unless 1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (NASDAQ: TSC) Second Quarter Ended June 30, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended June 30, 2021, compared to the same TTM period the year prior; a
August 27, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisd
August 5, 2021	S-8	As filed with the Securities and Exchange Commission on August 5, 2021 As filed with the Securities and Exchange Commission on August 5, 2021 Registration No.
August 5, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTA
July 21, 2021	EX-99	TRISTATE CAPITAL REPORTS SECOND QUARTER 2021 EPS OF $0.41 ON CONTINUED ORGANIC GROWTH OF AUM, LOANS, REVENUE, PRE-TAX INCOME AND NET INCOME TO NEW RECORD LEVELS -- Historic loan growth, lower funding costs, and NIM reflect TriState Capital Bank’s hig EX-99 2 tsc-release7x21x2021ex99.htm EX-99 EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS SECOND QUARTER 2021 EPS OF $0.41 ON CONTINUED ORGANIC GROWTH OF AUM, LOANS, REVENUE, PRE-TAX INCOME AND NET INCOME TO NEW RECORD LEVELS - Historic loan growth, lower funding costs, and NIM reflect TriState Capital Bank’s highly differentiated commercial and private banking relationships, while Char
July 21, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisdic
May 20, 2021	424B3	9,423,430 Shares of Voting Common Stock 6,653,347 Shares of Non-Voting Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-253497 PROSPECTUS 9,423,430 Shares of Voting Common Stock 6,653,347 Shares of Non-Voting Common Stock This prospectus relates to the resale by the selling shareholder named herein, or its permitted pledgees, donees, transferees or other successors in interest, from time to time, of up to 9,423,430 shares of common stock, which may consist of up
May 18, 2021	S-3/A	As filed with the Securities and Exchange Commission on May 17, 2021 As filed with the Securities and Exchange Commission on May 17, 2021 Registration No.
May 18, 2021	CORRESP	TRISTATE CAPITAL HOLDINGS, INC. 301 GRANT STREET, SUITE 2700 PITTSBURGH, PENNSYLVANIA 15219 TRISTATE CAPITAL HOLDINGS, INC. 301 GRANT STREET, SUITE 2700 PITTSBURGH, PENNSYLVANIA 15219 May 18, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Sonia Bendnarowski Re: TriState Capital Holdings, Inc. Registration Statement on Form S-3 (as amended, the ?Registration Statement?) Filed February 25, 2021; amended
May 17, 2021	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisdict
May 17, 2021	EX-3.1	rent Report on Form 8-K filed with the C COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE CORPORATION BUREAU ARTICLES OF AMENDMENT OF TRISTATE CAPITAL HOLDINGS, INC.
May 5, 2021	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRIST
May 4, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisdicti
May 4, 2021	EX-99.1	1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (NASDAQ: TSC) First Quarter Ended March 31, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unless 1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (NASDAQ: TSC) First Quarter Ended March 31, 2021 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended March 31, 2021, compared to the same TTM period the year prior;
April 23, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
April 21, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisdi
April 21, 2021	EX-99.1	TRISTATE CAPITAL REPORTS FIRST QUARTER 2021 RESULTS INCLUDING EPS OF $0.35, NET INCOME GROWTH, AND RECORD LEVELS OF PRE-TAX INCOME, NET INTEREST INCOME, ASSETS UNDER MANAGEMENT, LOANS AND DEPOSITS -- Breakout quarter for investment management busines EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS FIRST QUARTER 2021 RESULTS INCLUDING EPS OF $0.
April 7, 2021	CORRESP	TRISTATE CAPITAL HOLDINGS, INC. ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH, PENNSYLVANIA 15219 TRISTATE CAPITAL HOLDINGS, INC. ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH, PENNSYLVANIA 15219 April 7, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, DC 20549 Re: TriState Capital Holdings, Inc. Definitive Proxy Statement on Schedule 14A (File No. 001-35913 ) Ladies and Gentlemen: On the date referenced above TriState Capita
April 7, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 26, 2021	PRE 14A	- PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
February 25, 2021	S-3	- As filed with the Securities and Exchange Commission on February 25, 2021 Registration No.
February 25, 2021	EX-21	Subsidiaries of TriState Capital Holdings, Inc., filed herewith. EXHIBIT 21 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of TriState Capital Holdings, Inc.
February 25, 2021	EX-10.12	Amendment to TriState Capital Holdings, Inc. 2014 Omnibus Incentive Plan, filed herewith. EXHIBIT 10.12 AMENDMENT TO THE 2014 OMNIBUS INCENTIVE PLAN THIS AMENDMENT (this ?Amendment?) to the TriState Capital Holdings, Inc. 2014 Omnibus Incentive Plan, is made and adopted by the Board of Directors (the ?Board?) of TriState Capital Holdings, Inc. (the ?Company?), effective as of the Effective Date (as defined below). All capitalized terms used but not otherwise defined herein shall have t
February 25, 2021	EX-4.1	Exhibit 4.1 EXHIBIT 4.1 DESCRIPTION OF SECURITIES TriState Capital Holdings, Inc. (?TriState Capital,? the ?Company,? ?we,? ?us? and ?our?) has three classes of securities that are registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock, no par value (the ?common stock?); depositary shares, each representing a 1/40th interest in a share of our 6.75
February 25, 2021	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE CAPITAL HOLDINGS, I
February 25, 2021	EX-24	Power of Attorney, filed herewith. EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned officers and directors of TriState Capital Holdings, Inc.
