UBIC / UBIC, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

FRONTEO Announces Plan to Delist American Depositary Receipts from NASDAQ Global Market and Deregister with U.S. Securities and Exchange Commission

Exhibit 99.1 2020.01.31 Press Release FRONTEO Announces Plan to Delist American Depositary Receipts from NASDAQ Global Market and Deregister with U.S. Securities and Exchange Commission FRONTEO, Inc., Tokyo— FRONTEO, Inc. (NASDAQ: FTEO) (TSE: 2158), a leading provider of artificial intelligence based big data analysis services, announced that its board of directors resolved, at a meeting held on J

Notice Regarding Completion of Delisting of American Depositary Receipts (“ADRs”) from NASDAQ Global Market and Submission of Application to Deregister ADRs and Terminate Ongoing Disclosure Obligations Under U.S. Securities Exchange Act

Exhibit 99.1 February 13, 2020 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Tokyo Stock Exchange Code: 2158) Contact: Tomohiro Uesugi, Director, Chief Financial Officer, and Chief Administrative Officer Telephone: +81-3-5463-6344 Notice Regarding Completion of Delisting of American Depositary Receipts (“AD

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2020 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Mei

UBIC / UBIC, Inc. 15F-12B - - 15F-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15F CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35884 FRONTEO

UBIC / UBIC, Inc. 25 - - 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35884 Kabushiki Kaisha FRONTEO (The Nasdaq Stock Market LLC) (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2020 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meis

Notice regarding Plan to Delist American Depositary Receipts from NASDAQ Global Market and Deregister with U.S. Securities and Exchange Commission

Exhibit 99.1 January 23, 2020 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto Chief Executive Officer and Chairman of the Board (Tokyo Stock Exchange Code: 2158) (NASDAQ: FTEO) Contact: Tomohiro Uesugi, Director, Chief Financial Officer and Chief Administrative Officer Telephone: +81-3-5463-6344 Notice regarding Plan to Delist American Depositary Receipts from

Notice of Redemption at Maturity of the 2nd Unsecured Bonds with Convertible Bond-Type Stock Acquisition Rights and Change in Uses of Funds

Exhibit 99.1 November 29, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto Chief Executive Officer and Chairman of the Board (Tokyo Stock Exchange Code: 2158) (NASDAQ: FTEO) Contact: Tomohiro Uesugi, Director, Chief Financial Officer, and Chief Administrative Officer Telephone: +81-3-5463-6344 Notice of Redemption at Maturity of the 2nd Unsecured Bonds wit

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Mei

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.2 FRONTEO Issues Notice Regarding Grant of Stock Options FRONTEO, Inc. (Nasdaq: FTEO) (TSE:2158) (“FRONTEO” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on November 29, 2019 and resolved the allotment of subscription rights to shares (the 25th “Share Options”), in acco

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

6-K 1 a19-2274416k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registra

Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2019 [Japanese GAAP]

EX-99.1 2 a19-227441ex99d1.htm EX-99.1 Exhibit 99.1 Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2019 [Japanese GAAP] November 14, 2019 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro

Notice regarding FRONTEO’s Revision of Forecasts and Recording of Extraordinary Losses

EX-99.2 3 a19-227441ex99d2.htm EX-99.2 Exhibit 99.2 November 14, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto Chief Executive Officer and Chairman of the Board (Tokyo Stock Exchange Code: 2158) (NASDAQ: FTEO) Contact: Tomohiro Uesugi, Director, Chief Financial Officer, and Chief Administrative Officer Telephone: +81-3-5463-6344 Notice regarding FRONTEO

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meis

Announcement of Completion of Absorption-Type Merger with FRONTEO Healthcare, Inc.

Exhibit 99.1 October 16, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Tokyo Stock Exchange Code: 2158) (NASDAQ: FTEO) Contact: Tomohiro Uesugi, Director, Chief Financial Officer, Chief Administrative Officer Telephone: +81-3-5463-6344 Announcement of Completion of Absorption-Type Merger with FRONTEO Healthcare, I

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Me

Notice regarding FRONTEO’s Execution of a Debt-Equity Swap with respect to Receivables from a Consolidated Subsidiary; Closure of Business Locations; and Recording of Extraordinary Losses

Exhibit 99.1 September 26, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto Chief Executive Officer and President (Tokyo Stock Exchange Code: 2158) (NASDAQ: FTEO) Contact: Tomohiro Uesugi, Director, Chief Financial Officer, Chief Administrative Officer Telephone: +81-3-5463-6344 Notice regarding FRONTEO’s Execution of a Debt-Equity Swap with respect to Rec

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisa

Notice regarding FRONTEO’s Absorption-Type Merger with FRONTEO Healthcare, Inc.

Exhibit 99.1 August 29, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Tokyo Stock Exchange Code: 2158) (NASDAQ: FTEO) Contact: Tomohiro Uesugi, Chief Financial Officer, Chief Administrative Officer Telephone: +81-3-5463-6344 Notice regarding FRONTEO’s Absorption-Type Merger with FRONTEO Healthcare, Inc. FRONTEO, I

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisa

Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2019 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2019 [Japanese GAAP] August 14, 2019 Company name: FRONTEO, Inc. Stock exchange listing: Tokyo Stock Exchange Stock code: 2158 URL: https://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Financial Officer Tel: +81-3-

UBIC / UBIC, Inc. 20-F - - 20-F

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES

Articles of Incorporation of the Registrant (English translation), dated July 1, 2016.

Exhibit 1.1 Articles of Incorporation of FRONTEO, Inc. Effective Date August 8, 2003 Amendment August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 2015 July 1, 2016 CHAPTER I GENERAL PROVISIONS Article 1Company Name The name of the Company is KABUSHIKI KAISHA FRONTEO. The Comp

Code of Ethics of the Registrant applicable to its directors and executive officers, including its principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions (English translation), dated February 26, 2015.

Exhibit 11.1 COMPLIANCE MANUAL Compliance Manual Version 1.4 Came in to force on August 1, 2008 First revision on March 26, 2009 Second revision on July 23, 2009 Third revision on February 26, 2015 UBIC, Inc. Contents Introduction (4) I. Purpose and basic stance (5) (1) Positioning of compliance manual and our frame of mind (2) Conscience-based ethical decisions (3) Our mission (4) Management syst

Certification of the Registrant’s Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act.

Exhibit 12.2 CERTIFICATION I, Tomohiro Uesugi, certify that: 1. I have reviewed this annual report on Form 20-F of FRONTEO, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the

Certifications of the Registrant’s Chief Executive Officer and Chairman of the Board, and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act.

Exhibit 13.1 CERTIFICATION Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of FRONTEO, Inc., a Japanese corporation (the “Company”), does hereby certify that, to such officer’s knowledge: 1. The accompanying Annual Report of the Company on Form 20-F for the period ended March 31, 2019 (the “Report”) fully co

Twenty-third Stock Option Agreement, dated as of February 5, 2019.

Exhibit 4.43 Agreement for Subscription for the 23th Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the "Company") and •• •• (hereinafter referred to as the "Subscriber") with respect to the subscription for the 23th share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution of the 15th

Twenty-fourth Stock Option Agreement, dated as of May 30, 2019.

Exhibit 4.44 Agreement for Subscription for the 24th Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the "Company") and •• •• (hereinafter referred to as the "Subscriber") with respect to the subscription for the 24th share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution of the 15th

Certification of the Registrant’s Chief Executive Officer and Chairman of the Board pursuant to Section 302 of the Sarbanes-Oxley Act.

Exhibit 12.1 CERTIFICATION I, Masahiro Morimoto, certify that: 1. I have reviewed this annual report on Form 20-F of FRONTEO, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2019 Commission File Number 001-35884 FRONTEO, INC. (Translation of registrant’s name into English) Meisan Takahama Building 2-12-23, Konan Minato-ku, Tokyo 108-0075 Japan (Address of Pri

Announcement Concerning Material Weakness in Internal Control Related to Financial Reporting

EX-99.1 2 a19-122461ex99d1.htm EX-99.1 Exhibit 99.1 July 1, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Announcement Concerning Material Weakness in Inter

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2019 Commission File Number 001-35884 FRONTEO, INC. (Translation of registrant’s name into English) Meisan Takahama Building 2-12-23, Konan Minato-ku, Tokyo 108-0075 Japan (Address of Pri

DISCLOSURES OF CONVOCATION NOTICE OF THE 16TH GENERAL MEETING OF SHAREHOLDERS VIA THE INTERNET Systems for the Proper of Operation and Operation of the Systems Consolidated Statement of Changes in Net Assets Notes to the Consolidated Financial Statem

Exhibit 99.2 TRANSLATION DISCLOSURES OF CONVOCATION NOTICE OF THE 16TH GENERAL MEETING OF SHAREHOLDERS VIA THE INTERNET Systems for the Proper of Operation and Operation of the Systems Consolidated Statement of Changes in Net Assets Notes to the Consolidated Financial Statements Nonconsolidated Statement of Changes in Net Assets Notes to the Nonconsolidated Financial Statements (April 1, 2018 to M

CONVOCATION NOTICE OF THE 16th ORDINARY GENERAL MEETING OF SHAREHOLDERS

Exhibit 99.1 TRANSLATION (Company Code: 2158) June 14, 2019 To our shareholders 2-12-23 Kounan, Minato-ku, Tokyo FRONTEO, Inc. Masahiro Morimoto, Chief Executive Officer and Chairman of the Board CONVOCATION NOTICE OF THE 16th ORDINARY GENERAL MEETING OF SHAREHOLDERS FRONTEO, Inc. (the “Company”) would like to extend our deepest appreciation for the support of our shareholders. You are cordially i

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2019 Commission File Number 001-35884 FRONTEO, INC. (Translation of registrant’s name into English) Meisan Takahama Building 2-12-23, Konan Minato-ku, Tokyo 108-0075 Japan (Address of Pri

FRONTEO Announces Notice Concerning FRONTEO’s Grant of Stock Options (Subscription Rights to Shares)

Exhibit 99.1 June 13, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 FRONTEO Announces Notice Concerning FRONTEO’s Grant of Stock Options (Subscription Right

Notice Regarding Dividends of Surplus

Exhibit 99.3 June 13, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Notice Regarding Dividends of Surplus FRONTEO, Inc. (the “Company”) announces that, at a

Notice Regarding the Appointment of Independent Auditor

Exhibit 99.4 June 13, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Notice Regarding the Appointment of Independent Auditor FRONTEO, Inc. (the “Company”) an

Notice of Reschedule of the 16th Ordinary General Meeting of Shareholders

Exhibit 99.2 June 13, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Notice of Reschedule of the 16th Ordinary General Meeting of Shareholders FRONTEO, Inc.

