Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
N/A
Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
N/A
Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Asterias Biotherapeutics, Inc. Warrants transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di AST.WS / Asterias Biotherapeutics, Inc. Warrants. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di AST.WS / Asterias Biotherapeutics, Inc. Warrants. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
| Tanggal Perdagangan | Orang Dalam | Dilaporkan Saham |
Dilaporkan Harga |
Disesuaikan Saham |
Disesuaikan Harga |
Dasar Biaya | Hari-hari menuju Menit |
Harga di Menit |
Kerugian Maksimal Dihindari ($) |
Kerugian Maksimal Dihindari (%) |
|---|---|---|---|---|---|---|---|
| Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk orang dalam ini. |
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2019-03-12 | 2019-03-08 | 4 | BROADWOOD PARTNERS LP | NONE | Series A Common Stock | I | 0 | 0 | ||||||
| 2019-03-12 | 2019-03-08 | 4 | BROADWOOD PARTNERS LP | NONE | Series A Common Stock | D | -5,292,156 | 0 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Chavez Ryan Daniel | AST | Common Stock | D | 0.9500 | -44,471 | -42 | 255,509 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Chavez Ryan Daniel | AST | Common Stock | D | 145,263 | 299,980 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Mulroy Michael H. | AST | Common Stock | D | 0.9500 | -76,588 | -73 | 273,622 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Mulroy Michael H. | AST | Common Stock | D | 252,606 | 350,210 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Wirth Edward | AST | Common Stock | D | 0.9500 | -48,826 | -46 | 267,194 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Wirth Edward | AST | Common Stock | D | 156,452 | 316,020 | ||||||
| 2019-01-04 | 2019-01-02 | 4 | Wirth Edward | AST | Common Stock | D | 0.6800 | -20,440 | -14 | 159,568 | ||||
| 2019-01-04 | 2019-01-02 | 4 | Chavez Ryan Daniel | AST | Common Stock | D | 0.6800 | -20,440 | -14 | 154,717 | ||||
| 2018-08-29 | 2018-08-27 | 4 | Mulroy Michael H. | AST | Common Stock | D | 1.5918 | 3,141 | 5 | 97,604 | ||||
| 2018-07-27 | 2018-07-25 | 4 | Mulroy Michael H. | AST | Common Stock | D | 1.6949 | 2,950 | 5 | 94,463 | ||||
| 2018-06-27 | 2018-06-25 | 4 | Mulroy Michael H. | AST | Common Stock | D | 1.6300 | 3,067 | 5 | 91,513 | ||||
| 2018-06-25 | 2018-06-21 | 4 | Scher Howard Isador | AST | Stock Options | D | 1.75 | 20,000 | 20,000 | |||||
| 2018-06-25 | 2018-06-21 | 4 | LeBuhn Richard T. | AST | Stock Options | D | 1.75 | 20,000 | 20,000 | |||||
| 2018-06-25 | 2018-06-21 | 4 | RICCIARDI NATALE S | AST | Stock Options | D | 1.75 | 20,000 | 20,000 | |||||
| 2018-06-25 | 2018-06-21 | 4 | Arno Andrew | AST | Stock Options | D | 1.75 | 20,000 | 20,000 | |||||
| 2018-06-25 | 2018-06-21 | 4 | BAILEY DON M | AST | Stock Options | D | 1.75 | 75,000 | 75,000 | |||||