February 23, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
February 23, 2021	EX-10.1	Credit Agreement dated February 18, 2021, among TriState Capital Holdings, Inc., as Borrower, the lenders party thereto, and The Huntington National Bank, as Administrative Agent.* CREDIT AGREEMENT among TRISTATE CAPITAL HOLDINGS, INC., as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and THE HUNTINGTON NATIONAL BANK, as Administrative Agent THE HUNTINGTON NATIONAL BANK, as Sole Lead Arranger and Sole Book Runner DATED AS OF FEBRUARY 18, 2021 TABLE OF CONTENTS Page Article 1. DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Accounting Matters 25 Section 1.3 ERISA Ma
February 12, 2021	SC 13G/A	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* TriState Capital Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 89678F100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi
February 9, 2021	EX-99	1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc. (NASDAQ: TSC) Fourth Quarter Ended December 31, 2020 Investor Presentation 2 TRISTATE CAPITAL \| INVESTOR PRESENTATION Important Information Financial information and data: Unl tsc4q20newinvestordeck 1 TRISTATE CAPITAL \| INVESTOR PRESENTATION TriState Capital Holdings, Inc.
February 9, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
January 27, 2021	EX-99	TRISTATE CAPITAL REPORTS FOURTH QUARTER 2020 EPS OF $0.37 ON STRENGTH OF FEE AND SPREAD INCOME, LOAN GROWTH AND MARGIN EXPANSION -- Record annual revenue, net interest income and non-interest income achieved in 2020 while the company organically grew EX-99 2 tsc-pressrelease1x27x2020.htm EX-99 EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS FOURTH QUARTER 2020 EPS OF $0.37 ON STRENGTH OF FEE AND SPREAD INCOME, LOAN GROWTH AND MARGIN EXPANSION - Record annual revenue, net interest income and non-interest income achieved in 2020 while the company organically grew both loans and deposits at double-digit rates for the seventh consecutive
January 27, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
January 15, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2021 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
December 31, 2020	SC 13D	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TRISTATE CAPITAL HOLDINGS, INC. (Name of Company) Common Stock, no par value per share (Title of Class of Securities) (CUSI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TRISTATE CAPITAL HOLDINGS, INC. (Name of Company) Common Stock, no par value per share (Title of Class of Securities) 89678F100 (CUSIP Number) Jacqueline Giammarco Stone Point Capital LLC 20 Horseneck Lane Greenwich, CT 06830 (203) 862-2900 With a copy to: Sven G. Mickisch
December 31, 2020	EX-99.B	Investment Agreement, dated as of October 10, 2020, by and between TriState Capital Holdings, Inc. and T-VIII PubOpps LP. Exhibit B Execution Version INVESTMENT AGREEMENT by and between TRISTATE CAPITAL HOLDINGS, INC.
December 31, 2020	EX-99.D	Registration Rights Agreement, dated as of December 30, 2020, by and between TriState Capital Holdings, Inc. and T-VIII PubOpps LP. Exhibit D Execution Copy REGISTRATION RIGHTS AGREEMENT by and between TRISTATE CAPITAL HOLDINGS, INC.
December 31, 2020	EX-99.C	Amendment No. 1 to Investment Agreement, dated as of December 9, 2020, by and between TriState Capital Holdings, Inc. and T-VIII PubOpps LP. Exhibit C Execution Version AMENDMENT NO. 1 TO INVESTMENT AGREEMENT December 9, 2020 This AMENDMENT NO. 1 to the INVESTMENT AGREEMENT (this “Amendment”), is dated as of December 9, 2020 and is entered into by and between TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Company”), and T-VIII PubOpps LP, a Delaware limited partnership (“Purchaser”). Capitalized terms used and not de
December 31, 2020	EX-99.A	Joint Filing Agreement* Exhibit A JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the common stock of TriState Capital Holdings, Inc.
December 30, 2020	EX-99.1	TRISTATE CAPITAL CLOSES $105 MILLION CAPITAL RAISE, ISSUING COMMON EQUITY, CONVERTIBLE PREFERRED STOCK AND WARRANTS TO FUNDS MANAGED BY STONE POINT CAPITAL LLC TRISTATE CAPITAL CLOSES $105 MILLION CAPITAL RAISE, ISSUING COMMON EQUITY, CONVERTIBLE PREFERRED STOCK AND WARRANTS TO FUNDS MANAGED BY STONE POINT CAPITAL LLC PITTSBURGH – DECEMBER 30, 2020 – TriState Capital Holdings, Inc.
December 30, 2020	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
December 30, 2020	EX-10.2	Amendment No. 1 to Investment Agreement, dated as of December 9, 2020, by and between TriState Capital Holdings, Inc. and T-VIII PubOpps LP (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K of TriState Capital Holdings, Inc., filed with the SEC on December 30, 2020). Execution Version AMENDMENT NO. 1 TO INVESTMENT AGREEMENT December 9, 2020 This AMENDMENT NO. 1 to the INVESTMENT AGREEMENT (this “Amendment”), is dated as of December 9, 2020 and is entered into by and between TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Company”), and T-VIII PubOpps LP, a Delaware limited partnership (“Purchaser”). Capitalized terms used and not defined here
December 30, 2020	EX-3.1	Certificate of Designation of Series C Perpetual Non-Cumulative Convertible Non-Voting Preferred Stock, dated as of December 29, 2020 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K of TriState Capital Holdings, Inc., filed with the SEC on December 30, 2020). CERTIFICATE OF DESIGNATION OF THE SERIES C PERPETUAL NON-CUMULATIVE CONVERTIBLE NON-VOTING PREFERRED STOCK OF TRISTATE CAPITAL HOLDINGS, INC.
