Mga Batayang Estadistika
| CIK | 310056 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to 7GC & Co Holdings Inc - Class A
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 31, 2019 |
VII / Vicon Industries, Inc. 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-07939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in i |
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| January 30, 2019 |
VII / Vicon Industries, Inc. S-8 POS As filed with the Securities and Exchange Commission on January 31, 2019 Registration No. |
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| January 30, 2019 |
VII / Vicon Industries, Inc. S-8 POS As filed with the Securities and Exchange Commission on January 31, 2019 Registration No. |
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| January 23, 2019 |
VII / Vicon Industries, Inc. 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-07939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in i |
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| January 22, 2019 |
Vicon Industries, Inc. Announces Plans to Deregister Common Stock with SEC EXHIBIT 99.1 Vicon Industries, Inc. Announces Plans to Deregister Common Stock with SEC Hauppauge, New York, January 15, 2019 – Vicon Industries, Inc. (the “Company”), a publicly-traded producer of video management systems and components (OTCQB: VCON) headquartered in Hauppauge, New York, announced today that it intends to file with the Securities and Exchange Commission (“SEC”) on January 22, 201 |
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| January 22, 2019 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 15, 2019 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-07939 11-2160665 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 14, 2019 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-07939 11-2160665 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 11, 2019 |
Amendment of the Certificate of Incorporation dated November 20, 2018 EXHIBIT 3.3 ARTICLES OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF VICON INDUSTRIES, INC. Under Section 805 of the Business Corporation Law The undersigned, being the Chief Executive Officer of Vicon Industries, Inc. (the “Corporation”), hereby certifies that: 1. The name of the Corporation is Vicon Industries, Inc. 2. The Certificate of Incorporation of the Corporation was filed with the De |
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| January 11, 2019 |
VII / Vicon Industries, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2018 Commission File No. 1-07939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) NEW YORK 11-2160665 (State or other jurisdiction of incorporation or organization |
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| December 31, 2018 |
VII / Vicon Industries, Inc. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-7939 (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10Q ¨ Form N-SAR For Period Ended: September 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Transition |
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| November 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| October 11, 2018 |
VII / Vicon Industries, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| September 27, 2018 |
EXHIBIT 10.3 THIS SECURITY AGREEMENT IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. SECURITY AGREEMENT 1. GRANT OF SECURITY INTEREST. For valuable consideration, the undersigned, Vicon Systems Ltd., an Israel corporation, with a principal place of business at 13 Gan Rave Street, Industrial Zone PO Box 41, Ya |
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| September 27, 2018 |
EX-10.2 3 exhibit102-securityagreeme.htm EXHIBIT 10.2 EXHIBIT 10.2 THIS SECURITY AGREEMENT IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. SECURITY AGREEMENT 1. GRANT OF SECURITY INTEREST. For valuable consideration, the undersigned, Vicon Industries, Inc., a New York corporation, with a principal place of bu |
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| September 27, 2018 |
Term Loan Agreement between the Company and NIL Funding Corporation, dated as of September 21, 2018 EXHIBIT 10.1 TERM LOAN AGREEMENT THIS TERM LOAN AGREEMENT (this "Agreement") is entered into as of September 21, 2018, by and between Vicon Industries, Inc., a New York corporation ("Borrower"), and NIL Funding Corporation, a Delaware corporation ("Lender"). RECITALS Borrower has requested that Lender extend credit to Borrower as described below, and Lender has agreed to provide such credit to Bor |
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| September 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS |
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| September 27, 2018 |
EXHIBIT 10.4 THIS PROMISSORY NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. PROMISSORY NOTE [FACILITY A] $1,796,000.00 Charleston, South Carolina September 21, 2018 FOR VALUE RECEIVED, the undersigned Vicon Industries, Inc., a New York corporation, with a principal place of business at 135 Fell Court, H |
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| September 27, 2018 |
EXHIBIT 10.5 THIS PROMISSORY NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. PROMISSORY NOTE [FACILITY B] $3,804,000.00 Charleston, South Carolina September 21, 2018 FOR VALUE RECEIVED, the undersigned Vicon Industries, Inc., a New York corporation, with a principal place of business at 135 Fell Court, H |
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| September 19, 2018 |
VII / Vicon Industries, Inc. PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| September 13, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS |
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| September 13, 2018 |
Letter from BDO USA, LLP dated September 12, 2018 to the Securities and Exchange Commission EXHIBIT 16.1 September 12, 2018 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on September 11, 2018, to be filed by our former client, Vicon Industries, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yo |
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| August 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| August 20, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| August 20, 2018 |
VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2018 EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2018 HAUPPAUGE, N.Y. - August 20, 2018 - Vicon Industries, Inc. (OTCQB: VCON), a global producer of video security solutions, today announced its financial results for its third quarter ended June 30, 2018. Vicon’s Chief Executive Officer, Saagar Govil, said, "Current quarter results were disappointing despite a nice |
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| August 20, 2018 |
VII / Vicon Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Exa |
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| August 14, 2018 |
VII / Vicon Industries, Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-07939 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form |
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| August 14, 2018 |
EXHIBIT 10.1 Research and Development Services Agreement This Agreement is made and entered into as of this 8th day of August, 2018 by and between Vicon Industries, Inc., having a principal place of business at 135 Fell Court, Hauppauge, New York (hereinafter referred to as “Vicon” or “Parent”) and Cemtrex, Inc., having a principal place of business at 19 Engineers Lane, Farmingdale, New York 1173 |
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| August 14, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employ |
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| August 2, 2018 |
EXHIBIT 10.1 THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT WITH CONSENT OF GUARANTOR IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT WITH CONSENT OF GUARANTOR THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREE |
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| August 2, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employe |
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| July 23, 2018 |
VII / Vicon Industries, Inc. 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-07939 Vicon Industries, Inc. NYSE American, LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 135 Fell Cour |
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| July 11, 2018 |
VICON ANNOUNCES ITS INTENT TO TRADE ON THE OTCQB VENTURE MARKET EXHIBIT 99.1 VICON ANNOUNCES ITS INTENT TO TRADE ON THE OTCQB VENTURE MARKET Hauppauge, N.Y. - July 10, 2018 - Vicon Industries, Inc. (NYSE American: VII) today announced that it intends for its common stock to commence trading on the OTCQB Venture Market (OTCQB) on July 12, 2018. As previously announced, on June 14, 2018, the Company received notification from the NYSE American LLC (the “NYSE”) t |
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| July 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employe |
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| June 20, 2018 |
EXHIBIT 99.1 VICON ANNOUNCES NYSE AMERICAN LLC NOTIFICATION OF FAILURE TO COMPLY WITH A CONTINUING LISTING STANDARD HAUPPAUGE, N.Y. - June 20, 2018 - On June 14, 2018, Vicon Industries, Inc. (the "Company") received a letter from NYSE American LLC (the “Exchange”) stating that the Company is not in compliance with the stockholders’ equity continued listing standards set forth in Section 1003(a)(ii |
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| June 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employe |
