| Jumlah Saham Beredar | 47,877,417 shares |
| Saham Orang Dalam | 40,295,700 shares |
| Kepemilikan oleh Orang Dalam | 84.16 % |
| Orang Dalam Sejati | 22 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
1 ( )
570 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.663 %( )
114 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Nuo Therapeutics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
|
Aldagen Holdings, LLC
10% Owner -
|
13,139,215 | 13,139,215 | |
| Lawrence Atinsky | 62,500 | ||
| James Benson | 380,000 | ||
|
Boyalife Investment Fund I, Inc.
10% Owner -
|
4,900,000 | 4,900,000 | |
| Peter Clausen CSO/COO - [O] | 773,528 | 773,528 | |
| Guercio Joseph Del Director - [D] | 305,160 | 305,160 | |
| Field Edward L. | 834,000 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Lyle A Hohnke | 620,000 | ||
| David Emerson Jorden CEO/CFO, Director - [D] [O] | 2,146,755 | 2,146,755 | |
| Stephen Keith | 285,000 | ||
| Richard S Kent Director - [D] | 1,233,740 | 1,233,740 | |
| Craig B Mendelsohn | 95,000 | ||
| Andrew Scott Maslan Chief Financial Officer - [O] | 112,780 | 112,780 | |
| Mark T McLoughlin Director - [D] | 20,001 | 20,001 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Paul Mintz Director - [D] | 67,385 | 67,385 | |
|
Pittman Scott M.
Director, 10% Owner -
[D]
|
5,400,000 | 5,400,000 | |
| Martin P Rosendale Chief Executive Officer, Director - [D] [O] | 229,149 | 229,149 | |
| Steven A Shallcross Chief Financial Officer - [O] | 79,500 | 79,500 | |
|
Charles E Sheedy
10% Owner -
|
11,570,833 | 11,570,833 | |
| Dean Tozer Chief Commercial Officer - [O] | 200,000 | 200,000 | |
| Patrick Paul Vanek | 140,000 | ||
| C Eric Winzer Director - [D] | 117,654 | 117,654 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di AURX / Nuo Therapeutics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di AURX / Nuo Therapeutics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-04 | 2025-08-01 | 4/A | WINZER C ERIC | AURX | Common Stock | D | 1.7400 | -27,659 | -48 | 117,654 | ||||
| 2025-08-04 | 2025-08-01 | 4/A | WINZER C ERIC | AURX | Common Stock | D | 0.4000 | 120,313 | 48 | 145,313 | ||||
| 2025-08-04 | 2025-08-01 | 4 | WINZER C ERIC | AURX | Common Stock | D | 1.7400 | -27,659 | -48 | 117,654 | ||||
| 2025-08-04 | 2025-08-01 | 4 | WINZER C ERIC | AURX | Common Stock | D | 0.4000 | 120,313 | 48 | 145,313 | ||||
| 2025-08-04 | 2025-08-01 | 4 | Mintz Paul | AURX | Common Stock | D | 1.7400 | -20,115 | -35 | 67,385 | ||||
| 2025-08-04 | 2025-08-01 | 4 | Mintz Paul | AURX | Common Stock | D | 0.4000 | 87,500 | 35 | 87,500 | ||||
| 2025-08-04 | 2025-08-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.7400 | -21,313 | -37 | 2,146,755 | ||||
| 2025-08-04 | 2025-08-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 92,710 | 37 | 2,168,068 | ||||
| 2025-08-04 | 2025-08-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 100,000 | 40 | 2,075,358 | ||||
| 2025-08-04 | 2025-07-31 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 0.4000 | 183,853 | 74 | 770,054 | ||||
| 2025-08-01 | 2025-07-30 | 4 | Pittman Scott M. | AURX | Common Stock | D | 1.5000 | 3,946 | 6 | 5,400,000 | ||||
| 2025-08-01 | 2025-07-30 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 1.5000 | 133,333 | 200 | 11,570,833 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.5000 | 33,334 | 17 | 5,396,054 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 62,500 | 25 | 5,362,720 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 121,875 | 49 | 5,300,220 | ||||
| 2024-09-19 | 2024-09-18 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.7500 | 125,000 | 94 | 11,437,500 | ||||
| 2024-05-21 | 2024-05-20 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.7500 | 100,000 | 75 | 11,312,500 | ||||
| 2024-05-21 | 2024-05-20 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 0.7500 | 15,000 | 11 | 586,201 | ||||
| 2024-05-21 | 2024-05-20 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.7500 | 135,000 | 101 | 5,178,345 | ||||
| 2023-12-20 | 2023-12-19 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.5000 | 150,000 | 75 | 11,212,500 | ||||
| 2023-12-20 | 2023-12-19 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 0.5000 | 20,000 | 10 | 571,201 | ||||
| 2023-12-20 | 2023-12-19 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.5000 | 600,000 | 300 | 5,043,345 | ||||
| 2023-08-04 | 2023-08-01 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 2.0000 | 62,500 | 125 | 11,062,500 | ||||
| 2023-08-03 | 2023-08-01 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 2.0000 | 25,000 | 50 | 551,201 | ||||
