Mga Batayang Estadistika
| CIK | 104897 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to WSI Industries, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 19, 2018 |
WSCI / WSI Industries, Inc. 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-00619 WSI Industries, Inc. (Exact name of registrant as specified in it |
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| November 7, 2018 |
WSCI / WSI Industries, Inc. S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO. |
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| November 7, 2018 |
WSCI / WSI Industries, Inc. S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO. |
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| November 7, 2018 |
WSCI / WSI Industries, Inc. S-8 POS S-8 POS 1 forms8posam.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WSI INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Minnesota 41-0691607 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 213 Chel |
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| November 7, 2018 |
WSCI / WSI Industries, Inc. S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO. |
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| November 7, 2018 |
WSCI / WSI Industries, Inc. S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO. |
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| November 7, 2018 |
WSCI / WSI Industries, Inc. S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO. |
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| November 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 7, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| November 7, 2018 |
Amended and Restated Articles of Incorporation of WSI Industries, Inc. EXHIBIT 3.1 ARTICLES OF INCORPORATION OF WSI INDUSTRIES, INC. ARTICLE I The name of the Corporation is “WSI Industries, Inc.” (the “Corporation”). ARTICLE II The Corporation is authorized to issue an aggregate total of 100 shares, all of which shall be designated Common Stock, having a par value of $0.10 per share. ARTICLE III The right to cumulate votes in the election of directors shall not exis |
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| November 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 7, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| October 5, 2018 |
Press Release Issued October 4, 2018 by WSI Industries, Inc. WSI Industries Reports Preliminary Fourth Quarter and Fiscal Year 2018 Results; Declares Quarterly Dividend and Provides Update On Special Meeting October 4, 2018—Minneapolis, MN— WSI Industries, Inc. |
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| October 5, 2018 |
WSCI / WSI Industries, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 5, 2018 |
WSI Industries Reports Preliminary Fourth Quarter and Fiscal Year 2018 Results; Declares Quarterly Dividend and Provides Update On Special Meeting October 4, 2018—Minneapolis, MN— WSI Industries, Inc. |
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| October 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 4, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission F |
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| October 2, 2018 |
WSCI / WSI Industries, Inc. DEFM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 21, 2018 |
WSCI / WSI Industries, Inc. PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 6, 2018 |
EXHIBIT 99.2 VOTING AND SUPPORT AGREEMENT by and among Polaris Industries Inc. and the Subject Shareholders dated as of September 5, 2018 TABLE OF CONTENTS Article 1 Subject Shares 1 1.1 Voting Agreement 1 1.2 Adjustments; Additional Shares 2 1.3 Waiver of Appraisal Rights 2 Article 2 Other Obligations 3 2.1 Transfers 3 2.2 Takeover Proposals 3 2.3 Changes 3 Article 3 Representations and Warrantie |
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| September 6, 2018 |
WSCI / WSI Industries, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 5, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| September 6, 2018 |
EXHIBIT 99.1 Polaris Industries to Acquire WSI Industries September 6, 2018—Minneapolis, MN— Polaris Industries Inc. (NYSE: PII) (“Polaris”) and WSI Industries, Inc. (Nasdaq: WSCI) (“WSI Industries”) today jointly announced the execution of a merger agreement by which Polaris will acquire all outstanding common stock of WSI Industries for $7.00 per share in cash, resulting in a WSI Industries ente |
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| September 6, 2018 |
Amended and Restated Bylaws of WSI Industries, Inc. (as amended through September 5, 2018). EXHIBIT 3.1 AMENDED AND RESTATED BYLAWS OF WSI INDUSTRIES, INC. (As Amended Through September 5, 2018) ARTICLE I. Offices, Corporate Seal Section 1. The registered office of the corporation shall be at 213 Chelsea Road, Monticello, Minnesota 55362 and the corporation may have offices at such other places as the Board of Directors shall from time to time determine. Section 2. The corporate seal sha |
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| September 6, 2018 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and among POLARIS INDUSTRIES INC., ICEMAN MERGER SUB, INC. and WSI INDUSTRIES, INC. dated as of September 5, 2018 TABLE OF CONTENTS ARTICLE I The Merger 1 SECTION 1.01 THE MERGER 1 SECTION 1.02 CLOSING 2 SECTION 1.03 EFFECTIVE TIME 2 SECTION 1.04 EFFECTS OF THE MERGER 2 SECTION 1.05 ARTICLES OF INCORPORATION AND BYLAWS 2 SECTION 1.06 DIRECTORS AND OFFICE |
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| September 6, 2018 |
Amended and Restated Bylaws of WSI Industries, Inc. (as amended through September 5, 2018). EXHIBIT 3.1 AMENDED AND RESTATED BYLAWS OF WSI INDUSTRIES, INC. (As Amended Through September 5, 2018) ARTICLE I. Offices, Corporate Seal Section 1. The registered office of the corporation shall be at 213 Chelsea Road, Monticello, Minnesota 55362 and the corporation may have offices at such other places as the Board of Directors shall from time to time determine. Section 2. The corporate seal sha |
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| September 6, 2018 |
Polaris Industries to Acquire WSI Industries EXHIBIT 99.1 Polaris Industries to Acquire WSI Industries September 6, 2018—Minneapolis, MN— Polaris Industries Inc. (NYSE: PII) (“Polaris”) and WSI Industries, Inc. (Nasdaq: WSCI) (“WSI Industries”) today jointly announced the execution of a merger agreement by which Polaris will acquire all outstanding common stock of WSI Industries for $7.00 per share in cash, resulting in a WSI Industries ente |
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| September 6, 2018 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and among POLARIS INDUSTRIES INC., ICEMAN MERGER SUB, INC. and WSI INDUSTRIES, INC. dated as of September 5, 2018 TABLE OF CONTENTS ARTICLE I The Merger 1 SECTION 1.01 THE MERGER 1 SECTION 1.02 CLOSING 2 SECTION 1.03 EFFECTIVE TIME 2 SECTION 1.04 EFFECTS OF THE MERGER 2 SECTION 1.05 ARTICLES OF INCORPORATION AND BYLAWS 2 SECTION 1.06 DIRECTORS AND OFFICE |
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| September 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 5, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| September 6, 2018 |
EXHIBIT 99.2 VOTING AND SUPPORT AGREEMENT by and among Polaris Industries Inc. and the Subject Shareholders dated as of September 5, 2018 TABLE OF CONTENTS Article 1 Subject Shares 1 1.1 Voting Agreement 1 1.2 Adjustments; Additional Shares 2 1.3 Waiver of Appraisal Rights 2 Article 2 Other Obligations 3 2.1 Transfers 3 2.2 Takeover Proposals 3 2.3 Changes 3 Article 3 Representations and Warrantie |
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| June 22, 2018 |
Exhibit 99.1 |
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| June 22, 2018 |
WSCI / WSI Industries, Inc. / Digital Power Corp - AMENDMENT NO. 5 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) WSI INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 929 32Q 102 (CUSIP Number) DPW HOLDINGS, INC. 201 Shipyard Way, Suite E Newport Beach, CA 92663 (510) 657-2635 Copy to: Sichenzia Ross Ference Kesner LLP Marc |
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| June 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 12, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission (I. |
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| June 14, 2018 |
WSCI / WSI Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 27, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industries, Inc. (E |
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| June 12, 2018 |
WSI Industries Reports Improved Third Quarter Results Declares Quarterly Dividend For Immediate Release WSI Industries Reports Improved Third Quarter Results Declares Quarterly Dividend June 12, 2018—Minneapolis, MN—WSI Industries, Inc. |
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| June 12, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 12, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06916 |