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 [Translation] FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, May 30, 2019(GLOBE NEWSWIRE) — FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) (“FRONTEO” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on May 30, 2019 and resolved the allotment of subscription rights

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2019 Commission File Number 001-35884 FRONTEO, INC. (Translation of registrant’s name into English) Meisan Takahama Building 2-12-23, Konan Minato-ku, Tokyo 108-0075 Japan (Address of Prin

Summary of Consolidated Financial Results For the Year Ended March 31, 2019 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Year Ended March 31, 2019 [Japanese GAAP] May 15, 2019 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Financial Officer Tel: +81-3-5463-6344 Schedul

Differences between the forecasts for the year ended March 31, 2019, and the actual results, cancellation of stock options (stock acquisition rights), and valuation loss on shares of affiliates in the separate financial statements

EX-99.2 3 a19-100111ex99d2.htm EX-99.2 Exhibit 99.2 May 15, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Differences between the forecasts for the year ended March 31,

UBIC / UBIC, Inc. 6-K Current Report of Foreign Issuer 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2019 Commission File Number 001-35884 FRONTEO, INC. (Translation of registrant’s name into English) Meisan Takahama Building 2-12-23, Konan Minato-ku, Tokyo 108-0075 Japan (Address of Prin

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

6-K 1 a19-468416k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registran

Net sales (million yen)

EX-99.2 3 a19-46841ex99d2.htm EX-99.2 Exhibit 99.2 TRANSLATION February 14, 2019 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Revision of Forecasts FRONTEO, Inc

Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2018 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2018 [Japanese GAAP] February 14, 2019 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Financial Officer Tel: +8

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2019 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meis

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 [Translation] FRONTEO Issues Notice Regarding Grant of Stock Options FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) ("FRONTEO" or "the Company"), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on February 4, 2019 and resolved the allotment of subscription rights to shares (the “Share Options”),

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Mei

FRONTEO announces a change in business name of its subsidiary company

Exhibit 99.1 November 21, 2018 FRONTEO announces a change in business name of its subsidiary company FRONTEO, Inc. (Headquarters: Minato-ku, Tokyo; Chief Executive Officer and Chairman of the Board: Masahiro Morimoto) announced today that there will be a change in the business name of its subsidiary company, Payment Card Forensics, Inc. (PCF). 1. Change in business name (1) New trade name P.C.F. F

Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2018 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2018 [Japanese GAAP] November 14, 2018 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Financial Officer Tel: +8

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Mei

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

6-K 1 a18-1872816k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant

Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2018 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2018 [Japanese GAAP] August 14, 2018 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Financial Officer Tel: +81-3-5

Notice concerning non-operating income (foreign exchange gain)

Exhibit 99.2 August 14, 2018 To Whom It May Concern: FRONTEO, Inc. Representative: Masahiro Morimoto Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Director, CFO/CAO Telephone +81-3-5463-6344 Notice concerning non-operating income (foreign exchange gain) FRONTEO, Inc. (the “Company”) hereby announces accrued no

UBIC / UBIC, Inc. 20-F

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES

Code of Ethics of the Registrant applicable to its directors and executive officers, including its principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions (English translation), dated February 26, 2015.

Exhibit 11.1 COMPLIANCE MANUAL Compliance Manual Version 1.4 Came in to force on August 1, 2008 First revision on March 26, 2009 Second revision on July 23, 2009 Third revision on February 26, 2015 UBIC, Inc. Contents Introduction - (2) I. Purpose and basic stance - (4) (1) Positioning of compliance manual and our frame of mind (2) Conscience-based ethical decisions (3) Our mission (4) Management

Articles of Incorporation of the Registrant (English translation), dated July 1, 2016.

Exhibit 1.1 Articles of Incorporation of FRONTEO, Inc. Effective Date August 8, 2003 Amendment August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 2015 July 1, 2016 CHAPTER I GENERAL PROVISIONS Article 1Company Name The name of the Company is KABUSHIKI KAISHA FRONTEO. The Comp

Investment Agreement, dated November 14, 2016, by and between FRONTEO, Inc. and Whiz Partners, Inc.

Exhibit 4.38 [TRANSLATION] Investment Agreement This Investment Agreement (the “Agreement”) is entered into as of November 14, 2016 (the “Date of Execution”), by and between Whiz Partners, Inc. (“Whiz,” which enters into this Agreement for the benefit of the Investor and therefore its rights and obligations set forth herein shall be interpreted and understood on such assumption), which is a genera

Consent of Ernst & Young ShinNihon LLC (incorporated by reference to Exhibit 16.

Exhibit 15.1 July 31, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 16F of Form 20-F dated July 31, 2018, of FRONTEO, Inc. and are in agreement with the statements contained in the first paragraph of Item 16F on page 79 with respect to our audits of the March 31, 2018 and 2017 consolidated financial statements. We have no ba

Certification of the Registrant’s Chief Executive Officer and Chairman of the Board pursuant to Section 302 of the Sarbanes-Oxley Act.

Exhibit 12.1 CERTIFICATION I, Masahiro Morimoto, certify that: 1. I have reviewed this annual report on Form 20-F of FRONTEO, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t

Certification of the Registrant’s Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act.

Exhibit 12.2 CERTIFICATION I, Tomohiro Uesugi, certify that: 1. I have reviewed this annual report on Form 20-F of FRONTEO, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the

Certifications of the Registrant’s Chief Executive Officer and Chairman of the Board, and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act.

Exhibit 13.1 CERTIFICATION Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of FRONTEO, Inc., a Japanese corporation (the “Company”), does hereby certify that, to such officer’s knowledge: 1. The accompanying Annual Report of the Company on Form 20-F for the period ended March 31, 2018 (the “Report”) fully co

Twenty-second Stock Option Agreement, dated as of June 26, 2018.

Exhibit 4.41 Agreement for Subscription for the 22nd Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the "Company") and *** (hereinafter referred to as the "Subscriber") with respect to the subscription for the 22nd share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution of the 14th a

Syndicated short-term Revolving Line of Credit Facility Agreement, dated January 17, 2018, among FRONTEO, Inc. and Bank of MUFJ, Bank of Yokohama, Ltd., Chiba Bank, and Resona Bank, Ltd.

Exhibit 4.42 Revolving Credit Facility Agreement (One Point Three Billion Yen) Borrower: FRONTEO, Inc. Arranger and Agent: The Bank of Tokyo-Mitsubishi UFJ, Ltd. Lenders: The Bank of Tokyo-Mitsubishi UFJ, Ltd. The Bank of Yokohama, Ltd. The Chiba Bank, Ltd. Resona Bank, Ltd. January 17, 2018 Contents Article 1 (Definitions) 1 Article 2 (Rights and obligations of Lenders) 7 Article 3 (Use of funds)

Letter of Ernst & Young ShinNihon LLC to the Commission pursuant to Item 16F of Form 20-F.

Exhibit 16 July 31, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 16F of Form 20-F dated July 31, 2018, of FRONTEO, Inc. and are in agreement with the statements contained in the first paragraph of Item 16F on page 79 with respect to our audits of the March 31, 2018 and 2017 consolidated financial statements. We have no basi

Twentieth Stock Option Agreement, dated as of December 25, 2017.

Exhibit 4.39 Agreement for Subscription for the 20th Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the "Company") and *** (hereinafter referred to as the "Subscriber") with respect to the subscription for the 20th share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution of the 14th a

Twenty-first Stock Option Agreement, dated as of March 26, 2018.

