CASM / CAS Medical Systems, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

CAS Medical Systems, Inc.
US ˙ NASDAQ
HINDI NA ACTIVE ANG SIMBONG ITO

Saham Orang Dalam45,400,055 shares
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan CAS Medical Systems, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CASM / CAS Medical Systems, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2018-03-19 Acuta Capital Fund, LP 1,088 1.2513 1,088 1.2513 1,361 143 2.6700 1,544 113.44
2018-03-16 Acuta Capital Fund, LP 2,176 1.2500 2,176 1.2500 2,720
2018-03-15 Acuta Capital Fund, LP 9,370 1.1583 9,370 1.1583 10,853
2018-03-09 Acuta Capital Fund, LP 1,180 1.0723 1,180 1.0723 1,265
2018-03-08 Acuta Capital Fund, LP 400 1.0975 400 1.0975 439
2018-03-02 Acuta Capital Fund, LP 680 1.0800 680 1.0800 734
2018-03-01 Acuta Capital Fund, LP 1,814 1.0746 1,814 1.0746 1,949
2018-02-28 Acuta Capital Fund, LP 2,720 1.1498 2,720 1.1498 3,127
2018-02-23 Acuta Capital Fund, LP 333 1.1300 333 1.1300 376

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CASM / CAS Medical Systems, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CASM / CAS Medical Systems, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2018-08-09 Gamelin John 5,000 2.6700 5,000 2.6700 13,350 140 1.4600 -6,050 -45.32
2018-08-07 Gamelin John 5,000 2.5700 5,000 2.5700 12,850
2018-06-06 Gamelin John 5,000 1.7500 5,000 1.7500 8,750
2018-06-06 Gamelin John 5,000 1.7200 5,000 1.7200 8,600
2018-05-17 Gamelin John 5,000 1.6800 5,000 1.6800 8,400
2018-05-17 Gamelin John 5,000 1.6600 5,000 1.6600 8,300
2018-05-16 Gamelin John 1,000 1.3800 1,000 1.3800 1,380
2018-05-16 Gamelin John 1,000 1.4400 1,000 1.4400 1,440
2018-05-16 Gamelin John 1,000 1.4100 1,000 1.4100 1,410

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CASM / CAS Medical Systems, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Nominee II, LLC CASM Series A Exchangeable Preferred Stock C - Conversion I -561 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Associates II LP CASM Series A Exchangeable Preferred Stock C - Conversion I -191 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. CASM Series A Exchangeable Preferred Stock C - Conversion D -53,748 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Nominee II, LLC CASM Series A Convertible Preferred Stock C - Conversion I -984 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Associates II LP CASM Series A Convertible Preferred Stock C - Conversion I -334 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. CASM Series A Convertible Preferred Stock C - Conversion D -94,182 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Nominee II, LLC CASM Common Stock D - Sale to Issuer I 2.4500 -119,872 -294 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Associates II LP CASM Common Stock D - Sale to Issuer I 2.4500 -43,944 -108 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. CASM Common Stock D - Sale to Issuer D 2.4500 -12,300,186 -30,135 0
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Nominee II, LLC CASM Common Stock C - Conversion I 2.3890 40,772 97 119,872
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Associates II LP CASM Common Stock C - Conversion I 2.3890 13,881 33 43,944