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| May 31, 2018 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form EXHIBIT 1.01 Vicon Industries, Inc. Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017 Introduction This report for the year ended December 31, 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of t |
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| May 31, 2018 |
VII / Vicon Industries, Inc. SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 135 Fell Court, Hauppauge, New York 11788 (Address of principal |
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| May 15, 2018 |
VII / Vicon Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Ex |
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| May 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employ |
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| May 15, 2018 |
VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2018 EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2018 HAUPPAUGE, N.Y. - May 14, 2018 - Vicon Industries, Inc. (NYSE American: VII), a global producer of video security solutions, today announced its financial results for its second quarter ended March 31, 2018. Vicon’s Chief Executive Officer, Saagar Govil, said, "The current quarter sales and order rate reflect |
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| April 2, 2018 |
Side Letter, dated March 23, 2018, between Vicon Industries, Inc. and Cemtrex, Inc. EXHIBIT 99.2 VICON INDUSTRIES, INC. March 23, 2018 Cemtrex, Inc. 19 Engineers Lane Farmingdale, New York 11735 Attention: Mr. Saagar Govil President and Chief Executive Officer Ladies and Gentlemen: Reference is hereby made to the Securities Purchase Agreement, dated as of March 23, 2018 (the “Agreement”), by and between Cemtrex, Inc., a Delaware corporation (“Cemtrex”) and NIL Funding Corporation |
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| April 2, 2018 |
Press Release issued March 26, 2018 by Cemtrex. EXHIBIT 99.3 Cemtrex Acquires Stake in Security & Video Surveillance Company, Vicon Industries Globe Newswire March 26, 2018 Farmingdale, NY, March 26, 2018 (GLOBE NEWSWIRE) — Cemtrex Inc. (Nasdaq: CETX, CETXP, CETXW), a world leading technology and manufacturing company, today announced that it has entered into an agreement to acquire ownership of approximately 46% of the outstanding common stock |
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| April 2, 2018 |
VII / Vicon Industries, Inc. / Cemtrex Inc Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Vicon Industries, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 925811101 (CUSIP Number) CEMTREX, INC. 19 |
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| April 2, 2018 |
Joint Filing Agreement, dated April 2, 2018, among Cemtrex, Inc., Aron Govil and Saagar Govil. EXHIBIT 99.4 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $.01 per share, of Vicon Industries, Inc., a New York corporation |
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| April 2, 2018 |
EXHIBIT 99.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of March 23, 2018, by and between Cemtrex, Inc., a Delaware corporation (“Buyer”), and NIL Funding Corporation, a Delaware corporation (“Seller”). Buyer and Seller are sometimes together referred to in this Agreement as the “Parties” and individually as a “Party.” RECITALS WHEREAS, NIL is the |
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| March 27, 2018 |
Letter Agreement between the Company and Cemtrex, Inc. dated March 23, 2018. EXHIBIT 10.1 VICON INDUSTRIES, INC. March 23, 2018 Cemtrex, Inc. 19 Engineers Lane Farmingdale, New York 11735 Attention: Mr. Saagar Govil President and Chief Executive Officer Ladies and Gentlemen: Reference is hereby made to the Securities Purchase Agreement, dated as of March 23, 2018 (the “Agreement”), by and between Cemtrex, Inc., a Delaware corporation (“Cemtrex”) and NIL Funding Corporation |
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| March 27, 2018 |
8-K 1 a8-kcemtrex.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commissio |
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| March 27, 2018 |
VII / Vicon Industries, Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* Vicon Industries, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 925811-10-1 - (CUSIP Number) Anita G. Zucker, as Trustee of The Article 6 Marital Trust c/o The InterTech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 |
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| March 16, 2018 |
VII / Vicon Industries, Inc. / Zucker Anita G Activist Investment SC 13D/A 1 sc13da11vii-316.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* Vicon Industries, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 925811-10-1 - (CUSIP Number) Anita G. Zucker, as Trustee of The Article 6 Marital Trust c/o The InterTech Group, Inc. 4838 Jenkins Ave |
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| February 14, 2018 |
VII / Vicon Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. |
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| February 12, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kfiscal2018firstquarter.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorpo |
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| February 12, 2018 |
VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2017 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2017 HAUPPAUGE, N.Y . - February 12, 2018 - Vicon Industries, Inc. (NYSE American: VII), a global producer of video security solutions, today announced its financial results for its first quarter ended December 31, 2017. Vicon?s CEO John Badke said, "The current quarter sales and order rate reflect a mark |
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| January 18, 2018 |
8-K 1 a8-kforproxformarightsoffe.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2018 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporat |
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| January 12, 2018 |
VII / Vicon Industries, Inc. ESP Document Vicon Industries, Inc. 135 Fell Court Hauppauge, New York 11788 January 12, 2018 Via Edgar Mr. Joshua Shainess Attorney-Advisor Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Vicon Industries, Inc. Registration Statement on Form S-3 File No. 333-222431 Dear Mr. Shainess: Pursuant to Rule 461 under the Securities Act of 1 |
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| January 5, 2018 |
VII / Vicon Industries, Inc. S-3 S-3 1 s-3nilfundingshares.htm S-3 As filed with the Securities and Exchange Commission on January 5, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 11-2160665 (State or other jurisdiction of incor |
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| December 29, 2017 |
10-K 1 vii-2017x930x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2017 Commission File No. 1-07939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) NEW YORK 11-2160665 (State or other jurisdiction |
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| December 20, 2017 |
VII / Vicon Industries, Inc. / Zucker Anita G Activist Investment SC 13D/A 1 sc13da9vii-1110.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Vicon Industries, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 925811-10-1 - (CUSIP Number) Anita G. Zucker, as Trustee of The Article 6 Marital Trust c/o The InterTech Group, Inc. 4838 Jenkins Ave |
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| December 12, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kfiscal2017fourthquarte.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorpo |
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| December 12, 2017 |
VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2017 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2017 HAUPPAUGE, N.Y . - December 11, 2017 - Vicon Industries, Inc. (NYSE American: VII), a global producer of video security solutions, today announced its financial results for its fourth quarter and fiscal year ended September 30, 2017. Vicon?s CEO John Badke said, "The Company?s resul |
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| November 13, 2017 |
VII / Vicon Industries, Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Vicon Industries, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 925811-10-1 - (CUSIP Number) Anita G. Zucker, as Trustee of The Article 6 Marital Trust c/o The InterTech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 ( |
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| November 8, 2017 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities 8-K 1 a8-kforclosingofbackstopan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporat |
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| November 6, 2017 |
VICON INDUSTRIES ANNOUNCES RESULTS OF RIGHTS OFFERING Exhibit EXHIBIT 99.1 VICON INDUSTRIES ANNOUNCES RESULTS OF RIGHTS OFFERING HAUPPAUGE, N.Y. - November 3, 2017 - Vicon Industries, Inc. (NYSE American: VII), a global producer of video security solutions, today announced the results of its previously announced rights offering. The subscription period for the rights offering expired at 5:00 p.m. ET on November 2, 2017. The Company received subscript |
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| November 6, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-kforrightsofferingresul.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporat |
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| October 18, 2017 |