Exhibit 4.40 Agreement for Subscription for the 21st Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the "Company") and *** (hereinafter referred to as the "Subscriber") with respect to the subscription for the 21st share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution of the 14th a

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

Notice Concerning Change of External Auditor and the Appointment of a Temporary Auditor

Exhibit 99.1 TRANSLATION July 17, 2018 To Whom It May Concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Director, CFO/CAO Telephone +81-3-5463-6344 Notice Concerning Change of External Auditor and the Appointment of a Temporary Auditor FRONTEO,

CONVOCATION NOTICE OF THE ADJOURNED MEETING OF THE 15th GENERAL MEETING OF SHAREHOLDERS

Exhibit 99.3 TRANSLATION (Company Code: 2158) July 2, 2018 To our shareholders 2-12-23, Konan, Minato-ku, Tokyo FRONTEO, Inc. Masahiro Morimoto, Chief Executive Officer CONVOCATION NOTICE OF THE ADJOURNED MEETING OF THE 15th GENERAL MEETING OF SHAREHOLDERS FRONTEO, Inc. (the “Company”) would like to extend its deepest appreciation for the support of its shareholders. The Company is deeply grateful

Announcement of Receipt of the Audit Reports and Revision of Financial Data Revisions to the “Summary of Consolidated Financial Results for the Year Ended March 31, 2018 [Japanese GAAP]”

Exhibit 99.2 TRANSLATION June 29, 2018 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, CFO/CAO Telephone: +81-3-5463-6344 Announcement of Receipt of the Audit Reports and Revision of Financial Data Revisions to the “Summary of

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

Announcement Concerning Material Weakness in Internal Control Related to Financial Reporting

Exhibit 99.1 TRANSLATION July 2, 2018 To whom it may concern Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President 2-12-23 Konan, Minato-ku, Tokyo (Tokyo Stock Exchange Company Code: 2158) (NASDAQ: FTEO) Contract: Tomohiro Uesugi, CFO/CAO Telephone: +81-3-5463-6344 Announcement Concerning Material Weakness in Internal Control Related to Financial Repo

Notice of the Adjourned Meeting of the 15th General Meeting of Shareholders

Exhibit 99.1 June 29, 2018 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, CFO/CAO Telephone: +81‑3‑5463‑6344 Notice of the Adjourned Meeting of the 15th General Meeting of Shareholders FRONTEO, Inc. (the “Company”) announces

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

Net sales

Exhibit 99.1 June 25, 2018 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Revision of Financial Data Partial Revisions to “Summary of Consolidated Financial Results For the Y

FRONTEO Issues Notice Regarding Grant of Stock Options

[Translation] Exhibit 99.1 FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, June 25, 2018(GLOBE NEWSWIRE) - FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) ("FRONTEO" or "the Company"), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on June 25, 2018 and resolved the allotment of subscription righ

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

Notice of Reschedule of 15th General Meeting of Shareholders and Proposal of the Adjourned Meeting of the 15th General Meeting of Shareholders

Exhibit 99.2 TRANSLATION June 15, 2018 To whom it may concern FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Tokyo Stock Exchange Company Code: 2158) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, CFO/CAO Telephone: +81-3-5463-6344 Notice of Reschedule of 15th General Meeting of Shareholders and Proposal of the Adjourned Meeting of the 15th General

CONVOCATION NOTICE OF THE 15th GENERAL MEETING OF SHAREHOLDERS

Exhibit 99.1 TRANSLATION (Company Code: 2158) June 15, 2018 To our shareholders 2-12-23, Konan, Minato-ku, Tokyo FRONTEO, Inc. Masahiro Morimoto, Chief Executive Officer CONVOCATION NOTICE OF THE 15th GENERAL MEETING OF SHAREHOLDERS FRONTEO, Inc. (the “Company”) would like to extend our deepest appreciation for the support of our shareholders. You are cordially invited to attend the 15th General M

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

Notice concerning execution of Debt Equity Swap for consolidated subsidiary

Exhibit 99.1 May 21, 2018 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Notice concerning execution of Debt Equity Swap for consolidated subsidiary FRONTEO, Inc. announces a

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

6-K 1 a18-1393216k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan T

Notice concerning differences between the forecasts for the year ended March 31, 2018, and the actual results, record of nonoperating expense (exchange loss), and reversal of deferred tax liabilities and deferred tax assets.

Exhibit 99.2 May 15, 2018 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Notice concerning differences between the forecasts for the year ended March 31, 2018, and the actual

Summary of Consolidated Financial Results For the Year Ended March 31, 2018 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Year Ended March 31, 2018 [Japanese GAAP] May 15, 2018 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Financial Officer Tel: +81-3-5463-6344 Schedul

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 [Translation] FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, March 23, 2018 - FRONTEO, Inc. (Nasdaq: FTEO) (TSE: 2158) ("FRONTEO" or "the Company"), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on March 23, 2018 and resolved the allotment of subscription rights to shares

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

Notice Regarding FRONTEO’s Absorption-Type Merger and Debt Waiver of FRONTEO Communications, Inc.

Exhibit 99.1 Notice Regarding FRONTEO’s Absorption-Type Merger and Debt Waiver of FRONTEO Communications, Inc. TOKYO, March 23, 2018 — FRONTEO, Inc. (Nasdaq: FTEO) (TSE: 2158) (“FRONTEO” or “the Company”), a leading provider of international litigation support and artificial intelligence (“AI”) based big data analysis services, today announced that pursuant to its Board of Directors Meeting on Mar

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

6-K 1 a18-890116k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s

Announcement of Report of Special Loss and Revision of Forecasts

Exhibit 99.2 February 14, 2018 To whom it may concern: FRONTEO, Inc. Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, Chief Financial Officer Telephone: +81-3-5463-6344 Announcement of Report of Special Loss and Revision of Forecasts FRONTEO, Inc. (the ?Company?) announces report of

Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2017 [Japanese GAAP]

Exhibit 99.1 [TRANSLATION] Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2017 [Japanese GAAP] February 14, 2018 Company name: FRONTEO, Inc. Stock exchange listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Financial O

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2018 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Mei

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

6-K 1 f6-k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s nam

FRONTEO Issues Notice Regarding Grant of Stock Options

fteoCurrentFolioEX991 [Translation] FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, December 22, 2017(GLOBE NEWSWIRE) - FRONTEO, Inc.

UBIC / UBIC, Inc. 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Mei

Announcement of Report of Special Loss and Revision of Forecasts

Exhibit 99.2 [TRANSLATION] November 14, 2017 To whom it may concern: Company name: FRONTEO, Inc. Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Tomohiro Uesugi, CAO Telephone: +81-3-5463-6344 Announcement of Report of Special Loss and Revision of Forecasts FRONTEO, Inc. (the ?Company?) announces r

Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2017 [Japanese GAAP]

Exhibit 99.1 [TRANSLATION] Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2017 [Japanese GAAP] November 14, 2017 Company name: FRONTEO, Inc. Stock exchange listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Tomohiro Uesugi, Chief Administrat

Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2017 [Japanese GAAP]

Exhibit 99.1 TRANSLATION Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2017 [Japanese GAAP] August 14, 2017 Company name: FRONTEO, Inc. (the ?Company?) Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Mitsuhiro Maeda, Finance

UBIC 6-K (Current Report of Foreign Issuer)

6-K 1 a17-2013616k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant

CERTIFICATION

Exhibit 13.1 CERTIFICATION Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of FRONTEO, Inc., a Japanese corporation (the “Company”), does hereby certify that, to such officer’s knowledge: 1. The accompanying Annual Report of the Company on Form 20-F for the period ended March 31, 2017 (the “Report”) fully co

Fourteenth Stock Option Agreement, dated as of August 26, 2016 (incorporated by reference to Exhibit 4.9 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 31, 2017).

Exhibit 4.9 Translation of the Agreement for Subscription for the Fourteenth Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the “Company”) and ************** (hereinafter referred to as the “Subscriber”) with respect to the subscription for the thirteenth share option offering. Article 1 (Subscription for Share Options) In acc

COMPLIANCE MANUAL Compliance Manual Version 1.4 Came in to force on August 1, 2008 First revision on March 26, 2009 Second revision on July 23, 2009 Third revision on February 26, 2015 UBIC, Inc.

Exhibit 11.1 COMPLIANCE MANUAL Compliance Manual Version 1.4 Came in to force on August 1, 2008 First revision on March 26, 2009 Second revision on July 23, 2009 Third revision on February 26, 2015 UBIC, Inc. Contents Introduction - (2) I. Purpose and basic stance - (4) (1) Positioning of compliance manual and our frame of mind (2) Conscience-based ethical decisions (3) Our mission (4) Management

Fifteenth Stock Option Agreement, dated as of December 23, 2016 (incorporated by reference to Exhibit 4.10 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 31, 2017).

Exhibit 4.10 Translation of the Agreement for Subscription for the Fifteenth Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the ?Company?) and ************** (hereinafter referred to as the ?Subscriber?) with respect to the subscription for the thirteenth share option offering. Article 1 (Subscription for Share Options) In acc

Sixteenth Stock Option Agreement, dated as of April 21, 2017 (incorporated by reference to Exhibit 4.11 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 31, 2017).

Exhibit 4.11 Translation of the Agreement for Subscription for the Sixteenth Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the “Company”) and ******** (hereinafter referred to as the “Subscriber”) with respect to the subscription for the sixteenth share option offering. Article 1 (Subscription for Share Options) In accordance

Nineteenth Stock Option Agreement, dated as of July 21, 2017 (incorporated by reference to Exhibit 4.14 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 31, 2017).

Exhibit 4.14 Translation of the Agreement for Subscription for the Nineteenth Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the ?Company?) and ************** (hereinafter referred to as the ?Subscriber?) with respect to the subscription for the thirteenth share option offering. Article 1 (Subscription for Share Options) In ac

Eighteenth Stock Option Agreement, dated as of Jun 23, 2017 (incorporated by reference to Exhibit 4.13 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 31, 2017).