| 2018-06-25 | 2018-06-21 | 4 | Cartt Stephen LaHue | AST | Stock Options | D | 1.75 | 20,000 | 20,000 | |||||
| 2018-05-31 | 2018-05-25 | 4 | Mulroy Michael H. | AST | Common Stock | D | 1.5857 | 3,153 | 5 | 88,446 | ||||
| 2018-04-27 | 2018-04-25 | 4 | Mulroy Michael H. | AST | Common Stock | D | 1.3300 | 3,752 | 5 | 85,293 | ||||
| 2018-03-30 | 2018-03-30 | 4 | Wirth Edward | AST | Common Stock | D | 1.4500 | -6,483 | -9 | 180,008 | ||||
| 2018-03-30 | 2018-03-30 | 4 | Chavez Ryan Daniel | AST | Common Stock | D | 1.4500 | -6,483 | -9 | 175,157 | ||||
| 2018-03-28 | 2018-03-26 | 4 | Mulroy Michael H. | AST | Common Stock | D | 1.7600 | 2,839 | 5 | 81,541 | ||||
| 2018-03-19 | 2018-03-15 | 4 | Mulroy Michael H. | AST | Stock Options | D | 1.95 | 200,000 | 200,000 | |||||
| 2018-03-19 | 2018-03-15 | 4 | Mulroy Michael H. | AST | Common Stock | D | 1.9500 | -28,358 | -55 | 78,702 | ||||
| 2018-03-19 | 2018-03-15 | 4 | Mulroy Michael H. | AST | Common Stock | D | 94,872 | 107,060 | ||||||
| 2018-03-19 | 2018-03-15 | 4 | Chavez Ryan Daniel | AST | Stock Options | D | 1.95 | 150,000 | 150,000 | |||||
| 2018-03-19 | 2018-03-15 | 4 | Chavez Ryan Daniel | AST | Common Stock | D | 1.9500 | -21,633 | -42 | 181,640 | ||||
| 2018-03-19 | 2018-03-15 | 4 | Chavez Ryan Daniel | AST | Common Stock | D | 68,708 | 203,273 | ||||||
| 2018-03-19 | 2018-03-15 | 4 | Chavez Ryan Daniel | AST | Common Stock (restricted stock units) | D | 50,000 | 134,565 | ||||||
| 2018-03-19 | 2018-03-15 | 4 | Wirth Edward | AST | Stock Options | D | 1.95 | 150,000 | 150,000 | |||||
| 2018-03-19 | 2018-03-15 | 4 | Wirth Edward | AST | Common Stock | D | 1.9500 | -22,686 | -44 | 186,491 | ||||
| 2018-03-19 | 2018-03-15 | 4 | Wirth Edward | AST | Common Stock | D | 74,000 | 209,177 | ||||||
| 2018-03-19 | 2018-03-15 | 4 | Wirth Edward | AST | Common Stock (restricted stock units) | D | 50,000 | 135,177 | ||||||
| 2018-02-28 | 2018-02-26 | 4 | Mulroy Michael H. | AST | Common Stock | D | 2.2172 | 2,255 | 5 | 12,188 | ||||
| 2018-01-26 | 2018-01-25 | 4 | Mulroy Michael H. | AST | Common Stock | D | 2.3430 | 2,134 | 5 | 9,933 | ||||
| 2017-12-28 | 2017-12-26 | 4 | Mulroy Michael H. | AST | Common Stock | D | 2.2200 | 2,247 | 5 | 7,799 | ||||
| 2017-11-29 | 2017-11-27 | 4 | Mulroy Michael H. | AST | Common Stock | D | 2.4100 | 2,076 | 5 | 5,552 | ||||
| 2017-10-27 | 2017-10-25 | 4 | Mulroy Michael H. | AST | Common Stock | D | 2.5500 | 1,939 | 5 | 3,476 | ||||
| 2017-10-18 | 2017-10-16 | 4 | BROADWOOD PARTNERS LP Footnote | NONE | Series A Common Stock | I | 0 | 5,292,156 | ||||||
| 2017-10-18 | 2017-10-16 | 4 | BROADWOOD PARTNERS LP | NONE | Series A Common Stock | D | 2.6000 | 1,592,308 | 4,140 | 5,292,156 | ||||
| 2017-09-27 | 2017-09-25 | 4 | Mulroy Michael H. | AST | Common Stock | D | 3.2510 | 1,537 | 5 | 1,537 | ||||