VICON INDUSTRIES ANNOUNCES EXTENSION OF RIGHTS OFFERING Rights Offering to Expire November 2, 2017 Exhibit EXHIBIT 99.1 VICON INDUSTRIES ANNOUNCES EXTENSION OF RIGHTS OFFERING Rights Offering to Expire November 2, 2017 HAUPPAUGE, N.Y. - October 18, 2017 - Vicon Industries, Inc. (NYSE American: VII), a global producer of video security solutions, today announced that it has extended the expiration date of its rights offering to Thursday, November 2, 2017 at 5:00 p.m. Eastern Time. All other term |
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| October 18, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-kforrightsofferingexten.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporat |
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| September 25, 2017 |
Document Filed pursuant to Rule 424(b)(3) Registration No. 333-219767 PROSPECTUS VICON INDUSTRIES, INC. SUBSCRIPTION RIGHTS TO PURCHASE AN AGGREGATE OF UP TO 9,348,388 SHARES OF COMMON STOCK AND UP TO 9,348,388 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THE SUBSCRIPTION RIGHTS We are distributing to holders of our outstanding common stock, at no charge, nontransferable subscription rights to |
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| September 19, 2017 |
VICON INDUSTRIES ANNOUNCES IMPORTANT DATES AND TERMS FOR RIGHTS OFFERING Exhibit EXHIBIT 99.1 VICON INDUSTRIES ANNOUNCES IMPORTANT DATES AND TERMS FOR RIGHTS OFFERING HAUPPAUGE, N.Y. - September 19, 2017 - Vicon Industries, Inc. (NYSE American: VII), a global producer of video security solutions, today announced the terms of its previously reported rights offering. Under the terms of the rights offering, the Company is distributing one non-transferable subscription rig |
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| September 19, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-kforrightsoffering.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation |
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| September 14, 2017 |
VII / Vicon Industries, Inc. ESP Document Vicon Industries, Inc. 135 Fell Court Hauppauge, New York 11788 (631) 952-2288 September 14, 2017 Via Edgar Mr. Larry Spirgel Assistant Director AD Office 11 - Telecommunications Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Mail Stop 3720 Washington, D.C. 20549 Re: Vicon Industries, Inc. Registration Statement on Form S-1 File No. 333-219767 Dea |
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| September 7, 2017 |
S-1/A 1 s-1rightsofferingamendment.htm S-1/A As filed with the Securities and Exchange Commission on September 7, 2017 Registration No. 333-219767 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VICON INDUSTRIES, INC. (Exact Name of registrant as Specified in Our Charter) New York 3669 11-21 |
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| September 7, 2017 |
VII / Vicon Industries, Inc. ESP Document September 7, 2017 Via Edgar and Overnight Courier Mr. Larry Spirgel Assistant Director AD Office 11 - Telecommunications Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Mail Stop 3720 Washington, D.C. 20549 Re: Vicon Industries, Inc. (? Vicon ? or the ? Company ?) Registration Statement on Form S-1 Filed August 7, 2017 File No. 333-219767 Dear Mr. |
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| August 14, 2017 |
VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2017 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2017 HAUPPAUGE, N.Y . - August 14, 2017 - Vicon Industries, Inc. (NYSE American: VII), a global producer video security solutions, today announced its financial results for its third fiscal quarter ended June 30, 2017. Vicon’s CEO John Badke said, "The Company’s results for the quarter reflect decreased sales |
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| August 14, 2017 |
Vicon Industries 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) |
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| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Exa |
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| August 7, 2017 |
Form of Notice to Stockholders who are Record Holders. Exhibit EXHIBIT 4.2 VICON INDUSTRIES, INC. 135 Fell Court Hauppauge, New York 11720 [?], 2017 Dear Shareholder: Enclosed is the Prospectus dated [?], 2017, and other materials relating to the rights offering (the ?Rights Offering?) by VICON INDUSTRIES, INC. (the ?Company?) to the holders of record of its common stock, par value $0.01 per share (the ?Common Stock?, such record holders of the Compan |
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| August 7, 2017 |
Form of Notice to Stockholders who are Acting as Nominees. Exhibit EXHIBIT 4.3 VICON INDUSTRIES, INC. UP TO 9,348,388 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., NEW YORK CITY TIME, ON [?], 2017, SUBJECT TO EXTENSION OR EARLIER TERMINATION. [?], 2017 To Securities Dealers, Commercial Banks, Trust Companies and Other Nominees: This letter is b |
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| August 7, 2017 |
Form of Notice to Clients of Stockholders who are Acting as Nominees. Exhibit EXHIBIT 4.4 VICON INDUSTRIES, INC. UP TO 9,348,388 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., NEW YORK CITY TIME, ON [?], 2017, SUBJECT TO EXTENSION AND EARLIER TERMINATION. To Our Clients: We are sending this letter to you because we hold shares of VICON INDUSTRIES, INC. (th |
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| August 7, 2017 |
Document As filed with the Securities and Exchange Commission on August 7, 2017 Registration No. |
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| August 7, 2017 |
Form of Nominee Holder Election Form. Exhibit EXHIBIT 4.7 VICON INDUSTRIES, INC. UP TO 9,348,388 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES NOMINEE HOLDER CERTIFICATION The undersigned, a bank, custodian bank or other nominee holder (the ?Nominee Holder?) of rights (the ?Subscription Rights?) to purchase shares of common stock, par value $0.01 per share (the ?Shares?) of VICON |
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| August 7, 2017 |
Form of Notice of Guaranteed Delivery. Exhibit EXHIBIT 4.5 NOTICE OF GUARANTEED DELIVERY This form, or one substantially equivalent to this form, must be used to exercise Subscription Rights pursuant to the Rights Offering described in the prospectus supplement dated [?], 2017 (the ?Prospectus?) of VICON INDUSTRIES, INC., a New York corporation (the ?Company?), if a holder of Subscription Rights cannot deliver the Subscription Rights C |
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| August 7, 2017 |
Exhibit EXHIBIT 4.1 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS: THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING SET FORTH IN THE COMPANY?S PROSPECTUS DATED [?], 2017 ARE AVAILABLE UPON REQUEST FROM BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., THE INFORMATION AGENT. VICON INDUSTRIES, INC. (Incorporated under the laws of the State of New York) Non-transferable SUBSCRIPTION RIGHTS CERTIFICATE Evidencing |
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| August 7, 2017 |
Form of Beneficial Owner Election Form. Exhibit EXHIBIT 4.6 VICON INDUSTRIES, INC. UP TO 9,348,388 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES BENEFICIAL OWNER ELECTION FORM I (We), the undersigned, acknowledge receipt of your letter and the enclosed materials relating to the offering of shares of common stock, par value $0.01 per share (the ?Shares?) of VICON INDUSTRIES, INC. (t |
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| August 7, 2017 |
Exhibit EXHIBIT 4.8 SUBSCRIPTION AND INFORMATION AGENT AGREEMENT This Subscription and Information Agent Agreement (the ? Agreement ?) is entered into as of this 18 th day of July, 2017 by and between, Vicon Industries, Inc., organized and existing under the laws of New York (the ? Company ?), and Broadridge Corporate Issuer Solutions, Inc., a Company having its principal offices in Philadelphia, |
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| August 7, 2017 |
Exhibit EXHIBIT 3.3 BY- LAWS As Amended of VICON INDUSTRIES, INC. ARTICLE I - OFFICES The office of the corporation is to be located in the Town of Oyster Bay, County of Nassau, State of New York. The corporation may also have offices at such other places within or without the State of New York as the board may, from time to time, determine, or the business of the corporation may require. ARTICLE |
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| August 1, 2017 |
VICON INDUSTRIES ANNOUNCES RECEIPT OF RIGHTS OFFERING INVESTMENT COMMITMENT Exhibit EXHIBIT 99.1 VICON INDUSTRIES ANNOUNCES RECEIPT OF RIGHTS OFFERING INVESTMENT COMMITMENT HAUPPAUGE, N.Y. - August 1, 2017 - Vicon Industries, Inc. (NYSE American: VII), a global producer of video security solutions, today announced that it has entered into an Investment Agreement with NIL Funding Corporation, the Company?s secured lender, under which NIL Funding will provide up to $3 milli |
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| August 1, 2017 |
Exhibit EXHIBIT 10.1 INVESTMENT AGREEMENT by and among VICON INDUSTRIES, INC., and NIL FUNDING CORPORATION Dated as of July 27, 2017 Table of Contents ARTICLE I THE RIGHTS OFFERING AND BACKSTOP COMMITMENT Section 1.1 The Rights Offering. Section 1.2 Backstop Commitment. ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE COMPANY Section 2.1 Organization Section 2.2 Authorization Section 2.3 Capitaliz |
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| August 1, 2017 |
