Mga Batayang Estadistika
| CIK | 1688487 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Roundhill ETF Trust - Roundhill S&P 500 No Dividend Target ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 (State or other jurisdiction of incorporation or organization) (I. |
|
| March 31, 2023 |
Exhibit 4.3 DESCRIPTION OF THE SHARES AND MATERIAL TERMS OF THE TRUST AGREEMENT Metaurus Equity Component Trust (the “Trust”) is a statutory trust formed under the laws of the State of Delaware on September 28, 2016, pursuant to a short-form declaration of trust between the Sponsor and the Trustee. An amended and restated Trust Agreement has been entered into between the Sponsor and the Trustee. T |
|
| January 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Speci |
|
| January 24, 2023 |
As filed with the Securities and Exchange Commission on January 24, 2023 As filed with the Securities and Exchange Commission on January 24, 2023 Registration No. |
|
| December 21, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 03, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
|
| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 (State or other jurisdiction of incorporation or organization) (I. |
|
| November 10, 2022 |
Metaurus Announces Update to its 2023 Lineup Exhibit 99.1 Metaurus Announces Update to its 2023 Lineup November 10, 2022 HOBOKEN, NEW JERSEY?Metaurus Advisors LLC plans to close and liquidate the U.S. Equity Cumulative Dividends Fund?Series 2027 (NYSE Arca: IDIV), an exchange-traded product, based on the ongoing review of its product lineup to meet the evolving needs of clients. IDIV will no longer accept creation and redemption orders after |
|
| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2022 Metaurus Equity Component Trust (Exact Name of Registrant as Specified in its Charter) Delaware 001-38344 35-2594229 (State or Other Jurisdiction of Incorporation) ( |
|
| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 (State or other jurisdiction of incorporation or organization) (I. |
|
| May 18, 2022 |
COMMODITY FUTURES TRADING COMMISSION RISK DISCLOSURE STATEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-252549 PROSPECTUS DATED MAY 9, 2022 PROSPECTUS U.S. EQUITY CUMULATIVE DIVIDENDS FUND?SERIES 2027* $ 956,125,025 * U.S. Patents and Pending Patents THE COMMODITY FUTURES TRADING COMMISSION HAS NOT PASSED UPON THE MERITS OF PARTICIPATING IN THESE POOLS NOR HAS THE COMMISSION PASSED ON THE ADEQUACY OR ACCURACY OF THIS DISCLOSURE DOCUMENT. NEITHER |
|
| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 (State or other jurisdiction of incorporation or organization) (I. |
|
| May 9, 2022 |
As filed with the Securities and Exchange Commission on May 9, 2022 As filed with the Securities and Exchange Commission on May 9, 2022 Registration No. |
|
| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| March 30, 2022 |
Exhibit 4.3 DESCRIPTION OF THE SHARES AND MATERIAL TERMS OF THE TRUST AGREEMENT Metaurus Equity Component Trust (the ?Trust?) is a statutory trust formed under the laws of the State of Delaware on September 28, 2016, pursuant to a short-form declaration of trust between the Sponsor and the Trustee. An amended and restated Trust Agreement has been entered into between the Sponsor and the Trustee. T |
|
| January 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Speci |
|
| December 17, 2021 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 28, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
|
| December 13, 2021 |
METAURUS EQUITY COMPONENT TRUST SHARES OF U.S. EQUITY EX-DIVIDEND FUND—SERIES 2027 Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-252549 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated July 9, 2021) METAURUS EQUITY COMPONENT TRUST SHARES OF U.S. EQUITY EX-DIVIDEND FUND?SERIES 2027 This Prospectus Supplement supplements and amends the Prospectus dated July 9, 2021 filed by Metaurus Equity Component Trust with the Securities and Exchange Commission on July 16, 20 |
|
| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| November 12, 2021 |
Metaurus Announces Update to its Lineup Exhibit 99.1 Metaurus Announces Update to its Lineup November 12, 2021 HOBOKEN, NEW JERSEY?Metaurus Advisors LLC plans to close and liquidate the U.S. Equity Ex-Dividend Fund?Series 2027 (NYSE Arca: XDIV), an exchange-traded product, based on the ongoing review of its product lineup to meet the evolving needs of clients. XDIV will no longer accept creation and redemption orders after December 9, 2 |
|
| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2021 Metaurus Equity Component Trust (Exact Name of Registrant as Specified in its Charter) Delaware 001-38344 35-2594229 30-0987130 (State or Other Jurisdiction of Incor |
|
| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38344 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| July 16, 2021 |
COMMODITY FUTURES TRADING COMMISSION RISK DISCLOSURE STATEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-252549 PROSPECTUS DATED JULY 9, 2021 U.S. EQUITY CUMULATIVE DIVIDENDS FUND?SERIES 2027* $ 966,838,562 U.S. EQUITY EX-DIVIDEND FUND?SERIES 2027* $ 977,887,066 * U.S. Patents and Pending Patents THE COMMODITY FUTURES TRADING COMMISSION HAS NOT PASSED UPON THE MERITS OF PARTICIPATING IN THESE POOLS NOR HAS THE COMMISSION PASSED ON THE ADEQUACY OR |
|
| July 14, 2021 |
July 14, 2021 SUBMISSION VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Re: Metaurus Equity Component Trust (CIK# 0001688487) Pre-Effective Amendment No. 3 to Registration Statement on Form S-1 Securities Act File No. 333-252549 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Metaur |
|
| July 13, 2021 |
July 13, 2021 SUBMISSION VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Re: Metaurus Equity Component Trust (CIK# 0001688487) Pre-Effective Amendment No. 3 to Registration Statement on Form S-1 Securities Act File No. 333-252549 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Metaur |
|
| July 9, 2021 |
SUBJECT TO COMPLETION, DATED JULY 9, 2021 The information in this prospectus is not complete and may be changed. These shares may not be sold until the registration statement filed with the Securities and Exchange Commission and the Commodity Futures Trading Commission is effective. This prospectus is not an offer to sell these and is not soliciting an offer to buy these units in any state where the offer or sale is not permitted. SUBJECT |
|
| June 23, 2021 |
SUBJECT TO COMPLETION, DATED JUNE 23, 2021 The information in this prospectus is not complete and may be changed. These shares may not be sold until the registration statement filed with the Securities and Exchange Commission and the Commodity Futures Trading Commission is effective. This prospectus is not an offer to sell these and is not soliciting an offer to buy these units in any state where the offer or sale is not permitted. SUBJECT |
|
| June 10, 2021 |
SUBJECT TO COMPLETION, DATED JUNE 10, 2021 The information in this prospectus is not complete and may be changed. These shares may not be sold until the registration statement filed with the Securities and Exchange Commission and the Commodity Futures Trading Commission is effective. This prospectus is not an offer to sell these and is not soliciting an offer to buy these units in any state where the offer or sale is not permitted. SUBJECT |
|
| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| March 3, 2021 |
PROSPECTUS DATED FEBRUARY 26, 2021 Filed Pursuant to Rule 424(b)(3) Registration No. 333-221591 PROSPECTUS DATED FEBRUARY 26, 2021 PROSPECTUS U.S. EQUITY CUMULATIVE DIVIDENDS FUND?SERIES 2027* $ 1,000,000,000 U.S. EQUITY EX-DIVIDEND FUND?SERIES 2027* $ 1,000,000,000 * U.S. Patents and Pending Patents THE COMMODITY FUTURES TRADING COMMISSION HAS NOT PASSED UPON THE MERITS OF PARTICIPATING IN THESE POOLS NOR HAS THE COMMISSION PASSED |
|
