| Saham Orang Dalam | 27,868,334 shares |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
N/A
Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
N/A
Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Apollo Endosurgery Inc transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di APEN / Apollo Endosurgery Inc. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di APEN / Apollo Endosurgery Inc. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Mallard Fund, LP | APEN | Common Stock | I | -400,675 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Kestrel Fund, LP | APEN | Common Stock | I | -63,671 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Crested Crane, LP | APEN | Common Stock | I | -45,594 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Common Stock | I | -3,687,781 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Common Stock | I | -1,310,701 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Common Stock | I | -675,181 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | -400,675 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | -63,671 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | -45,594 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | -3,687,781 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Common Stock | I | -1,310,701 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | -675,181 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McClellan William D. Jr. by Trust | APEN | Common Stock | I | -2,000 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | -39,249 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McKhann Chas | APEN | Common Stock | D | -689,880 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Molesphini John J | APEN | Common Stock | D | -92,626 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | BARR JOHN R | APEN | Common Stock | D | -44,082 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | O'KEEFE SHARON | APEN | Common Stock | D | -35,604 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Bankes Jeannette | APEN | Common Stock | D | -17,641 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Black Jeffrey G. | APEN | Common Stock | D | -335,330 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Gutteridge Mike | APEN | Common Stock | D | -86,647 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Gostout Christopher J. | APEN | Common Stock | D | -90,267 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Pacitti David | APEN | Common Stock | D | -18,112 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Shimer Julie Ann | APEN | Common Stock | D | -36,021 | 0 | ||||||
| 2022-12-30 | 2022-12-28 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 3.2500 | 1,465,770 | 4,764 | 3,687,781 | ||||
| 2022-12-30 | 2022-12-28 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 3.2500 | 586,308 | 1,906 | 1,310,701 | ||||
| 2022-12-30 | 2022-12-28 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 3.2500 | 146,577 | 476 | 675,181 | ||||
| 2022-12-30 | 2022-12-28 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 3.2500 | 1,465,770 | 4,764 | 3,687,781 | ||||
| 2022-12-30 | 2022-12-28 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 3.2500 | 586,308 | 1,906 | 1,310,701 | ||||
| 2022-12-30 | 2022-12-28 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 3.2500 | 146,577 | 476 | 675,181 | ||||
| 2022-11-04 | 2022-11-04 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 6.4600 | -15,060 | -97 | 332,650 | ||||
| 2022-08-05 | 2022-08-05 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 6.4600 | -6,190 | -40 | 347,710 | ||||
| 2022-08-05 | 2022-08-05 | 4 | O'KEEFE SHARON | APEN | Common Stock | D | 17,028 | 17,028 | ||||||
| 2022-08-05 | 2022-08-05 | 4 | O'KEEFE SHARON | APEN | Common Stock | D | 18,576 | 18,576 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Anderson Rick D | APEN | Common Stock | D | 14,224 | 113,484 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 14,224 | 39,249 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 14,224 | 36,021 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Bankes Jeannette | APEN | Common Stock | D | 14,224 | 17,641 | ||||||
| 2022-06-16 | 2022-05-06 | 4 | Bankes Jeannette | APEN | Common Stock | D | 3,417 | 3,417 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 88,900 | 353,900 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | BARR JOHN R | APEN | Common Stock | D | 14,224 | 44,082 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | McKhann Chas | APEN | Common Stock | D | 112,607 | 689,880 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Pacitti David | APEN | Common Stock | D | 14,224 | 18,112 | ||||||
| 2022-05-09 | 2022-05-05 | 4 | McKhann Chas | APEN | Common Stock | D | 5.4200 | -66,553 | -361 | 577,273 | ||||
| 2022-03-10 | 3/A | Gutteridge Mike | APEN | Common Stock | D | 21,403 | ||||||||
| 2022-03-10 | 3/A | Gutteridge Mike | APEN | Common Stock | D | 22,838 | ||||||||
| 2022-03-10 | 3/A | Gutteridge Mike | APEN | Common Stock | D | 19,796 | ||||||||
| 2022-03-10 | 2022-02-25 | 4/A | Gutteridge Mike | APEN | Stock Option (Right to Buy) | D | 5.63 | 11,611 | 11,611 | |||||
| 2022-03-10 | 2022-02-25 | 4/A | Gutteridge Mike | APEN | Common Stock | D | 22,610 | 63,809 | ||||||
| 2022-03-01 | 2022-03-01 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 6.2000 | 10,000 | 62 | 265,000 | ||||
| 2022-03-01 | 2022-02-28 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 5.6600 | 15,000 | 85 | 255,000 | ||||
| 2022-03-01 | 2022-02-25 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 5.4800 | 15,000 | 82 | 240,000 | ||||
| 2022-03-01 | 3 | Gutteridge Mike | APEN | Common Stock | D | 41,199 | ||||||||
| 2022-03-01 | 3 | Gutteridge Mike | APEN | Common Stock | D | 22,838 | ||||||||
| 2022-03-01 | 2022-02-25 | 4 | Gutteridge Mike | APEN | Stock Option (Right to Buy) | D | 5.63 | 11,611 | 11,611 | |||||
| 2022-03-01 | 2022-02-25 | 4 | Gutteridge Mike | APEN | Common Stock | D | 22,610 | 63,809 | ||||||
| 2022-02-28 | 2022-02-25 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 5.63 | 26,539 | 26,539 | |||||
| 2022-02-28 | 2022-02-25 | 4 | Molesphini John J | APEN | Common Stock | D | 17,227 | 92,626 | ||||||
| 2022-02-28 | 2022-02-25 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 5.63 | 6,635 | 6,635 | |||||
| 2022-02-28 | 2022-02-25 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 12,920 | 90,267 | ||||||
| 2021-10-19 | 2021-10-15 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 7.7500 | 387,097 | 3,000 | 2,151,209 | ||||
| 2021-10-19 | 2021-10-15 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 7.7500 | 258,064 | 2,000 | 696,071 | ||||
| 2021-10-19 | 2021-10-15 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 7.7500 | 38,710 | 300 | 521,522 | ||||
| 2021-10-19 | 2021-10-15 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 7.7500 | 387,097 | 3,000 | 2,151,209 | ||||
| 2021-10-19 | 2021-10-15 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 7.7500 | 258,064 | 2,000 | 696,071 | ||||
| 2021-10-19 | 2021-10-15 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 7.7500 | 38,710 | 300 | 521,522 | ||||
| 2021-08-20 | 2021-08-20 | 4/A | McKhann Chas | APEN | Common Stock | D | 7.7400 | -21,148 | -164 | 643,826 | ||||
| 2021-08-20 | 2021-08-19 | 4/A | McKhann Chas | APEN | Common Stock | D | 7.8900 | -21,148 | -167 | 664,974 | ||||