Exhibit EXHIBIT 4.1 AMENDMENT TO WARRANT This AMENDMENT TO WARRANT (this ?Amendment?) is made as of July 27, 2017, between Vicon Industries, Inc., a New York corporation (the "Company"), and NIL Funding Corporation, a Delaware corporation (?Investor?). The Company and the Investor are parties to that certain Warrant to Purchase up to 1,500,000 shares of Common Stock of Vicon Industries, Inc. (the |
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| August 1, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IR |
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| July 25, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IR |
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| June 15, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| May 30, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (I |
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| May 30, 2017 |
VICON INDUSTRIES, INC. By-Law Amendment Exhibit EXHIBIT 3.1 VICON INDUSTRIES, INC. By-Law Amendment The first paragraph of Section 7 of Article II of the By-Laws of Vicon Industries, Inc. has been amended and restated in its entirety to read as follows: ?Unless the certificate of incorporation provides otherwise, the holders of one-third of the shares entitled to vote thereat shall constitute a quorum at a meeting of shareholders for th |
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| May 16, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (I |
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| May 16, 2017 |
VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2017 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2017 HAUPPAUGE, N.Y . - May 15, 2017 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced its financial results for its second fiscal quarter ended March 31, 2017. Vicon?s CEO John Badke said, "The Company?s results for the quarter reflect an expected |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Ex |
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| April 25, 2017 |
VII / Vicon Industries, Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Vicon Industries, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 925811-10-1 - (CUSIP Number) Anita G. Zucker, as Trustee of The Article 6 Marital Trust c/o The InterTech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 ( |
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| April 24, 2017 |
VICON INDUSTRIES AMENDS CREDIT FACILITY, INCREASING BORROWING AVAILABILITY Exhibit EXHIBIT 99.1 VICON INDUSTRIES AMENDS CREDIT FACILITY, INCREASING BORROWING AVAILABILITY HAUPPAUGE, N.Y. - April 21, 2017 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, announced that it has entered into an amended and restated credit agreement with NIL Funding Corporation, its secured lender. Under the amended agreement, the Company can borrow |
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| April 24, 2017 |
Exhibit EXHIBIT 10.2 THIS AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR ?15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED . AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE [FACILITY B] $4,000,000.00 Charleston, South Carolina April 20, 2017 WHEREAS, Vicon Industries, Inc., a New York corporation, with a |
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| April 24, 2017 |
Exhibit EXHIBIT 10.1 THIS AMENDED AND RESTATED CREDIT AGREEMENT WITH CONSENT OF GUARANTOR IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR ?15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED . SECOND AMENDED AND RESTATED CREDIT AGREEMENT WITH CONSENT OF GUARANTOR THIS SECOND AMENDED AND RESTATED CREDIT AGREEMENT WITH CONSENT OF GUARANTOR (this "Agreement") is en |
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| April 24, 2017 |
Exhibit EXHIBIT 4.1 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO SUCH SECURITIES UNDER THE ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. WARRANT |
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| April 24, 2017 |
Exhibit EXHIBIT 10.3 THIS AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR ?15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED . AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE [FACILITY A] $2,000,000.00 Charleston, South Carolina April 20, 2017 WHEREAS, Vicon Industries, Inc., a New York corporation, with a |
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| April 24, 2017 |
Vicon Industries 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (I |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 vii-20161231x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| February 17, 2017 |
VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2016 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2016 HAUPPAUGE, N.Y . - February 17, 2017 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced its financial results for its first fiscal quarter ended December 31, 2016. Vicon?s CEO John Badke said, ?The Company?s results for the quarter reflect a |
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| February 17, 2017 |
Vicon Industries 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Numbe |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-07939 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10Q ¨ Form N-SAR For Period Ended: December 31, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Transition |
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| January 13, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2017 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Em |
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| January 13, 2017 |
VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2016 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2016 HAUPPAUGE, N.Y . - January 13, 2017 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced its financial results for the fourth quarter and fiscal year ended September 30, 2016. In August 2016, the Company appointed John M. Badk |
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| January 13, 2017 |
10-K 1 vii-2016x930x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2016 Commission File No. 1-07939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) NEW YORK 11-2160665 (State or other jurisdiction |
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| December 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-7939 (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10Q ¨ Form N-SAR For Period Ended: September 30, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Transition |
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| September 6, 2016 |
Vicon Industries 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) |
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| August 22, 2016 |
VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2016 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2016 HAUPPAUGE, N.Y . - August 19, 2016 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced its financial results for the third quarter ended June 30, 2016. The Company recently announced the resignation of its Chief Executive Officer, Eric Fullerton, |
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| August 22, 2016 |
VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2016 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2016 HAUPPAUGE, N.Y . - August 19, 2016 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced its financial results for the third quarter ended June 30, 2016. The Company recently announced the resignation of its Chief Executive Officer, Eric Fullerton, |
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| August 22, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| August 22, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| August 22, 2016 |
EXHIBIT 10.1 THIS CREDIT AGREEMENT IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. AMENDED AND RESTATED CREDIT AGREEMENT THIS AMENDED AND RESTATED CREDIT AGREEMENT (this "Agreement") is entered into as of August 18, 2016, by and between Vicon Industries, Inc., a New York corporation ("Borrower"), and NIL Fund |
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| August 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Exa |
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| August 22, 2016 |
EXHIBIT 10.2 THIS AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE [FACILITY A] $4,000,000.00 Charleston, South Carolina August 18, 2016 WHEREAS, Vicon Industries, Inc., a New York corporation, with a principa |
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| August 22, 2016 |
EXHIBIT 10.3 THIS REVOLVING LINE OF CREDIT NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. REVOLVING LINE OF CREDIT NOTE [FACILITY B] $2,000,000.00 Charleston, South Carolina August 18, 2016 FOR VALUE RECEIVED, the undersigned Vicon Industries, Inc., a New York corporation, with a principal place of busi |
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| August 22, 2016 |
EXHIBIT 10.3 THIS REVOLVING LINE OF CREDIT NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. REVOLVING LINE OF CREDIT NOTE [FACILITY B] $2,000,000.00 Charleston, South Carolina August 18, 2016 FOR VALUE RECEIVED, the undersigned Vicon Industries, Inc., a New York corporation, with a principal place of busi |
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| August 22, 2016 |
EXHIBIT 10.2 THIS AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE [FACILITY A] $4,000,000.00 Charleston, South Carolina August 18, 2016 WHEREAS, Vicon Industries, Inc., a New York corporation, with a principa |
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| August 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Exa |