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| May 31, 2018 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 31, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission File |
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| May 31, 2018 |
WSI Industries Announces Earnings Release Date For Immediate Release WSI Industries Announces Earnings Release Date May 31, 2018—Minneapolis, MN—WSI Industries, Inc. |
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| May 23, 2018 |
WSCI / WSI Industries, Inc. SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WSI Industries, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-00619 41-0691607 State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 213 Chelsea Road Monticello, Minnesota 55362 (Address of princ |
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| March 21, 2018 |
WSCI / WSI Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 25, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industries, In |
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| March 20, 2018 |
For Immediate Release WSI Industries Reports Fiscal 2018 Second Quarter Results & Reinstates Dividend Second Quarter Sales Up 35% & YTD Pretax Income up $1. |
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| March 20, 2018 |
Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 16, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fi |
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| March 19, 2018 |
WSI Industries Board and Special Committee Reject DPW Holdings Demands WSI Industries Board and Special Committee Reject DPW Holdings Demands March 19, 2018 – Minneapolis, Minnesota – WSI Industries, Inc. |
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| March 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 19, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fi |
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| March 19, 2018 |
WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 EXHIBIT 99.2 WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 March 19, 2018 Mr. Milton C. Ault III Chief Executive Officer DPW Holdings, Inc. 48430 Lakeview Blvd. Fremont, CA 94538 Re: WSI Industries, Inc. (“WSI”) Dear Mr. Ault, In its February 16, 2018 letter, DPW Holdings, Inc. (“DPW”) states that it plans to make a tender offer to WSI shareholders to acquire enough shares to ensure t |
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| March 13, 2018 |
Letter of Milton C. Ault, III, to WSI Industries, Inc., dated March 12, 2018. Exhibit 99.1 March 12, 2018 Michael J. Pudil, Chairman and Chief Executive Officer WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 Dear Mr. Pudil, I am in receipt of your correspondence dated March 9, 2018, which invited me to attend the meeting of the Board of Directors of WSI Industries, Inc. (“WSI”) on March 16, 2018, and requested that DPW Holdings, Inc. (“DPW”) withdraw its demand |
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| March 13, 2018 |
WSCI / WSI Industries, Inc. / Digital Power Corp - AMENDMENT NO. 4 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) WSI INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 929 32Q 102 (CUSIP Number) DPW HOLDINGS, INC. 48430 Lakeview Blvd. Fremont, Ca 94538 (510) 657-2635 Copy to: Sichenzia Ross Ference Kesner LLP Marc Ross, Esq. |
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| March 6, 2018 |
WSI Industries Announces Earnings Release Date For Immediate Release WSI Industries Announces Earnings Release Date March 6, 2018—Minneapolis, MN—WSI Industries, Inc. |
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| March 6, 2018 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 6, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06916 |
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| March 5, 2018 |
WSCI / WSI Industries, Inc. / Digital Power Corp - AMENDMENT NO. 3 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 ( Amendment No. 3 ) WSI INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 929 32Q 102 (CUSIP Number) DPW HOLDINGS, INC. 48430 Lakeview Blvd. Fremont, Ca 94538 (510) 657-2635 Copy to: Sichenzia Ross Ference Kesner LLP Marc Ross, Es |
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| March 5, 2018 |
Letter of Milton C. Ault, III, to WSI Industries, Inc., dated March 4, 2018 Exhibit 99.1 March 04, 2018 Michael J. Pudil, Chairman and Chief Executive Officer WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 Dear Mr. Pudil, I am in receipt of your correspondence dated February 26, 2018, in response to our letter to you of February 16, 2018. Given our interest in and support of WSI Industries, Inc. (“WSI”) over the last few months, I find your response to be very |
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| March 1, 2018 |
WSI Industries Reports AS9100 Recertification For Immediate Release WSI Industries Reports AS9100 Recertification February 28, 2018?Minneapolis, MN?WSI Industries, Inc. |
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| March 1, 2018 |
Results of Operations and Financial Condition, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 28, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| February 26, 2018 |
WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 EXHIBIT 99.2 WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 February 26, 2018 Mr. Milton C. Ault III Chief Executive Officer DPW Holdings, Inc. 48430 Lakeview Blvd. Fremont, CA 94538 Re: WSI Industries, Inc. (?WSI?) Dear Mr. Ault, I have received the letter from DPW Holdings, Inc. (?DPW?) dated February 16, 2018. I am writing on behalf of the WSI Board of Directors to respond to the re |
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| February 26, 2018 |
WSI Industries, Inc. Responds to Shareholder Letter EXHIBIT 99.1 WSI Industries, Inc. Responds to Shareholder Letter February 26, 2018 ? Minneapolis, Minnesota ? WSI Industries, Inc. (Nasdaq: WSCI) confirmed that on February 16, 2018 the WSI Board of Directors received a letter from DPW Holdings, Inc., a WSI shareholder. In that letter, DPW Holdings requests that the WSI Board of Directors grant DPW Holdings special exceptions from provisions of Mi |
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| February 26, 2018 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 26, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| February 21, 2018 |
Letter of Milton C. Ault, III, to WSI Industries, Inc., dated February 16, 2018. Exhibit 99.1 February 16, 2018 Michael J. Pudil, Chairman and Chief Executive Officer WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 Dear Mr. Pudil, As you are undoubtedly aware from its filings on Schedule 13D, DPW Holdings, Inc. (“DPW”) has been acquiring shares of the common stock of WSI Industries, Inc. since December 6, 2017 (the “Initial Purchase Date”). As of January 16, 2018, t |
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| February 21, 2018 |
WSCI / WSI Industries, Inc. / Digital Power Corp - AMENDMENT NO. 2 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) WSI INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 929 32Q 102 (CUSIP Number) DPW HOLDINGS, INC. 48430 Lakeview Blvd. Fremont, Ca 94538 (510) 657-2635 Copy to: Sichenzia Ross Ference Kesner LLP Marc Ross, Esq. |
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| February 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 15, 2018 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| February 15, 2018 |
FIRST AMENDMENT TO CERTAIN LOAN DOCUMENTS THIS FIRST AMENDMENT TO CERTAIN LOAN DOCUMENTS (the ?Amendment?) is made effective as of this 15th day of February, 2018 (the ?Effective Date?), by and between WSI INDUSTRIES, INC. |
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| January 16, 2018 |
WSCI / WSI Industries, Inc. / Digital Power Corp - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) WSI INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 929 32Q 102 (CUSIP Number) DPW HOLDINGS, INC. 8430 Lakeview Blvd. Fremont, Ca 94538 (510) 657-2635 Copy to: Sichenzia Ross Ference Kesner LLP Marc Ross, Esq. 11 |
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| January 12, 2018 |
WSCI / WSI Industries, Inc. / ABRAHAMSON PETER JOHN - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* WSI Industries, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 92932Q102 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| January 4, 2018 |
WSCI / WSI Industries, Inc. / Digital Power Corp Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 WSI INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 929 32Q 102 (CUSIP Number) DPW HOLDINGS, INC. 8430 Lakeview Blvd. Fremont, Ca 94538 (510) 657-2635 Copy to: Sichenzia Ross Ference Kesner LLP Marc Ross, Esq. 1185 Avenue of the A |
