Mga Batayang Estadistika
LEI | 549300KP43CPCUJOOG15 |
CIK | 1692819 |
SEC Filings
SEC Filings (Chronological Order)
August 18, 2025 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 VISTRA CORP. (Exact Name of Registrant as Specified in Charter) Delaware 36-4833255 (State or Other Jurisdiction of Incorporation) (IRS Employer Identification No.) 6555 Sierra Drive Irving, |
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August 18, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 18, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of the Common Stock, $0.01 par value per share, of VISTRA CORP., |
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August 8, 2025 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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August 8, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2025 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 VISTRA CORP. |
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August 7, 2025 |
Vistra Reports Second Quarter 2025 Results EX-99.1 Exhibit 99.1 Vistra Reports Second Quarter 2025 Results Earnings Release Highlights • GAAP second quarter 2025 Net Income of $327 million and Cash Flow from Operations of $1,171 million. • Net Income from Ongoing Operations1 of $370 million and Ongoing Operations Adjusted EBITDA1 of $1,349 million. • Reaffirmed 2025 Ongoing Operations Adjusted EBITDA1 and Ongoing Operations Adjusted FCFbG1 |
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July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Commiss |
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July 16, 2025 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 6 TO MASTER FRAMEWORK AGREEMENT This AMENDMENT NO. 6 TO MASTER FRAMEWORK AGREEMENT (this “Amendment”), is made and entered into as of July 11, 2025 (the “Amendment Date”), by and among each of: (A) MUFG Bank, Ltd., a Japanese banking corporation (“MUFG”), as buyer (“Buyer”); (B) TXU Energy Retail Company LLC, a Texas limited liability company (“TXU”), a |
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July 16, 2025 |
Exhibit 4.1 EXECUTION VERSION SIXTEENTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT This SIXTEENTH AMENDMENT (this “Amendment”), dated as of July 11, 2025, is among TXU ENERGY RECEIVABLES COMPANY LLC, a Delaware limited liability company, as seller (the “Seller”), TXU ENERGY RETAIL COMPANY LLC, a Texas limited liability company (“TXU”), as servicer (in such capacity, together with its successors a |
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July 16, 2025 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2025 VISTRA CORP. |
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May 21, 2025 |
Exhibit 2.1 PURCHASE AND SALE AGREEMENT among NEP Holdco 1, L.L.C., NatGas Fund Holdings, L.L.C., SEIF III NatGas Holdings, L.L.C., and Edgewater Parent, LLC as the Sellers, and Vistra Operations Company LLC as the Buyer dated as of May 15, 2025 Table of Contents Page ARTICLE I DEFINITIONS AND CONSTRUCTION 2 Section 1.1 Definitions 2 Section 1.2 Rules of Construction 26 ARTICLE II PURCHASE AND SAL |
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May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Commissi |
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May 21, 2025 |
EX-99.1 Exhibit 99.1 Vistra to Acquire Natural Gas Assets, Building on Industry-Leading Generation Portfolio to Better Serve Customers Highlights • Transaction includes approximately 2,600 megawatts of modern natural gas generation assets at an attractive price of approximately $743/kW of capacity. • Acquisition is expected to deliver Ongoing Operations AFCFbG1 accretion in year one following clos |
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May 8, 2025 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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May 8, 2025 |
Exhibit 4.2 THIRTEENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES THIRTEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 31, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmin |
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May 8, 2025 |
Exhibit 4.6 SEVENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES SEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 31, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington T |
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May 8, 2025 |
Exhibit 4.7 FIRST SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 31, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust |
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May 8, 2025 |
Exhibit 4.5 THIRD SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES THIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as January 31, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, N |
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May 8, 2025 |
Exhibit 4.8 FIFTH SUPPLEMENTAL INDENTURE ADDITIONAL SUBSIDIARY GUARANTEES FIFTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of February 5, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company” ), the other subsidiary guarantors party hereto and The |
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May 8, 2025 |
Exhibit 4.4 NINETEENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES NINETEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 31, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmin |
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May 8, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2025 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 |
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May 8, 2025 |
Exhibit 4.3 THIRTEENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES THIRTEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 31, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmin |
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May 8, 2025 |
Exhibit 4.1 THIRTEENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES THIRTEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 31, 2025, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmin |
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May 7, 2025 |
Vistra Reports First Quarter 2025 Results Exhibit 99.1 Vistra Reports First Quarter 2025 Results Earnings Release Highlights • GAAP first quarter 2025 Net Loss of $(268) million and Cash Flow from Operations of $599 million. • Net Loss from Ongoing Operations1 of $(200) million and Ongoing Operations Adjusted EBITDA1 of $1,240 million. • Reaffirmed 2025 Ongoing Operations Adjusted EBITDA1 and Ongoing Operations Adjusted FCFbG1 guidance ra |
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May 7, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 VISTRA CORP. |
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May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 VISTRA CORP. |
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May 5, 2025 |
Amended and Restated Bylaws of Vistra Corp., effective May 2, 2025 EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF VISTRA CORP. Amended and restated as of May 2, 2025 TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 2.1 Annual Meeting 1 Section 2.2 Special Meeting 1 Section 2.3 Notice of Stockholders’ Meetings 3 Section 2.4 Organization 4 Section 2.5 Li |
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May 5, 2025 |
025 Employee Stock Purchase Plan, effective April 30, 2025 Exhibit 10.1 VISTRA CORP. 2025 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I. PURPOSE The purpose of this Plan is to assist Eligible Employees of the Company and its Designated Subsidiaries in acquiring a stock ownership interest in the Company. The Plan consists of two components: (i) the Section 423 Component and (ii) the Non-Section 423 Component. The Section 423 Component is intended to qualify as an |
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May 5, 2025 |
Amended and Restated Certificate of Incorporation of Vistra Corp. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VISTRA CORP. (a Delaware corporation) Vistra Corp., a corporation duly organized and existing under and by virtue of the laws of the State of Delaware (the “Corporation”), does hereby certify as follows: A. The Corporation’s original certificate of incorporation was filed with the Delaware Secretary of State on October 3, 2016 under |
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March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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March 19, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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March 7, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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February 28, 2025 |
Exhibit 4.134 Description of Capital Stock The following description of Vistra Corp.’s (the “Company,” “we” or “us”) capital stock is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the Company’s Certificate of Incorporation (as amended, the “Charter”), the Company’s Restated Bylaws (“Bylaws”), each of which are incorporated by referenc |
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February 28, 2025 |
Exhibit 4.131 THIRD SUPPLEMENTAL INDENTURE ADDITIONAL SUBSIDIARY GUARANTEES THIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 20, 2023, among the subsidiary guarantor listed on Schedule I hereto (the “Guaranteeing Subsidiary”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company” ), the other subsidiary guarantors party hereto and The B |
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February 28, 2025 |
Transactions in Vistra Corp. Securities Policy Exhibit 19.1 VISTRA CORP. TRANSACTIONS IN VISTRA CORP. SECURITIES I.SCOPE The Transactions in Vistra Corp. Securities Policy (this “Policy”) describes the obligations and responsibilities of all Affected Persons (as defined below) subject to this Policy with regard to transactions in the Vistra Securities (as defined below) of Vistra Corp. (the “Company” or “Vistra,” together with its subsidiaries |