| 2023-08-03 | 2023-08-01 | 4 | Pittman Scott M. | AURX | Common Stock | D | 2.0000 | 100,000 | 200 | 4,443,345 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -5,000 | -8 | 1,975,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -7,000 | -10 | 1,980,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -10,000 | -15 | 1,987,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -13,500 | -20 | 1,997,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -20,000 | -30 | 2,010,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -20,000 | -30 | 2,010,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -27,000 | -40 | 2,050,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -30,000 | -45 | 2,077,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -30,000 | -45 | 2,077,858 | ||||
| 2022-10-18 | 3/A | CLAUSEN PETER By spouse | AURX | Common Stock | I | 3,474 | ||||||||
| 2022-10-18 | 3/A | CLAUSEN PETER | AURX | Common Stock | D | 501,201 | ||||||||
| 2022-05-02 | 2022-04-29 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.0000 | 10,532 | 11 | 2,137,858 | ||||
| 2022-05-02 | 2022-04-29 | 4 | Pittman Scott M. | AURX | Common Stock | D | 1.0000 | 100,000 | 100 | 4,343,345 | ||||
| 2022-05-02 | 2022-04-29 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 1.0000 | 25,000 | 25 | 526,201 | ||||
| 2022-05-02 | 2022-04-29 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 1.0000 | 804,868 | 805 | 11,000,000 | ||||
| 2022-04-26 | 3 | CLAUSEN PETER By spouse | AURX | Common Stock | I | 3,747 | ||||||||
| 2022-04-26 | 3 | CLAUSEN PETER | AURX | Common Stock | D | 501,201 | ||||||||
| 2022-04-26 | 2022-03-04 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.75 | 75,000 | 75,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.50 | 36,666 | 36,666 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.75 | 75,000 | 75,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.50 | 26,666 | 26,666 | |||||
| 2022-04-26 | 2022-03-04 | 4 | CLAUSEN PETER | AURX | Option to Purchase Common Stock | D | 0.50 | 43,328 | 43,328 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.75 | 100,000 | 100,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.50 | 33,334 | 33,334 | |||||
| 2022-04-26 | 2022-03-04 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.75 | 125,000 | 125,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.50 | 66,672 | 66,672 | |||||
| 2022-04-26 | 2021-12-30 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.20 | -1,431,615 | 0 | |||||
| 2022-04-26 | 2021-12-30 | 5 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.2000 | 1,431,615 | 286 | 10,195,132 | ||||
| 2022-04-26 | 2021-12-01 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | -1,431,615 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.20 | 1,431,615 | 1,431,615 | |||||
| 2022-04-26 | 2021-12-30 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.20 | -900,000 | 0 | |||||
| 2022-04-26 | 2021-12-30 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.2000 | 900,000 | 180 | 4,243,345 | ||||
| 2022-04-26 | 2021-12-06 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -322,635 | 900,000 | |||||
| 2022-04-26 | 2021-12-01 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -322,635 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -900,000 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.20 | 1,222,635 | 1,222,635 | |||||
| 2022-04-26 | 2021-12-30 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.20 | -1,137,635 | 0 | |||||
| 2022-04-26 | 2021-12-30 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.2000 | 1,137,635 | 228 | 2,127,326 | ||||
| 2022-04-26 | 2021-12-06 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -160,000 | 1,137,635 | |||||
| 2022-04-26 | 2021-12-01 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -397,635 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -900,000 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.20 | 1,297,635 | 1,297,635 | |||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | -165,000 | 0 | |||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | 1,431,615 | 1,431,615 | |||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.4000 | 175,000 | 70 | 8,763,517 | ||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.4000 | 302,205 | 121 | 8,588,517 | ||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 900,000 | 900,000 | |||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -45,000 | 0 | |||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 322,635 | 322,635 | |||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 25,000 | 10 | 3,343,345 | ||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 82,545 | 33 | 3,318,345 | ||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 300,000 | 120 | 3,235,800 | ||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 900,000 | 900,000 | |||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -45,000 | 0 | |||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 397,635 | 397,635 | |||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 50,000 | 20 | 989,691 | ||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 82,545 | 33 | 939,691 | ||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 300,000 | 120 | 857,146 | ||||
| 2022-04-26 | 2019-12-06 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 30,000 | 45,000 | |||||
| 2022-04-26 | 2019-11-15 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 15,000 | 15,000 | |||||
| 2022-04-26 | 2019-12-06 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | 150,000 | 165,000 | |||||
| 2022-04-26 | 2019-11-15 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | 15,000 | 15,000 | |||||
| 2022-04-26 | 2019-12-06 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 30,000 | 45,000 | |||||
| 2022-04-26 | 2019-11-15 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 15,000 | 15,000 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Atinsky Lawrence | AURX | Option to Purchase Common Stock | D | 0.40 | 62,500 | 62,500 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.40 | 50,000 | 50,000 | |||||
| 2019-01-03 | 2019-01-01 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.40 | 125,000 | 125,000 | |||||
| 2019-01-03 | 2018-12-31 | 4 | CLAUSEN PETER | AURX | Option to Purchase Common Stock | D | 0.40 | 81,250 | 81,250 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.40 | 62,500 | 62,500 | |||||
| 2019-01-03 | 2018-12-31 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.40 | 68,750 | 68,750 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Atinsky Lawrence | AURX | Option to Purchase Common Stock | D | 0.40 | 109,375 | 109,375 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.40 | 121,875 | 121,875 | |||||
| 2018-08-13 | 2018-08-09 | 4 | CLAUSEN PETER | AURX | Option to Purchase Common Stock | D | 0.40 | 183,853 | 183,853 | |||||
| 2018-08-13 | 2018-08-09 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.40 | 120,313 | 120,313 | |||||
| 2018-08-13 | 2018-08-09 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.40 | 192,710 | 192,710 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.40 | 87,500 | 87,500 | |||||
| 2017-09-21 | 2017-09-11 | 4 | Boyalife Investment Fund I, Inc. | AURX | Common Stock, $.00001 par value | D | 0.2222 | 3,150,000 | 700 | 4,900,000 | ||||
| 2017-08-14 | 2017-08-10 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.2222 | 5,220,000 | 1,160 | 8,286,312 | ||||
| 2017-08-14 | 2017-08-10 | 4 | Pittman Scott M. | AURX | COMMON STOCK | D | 0.5000 | 560,000 | 280 | 2,935,800 | ||||
| 2017-08-14 | 2017-08-10 | 4 | Pittman Scott M. | AURX | COMMON STOCK | D | 0.2222 | 1,485,000 | 330 | 2,375,800 | ||||
| 2017-08-14 | 2017-08-10 | 4 | JORDEN DAVID EMERSON | AURX | COMMON STOCK | D | 0.2222 | 247,500 | 55 | 557,146 | ||||
| 2017-07-10 | 2017-05-10 | 4 | Mintz Paul | AURX | Option to purchase Common Stock | D | 1.00 | 18,750 | 18,750 | |||||
| 2017-01-11 | 2017-01-09 | 4 | WINZER C ERIC | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | JORDEN DAVID EMERSON | NONE | Option to purchase Common Stock | D | 1.00 | 162,500 | 162,500 | |||||
| 2017-01-11 | 2017-01-09 | 4 | DEL GUERCIO JOSEPH | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | CLAUSEN PETER | NONE | Option to purchase Common Stock | D | 1.00 | 80,000 | 80,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | Atinsky Lawrence | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | Pittman Scott M. | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2016-10-07 | 2016-05-05 | 4 | DEL GUERCIO JOSEPH | NONE | Common Stock, par value $0.0001 per share | I | 27,859 | 305,160 | ||||||
| 2016-09-01 | 3 | Boyalife Investment Fund I, Inc. | NONE | Common Stock, par value $0.0001 per share | D | 3,500,000 | ||||||||
| 2016-09-01 | 3 | Boyalife Investment Fund I, Inc. | NONE | Common Stock, par value $0.0001 per share | D | 3,500,000 | ||||||||
| 2016-08-23 | 2016-06-20 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 10,000 | 890,800 | ||||||
| 2016-08-23 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Warrants to purchase Common Stock | D | 1.00 | 280,000 | 280,000 | |||||