| 2021-08-20 | 2021-08-18 | 4/A | McKhann Chas | APEN | Common Stock | D | 8.2100 | -21,156 | -174 | 686,122 | ||||
| 2021-08-20 | 2021-08-20 | 4 | McKhann Chas | APEN | Common Stock | D | 7.7400 | -21,148 | -164 | 643,826 | ||||
| 2021-08-20 | 2021-08-19 | 4 | McKhann Chas | APEN | Common Stock | D | 7.8900 | -21,148 | -167 | 664,974 | ||||
| 2021-08-20 | 2021-08-18 | 4 | McKhann Chas | APEN | Common Stock | D | 8.2100 | -21,156 | -174 | 686,122 | ||||
| 2021-08-11 | 2021-08-11 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 8.7500 | 25,000 | 219 | 25,000 | ||||
| 2021-08-11 | 2021-08-09 | 4 | Black Jeffrey G. | APEN | Stock Option (Right to Buy) | D | 8.69 | 8.6900 | 150,000 | 1,304 | 150,000 | |||
| 2021-08-11 | 2021-08-09 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 80,000 | 225,000 | ||||||
| 2021-08-11 | 2021-08-09 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 120,000 | 145,000 | ||||||
| 2021-07-08 | 2021-06-30 | 4 | GAGNON NEIL By Limited Partner of the Family Partnership | APEN | Common Stock, $0.001 par value per share | I | 1,001 | 85,015 | ||||||
| 2021-07-08 | 2021-06-30 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 3,337 | 413,962 | ||||||
| 2021-07-07 | 2021-07-07 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 91 | 95,998 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 8.86 | 8.8600 | 5,271 | 47 | 66,382 | |||
| 2021-06-21 | 2021-06-17 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 3,888 | 25,025 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Pacitti David | APEN | Non-Qualified Stock Option (right to buy) | D | 8.86 | 8.8600 | 5,271 | 47 | 64,710 | |||
| 2021-06-21 | 2021-06-17 | 4 | Pacitti David | APEN | Common Stock | D | 3,888 | 3,888 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | BARR JOHN R | APEN | Non-Qualified Stock Option (right to buy) | D | 8.86 | 8.8600 | 5,271 | 47 | 51,124 | |||
| 2021-06-21 | 2021-06-17 | 4 | BARR JOHN R | APEN | Common Stock | D | 3,888 | 29,858 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Anderson Rick D | APEN | Non-Qualified Stock Option (right to buy) | D | 8.86 | 8.8600 | 5,271 | 47 | 5,271 | |||
| 2021-06-21 | 2021-06-17 | 4 | Anderson Rick D | APEN | Common Stock | D | 3,888 | 53,565 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 8.86 | 8.8600 | 5,271 | 47 | 57,965 | |||
| 2021-06-21 | 2021-06-17 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 3,888 | 21,797 | ||||||
| 2021-06-15 | 2021-06-11 | 4 | GAGNON NEIL As Managing Member of General Partner of Gagnon Investment Associates | APEN | Pre-funded warrants | I | 0.00 | -128,585 | 0 | |||||
| 2021-06-15 | 2021-06-11 | 4 | GAGNON NEIL By Managing Member as General Partner of Gagnon Investment Associates | APEN | Common Stock, $0.001 par value per share | I | 0.0010 | 128,585 | 0 | 1,329,354 | ||||
| 2021-06-15 | 2021-05-21 | 4 | GAGNON NEIL By Limited Partner of the Family Partnership | APEN | Common Stock, $0.001 par value per share | I | 1,609 | 84,014 | ||||||
| 2021-06-15 | 2021-05-21 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 8,045 | 410,625 | ||||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.9600 | -790 | -5 | 0 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.9300 | -600 | -4 | 790 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.9200 | -3,400 | -24 | 1,390 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.9100 | -5,524 | -38 | 4,790 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.9000 | -3,144 | -22 | 10,314 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.8900 | -464 | -3 | 13,458 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.8800 | -1,100 | -8 | 13,922 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.8500 | -20 | -0 | 15,022 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.8100 | -500 | -3 | 15,042 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.8000 | -600 | -4 | 15,542 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.7300 | -600 | -4 | 16,142 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.7200 | -300 | -2 | 16,742 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.7100 | -100 | -1 | 17,042 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.7000 | -800 | -5 | 17,142 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.6700 | -200 | -1 | 17,942 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6.6400 | -600 | -4 | 18,142 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.9600 | -790 | -5 | 0 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.9300 | -600 | -4 | 790 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.9200 | -3,400 | -24 | 1,390 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.9100 | -5,524 | -38 | 4,790 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.9000 | -3,144 | -22 | 10,314 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.8900 | -464 | -3 | 13,458 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.8800 | -1,100 | -8 | 13,922 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.8500 | -20 | -0 | 15,022 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.8100 | -500 | -3 | 15,042 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.8000 | -600 | -4 | 15,542 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.7300 | -600 | -4 | 16,142 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.7200 | -300 | -2 | 16,742 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.7100 | -100 | -1 | 17,042 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.7000 | -800 | -5 | 17,142 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.6700 | -200 | -1 | 17,942 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6.6400 | -600 | -4 | 18,142 | ||||
| 2021-04-13 | 2021-04-05 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 5.4834 | 303 | 2 | 402,580 | ||||
| 2021-03-12 | 2021-03-10 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 5.95 | 5.9500 | 16,627 | 99 | 180,140 | |||
| 2021-03-12 | 2021-03-10 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 14,028 | 95,907 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.9200 | 2,600 | 15 | 25,970 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.9100 | 600 | 4 | 23,370 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.9000 | 3,000 | 18 | 22,770 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.8900 | 1,500 | 9 | 19,770 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.8700 | 100 | 1 | 18,270 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.8500 | 2,100 | 12 | 18,170 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.8400 | 100 | 1 | 16,070 | ||||
| 2021-03-12 | 2021-03-10 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 5.95 | 5.9500 | 11,876 | 71 | 241,428 | |||
| 2021-03-12 | 2021-03-10 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 10,020 | 77,347 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | McKhann Chas | APEN | Stock Option (Right to Buy) | D | 5.95 | 5.9500 | 848,733 | 5,050 | 848,733 | |||
| 2021-03-12 | 2021-03-10 | 4 | McKhann Chas | APEN | Common Stock | D | 707,278 | 707,278 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 5.95 | 5.9500 | 16,627 | 99 | 159,049 | |||
| 2021-03-12 | 2021-03-10 | 4 | Molesphini John J | APEN | Common Stock | D | 14,028 | 75,399 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | Schwartzhoff Bret | APEN | Stock Option (Right to Buy) | D | 5.95 | 5.9500 | 16,627 | 99 | 185,809 | |||