| February 2, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-221591 PROSPECTUS SUPPLEMENT NO. 3 DATED February 2, 2021 (to Prospectus dated April 19, 2019, as supplemented by Prospectus Supplement No. 1 dated May 15, 2019 and Prospectus Supplement No. 2 dated May 1, 2020) U.S. EQUITY CUMULATIVE DIVIDENDS FUND—SERIES 2027 U.S. EQUITY EX-DIVIDEND FUND—SERIES 2027 EACH A SERIES OF METAURUS EQUITY COMPONENT |
|
| January 29, 2021 |
22 Hudson Place, 3rd Floor Hoboken, NJ 07030 January 29, 2021 SUBMISSION VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Re: Metaurus Equity Component Trust - Registration Statement on Form S-1 Filed Pursuant to Rule 415(a)(6) under the Securities Act of 1933 Ladies and Gentlemen: On behalf of Metaurus Equity Component Trust (the “Trust”), I transmit for filing, under |
|
| January 29, 2021 |
SUBJECT TO COMPLETION, DATED [●], 2021 S-1 1 ea134205-s1metaurusequity.htm REGISTRATION STATEMENT The information in this prospectus is not complete and may be changed. These shares may not be sold until the registration statement filed with the Securities and Exchange Commission and the Commodity Futures Trading Commission is effective. This prospectus is not an offer to sell these and is not soliciting an offer to buy these units in |
|
| November 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| August 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| August 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| May 14, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| May 1, 2020 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-221591 PROSPECTUS SUPPLEMENT NO. 2 DATED May 1, 2020 (to Prospectus dated April 19, 2019, as supplemented by Prospectus Supplement No. 1 dated May 15, 2019) U.S. EQUITY CUMULATIVE DIVIDENDS FUND—SERIES 2027 U.S. EQUITY EX-DIVIDEND FUND—SERIES 2027 EACH A SERIES OF METAURUS EQUITY COMPONENT TRUST This supplement (“Supplement No. 2”) contains inf |
|
| March 30, 2020 |
XDIV / U.S. Equity Ex-Dividends Fund - 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| November 14, 2019 |
XDIV / U.S. Equity Ex-Dividends Fund - 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| August 14, 2019 |
XDIV / U.S. Equity Ex-Dividends Fund - 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| May 15, 2019 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-221591 PROSPECTUS SUPPLEMENT NO. 1 DATED May 15, 2019 (to Prospectus dated April 19, 2019) U.S. EQUITY CUMULATIVE DIVIDENDS FUND—SERIES 2027 U.S. EQUITY EX-DIVIDEND FUND—SERIES 2027, SERIES OF METAURUS EQUITY COMPONENT TRUST This supplement (“Supplement No. 1”) contains information which amends, supplements or modifies certain information conta |
|
| May 15, 2019 |
XDIV / U.S. Equity Ex-Dividends Fund - 10-Q Quarterly Report QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| April 19, 2019 |
PROSPECTUS DATED APRIL 19, 2019 Filed Pursuant to Rule 424(b)(3) Registration No. 333-221591 PROSPECTUS DATED APRIL 19, 2019 PROSPECTUS U.S. EQUITY CUMULATIVE DIVIDENDS FUND—SERIES 2027* $1,000,000,000 U.S. EQUITY EX-DIVIDEND FUND—SERIES 2027* $1,000,000,000 * U.S. Patents Pending THE COMMODITY FUTURES TRADING COMMISSION HAS NOT PASSED UPON THE MERITS OF PARTICIPATING IN THESE POOLS NOR HAS THE COMMISSION PASSED ON THE ADEQUACY |
|
| April 11, 2019 |
XDIV / U.S. Equity Ex-Dividends Fund - POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-1 As filed with the Securities and Exchange Commission on April 10, 2019 Registration No. |
|
| April 1, 2019 |
XDIV / U.S. Equity Ex-Dividends Fund - ANNUAL REPORT (Annual Report) 10-K 1 f10k2018metaurusequity.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co |
|
| January 31, 2019 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-221591 PROSPECTUS SUPPLEMENT NO. 2 DATED January 31, 2019 (to Prospectus dated February 5, 2018) U.S. EQUITY CUMULATIVE DIVIDENDS FUND—SERIES 2027 U.S. EQUITY EX-DIVIDEND FUND—SERIES 2027, SERIES OF METAURUS EQUITY COMPONENT TRUST This supplement (“Supplement No. 2”) contains information which amends, supplements or modifies certain information |
|
| November 14, 2018 |
XDIV / U.S. Equity Ex-Dividends Fund - QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| August 14, 2018 |