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| December 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 20, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| December 22, 2017 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 20, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| December 22, 2017 |
For Immediate Release WSI Industries Reports Fiscal 2018 First Quarter Financial Results Sales & Earnings Increase Over Prior Year December 20, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| December 22, 2017 |
WSCI / WSI Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 26, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industries, In |
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| December 6, 2017 |
WSI Industries Announces Earnings Release Date For Immediate Release WSI Industries Announces Earnings Release Date December 5, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| December 6, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 5, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| November 17, 2017 |
WSCI / WSI Industries, Inc. 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 3, 2017 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of WSI Industries, Inc. Name State of Incorporation Percent Owned WSI Industries, Co. Minnesota 100 % WSI Rochester, Inc. (Inactive) Minnesota 100 % |
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| November 3, 2017 |
WSCI / WSI Industries, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended August 27, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-00619 WSI Industries, Inc. (Exact name of regist |
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| October 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 17, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| October 19, 2017 |
WSI Industries Reports Profitable Fourth Quarter For Immediate Release WSI Industries Reports Profitable Fourth Quarter October 16, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| October 19, 2017 |
Results of Operations and Financial Condition, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 16, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06 |
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| October 3, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 3, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission F |
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| October 3, 2017 |
WSI Industries Announces Earnings Release Date For Immediate Release WSI Industries Announces Earnings Release Date October 3, 2017—Minneapolis, MN—WSI Industries, Inc. |
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| September 22, 2017 |
WSCI / WSI Industries, Inc. / ABRAHAMSON PETER JOHN - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* WSI Industries, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 92932Q102 (CUSIP Number) September 18, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| August 23, 2017 |
WSI Industries Names Rob Simkovic Director of Business Development & Announces New For Immediate Release WSI Industries Names Rob Simkovic Director of Business Development & Announces New Business August 22, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| August 23, 2017 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 22, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-069 |
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| June 28, 2017 |
WSCI / WSI Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 28, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industries, Inc. (E |
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| June 23, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 22, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fil |
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| June 23, 2017 |
WSI Industries Reports Third Quarter Financial Results For Immediate Release WSI Industries Reports Third Quarter Financial Results June 22, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| June 7, 2017 |
WSI Industries Announces Earnings Release Date For Immediate Release WSI Industries Announces Earnings Release Date June 7, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| June 7, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 7, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission File |
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| May 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WSI Industries, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-00619 41-0691607 State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 213 Chelsea Road Monticello, Minnesota 55362 (Address of princ |
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| May 22, 2017 |
EXHIBIT 10.3 May 19, 2017 Via Hand Delivery to Benjamin T. Rashleger Dear Benji: This letter (?Agreement?) describes our agreement regarding the separation of your employment with WSI Industries, Inc. (?WSI Industries? or the ?Company?), effective May 19, 2017 and to specify the terms of the general release you are obligated to provide pursuant to Section 1(c) of the severance letter agreement bet |
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| May 22, 2017 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 19, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission File |
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| May 22, 2017 |
EX-10.2 3 ex10-2.htm EXHIBIT 10.2 WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 May 19, 2017 Via Email Only to: Mr. Michael J. Pudil Dear Mike, The purpose of this letter agreement (the “Letter Agreement”) is to set forth the agreement between you and WSI Industries, Inc. (“WSI”) in regard to severance and change of control matters. Although your employment is “at will” and may be ter |
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| May 22, 2017 |
EXHIBIT 10.1 WSI Industries, Inc. 213 Chelsea Road Monticello, MN 55362 May 19, 2017 Via Email Only to: Mr. Michael J. Pudil Dear Mike, On behalf of the Board of Directors, we are pleased to offer you the position of President and Chief Executive Officer. Below are the terms of this full time offer of employment. We would like you to begin serving in this role on May 19, 2017. Your base salary wil |
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| May 22, 2017 |
WSI Industries Announces Michael J. Pudil Appointed as President and CEO Exhibit 99.1 For Immediate Release WSI Industries Announces Michael J. Pudil Appointed as President and CEO May 22, 2017 — Minneapolis, MN — WSI Industries, Inc. (Nasdaq: WSCI) today announced that Michael J. Pudil was appointed President and Chief Executive Officer to succeed Benjamin T. Rashleger effective May 19, 2017. Mr. Rashleger also resigned from the Board of Directors effective May 19, 20 |
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| March 24, 2017 |
WSI Industries (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 26, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industries, In |
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| March 22, 2017 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 21, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fi |
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| March 22, 2017 |
WSI Industries Reports Fiscal 2017 Second Quarter Results For Immediate Release WSI Industries Reports Fiscal 2017 Second Quarter Results March 21, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| March 17, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 15, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fi |
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| March 17, 2017 |
WSI Industries Announces Earnings Release Date For Immediate Release WSI Industries Announces Earnings Release Date March 15, 2017?Minneapolis, MN?WSI Industries, Inc. |
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| February 17, 2017 |
LOAN AGREEMENT THIS LOAN AGREEMENT (?Agreement?) is made as of February 15, 2017, by and between WSI INDUSTRIES, INC. |
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| February 17, 2017 |
10.7 of the Registrant’s Form 8-K dated February 15, 2017. GUARANTY THIS GUARANTY (the ?Guaranty?) is executed as of February 15, 2017, by WSI INDUSTRIES, CO. |
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| February 17, 2017 |
REVOLVING PROMISSORY NOTE $1,500,000.00 Edina, Minnesota February 15, 2017 FOR VALUE RECEIVED, the undersigned, WSI INDUSTRIES, INC., a Minnesota nonprofit corporation (the ?Borrower?), promises to pay to the order of TRADITION CAPITAL BANK, a banking corporation under the laws of the State of Minnesota (the ?Lender?) (Lender and any holder of this Note from time to time are sometimes collectively |
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| February 17, 2017 |
10.9 of the Registrant’s Form 8-K dated February 15, 2017. GUARANTY THIS GUARANTY (the ?Guaranty?) is executed as of February 15, 2017, by WSI INDUSTRIES, CO. |
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| February 17, 2017 |