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February 28, 2025 |
Exhibit 10.76 AMENDED AND RESTATED CLASS B UNIT PURCHASE AGREEMENT THIS AMENDED AND RESTATED CLASS B UNIT PURCHASE AGREEMENT (this “Agreement”) is entered into as of December 11, 2024 by and among Vistra Vision Holdings I LLC, a Delaware limited liability company (the “Purchaser”), Nuveen Asset Management, LLC, a Delaware limited liability company, as investment advisor or subadvisor on behalf of |
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February 28, 2025 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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February 28, 2025 |
Exhibit 4.94 FIFTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES FIFTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 20, 2023, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiary”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, |
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February 28, 2025 |
Significant Subsidiaries of Vistra Corp. Exhibit 21.1 Significant Subsidiaries of Vistra Corp. As of December 31, 2024 SUBSIDIARY STATE OR COUNTRY OF INCORPORATION OR ORGANIZATION 1 Ambit Energy Holdings, LLC Texas 2 Ambit Holdings, LLC Texas 3 Ambit Texas, LLC Texas 4 Comanche Peak Power Company LLC Delaware 5 Crius Energy, LLC Delaware 6 Crius Energy Holdings, LLC Delaware 7 Dynegy Coal Holdco, LLC Delaware 8 Dynegy Energy Services (Ea |
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February 28, 2025 |
Amended and Restated Vistra Annual Incentive Plan, effective as of January 1, 2025 Exhibit 10.10 VISTRA ANNUAL INCENTIVE PLAN Plan Document Amended and Restated, effective as of January 1, 2025 Contents Article I. Purpose. 1 Article II. Definitions. 1 Article III. Eligibility and Participation. 3 Article IV. Establishment of Performance Goals. 3 Article V. Establishment of Awards. 3 Article VI. Application of Individual Performance Modifier and Determination of Individual Partic |
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February 28, 2025 |
Exhibit 10.8 RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE VISTRA CORP. 2016 OMNIBUS INCENTIVE PLAN * * * * * Participant: Grant Date: Number of Restricted Stock Units Granted: * * * * * THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and between Vistra Corp., a corporation organized in the State of Delaware (the |
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February 28, 2025 |
Exhibit 4.67 FIFTEENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES FIFTEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 20, 2023, among the subsidiary guarantor listed on Schedule I hereto (the “Guaranteeing Subsidiary”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington |
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February 28, 2025 |
Exhibit 4.14 ELEVENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES ELEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 20, 2023, among the subsidiary guarantor listed on Schedule I hereto (the “Guaranteeing Subsidiary”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington T |
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February 28, 2025 |
Exhibit 10.9 PERFORMANCE STOCK UNIT AWARD AGREEMENT PURSUANT TO THE VISTRA CORP. 2016 OMNIBUS INCENTIVE PLAN * * * * * Participant: [] Grant Date: [] Target Number of Performance Stock Units (the “Target PSUs”): [] Maximum Number of Shares of Common Stock that may be issued pursuant to this Agreement (the “Maximum Shares”): [] * * * * * THIS PERFORMANCE STOCK UNIT AWARD AGREEMENT (this “Agreement” |
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February 28, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 Vist |
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February 28, 2025 |
Exhibit 4.29 ELEVENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES ELEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 20, 2023, among the subsidiary guarantor listed on Schedule I hereto (the “Guaranteeing Subsidiary”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington T |
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February 28, 2025 |
Exhibit 4.44 ELEVENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES ELEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 20, 2023, among the subsidiary guarantor listed on Schedule I hereto (the “Guaranteeing Subsidiary”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington T |
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February 28, 2025 |
Exhibit 4.85 FIRST SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 20, 2023, among the subsidiary guarantor listed on Schedule I hereto (the “Guaranteeing Subsidiary”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, |
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February 27, 2025 |
Vistra Reports Fourth Quarter and Full-Year 2024 Results Exhibit 99.1 Vistra Reports Fourth Quarter and Full-Year 2024 Results Earnings Release Highlights • GAAP full-year 2024 Net Income of $2,812 million and Cash Flow from Operations of $4,563 million. • Net Income from Ongoing Operations1 of $2,928 million, Ongoing Operations Adjusted EBITDA1 of $5,656 million, $856 million higher than the midpoint of the original guidance range announced in May 2024 |
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February 27, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 VISTRA CORP. |
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December 30, 2024 |
Exhibit 99.1 FOR IMMEDIATE PUBLICATION Vistra Announces Expansion of its Board of Directors with the Appointment of Rob Walters IRVING, Texas — Dec. 30, 2024 — Vistra (NYSE: VST) today announced a new addition to its board of directors. Effective today, Rob Walters has been appointed as independent director and will serve on two board committees: Sustainability and Risk Committee and Nominating an |
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December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 24, 2024 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Com |
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December 19, 2024 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of December 17, 2024 (including the annexes, schedules, exhibits and other attachments hereto, this “First Amendment”), by and among Vistra Zero Operating Company, LLC, a Delaware limited liability company (the “Borrower”), the Lenders party hereto and Citibank, N.A., as Administra |
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December 19, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2024 VISTRA CORP. |
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December 16, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2024 VISTRA CORP. |
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December 16, 2024 |
Exhibit 10.1 Execution Version SEVENTEENTH AMENDMENT TO CREDIT AGREEMENT THIS SEVENTEENTH AMENDMENT TO CREDIT AGREEMENT, dated as of December 10, 2024 (including the annexes, schedules, exhibits and other attachments hereto, this “Seventeenth Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware l |
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December 9, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 VISTRA CORP. |
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December 9, 2024 |
Exhibit 4.1 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC, as Issuer 5.050% SENIOR SECURED NOTES DUE 2026 5.700% SENIOR SECURED NOTES DUE 2034 EIGHTEENTH SUPPLEMENTAL INDENTURE Dated as of December 4, 2024 Wilmington Trust, National Association as Trustee TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 25 Secti |
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November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Com |
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November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 VISTRA CORP. |
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November 19, 2024 |
Exhibit 10.1 Execution Version November 17, 2024 VV Aggregator Holdings 1 LLC c/o Avenue Capital Management, L.P. 11 West 42nd Street, 9th Floor New York, NY 10036 CONFIDENTIAL Re: Amended and Restated Class B Unit Purchase Agreement Ladies and Gentlemen: Reference is made to (a) that certain Class B Unit Purchase Agreement (the “Original UPA”), dated as of September 18, 2024, by and among Vistra |
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November 19, 2024 |
VISTRA CORP. UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.1 VISTRA CORP. UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION On March 1, 2024, Vistra Corp., a Delaware corporation (“Vistra”) completed its previously announced transaction pursuant to that certain Transaction Agreement dated as of March 6, 2023 (the “Transaction Agreement”), by and among Vistra Operations Company, LLC, a Delaware limited liability company (“Parent” o |
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November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2024 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Com |
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November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 VISTRA CORP. |
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November 8, 2024 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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November 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2024 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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November 8, 2024 |