XDIV / U.S. Equity Ex-Dividends Fund - QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-221591 METAURUS EQUITY COMPONENT TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 35-2594229 30-0987130 (State or other jurisdiction of incorporation or organization) (I. |
|
| May 11, 2018 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-221591 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated February 5, 2018) U.S. EQUITY CUMULATIVE DIVIDENDS FUND?SERIES 2027 U.S. EQUITY EX-DIVIDEND FUND?SERIES 2027, SERIES OF METAURUS EQUITY COMPONENT TRUST This supplement (?Supplement No. 1?) contains information which amends, supplements or modifies certain information contained in the prosp |
|
| February 5, 2018 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Number 333-221591 PROSPECTUS DATED FEBRUARY 5, 2018 U. |
|
| January 30, 2018 |
January 30, 2018 SUBMISSION VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Re: Metaurus Equity Component Trust (CIK: 1688487) Pre-Effective Amendment No. 4 to Preliminary Registration Statement on Form S-1 (File No. 33-221591) Ladies and Gentlemen: On behalf of Metaurus Equity Component Trust (the ?Trust?), we transmit for |
|
| January 30, 2018 |
January 30, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Metaurus Equity Component Trust Pre-Effective Amendment No. 4 to Registration Statement on Form S-1 Securities Act File No. 333-221591 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Metaurus Equity Component Trust (the ?Registrant?) hereby respectfully requests |
|
| January 30, 2018 |
SUBJECT TO COMPLETION, DATED JANUARY 30, 2018 Table of Contents The information in this prospectus is not complete and may be changed. |
|
| January 23, 2018 |
January 23, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Metaurus Equity Component Trust Pre-Effective Amendment No. 3 to Registration Statement on Form S-1 Securities Act File No. 333-221591 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended Metaurus Equity Component Trust (the ?Registrant?) hereby respectfully requests a |
|
| January 22, 2018 |
Form of Futures Account Agreement (4) Exhibit 10.4 MORGAN STANLEY & CO. LLC Commodity Futures Account Documents Rev. 8/17 IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT OR ESTABLISHING A NEW CUSTOMER RELATIONSHIP To help the U.S. Government prevent the funding of terrorism and money laundering activities, federal law requires all U.S. financial institutions to obtain, verify, and record information that identifies ea |
|
| January 22, 2018 |
Form of Custody and Transfer Agent Agreement (4) Exhibit 10.3 CUSTODIAN AND TRANSFER AGENT AGREEMENT This Agreement, dated as of January 8, 2018, between METAURUS EQUITY COMPONENT TRUST, a statutory trust organized under the laws of the State of Delaware (the ?Fund?), on behalf of each series listed on Appendix A to this Agreement as it may be amended from time to time, severally and not jointly (each a ?Portfolio? and collectively, the ?Portfol |
|
| January 22, 2018 |
Amended and Restated Declaration of Trust (4) EX-4.1 2 d376297dex41.htm EX-4.1 Exhibit 4.1 FOURTH AMENDED AND RESTATED DECLARATION OF TRUST OF METAURUS EQUITY COMPONENT TRUST WHEREAS, THIS FOURTH AMENDED AND RESTATED TRUST AGREEMENT is made and entered into as of January 12, 2018, by METAURUS ADVISORS LLC, a Delaware limited liability company, and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association, as trustee, for the purp |
|
| January 22, 2018 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 January 22, 2018 SUBMISSION VIA EDGAR U. |
|
| January 22, 2018 |
SUBJECT TO COMPLETION, DATED JANUARY 19, 2018 Table of Contents The information in this prospectus is not complete and may be changed. |
|
| January 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Metaurus Equity Component Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) c/o |
|
| January 9, 2018 |