Prepared by, and after recording return to: Michelle R. Jester, Esq. Messerli & Kramer P.A. 1400 Fifth Street Towers 100 South Fifth Street Minneapolis, MN 55402 COMBINATION MORTGAGE, SECURITY AGREEMENT, FIXTURE FILING AND ASSIGNMENT OF LEASES AND RENTS WSI INDUSTRIES, INC., Mortgagor, having an office at 213 Chelsea Road Monticello, MN 55362 to TRADITION CAPITAL BANK, Mortgagee, having an office |
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| February 17, 2017 |
Security Agreements dated February 15, 2017 between WSI Industries, Inc., SECURITY AGREEMENT THIS SECURITY AGREEMENT (the “Security Agreement”) is executed as of February 15, 2017, by and between WSI INDUSTRIES, INC. |
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| February 17, 2017 |
GUARANTY THIS GUARANTY (the ?Guaranty?) is executed as of February 15, 2017, by WSI ROCHESTER, INC. |
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| February 17, 2017 |
PROMISSORY NOTE $3,700,000.00 Edina, Minnesota February 15, 2017 FOR VALUE RECEIVED, the undersigned, WSI INDUSTRIES, INC., a Minnesota corporation (hereinafter designated as ?Borrower?), promises to pay to the order of TRADITION CAPITAL BANK, a Minnesota banking corporation (hereinafter referred to as ?Lender?), (Lender and any holder of this Note from time to time are each hereinafter sometimes |
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| February 17, 2017 |
LOAN AGREEMENT THIS LOAN AGREEMENT (sometimes hereinafter referred to as Date”), by and between WSI INDUSTRIES, INC. |
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| February 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 15, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| February 17, 2017 |
GUARANTY THIS GUARANTY (the “Guaranty”) is executed as of February 15, 2017, by WSI ROCHESTER, INC. |
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| February 3, 2017 |
WSI Industries, Inc. 213 Chelsea Road Monticello, Minnesota 55362 February 3, 2017 VIA EDGAR Mr. Martin James, Senior Assistant Chief Accountant Assistant Chief Accountant Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: WSI Industries, Inc. Form 10-K for the Fiscal Year Ended August 28, 2016 Form 10-Q for the Quarterly Period Ende |
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| January 17, 2017 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 9, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission ( |
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| January 12, 2017 |
ACKNOWLEDGMENT OF GUARANTORS Pursuant to the terms of certain Guaranties dated February 1, 2011 and May 8, 2013 (collectively, the “Guaranties”), executed by each of the undersigned in favor of BMO HARRIS BANK N. |
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| January 12, 2017 |
FIFTH AMENDMENT TO TERM LOAN AGREEMENT FIFTH AMENDMENT TO TERM LOAN AGREEMENT THIS FIFTH AMENDMENT TO TERM LOAN AGREEMENT (this ?Amendment?) is made and entered into as of January 9, 2017, to be made effective as of November 27, 2016, by and between WSI INDUSTRIES, INC. |
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| January 12, 2017 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 9, 2017 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission F |
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| January 11, 2017 |
WSI Industries (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 27, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industries, In |
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| December 23, 2016 |
WSI Industries Reports Fiscal 2017 First Quarter Financial Results For Immediate Release WSI Industries Reports Fiscal 2017 First Quarter Financial Results December 22, 2016?Minneapolis, MN?WSI Industries, Inc. |
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| December 23, 2016 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 22, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| December 8, 2016 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 8, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06 |
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| December 8, 2016 |
WSI Industries Announces Earnings Release Date For Immediate Release WSI Industries Announces Earnings Release Date December 8, 2016?Minneapolis, MN?WSI Industries, Inc. |
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| November 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 4, 2016 |
WSI Industries (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended August 28, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-00619 WSI Industries, Inc. (Exact name of regist |
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| November 4, 2016 |
Subsidiaries of WSI Industries, Inc. Exhibit 21.1 Subsidiaries of WSI Industries, Inc. Name State of Incorporation Percent Owned WSI Industries, Co. Minnesota 100 % WSI Rochester, Inc. (Inactive) Minnesota 100 % |
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| October 20, 2016 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 18, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| October 20, 2016 |
WSI Industries Reports Fourth Quarter and Full Year Results For Immediate Release WSI Industries Reports Fourth Quarter and Full Year Results October 18, 2016—Minneapolis, MN—WSI Industries, Inc. |
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| September 1, 2016 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 26, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission F |
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| September 1, 2016 |
Seventh Amendment to Revolving Loan Agreement and SEVENTH AMENDMENT TO REVOLVING LOAN AGREEMENT THIS SEVENTH AMENDMENT TO REVOLVING LOAN AGREEMENT (this “Amendment”) is made and entered into as of August 26, 2016, by and between WSI INDUSTRIES, INC. |
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| September 1, 2016 |
ACKNOWLEDGMENT OF GUARANTORS Pursuant to the terms of certain Guaranties dated February 1, 2011 and May 8, 2013 (collectively, the “Guaranties”), executed by each of the undersigned in favor of BMO HARRIS BANK N. |
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| September 1, 2016 |
FOURTH AMENDMENT TO TERM LOAN AGREEMENT THIS FOURTH AMENDMENT TO TERM LOAN AGREEMENT (this ?Amendment?) is made and entered into as of August 26, 2016, by and between WSI INDUSTRIES, INC. |
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| June 23, 2016 |
WSI Industries (Quarterly Report) FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 29, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industrie |
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| June 22, 2016 |
WSI Industries Reports Third Quarter Financial Results EXHIBIT 99.1 For Immediate Release WSI Industries Reports Third Quarter Financial Results June 21, 2016?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2016 third quarter ending May 29, 2016 of $8,886,000 versus the prior year amount of $12,368,000. Year-to-date sales for the period ended May 29, 2016 totaled $27,106,000 versus $34,204,000 in the prior year. |
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| June 22, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 21, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commi |
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| June 7, 2016 |
WSI Industries (Current Report/Significant Event) FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 6, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commis |
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| June 7, 2016 |
WSI Industries Announces Earnings Release Date EXHIBIT 99.1 For Immediate Release WSI Industries Announces Earnings Release Date June 6, 2016—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2016 third quarter financial results on June 21, 2016 after market close. WSI Industries, Inc. is a leading contract manufacturer that specializes in the machining of complex, high-precision parts fo |
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| May 19, 2016 |
Exhibit 1.01 Conflict Minerals Report of WSI Industries, Inc. I. Introduction This is the Conflict Minerals Report of WSI Industries, Inc. (?WSI Industries,? the ?Company,? ?we,? ?us,? or ?our?) prepared for calendar year 2015 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Act?). Undefined terms in this Conflict Minerals Report have the definitions ascribed to them i |
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| May 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WSI Industries, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-00619 41-0691607 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 213 Chelsea Road Monticello, Minnesota 55362 (Address of prin |
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| April 4, 2016 |
WSI Industries (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-619 WSI Industries, In |
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| March 28, 2016 |