| 2016-08-23 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Warrants to purchase Common Stock | D | 0.75 | 850,000 | 850,000 | |||||
| 2016-08-15 | 2016-06-20 | 4 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | D | 10,000 | 3,066,312 | ||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | I | 3,063,042 | ||||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | D | 6,115,989 | ||||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | D | 6,115,989 | ||||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | I | 3,063,042 | ||||||||
| 2016-07-29 | 2016-05-05 | 4 | WINZER C ERIC | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 25,000 | 25 | 25,000 | ||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON By Child | NONE | Common Stock, par value $0.0001 per share | I | 167 | 167 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 55,915 | 309,646 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 62,182 | 253,731 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 54,049 | 191,549 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 137,500 | 138 | 137,500 | ||||
| 2016-07-29 | 2016-05-05 | 4 | DEL GUERCIO JOSEPH | NONE | Common Stock, par value $0.0001 per share | I | 27,301 | 277,301 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | DEL GUERCIO JOSEPH | NONE | Common Stock, par value $0.0001 per share | I | 1.0000 | 250,000 | 250 | 250,000 | ||||
| 2016-07-29 | 2016-05-05 | 4 | CLAUSEN PETER By Spouse | NONE | Common Stock, par value $0.0001 per share | I | 3,474 | 3,474 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | CLAUSEN PETER | NONE | Common Stock, par value $0.0001 per share | D | 1,201 | 1,201 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 189 | 880,800 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 21,483 | 880,611 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 34,128 | 859,128 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 525,000 | 525 | 825,000 | ||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 300,000 | 300 | 300,000 | ||||
| 2015-07-15 | 2015-07-09 | 4 | JORDEN DAVID EMERSON | NUOT | Employee Stock Option (right to buy) | D | 0.21 | 250,000 | 430,000 | |||||
| 2015-05-13 | 2015-05-11 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.2700 | -50,000 | -14 | 13,139,215 | ||||
| 2015-03-12 | 2015-01-09 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -15,850 | -6 | 13,189,215 | ||||
| 2015-03-12 | 2014-12-30 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -1,200 | -0 | 13,205,065 | ||||
| 2015-03-12 | 2014-11-11 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 1.1800 | 1,270,000 | 1,499 | 13,206,265 | ||||
| 2015-03-12 | 2013-06-13 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | -105,300 | 11,936,265 | ||||||
| 2015-01-22 | 2015-01-20 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -5,500 | -2 | 12,181,395 | ||||
| 2015-01-15 | 2015-01-14 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -153,467 | -54 | 12,186,895 | ||||
| 2015-01-15 | 2015-01-13 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -14,000 | -5 | 12,340,362 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -73,496 | -26 | 12,354,362 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -61,037 | -21 | 12,427,858 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -82,850 | -29 | 12,488,895 | ||||
| 2015-01-12 | 2015-01-02 | 4 | DEL GUERCIO JOSEPH | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 491,364 | |||||
| 2015-01-12 | 2014-01-28 | 4 | DEL GUERCIO JOSEPH | NUOT | Options to purchase shares of Common Stock | D | 0.61 | 30,000 | 446,364 | |||||
| 2015-01-06 | 2015-01-02 | 4 | HOHNKE LYLE A | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 620,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | KEITH STEPHEN | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 285,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | WINZER C ERIC | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 285,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | McLoughlin Mark T | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 435,000 | |||||
| 2015-01-02 | 2014-12-31 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -100 | -0 | 12,571,745 | ||||
| 2014-12-31 | 2014-12-30 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -299,900 | -105 | 12,571,845 | ||||
| 2014-12-31 | 2014-12-29 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -100 | -0 | 12,871,745 | ||||
| 2014-12-23 | 2014-12-22 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3700 | -10,300 | -4 | 12,871,845 | ||||
