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| CIK | 1526629 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cushing Royalty & Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Cushing Energy Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 23162T102 (CUSIP Numbers) July 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| June 5, 2020 |
June 5, 2020 U.S. Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 Attn: Kenneth Ellington RE: The Cushing® Energy Income Fund (811-22499) The Cushing® MLP & Infrastructure Total Return Fund (811-22072) and The Cushing® NextGen Infrastructure Income Fund (formerly The Cushing® Renaissance Fund (811-22611) Dear Mr. Ellington: Thank you for your telephonic comments, provided |
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| June 2, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 15, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 2, 2020 |
Amendment No. 4 to Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) THE CUSHING ENERGY INCOME FUND (Name of Issuer) Common Shares (Title of Class of Securities) 23162T 10 2 (CUSIP Number) May 29, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| June 1, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ⌧ Merger □ Liquidation □ Abandonment of Registration □ Election of status as a Business Development Company 2. Name of fu |
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| May 4, 2020 |
Merger Prospectus - PROSPECTUSES AND COMMUNICATIONS, BUSINESS COMBINATIONS The Cushing® MLP & Infrastructure Total Return Fund (SRV) 300 Crescent Court, Suite 1700 Dallas, Texas 75201 Dear Fellow Stockholder: We are writing to inform you that the 2020 Special Meeting of Stockholders (the “Special Meeting”) of The Cushing MLP & Infrastructure Total Return Fund (the “Fund”) has been adjourned until Friday, May 8, 2020 at 9:00 a. |
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| May 1, 2020 |
Merger Prospectus - PROSPECTUSES AND COMMUNICATIONS, BUSINESS COMBINATIONS Press Release Source: Cushing® Asset Management, LP Cushing® Announces Results and Adjournment of Special Shareholder Meeting Relating to Merger of Certain Closed-End Funds Friday, May 1, 2020 Dallas, TX: Cushing Asset Management (“Cushing”) announces the results of the joint special meeting of shareholders of The Cushing® Energy Income Fund (NYSE: SRF) and The Cushing® MLP & Infrastructure Total Return Fund (NYSE: SRV) relating to the proposed merger of SRF with and into SRV (the “Merger”) that occurred today. |
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| April 29, 2020 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 300 Crescent Court, Suite 1700 Dallas, TX 75201 (Address of principal executive offices) (Zip code) Jerry V |
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| April 29, 2020 |
I, Jerry V. Swank, certify that: Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| April 17, 2020 |
The Cushing® Energy Income Fund (SRF) The Cushing® MLP & Infrastructure Total Return Fund (SRV) 300 Crescent Court, Suite 1700 Dallas, Texas 75201 (214) 692-6334 ADDITIONAL INFORMATION REGARDING THE JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON FRIDAY, MAY 1, 2020 The following Notice of Change of Location relates to the Joint Proxy Statement/Prospectus (the “Proxy Statement/Prospectus”) furnished to shareholders of (i) The Cushing® Energy Income Fund (“SRF”) and (ii) The Cushing® MLP & Infrastructure Total Return Fund (“SRV” and together with SRF, the “Funds,” and each, a “Fund”) dated March 4, 2020 in connection with the Joint Special Meeting Of Shareholders of the Funds to be held on Friday, May 1, 2020. |
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| March 23, 2020 |
Press ReleaseSource: Cushing® Asset Management, LP Cushing® MLP & Infrastructure Total Return Fund Announces Distribution Schedule Change and Provides Merger Update Friday, March 20, 2020 Dallas, TX: The Cushing® MLP & Infrastructure Total Return Fund (formerly known as The Cushing® MLP Total Return Fund) (NYSE: SRV) (the “Fund”) announced today the decision of the Fund’s Board of Trustees (the “Board”) to revise the timing of the Fund’s distributions for the months of April and May, 2020. |
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| January 30, 2020 |
Press Release Source: Cushing® Asset Management, LP Cushing® Announces Board Approval of Merger of Certain Closed-End Funds Thursday, Janaury 30, 2020 Dallas, TX: The Board of Trustees (the “Board”) of The Cushing® Energy Income Fund (NYSE: SRF) and The Cushing® MLP & Infrastructure Total Return Fund (NYSE: SRV), each a closed-end fund (together, the “Funds”), announced today that each Fund’s Board has approved the merger of SRF with and into SRV. |
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| January 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Cushing Energy Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 23162T102 (CUSIP Numbers) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| October 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 300 Crescent Court, Suite 1700 Dallas, TX 75201 (Address of principal executive offices) (Zip code) Jerry V |