Exhibit 4.13 Translation of the Agreement for Subscription for the Eighteenth Share Option Offering This Agreement is made and entered into by and between FRONTEO, Inc. (hereinafter referred to as the ?Company?) and ************** (hereinafter referred to as the ?Subscriber?) with respect to the subscription for the thirteenth share option offering. Article 1 (Subscription for Share Options) In ac

Investment Agreement

Exhibit 4.38 [TRANSLATION] Investment Agreement This Investment Agreement (the “Agreement”) is entered into as of November 14, 2016 (the “Date of Execution”), by and between Whiz Partners, Inc. (“Whiz,” which enters into this Agreement for the benefit of the Investor and therefore its rights and obligations set forth herein shall be interpreted and understood on such assumption), which is a genera

CERTIFICATION

Exhibit 12.2 CERTIFICATION I, Naritomo Ikeue, certify that: 1. I have reviewed this annual report on Form 20-F of FRONTEO, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w

Certificate As filed with the Securities and Exchange Commission on July 31, 2017 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F

Table of Contents Certificate As filed with the Securities and Exchange Commission on July 31, 2017 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Seventeenth Stock Option Agreement, dated as of July 7, 2017 (incorporated by reference to Exhibit 4.12 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 31, 2017).

Exhibit 4.12 Summary of the Terms of the Seventeenth Stock Option Agreement 1. Number of the stock options 7,510 units The total number of shares that could be allotted upon exercise of the stock option shall be 751,000 common shares of the Company. If the number of shares to be allotted in relation to each stock option is adjusted in accordance with 3 (1) below, the total number shall be calculat

CERTIFICATION

Exhibit 12.1 CERTIFICATION I, Masahiro Morimoto, certify that: 1. I have reviewed this annual report on Form 20-F of FRONTEO, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin

Articles of Incorporation of FRONTEO, Inc. Effective Date August 8, 2003 August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 20

Exhibit 1.1 Articles of Incorporation of FRONTEO, Inc. Effective Date August 8, 2003 Amendment August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 2015 July 1, 2016 CHAPTER I GENERAL PROVISIONS Article 1Company Name The name of the Company is KABUSHIKI KAISHA FRONTEO. The Comp

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, JULY 20, 2017 (GLOBE NEWSWIRE) ? FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) (?FRONTEO? or ?the Company?), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors (the ?Board?) held a meeting on July 20, 2017 and the Board passed a resolution authorizing

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisan

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisan

Determination of Details of Issuance of Stock Options

Exhibit 99.1 [TRANSLATION] July 7, 2017 To whom it may concern Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President 2-12-23, Konan, Minato-ku, Tokyo (Tokyo Stock Exchange Company Code: 2158) (NASDAQ: FTEO) Contact: Naritomo Ikeue, Executive Vice-President Chief Operating Officer and Director Telephone: +81-3-5463-6344 Determination of Details of Issu

Announcement concerning material weakness in internal control related to financial reporting

Exhibit 99.1 [TRANSLATION] June 29, 2017 To whom it may concern Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President 2-12-23, Konan, Minato-ku, Tokyo (Tokyo Stock Exchange Company Code: 2158) (NASDAQ: FTEO) Contact: Mitsuhiro Maeda, Finance Department Manager Telephone: +81-3-5463-6344 Announcement concerning material weakness in internal control rel

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

FRONTEO Announces Grant of Stock Options to Employees

Exhibit 99.1 FRONTEO Announces Grant of Stock Options to Employees TOKYO, June 22, 2017(GLOBE NEWSWIRE) — FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) (“FRONTEO” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on June 22, 2017 and resolved to grant stock options (the “Stock Options”) to c

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2017 Commission File Number 001-35884

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meisan

Revisions to “Summary of Consolidated Financial Results For the Year Ended March 31, 2017 [Japanese GAAP]” Associated with the Occurrence of Subsequent Events (Revisions/Revisions of Numerical Data)

Exhibit 99.1 [TRANSLATION] June 14, 2017 Revisions to “Summary of Consolidated Financial Results For the Year Ended March 31, 2017 [Japanese GAAP]” Associated with the Occurrence of Subsequent Events (Revisions/Revisions of Numerical Data) This is to inform you of the following revisions made to part of the “Summary of Consolidated Financial Results For the Year Ended March 31, 2017 [Japanese GAAP

FRONTEO Announces Notice Concerning FRONTEO’s Grant of Stock Options (Subscription Rights to Shares)

Exhibit 99.3 FRONTEO Announces Notice Concerning FRONTEO?s Grant of Stock Options (Subscription Rights to Shares) Tokyo, June 14, 2017 ? FRONTEO, Inc. (the ?Company?) today announced as follows that its Board of Directors held on June 14, 2017 resolved to propose ?Issuance of Subscription Rights to Shares as Stock Options? for resolution at the 14th Ordinary General Meeting of Shareholders to be h

FRONTEO Announces Notice Regarding the Issuance of Stock Options (Stock Acquisition Rights)

Exhibit 99.2 FRONTEO Announces Notice Regarding the Issuance of Stock Options (Stock Acquisition Rights) Tokyo, June 14, 2017 FRONTEO, Inc. (“the Company”) today announced that at the board of directors meeting held on June 14, 2017, it resolved to issue stock options tied to certain performance conditions to the directors and employees of the Company and its subsidiaries (the “Group”) as detailed

Differences between the forecasts for the year ended March 31, 2017 and the actual results

Exhibit 99.3 [TRANSLATION] May 15, 2017 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Mitsuhiro Maeda, Finance Department Manager Telephone: +81-3-5463-6344 Differences between the forecasts for the year ended March 31, 2017 and the actual r

FRONTEO, Inc. Reports Unaudited Full Fiscal Year 2017 Financial Results

Exhibit 99.1 FRONTEO, Inc. Reports Unaudited Full Fiscal Year 2017 Financial Results TOKYO, May 15, 2017 (GLOBE NEWSWIRE) — FRONTEO, Inc. (NASDAQ:FTEO) (TSE:2158) (“FRONTEO” or the “Company”), a leading provider of international litigation support and big-data analysis services, announced today its unaudited financial results for the fiscal fourth quarter (the “fourth quarter” of 2017) and fiscal

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2017 Commission File Number 001-35884

6-K 1 a17-1311716k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s

Summary of Consolidated Financial Results For the Year Ended March 31, 2017 [Japanese GAAP]

Exhibit 99.2 TRANSLATION Summary of Consolidated Financial Results For the Year Ended March 31, 2017 [Japanese GAAP] May 15, 2017 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Mitsuhiro Maeda, Finance Department Manager Tel: +81-3-54

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 FRONTEO Issues Notice Regarding Grant of Stock Options [Translation] FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) (?FRONTEO? or ?the Company?), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on April 20, 2017 and resolved the allotment of subscription rights to shares (the ?Share Options?), in

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisan

FRONTEO 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Mei

Revision of Forecasts

EX-99.3 4 a17-43101ex99d3.htm EX-99.3 Exhibit 99.3 [TRANSLATION] February 14, 2017 To whom it may concern: Company name: FRONTEO, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: FTEO, NASDAQ) Contact: Shuichi Seo, Chief Financial Officer Telephone: +81-3-5463-6344 Revision of Forecasts FRONTEO, Inc.

Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2016 [Japanese GAAP]

Exhibit 99.2 [TRANSLATION] Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2016 [Japanese GAAP] February 14, 2017 Company name: FRONTEO, Inc. Stock exchange listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Shuichi Seo, Chief Financial Offic

FRONTEO, Inc. Reports Unaudited Third Quarter Fiscal Year 2017 Financial Results

EX-99.1 2 a17-43101ex99d1.htm EX-99.1 Exhibit 99.1 FRONTEO, Inc. Reports Unaudited Third Quarter Fiscal Year 2017 Financial Results TOKYO, Feb. 14, 2017 (GLOBE NEWSWIRE) — FRONTEO, Inc. (NASDAQ:FTEO) (TSE:2158) (“FRONTEO” or the “Company”), a leading provider of international litigation support and big-data analysis services, announced today its unaudited financial results for the third quarter fi

Notice of Capital Increase of Consolidated Subsidiary (Conversion to Specified Subsidiary)

Exhibit 99.1 [TRANSLATION] January 31, 2017 Name of Listed Company: FRONTEO, Inc. Representative: Masahiro Morimoto, CEO and Chairman of the Board (Code No.: 2158, Tosho Mothers) (NASDAQ Ticker Symbol: FTEO) Contact person: Shuichi Seo, CFO Phone: +81-3-5463-6344 Notice of Capital Increase of Consolidated Subsidiary (Conversion to Specified Subsidiary) TOKYO, Japan, January 31, 2017—FRONTEO, Inc.