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. CASM Common Stock C - Conversion D 2.3890 3,906,315 9,332 12,300,186
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Nominee II, LLC CASM Common Stock C - Conversion I 2.3890 71,075 170 79,100
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. by TMP Associates II LP CASM Common Stock C - Conversion I 2.3890 24,125 58 30,063
2019-04-22 2019-04-18 4 Thomas, McNerney & Partners II L.P. CASM Common Stock C - Conversion D 2.3890 6,802,834 16,252 8,393,871
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Stock Option D - Sale to Issuer D 0.67 -60,000 0
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Stock Option D - Sale to Issuer D 1.69 -100,000 0
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Stock Option D - Sale to Issuer D 1.79 -100,000 0
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Stock Option D - Sale to Issuer D 1.87 -100,000 0
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Stock Option D - Sale to Issuer D 2.18 -100,000 0
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Stock Option D - Sale to Issuer D 2.10 -350,000 0
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Common Stock D - Sale to Issuer D -150,000 0
2019-04-22 2019-04-18 4 PATTON THOMAS M CASM Common Stock D - Sale to Issuer D 2.4500 -930,889 -2,281 150,000
2019-04-22 2019-04-18 4 MILINAZZO ALAN CASM Stock Option D - Sale to Issuer D 1.64 -15,000 0
2019-04-22 2019-04-18 4 MILINAZZO ALAN CASM Stock Option D - Sale to Issuer D 1.26 -30,000 0
2019-04-22 2019-04-18 4 MILINAZZO ALAN CASM Common Stock D - Sale to Issuer D 2.4500 -42,500 -104 0
2019-04-22 2019-04-18 4 Molloy Paul A CASM Stock Option D - Sale to Issuer D 1.64 -15,000 0
2019-04-22 2019-04-18 4 Molloy Paul A CASM Stock Option D - Sale to Issuer D 1.68 -30,000 0
2019-04-22 2019-04-18 4 Molloy Paul A CASM Common Stock D - Sale to Issuer D 2.4500 -42,500 -104 0
2019-04-22 2019-04-18 4 Gamelin John CASM Stock Option D - Sale to Issuer D 0.67 -20,000 0
2019-04-22 2019-04-18 4 Gamelin John CASM Stock Option D - Sale to Issuer D 1.79 -40,000 0
2019-04-22 2019-04-18 4 Gamelin John CASM Stock Option D - Sale to Issuer D 1.87 -40,000 0
2019-04-22 2019-04-18 4 Gamelin John CASM Stock Option D - Sale to Issuer D 2.18 -60,000 0
2019-04-22 2019-04-18 4 Gamelin John CASM Stock Option D - Sale to Issuer D 1.69 -56,000 0
2019-04-22 2019-04-18 4 Gamelin John CASM Stock Option D - Sale to Issuer D 3.00 -44,000 0
2019-04-22 2019-04-18 4 Gamelin John CASM Common Stock D - Sale to Issuer D 2.4500 -186,078 -456 0
2019-04-22 2019-04-18 4 BAIRD JEFFERY A CASM Stock Option D - Sale to Issuer D 0.67 -20,000 0
2019-04-22 2019-04-18 4 BAIRD JEFFERY A CASM Stock Option D - Sale to Issuer D 2.18 -40,000 0
2019-04-22 2019-04-18 4 BAIRD JEFFERY A CASM Stock Option D - Sale to Issuer D 1.79 -40,000 0
2019-04-22 2019-04-18 4 BAIRD JEFFERY A CASM Stock Option D - Sale to Issuer D 1.87 -50,000 0
2019-04-22 2019-04-18 4 BAIRD JEFFERY A CASM Stock Option D - Sale to Issuer D 3.16 -50,000 0
2019-04-22 2019-04-18 4 BAIRD JEFFERY A CASM Stock Option D - Sale to Issuer D 1.69 -25,000 0
2019-04-22 2019-04-18 4 BAIRD JEFFERY A CASM Common Stock D - Sale to Issuer D 2.4500 -304,418 -746 0