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| October 30, 2019 |
I, Jerry V. Swank, certify that: Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| May 1, 2019 |
SRV / Cushing MLP Total Return Fund (The) DEF 14A DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 300 Crescent Court, Suite 1700 Dallas, TX 75201 (Address of principal executive offices) (Zip code) Jerry |
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| April 29, 2019 |
I, Jerry V. Swank, certify that: Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| February 14, 2019 |
SRF / Cushing Energy Income Fund, The / RBC Capital Markets, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cushing Energy Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 23162T102 (CUSIP Numbers) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 11, 2019 |
Amendment No. 3 to Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) THE CUSHING ENERGY INCOME FUND (Name of Issuer) Common Shares (Title of Class of Securities) 23162T 10 2 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| October 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. S |
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| October 29, 2018 |
I, Jerry V. Swank, certify that: CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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| April 30, 2018 |
SRV / Cushing MLP Total Return Fund (The) DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 27, 2018 |
UNITED STATES SECURITIES AND EpXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| April 27, 2018 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| February 12, 2018 |
Amendment No. 2 to Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) THE CUSHING ENERGY INCOME FUND (Name of Issuer) Common Shares (Title of Class of Securities) 23162T 10 2 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 29, 2018 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of: The Cushing Energy Income Fund In planning and performing our audit of the financial statements of The Cushing Energy Income Fund (the ?Fund?) as of and for the year ended November 30, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we consi |
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| December 5, 2017 |
Amendment No. 1 to Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) THE CUSHING ENERGY INCOME FUND (Name of Issuer) Common Shares (Title of Class of Securities) 23162T 10 2 (CUSIP Number) December 1, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| October 27, 2017 |
SRF / Cushing Energy Income Fund, The / Howard Richard Page - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) THE CUSHING ENERGY INCOME FUND (Name of Issuer) Common Shares (Title of Class of Securities) 23162T 10 2 (CUSIP Number) October 18, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| October 24, 2017 |
Cushing Energy Income Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| October 24, 2017 |
I, Jerry V. Swank, certify that: Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| April 28, 2017 |
I, Jerry V. Swank, certify that: Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| April 28, 2017 |
Cushing Energy Income Fund - QUARTERLY NOTICE OF PORTFOLIO HOLIDNGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. S |
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| April 24, 2017 |
Cushing Royalty & Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 22, 2017 |
Cushing MLP Total Return Fund ESP March 22, 2017 Chad Eskildsen Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review and Accounting 100 F Street N.E. Washington DC 20549 RE: Cushing? Closed-End Funds Dear Mr. Eskildsen: Thank you for your telephonic comments, provided to Skadden, Arps, Slate, Meagher & Flom LLP, as fund counsel, on March 14, 2017, concerning the annual repor |
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| January 27, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Energy Income Fund In planning and performing our audit of the financial statements of The Cushing Energy Income Fund (the Fund) as of and for the year ended November 30, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we conside |
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| January 23, 2017 |
Unassociated Document POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that the undersigned, being a person required to file statements under Section 16(a) of the Securities Exchange Act of 1934, as amended (the ?1934 Act?), and Section 30(h) of the Investment Company Act of 1940, as amended (the ?1940 Act?), with respect to each closed-end investment company advised by Cushing? Asset Management, LP, as listed on Annex A hereto as may be amended from time to time (the ?Cushing Registered Funds?), hereby authorizes, designates and appoints Jerry V. |
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| October 24, 2016 |
I, Jerry V. Swank, certify that: Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| October 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. S |
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| April 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. S |
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| April 28, 2016 |