FRONTEO 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2017 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Meis

FRONTEO 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Mei

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 [Translation] FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, December 22, 2016 (GLOBE NEWSWIRE) ? FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) (?FRONTEO? or ?the Company?), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on December 22, 2016 and resolved the allotment of subscrip

FRONTEO 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Mei

Completion of Subscription for the 2nd Unsecured Bonds with Convertible Bond Type Stock Acquisition Rights by Third-Party Allotment

Exhibit 99.1 [TRANSLATION] December 1, 2016 Name of Listed Company: FRONTEO, Inc. Representative: Masahiro Morimoto, CEO and Chairman of the Board (Code No.: 2158, TSE) (NASDAQ Ticker Symbol: FTEO) Contact person: Shuichi Seo, CFO Phone: +81-3-5463-6344 Completion of Subscription for the 2nd Unsecured Bonds with Convertible Bond Type Stock Acquisition Rights by Third-Party Allotment TOKYO, Japan,

FRONTEO 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant’s name into English) Mei

Notice of the Issuance and the Subscription for the 2nd Unsecured Bonds with Convertible Bond Type Stock Acquisition Rights by Third-Party Allotment

Exhibit 99.1 [TRANSLATION] November 14, 2016 Company Name: FRONTEO, Inc. Representative: Masahiro Morimoto, CEO and Chairman of the Board (Stock Code.: 2158, Tokyo Stock Exchange) (NASDAQ Ticker Symbol: FTEO) Contact person: Shuichi Seo, CFO Phone: +81-3-5463-6344 Notice of the Issuance and the Subscription for the 2nd Unsecured Bonds with Convertible Bond Type Stock Acquisition Rights by Third-Pa

Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2016 [Japanese GAAP]

Exhibit 99.2 [TRANSLATION] Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2016 [Japanese GAAP] November 14, 2016 Company name: FRONTEO, Inc. Stock exchange listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Shuichi Seo, Chief Financial Offic

FRONTEO 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Mei

FRONTEO, Inc. Reports Unaudited Second Quarter Fiscal Year 2017 Financial Results

Exhibit 99.1 FRONTEO, Inc. Reports Unaudited Second Quarter Fiscal Year 2017 Financial Results TOKYO, Nov. 14, 2016 (GLOBE NEWSWIRE) — FRONTEO, Inc. (NASDAQ:FTEO) (TSE:2158) (“FRONTEO” or the “Company”), a leading provider of international litigation support and big-data analysis services, announced today its unaudited financial results for the second quarter fiscal year 2017 ended September 30, 2

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisa

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisa

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 [Translation] FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, Aug. 25, 2016 (GLOBE NEWSWIRE) — FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) (“FRONTEO” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on August 25, 2016, and resolved the allotment of subscription

FRONTEO Issues Notice Regarding Grant of Stock Options

Exhibit 99.1 [Translation] FRONTEO Issues Notice Regarding Grant of Stock Options TOKYO, Aug. 25, 2016 (GLOBE NEWSWIRE) — FRONTEO, Inc. (Nasdaq:FTEO) (TSE:2158) (“FRONTEO” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on August 25, 2016, and resolved the allotment of subscription

Bridge Loan Agreement, dated as of July 28, 2015, by and between UBIC, Inc. and the Bank of Mitsubishi UFJ, Ltd. (incorporated by reference to Exhibit 4.24 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.24 Summary Translation of Bridge Loan Agreement for Acquisition of EvD, Inc. Lender: The Bank of Tokyo-Mitsubishi UFJ, Ltd. Borrower: UBIC, Inc. 1. Purpose of loan agreement. The purpose to meet the financial requirement arise from the acquisition of EvD, Inc. 2. Amount of loan and term. Withdrawal Amount of Loan Loan Period Loan Withdrawal JPY 1,800,000,000 July 28, 2015 to January 29,

Twelfth Stock Option Agreement, dated as of August 1, 2015 (incorporated by reference to Exhibit 4.7 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.7 Agreement for Subscription for the Twelfth Share Option Offering This Agreement is made and entered into by and between UBIC, Inc. (hereinafter referred to as the ?Company?) and ************** (hereinafter referred to as the ?Subscriber?) with respect to the subscription for the eleventh share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution

Bridge Loan Agreement, dated as of October 26, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.26 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.26 Summary Translation of Bridge Loan Agreement for Acquisition of EvD, Inc. Lender: Sumitomo Mitsui Banking Corporation. Borrower: UBIC, Inc. 1. Purpose of loan agreement. The purpose to meet the financial requirement arise from the acquisition of EvD, Inc. 2. Amount of loan and term. Withdrawal Amount of Loan Loan Period Loan Withdrawal JPY 1,800,000,000 October 28, 2015 to November 27

COMPLIANCE MANUAL Compliance Manual Version 1.4 Came in to force on August 1, 2008 First revision on March 26, 2009 Second revision on July 23, 2009 Third revision on February 26, 2015 UBIC, Inc.

Exhibit 11.1 COMPLIANCE MANUAL Compliance Manual Version 1.4 Came in to force on August 1, 2008 First revision on March 26, 2009 Second revision on July 23, 2009 Third revision on February 26, 2015 UBIC, Inc. Contents Introduction - (2) I. Purpose and basic stance - (4) (1) Positioning of compliance manual and our frame of mind (2) Conscience-based ethical decisions (3) Our mission (4) Management

Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2016 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2016 [Japanese GAAP] August 15, 2016 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Shuichi Seo, Chief Financial Officer Tel: +81-3-5463-

Loan Agreement, dated November 30, 2015, by and between UBIC, Inc. and the Bank of Mitsubishi UFJ, Ltd. (incorporated by reference to Exhibit 4.29 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.29 (Translation) Stamp 200 yen Special Agreement on Loans November 30, 2015 To: The Bank of Tokyo-Mitsubishi UFJ, Ltd. Borrower Address: Meisan Takahama Building, 2-12-23 Konan, Minato-ku, Tokyo, 108-0075 UBIC, Inc. Name:Masahiro Morimoto,(Seal) CEO and Chairman of the Board UBIC, Inc., (hereinafter the “Borrower”) shall comply with the provisions of this Special Agreement on Loans (this

Bridge Loan Agreement, dated as of July 28, 2015, by and between UBIC, Inc. and the Bank of Mitsubishi UFJ, Ltd. (incorporated by reference to Exhibit 4.24 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.24 Summary Translation of Bridge Loan Agreement for Acquisition of EvD, Inc. Lender: The Bank of Tokyo-Mitsubishi UFJ, Ltd. Borrower: UBIC, Inc. 1. Purpose of loan agreement. The purpose to meet the financial requirement arise from the acquisition of EvD, Inc. 2. Amount of loan and term. Withdrawal Amount of Loan Loan Period Loan Withdrawal JPY 1,800,000,000 July 28, 2015 to January 29,

As filed with the Securities and Exchange Commission on August 15, 2016 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F

ubicCurrentFolio20F Table of Contents As filed with the Securities and Exchange Commission on August 15, 2016 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Syndicated Term Loan Agreement, dated as of July 26, 2016, among FRONTEO Inc., the Bank of Mitsubishi UFJ, Ltd, the Bank of Yokohama, Ltd, Sumitomo Mitsui Banking Corporation and Resona Bank, Ltd (incorporated by reference to Exhibit 4.31 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.31 (Translation) Commitment Term Loan Agreement (One Billion Japanese Yen) By and among FRONTEO, Inc. As Borrower The Bank of Tokyo-Mitsubishi UFJ, Ltd., As Arranger and Agent For and on behalf of Five Banks: And The Bank of Tokyo-Mitsubishi UFJ, Ltd Sumitomo Mitsui Banking Corporation The Bank of Yokohama, Ltd. Mizuho Bank, Ltd. Resona Bank, Limited As Lenders Date as of July 26, 2016 T

Bridge Loan Agreement, dated as of November 20, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.27 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.27 Summary Translation of Bridge Loan Agreement for Acquisition of EvD, Inc. Lender: Sumitomo Mitsui Banking Corporation. Borrower: UBIC, Inc. 1. Purpose of loan agreement. The purpose to meet the financial requirement arise from the acquisition of EvD, Inc. 2. Amount of loan and term. Withdrawal Amount of Loan Loan Period Loan Withdrawal JPY 1,800,000,000 November27, 2015 to December 24

Twelfth Stock Option Agreement, dated as of August 1, 2015 (incorporated by reference to Exhibit 4.7 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.7 Agreement for Subscription for the Twelfth Share Option Offering This Agreement is made and entered into by and between UBIC, Inc. (hereinafter referred to as the ?Company?) and ************** (hereinafter referred to as the ?Subscriber?) with respect to the subscription for the eleventh share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution

Syndicated Term Loan Agreement, dated as of July 26, 2016, among FRONTEO Inc., the Bank of Mitsubishi UFJ, Ltd, the Bank of Yokohama, Ltd, Sumitomo Mitsui Banking Corporation and Resona Bank, Ltd (incorporated by reference to Exhibit 4.31 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.31 (Translation) Commitment Term Loan Agreement (One Billion Japanese Yen) By and among FRONTEO, Inc. As Borrower The Bank of Tokyo-Mitsubishi UFJ, Ltd., As Arranger and Agent For and on behalf of Five Banks: And The Bank of Tokyo-Mitsubishi UFJ, Ltd Sumitomo Mitsui Banking Corporation The Bank of Yokohama, Ltd. Mizuho Bank, Ltd. Resona Bank, Limited As Lenders Date as of July 26, 2016 T

Loan Agreement, dated November 30, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.30 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.30 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 Execution Version - The Borrower - UBIC, Inc. - The Loaner - Sumitomo Mitsui Banking Corporation Term Loan Agreement 36 Table of Contents Items Definition of Terms35 Definition of Terms35 Provisions with respect to the Loan35 Principal terms of the Loan35 Conditions precedent to the Loan Ob

Bridge Loan Agreement, dated as of October 26, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.26 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.26 Summary Translation of Bridge Loan Agreement for Acquisition of EvD, Inc. Lender: Sumitomo Mitsui Banking Corporation. Borrower: UBIC, Inc. 1. Purpose of loan agreement. The purpose to meet the financial requirement arise from the acquisition of EvD, Inc. 2. Amount of loan and term. Withdrawal Amount of Loan Loan Period Loan Withdrawal JPY 1,800,000,000 October 28, 2015 to November 27

