WBKC / Wolverine Bancorp, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Wolverine Bancorp, Inc.
US ˙ NASDAQ
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 1500836
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Wolverine Bancorp, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
October 27, 2017 15-12B

Wolverine Bancorp 2B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35034 WOLVERINE BANCORP, INC. (Exact name of registrant as specified in

October 17, 2017 S-8 POS

Wolverine Bancorp POS

As filed with the Securities and Exchange Commission on October 17, 2017. Registration No. 333-173448 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Wolverine Bancorp, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorpo

October 17, 2017 S-8 POS

Wolverine Bancorp POS

As filed with the Securities and Exchange Commission on October 17, 2017. Registration No. 333-182610 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Wolverine Bancorp, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorpo

October 17, 2017 8-K

Wolverine Bancorp (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 17, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (Commissio

October 17, 2017 EX-99.1

Horizon Bancorp Announces Closing of Wolverine Bancorp Merger

Exhibit 99.1 Date: October 17, 2017 FOR IMMEDIATE RELEASE Horizon Bancorp Announces Closing of Wolverine Bancorp Merger Michigan City, IN (October 17, 2017) – Horizon Bancorp (NASDAQ GS: HBNC, “Horizon”), the parent of Horizon Bank, announces the completion of the acquisition of Wolverine Bancorp, Inc. and its wholly-owned subsidiary, Wolverine Bank, located in Michigan, effective October 17, 2017

October 4, 2017 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission File No.) (I.R.S

September 6, 2017 EX-99.1

A NASDAQ Global Select Traded Company - Symbol HBNC This presentation may contain forward-looking statements regarding the financial performance, business prospects, growth and operating strategies of Horizon Bancorp and its affiliates (collectively,

Exhibit 99.1 Filed by Horizon Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Wolverine Bancorp, Inc. Commission File No. 001-35034 A NASDAQ Global Select Traded Company - Symbol HBNC This presentation may contain forward-looking statements regarding the financial performance, business pr

September 6, 2017 425

Horizon Bancorp (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2017 Horizon Bancorp (Exact Name of Registrant as Specified in Its Charter) Indiana 000-10792 35-1562417 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

September 1, 2017 DEFM14A

Wolverine Bancorp DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 9, 2017 10-Q

WBKC / Wolverine Bancorp, Inc. FORM 10-Q (Quarterly Report)

wbkc2017063010q.htm Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-350

August 9, 2017 EX-10.1

WOLVERINE BANK AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Exhibit 10.1 WOLVERINE BANK AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (“Agreement”) by and between Wolverine Bank with its principal offices located at 5710 Eastman Avenue, Midland, Michigan, 48640 (the “Bank”) and David H. Dunn (“Executive”) is hereby entered into effective as of July 1, 2016 (the “Effective Date”). Any reference herein to the “Compa

August 9, 2017 EX-10.2

WOLVERINE BANK AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.2 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 WOLVERINE BANK AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (“Agreement”) by and between Wolverine Bank with its principal offices located at 5710 Eastman Avenue, Midland, Michigan, 48640 (the “Bank”) and Rick A. Rosinski (“Executive”) is hereby entered into effective as of July 1, 2016 (the “Effective Date”

July 31, 2017 425

Horizon Bancorp (Prospectus)

Filed by Horizon Bancorp Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Lafayette Community Bancorp Commission File No.

July 27, 2017 425

Horizon Bancorp (Prospectus)

Filed by Horizon Bancorp Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Lafayette Community Bancorp Commission File No.

July 27, 2017 10-K/A

WBKC / Wolverine Bancorp, Inc. FORM 10-K/A (Annual Report)

wbkc2016123110k.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal ended December 31, 2016. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commi

July 20, 2017 SC 13D/A

WBKC / Wolverine Bancorp, Inc. / STILWELL JOSEPH - AMENDMENT NO. 5 TO SCHEDULE 13D Activist Investment

SC 13D/A 1 v471066sc13da.htm AMENDMENT NO. 5 TO SCHEDULE 13D CUSIP No. 977880103 SCHEDULE 13D Page 1 of 20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) WOLVERINE BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880103 (CUSIP Number) Mr. Joseph

July 19, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission File No.) (I.R.S.