I, Jerry V. Swank, certify that: CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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| April 26, 2016 |
Cushing MLP Total Return Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| January 29, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Energy Income Fund In planning and performing our audit of the financial statements of The Cushing Energy Income Fund (the Fund) as of and for the year ended November 30, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we conside |
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| October 29, 2015 |
I, Daniel L. Spears, certify that: certs.htm CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| October 29, 2015 |
cushing-energynq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 The Cushing Energy Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) |
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| May 1, 2015 |
Cushing Royalty & Income Fund ESP CORRESP The Cushing? Royalty & Income Fund 8117 Preston Road, Suite 440 Dallas, Texas 75225 May 1, 2015 Edward P. |
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| April 29, 2015 |
cushing-royalty_nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 Cushing Royalty & Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) |
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| April 29, 2015 |
I, Daniel L. Spears, certify that: Unassociated Document CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Royalty & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| April 27, 2015 |
Cushing Royalty & Income Fund ESP CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] April 28, 2015 Edward P. |
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| April 22, 2015 |
Cushing MLP Total Return Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin |
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| March 2, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(n) Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm included under the captions “Independent Registered Public Accounting Firm” and “Financial Highlights” in the Prospectus, and under the captions “Counsel and Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information. We a |
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| March 2, 2015 |
CUSTOMER AGREEMENT Institutional, non-ERISA EX-99.(k).(iv) Execution CUSTOMER AGREEMENT Institutional, non-ERISA In consideration of CREDIT SUISSE SECURITIES (USA) LLC (“CSSU”) opening and maintaining for the undersigned (the “Customer”) pursuant to the terms of this agreement (the “Customer Agreement” and, together with any and all annexes attached thereto, this “Agreement”), as well as any other agreement as to which Customer is a party, |
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| March 2, 2015 |
SRF / Cushing Energy Income Fund, The POS 8C - - POS 8C POS 8C Table of Contents As filed with the Securities and Exchange Commission on March 2, 2015 Securities Act File No. |
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| March 2, 2015 |
SRF / Cushing Energy Income Fund, The CORRESP - - CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 2, 2015 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: The Cushing® Royalty & Income Fund Post-Effective Amendment No. |
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| March 2, 2015 |
CUSHING ASSET MANAGEMENT, L.P. CODE OF ETHICS AND PERSONAL TRADING POLICY EX-99.(r)(ii) Exhibit (r)(ii) Amended as of: April 7, 2014 CUSHING ASSET MANAGEMENT, L.P. CODE OF ETHICS AND PERSONAL TRADING POLICY I. STATEMENT OF GENERAL POLICY Rule 204A-1 under the Investment Advisers Act of 1940, as amended (the “Rule”) requires Cushing Asset Management, L.P. (the “Company”) adopt a code of ethics containing provisions reasonably necessary to prevent Access Persons (as defin |
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| March 2, 2015 |
SPECIAL CUSTODY ACCOUNT AGREEMENT EX-99.(k).(vi) Execution SPECIAL CUSTODY ACCOUNT AGREEMENT AGREEMENT dated August 18, 2014, among The Cushing Royalty & Income Fund] (the “Customer”), a statutory trust organized under the laws of the State of Delaware, U.S. Bank, N.A. (the “Custodian”), a national banking association organized and existing under the laws of the United States of America, and CREDIT SUISSE SECURITIES (USA) LLC, a D |
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| March 2, 2015 |
CUSHING ASSET MANAGEMENT, L.P. CUSHING REGISTERED FUNDS CODE OF ETHICS AND PERSONAL TRADING POLICY EX-99.(R)(I) 7 d860115dex99ri.htm EX-99.(R)(I) Exhibit (r)(i) CUSHING ASSET MANAGEMENT, L.P. CUSHING REGISTERED FUNDS CODE OF ETHICS AND PERSONAL TRADING POLICY I. STATEMENT OF GENERAL POLICY Rule 204A-1 under the Investment Advisers Act of 1940, as amended (the “Rule”) requires Cushing Asset Management, L.P. (the “Adviser”) adopt a code of ethics containing provisions reasonably necessary to prev |
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| March 2, 2015 |
EX-99.(b) AMENDED AND RESTATED BY-LAWS OF THE CUSHING ROYALTY & INCOME FUND ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST 1.1 Agreement and Declaration of Trust. These Amended and Restated By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the “Declaration of Trust”) of The Cushing Royalty & Income Fund (the “Trust”), a Delawa |