Exhibit 10.5 EIGHTH AMENDMENT TO CREDIT AGREEMENT This EIGHTH AMENDMENT TO CREDIT AGREEMENT, dated as of October 2, 2024 (including the annexes, schedules, exhibits and other attachments hereto, this “Eighth Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware limited liability company (“Holdings |
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November 8, 2024 |
Exhibit 10.6 SIXTEENTH AMENDMENT TO CREDIT AGREEMENT This SIXTEENTH AMENDMENT TO CREDIT AGREEMENT, dated as of October 11, 2024 (including the annexes, schedules, exhibits and other attachments hereto, this “Sixteenth Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware limited liability company |
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November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 VISTRA CORP. |
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November 7, 2024 |
EX-99.1 Exhibit 99.1 Vistra – Press Release Nov. 7, 2024, Page 1 Vistra Reports Third Quarter 2024 Results, Raises and Narrows 2024 Guidance, and Initiates 2025 Guidance Earnings Release Highlights • GAAP third quarter 2024 Net Income of $1,837 million and Cash Flow from Operations of $1,702 million. • Net Income from Ongoing Operations1 of $1,855 million and Ongoing Operations Adjusted EBITDA1 of |
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November 5, 2024 |
Amended and Restated Bylaws of Vistra Corp., effective October 30, 2024 EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF VISTRA CORP. Amended and restated as of October 30, 2024 TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 2.1 Annual Meeting 1 Section 2.2 Special Meeting 1 Section 2.3 Notice of Stockholders’ Meetings 4 Section 2.4 Organization 5 Section 2 |
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November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 VISTRA CORP. |
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October 17, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2024 VISTRA CORP. |
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October 8, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 VISTRA CORP. |
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September 24, 2024 |
Exhibit 99.1 Vistra to Acquire Equity Interests of Vistra Vision LLC from Minority Investors Vistra to become the sole owner of Vistra Vision Highlights • Transaction, consisting of the acquisition of the entire 15% equity interest in Vistra Vision currently owned by affiliates of Nuveen and Avenue, is expected to close on Dec. 31, 2024. • Net present value cash purchase price, which will be paid |
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September 24, 2024 |
Exhibit 10.2 EXECUTION VERSION CLASS B UNIT PURCHASE AGREEMENT THIS CLASS B UNIT PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 18, 2024 by and among Vistra Vision Holdings I LLC, a Delaware limited liability company (the “Purchaser”), Nuveen Asset Management, LLC, a Delaware limited liability company, as investment advisor or subadvisor on behalf of each fund and/or account |
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September 24, 2024 |
Exhibit 10.1 EXECUTION VERSION CLASS B UNIT PURCHASE AGREEMENT THIS CLASS B UNIT PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 18, 2024 by and among Vistra Vision Holdings I LLC, a Delaware limited liability company (the “Purchaser”), VV Aggregator Holdings 1 LLC, a Delaware limited liability company (the “Seller”), and, solely for the purposes of Section 7(t) and the other |
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September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2024 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Co |
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August 9, 2024 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2024 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 |
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August 8, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 VISTRA CORP. |
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August 8, 2024 |
Vistra Reports Second Quarter 2024 Results Exhibit 99.1 Vistra Reports Second Quarter 2024 Results Earnings Release Highlights • GAAP second quarter 2024 Net Income of $467 million and Cash Flow from Operations of $1,196 million. • Net Income from Ongoing Operations1 of $492 million and Ongoing Operations Adjusted EBITDA1 of $1,414 million. • Reaffirmed midpoint guidance for 2024 Ongoing Operations Adjusted EBITDA,1 excluding any potential |
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August 6, 2024 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLES FORM S-8 REGISTRATION STATEMENT (Form Type) Vistra Corp. (Exact Name of registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Comm |
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August 6, 2024 |
As filed with the Securities and Exchange Commission on August 5, 2024. S-8 As filed with the Securities and Exchange Commission on August 5, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VISTRA CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 4911 36-4833255 (State or Other Jurisdiction of Incorporation or Organization) (Primar |
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July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Commiss |
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July 12, 2024 |
Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 4 TO MASTER REPURCHASE AGREEMENT This AMENDMENT NO. 4 TO MASTER REPURCHASE AGREEMENT (this “Amendment”), is made and entered into as of July 11, 2024 (the “Amendment Date”), by and among each of (A) MUFG Bank, Ltd., a Japanese banking corporation, as buyer (“Buyer”); and (B) TXU Energy Retail Company LLC, a Texas limited liability company (“TXU”), as se |
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July 12, 2024 |
Exhibit 4.1 EXECUTION VERSION FIFTEENTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT This FIFTEENTH AMENDMENT (this “Amendment”), dated as of July 11, 2024, is among TXU ENERGY RECEIVABLES COMPANY LLC, a Delaware limited liability company, as seller (the “Seller”), TXU ENERGY RETAIL COMPANY LLC, a Texas limited liability company (“TXU”), as servicer (in such capacity, together with its successors a |
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July 12, 2024 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 5 TO MASTER FRAMEWORK AGREEMENT This AMENDMENT NO. 5 TO MASTER FRAMEWORK AGREEMENT (this “Amendment”), is made and entered into as of July 11, 2024 (the “Amendment Date”), by and among each of: (A) MUFG Bank, Ltd., a Japanese banking corporation (“MUFG”), as buyer (“Buyer”); (B) TXU Energy Retail Company LLC, a Texas limited liability company (“TXU”), a |
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July 12, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 VISTRA CORP. |
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May 10, 2024 |
EXHIBIT 4.18 FIFTH SUPPLEMENTAL INDENTURE FIRSTENERGY NUCLEAR GENERATION, LLC TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee Dated as of August 15, 2016 Providing among other things for First Mortgage Bonds, Guarantee Series F of 2016 due 2035 First Mortgage Bonds, Guarantee Series G of 2016 due 2033 Supplemental to Open-End Mortgage, General Mortgage Indenture and Deed of Trust, Da |
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May 10, 2024 |
Exhibit 4.9 SIXTEENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES SIXTEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 29, 2024, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington |
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May 10, 2024 |
Exhibit 4.8 TWELFTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES TWELFTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 29, 2024, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Tru |
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May 10, 2024 |
EXHIBIT 4.16 FIRST SUPPLEMENTAL INDENTURE FIRSTENERGY NUCLEAR GENERATION CORP. TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of June 15, 2009 Providing among other things for First Mortgage Bonds, Guarantee Series A of 2009 due 2033 First Mortgage Bonds, Guarantee Series B of 2009 due 2011 First Mortgage Bonds, Collateral Series A of 2009 due 2010 First Mortgage Bonds, Co |
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May 10, 2024 |
Exhibit 4.3 SECOND SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 29, 2024, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust |
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May 10, 2024 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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May 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2024 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 |
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May 10, 2024 |
Exhibit 4.6 TWELFTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES TWELFTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 29, 2024, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Tru |
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May 10, 2024 |
Open-End Mortgage, General Mortgage Indenture and Deed of Trust, dated as of June 1, 200 EXHIBIT 4.20 OPEN-END MORTGAGE, GENERAL MORTGAGE INDENTURE AND DEED OF TRUST FIRSTENERGY NUCLEAR GENERATION CORP. TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated As Of June 1, 2009 This Instrument Contains After-Acquired Property Provisions This Indenture constitutes a financing statement filed as a fixture filing under Article 9 of the Uniform Commercial Code (as in effect in |
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May 10, 2024 |
Open-End Mortgage, General Mortgage Indenture and Deed of Trust, dated as of June 19, 2008 EXHIBIT 4.21 OPEN-END MORTGAGE, GENERAL MORTGAGE INDENTURE AND DEED OF TRUST FIRSTENERGY GENERATION CORP. TO THE BANK OF NEW YORK TRUST COMPANY, N.A., as Trustee Dated As Of June 19, 2008 This Instrument Contains After-Acquired Property Provisions This Indenture constitutes a financing statement filed as a fixture filing under Article 9 of the Uniform Commercial Code (as in effect in the relevant |