November 30, 2020	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
November 20, 2020	PRE 14A	- PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
November 12, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juri
November 12, 2020	EX-99.1	1 Investor Presentation TriState Capital Holdings, Inc. (NASDAQ: TSC) Third Quarter Ended September 30,TRISTATE CAPITAL \| INVESTOR 2020 PRESENTATION 2 Important Information About this presentation Financial information and data: Unless noted otherwis tsc3q20investordeck 1 Investor Presentation TriState Capital Holdings, Inc. (NASDAQ: TSC) Third Quarter Ended September 30,TRISTATE CAPITAL \| INVESTOR 2020 PRESENTATION 2 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended September 30, 2020, compared to the same TTM period the ye
November 9, 2020	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 T
October 21, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
October 21, 2020	EX-99	TRISTATE CAPITAL’S THIRD QUARTER RESULTS INCLUDE ROBUST GROWTH ACROSS ALL THREE OF ITS BUSINESS LINES WITH STRONG CREDIT METRICS AND DEFERRAL TRENDS -- Profitable growth highlighted by Chartwell assets under management increasing 4.3%, private bankin EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL’S THIRD QUARTER RESULTS INCLUDE ROBUST GROWTH ACROSS ALL THREE OF ITS BUSINESS LINES WITH STRONG CREDIT METRICS AND DEFERRAL TRENDS - Profitable growth highlighted by Chartwell assets under management increasing 4.
October 13, 2020	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other juris
October 13, 2020	EX-4.1	Investment Agreement, dated as of October 10, 2020, by and between TriState Capital Holdings, Inc. and T-VIII PubOpps LP (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K of TriState Capital Holdings, Inc., filed with the SEC on October 13, 2020). Exhibit 4.1 INVESTMENT AGREEMENT by and between TRISTATE CAPITAL HOLDINGS, INC. and T-VIII PUBOPPS LP Dated as of October 10, 2020 TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Disclosure 6 Section 2.2 Representations and Warranties of the Company 8 Section 2.3 Representations and Warranties of
October 13, 2020	EX-99.1	Tristate capital signs a definitive agreement for $105 million in new capital to fund the company’s high-growth strategy for its financial services businesses -- TriState Capital agrees to issue common equity, convertible preferred stock and warrants Tristate capital signs a definitive agreement for $105 million in new capital to fund the company’s high-growth strategy for its financial services businesses - TriState Capital agrees to issue common equity, convertible preferred stock and warrants to funds managed by Stone Point Capital LLC - PITTSBURGH – OCTOBER 12, 2020 – TriState Capital Holdings, Inc.
October 5, 2020	S-8	- S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 20-4929029 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) One Oxford Centre 301 Grant Street, Suite 2700 Pi
August 11, 2020	EX-99	Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Second quarter ended June 30, 2020 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trail irpresentationq22020r172 Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Second quarter ended June 30, 2020 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended June 30, 2020, compared to the same TTM period the year prior; and balance sheet data is as of June 3
August 11, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-35913 Pennsylvania 20-4929029 (State or other jurisd
August 5, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTA
July 22, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
July 22, 2020	EX-99	TRISTATE CAPITAL’S SECOND QUARTER RESULTS REFLECT THE RESILIENCE OF ITS DIFFERENTIATED BUSINESS MODEL, CREDIT QUALITY AND BALANCE SHEET STRENGTH -- Growth during the quarter highlighted by Chartwell assets under management increasing 11.2% with robus EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL’S SECOND QUARTER RESULTS REFLECT THE RESILIENCE OF ITS DIFFERENTIATED BUSINESS MODEL, CREDIT QUALITY AND BALANCE SHEET STRENGTH - Growth during the quarter highlighted by Chartwell assets under management increasing 11.
July 17, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
June 3, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
June 3, 2020	EX-4.3	Second Supplemental Indenture, dated as of June 3, 2020, between TriState Capital Holdings, Inc. and U.S. Bank National Association, as trustee. Exhibit 4.3 TRISTATE CAPITAL HOLDINGS, INC. Issuer And U.S. BANK NATIONAL ASSOCIATION Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of June 3, 2020 to the Subordinated Indenture Dated as of May 11, 2020 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 TABLE OF CONTENTS Article I SCOPE OF SUPPLEMENTAL INDENTURE 1 Section 1.01 Scope 1 Article II THE ADDITIONAL NOTES 2 Section 2.01 Additiona
June 3, 2020	EX-99.1	TRISTATE CAPITAL RAISES AN AGGREGATE OF $97.5 MILLION IN NEW CAPITAL WITH COMPLETION OF ADDITIONAL REGISTERED SUBORDINATED NOTES OFFERING Exhibit 99.1 FOR IMMEDIATE RELEASE TRISTATE CAPITAL RAISES AN AGGREGATE OF $97.5 MILLION IN NEW CAPITAL WITH COMPLETION OF ADDITIONAL REGISTERED SUBORDINATED NOTES OFFERING PITTSBURGH — June 3, 2020 — TriState Capital Holdings, Inc. (Nasdaq: TSC), the holding company for TriState Capital Bank and Chartwell Investment Partners, Inc., completed an additional underwritten public offering of its 5.75%
June 3, 2020	EX-1.1	Underwriting Agreement, dated May 29, 2020, by and between TriState Capital Holdings, Inc. and Stephens Inc., as representative of the underwriters named therein. Exhibit 1.1 TriState Capital Holdings, Inc. (a Pennsylvania corporation) $37,500,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 UNDERWRITING AGREEMENT May 29, 2020 Stephens Inc. 111 Center Street Little Rock, Arkansas 72201 as Representative of the Underwriters named in Schedule A hereto Ladies and Gentlemen: TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Company”)
June 2, 2020	424B5	$37,500,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-235713 PROSPECTUS SUPPLEMENT (To Prospectus dated January 16, 2020) $37,500,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 We are offering $37,500,000 aggregate principal amount of 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030, which are referred to herein as the “Offered Notes.” The Offered Notes are being of
June 2, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
May 29, 2020	FWP	TriState Capital Holdings, Inc. 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Term Sheet Filed Pursuant to Rule 433 Registration Statement No. 333-235713 TriState Capital Holdings, Inc. $37,500,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Term Sheet Issuer: TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Company”) Securities Offered: 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 (the “Offered Notes”) The Offered Notes are being offered as a
May 28, 2020	424B5	Subject to Completion Preliminary Prospectus Supplement dated May 28, 2020 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed.