WSI Industries Reports Fiscal 2016 Second Quarter Results For Immediate Release WSI Industries Reports Fiscal 2016 Second Quarter Results March 28, 2016?Minneapolis, MN?WSI Industries, Inc. |
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| March 28, 2016 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 28, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fi |
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| March 7, 2016 |
WSI Industries Announces Earnings Release Date EX-99.1 2 ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date March 7, 2016—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2016 second quarter financial results on March 28, 2016 prior to the market opening. WSI Industries, Inc. is a leading contract manufacturer that specializes in the machining of |
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| March 7, 2016 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 7, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fil |
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| March 3, 2016 |
Exhibit 10.3 ACKNOWLEDGMENT OF GUARANTORS Pursuant to the terms of certain Guaranties dated February 1, 2011 and May 8, 2013 (collectively, the “Guaranties”), executed by each of the undersigned in favor of BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”), the undersigned have jointly and severally unconditionally guaranteed the p |
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| March 3, 2016 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 28, 2016 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| March 3, 2016 |
Exhibit 10.2 THIRD AMENDMENT TO TERM LOAN AGREEMENT THIS THIRD AMENDMENT TO TERM LOAN AGREEMENT (this ?Amendment?) is made and entered into as of February 28, 2016, by and between WSI INDUSTRIES, INC., a Minnesota corporation (the ?Borrower?) and BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the ?Bank?). RECITALS: A. The Borrower and the B |
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| March 3, 2016 |
Sixth Amendment to Revolving Loan Agreement and Exhibit 10.1 SIXTH AMENDMENT TO REVOLVING LOAN AGREEMENT THIS SIXTH AMENDMENT TO REVOLVING LOAN AGREEMENT (this ?Amendment?) is made and entered into as of February 28, 2016, by and between WSI INDUSTRIES, INC., a Minnesota corporation (the ?Borrower?), and BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the ?Bank?). RECITALS: A. The Borrowe |
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| December 22, 2015 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 21, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| December 22, 2015 |
WSI Industries Reports Fiscal 2016 First Quarter Financial Results For Immediate Release EXHIBIT 99.1 WSI Industries Reports Fiscal 2016 First Quarter Financial Results December 21, 2015—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2016 first quarter ending November 29, 2015 of $9,731,000, versus the prior year amount of $10,098,000. Net income for the fiscal 2016 first quarter was $132,000 or $.05 per diluted share vers |
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| December 15, 2015 |
WSI Industries Names Tom Schmeling Director of Business Development and Marketing For Immediate Release EXHIBIT 99.2 WSI Industries Names Tom Schmeling Director of Business Development and Marketing December 14, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) is excited to announce the hiring of a new Director of Business Development and Marketing. Tom Schmeling will be immediately assuming the role of this newly created position for WSI. This role is part of the new s |
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| December 15, 2015 |
WSI Industries Announces Earnings Release Date For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date December 14, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2016 first quarter financial results on December 21, 2015 at approximately 12:30 PM Central time immediately prior to its Annual Meeting. WSI Industries, Inc. is a leading contract manufacturer |
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| December 15, 2015 |
WSI Industries (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 14, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| December 2, 2015 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 27, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| December 2, 2015 |
Fifth Amendment to Revolving Loan Agreement and EX-10.1 2 ex10-1.htm Exhibit 10.1 FIFTH AMENDMENT TO REVOLVING LOAN AGREEMENT THIS FIFTH AMENDMENT TO REVOLVING LOAN AGREEMENT (this “Amendment”) is made and entered into as of November 27, 2015, by and between WSI INDUSTRIES, INC., a Minnesota corporation (the “Borrower”), and BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”). REC |
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| December 2, 2015 |
EX-10.4 5 ex10-4.htm Exhibit 10.4 ACKNOWLEDGMENT OF GUARANTORS Pursuant to the terms of certain Guaranties dated February 1, 2011 and May 8, 2013 (collectively, the “Guaranties”), executed by each of the undersigned in favor of BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”), the undersigned have jointly and severally uncondition |
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| December 2, 2015 |
Second Amendment to Term Loan Agreement and EX-10.2 3 ex10-2.htm Exhibit 10.2 SECOND AMENDMENT TO TERM LOAN AGREEMENT THIS SECOND AMENDMENT TO TERM LOAN AGREEMENT (this “Amendment”) is made and entered into as of November 27, 2015, by and between WSI INDUSTRIES, INC., a Minnesota corporation (the “Borrower”) and BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”). RECITALS: A. |
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| December 2, 2015 |
Exhibit 10.3 AMENDED AND RESTATED REVOLVING CREDIT PROMISSORY NOTE $1,000,000.00 Eden Prairie, Minnesota November 27, 2015 FOR VALUE RECEIVED, WSI INDUSTRIES, INC., a Minnesota corporation, (the ?Borrower?) promises to pay to the order of BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank, or any future holder hereof (?Lender?), the principal su |
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| November 18, 2015 |
wsci20151116def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 22, 2015 |
WSI Industries Reports Fourth Quarter and Full Year Results ex99-1.htm Exhibit 99.1 For Immediate Release WSI Industries Reports Fourth Quarter and Full Year Results October 20, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today reported annual sales for the fiscal 2015 year ending August 30, 2015 of $42,983,000 versus the prior year?s sales of $42,714,000. The Company also reported full year net income of $997,000, or $.34 per diluted share ve |
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| October 22, 2015 |
WSI Industries FORM 8-K (Current Report/Significant Event) wsci201510218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 20, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| October 6, 2015 |
WSI Industries Announces Earnings Release Date ex99-1.htm Exhibit 99.1 For Immediate Release WSI Industries Announces Earnings Release Date October 6, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2015 fourth quarter and year-end financial results after market close on October 20, 2015. WSI Industries, Inc. is a leading contract manufacturer that specializes in the machining of c |
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| October 6, 2015 |
Financial Statements and Exhibits, Other Events wsci201510068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 6, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06 |
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| June 24, 2015 |
WSI Industries Reports Third Quarter Financial Results ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Reports Third Quarter Financial Results June 23, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2015 third quarter ending May 31, 2015 of $12,368,000 versus the prior year amount of $10,702,000 or an increase of 16% over the prior year quarter. Year-to-date sales for the nine months ended May |
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| June 24, 2015 |
WSI Industries FORM 8-K (Current Report/Significant Event) wsci201506238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 23, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691 |
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| June 9, 2015 |
WSI Industries FORM 8-K (Current Report/Significant Event) wsci201506098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 9, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06916 |
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| June 9, 2015 |
WSI Industries Announces Earnings Release Date ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date June 9, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2015 third quarter financial results after market close on June 23, 2015. WSI Industries, Inc. is a leading contract manufacturer that specializes in the machining of complex, high-precisi |