| 2021-03-12 | 2021-03-10 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 14,028 | 102,869 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S | APEN | Common Stock | D | 2,017 | 134,394 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | -6,055 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | 6,055 | 6,055 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | -605,712 | 605,712 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S | APEN | Common Stock | D | 4,444 | 132,377 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | -13,473 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | 13,473 | 13,473 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S By PTV IV, L.P. | APEN | Common Stock | I | -1,347,565 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By Longchamp Interests LLC | APEN | Common Stock | I | 857,964 | 1,221,464 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By PTV GP III Management, LLC | APEN | Common Stock | I | 857,964 | 1,221,464 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S | APEN | Common Stock | D | -857,964 | 127,933 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By PTV Sciences II, L.P. | APEN | Common Stock | I | -857,964 | 127,933 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S | APEN | Common Stock | D | 857,964 | 985,897 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By PTV GP III Management, LLC | APEN | Common Stock | I | -857,964 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | -6,055 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | 6,055 | 6,055 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | -605,712 | 605,712 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | -13,473 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | 13,473 | 13,473 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P By PTV IV, L.P. | APEN | Common Stock | I | -1,347,565 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | PTV SCIENCES II L P By PTV Sciences II, L.P. | APEN | Common Stock | I | -857,964 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | PTV SCIENCES II L P By PTV GP III Management, LLC | APEN | Common Stock | I | -857,964 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | PTV SCIENCES II L P By PTV GP III Management, LLC | APEN | Common Stock | I | 857,964 | 857,964 | ||||||
| 2021-02-24 | 2021-02-23 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4.6160 | 4,166 | 19 | 26,446 | ||||
| 2021-02-24 | 2021-02-23 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4.6160 | 8,055 | 37 | 402,277 | ||||
| 2021-02-24 | 2021-02-22 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4.8029 | 10,103 | 49 | 394,222 | ||||
| 2021-02-22 | 2021-02-18 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4.7484 | 1,649 | 8 | 384,119 | ||||
| 2021-02-22 | 2021-02-18 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4.7484 | 378 | 2 | 22,280 | ||||
| 2021-02-08 | 2021-02-05 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 5.1414 | 15,488 | 80 | 116,360 | ||||
| 2021-02-08 | 2021-02-05 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4.7122 | 30,954 | 146 | 382,470 | ||||
| 2021-02-08 | 2021-02-05 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4.8365 | 7,101 | 34 | 21,902 | ||||
| 2021-02-05 | 2021-02-04 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 4.7122 | 9,729 | 46 | 100,872 | ||||
| 2021-02-05 | 2021-02-03 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 4.4587 | 28,243 | 126 | 91,143 | ||||
| 2021-02-05 | 2021-02-03 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4.4931 | 145 | 1 | 14,801 | ||||
| 2021-02-03 | 2021-02-02 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 4.4199 | 10,873 | 48 | 62,900 | ||||
| 2021-02-03 | 2021-02-01 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4.2030 | 473 | 2 | 351,516 | ||||
| 2021-01-07 | 2021-01-05 | 4 | Newton Todd | APEN | Common Stock | D | 3,479 | 412,306 | ||||||
| 2021-01-07 | 2021-01-06 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 218 | 81,879 | ||||||
| 2020-12-17 | 2020-12-16 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4.1632 | 8,314 | 35 | 351,043 | ||||
| 2020-12-17 | 2020-12-16 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4.1632 | 2,488 | 10 | 14,656 | ||||
| 2020-12-17 | 2020-10-28 | 4 | GAGNON NEIL By Managing Member as General Partner of Gagnon Investment Associates | APEN | Common Stock, $0.001 par value per share | I | 1.6500 | 9,663 | 16 | 1,200,769 | ||||
| 2020-12-17 | 2020-10-28 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 1.6500 | 693 | 1 | 52,027 | ||||
| 2020-10-13 | 3 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 342,729 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Managing Member of General Partner of Gagnon Investment Associates | APEN | Common Stock, $0.001 par value per share | I | 1,191,106 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Managing Member of General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 51,334 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Limited Partner of the Family Partnership | APEN | Common Stock, $0.001 par value per share | I | 82,405 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 12,168 | ||||||||
| 2020-07-21 | 2020-07-17 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 1.2500 | 1,200,000 | 1,500 | 1,707,208 | ||||
| 2020-07-21 | 2020-07-17 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 1.2500 | 400,000 | 500 | 415,244 | ||||
| 2020-07-21 | 2020-07-17 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 1.2500 | 180,000 | 225 | 477,120 | ||||
| 2020-07-21 | 2020-07-17 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 1.2500 | 1,200,000 | 1,500 | 1,707,208 | ||||
| 2020-07-21 | 2020-07-17 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 1.2500 | 400,000 | 500 | 415,244 | ||||
| 2020-07-21 | 2020-07-17 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 1.2500 | 180,000 | 225 | 477,120 | ||||
| 2020-06-18 | 2020-05-26 | 4 | PTV SCIENCES II L P By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | -245,444 | 0 | ||||||
| 2020-06-18 | 2020-05-26 | 4 | PTV SCIENCES II L P By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | 245,444 | 245,444 | ||||||
| 2020-06-18 | 2020-05-26 | 4 | PTV SCIENCES II L P By PTV Sciences II, L.P. | APEN | Common Stock | I | -1,341,222 | 857,964 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S | APEN | Common Stock | D | 74,218 | 127,933 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | -245,444 | 0 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | 245,444 | 245,444 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S By PTV Sciences II, L.P. | APEN | Common Stock | I | -1,341,222 | 857,964 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 2.08 | 2.0800 | 28,156 | 59 | 52,694 | |||
| 2020-05-11 | 2020-05-07 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 10,153 | 17,909 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Pacitti David | APEN | Non-Qualified Stock Option (right to buy) | D | 2.08 | 2.0800 | 27,749 | 58 | 59,439 | |||
| 2020-05-11 | 2020-05-07 | 4 | Pacitti David | APEN | Common Stock | D | 10,006 | 18,742 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | BARR JOHN R | APEN | Non-Qualified Stock Option (right to buy) | D | 2.08 | 2.0800 | 29,317 | 61 | 45,853 | |||