May 21, 2020	DEFA14A	Amendment to the 2014 Omnibus Incentive Plan. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
May 21, 2020	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
May 20, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
May 11, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRIST
May 11, 2020	EX-1.1	Underwriting Agreement, dated May 6, 2020, by and between TriState Capital Holdings, Inc. and Stephens, Inc. Exhibit 1.1 TriState Capital Holdings, Inc. (a Pennsylvania corporation) $60,000,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 UNDERWRITING AGREEMENT May 6, 2020 Stephens Inc. 111 Center Street Little Rock, Arkansas 72201 as Representative of the Underwriters named in Schedule A hereto Ladies and Gentlemen: TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Company”),
May 11, 2020	EX-4.1	Base Indenture, dated May 11, 2020, by and between TriState Capital Holdings, Inc. and U.S. Bank National Association. Exhibit 4.1 TRISTATE CAPITAL HOLDINGS, INC., AS ISSUER, AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, SUBORDINATED INDENTURE DATED AS OF MAY 11, 2020 SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of May 11, 2020. SECTION OF Trust Indenture Act SECTION OF INDENTU
May 11, 2020	EX-4.2	First Supplemental Indenture, dated as of May 11, 2020, by and between TriState Capital Holdings, Inc. and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K of TriState Capital Holdings, Inc. filed on May 11, 2020). TRISTATE CAPITAL HOLDINGS, INC. Issuer And U.S. BANK NATIONAL ASSOCIATION Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of May 11, 2020 to the Subordinated Indenture Dated as of May 11, 2020 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 TABLE OF CONTENTS Article I SCOPE OF SUPPLEMENTAL INDENTURE 1 Section 1.01 Scope 1 Article II DEFINITIONS 1 Section 2.01 Definitions and Other Provision
May 11, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or o
May 11, 2020	EX-99.1	TRISTATE CAPITAL RAISES $60 MILLION IN NEW CAPITAL THROUGH COMPLETION OF REGISTERED SUBORDINATED NOTES OFFERING Exhibit 99.1 FOR IMMEDIATE RELEASE TRISTATE CAPITAL RAISES $60 MILLION IN NEW CAPITAL THROUGH COMPLETION OF REGISTERED SUBORDINATED NOTES OFFERING PITTSBURGH —May 11, 2020 — TriState Capital Holdings, Inc. (Nasdaq: TSC), the holding company for TriState Capital Bank and Chartwell Investment Partners, Inc., completed an underwritten public offering of its subordinated notes, raising $60 million in
May 8, 2020	424B5	$60,000,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-235713 PROSPECTUS SUPPLEMENT (To Prospectuses dated January 16, 2020 and December 21, 2017) $60,000,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 We are offering $60,000,000 aggregate principal amount of our 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030, which are referred to herein as the “Notes.” The Notes
May 8, 2020	424B5	$60,000,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-222074 PROSPECTUS SUPPLEMENT (To Prospectuses dated January 16, 2020 and December 21, 2017) $60,000,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 We are offering $60,000,000 aggregate principal amount of our 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030, which are referred to herein as the “Notes.” The Notes
May 7, 2020	FWP	TriState Capital Holdings, Inc. 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Final Term Sheet Dated May 6, 2020 Filed Pursuant to Rule 433 Registration Statement No. 333-235713 TriState Capital Holdings, Inc. $60,000,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Final Term Sheet Dated May 6, 2020 This term sheet supplements the information set forth under “Description of Notes” in the Preliminary Prospectus Supplement, dated May 6, 2020, to the Prospectus, dated January 16, 2020 (together, th
May 7, 2020	FWP	TriState Capital Holdings, Inc. 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Final Term Sheet Dated May 6, 2020 Filed Pursuant to Rule 433 Registration Statement No. 333-222074 TriState Capital Holdings, Inc. $60,000,000 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 Final Term Sheet Dated May 6, 2020 This term sheet supplements the information set forth under “Description of Notes” in the Preliminary Prospectus Supplement, dated May 6, 2020, to the Prospectus, dated December 21, 2017 (together, t
May 5, 2020	424B5	Subject to Completion Preliminary Prospectus Supplement dated May 5, 2020 The information in this preliminary prospectus supplement and the accompanying prospectuses is not complete and may be changed.
May 5, 2020	EX-99.1	EX-99.1
May 5, 2020	424B5	Subject to Completion Preliminary Prospectus Supplement dated May 5, 2020 The information in this preliminary prospectus supplement and the accompanying prospectuses is not complete and may be changed.