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| May 28, 2015 |
Conflict Minerals Report of WSI Industries, Inc. ex1-01.htm Exhibit 1.01 Conflict Minerals Report of WSI Industries, Inc. I. Introduction This is the Conflict Minerals Report of WSI Industries, Inc. (?WSI Industries,? the ?Company,? ?we,? ?us,? or ?our?) prepared for calendar year 2014 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Act?). Undefined terms in this Conflict Minerals Report have the definitions ascribe |
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| May 28, 2015 |
wsci20150527sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WSI Industries, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-00619 41-0691607 State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 213 Chelsea Road Monticello, Minnesota 5536 |
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| April 3, 2015 |
ex4-1.htm Exhibit 4.1 WSI INDUSTRIES, INC. 2005 STOCK PLAN As Amended Through December 18, 2014 SECTION 1. General Purpose of Plan; Definitions The name of this plan is the WSI Industries, Inc. 2005 Stock Plan (the “Plan”). The purpose of the Plan is to enable WSI Industries, Inc. (the “Company”) and its Subsidiaries to retain and attract executives and other key employees, consultants and directo |
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| April 3, 2015 |
wsci20150402s8.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WSI INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Minnesota 41-0691607 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 213 Chelsea Road Monticello, Minnesota 55362 (A |
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| March 27, 2015 |
WSI Industries FORM 8-K (Current Report/Significant Event) wsci201503278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 24, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-069 |
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| March 27, 2015 |
WSI Industries Reports 12% Sales Increase and 76% Increase in Net Earnings ex99-1.htm For Immediate Release Exhibit 99.1 WSI Industries Reports 12% Sales Increase and 76% Increase in Net Earnings March 24, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2015 second quarter ending March 1, 2015 of $11,738,000 versus the prior year amount of $10,484,000, or an increase of 12%. Year-to-date sales for the twenty-six weeks ended Ma |
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| March 9, 2015 |
WSI Industries FORM 8-K (Current Report/Significant Event) wsci201503098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 9, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691 |
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| March 9, 2015 |
WSI Industries Announces Earnings Release Date ex99-1.htm For Immediate Release Exhibit 99.1 WSI Industries Announces Earnings Release Date March 9, 2015?Minneapolis, MN?WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2015 second quarter financial results after market close on March 24, 2015. WSI Industries, Inc. is a leading contract manufacturer that specializes in the machining of complex, high-prec |
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| February 20, 2015 |
WSI Industries Announces New Long Term Agreement ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Announces New Long Term Agreement February 20, 2015 — Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it had reached a three-year agreement to provide engine components to an existing customer. The agreement is an extension, for certain programs, of the three year agreement that expired December 31, 2014, as well |
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| February 20, 2015 |
Financial Statements and Exhibits, Other Events wsci201502208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 20, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41- |
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| January 27, 2015 |
wsci201501278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 26, 2015 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| January 27, 2015 |
ex10-2.htm Exhibit 10.2 ACKNOWLEDGMENT OF GUARANTORS Pursuant to the terms of certain Guaranties dated February 1, 2011 (collectively, the “Guaranties”), executed by each of the undersigned in favor of BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”), the undersigned have jointly and severally unconditionally guaranteed the prompt |
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| January 27, 2015 |
ex10-1.htm Exhibit 10.1 FOURTH AMENDMENT TO REVOLVING LOAN AGREEMENT THIS FOURTH AMENDMENT TO REVOLVING LOAN AGREEMENT (this “Amendment”) is made and entered into as of January 26, 2015, by and between WSI INDUSTRIES, INC., a Minnesota corporation (the “Borrower”) and BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”). RECITALS: A. |
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| December 23, 2014 |
WSI Industries Reports Fiscal 2015 First Quarter Financial Results ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Reports Fiscal 2015 First Quarter Financial Results December 18, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2015 first quarter ending November 30, 2014 of $10,098,000, versus the prior year amount of $10,199,000. Net income for the fiscal 2015 first quarter was $167,000 or $.06 per dilute |
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| December 23, 2014 |
wsci201412228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 18, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41- |
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| December 8, 2014 |
Financial Statements and Exhibits, Other Events wsci201412088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 8, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| December 8, 2014 |
WSI Industries Announces Earnings Release Date # # # ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date December 8, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2015 first quarter financial results at 12:30 PM Central time on December 18, 2014 immediately prior to its Annual Meeting. WSI Industries, Inc. is a leading contract manufacturer that |
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| November 14, 2014 |
WSCI / WSI Industries, Inc. DEF 14A - - FORM DEF 14A wsci20141114def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 23, 2014 |
ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Reports Fourth Quarter and Full Year Results Fourth Quarter Sales Up 25%; Fourth Quarter Net Income Up 120% Full Year Sales Up 26%; Full Year Net Income Up 68% October 21, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported annual sales for the fiscal 2014 year ending August 31, 2014 of $42,714,000, an increase of 26% |
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| October 23, 2014 |
wsci201410238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 21, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| October 7, 2014 |
WSI Industries Announces Earnings Release Date ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date October 7, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2014 fourth quarter and year-end financial results on October 21, 2014 after market close on that day. WSI Industries, Inc. is a leading contract manufacturer that specializes in the ma |
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| October 7, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 wsci201410078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 7, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) |
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| September 29, 2014 |
wsci201409298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 24, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41 |
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| September 29, 2014 |
WSI Industries Appoints New Director ex99-1.htm EXHIBIT 99.1 For Immediate Release WSI Industries Appoints New Director September 29, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported that the Board of Directors has appointed Jack R. Veach to the WSI Board. From 1986-2013, Mr. Veach was President & CEO of Arctic Fox LLC, a privately held, diversified manufacturing company located in Delano, Minnesota. Arctic Fox |
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| June 20, 2014 |
wsci201406208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 19, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691 |
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| June 20, 2014 |
WSI Industries Reports Third Quarter Sales Increase of 17% & Earnings Increase of 203% ex99-1.htm For Immediate Release Exhibit 99.1 WSI Industries Reports Third Quarter Sales Increase of 17% & Earnings Increase of 203% June 19, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2014 third quarter ending May 25, 2014 of $10,702,000 versus the prior year amount of $9,169,000 or a increase of 17% over the prior year quarter. Year-to-date sales |