| 2020-05-11 | 2020-05-07 | 4 | BARR JOHN R | APEN | Common Stock | D | 10,571 | 15,970 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 2.08 | 2.0800 | 28,446 | 59 | 61,111 | |||
| 2020-05-11 | 2020-05-07 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 10,257 | 21,137 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 2.08 | 2.0800 | 62,718 | 130 | 163,513 | |||
| 2020-05-11 | 2020-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 42,000 | 81,661 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Newton Todd | APEN | Stock Option (Right to Buy) | D | 2.08 | 2.0800 | 115,094 | 239 | 511,604 | |||
| 2020-05-11 | 2020-05-07 | 4 | Newton Todd | APEN | Common Stock | D | 77,075 | 408,827 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 2.08 | 2.0800 | 61,949 | 129 | 142,422 | |||
| 2020-05-11 | 2020-05-07 | 4 | Molesphini John J | APEN | Common Stock | D | 41,485 | 61,371 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Schwartzhoff Bret | APEN | Stock Option (Right to Buy) | D | 2.08 | 59,728 | 169,182 | |||||
| 2020-05-11 | 2020-05-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 39,997 | 88,841 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 2.08 | 2.0800 | 51,610 | 107 | 229,552 | |||
| 2020-05-11 | 2020-05-07 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 34,561 | 67,327 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Traweek James W JR By Roadrunner Fund, LP | APEN | Class A common stock | I | 38,108 | 507,208 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Traweek James W JR By Killdeer Fund, LP | APEN | Class A common stock | I | 15,244 | 15,244 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Traweek James W JR By Curlew Fund, LP | APEN | Class A common stock | I | 3,811 | 297,120 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 38,108 | 507,208 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 15,244 | 15,244 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 3,811 | 297,120 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 38,108 | 507,208 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 15,244 | 15,244 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 3,811 | 297,120 | ||||||
| 2020-01-06 | 2020-01-03 | 4 | Newton Todd | APEN | Common Stock | D | 3,296 | 331,752 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 206 | 39,661 | ||||||
| 2019-08-22 | 3 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | 1,317,943 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | 1,565,658 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | 1,336,020 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | 1,673,024 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | 1,317,943 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | 1,741,449 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | 1,673,024 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | 1,565,658 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | 1,336,020 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | 1,336,020 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | 1,565,658 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | 1,741,449 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | 1,673,024 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | 1,317,943 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | 1,741,449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Crested Crane, LP | APEN | Common Stock | I | 1,317,943 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Kestrel Fund, LP | APEN | Common Stock | I | 1,336,020 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Mallard Fund, LP | APEN | Common Stock | I | 1,673,024 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Roadrunner Fund, LP | APEN | Common Stock | I | 1,741,449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Crested Crane, LP | APEN | Common Stock | I | 1,317,943 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Curlew Fund, LP | APEN | Common Stock | I | 1,565,658 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Kestrel Fund, LP | APEN | Common Stock | I | 1,336,020 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Mallard Fund, LP | APEN | Common Stock | I | 1,673,024 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Roadrunner Fund, LP | APEN | Common Stock | I | 1,741,449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Curlew Fund, LP | APEN | Common Stock | I | 1,565,658 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Roadrunner Fund, LP | APEN | Common Stock | I | 1,741,449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Crested Crane, LP | APEN | Common Stock | I | 1,317,943 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Curlew Fund, LP | APEN | Common Stock | I | 1,565,658 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Kestrel Fund, LP | APEN | Common Stock | I | 1,336,020 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Mallard Fund, LP | APEN | Common Stock | I | 1,673,024 | ||||||||
| 2019-08-20 | 2019-08-16 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 3.27 | 3.2700 | 16,536 | 54 | 32,665 | |||
| 2019-08-20 | 2019-08-16 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 5,399 | 10,880 | ||||||
| 2019-08-20 | 2019-08-16 | 4 | Pacitti David | APEN | Non-Qualified Stock Option (right to buy) | D | 3.27 | 3.2700 | 0 | 0 | 31,690 | |||
| 2019-08-20 | 2019-08-16 | 4 | Pacitti David | APEN | Common Stock | D | 3.2700 | 5,399 | 18 | 8,736 | ||||
| 2019-08-20 | 2019-08-16 | 4 | BARR JOHN R | APEN | Non-Qualified Stock Option (right to buy) | D | 3.27 | 3.2700 | 16,536 | 54 | 16,536 | |||
| 2019-08-20 | 2019-08-16 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,399 | 5,399 | ||||||
| 2019-08-20 | 2019-08-16 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 3.27 | 3.2700 | 16,536 | 54 | 24,538 | |||
| 2019-08-20 | 2019-08-16 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 5,399 | 7,756 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | 6.0% Convertible Debentures due 2024 | I | 3.25 | 4,625,000.0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | 6.0% Convertible Debentures due 2024 | I | 3.25 | 1,850,000.0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | 6.0% Convertible Debentures due 2024 | I | 3.25 | 462,500.0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | Newton Todd | APEN | 6.0% Convertible Debentures due 2024 | D | 3.25 | 400,000.0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | Cavanaugh Stefanie L. | APEN | 6.0% Convertible Debentures due 2024 | D | 3.25 | 25,000.0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | STONEPINE CAPITAL, L.P. | APEN | 6.0% Convertible Debenture due 2024 | D | 3.25 | 2,775,000.0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | STONEPINE CAPITAL, L.P. | APEN | Warrant | D | 1 | 1 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | -1,000,000 | 1,580,518 | ||||||
| 2019-05-14 | 2019-05-14 | 4 | Newton Todd | APEN | Common Sock | D | 3.5418 | 3,600 | 13 | 321,268 | ||||
| 2019-05-14 | 2019-05-10 | 4 | Newton Todd | APEN | Common Sock | D | 3.5340 | 25,000 | 88 | 317,668 | ||||
| 2019-05-10 | 2019-05-07 | 4 | Newton Todd | APEN | Stock Option (Right to Buy) | D | 3.49 | 3.4900 | 48,673 | 170 | 396,510 | |||
| 2019-05-10 | 2019-05-07 | 4 | Newton Todd | APEN | Common Sock | D | 31,250 | 292,668 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 3.49 | 3.4900 | 25,442 | 89 | 177,942 | |||