| 2014-12-23 | 2014-12-19 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -97,150 | -34 | 12,882,145 | ||||
| 2014-12-23 | 2014-11-28 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -2,850 | -1 | 12,979,295 | ||||
| 2014-10-08 | 2014-10-06 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3600 | 33,300 | 12 | 200,000 | ||||
| 2014-09-16 | 2014-09-12 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.4500 | 40,000 | 18 | 166,700 | ||||
| 2014-09-02 | 2014-08-29 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3500 | 40,000 | 14 | 126,700 | ||||
| 2014-08-27 | 2014-08-26 | 4 | SHALLCROSS STEVEN A | CMXI | Common Stock | D | 0.3800 | 27,500 | 10 | 79,500 | ||||
| 2014-08-25 | 2014-08-22 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3800 | 38,700 | 15 | 86,700 | ||||
| 2014-08-21 | 2014-08-20 | 4 | SHALLCROSS STEVEN A | CMXI | Common Stock | D | 0.3900 | 52,000 | 20 | 52,000 | ||||
| 2014-08-21 | 2014-08-20 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 0.4000 | 25,000 | 10 | 229,149 | ||||
| 2014-08-21 | 2014-08-20 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3900 | 48,000 | 19 | 48,000 | ||||
| 2014-06-20 | 2014-04-08 | 4/A | ROSENDALE MARTIN P | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 300,000 | 1,330,223 | |||||
| 2014-06-20 | 3/A | CLAUSEN PETER | CMXI | COMMON STOCK | D | 195,891 | ||||||||
| 2014-06-20 | 2014-04-08 | 4/A | SHALLCROSS STEVEN A | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 300,000 | 900,000 | |||||
| 2014-06-20 | 2014-04-08 | 4/A | Field Edward L. | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 300,000 | 834,000 | |||||
| 2014-04-14 | 3 | CLAUSEN PETER | CMXI | COMMON STOCK | D | 391,782 | ||||||||
| 2014-04-14 | 3 | CLAUSEN PETER | CMXI | COMMON STOCK | D | 391,782 | ||||||||
| 2014-04-10 | 2014-04-08 | 4 | SHALLCROSS STEVEN A | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 1,219,900 | 1,819,900 | |||||
| 2014-04-10 | 2014-04-08 | 4 | ROSENDALE MARTIN P | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 2,624,800 | 3,655,023 | |||||
| 2014-04-10 | 2014-04-08 | 4 | Field Edward L. | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 1,285,900 | 1,819,900 | |||||
| 2014-02-07 | 2014-01-28 | 4 | McLoughlin Mark T | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 30,000 | 420,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | HOHNKE LYLE A | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 40,000 | 575,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | WINZER C ERIC | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 40,000 | 240,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | Kent Richard S | CMXI | Option to purchase shares of Common Stock | D | 0.61 | 30,000 | 30,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | KEITH STEPHEN | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 40,000 | 240,000 | |||||
| 2013-05-21 | 2013-05-21 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5000 | 55,000 | 28 | 6,905,000 | ||||
| 2013-05-21 | 2013-05-17 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5000 | 25,000 | 12 | 6,850,000 | ||||
| 2013-04-19 | 2013-04-19 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5000 | 15,000 | 8 | 6,875,000 | ||||
| 2013-04-19 | 2013-04-18 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5100 | 20,000 | 10 | 6,860,000 | ||||
| 2013-04-19 | 2013-04-17 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5100 | 15,000 | 8 | 6,840,000 | ||||
| 2013-04-09 | 2013-04-09 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5200 | 31,515 | 16 | 6,825,000 | ||||
| 2013-04-09 | 2013-04-08 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5100 | 43,485 | 22 | 6,793,485 | ||||
| 2013-04-05 | 2013-04-04 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 0.5200 | 17,231 | 9 | 204,149 | ||||
| 2013-03-29 | 2013-02-19 | 4/A | DEL GUERCIO JOSEPH | CMXI | COMMON STOCK | I | 0.75 | 356,364 | 550,362 | |||||
| 2013-03-21 | 2013-03-19 | 4 | Kent Richard S | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 30,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | HOHNKE LYLE A | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 535,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | WINZER C ERIC | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 40,000 | 200,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | McLoughlin Mark T | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 40,000 | 390,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | Benson James | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 380,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | KEITH STEPHEN | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 40,000 | 200,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | DEL GUERCIO JOSEPH | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 580,362 | |||||