July 19, 2017 EX-99.1

Wolverine Bancorp, Inc. Announces a Semi-Annual Cash Dividend Payment to Stockholders

EX-99.1 2 exhibit99pressrel.htm EXHIBIT 99 PRESS RELEASE DATED JULY 19, 2017 EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces a Semi-Annual Cash Dividend Payment to Stockholders Midland, Michigan, July 19, 2017. Wolverine Bancorp, Inc. (the "Company") (Nasdaq: WBKC), the holding company fo

July 6, 2017 SC 13D/A

WBKC / Wolverine Bancorp, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 977880103 SCHEDULE 13D Page 1 of 21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) WOLVERINE BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880103 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006 Te

June 22, 2017 11-K

Wolverine Bancorp FORM 11-K WOLVERINE BANCORP, INC. 2016

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to

June 19, 2017 EX-10.3

MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT

EX-10.3 5 ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 Execution Version MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT This Mutual Termination of Employment Agreement (“Agreement”) is entered into on this 13th day of June, 2017, and effective as of the Effective Time of the Merger (each as defined below) by and between: (i) Wolverine Bancorp, Inc., a Maryland corporation (“WBKC”), Wolverine Bank, a federally

June 19, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

wbkc201706138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission

June 19, 2017 EX-10.1

VOTING AGREEMENT

ex10-1.htm Exhibit 10.1 VOTING AGREEMENT Each of the undersigned, being all of the directors and executive officers of Wolverine Bancorp, Inc. (?WBKC?) and Wolverine Bank, a federally-chartered savings bank and wholly-owned subsidiary of WBKC (?Wolverine Bank?) having, in the case of the WBKC directors, voted for the approval and adoption by WBKC of that certain Agreement and Plan of Merger (?Agre

June 19, 2017 EX-2.1

Agreement and Plan of Merger by and among Horizon Bancorp and Wolverine Bancorp, Inc., dated June 13, 2017

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND BETWEEN HORIZON BANCORP AND WOLVERINE BANCORP, INC. DATED AS OF JUNE 13, 2017 Table of Contents ARTICLE I. THE MERGER 2 1.01 The Merger 2 1.02 Reservation of Right to Revise Structure 3 1.03 Tax Free Reorganization 3 1.04 Absence of Control 3 1.05 Bank Merger 3 1.06 Sale of Real Estate Subsidiary 4 1.07 Dissolution of Title Business

June 19, 2017 EX-10.2

MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT

ex10-2.htm Exhibit 10.2 Execution Version MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT This Mutual Termination of Employment Agreement (?Agreement?) is entered into this 13th day of June, 2017, and effective as of the Effective Time of the Merger (each, as defined below) by and between (i) Wolverine Bancorp, Inc., a Maryland corporation (?WBKC?), and Wolverine Bank, a federally chartered savings ban

June 19, 2017 EX-10.3

MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT

ex10-3.htm Exhibit 10.3 Execution Version MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT This Mutual Termination of Employment Agreement (?Agreement?) is entered into on this 13th day of June, 2017, and effective as of the Effective Time of the Merger (each as defined below) by and between: (i) Wolverine Bancorp, Inc., a Maryland corporation (?WBKC?), Wolverine Bank, a federally chartered savings bank

June 19, 2017 425

Wolverine Bancorp FORM 8-K (Prospectus)

wbkc201706138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission

June 19, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER BY AND BETWEEN HORIZON BANCORP WOLVERINE BANCORP, INC. DATED AS OF JUNE 13, 2017 Table of Contents

EX-2.1 2 ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND BETWEEN HORIZON BANCORP AND WOLVERINE BANCORP, INC. DATED AS OF JUNE 13, 2017 Table of Contents ARTICLE I. THE MERGER 2 1.01 The Merger 2 1.02 Reservation of Right to Revise Structure 3 1.03 Tax Free Reorganization 3 1.04 Absence of Control 3 1.05 Bank Merger 3 1.06 Sale of Real Estate Subsidiary 4 1.0