CERTIFICATION

Exhibit 13.1 CERTIFICATION Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of FRONTEO, Inc., a Japanese corporation (the “Company”), does hereby certify that, to such officer’s knowledge: 1. The accompanying Annual Report of the Company on Form 20-F for the period ended March 31, 2016 (the “Report”) fully co

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisan

Thirteenth Stock Option Agreement, dated as of June 22, 2016 (incorporated by reference to Exhibit 4.8 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.8 Agreement for Subscription for the Thirteenth Share Option Offering This Agreement is made and entered into by and between UBIC, Inc. (hereinafter referred to as the “Company”) and ****** (hereinafter referred to as the “Subscriber”) with respect to the subscription for the eleventh share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution of t

Bridge Loan Agreement, dated as of July 27, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.25 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.25 Summary Translation of Bridge Loan Agreement for Acquisition of EvD, Inc. Lender: Sumitomo Mitsui Banking Corporation. Borrower: UBIC, Inc. 1. Purpose of loan agreement. The purpose to meet the financial requirement arise from the acquisition of EvD, Inc. 2. Amount of loan and term. Withdrawal Amount of Loan Loan Period Loan Withdrawal JPY 1,800,000,000 July 28, 2015 to October 28, 20

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisan

Bridge Loan Agreement, dated as of July 27, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.25 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.25 Summary Translation of Bridge Loan Agreement for Acquisition of EvD, Inc. Lender: Sumitomo Mitsui Banking Corporation. Borrower: UBIC, Inc. 1. Purpose of loan agreement. The purpose to meet the financial requirement arise from the acquisition of EvD, Inc. 2. Amount of loan and term. Withdrawal Amount of Loan Loan Period Loan Withdrawal JPY 1,800,000,000 July 28, 2015 to October 28, 20

CERTIFICATION

Exhibit 12.2 CERTIFICATION I, Shuichi Seo, certify that: 1.I have reviewed this annual report on Form 20-F of FRONTEO, Inc. (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r

Loan Agreement, dated November 30, 2015, by and between UBIC, Inc. and the Bank of Mitsubishi UFJ, Ltd. (incorporated by reference to Exhibit 4.29 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.29 (Translation) Stamp 200 yen Special Agreement on Loans November 30, 2015 To: The Bank of Tokyo-Mitsubishi UFJ, Ltd. Borrower Address: Meisan Takahama Building, 2-12-23 Konan, Minato-ku, Tokyo, 108-0075 UBIC, Inc. Name:Masahiro Morimoto,(Seal) CEO and Chairman of the Board UBIC, Inc., (hereinafter the “Borrower”) shall comply with the provisions of this Special Agreement on Loans (this

CERTIFICATION

Exhibit 12.1 CERTIFICATION I, Masahiro Morimoto, certify that: 1.I have reviewed this annual report on Form 20-F of FRONTEO, Inc. (the “registrant”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2016 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2016 [Japanese GAAP] August 15, 2016 Company name: FRONTEO, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.fronteo.com/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Shuichi Seo, Chief Financial Officer Tel: +81-3-5463-

Pledge Agreement dated as of December 24, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.28 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.28 Execution Version PLEDGE AGREEMENT Dated as of December 24, 2015 among THE PLEDGORS FROM TIME TO TIME PARTY HERETO and Sumitomo Mitsui Banking Corporation, as Lender TABLE OF CONTENTS Page Section 1.Definitions4 Section 2.Pledge7 Section 3.Representations and Warranties8 Section 4.Covenants10 Section 5.Voting Rights and Certain Payments10 Section 6.All Payments in Trust11 Section 7.Re

Pledge Agreement dated as of December 24, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.28 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on August 15, 2016).

Exhibit 4.28 Execution Version PLEDGE AGREEMENT Dated as of December 24, 2015 among THE PLEDGORS FROM TIME TO TIME PARTY HERETO and Sumitomo Mitsui Banking Corporation, as Lender TABLE OF CONTENTS Page Section 1.Definitions4 Section 2.Pledge7 Section 3.Representations and Warranties8 Section 4.Covenants10 Section 5.Voting Rights and Certain Payments10 Section 6.All Payments in Trust11 Section 7.Re

Articles of Incorporation of FRONTEO, Inc. Effective Date August 8, 2003 August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 20

Exhibit 1.1 Articles of Incorporation of FRONTEO, Inc. Effective Date August 8, 2003 Amendment August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 2015 July 1, 2016 CHAPTER I GENERAL PROVISIONS Article 1Company Name The name of the Company is KABUSHIKI KAISHA FRONTEO. The Comp

UBIC NT 20-F

SEC File Number: 001-35884 CUSIP Number: 35905J UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA FRONTEO (Exact name of registrant as specified in its charter) FRONTEO, INC. (Translation of registrant?s name into English) Meisan

NOTICE OF RESOLUTIONS AT THE 13TH ORDINARY GENERAL MEETING OF SHAREHOLDERS

Exhibit 99.1 (Translation) To our shareholders: June 29, 2016 Masahiro Morimoto Chief Executive Officer UBIC, Inc. 2-12-23, Kounan, Minato-ku, Tokyo, Japan NOTICE OF RESOLUTIONS AT THE 13TH ORDINARY GENERAL MEETING OF SHAREHOLDERS We hereby provide notice that at the 13th ordinary general meeting of shareholders of UBIC, Inc. held today, the following items were reported and resolved. Sincerely yo

Announcement concerning a material weakness in internal controls related to financial reporting

Exhibit 99.1 [Translation] June 29, 2016 To whom it may concern Company name: UBIC, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President 2-12-23, Kounan, Minato-ku, Tokyo (Tokyo Stock Exchange Company Code: 2158) (Nasdaq: UBIC) Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrative Officer Telephone: +81-3-5463-6344 Announcement concerning a material wea

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Takaha

UBIC, Inc. Revises Subsidiary Integration Plan

Exhibit 99.1 [Translation] UBIC, Inc. Revises Subsidiary Integration Plan TOKYO, June 21, 2016 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of international litigation support and big-data analysis services, today announced that pursuant to its Board of Directors? Meeting on June 21, 2016, a resolution was approved to revise the plan announce

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant’s name into English) Meisan Takaha

UBIC Issues Notice Regarding Grant of Stock Options

Exhibit 99.2 [Translation] UBIC Issues Notice Regarding Grant of Stock Options TOKYO, June 21, 2016 (GLOBE NEWSWIRE) — UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (“UBIC” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on June 21, 2016 and resolved the allotment of subscription rights to sh

Net sales (million yen)

Exhibit 99.3 [Translation] June 10, 2016 To whom it may concern Masahiro Morimoto Chief Executive Officer and Chairman of the Board UBIC, Inc. (Code: 2158, TSE Mothers) (Ticker symbol for NASDAQ: UBIC) Contact: Masami Yaguchi Chief Financial Officer and Chief Administrative Officer Tel: +81 3-5463-6344 Revisions to Previously Issued Press Release: ?Differences between the forecasts for the year en

(Revision) Summary of Consolidated Financial Results For the Year Ended March 31, 2016 [Japanese GAAP]

Exhibit 99.2 (Revision) Summary of Consolidated Financial Results For the Year Ended March 31, 2016 [Japanese GAAP] May 16, 2016 Company name: UBIC, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.ubic.co.jp/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2016 Commission File Number 001-35884

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant’s name into English) Meisan Takaha

Revisions to “Summary of Consolidated Financial Results For the Year Ended March 31, 2016 [Japanese GAAP]” Associated with the Occurrence of Subsequent Events (Revisions/Revisions of Numerical Data)

Exhibit 99.1 [Translation] June 10, 2016 To whom it may concern Masahiro Morimoto Chief Executive Officer and Chairman of the Board UBIC, Inc. (Code: 2158, TSE Mothers) (Ticker symbol for NASDAQ: UBIC) Contact: Masami Yaguchi Chief Financial Officer and Chief Administrative Officer Tel: +81 3-5463-6344 Revisions to “Summary of Consolidated Financial Results For the Year Ended March 31, 2016 [Japan

UBIC / UBIC, Inc. / JP Morgan Chase & Co Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(c) ( AMENDMENT 2) UBIC, INC.

Announces Corporate Name Changes for UBIC, Inc. and Related Subsidiaries

Exhibit 99.1 Announces Corporate Name Changes for UBIC, Inc. and Related Subsidiaries TOKYO, May 26, 2016 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of international litigation support and big data analysis services, today announced that pursuant to its Board of Directors? Meeting on May 26, 2016, a resolution was approved to change the cor

UBIC, Inc. To Integrate U.S. Subsidiaries UBIC North America, Inc. and TechLaw Solutions, to be Merged into EvD, Inc.