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May 10, 2024 |
Exhibit 4.7 TWELFTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES TWELFTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 29, 2024, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Tru |
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May 10, 2024 |
EXHIBIT 4.17 SECOND SUPPLEMENTAL INDENTURE FIRSTENERGY NUCLEAR GENERATION CORP. TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of June 30, 2009 Providing among other things for First Mortgage Bonds, Guarantee Series C of 2009 due 2033 First Mortgage Bonds, Guarantee Series D of 2009 due 2033 First Mortgage Bonds, Guarantee Series E of 2009 due 2033 First Mortgage Bonds, Co |
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May 10, 2024 |
EXHIBIT 4.19 EIGHTH SUPPLEMENTAL INDENTURE FIRSTENERGY GENERATION, LLC TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee Dated as of August 15, 2016 Providing among other things for First Mortgage Bonds, Guarantee Series I of 2016 due 2028 First Mortgage Bonds, Guarantee Series J of 2016 due 2029 First Mortgage Bonds, Guarantee Series K of 2016 due 2047 First Mortgage Bonds, Guarantee |
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May 10, 2024 |
Exhibit 4.4 FOURTH SUPPLEMENTAL INDENTURE ADDITIONAL SUBSIDIARY GUARANTEES FOURTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 29, 2024, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company” ), the other subsidiary guarantors party hereto and The |
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May 10, 2024 |
Exhibit 4.5 SIXTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES SIXTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 29, 2024, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 VISTRA CORP. |
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May 8, 2024 |
Exhibit 99.1 Vistra Reports First Quarter 2024 Results, Raises Expectations for Energy Harbor and Consolidated Adjusted EBITDA Earnings Release Highlights • GAAP first quarter 2024 Net Income of $18 million and Cash Flow from Operations of $312 million. • Net Income from Ongoing Operations1 of $39 million and Ongoing Operations Adjusted EBITDA1 of $813 million. • Initiated a combined midpoint guid |
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May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 VISTRA CORP. |
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May 6, 2024 |
Amended and Restated 2016 Omnibus Incentive Plan effective as of May 1, 2024 Exhibit 10.1 APPENDIX A VISTRA CORP. 2016 OMNIBUS INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Vistra Corp. 2016 Omnibus Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Individuals cash and stock-based incentives in order to attract, retain and reward such individuals and strengthen the mu |
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April 18, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 VISTRA CORP. |
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April 18, 2024 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC, as Issuer 6.000% SENIOR SECURED NOTES DUE 2034 SEVENTEENTH SUPPLEMENTAL INDENTURE Dated as of April 12, 2024 Wilmington Trust, National Association as Trustee TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 25 Section 1.03 Rules of Construction 2 |
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April 18, 2024 |
Exhibit 4.2 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC, as Issuer 6.875% SENIOR NOTES DUE 2032 INDENTURE Dated as of April 12, 2024 Wilmington Trust, National Association as Trustee TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 20 Section 1.03 Rules of Construction 20 Article 2 THE NOTES Section 2.01 Form |
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April 9, 2024 |
Exhibit 99.1 Energy Harbor Corp. and Subsidiaries Consolidated Financial Statements For the Years Ended December 31, 2023 and 2022 TABLE OF CONTENTS FINANCIAL STATEMENTS PAGE Independent Auditor’s Report 1 Consolidated Statements of Income (Loss) and Comprehensive Income (Loss) 3 Consolidated Balance Sheets 4 Consolidated Statements of Cash Flows 5 Consolidated Statements of Changes in Stockholder |
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April 9, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 VISTRA CORP. |
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April 9, 2024 |
Exhibit 4.2 EXECUTION VERSION SIXTH AMENDMENT TO PURCHASE AND SALE AGREEMENT This SIXTH AMENDMENT (this “Amendment”), dated as of April 8, 2024, is among TXU ENERGY RETAIL COMPANY LLC, a Texas limited liability company (“TXU”), as Originator and as Servicer (in such capacity, together with its successors and permitted assigns in such capacity, the “Servicer”), TXU ENERGY RECEIVABLES COMPANY LLC, a |
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April 9, 2024 |
Exhibit 4.1 EXECUTION VERSION FOURTEENTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT This FOURTEENTH AMENDMENT (this “Amendment”), dated as of April 8, 2024, is among TXU ENERGY RECEIVABLES COMPANY LLC, a Delaware limited liability company, as seller (the “Seller”), TXU ENERGY RETAIL COMPANY LLC, a Texas limited liability company (“TXU”), as servicer (in such capacity, together with its successors |
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April 9, 2024 |
VISTRA CORP. UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.2 VISTRA CORP. UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION On March 1, 2024, Vistra Corp., a Delaware corporation (“Vistra”) completed its previously announced transaction pursuant to the transaction agreement dated as of March 6, 2023 (the “Transaction Agreement”), by and among Vistra Operations Company, LLC, a Delaware limited liability company (“Parent” or the “Co |
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April 9, 2024 |
Exhibit 10.1 JOINDER AGREEMENT THIS JOINDER AGREEMENT dated as of April 8, 2024 is executed and delivered by each entity identified on the signature page hereto as a “Joining Originator” (the “Joining Originator”), in favor of MUFG Bank, Ltd., a Japanese banking corporation (“Buyer”), with respect to that certain Master Framework Agreement, dated as of October 9, 2020, by and among TXU Energy Reta |
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April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 VISTRA CORP. |
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April 3, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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April 1, 2024 |
Exhibit 10.1 Execution Version CREDIT AGREEMENT Dated as of March 26, 2024 among VISTRA ZERO OPERATING COMPANY, LLC, as the Borrower, The Several Lenders and Revolving Letter of Credit Issuers from Time to Time Parties Hereto, CITIBANK, N.A., as Administrative Agent and Collateral Agent and CITIBANK, N.A., BARCLAYS BANK PLC, BMO CAPITAL MARKETS CORP., BNP PARIBAS SECURITIES CORP., BOFA SECURITIES, |
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April 1, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2024 VISTRA CORP. |
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March 7, 2024 |
Exhibit 99.1 FOR IMMEDIATE PUBLICATION Vistra Completes Energy Harbor Acquisition Combination creates leading integrated zero-carbon generation and retail electricity platform IRVING, Texas — March 1, 2024 — Today, Vistra (NYSE: VST) announced that it has completed the acquisition of Energy Harbor Corp., growing its leading integrated zero-carbon generation and retail electricity business with the |
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March 7, 2024 |
Exhibit 99.2 FOR IMMEDIATE PUBLICATION Vistra Announces Expansion of its Board of Directors with the Appointment of Bill Pitesa IRVING, Texas — March 7, 2024 — Vistra (NYSE: VST) today announced a new addition to its board of directors following the closing of the Energy Harbor acquisition. Effective today, John W. (Bill) Pitesa, a former chief nuclear officer for Duke Energy with more than 40 yea |
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March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Commiss |
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March 7, 2024 |
Amended and Restated Limited Liability Company Agreement of Vistra Vision LLC, dated March 1, 2024 Exhibit 10.1 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF VISTRA VISION LLC A Delaware Limited Liability Company March 1, 2024 THE SECURITIES REPRESENTED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR REGISTERED OR QUALIFIED UNDER ANY SECURITIES OR BLUE SKY LAWS OF ANY STATE OR JURISDICTION. THEREFORE, THE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHEC |
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February 29, 2024 |
Exhibit 10.20 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 5, 2022 (the “Effective Date”), is between Vistra Corp., Luminant Energy Company LLC (together, the “Company”), and Stephen J. Muscato (“Executive”). Recitals: WHEREAS, the Company and Executive previously entered into an agreement effective as of March 9, 2018 |
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February 29, 2024 |
Significant Subsidiaries of Vistra Corp. Exhibit 21.1 Significant Subsidiaries of Vistra Corp. As of December 31, 2023 SUBSIDIARY STATE OR COUNTRY OF INCORPORATION OR ORGANIZATION 1 Ambit Energy Holdings, LLC Texas 2 Ambit Holdings, LLC Texas 3 Ambit Northeast, LLC Delaware 4 Ambit Texas, LLC Texas 5 Comanche Peak Power Company LLC Delaware 6 Crius Energy, LLC Delaware 7 Crius Energy Holdings, LLC Delaware 8 Dynegy Coal Holdco, LLC Delaw |