| 2019-05-10 | 2019-05-07 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 16,335 | 32,766 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 3.49 | 3.4900 | 30,973 | 108 | 100,795 | |||
| 2019-05-10 | 2019-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Common Sock | D | 19,886 | 39,455 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Schwartzhoff Bret | APEN | Stock Option (Right to Buy) | D | 3.49 | 3.4900 | 30,973 | 108 | 109,454 | |||
| 2019-05-10 | 2019-05-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 19,886 | 48,844 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 3.49 | 3.4900 | 30,973 | 108 | 80,473 | |||
| 2019-05-10 | 2019-05-07 | 4 | Molesphini John J | APEN | Common Sock | D | 19,886 | 19,886 | ||||||
| 2019-02-14 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5,161,036 | ||||||||
| 2019-02-14 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5,161,036 | ||||||||
| 2018-12-31 | 2018-12-27 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3.0000 | -250,000 | -750 | 2,185,426 | ||||
| 2018-12-28 | 2018-12-26 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3.0000 | -500,000 | -1,500 | 2,435,426 | ||||
| 2018-11-21 | 2018-11-21 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3.6050 | 3,230 | 12 | 2,935,426 | ||||
| 2018-11-21 | 2018-11-19 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3.4000 | 54,200 | 184 | 2,932,196 | ||||
| 2018-11-06 | 2018-11-02 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5.0000 | 300,000 | 1,500 | 2,877,996 | ||||
| 2018-08-15 | 2018-08-13 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 7.75 | 7.7500 | 8,002 | 62 | 8,002 | |||
| 2018-08-15 | 2018-08-13 | 4 | Shimer Julie Ann | APEN | Common Sock | D | 2,357 | 2,357 | ||||||
| 2018-08-15 | 2018-08-13 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 7.75 | 7.7500 | 49,500 | 384 | 49,500 | |||
| 2018-06-22 | 2018-06-20 | 4 | Newton Todd | APEN | Common Sock | D | 5.5000 | 72,727 | 400 | 268,606 | ||||
| 2018-06-22 | 2018-06-20 | 4 | Cavanaugh Stefanie L. | APEN | Common Sock | D | 5.5000 | 4,545 | 25 | 19,569 | ||||
| 2018-06-22 | 2018-06-20 | 4 | Crawford Matthew S Longchamp Interests LLC | APEN | Common Sock | I | 5.5000 | 363,500 | 1,999 | 417,215 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Crawford Matthew S | APEN | Common Stock | D | 6.2000 | 4,038 | 25 | 53,715 | ||||
| 2018-03-02 | 2018-02-28 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 6.58 | 6.5800 | 14,050 | 92 | 14,050 | |||
| 2018-03-02 | 2018-02-28 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 2,537 | 7,348 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 6.58 | 6.5800 | 32,438 | 213 | 32,438 | |||
| 2018-03-02 | 2018-02-28 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 5,858 | 15,024 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | MEELIA RICHARD J | APEN | Stock Option (Right to Buy) | D | 6.58 | 6.5800 | 21,488 | 141 | 21,488 | |||
| 2018-03-02 | 2018-02-28 | 4 | MEELIA RICHARD J | APEN | Common Stock | D | 6,269 | 11,367 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Newton Todd | APEN | Stock Option (Right to Buy) | D | 6.58 | 6.5800 | 86,250 | 568 | 86,250 | |||
| 2018-03-02 | 2018-02-28 | 4 | Newton Todd | APEN | Common Stock | D | 28,750 | 195,879 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | McClellan William D. Jr. | APEN | Stock Option (Right to Buy) | D | 6.58 | 6.5800 | 9,848 | 65 | 9,848 | |||
| 2018-03-02 | 2018-02-28 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 2,873 | 5,481 | ||||||
| 2018-01-03 | 2018-01-03 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5.7826 | 6,339 | 37 | 2,577,996 | ||||
| 2018-01-03 | 2018-01-02 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5.7269 | 11,343 | 65 | 2,571,657 | ||||
| 2018-01-03 | 2017-12-29 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5.5621 | 5,163 | 29 | 2,560,314 | ||||
| 2017-12-28 | 2017-12-26 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5.0000 | 5,287 | 26 | 2,555,151 | ||||
| 2017-12-22 | 2017-12-22 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4.9968 | 41,399 | 207 | 2,549,864 | ||||
| 2017-12-22 | 2017-12-21 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4.9423 | 98,324 | 486 | 2,508,465 | ||||
| 2017-12-22 | 2017-12-20 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4.4969 | 45,434 | 204 | 2,410,141 | ||||
| 2017-12-13 | 2017-12-12 | 4 | Pacitti David | APEN | Stock Option (Right to Buy) | D | 3.98 | 15,154 | 15,154 | |||||
| 2017-12-13 | 2017-12-12 | 4 | Pacitti David | APEN | Common Sock | D | 3,337 | 3,337 | ||||||
| 2017-12-11 | 2017-12-07 | 4 | Schwartzhoff Bret | APEN | Incentive Stock Option (right to buy) | D | 4.37 | 39,981 | 78,481 | |||||
| 2017-12-11 | 2017-12-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 13,327 | 28,958 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S | APEN | Common Stock | D | 4,223 | 49,677 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S By PTV GP Evergreen, L.P. | APEN | Common Stock | I | -12,669 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S By PTV GP Evergreen, L.P. | APEN | Common Stock | I | 12,669 | 12,669 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | -1,266,909 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D | APEN | Common Stock | D | 4,223 | 49,677 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D By PTV GP Evergreen, L.P. | APEN | Common Stock | I | -12,669 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D By PTV GP Evergreen, L.P. | APEN | Common Stock | I | 12,669 | 12,669 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | -1,266,909 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | PTV SCIENCES II L P By PTV GP Evergreen, L.P. | APEN | Common Stock | I | -12,669 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | PTV SCIENCES II L P By PTV GP Evergreen, L.P. | APEN | Common Stock | I | 12,669 | 12,669 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | PTV SCIENCES II L P By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | -1,266,909 | 0 | ||||||
| 2017-11-09 | 2017-11-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 4.2400 | 9,500 | 40 | 15,631 | ||||
| 2017-09-25 | 2017-09-12 | 4 | PTV SCIENCES II L P By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 3.8500 | 135,000 | 520 | 1,266,909 | ||||
| 2017-09-25 | 2017-09-05 | 4 | PTV SCIENCES II L P By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 4.0400 | 41,000 | 166 | 1,131,909 | ||||
| 2017-09-25 | 2017-09-12 | 4 | Anderson Rick D By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 3.8500 | 135,000 | 520 | 1,266,909 | ||||
| 2017-09-25 | 2017-09-05 | 4 | Anderson Rick D By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 4.0400 | 41,000 | 166 | 1,131,909 | ||||
| 2017-09-25 | 2017-09-12 | 4 | Crawford Matthew S By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 3.8500 | 135,000 | 520 | 1,266,909 | ||||
| 2017-09-25 | 2017-09-05 | 4 | Crawford Matthew S By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 4.0400 | 41,000 | 166 | 1,131,909 | ||||
| 2017-09-19 | 2017-09-15 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 1.76 | 28,757 | 0 | |||||
| 2017-09-19 | 2017-09-15 | 4 | McWilliams Dennis L. | APEN | Common Stock | D | 1.7600 | 28,757 | 51 | 62,404 | ||||
| 2017-08-18 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4,729,414 | ||||||||