Exhibit 99.2 UBIC, Inc. To Integrate U.S. Subsidiaries UBIC North America, Inc. and TechLaw Solutions, to be Merged into EvD, Inc. TOKYO, May 26, 2016 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of international litigation support and big data analysis services, today announced that pursuant to its Board of Directors? Meeting on May 26, 2016

Notice Concerning UBIC’s Partial Amendments to the Articles of Incorporation

EX-99.4 5 a16-122481ex99d4.htm EX-99.4 Exhibit 99.4 Notice Concerning UBIC’s Partial Amendments to the Articles of Incorporation TOKYO, May 26, 2016 (GLOBE NEWSWIRE) — At its meeting held today, the Board of Directors of UBIC, Inc. (“UBIC” or the “Company”) resolved to propose partial amendments to its Articles of Incorporation (the “Articles of Incorporation”) at its 13th Ordinary General Meeting

UBIC announces corporate name change to FRONTEO

Exhibit 99.5 UBIC announces corporate name change to FRONTEO TOKYO, May. 26, 2016 (GLOBE NEWSWIRE) —UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (“UBIC” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that UBIC has decided to change its corporate name to FRONTEO effective July 1, 2016. Since the company was founded in August 2003, UB

Notice Regarding Grant of Stock Options (Subscription Rights to Shares)

Exhibit 99.3 Notice Regarding Grant of Stock Options (Subscription Rights to Shares) TOKYO, May 26th, 2016 (GLOBE NEWSWIRE) —UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (“UBIC” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today that its Board of Directors held a meeting on May 26, 2016 and resolved to propose “Issuance of Subscription

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Takaham

Summary of Consolidated Financial Results For the Year Ended March 31, 2016 [Japanese GAAP]

Exhibit 99.2 Summary of Consolidated Financial Results For the Year Ended March 31, 2016 [Japanese GAAP] May 16, 2016 Company name: UBIC, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.ubic.co.jp/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrative Officer

Differences between the forecasts for the year ended March 31, 2016 and the actual results

Exhibit 99.3 May 16, 2016 To whom it may concern: Company name: UBIC, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: UBIC, NASDAQ) Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrative Officer Telephone: +81-3-5463-6344 Differences between the forecasts for the year ended March 31, 2016 and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2016 Commission File Number 001-35884

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant’s name into English) Meisan Takaham

UBIC, Inc. Reports Unaudited Full Fiscal Year 2016 Financial Results Q4 FY16 Net Sales up 67.7% YOY to JPY3,060 million

Exhibit 99.1 UBIC, Inc. Reports Unaudited Full Fiscal Year 2016 Financial Results Q4 FY16 Net Sales up 67.7% YOY to JPY3,060 million TOKYO, May 16, 2016 — UBIC, Inc. (NASDAQ: UBIC; TSE: 2158) (“UBIC” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today its unaudited financial results for the fiscal fourth quarter (the “fourth qua

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2016 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Ta

Revision of Forecasts

Exhibit 99.3 February 15, 2016 To whom it may concern: Company name: UBIC, Inc. Representative: Masahiro Morimoto, Chief Executive Officer and President (Stock Code: 2158, Tokyo Stock Exchange) (Ticker Symbol: UBIC, NASDAQ) Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrative Officer Telephone: +81-3-5463-6344 Revision of Forecasts UBIC, Inc. announces a revision of the foreca

UBIC, Inc. Reports Unaudited Fiscal Year Third Quarter 2016 Financial Results

Exhibit 99.1 UBIC, Inc. Reports Unaudited Fiscal Year Third Quarter 2016 Financial Results TOKYO, February 16, 2016 — UBIC, Inc. (NASDAQ: UBIC; TSE: 2158) (“UBIC” or “the Company”), a leading provider of international litigation support and big-data analysis services, announced today its unaudited financial results for the fiscal third quarter ended December 31, 2015 (the “third quarter 2016”). Al

Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2015 [Japanese GAAP]

Exhibit 99.2 Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2015 [Japanese GAAP] February 15, 2016 Company name: UBIC, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.ubic.co.jp/ Representative: Masahiro Morimoto, Chief Executive Officer and President Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrative

Notice Concerning UBIC’s Debt Refinancing

Exhibit 99.1 Notice Concerning UBIC’s Debt Refinancing NEW YORK, November 30, 2015 (GLOBE NEWSWIRE) — UBIC, Inc. (Nasdaq: UBIC) (TSE:2158) (“UBIC” or “the Company”), a leading provider of artificial intelligence (AI)-based big data analysis services, announced today its decision on November 30, 2015 to implement a refinancing of short term borrowings as follows: 1. Reason for the Loans On July 31,

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Ta

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Ta

UBIC Announces Revisions to Financial Results Forecast for Fiscal Year ending March 31, 2016

Exhibit 99.3 UBIC Announces Revisions to Financial Results Forecast for Fiscal Year ending March 31, 2016 NEW YORK, November [13], 2015 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq: UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of artificial intelligence (AI)-based big data analysis services, announced today revisions to its forecast, announced on May 13, 2015, of financial results for t

UBIC, Inc. Reports Unaudited Fiscal Year Second Quarter 2016 Financial Results

Exhibit 99.1 UBIC, Inc. Reports Unaudited Fiscal Year Second Quarter 2016 Financial Results TOKYO, November 13, 2015 — UBIC, Inc. (NASDAQ: UBIC; TSE: 2158) (“UBIC” or “the Company”), a leading provider of artificial intelligence (AI)-based big data analysis services, announced today its unaudited financial results for the fiscal second quarter ended September 30, 2015 (the “second quarter 2016”).

Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2015 [Japanese GAAP]

Exhibit 99.2 Summary of Consolidated Financial Results For the Six-Month Period Ended September 30, 2015 [Japanese GAAP] November 13, 2015 Company name: UBIC, Inc. Stock exchange listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.ubic.co.jp/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Yaguchi Masami, Chief Financial Officer and Chief Ad

Notice Regarding UBIC’s Absorption-Type Merger of UBIC Patent Partners, Inc

Exhibit 99.1 Notice Regarding UBIC?s Absorption-Type Merger of UBIC Patent Partners, Inc TOKYO, August 27, 2015 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of international litigation support and big data analysis services, today announced that pursuant to its Board of Directors? Meeting on August 27, 2015, a resolution was approved to merge

Establishment of a Subsidiary

Exhibit 99.2 27-Aug-2015 Establishment of a Subsidiary UBIC Inc. announced today that its board of directors resolved at a meeting on August 27, 2015, to establish a new company as follows: 1. Purpose of the Establishment of the Subsidiary In order to accelerate its expansion into the field of marketing based on data analysis using AI technology, UBIC decided to establish Rappa, Inc., which is spe

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Taka

UBIC, Inc. Reports Unaudited Fiscal Year First Quarter 2016 Financial Results

EX-99.1 2 a15-169871ex99d1.htm EX-99.1 Exhibit 99.1 UBIC, Inc. Reports Unaudited Fiscal Year First Quarter 2016 Financial Results TOKYO, August 7, 2015 — UBIC, Inc. (NASDAQ: UBIC; TSE: 2158) (“UBIC” or “the Company”), a leading provider of Asian-language eDiscovery solutions and services, today announced its unaudited financial results for the fiscal first quarter ended June 30, 2015 (the “first q

Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2015 [Japanese GAAP]

Exhibit 99.2 Summary of Consolidated Financial Results For the Three-Month Period Ended June 30, 2015 [Japanese GAAP] August 7, 2015 Company name: UBIC, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.ubic.co.jp/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Yaguchi Masami, Chief Financial Officer and Chief Administ

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Taka

Company name UBIC, Inc. Representative CEO and Chairman of the Board Masahiro Morimoto (code: 2158: Tokyo Stock Exchange, Mothers Market) Address any inquiries to Corporate Officer, CFO/CAO Masami Yaguchi (Tel. +81-3-5463-6344) Matters Regarding Acqu

Exhibit 99.2 July 31, 2015 Translation Company name UBIC, Inc. Representative CEO and Chairman of the Board Masahiro Morimoto (code: 2158: Tokyo Stock Exchange, Mothers Market) Address any inquiries to Corporate Officer, CFO/CAO Masami Yaguchi (Tel. +81-3-5463-6344) Matters Regarding Acquisition of Shares of EvD, Inc. (to become our subsidiary) At the board of directors meeting held on July 31, 20

Notice Concerning UBIC’s Issuance Terms of Stock Options (Subscription Rights to Shares)

Exhibit 99.3 Notice Concerning UBIC?s Issuance Terms of Stock Options (Subscription Rights to Shares) TOKYO, July 31, 2015 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of international litigation support and big-data analysis services, today announced as follows that its Board of Directors, at a meeting held on July 31, 2015, resolved the all

UBIC (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Taka

STOCK PURCHASE AGREEMENT by and among UBIC, INC., ANDATHA INTERNATIONAL, INC., EVOLVE DISCOVERY PA, LLC, EVOLVE DISCOVERY LA, LLC, EVOLVE DISCOVERY PORTLAND, LLC, EVOLVE DISCOVERY SEATTLE, LLC EVD, INC. Dated as of July 31, 2015

Exhibit 99.1 EXECUTION VERSION STOCK PURCHASE AGREEMENT by and among UBIC, INC., ANDATHA INTERNATIONAL, INC., EVOLVE DISCOVERY PA, LLC, EVOLVE DISCOVERY LA, LLC, EVOLVE DISCOVERY PORTLAND, LLC, EVOLVE DISCOVERY SEATTLE, LLC and EVD, INC. Dated as of July 31, 2015 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF SHARES 1 1.1 Purchase and Sale of Shares 1 1.2 Estimated Closing Cash Consideratio

Loan Agreement, dated February 5, 2015, by and between UBIC, Inc. and the Bank of Mitsubishi UFJ, Ltd. (incorporated by reference to Exhibit 4.20 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 30, 2015).

Exhibit 4.20 1 STAMP 200 YEN 2 (Distribution Channels Term Loan (Scheme [1])) (Retention: 10 years after completion of the transaction) 3 BANK TO COMPLETE THIS SECTION 4 Reviewed Implemented Seal impression verified 5 Agreement (for Term Loan) for Transaction of Distribution Channels February 5, 2015 The Bank of Tokyo-Mitsubishi UFJ, Ltd. FIRST PARTY (Borrower) Address: Meisan Takahama Building 7F

Loan Agreement, dated February 2, 2015, by and between UBIC, Inc. and Sumitomo Mitsui Banking Corporation (incorporated by reference to Exhibit 4.21 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 30, 2015).