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February 29, 2024 |
Exhibit 10.18 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 5, 2022 (the “Effective Date”), is between Vistra Corp., Vistra Corporate Services Company (together, the “Company”), and Carrie Lee Kirby (“Executive”). Recitals: WHEREAS, the Company and Executive previously entered into an employment agreement originally eff |
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February 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 Vist |
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February 29, 2024 |
Exhibit 97.1 Vistra Corp. CLAWBACK POLICY I. SCOPE The Clawback Policy (this “Policy”) applies to the current and former executive officers of Vistra Corp. (the “Company”), as determined by the Social Responsibility and Compensation Committee of the Board of Directors of the Company (the “Committee”) in accordance with Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange A |
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February 29, 2024 |
Exhibit 10.17 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 5, 2022 (the “Effective Date”), is between Vistra Corp., Vistra Corporate Services Company (together, the “Company”), and Stephanie Zapata Moore (“Executive”). Recitals: WHEREAS, the Company and Executive previously entered into an employment agreement original |
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February 29, 2024 |
Exhibit 10.21 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”), executed on August 8, 2022 and effective as of August 23, 2022 (the “Effective Date”), is between Vistra Corp., Vistra Corporate Services Company (together, the “Company”), and Stacey Doré (“Executive”). Recitals: WHEREAS, the Company and Executive desire to enter into a written employment agreement to reflect the terms up |
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February 29, 2024 |
Exhibit 10.16 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”), executed on July 20, 2022 and effective as of August 1, 2022 (the “Effective Date”), is between Vistra Corp., Vistra Corporate Services Company (together, the “Company”), and Kristopher E. Moldovan (“Executive”). Recitals: WHEREAS, the Company and Executive desire to enter into a written employment agreement to reflect the |
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February 29, 2024 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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February 29, 2024 |
Exhibit 10.15 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated as of March 20, 2022, is between Vistra Corp. (the “Company”) and James A. Burke (“Executive”). Recitals: WHEREAS, the Company and Executive previously entered into an employment agreement effective as of October 4, 2016 (the “Original Effective Date”); WHE |
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February 29, 2024 |
Exhibit 10.19 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 5, 2022 (the “Effective Date”), is between Vistra Corp., TXU Retail Services Company (together, the “Company”), and Scott A. Hudson (“Executive”). Recitals: WHEREAS, the Company and Executive previously entered into an agreement effective as of March 1, 2018 (t |
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February 29, 2024 |
Exhibit 4.104 Description of Capital Stock The following description of Vistra Corp.’s (the “Company,” “we” or “us”) capital stock is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the Company’s Certificate of Incorporation (as amended, the “Charter”), the Company’s Restated Bylaws (“Bylaws”), each of which are incorporated by referenc |
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February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 VISTRA CORP. |
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February 28, 2024 |
Exhibit 99.1 NEWS RELEASE Vistra Reports Full-Year 2023 Results, Announces Expected Closing of Energy Harbor Transaction On March 1, 2024 Earnings Release Highlights • GAAP full-year 2023 Net Income of $1,492 million and Cash Flow from Operations of $5,453 million. • Net Income from Ongoing Operations1 of $1,498 million, Ongoing Operations Adjusted EBITDA1 of $4,140 million, $440 million higher th |
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February 20, 2024 |
Exhibit 99.1 FOR IMMEDIATE PUBLICATION Vistra Receives Approval from Federal Energy Regulatory Commission on Energy Harbor Acquisition This marks the final regulatory approval needed in the acquisition process IRVING, Texas — Feb. 19, 2024 — Vistra (NYSE: VST) has now received approval from the Federal Energy Regulatory Commission (FERC) to acquire Energy Harbor. Vistra announced last March that t |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2024 VISTRA CORP. |
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February 13, 2024 |
VST / Vistra Corp. / BROOKFIELD ASSET MANAGEMENT INC. - SC 13G/A Passive Investment SC 13G/A 1 ef20021367sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) Vistra Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 92840M102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appr |
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February 13, 2024 |
VST / Vistra Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Vistra Corp Title of Class of Securities: Common Stock CUSIP Number: 92840M102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13 |
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January 29, 2024 |
S-3ASR Table of Contents Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VISTRA CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 4911 36-4833255 (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Classification Code Number) (I |
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January 29, 2024 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLES FORM S-3 REGISTRATION STATEMENT (Form Type) Vistra Corp. (Exact Name of registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price per Share Proposed Maximum Aggregate Offering Price Fee Rate Am |
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January 29, 2024 |
RW January 26, 2024 VIA EDGAR Division of Corporate Finance Securities and Exchange Commission 100 F Street, N. |
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January 23, 2024 |
Exhibit 99.1 Energy Harbor Corp. and Subsidiaries Consolidated Financial Statements For the Years Ended December 31, 2022 and 2021 TABLE OF CONTENTS FINANCIAL STATEMENTS PAGE Independent Auditor’s Report 1 Consolidated Statements of Operations and Comprehensive Income (Loss) 3 Consolidated Balance Sheets 4 Consolidated Statements of Cash Flows 5 Consolidated Statements of Changes in Stockholders’ |
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January 23, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange ("NYSE" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of the Warrants to Purchase Common Stock (the "Warrants") of Vistra Corp. |
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January 23, 2024 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLES FORM S-3 REGISTRATION STATEMENT (Form Type) Vistra Corp. (Exact Name of registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price per Share Proposed Maximum Aggregate Offering Price Fee Rate Am |
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January 23, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 VISTRA CORP. |
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January 23, 2024 |
As filed with the Securities and Exchange Commission on January 23, 2024 S-3 Table of Contents As filed with the Securities and Exchange Commission on January 23, 2024 Registration No. |
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January 4, 2024 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED TAX RECEIVABLE AGREEMENT by and between Vistra Corp. and Equiniti Trust Company, LLC, as Transfer Agent dated as of December 29, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Interpretive Provisions 13 Section 1.3 Times of Day 15 Section 1.4 Timing of Payment or Performance 15 Section 1.5 Certifications |
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January 4, 2024 |
Exhibit 3.1 Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF “VISTRA CORP.”, FILED IN THIS OFFICE ON THE TWENTY-NINTH DAY OF DECEMBER, A.D. 2023, AT 4:39 O`CLOCK P.M. /s/ Jeffrey W. Bullock Jeffrey W. Bullock, Secretary of State 5985588 8100 SR# 20234375 |
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January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2023 VISTRA CORP. |
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December 29, 2023 |
Vistra Announces Early Results of Cash Tender Offer for Senior Secured Notes EX-99.1 Exhibit 99.1 Vistra Announces Early Results of Cash Tender Offer for Senior Secured Notes IRVING, Texas, December 26, 2023 — Vistra Corp. (NYSE: VST) (“Vistra”) announced today the results to date of its previously announced cash tender offers (the “Tender Offers”) to purchase a portion of Vistra’s outstanding 3.550% Senior Secured Notes due 2024 (“3.550% 2024 Notes”), 4.875% Senior Secure |
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December 29, 2023 |
Vistra Announces Pricing Terms of Cash Tender Offer for Senior Secured Notes EX-99.2 Exhibit 99.2 Vistra Announces Pricing Terms of Cash Tender Offer for Senior Secured Notes IRVING, Texas, December 26, 2023 — Vistra Corp. (NYSE: VST) (“Vistra”) announced today the pricing terms of its previously announced cash tender offers (the “Tender Offers”) to purchase a portion of Vistra’s outstanding 3.550% Senior Secured Notes due 2024 (“3.550% 2024 Notes”), 4.875% Senior Secured |
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December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2023 VISTRA CORP. |
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December 26, 2023 |