June 19, 2017 EX-10.2

MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT

ex10-2.htm Exhibit 10.2 Execution Version MUTUAL TERMINATION OF EMPLOYMENT AGREEMENT This Mutual Termination of Employment Agreement (?Agreement?) is entered into this 13th day of June, 2017, and effective as of the Effective Time of the Merger (each, as defined below) by and between (i) Wolverine Bancorp, Inc., a Maryland corporation (?WBKC?), and Wolverine Bank, a federally chartered savings ban

June 19, 2017 EX-10.1

VOTING AGREEMENT

ex10-1.htm Exhibit 10.1 VOTING AGREEMENT Each of the undersigned, being all of the directors and executive officers of Wolverine Bancorp, Inc. (?WBKC?) and Wolverine Bank, a federally-chartered savings bank and wholly-owned subsidiary of WBKC (?Wolverine Bank?) having, in the case of the WBKC directors, voted for the approval and adoption by WBKC of that certain Agreement and Plan of Merger (?Agre

June 14, 2017 425

Wolverine Bancorp FORM 425 (Prospectus)

wbkc20170614b425.htm Filed by Wolverine Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Wolverine Bancorp, Inc. (Commission File No. 001-35034) This filing relates to the proposed merger transaction between Horizon Bancorp (?Horizon?) and Wolverine Bancorp, Inc. (?Wolverine Banco

June 14, 2017 425

Wolverine Bancorp FORM 425 (Prospectus)

wbkc20170614425.htm Filed by Wolverine Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Wolverine Bancorp, Inc. (Commission File No. 001-35034) This filing relates to the proposed merger transaction between Horizon Bancorp (?Horizon?) and Wolverine Bancorp, Inc. (?Wolverine Bancor

June 14, 2017 425

Horizon Bancorp (Prospectus)

Filed by Horizon Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed Pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Wolverine Bancorp, Inc.

June 14, 2017 425

Horizon Bancorp (Prospectus)

Filed by Horizon Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed Pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Wolverine Bancorp, Inc.

June 14, 2017 8-K

Wolverine Bancorp FORM 8-K (Current Report/Significant Event)

wbkc201706148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission

June 14, 2017 EX-99.1

Horizon Bancorp and Wolverine Bancorp Sign Merger Agreement

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Date: June 14, 2017 FOR IMMEDIATE RELEASE Horizon Bancorp and Wolverine Bancorp Sign Merger Agreement Michigan City, IN and Midland, MI (June 14, 2017) – Horizon Bancorp (NASDAQ GS: HBNC, “Horizon”) and Wolverine Bancorp, Inc. (NASDAQ CM: WBKC, “Wolverine”), today announced they have executed a definitive agreement whereby Horizon will acquire Wolveri

June 14, 2017 425

Wolverine Bancorp FORM 8-K (Prospectus)

wbkc201706148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission

June 14, 2017 EX-99.1

Horizon Bancorp and Wolverine Bancorp Sign Merger Agreement

ex99-1.htm Exhibit 99.1 Date: June 14, 2017 FOR IMMEDIATE RELEASE Horizon Bancorp and Wolverine Bancorp Sign Merger Agreement Michigan City, IN and Midland, MI (June 14, 2017) ? Horizon Bancorp (NASDAQ GS: HBNC, ?Horizon?) and Wolverine Bancorp, Inc. (NASDAQ CM: WBKC, ?Wolverine?), today announced they have executed a definitive agreement whereby Horizon will acquire Wolverine and its wholly-owned

June 14, 2017 EX-99.1

Horizon Bancorp and Wolverine Bancorp Sign Merger Agreement

Exhibit 99.1 Filed by Horizon Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed Pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Wolverine Bancorp, Inc. Commission File No. 001-35034 Date: June 14, 2017 FOR IMMEDIATE RELEASE Horizon Bancorp and Wolverine Bancorp Sign Merger Agreement Michigan City, IN and Midland, MI (June 14, 2017) ? Hor

June 14, 2017 EX-99.2

Horizon Enters Great Lakes Bay Region and Troy, Michigan Through Acquisition of Wolverine Bancorp FORWARD LOOKING STATEMENTS This presentation may contain forward-looking statements regarding the financial performance, business prospects, growth and