| 2017-06-28 | 2017-06-26 | 4 | Mulroy Michael H. | AST | Stock Options (right to buy) | D | 3.70 | 800,000 | 800,000 | |||||
| 2017-06-28 | 2017-06-26 | 4 | Cartt Stephen LaHue | AST | Stock Options | D | 3.70 | 20,000 | 20,000 | |||||
| 2017-06-28 | 2017-06-26 | 4 | Spink Katharine E. | AST | Stock Option | D | 3.70 | 50,000 | 50,000 | |||||
| 2017-06-07 | 2017-06-05 | 4 | Spink Katharine E. | AST | Common Stock | D | 3.2000 | -7,260 | -23 | 10,949 | ||||
| 2017-06-07 | 2017-06-05 | 4 | LEBKOWSKI JANE | AST | Common Stock | D | 3.2000 | -7,015 | -22 | 102,991 | ||||
| 2017-06-07 | 2017-06-05 | 4 | Wirth Edward | AST | Common Stock | D | 3.2000 | -6,745 | -22 | 85,177 | ||||
| 2017-04-03 | 2017-03-30 | 4 | Arno Andrew | AST | Stock Options | D | 3.45 | 20,000 | 20,000 | |||||
| 2017-04-03 | 2017-03-30 | 4 | LEBKOWSKI JANE | AST | Restricted Stock Units to be settled in Common Stock | D | 75,000 | 110,006 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | LEBKOWSKI JANE | AST | Common Stock | D | 17,670 | 35,006 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | Chavez Ryan Daniel | AST | Restricted Stock Units to be settled in Common Stock | D | 75,000 | 84,565 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | Chavez Ryan Daniel | AST | Common Stock | D | 9,565 | 9,565 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | Scher Howard Isador | AST | Stock Options | D | 3.45 | 20,000 | 20,000 | |||||
| 2017-04-03 | 2017-03-30 | 4 | Cartt Stephen LaHue | AST | Stock Options | D | 3.45 | 200,000 | 200,000 | |||||
| 2017-04-03 | 2017-03-30 | 4 | Cartt Stephen LaHue | AST | Common Stock | D | 32,783 | 292,783 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | RICCIARDI NATALE S | AST | Stock Options | D | 3.45 | 20,000 | 20,000 | |||||
| 2017-04-03 | 2017-03-30 | 4 | Wirth Edward | AST | Restricted Stock Units to be settled in Common Stock | D | 75,000 | 91,922 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | Wirth Edward | AST | Common Stock | D | 16,922 | 16,922 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | LeBuhn Richard T. | AST | Stock Options | D | 3.45 | 20,000 | 20,000 | |||||
| 2017-04-03 | 2017-03-30 | 4 | Spink Katharine E. | AST | Stock Options | D | 3.45 | 150,000 | 150,000 | |||||
| 2017-04-03 | 2017-03-30 | 4 | Spink Katharine E. | AST | Common Stock | D | 18,209 | 18,209 | ||||||
| 2017-04-03 | 2017-03-30 | 4 | BAILEY DON M | AST | Stock Options | D | 3.45 | 75,000 | 75,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | Spink Katharine E. | AST | Common Stock | D | 4.6030 | -4,781 | -22 | 0 | ||||
| 2017-01-11 | 2017-01-09 | 4 | Spink Katharine E. | AST | Common Stock | D | -2,878 | 4,781 | ||||||
| 2017-01-11 | 2017-01-09 | 4 | Wirth Edward | AST | Common Stock | D | 4.6030 | -3,415 | -16 | 0 | ||||
| 2017-01-11 | 2017-01-09 | 4 | Wirth Edward | AST | Common Stock | D | -2,056 | 3,415 | ||||||