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| August 22, 2016 |
EXHIBIT 10.1 THIS CREDIT AGREEMENT IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. AMENDED AND RESTATED CREDIT AGREEMENT THIS AMENDED AND RESTATED CREDIT AGREEMENT (this "Agreement") is entered into as of August 18, 2016, by and between Vicon Industries, Inc., a New York corporation ("Borrower"), and NIL Fund |
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| August 15, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _ FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-07939 (Check One): ¨ Form 10-K £ Form 20-F ¨ Form 11-K T Form 10Q ¨ Form N-SAR For Period Ended: June 30, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Tran |
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| August 15, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _ FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-07939 (Check One): ¨ Form 10-K £ Form 20-F ¨ Form 11-K T Form 10Q ¨ Form N-SAR For Period Ended: June 30, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Tran |
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| August 4, 2016 |
Vicon Industries 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 001-7939 11-2160665 (State of Incorporation or (Commission File Number) |
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| June 23, 2016 |
Vicon Industries 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IR |
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| May 31, 2016 |
Exhibit EXHIBIT 1.01 Vicon Industries, Inc. Conflict Minerals Report For the reporting period from January 1, 2015 to December 31, 2015 Introduction This report for the year ended December 31, 2015 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1 |
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| May 31, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 135 Fell Court, Hauppauge, New York 11788 (Address of |
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| May 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Ex |
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| May 20, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) |
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| May 20, 2016 |
VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2016 SEC Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2016 HAUPPAUGE, N.Y . - May 19, 2016 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced its financial results for the second quarter ended March 31, 2016. Eric Fullerton, Vicon?s CEO said, ?The Company?s financial results for the quarter were ve |
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| May 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-07939 (Check One): ¨ Form 10-K £ Form 20-F ¨ Form 11-K T Form 10Q ¨ Form N-SAR For Period Ended: March 31, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Transition Rep |
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| May 12, 2016 |
SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| March 7, 2016 |
VICON INDUSTRIES MAKES ANNOUNCEMENT Exhibit EXHIBIT 99.1 VICON INDUSTRIES MAKES ANNOUNCEMENT HAUPPAUGE, N.Y . - March 7, 2016 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced that on March 4, 2016, the Company entered into a Credit Agreement with NIL Funding Corporation to provide the Company with a one year $3 million revolving line of credit for working capital purposes. |
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| March 7, 2016 |
Exhibit EXHIBIT 10.2 THIS SECURITY AGREEMENT IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR ?15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. SECURITY AGREEMENT 1. GRANT OF SECURITY INTEREST. For valuable consideration, the undersigned, Vicon Industries, Inc., a New York corporation, with a principal place of business at 135 Fell Court, Hauppauge, New York |
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| March 7, 2016 |
Vicon Industries 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| March 7, 2016 |
Exhibit EXHIBIT 10.1 THIS CREDIT AGREEMENT IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR ?15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED . CREDIT AGREEMENT THIS CREDIT AGREEMENT (this "Agreement") is entered into as of March 4, 2016, by and between Vicon Industries, Inc., a New York corporation ("Borrower"), and NIL Funding Corporation, a Delaware corpora |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 vii-20151231x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| February 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2016 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS |
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| February 10, 2016 |
VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2015 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2015 HAUPPAUGE, N.Y . - February 10, 2016 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of end-to-end security solutions, today announced its financial results for the first quarter ended December 31, 2015. Eric Fullerton, Vicon?s CEO said, ?The Company?s financial results for the quarter sh |
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| December 30, 2015 |
VII / Vicon Industries, Inc. / Shenzhen Infinova Ltd - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* VICON INDUSTRIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 925811 10 1 (CUSIP Number) David Cui Vice President of Finance Infinova 51 Stouts Lane Monmouth Junction, NJ 08852 732-355-9100 x 219 With copie |
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| December 30, 2015 |
Exhibit 1 STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of the 24th day of November, 2015 (the “Effective Date”), by and between SHENZHEN INFINOVA LIMITED, a company formed under the laws of the People’s Republic of China (the “Purchaser”), and CBC AMERICAS Corp. |
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| December 29, 2015 |
10-K 1 vii-2015x930x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2015 Commission File No. 1-07939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) NEW YORK 11-2160665 (State or other jurisdiction |
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| December 28, 2015 |
VII / Vicon Industries, Inc. / Cbc America Corp - SCHEDULE 13D/A Activist Investment cbca20151208sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) VICON INDUSTRIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Sec |
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| December 14, 2015 |
VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2015 Exhibit EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2015 HAUPPAUGE, N.Y . - December 11, 2015 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of video management systems, today announced its financial results for the fourth quarter ended September 30, 2015. Eric Fullerton, Vicon?s CEO said, ?The Company completed its first fis |
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| December 14, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2015 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS |
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| November 25, 2015 |
ex2.htm Exhibit 2 STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of the 24th day of November, 2015 (the “Effective Date”), by and between SHENZHEN INFINOVA LIMITED, a company formed under the laws of the People’s Republic of China (the “Purchaser”), and CBC AMERICAS Corp., a New York corporation (the “Seller”). WHEREAS, the Seller owns 543,715 shares (the “Shares”) |
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| November 25, 2015 |
VII / Vicon Industries, Inc. / Cbc America Corp - SCHEDULE 13D/A Activist Investment cbca20151120sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) VICON INDUSTRIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Sec |
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| November 2, 2015 |
Vicon Industries 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2015 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS |
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| September 22, 2015 |
Vicon Industries 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2015 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IR |
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| September 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2015 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IR |
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| September 21, 2015 |
pptasm2015a02 Exhibit 99.1 INTRODUCING THE NEW VICON - Annual Shareholders Meeting, September 21, 2015 Eric Fullerton CEO Megatrends Innovation Siliconization Consolidation Analytics FACTORS IMPACTING TODAY?S SECURITY INDUSTRY Mission, Vision & Values Vicon will deliver open and innovative video products and solutions, while providing an unprecedented customer experience. Vicon will enable video t |
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| August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Exa |
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| August 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Fiscal 2015 Third Quarter Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2015 |
VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2015 Exhibit 99.1 - Fiscal 2015 Third Quarter Press Release EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED JUNE 30, 2015 HAUPPAUGE, N.Y . - August 12, 2015 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of video management systems, today announced its financial results for the third quarter ended June 30, 2015. Eric Fullerton, Vicon?s CEO said, ?The Company has co |