EX-10.1 Exhibit 10.1 FIFTEENTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTEENTH AMENDMENT TO CREDIT AGREEMENT, dated as of December 20, 2023 (including the annexes, schedules, exhibits and other attachments hereto, this “Fifteenth Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware limited liability |
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December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 VISTRA CORP. |
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December 15, 2023 |
EX-99.1 Exhibit 99.1 Vistra Announces Private Offerings of Senior Secured Notes and Senior Unsecured Notes and Cash Tender Offer IRVING, Texas, Dec. 11, 2023 — Vistra Corp. (NYSE: VST) (the “Company” or “Vistra”) announced today the launch of concurrent private offerings (the “Offerings”) of 6.950% senior secured notes due 2033 (the “Secured Notes”), which form a part of the same series of the Iss |
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December 15, 2023 |
EX-99.2 Exhibit 99.2 Vistra Prices Upsized Private Offerings of $400 Million of Senior Secured Notes and $350 Million of Senior Notes; Upsizes Cash Tender Offers to $750 Million IRVING, Texas, Dec. 11, 2023 — Vistra Corp. (NYSE: VST) (the “Company” or “Vistra”) announced today the pricing of upsized private offerings of $400 million aggregate principal amount of 6.950% senior secured notes due 203 |
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December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2023 VISTRA CORP. |
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December 15, 2023 |
EX-10.2 Exhibit 10.2 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC $350,000,000 7.750% Senior Unsecured Notes due 2031 Purchase Agreement December 11, 2023 Citigroup Global Markets Inc. As Representative of the Initial Purchasers 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Vistra Operations Company LLC, a limited liability company organized under the laws of the State of |
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December 15, 2023 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC $400,000,000 6.950% Senior Secured Notes due 2033 Purchase Agreement December 11, 2023 Citigroup Global Markets Inc. As Representative of the Initial Purchasers 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Vistra Operations Company LLC, a limited liability company organized under the laws of the State of De |
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December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2023 VISTRA CORP. |
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December 11, 2023 |
EX-99.1 Exhibit 99.1 Energy Harbor Corp. and Subsidiaries Unaudited Condensed Consolidated Financial Statements For the Quarterly Period Ended: September 30, 2023 TABLE OF CONTENTS FINANCIAL STATEMENTS (Unaudited) PAGE Independent Accountant’s Review Report 1 Condensed Consolidated Statements of Income / (Loss) and Comprehensive Income (Loss) 2 Condensed Consolidated Balance Sheets 3 Condensed Con |
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November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 VISTRA CORP. |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 VISTRA CORP. |
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November 7, 2023 |
Exhibit 10.3 SEVENTH AMENDMENT TO CREDIT AGREEMENT This SEVENTH AMENDMENT TO CREDIT AGREEMENT, dated as of October 4, 2023 (including the annexes, schedules, exhibits and other attachments hereto, this “Seventh Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware limited liability company (“Holdi |
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November 7, 2023 |
Vistra Reports Third Quarter 2023 Results; Initiates 2024 Exhibit 99.1 Vistra Reports Third Quarter 2023 Results; Initiates 2024 Guidance Earnings Release Highlights • Recorded third quarter 2023 Net Income of $502 million and Net Income from Ongoing Operations1 of $519 million and achieved Ongoing Operations Adjusted EBITDA1 of $1,613 million. • Raised and narrowed 2023 Ongoing Operations Adjusted EBITDA and Ongoing Operations Adjusted FCFbG1 guidance r |
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November 7, 2023 |
Exhibit 4.1 TENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES TENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of July 31, 2023, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, N |
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November 7, 2023 |
Exhibit 4.2 TENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES TENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of July 31, 2023, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, N |
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November 7, 2023 |
Exhibit 10.2 SIXTH AMENDMENT TO CREDIT AGREEMENT This SIXTH AMENDMENT TO CREDIT AGREEMENT, dated as of September 26, 2023 (including the annexes, schedules, exhibits and other attachments hereto, this “Sixth Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware limited liability company (“Holdings |
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November 7, 2023 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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November 7, 2023 |
Exhibit 10.1 FOURTEENTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTEENTH AMENDMENT TO CREDIT AGREEMENT, dated as of September 26, 2023 (including the annexes, schedules, exhibits and other attachments hereto, this “Fourteenth Amendment”), by and among Vistra Operations Company LLC (formerly known as TEX Operations Company LLC), a Delaware limited liability company (the “Borrower”), Vistra Intermediat |
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November 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2023 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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November 7, 2023 |
Exhibit 4.5 FOURTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES FOURTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of July 31, 2023, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, |
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November 7, 2023 |
Exhibit 4.4 THIRTEENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES THIRTEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of July 31, 2023, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmingto |
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November 7, 2023 |
Exhibit 4.6 SECOND SUPPLEMENTAL INDENTURE ADDITIONAL SUBSIDIARY GUARANTEES SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of August 3, 2023, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company” ), the other Subsidiary Guarantors (as defined in the In |
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November 7, 2023 |
Exhibit 4.3 TENTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES TENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of July 31, 2023, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Trust, N |
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November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 VISTRA CORP. |
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October 11, 2023 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 VISTRA CORP. |
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October 2, 2023 |
Exhibit 4.2 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC, as Issuer 7.750% SENIOR NOTES DUE 2031 INDENTURE Dated as of September 26, 2023 Wilmington Trust, National Association as Trustee TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 18 Section 1.03 Rules of Construction 19 Article 2 THE NOTES Section 2.01 F |
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October 2, 2023 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2023 VISTRA CORP. |
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October 2, 2023 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC, as Issuer 6.950% SENIOR SECURED NOTES DUE 2033 FOURTEENTH SUPPLEMENTAL INDENTURE Dated as of September 26, 2023 Wilmington Trust, National Association as Trustee TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 25 Section 1.03 Rules of Constructio |
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September 15, 2023 |
Exhibit 10.1 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC $650,000,0000 6.950% Senior Secured Notes due 2033 Purchase Agreement September 12, 2023 Citigroup Global Markets Inc. As Representative of the Initial Purchasers 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Vistra Operations Company LLC, a limited liability company organized under the laws of the State of Delaware |
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September 15, 2023 |
Exhibit 10.2 EXECUTION VERSION VISTRA OPERATIONS COMPANY LLC $1,100,000,000 7.750% Senior Unsecured Notes due 2031 Purchase Agreement September 12, 2023 Citigroup Global Markets Inc. As Representative of the Initial Purchasers 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Vistra Operations Company LLC, a limited liability company organized under the laws of the State of Delaw |
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September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 VISTRA CORP. |
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September 15, 2023 |
Exhibit 99.2 NEWS RELEASE Vistra Prices Private Offerings of $650 Million of Senior Secured Notes and $1.1 Billion of Senior Unsecured Notes IRVING, Texas, Sept. 12, 2023 — Vistra Corp. (NYSE: VST) (the “Company” or “Vistra”) announced today the pricing of $650 million aggregate principal amount of senior secured notes due 2033 at a price to the public of 99.850% of their face value (the “Secured |
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September 15, 2023 |