| 2013-02-27 | 2013-02-27 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5300 | 4,400 | 2 | 6,750,000 | ||||
| 2013-02-27 | 2013-02-26 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5200 | 20,600 | 11 | 6,745,600 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VII, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 224,849 | 224,849 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VI, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 224,848 | 224,848 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners V, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 215,020 | 215,020 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Affiliates V, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 9,829 | 9,829 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VII, L.P. | CMXI | Common Stock | I | 0.5500 | 321,213 | 177 | 1,233,740 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VI, L.P. | CMXI | Common Stock | I | 0.5500 | 321,211 | 177 | 1,233,738 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners V, L.P. | CMXI | Common Stock | I | 0.5500 | 307,171 | 169 | 1,179,805 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Affiliates V, L.P. | CMXI | Common Stock | I | 0.5500 | 14,042 | 8 | 53,934 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 19,091 | 19,091 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 12,727 | 12,727 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 63,636 | 63,636 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 63,636 | 63,636 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 22,567 | 22,567 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 15,616 | 15,616 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 27,273 | 15 | 39,967 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 18,182 | 10 | 60,494 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 90,909 | 50 | 429,404 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 90,909 | 50 | 429,404 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 32,238 | 18 | 157,276 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 22,308 | 12 | 108,830 | ||||
| 2013-02-22 | 2013-02-22 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5300 | 20,000 | 11 | 6,725,000 | ||||
| 2013-02-22 | 2013-02-21 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5300 | 30,000 | 16 | 6,705,000 | ||||
| 2013-02-22 | 2013-02-22 | 4 | ROSENDALE MARTIN P | CMXI | COMMON STOCK | D | 0.5300 | 20,000 | 11 | 186,918 | ||||
| 2013-02-21 | 2013-02-19 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK WARRANT | D | 0.70 | 114,286 | 620,110 | |||||
| 2013-02-21 | 2013-02-19 | 4 | DEL GUERCIO JOSEPH | CMXI | COMMON STOCK WARRANT | I | 0.75 | 356,364 | 520,362 | |||||
| 2013-02-21 | 2013-02-19 | 4 | DEL GUERCIO JOSEPH | CMXI | COMMON STOCK | I | 0.5500 | 509,091 | 280 | 1,143,770 | ||||
| 2013-02-15 | 2013-02-13 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | D | -557,671 | 12,982,145 | ||||||
| 2012-09-14 | 2012-09-14 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.8900 | 25,000 | 22 | 6,675,000 | ||||
| 2012-09-12 | 2012-09-11 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.9500 | 8,333 | 8 | 6,650,000 | ||||
| 2012-09-04 | 2012-08-29 | 4 | McLoughlin Mark T | CMXI | Warrant | D | -6,667 | 350,000 | ||||||
| 2012-09-04 | 2012-08-29 | 4 | McLoughlin Mark T | CMXI | Common Stock | D | 6,667 | 20,001 | ||||||
| 2012-08-31 | 2012-08-29 | 4 | JORDEN DAVID EMERSON | CMXI | Warrant | D | -16,667 | 505,824 | ||||||
| 2012-08-31 | 2012-08-29 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.0000 | 16,667 | 17 | 6,641,667 | ||||
| 2012-08-08 | 2012-08-07 | 4 | Maslan Andrew Scott | CMXI | Warrant | D | -10,000 | 462,643 | ||||||
| 2012-08-08 | 2012-08-07 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 1.0000 | 10,000 | 10 | 112,780 | ||||
| 2012-08-07 | 2012-08-06 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 1.6500 | -8,000 | -13 | 166,918 | ||||
| 2012-08-07 | 2012-08-03 | 4 | ROSENDALE MARTIN P | CMXI | Warrant | D | -16,667 | 1,096,997 | ||||||
| 2012-08-07 | 2012-08-03 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 1.0000 | 16,667 | 17 | 174,918 | ||||