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| March 2, 2015 |
PRIME BROKER ANNEX CUSTOMER AGREEMENT EX-99.(k).(v) Execution PRIME BROKER ANNEX TO CUSTOMER AGREEMENT In consideration of Credit Suisse Securities (USA) LLC (“CSSU”) opening and maintaining for The Cushing Royalty & Income Fund (the “Customer”) a prime brokerage account pursuant to the Customer Agreement and this Prime Broker Annex To Customer Agreement (the “PB Annex”) for the purpose of transacting business with any of the CS Entit |
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| January 29, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Royalty & Income Fund In planning and performing our audit of the financial statements of The Cushing Royalty & Income Fund (the Fund) as of and for the year ended November 30, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we c |
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| October 30, 2014 |
Cushing Energy Income Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 Cushing Royalty & Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. Sw |
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| October 30, 2014 |
CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Royalty & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| June 18, 2014 |
POS EX As filed with the Securities and Exchange Commission on June 18, 2014 Securities Act File No. |
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| June 18, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm included under the captions “Independent Registered Public Accounting Firm” and “Financial Highlights” in the Prospectus, and under the captions “Counsel and Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information. We also consent |
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| June 18, 2014 |
[Skadden, Arps, Slate, Meagher & Flom LLP Letterhead] EX-99.(L) 3 d741233dex99l.htm EX-99.(L) [Skadden, Arps, Slate, Meagher & Flom LLP Letterhead] June 18, 2014 The Cushing® Royalty & Income Fund 8117 Preston Road Suite 440 Dallas, Texas 75225 RE: The Cushing® Royalty & Income Fund – File Nos. 333-187268 and 811-22593 Ladies and Gentlemen: We have acted as special counsel to The Cushing® Royalty & Income Fund, a statutory trust (the “Trust”) created |
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| June 18, 2014 |
2,4000,000 Shares THE CUSHING® ROYALTY & INCOME FUND Common Shares UNDERWRITING AGREEMENT EX-99.(H) 2 d741233dex99h.htm EX-99.(H) 2,4000,000 Shares THE CUSHING® ROYALTY & INCOME FUND Common Shares UNDERWRITING AGREEMENT June 18, 2014 STIFEL, NICOLAUS & COMPANY, INCORPORATED RBC CAPITAL MARKETS, LLC OPPENHEIMER & CO. INC. ROBERT W. BAIRD & CO. INCORPORATED As representatives of the several Underwriters named in Schedule I hereto c/o Stifel, Nicolaus & Company, Incorporated 237 Park Aven |
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| April 29, 2014 |
I, Daniel L. Spears, certify that: Exhibit 99.CERT CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Royalty & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 29, 2014 |
CORRESP Cushing Funds 8117 Preston Road Suite 440 Dallas, Texas 75225 April 29, 2013 Ken Ellington Financial Analyst U. |
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| April 29, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 cushing-royaltynq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22593 Cushing Royalty & Income Fund (Exact name of registrant as specified in charter) 8117 Preston Road Suite 440 Dallas, TX 75 |
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| April 25, 2014 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 23, 2014 |
CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] April 23, 2014 Edward P. |
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| April 22, 2014 |
CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] April 22, 2013 Edward P. |
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| April 22, 2014 |
CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] April 22, 2013 Edward P. |
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| April 16, 2014 |
CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] April 16, 2014 Edward P. |
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| February 28, 2014 |
POS 8C Table of Contents As filed with the Securities and Exchange Commission on February 28, 2014 Securities Act File No. |
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| February 28, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N) 2 d661747dex99n.htm EX-99.(N) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm included under the captions of “Financial Highlights” and “Independent Registered Public Accounting Firm” in the Prospectus and under the captions of “Counsel and Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additi |
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| February 28, 2014 |
CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 28, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: The Cushing® Royalty & Income Fund Post-Effective Amendment No. |