Vistra Announces Private Offerings of Senior Secured Notes and Senior Unsecured Notes Exhibit 99.1 NEWS RELEASE Vistra Announces Private Offerings of Senior Secured Notes and Senior Unsecured Notes IRVING, Texas, Sept. 12, 2023 — Vistra Corp. (NYSE: VST) (the “Company” or “Vistra”) announced today the launch of senior secured notes due 2033 (the “Secured Notes”) and senior unsecured notes due 2031 (the “Unsecured Notes” and, together with the Secured Notes, the “Notes”) in concurre |
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September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 VISTRA CORP. |
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September 12, 2023 |
Exhibit 99.1 Energy Harbor Corp. and Subsidiaries Unaudited Condensed Consolidated Financial Statements For the Quarterly Period Ended: June 30, 2023 TABLE OF CONTENTS FINANCIAL STATEMENTS (Unaudited) PAGE Independent Accountant’s Review Report 1 Condensed Consolidated Statements of Income / (Loss) and Comprehensive Income (Loss) 2 Condensed Consolidated Balance Sheets 3 Condensed Consolidated Sta |
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August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 VISTRA CORP. |
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August 9, 2023 |
Vistra Reports Second Quarter 2023 Results EX-99.1 Exhibit 99.1 NEWS RELEASE Vistra Reports Second Quarter 2023 Results Earnings Release Highlights • Recorded second quarter 2023 Net Income of $476 million and Net Income from Ongoing Operations1 of $409 million and achieved Ongoing Operations Adjusted EBITDA1 of $1,008 million. • Updated guidance based on year-to-date performance and outlook, by narrowing the range and raising the lower en |
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August 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2023 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 |
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August 9, 2023 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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August 9, 2023 |
Exhibit 10.1 THIRTEENTH AMENDMENT TO CREDIT AGREEMENT This THIRTEENTH AMENDMENT TO CREDIT AGREEMENT, dated as of April 27, 2023 (including the annexes, schedules, exhibits and other attachments hereto, this “Thirteenth Amendment”), by and among Vistra Operations Company LLC (formerly known as TEX Operations Company LLC), a Delaware limited liability company (the “Borrower”), Vistra Intermediate Co |
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July 17, 2023 |
EX-10.2 Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT This AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT (this “Amendment”), is made and entered into as of July 11, 2023 (the “Amendment Date”), by and among each of (A) MUFG Bank, Ltd., a Japanese banking corporation, as buyer (“Buyer”); and (B) TXU Energy Retail Company LLC, a Texas limited liability company (“TXU” |
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July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2023 VISTRA CORP. |
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July 17, 2023 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 4 TO MASTER FRAMEWORK AGREEMENT This AMENDMENT NO. 4 TO MASTER FRAMEWORK AGREEMENT (this “Amendment”), is made and entered into as of July 11, 2023 (the “Amendment Date”), by and among each of: (A) MUFG Bank, Ltd., a Japanese banking corporation (“MUFG”), as buyer (“Buyer”); (B) TXU Energy Retail Company LLC, a Texas limited liability company (“ |
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July 17, 2023 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION THIRTEENTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT This THIRTEENTH AMENDMENT (this “Amendment”), dated as of July 11, 2023, is among TXU ENERGY RECEIVABLES COMPANY LLC, a Delaware limited liability company, as seller (the “Seller”), TXU ENERGY RETAIL COMPANY LLC, a Texas limited liability company (“TXU”), as servicer (in such capacity, together with its suc |
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June 22, 2023 |
EX-4.1 Exhibit 4.1 FACILITY AGREEMENT dated as of June 15, 2023 among VISTRA OPERATIONS COMPANY LLC, THE SUBSIDIARY GUARANTORS PARTY HERETO, PALOMINO FUNDING TRUST I, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Senior Secured Notes Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; INTERPRETATION 2 Section 1.1. Definitions 2 Section 1.2. Interpretation 12 ARTICLE II ISSUANCE RIGHT; |
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June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 VISTRA CORP. |
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June 22, 2023 |
EX-4.2 Exhibit 4.2 AMENDED AND RESTATED DECLARATION OF TRUST OF PALOMINO FUNDING TRUST I Dated as of June 15, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION Section 1.1. Definitions 2 Section 1.2. Interpretation 12 ARTICLE II ORGANIZATION Section 2.1. Name 12 Section 2.2. Office 13 Section 2.3. Nature and Purpose of the Trust 13 Section 2.4. Authority 15 Section 2.5. Title to |
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June 22, 2023 |
EX-4.4 Exhibit 4.4 VISTRA OPERATIONS COMPANY LLC, as Issuer 7.233% SENIOR SECURED NOTES DUE 2028 FIRST SUPPLEMENTAL INDENTURE Dated as of June 15, 2023 The Bank of New York Mellon Trust Company, N.A. as Trustee TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 26 Section 1.03 Rules of Construction 27 Section 1.04 R |
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June 22, 2023 |
EX-4.3 Exhibit 4.3 VISTRA OPERATIONS COMPANY LLC, as Issuer INDENTURE Dated as of June 15, 2023 The Bank of New York Mellon Trust Company, N.A., as Trustee TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 16 Section 1.03 Rules of Construction 17 Article 2 THE SECURITIES Section 2.01 Issuable in Series 17 Section 2 |
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June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 VISTRA CORP. |
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June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 VISTRA CORP. |
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June 6, 2023 |
EX-99.1 Exhibit 99.1 Energy Harbor Corp. and Subsidiaries Consolidated Financial Statements For the Years Ended December 31, 2022 and 2021 TABLE OF CONTENTS PAGE FINANCIAL STATEMENTS Independent Auditor’s Report 1 Consolidated Statements of Operations and Comprehensive Income (Loss) 3 Consolidated Balance Sheets 4 Consolidated Statements of Cash Flows 5 Consolidated Statements of Changes in Stockh |
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May 9, 2023 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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May 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2023 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 VISTRA CORP. |
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May 9, 2023 |
Vistra Reports First Quarter 2023 Results EX-99.1 Exhibit 99.1 NEWS RELEASE Vistra Reports First Quarter 2023 Results Earnings Release Highlights • Recorded first quarter 2023 Net Income of $698 million and Net Income from Ongoing Operations1 of $725 million and achieved Ongoing Operations Adjusted EBITDA1 of $554 million. • Reaffirmed 2023 Ongoing Operations Adjusted EBITDA and Ongoing Operations Adjusted FCFbG1 guidance ranges. • Made p |
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May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 VISTRA CORP. |
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April 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Comm is sion Only (as perm itt ed by Rul |
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March 7, 2023 |
Form of Support Agreement, dated March 6, 2023 EX-10.1 3 d445413dex101.htm EX-10.1 Exhibit 10.1 Final Form SUPPORT AGREEMENT This Support Agreement, dated as of March 6, 2023 (this “Agreement”), is made and entered into by and among Energy Harbor Corp., a Delaware corporation (the “Company”), Vistra Operations Company LLC, a Delaware limited liability company (“Parent”), and the stockholder named on the signature page hereto (“Stockholder” and |
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March 7, 2023 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION TRANSACTION AGREEMENT Dated as of March 6, 2023 by and among VISTRA OPERATIONS COMPANY LLC, BLACK PEN INC. and ENERGY HARBOR CORP. TABLE OF CONTENTS Page ARTICLE I VZ CONTRIBUTION; THE MERGER 2 Section 1.1 VZ Contribution 2 Section 1.2 The Merger 2 Section 1.3 Closing 2 Section 1.4 Effective Time 3 Section 1.5 Effects of the Merger 3 Section 1.6 Certificate of |
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March 7, 2023 |
Form of Contribution and Exchange Agreement, dated March 6, 2023 EX-10.2 Exhibit 10.2 Execution Version CONTRIBUTION AND EXCHANGE AGREEMENT This CONTRIBUTION AND EXCHANGE AGREEMENT (this “Agreement”), dated as of March 6, 2023 is by and among Vistra Operations Company LLC, a Delaware limited liability company (“Parent”), and the Persons set forth on the signature pages hereto (each, “Investor”). Each of Parent and Investors are sometimes individually referred t |
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March 7, 2023 |
EX-99.1 Exhibit 99.1 Vistra to Create “Vistra Vision,” a Leading Zero-Carbon Generation and Retail Platform, Through the Acquisition of Energy Harbor Vistra Board increases aggregate share repurchase authorization by $1 billion; remaining ~$1.8 billion authorization expected to be completed by year-end 2024 Highlights • Transaction will combine Energy Harbor’s nuclear and retail businesses with Vi |
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March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2023 VISTRA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38086 36-4833255 (State or other jurisdiction of incorporation or organization) (Commiss |