| 2017-08-18 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4,729,414 | ||||||||
| 2017-07-26 | 2017-07-25 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 5.5000 | 1,090,909 | 6,000 | 5,243,372 | ||||
| 2017-07-26 | 2017-07-26 | 4 | Novo A/S | APEN | Common Stock | D | 6.8411 | -8,426 | -58 | 1,301,842 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Novo A/S | APEN | Common Stock | D | 6.9615 | -24,504 | -171 | 1,310,268 | ||||
| 2017-07-26 | 2017-07-24 | 4 | Novo A/S | APEN | Common Stock | D | 6.8336 | -17,200 | -118 | 1,334,772 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Crawford Matthew S By PTV Evergreen Fund, LP. | APEN | Common Stock | I | 5.5000 | 1,090,909 | 6,000 | 1,090,909 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Crawford Matthew S | APEN | Common Stock | D | 5.5000 | 45,454 | 250 | 45,454 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Anderson Rick D By PTV Evergreen Fund, LP | APEN | Common Stock | I | 5.5000 | 1,090,909 | 6,000 | 1,090,909 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Anderson Rick D | APEN | Common Stock | D | 5.5000 | 45,454 | 250 | 45,454 | ||||
| 2017-07-26 | 2017-07-25 | 4 | MEELIA RICHARD J By The Richard J. Meelia 1997 Revocable Trust | APEN | Common Stock | I | 5.5000 | 45,454 | 250 | 45,454 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Common Stock | I | 5.5000 | 273,770 | 1,506 | 469,100 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Mallard Fund, LP | APEN | Common Stock | I | 5.5000 | 78,965 | 434 | 400,675 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Kestrel Fund, LP | APEN | Common Stock | I | 5.5000 | 12,548 | 69 | 63,671 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Common Stock | I | 5.5000 | 80,276 | 442 | 293,309 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Crested Crane, LP | APEN | Common Stock | I | 5.5000 | 8,986 | 49 | 45,594 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 5.5000 | 4,545 | 25 | 9,166 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Newton Todd | APEN | Common Stock | D | 5.5000 | 136,363 | 750 | 167,129 | ||||
| 2017-05-30 | 2017-05-17 | 4/A | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6.3500 | 1,700 | 11 | 2,000 | ||||
| 2017-05-30 | 2017-05-16 | 4/A | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6.1900 | 300 | 2 | 300 | ||||
| 2017-05-30 | 2017-05-25 | 4 | Schwartzhoff Bret | APEN | Incentive Stock Option (right to buy) | D | 6.50 | 6.5000 | 15,495 | 101 | 15,495 | |||
| 2017-05-30 | 2017-05-25 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 6,131 | 6,131 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Tribie Charles | APEN | Common Stock | D | 894 | 894 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | MEELIA RICHARD J | APEN | Non-Qualified Stock Option (right to buy) | D | 6.50 | 6.5000 | 9,468 | 62 | 9,468 | |||
| 2017-05-30 | 2017-05-25 | 4 | MEELIA RICHARD J | APEN | Common Stock | D | 5,098 | 5,098 | ||||||
| 2017-05-30 | 2016-12-29 | 4 | MEELIA RICHARD J by Corporation | APEN | Common Stock | I | 1.3600 | 17,501 | 24 | 17,501 | ||||
| 2017-05-30 | 2014-07-08 | 4 | MEELIA RICHARD J | APEN | Non-Qualified Stock Option (right to buy) | D | 3.36 | 3.3600 | 5,751 | 19 | 5,751 | |||
| 2017-05-30 | 2012-07-30 | 4 | MEELIA RICHARD J | APEN | Non-Qualified Stock Option (right to buy) | D | 2.09 | 2.0900 | 9,202 | 19 | 9,202 | |||
| 2017-05-30 | 2017-05-25 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 1,757 | 4,621 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 6.50 | 6.5000 | 4,844 | 31 | 4,844 | |||
| 2017-05-30 | 2017-05-25 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 2,608 | 2,608 | ||||||
| 2017-05-18 | 2017-05-17 | 4 | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6.4200 | 1,200 | 8 | 2,000 | ||||
| 2017-05-18 | 2017-05-17 | 4 | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6.1800 | 500 | 3 | 800 | ||||
| 2017-05-18 | 2017-05-16 | 4 | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6.1900 | 300 | 2 | 300 | ||||
| 2017-05-18 | 2017-05-18 | 4 | Newton Todd | APEN | Common Stock | D | 6.3500 | 822 | 5 | 30,766 | ||||
| 2017-05-18 | 2017-05-17 | 4 | Newton Todd | APEN | Common Stock | D | 6.1900 | 400 | 2 | 29,944 | ||||
| 2017-05-18 | 2017-05-16 | 4 | Newton Todd | APEN | Common Stock | D | 6.1200 | 899 | 6 | 29,544 | ||||
| 2017-05-11 | 2017-05-11 | 4 | Novo A/S | APEN | Common Stock | D | 5.6241 | -103,500 | -582 | 1,351,972 | ||||
| 2017-05-11 | 2017-05-10 | 4 | Novo A/S | APEN | Common Stock | D | 5.7390 | -1,500 | -9 | 1,455,472 | ||||
| 2017-02-17 | 2017-02-16 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 11.76 | 135,000 | 135,000 | |||||
| 2017-01-26 | 3 | Gostout Christopher J. | APEN | Common Stock | D | 9,622 | ||||||||
| 2017-01-26 | 3 | Gostout Christopher J. | APEN | Common Stock | D | 9,622 | ||||||||
| 2017-01-04 | 3 | Novo A/S | APEN | Common Stock | D | 2,913,944 | ||||||||
| 2017-01-04 | 3 | Novo A/S | APEN | Common Stock | D | 2,913,944 | ||||||||
| 2016-12-30 | 2016-12-29 | 4 | MEELIA RICHARD J | APEN | Stock Options | D | 3.36 | 5,751 | 5,751 | |||||
| 2016-12-30 | 2016-12-29 | 4 | MEELIA RICHARD J | APEN | Stock Options | D | 2.09 | 9,202 | 9,202 | |||||
| 2016-12-30 | 2016-12-29 | 4 | MEELIA RICHARD J By Meelia Ventures, LLC | APEN | Common Stock | I | 17,501 | 17,501 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Robertson Bruce C By H.I.G. Ventures - Endosurgery, LLC | APEN | Common Stock | I | 1,451,185 | 1,451,185 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Crawford Matthew S By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | 605,712 | 605,712 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Crawford Matthew S By PTV Sciences II, L.P. | APEN | Common Stock | I | 2,199,186 | 2,199,186 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Crawford Matthew S By PTV IV, L.P. | APEN | Common Stock | I | 1,347,565 | 1,347,565 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Common Stock | I | 195,330 | 195,330 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Mallard Fund, LP | APEN | Common Stock | I | 321,710 | 321,710 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Kestrel Fund, LP | APEN | Common Stock | I | 51,123 | 51,123 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Common Stock | I | 213,033 | 213,033 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Crested Crane, LP | APEN | Common Stock | I | 36,608 | 36,608 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Anderson Rick D By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | 605,712 | 605,712 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Anderson Rick D By PTV Sciences II, L.P. | APEN | Common Stock | I | 2,199,186 | 2,199,186 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Anderson Rick D By PTV IV, L.P. | APEN | Common Stock | I | 1,347,565 | 1,347,565 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 605,712 | 605,712 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 2,199,186 | 2,199,186 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 1,347,565 | 1,347,565 | ||||||
| 2016-12-30 | 2019-12-29 | 4 | Remeditex Ventures LLC | APEN | Common Stock | D | 1,309,392 | 1,309,392 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Creecy John W By Remeditex Ventures, LLC | APEN | Common Stock | I | 1,309,392 | 1,309,392 | ||||||