May 5, 2020	EX-99.1	INVESTOR PRESENTATION TRISTATE CAPITAL HOLDINGS, INC. ( N asdaq : TSC) Subordinated Notes Offering INVESTOR PRESENTATION TRISTATE CAPITAL HOLDINGS, INC. ( N asdaq : TSC) Subordinated Notes Offering IMPORTANT INFORMATION Disclosure Regarding Offerings TriState Capital Holdings, Inc. (the “Company”) has engaged Stephens Inc. and Raymond James & Associates, Inc. (the “Underwriters”) to assist the Company in exploring a potential sale of subordinated notes (the “Securities”). The Securities will be
May 5, 2020	8-K	May 5, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or o
May 4, 2020	EX-99	Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) First quarter ended March 31, 2020 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trail irpresentationq12020r166 Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) First quarter ended March 31, 2020 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended March 31, 2020, compared to the same TTM period the year prior; and balance sheet data is as of March
May 4, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or o
April 20, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation o
April 20, 2020	EX-99	TRISTATE CAPITAL FIRST QUARTER 2020 RESULTS INCLUDE RECORD LIQUIDITY, STRONG CREDIT QUALITY METRICS, DOUBLE-DIGIT NET INTEREST INCOME GROWTH, AND EPS OF $0.38 -- Assets, loans and deposits grew at organic annual rates of 41.7%, 30.4% and 45.8%, respe EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL FIRST QUARTER 2020 RESULTS INCLUDE RECORD LIQUIDITY, STRONG CREDIT QUALITY METRICS, DOUBLE-DIGIT NET INTEREST INCOME GROWTH, AND EPS OF $0.
April 16, 2020	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
April 16, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation o
March 27, 2020	DEFA14A	TSC / TriState Capital Holdings, Inc. DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini
March 26, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation o
March 26, 2020	EX-99	TRISTATE CAPITAL NAMED TO BEST-PERFORMING BANK RANKING BY S&P GLOBAL MARKET INTELLIGENCE EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL NAMED TO BEST-PERFORMING BANK RANKING BY S&P GLOBAL MARKET INTELLIGENCE PITTSBURGH - March 26, 2020 - TriState Capital Holdings, Inc.
March 19, 2020	EX-99.1	Strength & Resilience for Unprecedented Times To Our Valued Clients, Shareholders and Team, March 19, 2020 We know you are deeply affected by the public health and economic challenges facing our great nation, and TriState Capital is working to do our tscstakeholderletter2020 Strength & Resilience for Unprecedented Times To Our Valued Clients, Shareholders and Team, March 19, 2020 We know you are deeply affected by the public health and economic challenges facing our great nation, and TriState Capital is working to do our part to help lead TriState Capital our clients, employees and communities through them.
March 19, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation o
February 24, 2020	10-K	Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE CAPITAL HOLDINGS, I
February 24, 2020	EX-24	Power of Attorney, filed herewith. EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned officers and directors of TriState Capital Holdings, Inc.
February 24, 2020	EX-4.1	Description of Securities, filed herewith. EXHIBIT 4.1 DESCRIPTION OF SECURITIES As of December 31, 2019, TriState Capital Holdings, Inc. (“TriState Capital,” the “Company,” “we,” “us” and “our”) had three classes of securities that were registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, no par value (the “common stock”); depositary shares, each representing a 1/40th inter
February 24, 2020	EX-21	Subsidiaries of TriState Capital Holdings, Inc., filed herewith. EXHIBIT 21 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of TriState Capital Holdings, Inc.
February 12, 2020	SC 13G/A	TSC / TriState Capital Holdings, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TRISTATE CAPITAL HLDGS INC (Name of Issuer) Common Stock (Title of Class of Securities) 89678F100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t
February 12, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporatio
February 12, 2020	EX-99	Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Fourth quarter ended December 31, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the t irpresentationq42019r157 Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Fourth quarter ended December 31, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended December 31, 2019, compared to the same TTM period the year prior; and balance sheet data is as o
February 10, 2020	SC 13D/A	TSC / TriState Capital Holdings, Inc. / Lovell Minnick Partners Llc Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* TRISTATE CAPITAL HOLDINGS, INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 89678F100 (CUSIP Number) Timothy D. Rampe Lovell Minnick Partners LLC Radnor Financial Center 555 E. Lancaster Avenue, Suite 510 Radnor
February 7, 2020	424B7	2,678,049 Shares Common Stock Filed Pursuant to Rule 424(b)(7) Registration Statement No. 333-222074 PROSPECTUS SUPPLEMENT (To Prospectus dated December 21, 2017) 2,678,049 Shares Common Stock The Selling Shareholders named in this prospectus supplement are offering 2,678,049 shares of common stock of TriState Capital Holdings, Inc. We will not receive any proceeds from the sale of our common stock by the Selling Shareholders.