EX-99.2 5 hb8k0614ex992.htm INVESTOR PRESENTATION Exhibit 99.2 Filed by Horizon Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed Pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Wolverine Bancorp, Inc. Commission File No. 001-35034 Horizon Enters Great Lakes Bay Region and Troy, Michigan Through Acquisition of Wolverine Bancorp FORWARD L

June 14, 2017 EX-10.1

Voting Agreement

Exhibit 10.1 Voting Agreement Each of the undersigned, being all of the directors and executive officers of Wolverine Bancorp, Inc. (? WBKC?) and Wolverine Bank, a federally-chartered savings bank and wholly-owned subsidiary of WBKC (? Wolverine Bank?) having, in the case of the WBKC directors, voted for the approval and adoption by WBKC of that certain Agreement and Plan of Merger (? Agreement an

June 14, 2017 EX-2.1

Agreement and Plan of Merger by and between Horizon Bancorp Wolverine Bancorp, Inc. Dated as of June 13, 2017 Table of Contents

Exhibit 2.1 Agreement and Plan of Merger by and between Horizon Bancorp and Wolverine Bancorp, Inc. Dated as of June 13, 2017 Table of Contents ARTICLE I. THE MERGER 2 1.01 THE MERGER 2 1.02 RESERVATION OF RIGHT TO REVISE STRUCTURE 3 1.03 TAX FREE REORGANIZATION 3 1.04 ABSENCE OF CONTROL 3 1.05 BANK MERGER 3 1.06 SALE OF REAL ESTATE SUBSIDIARY 4 1.07 DISSOLUTION OF TITLE BUSINESS HOLDING COMPANY 4

June 14, 2017 425

Horizon Bancorp (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2017 Horizon Bancorp (Exact Name of Registrant as Specified in Its Charter) Indiana 000-10792 35-1562417 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 18, 2017 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

wolverine8kmay15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2017 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commissio

May 12, 2017 10-Q

Wolverine Bancorp FORM 10-Q (Quarterly Report)

wbkc2017033110q.htm Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35

April 17, 2017 DEF 14A

Wolverine Bancorp DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 31, 2017 10-K

Wolverine Bancorp FORM 10-K (Annual Report)

wbkc2016123110k.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal ended December 31, 2016. OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number:

March 31, 2017 EX-21

SUBSIDIARIES OF THE REGISTRANT

EX-21 2 ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Ownership State of Incorporation Wolverine Bank 100% Federal SUBSIDIARIES OF WOLVERINE BANK Subsidiary Ownership State of Incorporation Wolserv Corporation 100% Michigan Wolverine Commercial Holdings LLC 100% Michigan

February 14, 2017 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) * Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 977880103 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 2, 2017 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Wolverine Bancorp, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 977880103 (CUSIP number) December 31, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate th

February 1, 2017 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Wolverine Bancorp, Inc. - SCHEDULE 13G AMENDMENT 5 WOLVERINE BANCORP, INC. Passive Investment

SC 13G/A 1 sch13g2016.htm SCHEDULE 13G AMENDMENT 5 WOLVERINE BANCORP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 5)* Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880 103 (CUSIP Number) December 31, 2016 (Date of Event Which Requir

December 15, 2016 EX-99.1

Wolverine Bancorp, Inc. Announces an Annual Cash Dividend Payment to Stockholders and the Initiation of an Annual Cash Dividend Policy

EX-99.1 2 pressrelease-121516.htm PRESS RELEASE 121516 Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces an Annual Cash Dividend Payment to Stockholders and the Initiation of an Annual Cash Dividend Policy Midland, Michigan, December 15, 2016. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq

December 15, 2016 8-K

Financial Statements and Exhibits, Other Events

form8kwolverine-121516.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2016 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35034 27-39390161 (State or Other Jurisdiction Identification No

November 14, 2016 10-Q

Wolverine Bancorp FORM 10-Q (Quarterly Report)

wbkc2016090110q.htm Table Of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 00

August 15, 2016 10-Q

Wolverine Bancorp FORM 10-Q (Quarterly Report)

wbkc2016063010q.htm Table Of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-350

August 15, 2016 10-Q

Wolverine Bancorp FORM 10-Q (Quarterly Report)

wbkc2016063010q.htm Table Of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-350