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| January 29, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Royalty & Income Fund In planning and performing our audit of the financial statements of The Cushing Royalty & Income Fund (the Fund) as of and for the year ended November 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we c |
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| October 28, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on October 28, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 28, 2013 |
I, Daniel L. Spears, certify that: CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Royalty & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| July 26, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(n) Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm included under the caption “Independent Registered Public Accounting Firm” in the Prospectus Supplement, under the captions “Independent Registered Public Accounting Firm” and “Financial Highlights” in the Prospectus, and under the captions “Counsel and Independent Registered Pub |
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| July 26, 2013 |
[LETTERHEAD OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP] July 26, 2013 EX-99.(l) Exhibit (l) [LETTERHEAD OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP] July 26, 2013 The Cushing® Royalty & Income Fund 8117 Preston Road Suite 440 Dallas, TX 75225 RE: The Cushing® Royalty & Income Fund – File Nos. 333-187268 and 811-22593 Ladies and Gentlemen: We have acted as special counsel to The Cushing® Royalty & Income Fund, a statutory trust (the “Trust”) created under the Delawar |
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| July 26, 2013 |
EX-99.(H)(II) Execution Version THE CUSHING® ROYALTY & INCOME FUND 1,500,000 Common Shares ($0.001 par value per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENT July 26, 2013 STIFEL, NICOLAUS & COMPANY, INCORPORATED One South Street, 15th Floor Baltimore, Maryland 21202 Ladies and Gentlemen: The Cushing® Royalty & Income Fund, a Delaware statutory trust (the “Fund”) and non-diversified closed |
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| July 26, 2013 |
POS EX As filed with the Securities and Exchange Commission on July 26, 2013 Securities Act File No. |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on April 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2013 |
I, Daniel L. Spears, certify that: CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Royalty & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| April 24, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 29, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Royalty & Income Fund In planning and performing our audit of the financial statements of The Cushing Royalty & Income Fund (the Fund) for the period from February 28, 2012 (commencement of operations) to November 30, 2012, in accordance with the standards of the Public Company Account |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on October 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2012 |
I, Jerry V. Swank, certify that: CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of The Cushing Royalty & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| April 27, 2012 |
I, Jerry V. Swank, certify that: CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Royalty & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on April, 27, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 23, 2012 |
Exhibit L Skadden, Arps, Slate, Meagher & Flom llp FOUR TIMES SQUARE NEW YORK 10036-6522 TEL: (212) 735-3000 February 23, 2012 The Cushing Royalty & Income Fund 8117 Preston Road, Suite 440 Dallas, TX 75225 Re: The Cushing Royalty & Income Fund Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as special counsel to The Cushing Royalty & Income Fund, an unincorporated statutory trust created under the Delaware Statutory Trust Act (the “Fund”), in connection with the issuance and sale by the Fund of up to 9,545,000 shares (including shares subject to an over-allotment option) of the Fund’s common shares of beneficial interest, par value $0. |
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| February 23, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99wn Exhibit 99(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated October 25, 2011 with respect to the Statement of Assets and Liabilities of The Cushing Royalty & Income Fund as of September 26, 2011, included in Pre-Effective Amendment No. |
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| February 23, 2012 |
As filed with the Securities and Exchange Commission on February 23, 2012 Securities Act File No. |
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| February 21, 2012 |
Form 8-A12B SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE CUSHING ROYALTY & INCOME FUND (Exact Name of Registrant as Specified in its Charter) Delaware 45-2909232 (State of Incorporation or Organization) (IRS Employer Identification Number) 8117 Prest |
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| August 1, 2011 |
nv8a As filed with the Securities and Exchange Commission on August 1, 2011 Investment Company Act File No. |