February 7, 2020	EX-1.1	Underwriting Agreement, dated February 5, 2020, by and among TriState Capital Holdings, Inc., LM III TriState Holdings LLC, LM III-A TriState Holdings LLC and Barclays Capital Inc. Execution Version TriState Capital Holdings, Inc. (a Pennsylvania corporation) 2,678,049 Shares of Common Stock, No Par Value Underwriting Agreement February 5, 2020 Barclays Capital Inc. As Representative of the several Underwriters listed in Schedule 1 hereto c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Certain stockholders named in Schedule 2 heret
February 7, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction (Commission (IRS
February 5, 2020	424B7	Subject to Completion Preliminary Prospectus Supplement dated February 5, 2020 Filed Pursuant to Rule 424(b)(7) Registration Statement No. 333-222074 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are neither offering to sell nor soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permit
January 29, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
January 29, 2020	EX-99	TRISTATE CAPITAL REPORTS EPS OF $1.89 FOR 2019 AND $0.44 FOR THE FOURTH QUARTER ON RECORD GROWTH OF LOANS AND DEPOSITS -- All categories of lending, as well as net interest income and total revenue, hit new all-time high annual and quarterly levels - EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS EPS OF $1.89 FOR 2019 AND $0.44 FOR THE FOURTH QUARTER ON RECORD GROWTH OF LOANS AND DEPOSITS - All categories of lending, as well as net interest income and total revenue, hit new all-time high annual and quarterly levels - PITTSBURGH, January 29, 2020 - TriState Capital Holdings, Inc. (Nasdaq: TSC) fourth quarter and full year 2019 financ
January 22, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2020 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
January 15, 2020	CORRESP	TSC / TriState Capital Holdings, Inc. CORRESP - - Karla X. Villatoro de Friedman General Counsel One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh, PA 15219 Ph: 412-304-0406 \| [email protected] January 15, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Julie Griffith Re: TriState Capital Holdings, Inc. Registration Statement on Form S-3 Filed Decem
January 14, 2020	CORRESP	TSC / TriState Capital Holdings, Inc. CORRESP - - Karla X. Villatoro de Friedman General Counsel One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh, PA 15219 Ph: 412-304-0406 \| [email protected] January 14, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Julie Griffith Re: TriState Capital Holdings, Inc. Registration Statement on Form S-3 Filed Decem
December 26, 2019	EX-4.6	Form of Subordinated Debt Indenture. Exhibit 4.6 TRISTATE CAPITAL HOLDINGS, INC., AS ISSUER, AND [], AS TRUSTEE, SUBORDINATED INDENTURE DATED AS OF [, ] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of , 2019. SECTION OF Trust Indenture Act SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4
December 26, 2019	S-3	TSC / TriState Capital Holdings, Inc. S-3 - - As filed with the Securities and Exchange Commission on December 26, 2019 Registration No.
December 26, 2019	EX-4.5	Form of Senior Debt Indenture. Exhibit 4.5 TRISTATE CAPITAL HOLDINGS, INC., AS ISSUER, AND [], AS TRUSTEE, SENIOR INDENTURE DATED AS OF [, ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of , 2019. SECTION OF Trust Indenture Act SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4) Not applic
November 12, 2019	EX-99.1	Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Third quarter ended September 30, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the t irpresentationq32019r151 Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Third quarter ended September 30, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended September 30, 2019, compared to the same TTM period the year prior; and balance sheet data is as
November 12, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporatio
November 5, 2019	10-Q	September 30, 2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 T
October 16, 2019	EX-99	TRISTATE CAPITAL REPORTS THIRD QUARTER 2019 EPS OF $0.50 ON RECORD NET INCOME, PRE-TAX EARNINGS, REVENUE, LOANS AND DEPOSITS -- Loans and deposits both grew at organic annual rates exceeding 20% for the 11th consecutive quarter, while investment mana EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS THIRD QUARTER 2019 EPS OF $0.
October 16, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
October 10, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2019 TRISTATE CAPITAL HOLDINGS, INC.
August 6, 2019	10-Q	June 30, 2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTA
August 5, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation o
August 5, 2019	EX-99.1	Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Second quarter ended June 30, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trail irpresentationq22019 Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Second quarter ended June 30, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended June 30, 2019, compared to the same TTM period the year prior; and balance sheet data is as of June 30, 2
July 17, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
July 17, 2019	EX-99	TRISTATE CAPITAL REPORTS SECOND QUARTER 2019 EPS OF $0.47, RECORD ANNUAL LOAN AND DEPOSIT GROWTH, AND STRONG INVESTMENT PERFORMANCE BY ITS ASSET MANAGER -- The company generated double-digit earnings, pre-tax income and revenue growth in the first si EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS SECOND QUARTER 2019 EPS OF $0.
May 29, 2019	EX-3.2	Statement of Correction to the Articles of Amendment of TriState Capital Holdings. Inc. 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, which is incorporated by reference to Exhibit 3.2 to our Current Report on Form 8-K filed with the SEC on May 29, 2019. Exhibit 3.2 PENNSYLVANIA DEPARTMENT OF STATE BUREAU OF CORPORATIONS AND CHARITABLE ORGANIZATIONS ☐ Return document by mail to: Statement of Correction DSCB:15-138 (rev. 7/1/2015) 138 Name Address City State Zip Code ☒ Return document by email to: [email protected] Read all instructions prior to completing. This form may be submitted online at https://www.corporations.pa.gov/. Fee: $70 In compliance w