June 27, 2016 11-K

Wolverine Bancorp FORM 11-K WOLVERINE BANCORP, INC. 2015

form11k2015.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition

May 19, 2016 8-K

Wolverine Bancorp FORM 8-K ANNUAL MEETING RESULTS (5/19/16) (Current Report/Significant Event)

form8k51916.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2016 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission Fil

May 13, 2016 10-Q

Wolverine Bancorp FORM 10-Q (Quarterly Report)

wbkc2016033110q.htm Table Of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-35

April 15, 2016 DEF 14A

Wolverine Bancorp DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 30, 2016 10-K

Wolverine Bancorp FORM 10-K (Annual Report)

10-K 1 wbkc2015123110k.htm FORM 10-K Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal ended December 31, 2015. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commis

March 30, 2016 EX-21

SUBSIDIARIES OF THE REGISTRANT

EX-21 2 ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Ownership State of Incorporation Wolverine Bank 100% Federal SUBSIDIARIES OF WOLVERINE BANK Subsidiary Ownership State of Incorporation Wolserv Corporation 100% Michigan Wolverine Commercial Holdings LLC 100% Michigan

February 16, 2016 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) * Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 977880103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 11, 2016 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Wolverine Bancorp, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 977880103 (CUSIP number) December 31, 2015 (Date of event which requires filing of this statement) Check the appropriate box to designate th

February 10, 2016 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Wolverine Bancorp, Inc. - SCHEDULE 13G/A FOR FEB 2016 FILING Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 4)* Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880 103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rul

December 16, 2015 EX-99

Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders and Expansion of Stock Repurchase Plan

EX-99 2 ex99.htm EXHIBIT 99 Exhibit 99 Section 2: EX-99 (PRESS RELEASE) PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders and Expansion of Stock Repurchase Plan Midland, Michigan, December 16, 2015. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq: WBKC), the ho

December 16, 2015 8-K

Financial Statements and Exhibits, Other Events

wbkc201512168k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2015 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35034 27-39390161 (State or Other Jurisdiction Identification No.) (Comm

June 22, 2015 11-K

Wolverine Bancorp WOLVERINE BANCORP, INC. FORM 11-K 2014

form11k2014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For

May 20, 2015 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

form8kannmtg-051915.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2015 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commis

April 17, 2015 DEF 14A

Wolverine Bancorp DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 4, 2015 8-K/A

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2015 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (Commission

March 4, 2015 EX-99

Wolverine Bancorp, Inc. Announces Expansion of Stock Repurchase Program

Exhibit 99 PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces Expansion of Stock Repurchase Program Midland, Michigan, March 3, 2015. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq: WBKC), the holding company for Wolverine Bank, announced that its Board of Directors has authorized an expansion of its st

March 3, 2015 EX-99

Wolverine Bancorp, Inc. Announces Expansion of Stock Repurchase Program

Exhibit 99 PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces Expansion of Stock Repurchase Program Midland, Michigan, March 3, 2015. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq: WBKC), the holding company for Wolverine Bank, announced that its Board of Directors has authorized an expansion of its st

March 3, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2015 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (Commission F

February 26, 2015 EX-99.1

WOLVERINE BANCORP, INC. ANNOUNCES 2014 YEAR END RESULTS

FOR IMMEDIATE RELEASE Contact: David H. Dunn (989) 631-4280 WOLVERINE BANCORP, INC. ANNOUNCES 2014 YEAR END RESULTS Midland, Michigan, February 26, 2015: Wolverine Bancorp, Inc. (the “Company”), (Nasdaq: WBKC), the holding company for Wolverine Bank (the “Bank”), a federally chartered savings bank headquartered in Midland, Michigan, announced earnings for the year ended December 31, 2014. For the

February 26, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2015 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (Commissi

February 17, 2015 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Wolverine Bancorp, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 977880103 (CUSIP number) December 31, 2014 (Date of event which requires filing of this statement) Check the appropriate box to designate th

February 17, 2015 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Wolverine Bancorp, Inc. - WOLVERINE BANCORP, INC. SCHEDULE 13G (AMENDMENT 3) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 3)* Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880 103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rul

February 17, 2015 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 ) * Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 977880103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

December 11, 2014 EX-99

Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders

PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders Midland, Michigan, December 11, 2014. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq: WBKC), the holding company for Wolverine Bank, announced today that its Board of Directors has declared a special cash divid

December 11, 2014 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2014 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35034 27-39390161 (State or Other Jurisdiction Identification No.) (Commission File No.) (I.