| 2016-12-30 | 2019-12-29 | 4 | H.I.G. Ventures - Endosurgery, LLC | APEN | Common Stock | D | 1,451,185 | 1,451,185 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McClellan William D. Jr. | APEN | Stock Options | D | 3.36 | 1,437 | 1,437 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Newton Todd | APEN | Stock Options | D | 3.36 | 112,109 | 112,109 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Newton Todd | APEN | Stock Options | D | 3.36 | 261,587 | 261,587 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Newton Todd | APEN | Common Stock | D | 28,645 | 28,645 | ||||||
| 2016-12-29 | 2016-12-29 | 4 | Cavanaugh Stefanie L. | APEN | Stock Options | D | 3.36 | 37,384 | 37,384 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Cavanaugh Stefanie L. | APEN | Stock Options | D | 1.76 | 8,627 | 8,627 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 2,864 | 2,864 | ||||||
| 2016-12-29 | 2016-12-29 | 4 | Tribie Charles | APEN | Stock Options | D | 1.76 | 8,627 | 8,627 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Tribie Charles | APEN | Stock Options | D | 1.76 | 8,627 | 8,627 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Tribie Charles | APEN | Stock Options | D | 3.36 | 56,018 | 56,018 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 1.76 | 28,757 | 28,757 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 1.76 | 28,757 | 28,757 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 3.36 | 27,404 | 27,404 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 3.36 | 54,808 | 54,808 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 2.09 | 109,851 | 109,851 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Common Stock | D | 33,647 | 33,647 | ||||||
| 2016-12-29 | 2016-12-29 | 4 | Schwartzhoff Bret | APEN | Stock Options | D | 1.76 | 11,502 | 11,502 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Schwartzhoff Bret | APEN | Stock Options | D | 3.36 | 23,005 | 23,005 | |||||
| 2016-03-16 | 2016-03-09 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | -3,485 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | MATHEWS CHARLES | LPTN | Common Stock | D | 3,485 | 19,916 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | -4,646 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Petree Daniel H | LPTN | Common Stock | D | 4,646 | 11,155 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | -3,485 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Swortwood Donald | LPTN | Common Stock | D | 3,485 | 9,200 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Units | D | -9,500 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 0.1900 | -3,325 | -1 | 32,116 | ||||
| 2016-03-16 | 2016-03-09 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 9,500 | 35,441 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | -3,485 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Ferrell Jeffrey | LPTN | Common Stock | D | 3,485 | 12,486 | ||||||
| 2016-02-18 | 2016-02-16 | 4 | KISNER DANIEL L | LPTN | Stock Option (Right to Buy) | D | 0.16 | 25,000 | 25,000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | MATHEWS CHARLES | LPTN | Stock Option (Right to Buy) | D | 0.16 | 25,000 | 25,000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Petree Daniel H | LPTN | Stock Option (Right to Buy) | D | 0.16 | 25,000 | 25,000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Swortwood Donald | LPTN | Stock Option (Right to Buy) | D | 0.16 | 25,000 | 25,000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 0.16 | 100,000 | 100,000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Ferrell Jeffrey | LPTN | Stock Option (Right to Buy) | D | 0.16 | 25,000 | 25,000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 0.16 | 100,000 | 100,000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 0.16 | 100,000 | 100,000 | |||||
| 2015-09-10 | 2015-09-09 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | -794 | 0 | ||||||
| 2015-09-10 | 2015-09-09 | 4 | Petree Daniel H | LPTN | Common Stock | D | 794 | 6,509 | ||||||
| 2015-06-18 | 2015-06-16 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 0.28 | 150,000 | 150,000 | |||||
| 2015-06-18 | 2015-06-16 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 0.28 | 150,000 | 150,000 | |||||
| 2015-06-18 | 2015-06-16 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 0.28 | 150,000 | 150,000 | |||||
| 2015-04-23 | 2015-04-22 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | -5,715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | MATHEWS CHARLES | LPTN | Common Stock | D | 5,715 | 16,431 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | -5,715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Petree Daniel H | LPTN | Common Stock | D | 5,715 | 5,715 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | -5,715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Swortwood Donald | LPTN | Common Stock | D | 5,715 | 5,715 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | -5,715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Ferrell Jeffrey | LPTN | Common Stock | D | 5,715 | 9,001 | ||||||
| 2015-02-12 | 2015-02-10 | 4 | Swortwood Donald | LPTN | Stock Option (Right to Buy) | D | 2.86 | 25,000 | 25,000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | KISNER DANIEL L | LPTN | Stock Option (Right to Buy) | D | 2.86 | 25,000 | 25,000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | Petree Daniel H | LPTN | Stock Option (Right to Buy) | D | 2.86 | 25,000 | 25,000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | Ferrell Jeffrey | LPTN | Stock Option (Right to Buy) | D | 2.86 | 25,000 | 25,000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Unit | D | 16,667 | 0 | ||||||
| 2015-02-11 | 2015-02-10 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | -7,143 | 0 | ||||||
| 2015-02-11 | 2015-02-10 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 2.8700 | -2,500 | -7 | 25,941 | ||||
| 2015-02-11 | 2015-02-10 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 7,143 | 28,441 | ||||||
| 2015-02-11 | 2015-02-09 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 2.86 | 50,000 | 50,000 | |||||
| 2015-02-11 | 2015-02-09 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 2.86 | 50,000 | 50,000 | |||||
| 2015-02-11 | 2015-02-09 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 2.86 | 50,000 | 50,000 | |||||
| 2014-12-12 | 2014-12-12 | 4 | Petree Daniel H By Trust | LPTN | Common Stock | I | 2.7700 | 2,955 | 8 | 13,286 | ||||
| 2014-12-12 | 2014-12-12 | 4 | Petree Daniel H By Trust | LPTN | Common Stock | I | 2.7800 | 500 | 1 | 10,331 | ||||
| 2014-12-12 | 2014-12-12 | 4 | Petree Daniel H By Trust | LPTN | Common Stock | I | 2.8000 | 6,545 | 18 | 9,831 | ||||
| 2014-11-04 | 2014-11-03 | 4 | Lack Michael | LPTN | Restricted Stock Units | D | 15,000 | 15,000 | ||||||
| 2014-10-02 | 3 | HBM Healthcare Investments (Cayman) Ltd. | LPTN | Common Stock | D | 5,561,672 | ||||||||
| 2014-10-02 | 3 | HBM Healthcare Investments (Cayman) Ltd. | LPTN | Common Stock | D | 5,561,672 | ||||||||
| 2014-08-21 | 2014-08-20 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 3.1000 | 5,000 | 16 | 21,298 | ||||