EX-10.1 2 d376297dex101.htm EX-10.1 Exhibit 10.1 SPONSOR AGREEMENT THIS SPONSOR AGREEMENT (the “Agreement”) is dated as of and is effective as of January 5, 2018 between Metaurus Advisors LLC, a Delaware limited liability company (“Sponsor”) and Metaurus Equity Component Trust, a statutory trust organized under the laws of Delaware (the “Trust”), both for itself and on behalf of each of its curren |
|
| January 9, 2018 |
SUBJECT TO COMPLETION, DATED JANUARY 8, 2018 Table of Contents The information in this prospectus is not complete and may be changed. |
|
| January 8, 2018 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 January 8, 2018 SUBMISSION VIA EDGAR U. |
|
| December 18, 2017 |
Form of Initial Purchaser Agreement Exhibit 1.1 INITIAL PURCHASER AGREEMENT FOR METAURUS EQUITY COMPONENT TRUST [?], 2017 [Name and Address of Initial Purchaser] Ladies and Gentlemen: Metaurus Advisors LLC, a Delaware limited liability company (the ?Sponsor?), has sponsored the formation of the funds described in Appendix A, attached hereto (each, a ?Fund? and collectively, the ?Funds?), each a series of Metaurus Equity Component Tr |
|
| December 18, 2017 |
Form of Administration Agreement Exhibit 10.2 ADMINISTRATION AGREEMENT THIS ADMINISTRATION AGREEMENT (this ?Agreement?) is made as of the day of October, 2017 (the ?Effective Date?), by and between Metaurus Equity Component Trust, a statutory trust formed under the laws of the State of Delaware (the ?Trust?), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the ?Administ |
|
| December 18, 2017 |
Exhibit 10.1 FORM OF SPONSOR AGREEMENT THIS SPONSOR AGREEMENT (the ?Agreement?) is dated as of between Metaurus Advisors LLC, a Delaware limited liability company (?Sponsor?) and Metaurus Equity Component Trust, a statutory trust organized under the laws of Delaware (the ?Trust?), both for itself and on behalf of each of its currently operating series (each, a ?Fund? and collectively, the ?Funds?) |
|
| December 18, 2017 |
Amended and Restated Declaration of Trust EX-4.1 3 d376297dex41.htm EX-4.1 Exhibit 4.1 FOURTH AMENDED AND RESTATED DECLARATION OF TRUST OF METAURUS EQUITY COMPONENT TRUST WHEREAS, THIS FOURTH AMENDED AND RESTATED TRUST AGREEMENT is made and entered into as of [ ], by METAURUS ADVISORS LLC, a Delaware limited liability company, and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association, as trustee, for the purpose of contin |
|
| December 18, 2017 |
Form of Authorized Participant Agreement EX-4.2 4 d376297dex42.htm EX-4.2 Exhibit 4.2 METAURUS EQUITY COMPONENT TRUST AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 20 (the “Effective Date”), by and between (the “Participant”), Metaurus Advisors LLC (the “Sponsor”) and SEI Investments Distribution Co. (the “Distributor”), and is subject to acceptance by (the “Tr |
|
| December 18, 2017 |
Form of Distribution Services Agreement EX-10.6 10 d376297dex106.htm EX-10.6 Exhibit 10.6 DISTRIBUTION SERVICES AGREEMENT THIS DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made as of this day of October, 2017 (“Effective Date”) by and between Metaurus Advisors LLC (the “Sponsor”), a limited liability company organized under the laws of the state of Delaware, and SEI Investments Distribution Co., a corporation organized under th |
|
| December 18, 2017 |
Form of Custody and Transfer Agent Agreement EX-10.3 7 d376297dex103.htm EX-10.3 Exhibit 10.3 CUSTODIAN AND TRANSFER AGENT AGREEMENT THIS AGREEMENT, dated as of December , 2017, between Metaurus Equity Component Trust, a statutory trust organized under the laws of the State of Delaware (the “Fund”), on behalf of each series listed on Appendix A to this Agreement as it may be amended from time to time, severally and not jointly (each a “Portf |
|
| December 18, 2017 |
Form of Privacy Notice (annexed to the Prospectus as Exhibit A) Table of Contents The information in this prospectus is not complete and may be changed. |
|
| December 18, 2017 |