July 2, 2014 SC 13D/A

WBKC / Wolverine Bancorp, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 977880103 SCHEDULE 13D Page 1 of 19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) WOLVERINE BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880103 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006 Te

June 24, 2014 11-K

- FORM 11-K WOLVERINE BANCORP 2013

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED, EFFECTIVE OCTOBER 7, 1996]. For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE AC

May 21, 2014 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K ANNUAL MEETING RESULTS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2014 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission File No.) (I.R.S. E

April 24, 2014 DEF 14A

- DEF 14A

DEF 14A 1 def14a-138409wolverine.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Sta

March 31, 2014 10-K

Wolverine Bancorp FORM 10-K (Annual Report)

Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 14, 2014 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5)* Under the Securities Exchange Act of 1934 Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 977880103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

February 12, 2014 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wolverine Bancorp, Inc. (Name of issuer) Common Stock (Title of class of securities) 977880103 (CUSIP number) December 31, 2013 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which th

February 7, 2014 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Wolverine Bancorp, Inc. - WOLVERINE SC. 13G/A Passive Investment

SC 13G/A 1 sc13ga2714.htm WOLVERINE SC. 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 2)* Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880 103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of This Statement)

December 13, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K REG EXECUTIVE RESIGNATION

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2013 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35034 27-39390161 (State or Other Jurisdiction Identification No.) (Commission File No.) (I

December 11, 2013 EX-99.1

Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders and Expansion of Stock Repurchase Plan

PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders and Expansion of Stock Repurchase Plan Midland, Michigan, December 10, 2013. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq: WBKC), the holding company for Wolverine Bank, announced today that its Board of Dire

December 11, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2013 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35034 27-39390161 (State or Other Jurisdiction Identification No.) (Commission File No.) (I.

December 11, 2013 SC 13D/A

WBKC / Wolverine Bancorp, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 977880103 SCHEDULE 13D Page 1 of 26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) WOLVERINE BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880103 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006 Te

October 3, 2013 SC 13D/A

WBKC / Wolverine Bancorp, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 977880103 SCHEDULE 13D Page 1 of 27 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) WOLVERINE BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880103 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006 Te

June 27, 2013 11-K

- FORM 11-K FOR 12/31/12

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED, EFFECTIVE OCTOBER 7, 1996]. For the fiscal year ended December 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE AC

May 22, 2013 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2013 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission File No.) (I.R.S. E

April 18, 2013 DEF 14A

- DEF 14A

DEF 14A 1 def14a-130317wbkc.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statemen

February 14, 2013 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wolverine Bancorp, Inc. (Name of issuer) Common Stock (Title of class of securities) 977880103 (CUSIP number) December 31, 2012 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which th

February 14, 2013 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 ) * Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 977880103 (CUSIP Number) January 1, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

February 7, 2013 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Wolverine Bancorp, Inc. - FORM 13G/A AMENDMENT 1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 1)* Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880 103 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rul

December 11, 2012 8-K

Financial Statements and Exhibits, Other Events - WOLVERINE BANCORP, INC.

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2012 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-35034 27-39390161 (State or Other Jurisdiction Identification No.) (Commission File No.) (I

December 11, 2012 EX-99

Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders and Expansion of Stock Repurchase Plan

PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Announces a Special Dividend Payment to Stockholders and Expansion of Stock Repurchase Plan Midland, Michigan, December 11, 2012. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq: WBKC), the holding company for Wolverine Bank, announced today that its Board of Dire

August 30, 2012 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 ) * Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 977880103 (CUSIP Number) August 28, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

August 23, 2012 EX-10.5

Restricted Stock Award Granted by WOLVERINE BANCORP, INC. under the WOLVERINE BANCORP, INC. 2012 EQUITY INCENTIVE PLAN

Restricted Stock Agreement Director – 5 year vesting Restricted Stock Award Granted by WOLVERINE BANCORP, INC.