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| August 12, 2015 |
2015 Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2015 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employer |
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| June 1, 2015 |
Form SD-2014 Conflict Minerals UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 1, 2015 |
Exhibit 1.01 - 2014 Conflict Minerals Report EXHIBIT 1.01 Vicon Industries, Inc. Conflict Minerals Report For the reporting period from January 1, 2014 to December 31, 2014 Introduction This report for the year ended December 31, 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) requiring certain SEC registrants to disclose (i) their use of Conflict |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Ex |
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| May 11, 2015 |
VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2015 Exhibit 99.1 - Fiscal 2015 Second Quarter Press Release EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER ENDED MARCH 31, 2015 HAUPPAUGE, N.Y . - May 11, 2015 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of video management systems, today announced its financial results for the second quarter ended March 31, 2015. Eric Fullerton, Vicon?s CEO said, ?The Company has |
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| May 11, 2015 |
Vicon Industries 8-K (Current Report/Significant Event) Fiscal 2015 Second Quarter Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 5, 2015 |
Vicon Industries 8-K (Current Report/Significant Event) 8-K Closing of Edgewood Building Sale UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 23, 2015 |
VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2014 EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED DECEMBER 31, 2014 HAUPPAUGE, N.Y. - February 20, 2015 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of video management systems, today announced its financial results for the first quarter ended December 31, 2014. Eric Fullerton, Vicon’s CEO said, “The Company has completed its first combined fiscal quarter sinc |
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| February 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. |
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| February 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2015 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| February 18, 2015 |
VII / Vicon Industries, Inc. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-7939 (Check One): ¨ Form 10-K £ Form 20-F ¨ Form 11-K T Form 10Q ¨ Form N-SAR For Period Ended: December 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Transition R |
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| February 5, 2015 |
VII / Vicon Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* VICON INDUSTRIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 925811101 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2014 Commission File No. 1-7939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) NEW YORK 11-2160665 (State or other jurisdiction of incorporation or organization) |
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| December 29, 2014 |
VII / Vicon Industries, Inc. NT 10-K - - NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 1-7939 (Check One): T Form 10-K £ Form 20-F ¨ Form 11-K ¨ Form 10Q ¨ Form N-SAR For Period Ended: September 30, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-QSB ¨ Transition |
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| December 10, 2014 |
VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER ENDED SEPTEMBER 30, 2014 EXHIBIT 99.1 VICON REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER ENDED SEPTEMBER 30, 2014 EDGEWOOD, N.Y. - December 10, 2014 - Vicon Industries, Inc. (NYSE MKT: VII), a global producer of video management systems, today announced its financial results for the fourth quarter ended September 30, 2014. On August 29, 2014, Vicon completed its merger with IQinVision and on September 10, 2014 appoint |
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| December 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| November 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2014 VICON INDUSTRIES, INC. (Exact Name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| November 20, 2014 |
ATTACHMENT "A" GENERAL RELEASE Exhibit 10.1 November 18th, 2014 Charles Chestnutt Address Re: Severance Agreement and Release of all Claims Charles Chestnutt (the "Employee") and Vicon Industries, Inc. ("Vicon") and its subsidiaries and affiliates, including but not limited to IQinVision Inc. (collectively with Vicon, the "Company"), hereby agree to terminate their employment relationship on the following basis as set forth in |
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| November 18, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2014 VICON INDUSTRIES, INC. (Exact Name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| November 18, 2014 |
EXHIBIT 10.1 CONTRACT OF SALE BETWEEN FAE HOLDINGS 415829R LLC, Seller, And MD JAHIRUL ISLAM, Purchaser, As of November 12, 2014 TABLE OF CONTENTS Section 1. Sale of premises and acceptable title Section 2. Purchase price, acceptable funds, escrow of down payment and mortgage contingency and environmental contingency Section 3. The closing; Adjustments Section 4. Representations of seller Section |
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| September 25, 2014 |
VII / Vicon Industries, Inc. / Gordian, Inc. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Vicon Industries, Inc. - (Name of Issuer) Common Stock, par value $.01 per share - (Title of Class of Securities) 925811101 - (CUSIP Number) August 29, 2014 - (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| September 19, 2014 |
VII / Vicon Industries, Inc. / GRAY MARTIN D - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Vicon Industries, Inc. - (Name of Issuer) Common Stock, par value $.01 per share - (Title of Class of Securities) 925811101 - (CUSIP Number) August 29, 2014 - (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| September 16, 2014 |
VII / Vicon Industries, Inc. S-8 - - S-8 As filed with the Securities and Exchange Commission on September 15, 2014 Registration No. |
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| September 16, 2014 |
IQINVISION, INC. AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN Exhibit 99.2 IQINVISION, INC. AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN This AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN (the “Plan”) was established and adopted as of May 15, 2001 (the “Effective Date”) by IQinVision, Inc., a California corporation (the “Company”), and is hereby amended and restated as of April 5, 2007. ARTICLE 1. PURPOSES OF THE PLAN 1.Purposes. The purposes of the Plan |
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| September 16, 2014 |
IQINVISION, INC. 2011 STOCK INCENTIVE PLAN Exhibit 99.1 IQINVISION, INC. 2011 STOCK INCENTIVE PLAN This 2011 Stock Incentive Plan (the “Plan”) is hereby established by IQinVision, Inc., a California corporation (the “Company”), and adopted by its Board of Directors as of November 4, 2011 (the “Effective Date”). ARTICLE 1.PURPOSES OF THE PLAN 1.Purposes. The purposes of the Plan are (a) to enhance the Company’s ability to attract and retain |
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| September 11, 2014 |
Vicon Names Eric Fullerton Chief Executive Officer and Director EXHIBIT 99.1 Vicon Names Eric Fullerton Chief Executive Officer and Director Edgewood, NY: (September 11, 2014) - Vicon Industries, Inc. (NYSEMKT: VII) today announced that its Board of Directors has appointed Eric Fullerton, formerly Chief Sales and Marketing Officer of Milestone Systems A/S, to succeed Kenneth M. Darby as Chief Executive Officer and as a Director of Vicon. In its search for a ne |
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| September 11, 2014 |
EXHIBIT 10.2 STOCK AGREEMENT STOCK AGREEMENT (this “Agreement”) dated as of September 10, 2014 by and between VICON INDUSTRIES, INC., a New York corporation (the “Corporation”), and ERIC FULLERTON (the “Employee”). W I T N E S S E T H: WHEREAS, the Board of Directors of the Corporation (the “Board”), including all of the independent members of the Board, have determined that it is desirable and in |
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| September 11, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2014 VICON INDUSTRIES, INC. (Exact Name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Em |
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| September 11, 2014 |
EXHIBIT 10.1 September 10, 2014 Mr. Eric Fullerton [address of Mr. Eric Fullerton] Dear Eric: On behalf of the Board of Directors (the “Board”) of Vicon Industries, Inc., a corporation organized under the laws of the State of New York (the “Company”), we are pleased to offer you the position of Chief Executive Officer (“CEO”) of the Company in accordance with the terms and conditions set forth in |
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| August 29, 2014 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned, the Reporting Persons named in this Amendment No. 7 to Schedule 13D (the “Schedule 13D”), hereby agree that the Schedule 13D is filed on behalf of each of them and that each Reporting Person is responsible for the timely filing of any amendments to the Schedule 13D. Each Reporting Person further agrees that each of them is responsible fo |