| 2017-01-11 | 2017-01-09 | 4 | LEBKOWSKI JANE | AST | Common Stock | D | -2,537 | 17,336 | ||||||
| 2017-01-06 | 2016-12-27 | 4 | Wirth Edward | AST | Options to Purchase Common Stock | D | 2.34 | 2,500 | 192,500 | |||||
| 2017-01-06 | 2016-12-27 | 4 | Wirth Edward | AST | Common Stock | D | 5.0000 | -2,500 | -12 | 0 | ||||
| 2017-01-06 | 2016-12-27 | 4 | Wirth Edward | AST | Common Stock | D | 2.3400 | 2,500 | 6 | 2,500 | ||||
| 2017-01-06 | 2016-12-27 | 4 | Spink Katharine E. | AST | Options to Purchase Common Stock | D | 2.34 | 2,500 | 192,500 | |||||
| 2017-01-06 | 2016-12-27 | 4 | Spink Katharine E. | AST | Common Stock | D | 5.0000 | -2,500 | -12 | 0 | ||||
| 2017-01-06 | 2016-12-27 | 4 | Spink Katharine E. | AST | Common Stock | D | 2.3400 | 2,500 | 6 | 2,500 | ||||
| 2016-11-28 | 2016-11-23 | 4 | Spink Katharine E. | AST | Options to Purchase Common Stock | D | 2.34 | 2,500 | 195,000 | |||||
| 2016-11-28 | 2016-11-23 | 4 | Spink Katharine E. | AST | Common Stock | D | 5.4100 | -2,500 | -14 | 0 | ||||
| 2016-11-28 | 2016-11-23 | 4 | Spink Katharine E. | AST | Common Stock | D | 2.3400 | 2,500 | 6 | 2,500 | ||||
| 2016-11-21 | 2016-11-17 | 4 | Spink Katharine E. | AST | Options to Purchase Common Stock | D | 2.34 | 2,500 | 197,500 | |||||
| 2016-11-21 | 2016-11-17 | 4 | Spink Katharine E. | AST | Common Stock | D | 5.0000 | -2,500 | -12 | 0 | ||||
| 2016-11-21 | 2016-11-17 | 4 | Spink Katharine E. | AST | Common Stock | D | 2.3400 | 2,500 | 6 | 2,500 | ||||
| 2016-11-21 | 2016-11-17 | 4 | Wirth Edward | AST | Options to Purchase Common Stock | D | 2.34 | 2,500 | 197,500 | |||||
| 2016-11-21 | 2016-11-17 | 4 | Wirth Edward | AST | Common Stock | D | 5.0000 | -2,500 | -12 | 0 | ||||
| 2016-11-21 | 2016-11-17 | 4 | Wirth Edward | AST | Common Stock | D | 2.3400 | 2,500 | 6 | 2,500 | ||||
| 2016-10-11 | 2016-10-06 | 4 | LEBKOWSKI JANE | AST | Common Stock | D | -2,537 | 13,121 | ||||||
| 2016-10-11 | 2016-10-06 | 4 | Wirth Edward | AST | Common Stock | D | 4.1242 | -3,415 | -14 | 0 | ||||
| 2016-10-11 | 2016-10-06 | 4 | Wirth Edward | AST | Common Stock | D | -2,055 | 3,415 | ||||||
| 2016-10-11 | 2016-10-06 | 4 | Spink Katharine E. | AST | Common Stock | D | 4.1068 | -4,781 | -20 | 0 | ||||
| 2016-10-11 | 2016-10-06 | 4 | Spink Katharine E. | AST | Common Stock | D | -2,878 | 4,781 | ||||||
| 2016-09-12 | 2016-09-09 | 4 | Wirth Edward | AST | Common Stock | D | 3.5810 | -3,179 | -11 | 0 | ||||
| 2016-09-12 | 2016-09-08 | 4 | Wirth Edward | AST | Common Stock | D | 3.5000 | -11,581 | -41 | 3,179 | ||||
| 2016-09-12 | 2016-09-09 | 4 | Spink Katharine E. | AST | Common Stock | D | 3.5376 | -9,608 | -34 | 0 | ||||
| 2016-09-12 | 2016-09-08 | 4 | Spink Katharine E. | AST | Common Stock | D | 3.5000 | -9,728 | -34 | 9,608 | ||||
| 2016-07-19 | 2016-07-18 | 4 | Chavez Ryan Daniel | AST | Stock Options | D | 2.91 | 380,000 | 380,000 | |||||