| 2012-07-03 | 2012-07-03 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 1.0800 | 5,000 | 5 | 102,780 | ||||
| 2012-07-03 | 2012-07-03 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 1.1500 | 8,000 | 9 | 158,251 | ||||
| 2012-06-20 | 2012-06-18 | 4 | Kent Richard S | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 1.88 | 30,000 | 986,426 | |||||
| 2012-06-20 | 2012-06-18 | 4 | DEL GUERCIO JOSEPH | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 1.88 | 30,000 | 193,998 | |||||
| 2012-06-19 | 2012-06-18 | 4 | HOHNKE LYLE A | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 1.88 | 30,000 | 505,000 | |||||
| 2012-05-22 | 2012-05-18 | 4 | Aldagen Holdings, LLC | CMXI | Series E Convertible Preferred Stock | D | -135,398 | 0 | ||||||
| 2012-05-22 | 2012-05-18 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | D | 13,539,816 | 13,539,816 | ||||||
| 2012-05-04 | 2012-05-03 | 4 | ROSENDALE MARTIN P | CMXI | Warrant | D | 1.42 | 4,071 | 1,080,330 | |||||
| 2012-05-04 | 2012-05-03 | 4 | ROSENDALE MARTIN P | CMXI | Warrant | D | -17,922 | 1,076,259 | ||||||
| 2012-05-04 | 2012-05-03 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 0.5368 | 17,922 | 10 | 150,251 | ||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 86,522 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 125,038 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 84,624 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 338,495 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 42,312 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 12,694 | ||||||||
| 2012-03-19 | 2011-12-01 | 4 | VANEK PATRICK PAUL | CMXI | OPTIONS TO PURCHASE COMMON STOCK | D | 0.80 | 30,000 | 140,000 | |||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Partners V, L.P. | CMXI | COMMON STOCK | I | 872,634 | ||||||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Affiliates V, L.P. | CMXI | COMMON STOCK | I | 39,892 | ||||||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Partners VI, L.P. | CMXI | COMMON STOCK | I | 912,527 | ||||||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Partners VII L.P. | CMXI | COMMON STOCK | I | 912,527 | ||||||||
| 2012-02-21 | 3 | DEL GUERCIO JOSEPH by CNF Investments II, LLC. | CMXI | COMMON STOCK | I | 634,679 | ||||||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Warrant | D | -178,571 | 522,494 | ||||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Warrant | D | -200,000 | 701,065 | ||||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5000 | 178,571 | 89 | 6,625,000 | ||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5368 | 200,000 | 107 | 6,446,429 | ||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.1540 | -76,313 | -88 | 6,246,429 | ||||
| 2012-02-15 | 2012-02-14 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.2000 | -27,000 | -32 | 6,322,742 | ||||
| 2012-02-15 | 2012-02-13 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.2520 | -39,775 | -50 | 6,349,742 | ||||
| 2012-02-14 | 2012-02-13 | 4 | Maslan Andrew Scott | CMXI | Warrant | D | -8,961 | 477,321 | ||||||
| 2012-02-14 | 2012-02-13 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 0.5368 | 8,961 | 5 | 97,780 | ||||
| 2012-02-13 | 2012-01-03 | 4 | WINZER C ERIC | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 160,000 | |||||
| 2012-02-13 | 2012-01-03 | 4 | McLoughlin Mark T | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 356,667 | |||||
| 2012-02-13 | 2012-01-03 | 4 | Benson James | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 350,000 | |||||
| 2012-02-13 | 2012-01-03 | 4 | KEITH STEPHEN | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 160,000 | |||||
| 2012-02-13 | 2012-01-03 | 4 | MENDELSOHN CRAIG B | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 30,000 | 95,000 | |||||
| 2012-02-10 | 2012-02-08 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 8,000 | 6,389,517 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 143,370 | 6,381,517 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 1,000 | 88,819 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 17,922 | 87,819 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 2,000 | 132,329 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 35,843 | 130,329 | ||||||
| 2012-01-30 | 2012-01-17 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1,854 | 6,238,147 | ||||||
| 2012-01-30 | 2012-01-17 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 232 | 69,897 | ||||||
| 2012-01-30 | 2012-01-17 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 464 | 94,486 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