May 29, 2019	EX-4.1	Articles of Amendment for TriState Capital Holdings, Inc. 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K of TriState Capital Holdings, Inc., filed with the SEC on May 29, 2019). Exhibit 4.1 TRISTATE CAPITAL HOLDINGS, INC. 6.375% FIXED-TO-FLOATING RATE SERIES B NON-CUMULATIVE PERPETUAL PREFERRED STOCK DEPOSIT AGREEMENT among TRISTATE CAPITAL HOLDINGS, INC., COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of May 29, 2019 TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Section
May 29, 2019	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction (Commission (IRS Emp
May 28, 2019	EX-4.1	Form of Deposit Agreement by and among the Company, Computershare Inc. and Computershare Trust Company, N.A., and the holders from time to time of the depositary receipts described therein. Exhibit 4.1 TRISTATE CAPITAL HOLDINGS, INC. 6.375% FIXED-TO-FLOATING RATE SERIES B NON-CUMULATIVE PERPETUAL PREFERRED STOCK FORM OF DEPOSIT AGREEMENT among TRISTATE CAPITAL HOLDINGS, INC., COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of [ ], 2019 TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Se
May 28, 2019	8-A12B	TSC / TriState Capital Holdings, Inc. 8-A12B - - United states SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TriState Capital Holdings, Inc. (Exact name of registrant as specified in its charter) Pennsylvania 20-4929029 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identi
May 28, 2019	EX-3.3	Articles of Amendment for 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock. Exhibit 3.3 Designation of Rights and Privileges TriState Capital Holdings, Inc. 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock Pursuant to the provisions of the Articles of Incorporation of TriState Capital Holdings, Inc. (the “Corporation”) and applicable law, a series of preferred stock, no par value, of the Corporation is hereby created and the designation and
May 23, 2019	EX-99.1	### Exhibit 99.1 FOR IMMEDIATE RELEASE TriState Capital Prices $70 Million Non-Cumulative Perpetual Preferred Stock Offering PITTSBURGH - (BUSINESS WIRE) - TriState Capital Holdings, Inc. (Nasdaq: TSC) (“TriState Capital”) announced the pricing of an underwritten public offering of 2,800,000 depositary shares, each representing a 1/40th interest in a share of its 6.375% Fixed-to-Floating Rate Series B
May 23, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction (Commission (IRS Emp
May 23, 2019	EX-1.1	Underwriting Agreement, dated May 21, 2019, by and among TriState Capital Holdings, Inc., Keefe, Bruyette & Woods, Inc. and Raymond James & Associates, Inc., as representatives of the underwriters named therein. Execution Copy TRISTATE CAPITAL HOLDINGS, INC. (a Pennsylvania corporation) 2,800,000 Depositary Shares Each Representing a 1/40th Interest in a Share Of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock UNDERWRITING AGREEMENT May 21, 2019 Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, 4th Floor New York, New York 10019 RAYMOND JAMES & ASSOCIATES, INC. 880 Carillon
May 23, 2019	424B2	2,800,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock Filed Pursuant to Rule 424(b)2 Registration Statement No. 333-222074 Prospectus Supplement (To Prospectus dated December 21, 2017) 2,800,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock We are offering 2,800,000 depositary shares each representing a 1/40th ownership interest in a share of our 6.3
May 21, 2019	FWP	TRISTATE CAPITAL HOLDINGS, INC. PREFERRED STOCK, SERIES B 2,800,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of TriState Capital Holdings, Inc.’s 6.375% Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock, Series B FIN Filed Pursuant to Rule 433 Registration Statement No. 333-222074 TRISTATE CAPITAL HOLDINGS, INC. PREFERRED STOCK, SERIES B $70,000,000 2,800,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of TriState Capital Holdings, Inc.’s 6.375% Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock, Series B FINAL TERM SHEET Dated May 21, 2019 This term sheet supplements the informat
May 21, 2019	424B5	Subject to Completion dated May 21, 2019 Filed Pursuant to Rule 424(b)5 Registration Statement No. 333-222074 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and they are not soliciting an offer to buy these securities, in any jurisdiction where the
May 20, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 TRISTATE CAPITAL HOLDINGS, INC.
May 7, 2019	10-Q	March 31, 2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRIST
April 30, 2019	EX-99.1	Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) First quarter ended March 31, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trail irpresentationq12019fina Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) First quarter ended March 31, 2019 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended March 31, 2019, compared to the same TTM period the year prior; and balance sheet data is as of March
April 30, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation o
April 17, 2019	EX-99	TRISTATE CAPITAL FIRST QUARTER 2019 RESULTS INCLUDE RECORD LEVELS OF REVENUE, NET INTEREST INCOME AND PRE-TAX INCOME -- First quarter 2019 EPS totaled $0.48 as TriState Capital’s private banking and commercial banking businesses continued to drive pr EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL FIRST QUARTER 2019 RESULTS INCLUDE RECORD LEVELS OF REVENUE, NET INTEREST INCOME AND PRE-TAX INCOME - First quarter 2019 EPS totaled $0.
April 17, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation o
April 9, 2019	DEF 14A	TSC / TriState Capital Holdings, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
February 19, 2019	EX-24	Power of Attorney, filed herewith. EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned officers and directors of TriState Capital Holdings, Inc.
February 19, 2019	EX-10.9	Form of Five-Year Officer Restricted Stock Grant Agreement under 2014 Omnibus Incentive Plan, which is incorporated by reference to Exhibit 10.9 to our Annual Report on Form 10-K filed with the SEC on February 19, 2019. EXHIBIT 10.9 TRISTATE CAPITAL HOLDINGS, INC. OMNIBUS INCENTIVE PLAN Restricted Stock Grant Agreement Section 1 – Grant Summary Grantee: Grant Date: Number of Restricted Shares Granted: Share Price at Grant Date: Vesting Schedule: 5 Year Standard Section 2 – Certain Definitions. Capitalized terms that are not defined in this Agreement are defined in TriState Capital Holdings, Inc. Omnibus Incentive
February 19, 2019	EX-21	Subsidiaries of TriState Capital Holdings, Inc., filed herewith. EXHIBIT 21 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of TriState Capital Holdings, Inc.