| 2016-07-01 | 2016-06-30 | 4 | Cartt Stephen LaHue | AST | Common Stock | D | 2.3977 | 10,000 | 24 | 260,000 | ||||
| 2016-07-01 | 2016-06-29 | 4 | LeBuhn Richard T. | AST | Common Stock | D | 2.3800 | 5,000 | 12 | 25,000 | ||||
| 2016-06-13 | 2016-06-10 | 4 | Cartt Stephen LaHue | AST | Common Stock | D | 2.9306 | 50,000 | 147 | 250,000 | ||||
| 2016-06-10 | 2016-06-09 | 4 | KINGSLEY ALFRED D | AST | Common Stock | D | 2.9300 | 4,000 | 12 | 9,000 | ||||
| 2016-05-17 | 2016-05-13 | 4 | RICCIARDI NATALE S | AST | Warrants to purchase Common Stock | D | 4.37 | 0.0100 | 7,353 | 0 | 7,353 | |||
| 2016-05-17 | 2016-05-13 | 4 | RICCIARDI NATALE S | AST | Common Stock | D | 3.3900 | 14,706 | 50 | 19,706 | ||||
| 2016-05-17 | 2016-05-13 | 4 | LeBuhn Richard T. | AST | Warrants to purchase Common Stock | D | 4.37 | 0.0100 | 7,500 | 0 | 7,500 | |||
| 2016-05-17 | 2016-05-13 | 4 | LeBuhn Richard T. | AST | Common Stock | D | 3.3900 | 15,000 | 51 | 20,000 | ||||
| 2016-05-17 | 2016-05-13 | 4 | BAILEY DON M | AST | Warrants to purchase Common Stock | D | 4.37 | 0.0100 | 44,117 | 0 | 44,117 | |||
| 2016-05-17 | 2016-05-13 | 4 | BAILEY DON M | AST | Common Stock | D | 3.3900 | 88,235 | 299 | 88,235 | ||||
| 2016-05-13 | 2016-05-13 | 4 | BROADWOOD PARTNERS LP Footnote | AST | Warrant to Purchase Series A Common Stock | I | 4.37 | 0 | 1,029,412 | |||||
| 2016-05-13 | 2016-05-13 | 4 | BROADWOOD PARTNERS LP | AST | Warrant to Purchase Series A Common Stock | D | 4.37 | 1,029,412 | 1,029,412 | |||||
| 2016-05-13 | 2016-05-13 | 4 | BROADWOOD PARTNERS LP Footnote | AST | Series A Common Stock | I | 0 | 3,699,848 | ||||||
| 2016-05-13 | 2016-05-13 | 4 | BROADWOOD PARTNERS LP | AST | Series A Common Stock | D | 2,058,823 | 3,699,848 | ||||||
| 2016-04-29 | 2016-04-28 | 4 | Scher Howard Isador | AST | Stock Options (right to buy) | D | 4.21 | 20,000 | 20,000 | |||||
| 2016-03-29 | 2016-03-25 | 4 | LEBKOWSKI JANE | AST | Restricted Stock Units | D | 27,007 | 27,007 | ||||||
| 2016-03-29 | 2016-03-25 | 4 | Wirth Edward | AST | Restricted Stock Units | D | 21,882 | 21,882 | ||||||
| 2016-03-29 | 2016-03-25 | 4 | Spink Katharine E. | AST | Restricted Stock Units | D | 30,635 | 30,635 | ||||||
| 2016-03-02 | 2016-02-29 | 4 | BIOTIME INC | AST | Warrants to purchase Series A Common Stock | D | 5.00 | -3,150,000 | 0 | |||||
| 2016-03-02 | 2016-02-29 | 4 | BIOTIME INC | AST | Series A Common Stock | D | -75,771 | 21,747,569 | ||||||
| 2016-03-01 | 2016-02-28 | 4 | Wirth Edward | AST | Stock Options (right to buy) | D | 3.64 | 120,000 | 120,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | Cartt Stephen LaHue | AST | Stock Options (right to buy) | D | 3.64 | 1,000,000 | 1,000,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | Cartt Stephen LaHue | AST | Common Stock | D | 200,000 | 200,000 | ||||||