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| August 29, 2014 |
VII / Vicon Industries, Inc. / HENRY PARTNERS L P - SCHEDULE 13D AMENDMENT NO. 7 Activist Investment Schedule 13D Amendment No. 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 7 Vicon Industries, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 925811101 (CUSIP Number) John W. Kauffman, Esquire Duane Morris LLP 30 South 17th Street Philadelphia, PA 19103; tel |
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| August 29, 2014 |
VICON COMPLETES MERGER WITH IQINVISION AND ANNOUNCES PAYMENT DATE FOR SPECIAL CASH DIVIDEND Exhibit 99.1 VICON COMPLETES MERGER WITH IQINVISION AND ANNOUNCES PAYMENT DATE FOR SPECIAL CASH DIVIDEND Edgewood, NY - August 29, 2014 - Vicon Industries, Inc. (VII: NYSE-MKT) (“Vicon”), a designer and producer of video security and surveillance systems, said today that it has completed the previously announced merger with IQinVision, Inc. (“IQinVision”), a designer and producer of high performan |
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| August 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2014 VICON INDUSTRIES, INC. (Exact Name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emplo |
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| August 28, 2014 |
VII / Vicon Industries, Inc. S-4MEF - - S-4MEF S-4MEF 1 s-4mefx462b.htm S-4MEF As filed with the Securities and Exchange Commission on August 28, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 3559 11-2160665 (State or other jurisdiction of inco |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Exa |
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| August 6, 2014 |
VICON REPORTS THIRD QUARTER RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf 631-650-6201 VICON REPORTS THIRD QUARTER RESULTS EDGEWOOD, NY, August 6, 2014 - Vicon Industries, Inc. (VII: NYSE-MKT), a designer and producer of video security and surveillance systems, today reported operating results for the third fiscal quarter ended June 30, 2014. Net sales for the third fiscal quarter |
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| August 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employ |
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| July 30, 2014 |
8-K 1 a8-kdarbydeparture.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Com |
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| July 17, 2014 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-196386 131 Heartland Boulevard Edgewood, New York 11717 33122 Valle Road San Juan Capistrano, California 92675 July 17, 2014 PROPOSED MERGER — YOUR VOTE IS VERY IMPORTANT To the Shareholders of Vicon Industries, Inc. and the Shareholders of IQinVision, Inc.: As previously announced, the boards of directors of Vicon Industries, |
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| July 10, 2014 |
VII / Vicon Industries, Inc. S-4/A - - S-4/A As filed with the Securities and Exchange Commission on July 10, 2014 Registration No. |
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| July 10, 2014 |
viconindustriesproxies20 Using a black ink pen, mark your votes with an X as shown in this example. |
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| June 9, 2014 |
EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf 631-650-6201 VICON ANNOUNCES SPECIAL CASH DIVIDEND AND SETS RECORD AND MEETING DATES FOR ITS ANNUAL SHAREHOLDERS MEETING Edgewood, NY - June 9, 2014 - Vicon Industries, Inc. (VII: NYSE-MKT) (“Vicon”) announced today that its Board of Directors has declared a special cash dividend of $0.55 per common share in |
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| June 9, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employer |
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| June 2, 2014 |
EXHIBIT 1.02 Vicon Industries, Inc. Conflict Minerals Report For the reporting period from January 1, 2013 to December 31, 2013 Introduction This report for the year ended December 31, 2013 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of t |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 131 Heartland Blvd., Edgewood, New York 11717 (Address of princ |
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| May 29, 2014 |
S-4 1 s-4registrationstatement5x.htm S-4 Table of Contents As filed with the Securities and Exchange Commission on May 29, 2014 Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 3559 11-2160665 (State or other j |
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| May 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 vii-20140331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| May 9, 2014 |
VII / Vicon Industries, Inc. / HENRY PARTNERS L P - SCHEDULE 13D AMENDMENT NO. 6 Activist Investment Schedule 13D Amendment No. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 6 Vicon Industries, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 925811101 (CUSIP Number) John W. Kauffman, Esquire Duane Morris LLP 30 South 17th Street Philadelphia, PA 19103; tel |
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| May 9, 2014 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned, the Reporting Persons named in this Amendment No. 5 to Schedule 13D (the “Schedule 13D”), hereby agree that the Schedule 13D is filed on behalf of each of them and that each Reporting Person is responsible for the timely filing of any amendments to the Schedule 13D. Each Reporting Person further agrees that each of them is responsible fo |
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| May 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employer |
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| May 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employer |
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| May 5, 2014 |
VICON REPORTS SECOND QUARTER RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf 631-650-6201 VICON REPORTS SECOND QUARTER RESULTS HAUPPAUGE, NY, May 2, 2014 - Vicon Industries, Inc. (VII: NYSE-MKT), a designer and producer of video security and surveillance systems, today reported operating results for the second fiscal quarter ended March 31, 2014. Net sales for the second fiscal quarte |
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| April 10, 2014 |
VII / Vicon Industries, Inc. / HENRY PARTNERS L P - SCHEDULE 13D AMENDMENT NO. 5 Activist Investment SC 13D/A 1 d710763dsc13da.htm SCHEDULE 13D AMENDMENT NO. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 5 Vicon Industries, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 925811101 (CUSIP Number) John W. Kauffman, Esquire Duane Morris LLP 30 South 17th Stre |
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| April 10, 2014 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned, the Reporting Persons named in this Amendment No. 5 to Schedule 13D (the “Schedule 13D”), hereby agree that the Schedule 13D is filed on behalf of each of them and that each Reporting Person is responsible for the timely filing of any amendments to the Schedule 13D. Each Reporting Person further agrees that each of them is responsible fo |
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| April 10, 2014 |
VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT EX-99.3 Exhibit 99.3 VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT This VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT (this “Agreement”), dated as of March 28, 2014, is by and between IQinVision, Inc., a California corporation (the “Company”), and each of the undersigned shareholders (each, a “Shareholder,” and, collectively, the “Shareholders”) of Vicon Industries, Inc., a New York co |
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| April 8, 2014 |
VII / Vicon Industries, Inc. / DARBY KENNETH M - SC 13D Activist Investment SC 13D 1 schedule13dfordarby.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. )* Vicon Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 925811101 (CUSIP Number) Alison Newman, Esquire Fox Rothschild LLP 100 Park Avenue 15th Floor New York, NY 10017 (21 |
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| April 8, 2014 |
VII / Vicon Industries, Inc. / Zucker Anita G Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 7)* Vicon Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 925811-10-1 (CUSIP Number) Anita G. Zucker, as Trustee of The Article 6 Marital Trust c/o The InterTech Group, Inc. 4838 Jenkins Avenue North Charleston, |
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| April 8, 2014 |
VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT EXHIBIT 99.1 VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT This VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT (this “Agreement”), dated as of March 28, 2014, is by and between IQinVision, Inc., a California corporation (the “Company”), and each of the undersigned shareholders (each, a “Shareholder,” and, collectively, the “Shareholders”) of Vicon Industries, Inc., a New York corporatio |
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| March 31, 2014 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among VICON INDUSTRIES, INC., VI MERGER SUB, INC. and IQINVISION, INC. Dated as of March 28, 2014 TABLE OF CONTENTS Article and Page Numbers Article 1 TRANSACTIONS AND TERMS OF MERGER 2 1.1 Merger. 2 1.2 Time and Place of Closing. 2 1.3 Effective Time. 2 Article 2 EFFECT OF MERGER 2 2.1 Charter. 2 2.2 Bylaws. 2 2.3 Directors and Of |
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| March 31, 2014 |