February 19, 2019	10-K	December 31, 2018 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE C
February 19, 2019	EX-10.8	Form of Three-Year Officer Restricted Stock Grant Agreement under 2014 Omnibus Incentive Plan, which is incorporated by reference to Exhibit 10.8 to our Annual Report on Form 10-K filed with the SEC on February 19, 2019. EXHIBIT 10.8 TRISTATE CAPITAL HOLDINGS, INC. OMNIBUS INCENTIVE PLAN Restricted Stock Grant Agreement Section 1 - Grant Summary Grantee: Grant Date: Number of Restricted Shares Granted: Share Price at Grant Date: Vesting Schedule: 3 Year Cliff Section 2 - Certain Definitions. Capitalized terms that are not defined in this Agreement are defined in TriState Capital Holdings, Inc. Omnibus Incentive Pl
February 19, 2019	EX-10.10	Form of Non-Employee Director Restricted Stock Grant Agreement under 2014 Omnibus Incentive Plan, which is incorporated by reference to Exhibit 10.10 to our Annual Report on Form 10-K filed with the SEC on February 19, 2019. EXHIBIT 10.10 TRISTATE CAPITAL HOLDINGS, INC. OMNIBUS INCENTIVE PLAN Restricted Stock Grant Agreement Section 1 – Grant Summary Grantee: Grant Date: Number of Restricted Shares Granted: Share Price at Grant Date: Vesting Schedule: 3 Year Cliff Section 2 – Certain Definitions. Capitalized terms that are not defined in this Agreement are defined in TriState Capital Holdings, Inc. Omnibus Incentive P
February 14, 2019	SC 13G/A	TSC / TriState Capital Holdings, Inc. / BANC FUNDS CO LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* TRISTATE CAPITAL HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 89678F100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
February 14, 2019	SC 13G/A	TSC / TriState Capital Holdings, Inc. / BANC FUNDS CO LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* TRISTATE CAPITAL HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 89678F100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
February 8, 2019	SC 13G	TSC / TriState Capital Holdings, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRISTATE CAPITAL HLDGS INC (Name of Issuer) Common Stock (Title of Class of Securities) 89678F100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th
February 5, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
February 5, 2019	EX-99	Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Fourth quarter ended December 31, 2018 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the t irpresentationq42018 Investor presentation TRISTATE CAPITAL HOLDINGS, INC. (NASDAQ: TSC) Fourth quarter ended December 31, 2018 Important Information About this presentation Financial information and data: Unless noted otherwise herein, income statement data is for the trailing twelve-months ended December 31, 2018, compared to the same TTM period the year prior; and balance sheet data is as of De
January 30, 2019	EX-99	TRISTATE CAPITAL REPORTS RECORD FINANCIAL RESULTS, INCLUDING EPS OF $1.81 FOR FULL YEAR 2018 AND $0.50 FOR THE FOURTH QUARTER -- EPS grew 37.1% for 2018 and 19.0% for the fourth quarter compared to a year ago, private banking and commercial loan bala EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS RECORD FINANCIAL RESULTS, INCLUDING EPS OF $1.
January 30, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
November 5, 2018	10-Q	TSC / TriState Capital Holdings, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended September 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE CA
October 17, 2018	EX-99	TRISTATE CAPITAL’S 34% EPS GROWTH REFLECTS STRONG THIRD QUARTER 2018 PERFORMANCE BY PRIVATE BANKING, COMMERCIAL BANKING AND INVESTMENT MANAGEMENT BUSINESSES -- Organic balance sheet growth continues with average quarterly deposits up 27% and average EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL’S 34% EPS GROWTH REFLECTS STRONG THIRD QUARTER 2018 PERFORMANCE BY PRIVATE BANKING, COMMERCIAL BANKING AND INVESTMENT MANAGEMENT BUSINESSES - Organic balance sheet growth continues with average quarterly deposits up 27% and average quarterly loans up 21%, compared to the prior year period, while AUM grows 20% - PITTSBURGH, October 17, 2018 - TriState Capital Holdings, Inc.
October 17, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2018 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation
August 6, 2018	10-Q	TSC / TriState Capital Holdings, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended June 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE CAPITAL
July 18, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2018 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
July 18, 2018	EX-99	TRISTATE CAPITAL REPORTS RECORD REVENUE, PRE-TAX INCOME AND EARNINGS FOR THE SECOND QUARTER OF 2018 -- Results included double-digit growth in pre-tax income, earnings, loans, deposits and AUM -- EXHIBIT 99 FOR IMMEDIATE RELEASE TRISTATE CAPITAL REPORTS RECORD REVENUE, PRE-TAX INCOME AND EARNINGS FOR THE SECOND QUARTER OF 2018 - Results included double-digit growth in pre-tax income, earnings, loans, deposits and AUM - PITTSBURGH, July 18, 2018 - TriState Capital Holdings, Inc.
May 29, 2018	SC 13D/A	TSC / TriState Capital Holdings, Inc. / Lovell Minnick Partners Llc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TRISTATE CAPITAL HOLDINGS, INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 89678F100 (CUSIP Number) Jennings J. Newcom Lovell Minnick Partners LLC Radnor Financial Center 150 N. Radnor Chester Road, Su
May 25, 2018	EX-1.1	Underwriting Agreement, dated May 22, 2018, by and among TriState Capital Holdings, Inc., LM III TriState Holdings LLC, LM III-A TriState Holdings LLC and Keefe, Bruyette & Woods, Inc. Execution Version TriState Capital Holdings, Inc. (a Pennsylvania corporation) 2,200,000 Shares of Common Stock, No Par Value Underwriting Agreement May 22, 2018 Keefe, Bruyette & Woods, Inc. As Representative of the several Underwriters listed in ‎Schedule 1 hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue NY, NY 10019 Ladies and Gentlemen: Certain stockholders named in ‎Schedule 2 her
May 25, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2018 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
May 24, 2018	424B7	2,200,000 Shares Common Stock Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(7) Registration Statement No.
May 22, 2018	424B7	Subject to Completion Preliminary Prospectus Supplement dated May 22, 2018 Preliminary Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(7) Registration Statement No.
May 21, 2018	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2018 TRISTATE CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Pennsylvania 001-35913 20-4929029 (State or other jurisdiction of incorporation or
May 7, 2018	10-Q	TSC / TriState Capital Holdings, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended March 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35913 TRISTATE CAPITA

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