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| June 16, 2014 |
wsiformsd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report WSI Industries, Inc. (Exact name of registrant as specified in its charter) 000-00619 (Commission File Number) Minnesota 41-0691607 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 213 Chelsea Road, Monticello, Minnesota 5536 |
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| June 16, 2014 |
Conflict Minerals Report of WSI Industries Inc. ex1-02.htm Exhibit 1.02 Conflict Minerals Report of WSI Industries Inc. I. Introduction This is the Conflict Minerals Report of WSI Industries Inc. (“WSI,” the “Company”, “we” or “us”) for calendar year 2013 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934. Certain WSI products contain materials that use columbite-tantalite (coltan), cassiterite, gold, wolfram |
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| June 5, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K wsci201406058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 5, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06916 |
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| June 5, 2014 |
WSI Industries Announces Earnings Release Date # # # ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date June 5, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2014 third quarter financial results on June 19, 2014 after market close on that day. WSI Industries, Inc. is a leading contract manufacturer that specializes in the machining of complex, |
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| March 26, 2014 |
wsci201403268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 25, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-069 |
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| March 26, 2014 |
ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Reports 46% Sales Increase and 363% Increase in Net Earnings WSI also Reports the Addition of a New Director of Operations March 25, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2014 second quarter ending February 23, 2014 of $10,484,000 versus the prior year amount of $7,178,000, or an inc |
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| March 11, 2014 |
ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date March 11, 2014—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2014 second quarter financial results on March 25, 2014 prior to market opening on that day. WSI Industries, Inc. is a leading contract manufacturer that specializes in the machining of |
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| March 11, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K wsci201403118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 11, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-069 |
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| February 4, 2014 |
ex10-1.htm EXHIBIT 10.1 FIRST AMENDMENT TO TERM LOAN AGREEMENT THIS FIRST AMENDMENT TO TERM LOAN AGREEMENT (this “Amendment”) is made and entered into as of January 31, 2014, by and between WSI INDUSTRIES, INC., a Minnesota corporation (the “Borrower”) and BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”). RECITALS: A. The Borrower |
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| February 4, 2014 |
ex10-3.htm EXHIBIT 10.3 ACKNOWLEDGMENT OF GUARANTORS Pursuant to the terms of certain Guaranties dated February 1, 2011 and May 8, 2013 (collectively, the “Guaranties”), executed by each of the undersigned in favor of BMO HARRIS BANK N.A., a national banking association, successor by merger to M&I Marshall & Ilsley Bank (the “Bank”), the undersigned have jointly and severally unconditionally guara |
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| February 4, 2014 |
ex10-2.htm EXHIBIT 10.2 THIRD AMENDMENT TO REVOLVING LOAN AGREEMENT AND FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT PROMISSORY NOTE THIS THIRD AMENDMENT TO REVOLVING LOAN AGREEMENT AND FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT PROMISSORY NOTE (this “Amendment”) is made and entered into as of January 31, 2014, by and between WSI INDUSTRIES, INC., a Minnesota corporation |
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| February 4, 2014 |
wsci201402038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 31, 2014 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| December 19, 2013 |
wsci201312188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 18, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41- |
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| December 19, 2013 |
WSI Industries Reports 19% Increase in Sales in Fiscal 2014 First Quarter ex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Reports 19% Increase in Sales in Fiscal 2014 First Quarter December 18, 2013—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2014 first quarter ending November 24, 2013 of $10,199,000, a 19% increase versus the prior year amount of $8,584,000. Net income for the fiscal 2014 first quarter was $345,0 |
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| December 9, 2013 |
WSI Industries Announces Earnings Release Date EX-99 2 ex99-1.htm EXHIBIT 99.1 For Immediate Release EXHIBIT 99.1 WSI Industries Announces Earnings Release Date December 9, 2013—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced that it expects to release its fiscal 2014 first quarter financial results on December 18, 2013 prior to its Annual Meeting at 1:00 PM Central time on that day. WSI Industries, Inc. is a leading contra |
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| December 9, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K wsci201312098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 9, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| November 25, 2013 |
wsci20131122def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 18, 2013 |
wsci201310188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 15, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0 |
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| October 18, 2013 |
WSI Industries Reports Fourth Quarter and Full Year Results ex99-1.htm Exhibit 99.1 For Immediate Release WSI Industries Reports Fourth Quarter and Full Year Results October 15, 2013—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported annual sales for the fiscal 2013 year ending August 25, 2013 of $33,965,000, an increase of 5% over the prior year’s sales of $32,456,000. The Company also reported full year net income of $730,000, or $.25 per |
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| May 10, 2013 |
EXHIBIT 10.2 AMENDED AND RESTATED PROMISSORY NOTE $4,200,000.00 Minneapolis, Minnesota May 8, 2013 FOR VALUE RECEIVED, WSI Industries, Inc., a Minnesota corporation, (the "Borrower") promises to pay to the order of BMO Harris Bank N.A., a national banking association, or any future holder hereof ("Lender"), the principal sum of Four Million Two Hundred Thousand and no/100 Dollars ($4,200,000.00), |
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| May 10, 2013 |
EX-10.4 5 ex10-4.htm EXHIBIT 10.4 EXHIBIT 10.4 ASSIGNMENT OF LEASES AND RENTS THIS ASSIGNMENT OF LEASES AND RENTS (this “Assignment”) is entered into as of May 8, 2013, by WSI Industries, Inc., a Minnesota corporation (“Grantor”), to BMO Harris Bank N.A. (“Lender”). RECITALS: A. Grantor is the owner of certain real property described in Exhibit A attached hereto (the “Property”). Lender has on thi |
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| May 10, 2013 |
EXHIBIT 10.5 GUARANTY THIS GUARANTY (this “Guaranty”), is made as May 8, 2013, by WSI Rochester, Inc., a Minnesota corporation, having an address of 213 Chelsea Road, Monticello, MN 55362 (hereinafter called the “Guarantor”) for the benefit of BMO Harris Bank N.A., a national banking association (hereinafter called the “Lender”). W I T N E S S E T H: WHEREAS, WSI Industries, Inc., a Minnesota corp |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 8, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission File |
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| May 10, 2013 |
EXHIBIT 10.6 GUARANTY THIS GUARANTY (this “Guaranty”), is made as of May 8, 2013, by WSI Industries, Co., a Minnesota corporation, having an address of 213 Chelsea Road, Monticello, MN 55362 (hereinafter called the “Guarantor”) for the benefit of BMO Harris Bank N.A., a national banking association (hereinafter called the “Lender”). W I T N E S S E T H: WHEREAS, WSI Industries, Inc., a Minnesota c |
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| May 10, 2013 |
EXHIBIT 10.1 THIS MORTGAGE CONTAINS AFTER-ACQUIRED PROPERTY PROVISIONS, AND ALSO CONSTITUTES A FINANCING STATEMENT UNDER THE UNIFORM COMMERCIAL CODE. THIS AMENDED AND RESTATED MORTGAGE SECURES ADDITIONAL INDEBTEDNESS IN THE AMOUNT OF $3,151,995.15. NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN, ENFORCEMENT OF THIS MORTGAGE IS LIMITED TO A DEBT AMOUNT OF $4,200,000.00 UNDER CHAPTER 287 OF THE MIN |