EXHIBIT 99.1 FOR IMMEDIATE RELEASE Contact: For Vicon Industries, Inc.: For IQinVision, Inc. Investor Relations: Joan Wolf: Director of Marketing: Wendi Burke Phone: (631) 650-6201 (949) 369-8100 Public Relations: Bruce J. Doneff (843) 473-3022 VICON AND IQinVISION ANNOUNCE MERGER AGREEMENT Merger to Create Integrated Video Security Solutions Company Vicon Expects to Declare a Special Cash Dividen |
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| March 31, 2014 |
IQINVISION, INC. VOTING AND LOCK-UP AGREEMENT EXHIBIT 10.2 IQINVISION, INC. VOTING AND LOCK-UP AGREEMENT This IQinVision, INC. VOTING AND LOCK-UP AGREEMENT (this “Agreement”), dated as of March 28, 2014, is by and between Vicon Industries, Inc., a New York corporation (the “Company”), and each of the undersigned shareholders (each, a “Shareholder,” and, collectively, the “Shareholders”) of IQinVision, Inc., a California corporation (“IQinVisi |
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| March 31, 2014 |
VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT EXHIBIT 10.1 VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT This VICON INDUSTRIES, INC. VOTING AND LOCK-UP AGREEMENT (this “Agreement”), dated as of March 28, 2014, is by and between IQinVision, Inc., a California corporation (the “Company”), and each of the undersigned shareholders (each, a “Shareholder,” and, collectively, the “Shareholders”) of Vicon Industries, Inc., a New York corporatio |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employ |
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| March 31, 2014 |
Post-Closing Lock-Up Agreement EXHIBIT 10.3 Post-Closing Lock-Up Agreement Vicon Industries, Inc. 131 Heartland Blvd. Edgewood, New York 11717 Ladies and Gentlemen: This Post-Closing Lock-Up Agreement (this “Agreement”) is being delivered pursuant to that certain Agreement and Plan of Merger and Reorganization (as amended from time to time, the “Merger Agreement”), dated as of March 28, 2014, by and among Vicon Industries, Inc. |
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| March 31, 2014 |
EXHIBIT 10.4 Vicon Industries, Inc. March 28, 2014 Kenneth M. Darby Dear Ken: This letter will confirm the terms of your continued employment with Vicon Industries, Inc., a New York corporation (the “Company”), as approved by the Company’s Compensation Committee: 1. Following the date hereof, you will continue to be employed as the Company’s Chief Executive Officer at your current base salary of $ |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 vii-20131231x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| February 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2014 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Empl |
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| February 10, 2014 |
VICON REPORTS FIRST QUARTER RESULTS EX-99.1 2 exhibit991fiscal2014firstq.htm EXHIBIT 99.1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf: 631/650-6201 VICON REPORTS FIRST QUARTER RESULTS HAUPPAUGE, NY, February 7, 2014 - Vicon Industries, Inc. (VII: NYSE-AMEX), a designer and producer of video security and surveillance systems, today reported operating results for the first fiscal quarter e |
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| February 10, 2014 |
VII / Vicon Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* VICON INDUSTRIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 925811101 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| December 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2013 Commission File No. 1-7939 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) NEW YORK 11-2160665 (State or other jurisdiction of incorporation or organization) |
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| December 5, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Empl |
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| December 5, 2013 |
VICON REPORTS FOURTH QUARTER AND FISCAL YEAR 2013 RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf 631-650-6201 VICON REPORTS FOURTH QUARTER AND FISCAL YEAR 2013 RESULTS HAUPPAUGE, NY, December 4, 2013 - Vicon Industries, Inc. (VII: NYSE-AMEX), a designer and producer of video security and surveillance systems, today reported operating results for the fourth fiscal quarter and year ended September 30, 2013 |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Empl |
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| October 11, 2013 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emplo |
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| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Exa |
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| August 2, 2013 |
VICON REPORTS THIRD QUARTER RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf 631-650-6201 VICON REPORTS THIRD QUARTER RESULTS HAUPPAUGE, NY, August 2, 2013 - Vicon Industries, Inc. (VII: NYSE-AMEX), a designer and producer of video security and surveillance systems, today reported operating results for the third fiscal quarter ended June 30, 2013. The announcement was made by Chairman |
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| August 2, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employ |
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| May 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employer |
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| May 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. (Ex |
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| May 3, 2013 |
EXHIBIT 10.1 CONTRACT OF SALE between 1290 MOTOR PARKWAY LLC Seller and VICON INDUSTRIES, INC. Purchaser Property: 131 Heartland Blvd. Brentwood (Town of Islip), New York 11717 Tax Map No. 0500-134.00-05.00-0001.000 County of Suffolk, State of New York TABLE OF CONTENTS ARTICLE 1. Sale and Purchase of the Property. ARTICLE 2. Purchase Price. ARTICLE 3. Closing. ARTICLE 4. Conditions to Closing. AR |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employ |
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| May 3, 2013 |
VICON REPORTS SECOND QUARTER RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf Vicon Industries: Joan Wolf 631-650-6201 VICON REPORTS SECOND QUARTER RESULTS HAUPPAUGE, NY, May 2, 2013 - Vicon Industries, Inc. (VII: NYSE-AMEX), a designer and producer of video security and surveillance systems, today reported operating results for the second fiscal quarter ended March 31, 2013. The annou |
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| April 23, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Employ |
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| April 23, 2013 |
EXHIBIT 10.1 CONTRACT OF SALE between VICON INDUSTRIES, INC. Seller and SCIEGEN PHARMACEUTICALS, INC. Purchaser Property: 89 Arkay Drive Hauppauge, Town of Smithtown, New York 11788 Tax Map No. 181. -3-2.13 County of Suffolk, State of New York TABLE OF CONTENTS ARTICLE 1. Sale and Purchase of the Property. ARTICLE 2. Purchase Price. ARTICLE 3. Closing;Vicon Lease. ARTICLE 4. Conditions to Closing; |
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| April 2, 2013 |
EX-2 Exhibit 2 CONFIDENTIALITY AND STANDSTILL AGREEMENT March 26, 2013 Mr. David W. Wright c/o Henry Investment Trust, L.P. 255 South 17th Street, Suite 2608 Philadelphia, PA 19103 RE: Your letter of February 28, 2013 to the Board of Directors of Vicon Industries, Inc. Dear Mr. Wright: The Board of Directors of Vicon Industries, Inc. (the “Company”) met with you on March 21, 2013. The Company stat |
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| April 2, 2013 |
VII / Vicon Industries, Inc. / HENRY PARTNERS L P - SC 13D/A Activist Investment SC 13D/A 1 d515111dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 4 Vicon Industries, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 925811101 (CUSIP Number) John W. Kauffman, Esquire Duane Morris LLP 30 South 17th Street Philadelphia, PA |
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| April 2, 2013 |
EX-1 Exhibit 1 JOINT FILING AGREEMENT The undersigned, the Reporting Persons named in this Amendment No. |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 1, 2013 |
VII / Vicon Industries, Inc. / HENRY PARTNERS L P - SCHEDULE 13D AMENDMENT NO. 3 Activist Investment Schedule 13D Amendment No. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 3 Vicon Industries, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 925811101 (CUSIP Number) John W. Kauffman, Esquire Duane Morris LLP 30 South 17th Street Philadelphia, PA 19103; tel |
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| February 27, 2013 |
VICON CHAIRMAN AND CEO ANNOUNCES RETIREMENT EXHIBIT 99.1 FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION: Investor Relations: Joan Wolf: Vicon Industries: Joan Wolf 631/650-6201 VICON CHAIRMAN AND CEO ANNOUNCES RETIREMENT HAUPPAUGE, NY, February 27, 2013 - Vicon Industries, Inc. (VII: NYSE-AMEX), a designer and producer of enterprise class video security and surveillance systems, today announced that Kenneth M. Darby has informed the Board of |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2013 VICON INDUSTRIES, INC. (Exact name of registrant as specified in its charter) New York 1-7939 11-2160665 (State of Incorporation or (Commission File Number) (IRS Emp |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-7939 VICON INDUSTRIES, INC. |
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| February 11, 2013 |
VII / Vicon Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* VICON INDUSTRIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 925811101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