| 2016-03-01 | 2016-02-28 | 4 | KINGSLEY ALFRED D | AST | Stock Options (right to buy) | D | 3.64 | 20,000 | 20,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | Peabody Robert | AST | Stock Options (right to buy) | D | 3.64 | 20,000 | 20,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | Arno Andrew | AST | Stock Options (right to buy) | D | 3.64 | 20,000 | 20,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | LEBKOWSKI JANE | AST | Stock Options (right to buy) | D | 3.64 | 165,000 | 165,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | Spink Katharine E. | AST | Stock Options (right to buy) | D | 3.64 | 165,000 | 165,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | RICCIARDI NATALE S | AST | Stock Options (right to buy) | D | 3.64 | 20,000 | 20,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | LeBuhn Richard T. | AST | Stock Options (right to buy) | D | 3.64 | 20,000 | 20,000 | |||||
| 2016-03-01 | 2016-02-28 | 4 | BAILEY DON M | AST | Stock Options (right to buy) | D | 3.64 | 75,000 | 75,000 | |||||
| 2016-01-19 | 2016-01-18 | 4 | LICHTINGER PEDRO | AST | Stock Options (right to buy) | D | 3.90 | 200,000 | 200,000 | |||||
| 2015-11-12 | 3 | Erbez Georgia | AST | Common Stock | D | 0 | ||||||||
| 2015-11-12 | 2015-11-09 | 4 | Erbez Georgia | AST | Stock Options (right to buy) | D | 5.16 | 380,000 | 380,000 | |||||
| 2015-11-06 | 2015-11-04 | 4 | Spink Katharine E. | AST | Stock Options (right to buy) | D | 5.45 | 100,000 | 100,000 | |||||
| 2015-09-16 | 2015-09-15 | 4 | Wirth Edward | AST | Series A Common Stock | D | 6.0000 | -2,880 | -17 | 0 | ||||
| 2015-09-16 | 2015-09-15 | 4 | LEBKOWSKI JANE | AST | Series A Common Stock | D | 6.0000 | -4,912 | -29 | 476 | ||||
| 2015-09-16 | 2015-09-15 | 4 | Spink Katharine E. | AST | Series A Common Stock | D | 6.0000 | -3,760 | -23 | 0 | ||||
| 2015-07-13 | 2015-07-09 | 4 | Arno Andrew | AST | Stock Option (right to buy) | D | 6.22 | 20,000 | 20,000 | |||||
| 2015-07-13 | 2015-07-09 | 4 | LeBuhn Richard T. | AST | Stock Option (right to buy) | D | 6.22 | 20,000 | 20,000 | |||||
| 2015-07-13 | 2015-07-09 | 4 | RICCIARDI NATALE S | AST | Stock Option (right to buy) | D | 6.22 | 20,000 | 20,000 | |||||
| 2015-07-02 | 2015-06-30 | 4 | LEBKOWSKI JANE | AST | Series A Common Stock | D | 4.6000 | -2,844 | -13 | 5,388 | ||||
| 2015-07-02 | 2015-06-30 | 4 | Wirth Edward | AST | Series A Common Stock | D | 4.6000 | -1,668 | -8 | 2,880 | ||||
| 2015-07-02 | 2015-06-30 | 4 | Spink Katharine E. | AST | Series A Common Stock | D | 4.6000 | -3,291 | -15 | 3,760 | ||||
| 2015-06-26 | 2015-06-25 | 4 | RICCIARDI NATALE S | AST | Series A Common Stock | D | 4.3950 | 5,000 | 22 | 5,000 | ||||
| 2015-06-26 | 2015-06-25 | 4 | Arno Andrew | AST | Series A Common Stock | D | 4.3200 | 5,000 | 22 | 5,000 | ||||
| 2015-06-26 | 2015-06-25 | 4 | KINGSLEY ALFRED D | AST | Series A Common Stock | D | 4.3154 | 5,000 | 22 | 5,000 | ||||