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March 1, 2023 |
Significant Subsidiaries of Vistra Corp. Exhibit 21.1 Significant Subsidiaries of Vistra Corp. As of December 31, 2022 SUBSIDIARY STATE OR COUNTRY OF INCORPORATION OR ORGANIZATION 1 Ambit Energy Holdings, LLC Texas 2 Ambit Holdings, LLC Texas 3 Ambit Northeast, LLC Delaware 4 Comanche Peak Power Company LLC Delaware 5 Crius Energy, LLC Delaware 6 Crius Energy Corporation Delaware 7 Dynegy Coal Holdco, LLC Delaware 8 Dynegy Energy Service |
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March 1, 2023 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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March 1, 2023 |
Exhibit 4.65 THIRD SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES THIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 15, 2022, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Tru |
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March 1, 2023 |
Exhibit 4.12 NINTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES NINTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 15, 2022, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Tru |
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March 1, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 — OR — ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38086 Vist |
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March 1, 2023 |
Exhibit 4.36 NINTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES NINTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 15, 2022, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Tru |
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March 1, 2023 |
Vistra Reports Full-Year 2022 Results EX-99.1 Exhibit 99.1 NEWS RELEASE Vistra Reports Full-Year 2022 Results Earnings Release Highlights • Recorded full year 2022 Net Loss of $(1,210) million and Net Loss from Ongoing Operations1 of $(1,091) million, driven by unrealized losses from mark-to-market valuations of commodity positions, the net impacts of which are not expected to be realized,2 and achieved Ongoing Operations Adjusted EBI |
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March 1, 2023 |
Form of indemnification agreement with directors and officers Exhibit 10.22 VISTRA CORP. INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is made as of this [] day of [, ], by and between Vistra Corp., a Delaware corporation (the “Company”), and [] (the “Indemnitee”). WHEREAS, the Company desires to attract and retain the services of highly qualified individuals to act as directors and/or officers; WHEREAS, increased corporate liti |
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March 1, 2023 |
EXHIBIT 10.73 FIFTH AMENDMENT TO CREDIT AGREEMENT This FIFTH AMENDMENT TO CREDIT AGREEMENT, dated as of October 21, 2022 (including the annexes, schedules, exhibits and other attachments hereto, this “Fifth Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware limited liability company (“Holdings” |
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March 1, 2023 |
Exhibit 4.24 NINTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES NINTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 15, 2022, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington Tru |
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March 1, 2023 |
Exhibit 4.55 TWELFTH SUPPLEMENTAL INDENTURE SUBSIDIARY GUARANTEES TWELFTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 15, 2022, among the subsidiary guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), Vistra Operations Company LLC, a Delaware limited liability company (the “Company”), the other subsidiary guarantors party hereto and Wilmington |
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March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 VISTRA CORP. |
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March 1, 2023 |
EXHIBIT 10.72 FOURTH AMENDMENT TO CREDIT AGREEMENT This FOURTH AMENDMENT TO CREDIT AGREEMENT, dated as of October 5, 2022 (including the annexes, schedules, exhibits and other attachments hereto, this “Fourth Amendment”), by and among Vistra Operations Company LLC, a Delaware limited liability company (the “Borrower”), Vistra Intermediate Company LLC, a Delaware limited liability company (“Holding |
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March 1, 2023 |
Exhibit 4.76 FOURTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT This FOURTH AMENDMENT (this “Amendment”), dated as of November 15, 2019, is among TXU ENERGY RECEIVABLES COMPANY LLC, a Delaware limited liability company, as seller (the “Seller”), TXU ENERGY RETAIL COMPANY LLC, a Texas limited liability company (“TXU”), as servicer (in such capacity, together with its successors and permitted assign |
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February 14, 2023 |
VST / Vistra Energy Corp. / BROOKFIELD ASSET MANAGEMENT INC. - SC 13G/A Passive Investment SC 13G/A 1 brhc10048107sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) Vistra Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 92840M102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the ap |
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February 9, 2023 |
VST / Vistra Energy Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Vistra Corp. Title of Class of Securities: Common Stock CUSIP Number: 92840M102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
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February 1, 2023 |
Exhibit 99.1 FOR IMMEDIATE PUBLICATION Vistra Announces Expansion of its Board of Directors with the Appointment of Julie Lagacy IRVING, Texas — Feb. 1, 2023 — Vistra (NYSE: VST) today announced a new addition to its board of directors. Effective today, Julie Lagacy has been appointed as independent director. She will serve on the board’s Sustainability & Risk Committee and the Social Responsibili |
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February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2023 VISTRA CORP. |
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November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2022 VISTRA CORP. |
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November 4, 2022 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |
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November 4, 2022 |
as of August 23, 2022, by and among Stacey Doré, Vistra Corp. and Vistra Corporate Services Company Exhibit 10.4 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (?Agreement?), executed on August 8, 2022 and effective as of August 23, 2022 (the ?Effective Date?), is between Vistra Corp., Vistra Corporate Services Company (together, the ?Company?), and Stacey Dor? (?Executive?). Recitals: WHEREAS, the Company and Executive desire to enter into a written employment agreement to reflect the terms upo |
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November 4, 2022 |
Exhibit 99.1 NEWS RELEASE Vistra Reports Third Quarter 2022 Results; Initiates 2023 Ongoing Operations Adjusted EBITDA Guidance IRVING, Texas ? Nov. 4, 2022 ? Vistra (NYSE: VST) today reported its third quarter 2022 financial results and other highlights. Financial and Operating Highlights ? Results ? Recorded third quarter 2022 Net Income of $678 million and Net Income from Ongoing Operations1 of |
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November 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2022 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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November 4, 2022 |
Exhibit 10.3 TWELFTH AMENDMENT TO CREDIT AGREEMENT This TWELFTH AMENDMENT TO CREDIT AGREEMENT, dated as of July 18, 2022 (including the annexes, schedules, exhibits and other attachments hereto, this ?Twelfth Amendment?), by and among Vistra Operations Company LLC (formerly known as TEX Operations Company LLC), a Delaware limited liability company (the ?Borrower?), Vistra Intermediate Company LLC |
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November 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2022 VISTRA CORP. |
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October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2022 VISTRA CORP. |
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October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2022 VISTRA CORP. |
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August 5, 2022 |
Vistra Reports Second Quarter 2022 Results; Authorizes Additional $1.25 Billion for Share Exhibit 99.1 Vistra Reports Second Quarter 2022 Results; Authorizes Additional $1.25 Billion for Share Repurchases IRVING, Texas ? Aug. 5, 2022 ? Vistra (NYSE: VST) today reported its second quarter 2022 results: Financial and Operating Highlights ? Results ? Continued to experience favorable pricing environment allowing Vistra the opportunity to lock in future value through the continued executio |
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August 5, 2022 |
Exhibit 10.5 THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of June 8, 2022 (including the annexes, schedules, exhibits and other attachments hereto, this ?Third Amendment?), by and among Vistra Operations Company LLC, a Delaware limited liability company (the ?Borrower?), Vistra Intermediate Company LLC, a Delaware limited liability company (?Holdings?), th |
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August 5, 2022 |
Exhibit 95.1 Mine Safety Disclosures Safety is a top priority in all our businesses, and accordingly, it is a key component of our focus on operational excellence, our employee performance reviews and employee compensation. Our health and safety program objectives are to prevent workplace accidents and ensure that all employees return home safely and comply with all regulations. Vistra currently o |