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| May 10, 2013 |
EXHIBIT 10.3 LOAN AGREEMENT THIS LOAN AGREEMENT is made and entered into as of May 8, 2013, by and between BMO Harris Bank N.A., a national banking association (“Lender”), and WSI Industries, Inc., a Minnesota corporation (“Borrower”), and WSI Industries, Co., a Minnesota corporation and WSI Rochester, Inc., (jointly "Guarantors", or individually, a "Guarantor"). W I T N E S S E T H: WHEREAS, Lend |
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| April 5, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K wsci201304058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 2, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691 |
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| April 5, 2013 |
WSI Industries Announces 1 Year Order with New Firearms Customer wsci201304058kex99-1.htm For Immediate Release Exhibit 99.1 WSI Industries Announces 1 Year Order with New Firearms Customer April 2, 2013—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced a new one year order from a major firearms manufacturer. Benjamin Rashleger, president and chief executive officer, commented: “As we previously disclosed, we have been actively pursuing new pr |
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| March 19, 2013 |
wsci201303198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 18, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-069 |
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| March 19, 2013 |
WSI Industries Reports Second Quarter Results wsci201303198kex99-1.htm EXHIBIT 99.1 For Immediate Release WSI Industries Reports Second Quarter Results March 18, 2013—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2013 second quarter ending February 24, 2013 of $7,178,000 versus the prior year amount of $7,021,000, or an increase of 2% over the prior year quarter. Year-to-date sales for the six months |
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| January 31, 2013 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECOND AMENDMENT AND MODIFICATION OF REVOLVING LINE OF CREDIT PROMISSORY NOTE, LOAN AGREEMENT AND REAFFIRMATION OF GUARANTIES This Second Amendment and Modification of Revolving Line of Credit Promissory Note, Loan Agreement and Reaffirmation of Guaranties ("Amendment") is made effective the 30th day of January , 2013 ("Effective Date") by and among W |
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| January 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 30, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| January 4, 2013 |
WSI Industries Reports 43% Increase in Sales & 310% Increase in Net Income EXHIBIT 99.1 For Immediate Release WSI Industries Reports 43% Increase in Sales & 310% Increase in Net Income January 3, 2013—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2013 first quarter ending November 25, 2012 of $8,584,000, a 43% increase versus the prior year amount of $5,987,000. Net income for the fiscal 2013 first quarter was $431,000 or $.15 pe |
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| January 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 3, 2013 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission F |
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| December 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin |
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| October 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 17, 2012 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| October 22, 2012 |
WSI Industries Reports Improved Full Year Results For Immediate Release EXHIBIT 99.1 WSI Industries Reports Improved Full Year Results Sales up 30% - Net Income up 64% October 17, 2012—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for the full year fiscal 2012 ending August 26, 2012 of $32,456,000, an increase of 30% over the prior year’s sales of $24,963,000. The Company also reported an increase of 64% in full year ne |
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| October 11, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K wsci201210108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 8, 2012 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-06 |
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| October 11, 2012 |
wsci201210108kex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Wins New Five Year Program with Aerospace Customer, Pursues AS9100 Quality Certification October 8, 2012—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported that it had been awarded a new five year program with an existing customer. The Company also reported that an existing program with the same customer was |
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| September 26, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 25, 2012 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commissio |
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| September 26, 2012 |
WSI Industries Updates Plant Expansion & Announces Earnings Release Date wsci201209258kex99-1.htm For Immediate Release EXHIBIT 99.1 WSI Industries Updates Plant Expansion & Announces Earnings Release Date September 25, 2012—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) announced today that they had broken ground on their plant expansion. In a ceremony attended by city and civic leaders as well as all WSI employees, the Company broke ground on a 47,000 square foo |
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| August 2, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 1, 2012 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fi |
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| August 2, 2012 |
WSI Industries Announces Major Plant Expansion EXHIBIT 99.1 For Immediate Release WSI Industries Announces Major Plant Expansion August 1, 2012—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today announced a major expansion to their Monticello, MN facility due to continued strong demand for their contract manufacturing services and to accommodate for future business growth. The planned 47,000 square foot expansion will double the existin |
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| June 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 19, 2012 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission Fil |
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| June 20, 2012 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release WSI Industries Reports 45% Increase in Third Quarter Sales, 51% Increase in Net Income & Best Earnings per Share in the Past Decade June 19, 2012—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2012 third quarter ending May 27, 2012 of $9,483,000 versus the prior year amount of $6,532,000, |
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| March 22, 2012 |
wsci201203228kex99-1.htm Exhibit 99.1 For Immediate Release WSI Industries Reports 24% Increase in Second Quarter Sales, 45% Increase in Net Income & 5 Year Agreement with Aerospace Customer March 20, 2012—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2012 second quarter ending February 26, 2012 of $7,021,000 versus the prior year amount of $5,682,000, or |
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| March 22, 2012 |
wsci201203228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 19, 2012 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-069 |
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| February 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 15, 2012 WSI Industries, Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-00619 41-0691607 (Commission |
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| February 15, 2012 |
Exhibit 10.1 FIRST AMENDMENT AND MODIFICATION OF REVOLVING LINE OF CREDIT PROMISSORY NOTE, LOAN AGREEMENT AND REAFFIRMATION OF GUARANTIES This First Amendment and Modification of Revolving Line of Credit Promissory Note, Loan Agreement and Reaffirmation of Guaranties ("Amendment") is made effective the 1st day of February, 2012 ("Effective Date") by and among WSI Industries, Inc., a Minnesota corp |
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| January 9, 2012 |
WSI Industries Reports Strong Increase in First Quarter Earnings Exhibit 99.1 EXHIBIT 99.1 For Immediate Release WSI Industries Reports Strong Increase in First Quarter Earnings January 4, 2012—Minneapolis, MN—WSI Industries, Inc. (Nasdaq: WSCI) today reported sales for its fiscal 2012 first quarter ending November 27, 2011 of $5,987,000, an 8.3% increase versus the prior year amount of $5,528,000. Net income for the fiscal 2012 first quarter was $105,000 or $. |
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| January 9, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2012 WSI Industries, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-00619 41-0691607 (State or other jurisdiction of incorporation) (Com |