| 2015-06-26 | 2015-06-25 | 4 | LeBuhn Richard T. | AST | Series A Common Stock | D | 4.4124 | 5,000 | 22 | 5,000 | ||||
| 2015-05-26 | 2015-05-21 | 4 | BROADWOOD PARTNERS LP Footnote | AST | Warrant to Purchase Series A Common Stock | I | 2.34 | 0 | 0 | |||||
| 2015-05-26 | 2015-05-21 | 4 | BROADWOOD PARTNERS LP | AST | Warrant to Purchase Series A Common Stock | D | 2.34 | -1,000,000 | 0 | |||||
| 2015-05-26 | 2015-05-21 | 4 | BROADWOOD PARTNERS LP Footnote | AST | Series A Common Stock | I | 0 | 1,641,025 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | BROADWOOD PARTNERS LP | AST | Series A Common Stock | D | 2.3400 | 1,000,000 | 2,340 | 1,641,025 | ||||
| 2015-05-18 | 3 | Wirth Edward | "AST" | Series A Common Stock, $0.0001 par value per share | D | 36,384 | ||||||||
| 2015-05-18 | 3 | Wirth Edward | "AST" | Series A Common Stock, $0.0001 par value per share | D | 36,384 | ||||||||
| 2015-02-18 | 2015-02-13 | 4 | SEGALL JUDITH | AST | Stock Option (right to buy) | D | 3.90 | 20,000 | 20,000 | |||||
| 2015-02-18 | 2015-02-13 | 4 | KINGSLEY ALFRED D | AST | Stock Option (right to buy) | D | 3.90 | 75,000 | 75,000 | |||||
| 2015-02-18 | 2015-02-13 | 4 | WEST MICHAEL D | AST | Restricted Stock Units | D | 3,846 | 3,846 | ||||||
| 2015-02-18 | 2015-02-13 | 4 | WEST MICHAEL D | AST | Stock Option (right to buy) | D | 3.90 | 20,000 | 20,000 | |||||
| 2015-02-18 | 2015-02-13 | 4 | LEBKOWSKI JANE | AST | Restricted Stock Units | D | 31,025 | 31,025 | ||||||
| 2015-02-18 | 2015-02-13 | 4 | LEBKOWSKI JANE | AST | Stock Option (right to buy) | D | 3.90 | 100,000 | 100,000 | |||||
| 2015-02-18 | 2015-02-13 | 4 | LICHTINGER PEDRO | AST | Restricted Stock Units | D | 23,932 | 23,932 | ||||||
| 2015-02-18 | 2015-02-13 | 4 | LICHTINGER PEDRO | AST | Stock Option (right to buy) | D | 3.90 | 200,000 | 200,000 | |||||
| 2015-02-18 | 2015-02-13 | 4 | Spink Katharine E. | AST | Restricted Stock Units | D | 28,205 | 28,205 | ||||||
| 2015-02-18 | 2015-02-13 | 4 | Spink Katharine E. | AST | Stock Option (right to buy) | D | 3.90 | 100,000 | 100,000 | |||||
| 2015-02-18 | 2015-02-13 | 4 | Peabody Robert | AST | Restricted Stock Units | D | 3,846 | 3,846 | ||||||
| 2015-02-18 | 2015-02-13 | 4 | Peabody Robert | AST | Stock Option (right to buy) | D | 3.90 | 50,000 | 50,000 | |||||
| 2015-02-11 | 2015-02-09 | 4 | LICHTINGER PEDRO | AST | Series A Common Stock, par value $0.0001 per share | D | 3.9000 | 128,205 | 500 | 528,205 | ||||
| 2015-02-11 | 2015-02-10 | 4 | BROADWOOD PARTNERS LP Footnote | AST | Series A Common Stock | I | 0 | 641,025 | ||||||
| 2015-02-11 | 2015-02-10 | 4 | BROADWOOD PARTNERS LP | AST | Series A Common Stock | D | 3.9000 | 641,025 | 2,500 | 641,025 | ||||
| 2014-10-06 | 2014-10-01 | 4 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 5.9671 | 50,000 | 298 | 886,000 | ||||
| 2014-10-06 | 2014-09-29 | 4 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 5.7260 | 10,000 | 57 | 836,000 | ||||