| 2014-08-19 | 2014-08-19 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3.0000 | 10,000 | 30 | 116,435 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3.2500 | 2,800 | 9 | 106,435 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3.1700 | 2,200 | 7 | 103,635 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3.2200 | 3,000 | 10 | 101,435 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3.2500 | 2,000 | 6 | 98,435 | ||||
| 2014-08-18 | 2014-02-19 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 4.6600 | -6,000 | -28 | 96,435 | ||||
| 2014-02-12 | 2014-02-10 | 4 | MATHEWS CHARLES | LPTN | Stock Option (Right to Buy) | D | 4.45 | 15,000 | 15,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Unit | D | -2,858 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | MATHEWS CHARLES | LPTN | Class A Common Stock | D | 2,858 | 10,716 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | KISNER DANIEL L | LPTN | Stock Option (Right to Buy) | D | 4.45 | 15,000 | 15,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Stock Option (Right to Buy) | D | 4.45 | 135,000 | 135,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Unit | D | -21,429 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 4.4500 | -7,500 | -33 | 102,435 | ||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 21,429 | 109,935 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Petree Daniel H | LPTN | Stock Option (Right to Buy) | D | 4.45 | 15,000 | 15,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Petree Daniel H | LPTN | Restricted Stock Unit | D | -3,286 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Petree Daniel H By Trust | LPTN | Class A Common Stock | I | 3,286 | 3,286 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Swortwood Donald | LPTN | Stock Option (Right to Buy) | D | 4.45 | 15,000 | 15,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Swortwood Donald | LPTN | Restricted Stock Unit | D | -2,858 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Swortwood Donald By Trust | LPTN | Class A Common Stock | I | 2,858 | 761,170 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 4.45 | 75,000 | 75,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | -5,429 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 4.4500 | -1,900 | -8 | 16,298 | ||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 5,429 | 18,198 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Ferrell Jeffrey | LPTN | Stock Option (Right to Buy) | D | 4.45 | 15,000 | 15,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Unit | D | -3,286 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Ferrell Jeffrey | LPTN | Class A Common Stock | D | 3,286 | 3,286 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 4.45 | 45,000 | 45,000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 4.45 | 45,000 | 45,000 | |||||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Employee Stock Option (right to buy) | D | 0.35 | 0.3500 | -10,715 | -4 | 0 | |||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Employee Stock Option (right to buy) | D | 0.56 | 0.5600 | -15,715 | -9 | 70,000 | |||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 0.3500 | 10,715 | 4 | 88,506 | ||||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 0.5600 | 15,715 | 9 | 77,791 | ||||
| 2013-10-11 | 2013-05-23 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | -5,000 | 62,076 | ||||||
| 2013-06-27 | 2013-06-19 | 4 | Paggiarino Dario A. | LPTN | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2013-06-27 | 2013-06-19 | 4 | Woodnutt Gary | LPTN | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | KISNER DANIEL L | LPTN | Restricted Stock Units | D | 6,012 | 6,012 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Units | D | 30,000 | 30,000 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | 6,012 | 6,012 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | 8,016 | 8,016 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | 6,012 | 6,012 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Units | D | 25,000 | 25,000 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | 6,012 | 6,012 | ||||||
| 2012-12-20 | 2012-12-19 | 4 | MATHEWS CHARLES | LPTN | Common Stock | D | 4.9800 | 5,000 | 25 | 7,858 | ||||
| 2012-12-19 | 2012-12-18 | 4 | PANCOAST SCOTT R | LPTN | Common Stock | D | 4.9500 | 5,000 | 25 | 67,076 | ||||
| 2012-11-21 | 2012-11-20 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Unit | D | 0.00 | -2,858 | 0 | |||||
| 2012-11-21 | 2012-11-20 | 4 | MATHEWS CHARLES | LPTN | Class A Common Stock | D | 2,858 | 2,858 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Unit | D | 0.00 | -58,929 | 0 | |||||
| 2012-11-21 | 2012-11-20 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 5.9900 | -27,775 | -166 | 62,076 | ||||
| 2012-11-21 | 2012-11-20 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 58,929 | 89,851 | ||||||
| 2012-11-21 | 2012-11-19 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Unit | D | 0.00 | -20,429 | 0 | |||||
| 2012-11-21 | 2012-11-19 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 20,429 | 30,922 | ||||||
| 2012-11-21 | 2012-01-10 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | -957 | 10,493 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | 0.00 | -14,286 | 0 | |||||
| 2012-11-21 | 2012-11-20 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 5.9900 | -6,875 | -41 | 12,769 | ||||
| 2012-11-21 | 2012-11-20 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 14,286 | 19,644 | ||||||
| 2012-11-21 | 2012-11-19 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | 0.00 | -5,358 | 0 | |||||
| 2012-11-21 | 2012-11-19 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 5,358 | 5,358 | ||||||
| 2012-10-29 | 2012-10-25 | 4 | Swortwood Donald By Trust | LPTN | Warrant | I | 1.12 | -32,355 | 0 | |||||
| 2012-10-29 | 2012-10-25 | 4 | Swortwood Donald By Trust | LPTN | Class A Common Stock | I | 1.1200 | 32,355 | 36 | 683,957 | ||||
| 2012-08-01 | 2012-07-30 | 4 | KISNER DANIEL L | LPTN | Common Stock | D | 70,590 | 70,590 | ||||||
| 2012-03-27 | 2012-03-14 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | 0.00 | 40,000 | 40,000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Units | D | 0.00 | 100,000 | 100,000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | 0.00 | 53,333 | 53,333 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | 0.00 | 40,000 | 40,000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Units | D | 0.00 | 75,000 | 75,000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Sabbadini Roger Allen | LPTN | Restricted Stock Units | D | 0.00 | 50,000 | 50,000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | 0.00 | 40,000 | 40,000 | |||||
| 2012-01-31 | 2011-11-29 | 5 | PANCOAST SCOTT R | LPTN | Common Stock | D | -6,450 | 80,150 | ||||||
| 2012-01-31 | 2011-01-20 | 5 | PANCOAST SCOTT R | LPTN | Common Stock | D | -23,600 | 80,150 | ||||||
| 2008-08-15 | 2008-08-13 | 4 | LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST By LB I Group Inc. | LPTN | Warrants (right to buy Common Stock) | I | 1.25 | 921,053 | 921,053 | |||||
| 2008-08-15 | 2008-08-13 | 4 | LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST By LB I Group Inc. | LPTN | Common Stock | I | 0.9500 | 3,684,211 | 3,500 | 12,105,311 | ||||
| 2006-03-07 | 2006-03-04 | 4 | MATHEWS CHARLES | LPTN | Stock Option | D | 1.25 | 1.2500 | 50,000 | 62 | 50,000 | |||
| 2006-03-07 | 2006-03-04 | 4 | LYON JOHN R | LPTN | Stock Option | D | 1.25 | 1.2500 | 50,000 | 62 | 50,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