Exhibit 4.21 (P.1) 1. Copy 2. Tally impression 3. Loan contract (exclusive for long-term fixed rate borrowings [with a payment-before-maturity-limitation clause]) 4. January 27, 2014 5. Sumitomo Mitsui Banking Corporation 6. 7F, Meisan Takahama Building, 2-12-23, Konan, Minato-ku, Tokyo, 108-0075, Japan 7. Debtor Address: Name: Masahiro Morimoto, CEO, UBIC, Inc. Joint surety Address: Name: Joint s

CERTIFICATION

Exhibit 12.2 CERTIFICATION I, Masami Yaguchi, certify that: 1. I have reviewed this annual report on Form 20-F of UBIC, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with

As filed with the Securities and Exchange Commission on July 30, 2015 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUA

Table of Contents As filed with the Securities and Exchange Commission on July 30, 2015 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Articles of Incorporation UBIC, Inc. Effective Date August 8, 2003 August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 2015

Exhibit 1.1 Articles of Incorporation of UBIC, Inc. Effective Date August 8, 2003 Amendment August 3, 2004 April 20, 2005 June 29, 2006 February 6, 2007 June 25, 2008 June 23, 2009 January 6, 2010 June 25, 2010 September 26, 2011 April 1, 2012 June 24, 2014 June 23, 2015 CHAPTER I GENERAL PROVISIONS Article 1 Company Name The name of the Company is KABUSHIKI KAISHA UBIC. The Company shall be style

CERTIFICATION

Exhibit 12.1 CERTIFICATION I, Masahiro Morimoto, certify that: 1. I have reviewed this annual report on Form 20-F of UBIC, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w

CERTIFICATION

Exhibit 13.1 CERTIFICATION Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of UBIC, Inc., a Japanese corporation (the “Company”), does hereby certify that, to such officer’s knowledge: 1. The accompanying Annual Report of the Company on Form 20-F for the period ended March 31, 2015 (the “Report”) fully compl

Eleventh Stock Option Agreement, dated as of May 28, 2015 (incorporated by reference to Exhibit 4.7 to the Company’s annual report on Form 20-F (File No, 001-35884) filed on July 30, 2015).

Exhibit 4.7 Agreement for Subscription for the Eleventh Share Option Offering This Agreement is made and entered into by and between UBIC, Inc. (hereinafter referred to as the ?Company?) and (hereinafter referred to as the Subscriber?) with respect to the subscription for the eleventh share option offering. Article 1 (Subscription for Share Options) In accordance with the resolution of the elevent

Masahiro Morimoto

Exhibit 99.1 July 27, 2015 Press Release Company name UBIC, Inc. Representative CEO and Chairman of the Board Masahiro Morimoto (code: 2158: Tokyo Stock Exchange, Mothers Market) Address any inquiries to Corporate Officer, CFO/CAO Masami Yaguchi (Tel. +81-3-5463-6344) Matters Regarding Debt Finance At our board of directors meeting held on July 27, 2015, our directors resolved to take out loans, a

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Takaha

NOTICE OF RESOLUTIONS AT THE 12TH GENERAL MEETING OF SHAREHOLDERS

Exhibit 99.1 TRANSLATION (Company Code: 2158) June 23, 2015 To our shareholders 2-12-23, Kounan, Minato-ku, Tokyo UBIC, Inc. Masahiro Morimoto, Chief Executive Officer NOTICE OF RESOLUTIONS AT THE 12TH GENERAL MEETING OF SHAREHOLDERS We hereby provide notice that at the 12th general meeting of shareholders of UBIC, Inc. held today, the following items were reported and resolved. Sincerely yours, M

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Takaha

CONVOCATION NOTICE OF THE 12th GENERAL MEETING OF SHAREHOLDERS

Exhibit 99.2 TRANSLATION (Company Code: 2158) June 2, 2015 To Our shareholders 2-12-23, Kounan, Minato-ku, Tokyo UBIC, Inc. Masahiro Morimoto, Chief Executive Officer CONVOCATION NOTICE OF THE 12th GENERAL MEETING OF SHAREHOLDERS UBIC, Inc. (the ?Company?) would like to extend our deepest appreciation for the support of our shareholders. You are cordially invited to attend the 12th General Meeting

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant’s name into English) Meisan Takaham

Notice Concerning UBIC’s Issuance Terms of Stock Options (Subscription Rights to Shares)

Exhibit 99.1 Notice Concerning UBIC?s Issuance Terms of Stock Options (Subscription Rights to Shares) TOKYO, May 28, 2015 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of international litigation support and big-data analysis services, today announced as follows that its Board of Directors, at a meeting held on May 28, 2015, resolved the allot

Notice Concerning Grants of Stock Options (Subscription Rights to Shares)

Exhibit 99.2 This document has been translated from the original Japanese-language document for reference purposes only. If there are any differences or discrepancies between the original Japanese-language document and this English translation, the original Japanese-language document shall supersede this English translation. May 13, 2015 To whom it may concern UBIC, Inc. Masahiro Morimoto Chief Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2015 Commission File Number 001-35884

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant’s name into English) Meisan Takaham

Notice Concerning Partial Amendments to the Articles of Incorporation

Exhibit 99.3 This document has been translated from the original Japanese-language document for reference purposes only. If there are any differences or discrepancies between the original Japanese-language document and this English translation, the original Japanese-language document shall supersede this English translation. May 13, 2015 To whom it may concern UBIC, Inc. Masahiro Morimoto Chief Ex

UBIC, Inc. Reports Unaudited Fourth Quarter and Full Fiscal Year 2015 Financial Results Q4 FY15 Net Sales up 87.8% YOY to JPY1,825 million Q4 FY15 Gross Profit up 120.5% YOY to JPY871 million Q4 FY15 Gross Margin expands to 48% from 41% in Q4 FY14

Exhibit 99.4 UBIC, Inc. Reports Unaudited Fourth Quarter and Full Fiscal Year 2015 Financial Results Q4 FY15 Net Sales up 87.8% YOY to JPY1,825 million Q4 FY15 Gross Profit up 120.5% YOY to JPY871 million Q4 FY15 Gross Margin expands to 48% from 41% in Q4 FY14 TOKYO, May 13, 2015 — UBIC, Inc. (NASDAQ: UBIC; TSE: 2158) (“UBIC” or “the Company”), a leading provider of international litigation suppor

Summary of Consolidated Financial Results For the Year Ended March 31, 2015 [Japanese GAAP]

Exhibit 99.1 Summary of Consolidated Financial Results For the Year Ended March 31, 2015 [Japanese GAAP] May 13, 2015 Company name: UBIC, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.ubic.co.jp/ Representative: Masahiro Morimoto, Chief Executive Officer and Chairman of the Board Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrative Officer

UBIC 6-K (Current Report of Foreign Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant?s name into English) Meisan Takah

UBIC Announces Revisions to Financial Results Forecast for Fiscal Year ending March 31, 2015

Exhibit 99.1 UBIC Announces Revisions to Financial Results Forecast for Fiscal Year ending March 31, 2015 NEW YORK, March 26, 2015 (GLOBE NEWSWIRE) ? UBIC, Inc. (Nasdaq:UBIC) (TSE:2158) (?UBIC? or ?the Company?), a leading provider of international litigation support and big-data analysis services, today announced revisions to its forecast of financial results announced on May 14, 2014 based on re

UBIC, Inc. Reports Unaudited Fiscal Year Third Quarter 2015 Financial Results

Exhibit 99.1 UBIC, Inc. Reports Unaudited Fiscal Year Third Quarter 2015 Financial Results TOKYO, February 10, 2015 — UBIC, Inc. (NASDAQ: UBIC; TSE: 2158) (“UBIC” or “the Company”), a leading provider of Asian-language eDiscovery solutions and services, today announced its unaudited financial results for the fiscal third quarter ended December 31, 2014 (the “third quarter 2015”). All figures are p

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant’s name into English) Meisan Ta

Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2014 [Japanese GAAP]

Exhibit 99.2 Summary of Consolidated Financial Results For the Nine-Month Period Ended December 31, 2014 [Japanese GAAP] February 10, 2015 Company name: UBIC, Inc. Stock Exchange Listing: Tokyo Stock Exchange Stock code: 2158 URL: http://www.ubicna.com/en/ Representative: Masahiro Morimoto, Chief Executive Officer and President Contact: Masami Yaguchi, Chief Financial Officer and Chief Administrat

Notice of Simplified Merger

Exhibit 99.1 February 9, 2015 To shareholders and creditors UBIC, Inc. 2-12-23, Kounan, Minato-ku, Tokyo Masahiro Morimoto, CEO and Chairman of the Board Notice of Simplified Merger UBIC, Inc. (the “Company”) announces that it resolved to succeed to the rights and obligations of UBIC Risk Consulting, Inc. (Headquarters: 2-12-23, Kounan, Minato-ku, Tokyo) (“URC”) through a merger with the Company a

UBIC / UBIC, Inc. 6-K - Current Report of Foreign Issuer - 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2015 Commission File Number 001-35884 KABUSHIKI KAISHA UBIC (Exact name of registrant as specified in its charter) UBIC, INC. (Translation of registrant’s name into English) Meisan Ta