| 2014-09-25 | 2014-09-24 | 4 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 5.3536 | 10,000 | 54 | 826,000 | ||||
| 2014-09-25 | 2014-09-23 | 4 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 4.5773 | 15,000 | 69 | 816,000 | ||||
| 2014-09-08 | 2014-09-05 | 4 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 5.4782 | 30,000 | 164 | 806,000 | ||||
| 2014-09-08 | 2014-09-04 | 4 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 3.9971 | 70,000 | 280 | 776,000 | ||||
| 2014-09-02 | 3 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 1,412,000 | ||||||||
| 2014-09-02 | 3 | Scarsdale Equities LLC By managed accounts | ASTY | Series A Common Stock, $0.0001 par value | I | 1,412,000 | ||||||||
| 2014-08-20 | 2014-08-18 | 4 | LEBKOWSKI JANE | ASTY | Series A Common Stock | D | 476 | 476 | ||||||
| 2014-08-19 | 2014-08-15 | 4 | Peabody Robert | NONE | Series A Common Stock | D | 41 | 41 | ||||||
| 2014-06-18 | 2014-06-16 | 4 | BROADWOOD PARTNERS LP | NONE | Warrant to Purchase Series B Common Stock | I | 2.34 | 0 | 1,000,000 | |||||
| 2014-06-18 | 2014-06-16 | 4 | BROADWOOD PARTNERS LP | NONE | Warrant to Purchase Series B Common Stock | D | 2.34 | 1,000,000 | 1,000,000 | |||||
| 2014-06-16 | 2014-06-12 | 4 | LICHTINGER PEDRO | NONE | Series B Common Stock, par value $0.0001 per share | D | 2.3400 | 200,000 | 468 | 400,000 | ||||
| 2014-06-11 | 2014-06-09 | 4 | LICHTINGER PEDRO | NONE | Option to Purchase Series B Common Stock | D | 2.34 | 1,000,000 | 1,000,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | LICHTINGER PEDRO | NONE | Series B Common Stock, par value $0.0001 per share | D | 200,000 | 200,000 | ||||||
| 2014-05-28 | 2014-05-28 | 4 | GERON CORP | NONE | Series A Common Stock | D | -6,537,779 | 0 | ||||||
| 2014-04-14 | 2014-04-10 | 4 | LeBuhn Richard T. | NONE | Option to Purchase Series B Common Stock | D | 20,000 | 20,000 | ||||||
| 2014-04-03 | 2014-04-01 | 4 | VON ESCHENBACH ANDREW C. | NONE | Option to Purchase Series B Common Stock | D | 20,000 | 20,000 | ||||||
| 2014-04-03 | 2014-04-01 | 4 | NORDHOFF HENRY L | NONE | Option to Purchase Series B Common Stock | D | 20,000 | 20,000 | ||||||
| 2014-04-03 | 2014-04-01 | 4 | KINGSLEY ALFRED D | NONE | Option to Purchase Series B Common Stock | D | 75,000 | 75,000 | ||||||
| 2013-10-09 | 3 | GERON CORP | NONE | Series A Common Stock | D | 6,537,779 | ||||||||
| 2013-10-02 | 2013-10-01 | 4 | BIOTIME INC | NONE | Warrants to Purchase Series B Common Stock | D | 5.00 | 3,150,000 | 3,150,000 | |||||
| 2013-10-02 | 2013-10-01 | 4 | BIOTIME INC | NONE | Series A Common Stock | D | 2.3408 | 21,773,340 | 50,967 | 21,823,340 | ||||
| 2013-09-27 | 3 | OKARMA THOMAS | NONE | Series A Common Stock | D | 1,700 | ||||||||
| 2013-09-27 | 3 | BIOTIME INC | NONE | Series A Common Stock | D | 50,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