Form of Distribution Agreement EX-10.5 9 d376297dex105.htm EX-10.5 Exhibit 10.5 DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this day of October, 2017, by and between Metaurus Equity Component Trust (the “Trust”), a trust formed under the laws of Delaware, and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation. WHEREAS, the Trust is comprised of one or more se |
|
| December 18, 2017 |
Form of Futures Account Agreement EX-10.4 8 d376297dex104.htm EX-10.4 Exhibit 10.4 Form of Commodity Futures Account Documents IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT OR ESTABLISHING A NEW CUSTOMER RELATIONSHIP To help the U.S. Government prevent the funding of terrorism and money laundering activities, federal law requires all U.S. financial institutions to obtain, verify, and record information that iden |
|
| December 15, 2017 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 December 15, 2017 SUBMISSION VIA EDGAR U. |
|
| November 15, 2017 |
SUBJECT TO COMPLETION, DATED NOVEMBER 15, 2017 S-1 1 d376297ds1.htm FORM S-1 Table of Contents The information in this prospectus is not complete and may be changed. These shares may not be sold until the registration statement filed with the Securities and Exchange Commission and the Commodity Futures Trading Commission is effective. This prospectus is not an offer to sell these and is not soliciting an offer to buy these units in any state w |
|
| November 15, 2017 |
Exhibit 3.1 RESTATED CERTIFICATE OF TRUST OF METAURUS EQUITY COMPONENT TRUST THIS Restated Certificate of Metaurus Equity Component Trust (the ?Trust?) is being duly executed and filed under the Delaware Statutory Trust Act (12 Del. C. ? 3801, et seq.) (the ?Act?) by the undersigned, as trustee, to amend and restate the Certificate of Trust of the Trust, which was filed with the Secretary of State |
|
| November 15, 2017 |
Amended and Restated Declaration of Trust** Exhibit 4.1 THIRD AMENDED AND RESTATED DECLARATION OF TRUST, dated as of June 9, 2017 (this ?Declaration of Trust?), between Metaurus Advisors LLC, a Delaware limited liability company, as sponsor (the ?Sponsor?), and Wilmington Trust, National Association, a national banking association, as trustee (the ?Trustee?). The Sponsor and the Trustee hereby agree that this Third Amended and Restated Decl |
|
| November 15, 2017 |
COVER 9 filename9.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 November 15, 2017 SUBMISSION VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Re: Metaurus Equity Component Trust Preliminary Registration Statement on Form S-1 Ladies and Gentlemen: On behalf of Metaurus Equity Component Tru |
|
| November 13, 2017 |
Table of Contents SUBMITTED CONFIDENTIALLY TO THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 13, 2017 AS AMENDMENT NO. |
|
| November 13, 2017 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 November 13, 2017 VIA EDGAR AND OVERNIGHT DELIVERY Mr. |
|
| October 16, 2017 |
Table of Contents SUBMITTED CONFIDENTIALLY TO THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 16, 2017 AS AMENDMENT NO. |
|
| October 13, 2017 |
DRSLTR 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 October 16, 2017 VIA EDGAR AND OVERNIGHT DELIVERY Mr. |
|
| September 6, 2017 |
Table of Contents SUBMITTED CONFIDENTIALLY TO THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 6, 2017 AS AMENDMENT NO. |
|
| September 6, 2017 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 September 6, 2017 VIA EDGAR AND OVERNIGHT DELIVERY Mr. |
|
| June 12, 2017 |
As confidentially submitted to the Securities and Exchange Commission on June 9, 2017. DRS 1 filename1.htm CONFIDENTIAL TREATMENT REQUESTED As confidentially submitted to the Securities and Exchange Commission on June 9, 2017. [The information in this prospectus is not complete and may be changed. These shares may not be sold until the registration statement filed with the Securities and Exchange Commission and the Commodity Futures Trading Commission is effective. This prospectus i |
|
| June 9, 2017 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 June 9, 2017 CONFIDENTIAL SUBMISSION VIA EDGAR Draft Registration Statement U. |