August 23, 2012 EX-10.1

Stock Option Granted by WOLVERINE BANCORP, INC. under the WOLVERINE BANCORP, INC. 2012 EQUITY INCENTIVE PLAN

Stock Option Agreement Employee – ISO – 5 year vesting Stock Option Granted by WOLVERINE BANCORP, INC.

August 23, 2012 EX-10.4

Restricted Stock Award Granted by WOLVERINE BANCORP, INC. under the WOLVERINE BANCORP, INC. 2012 EQUITY INCENTIVE PLAN

Restricted Stock Agreement Employee – 5 year vesting Restricted Stock Award Granted by WOLVERINE BANCORP, INC.

August 23, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K FOR STOCK GRANTS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2012 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (Commission

August 23, 2012 EX-10.3

Stock Option Granted by WOLVERINE BANCORP, INC. under the WOLVERINE BANCORP, INC. 2012 EQUITY INCENTIVE PLAN

Stock Option Agreement Director – NQSO – 5 year vesting Stock Option Granted by WOLVERINE BANCORP, INC.

August 23, 2012 EX-10.2

Stock Option Granted by WOLVERINE BANCORP, INC. under the WOLVERINE BANCORP, INC. 2012 EQUITY INCENTIVE PLAN

Stock Option Agreement Employee – NQSO – 5 year vesting Stock Option Granted by WOLVERINE BANCORP, INC.

August 17, 2012 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 ) * Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 977880103 (CUSIP Number) August 14, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

July 10, 2012 S-8

- REGISTRATION STATEMENT

Registration No. 333- As filed with the Securities and Exchange Commission on July 10, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Wolverine Bancorp, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 27-3939016 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. E

June 26, 2012 11-K

- ANNUAL REPORT

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED, EFFECTIVE OCTOBER 7, 1996]. For the fiscal year ended December 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE AC

May 23, 2012 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K FOR ANNUAL MEETING RESULTS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2012 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction) (Commission File No.) (I.R.S. E

May 17, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2012 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (Commissio

May 17, 2012 EX-17

Ron R Sexton 4909 Warblers Way Dr Midland, MI 48640-1994

EX-17 Exhibit 17 Ron R Sexton 4909 Warblers Way Dr Midland, MI 48640-1994 989-631-4094 May 10, 2012 Mr.

April 16, 2012 DEF 14A

- DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.

February 14, 2012 SC 13G

WBKC / Wolverine Bancorp, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Wolverine Bancorp, Inc. (Name of issuer) Common Stock (Title of class of securities) 977880103 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this S

February 14, 2012 EX-99.1

Wolverine Bancorp, Inc. Adopts Stock Repurchase Program

Wolverine Bancorp Inc Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Contact: David H. Dunn President and Chief Executive Officer (989) 631-4280 Wolverine Bancorp, Inc. Adopts Stock Repurchase Program Midland, Michigan, February 14, 2012. Wolverine Bancorp, Inc. (the “Company”) (Nasdaq: WBKC), the holding company for Wolverine Bank, announced today that its Board of Directors has authorized a st

February 14, 2012 8-K

Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2012 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (

February 14, 2012 SC 13G/A

WBKC / Wolverine Bancorp, Inc. / Firefly Value Partners, LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880103 (CUSIP Number) January 1, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

February 9, 2012 8-K

Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2012 WOLVERINE BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35034 27-3939016 (State or Other Jurisdiction of Incorporation) (

February 9, 2012 EX-99.1

WOLVERINE BANCORP, INC. ANNOUNCES FOURTH QUARTER AND FISCAL YEAR END RESULTS

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: David H. Dunn (989) 631-4280 WOLVERINE BANCORP, INC. ANNOUNCES FOURTH QUARTER AND FISCAL YEAR END RESULTS Midland, Michigan, February 8, 2012: Wolverine Bancorp, Inc. (the “Company”), (Nasdaq: WBKC), the holding company for Wolverine Bank (the “Bank”), a federally chartered savings bank headquartered in Midland, Michigan, announced earnings for t

February 2, 2012 SC 13G

WBKC / Wolverine Bancorp, Inc. / Wolverine Bancorp, Inc. - SCHEDULE 13G ESOP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment )* Wolverine Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 977880 103 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule

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