2019-04-22 2019-04-18 4 Tune Kathleen A CASM Stock Option D - Sale to Issuer D 1.64 -15,000 0
2019-04-22 2019-04-18 4 Tune Kathleen A CASM Stock Option D - Sale to Issuer D 1.68 -30,000 0
2019-04-22 2019-04-18 4 Tune Kathleen A CASM Stock Option D - Sale to Issuer D 2.54 -20,000 0
2019-04-22 2019-04-18 4 Tune Kathleen A CASM Common Stock D - Sale to Issuer D 2.4500 -63,454 -155 0
2019-04-22 2019-04-18 4 THOMAS JAMES E CASM Stock Option D - Sale to Issuer D 1.68 -30,000 0
2019-04-22 2019-04-18 4 THOMAS JAMES E CASM Stock Option D - Sale to Issuer D 2.54 -20,000 0
2019-04-22 2019-04-18 4 THOMAS JAMES E CASM Common Stock D - Sale to Issuer D 2.4500 -63,454 -155 0
2019-04-22 2019-04-11 4 THOMAS JAMES E CASM Stock Option D - Sale to Issuer D 1.64 -15,000 0
2019-04-22 2019-04-18 4 WEISSHAAR KENNETH R CASM Stock Option D - Sale to Issuer D 1.64 -15,000 0
2019-04-22 2019-04-18 4 WEISSHAAR KENNETH R CASM Stock Option D - Sale to Issuer D 1.68 -30,000 0
2019-04-22 2019-04-18 4 WEISSHAAR KENNETH R CASM Stock Option D - Sale to Issuer D 1.90 -20,000 0
2019-04-22 2019-04-18 4 WEISSHAAR KENNETH R CASM Common Stock D - Sale to Issuer D 2.4500 -70,303 -172 0
2019-04-22 2019-04-18 4 Benni Paul CASM Stock Option D - Sale to Issuer D 0.67 -20,000 0
2019-04-22 2019-04-18 4 Benni Paul CASM Stock Option D - Sale to Issuer D 2.18 -25,000 0
2019-04-22 2019-04-18 4 Benni Paul CASM Stock Option D - Sale to Issuer D 1.79 -25,000 0
2019-04-22 2019-04-18 4 Benni Paul CASM Stock Option D - Sale to Issuer D 1.87 -25,000 0
2019-04-22 2019-04-18 4 Benni Paul CASM Stock Option D - Sale to Issuer D 1.69 -56,000 0
2019-04-22 2019-04-18 4 Benni Paul CASM Stock Option D - Sale to Issuer D 3.00 -44,000 0
2019-04-22 2019-04-18 4 Benni Paul CASM Common Stock D - Sale to Issuer D 2.4500 -177,379 -435 0
2019-04-22 2019-04-18 4 Rainey Gregory P CASM Stock Option D - Sale to Issuer D 1.64 -15,000 0
2019-04-22 2019-04-18 4 Rainey Gregory P CASM Stock Option D - Sale to Issuer D 1.68 -30,000 0
2019-04-22 2019-04-18 4 Rainey Gregory P CASM Stock Option D - Sale to Issuer D 2.95 -20,000 0
2019-04-22 2019-04-18 4 Rainey Gregory P CASM Common Stock D - Sale to Issuer D 2.4500 -70,431 -173 0
2019-04-18 2019-04-18 4 Edwards Lifesciences Holding, Inc. CASM Common Stock, $0.004 par value per share J - Other D 40,049,789 40,049,789
2019-02-21 3 Edwards Lifesciences Corp See Footnotes CASM Common Stock, $0.004 par value I 0
2019-02-21 3 Edwards Lifesciences Corp See Footnotes CASM Exchangeable Preferred Stock, $0.001 par value I 0
2019-02-21 3 Edwards Lifesciences Corp See Footnotes CASM Convertible Preferred Stock, $0.001 par value I 0
2018-12-21 2018-12-20 4 Gamelin John CASM Common Stock A - Award D 40,000 186,078
2018-12-21 2018-12-20 4 Benni Paul CASM Common Stock A - Award D 15,000 177,379
2018-12-21 2018-12-20 4 BAIRD JEFFERY A CASM Common Stock A - Award D 40,000 304,418
2018-12-21 2018-12-20 4 PATTON THOMAS M CASM Common Stock A - Award D 75,000 1,080,889
2018-12-17 2018-12-13 4 WEISSHAAR KENNETH R CASM Common Stock A - Award D 15,000 70,303
2018-12-17 2018-12-13 4 Tune Kathleen A CASM Common Stock A - Award D 15,000 63,454
2018-12-17 2018-12-13 4 Rainey Gregory P CASM Common Stock A - Award D 15,000 70,431
2018-12-17 2018-12-13 4 MILINAZZO ALAN CASM Common Stock A - Award D 15,000 42,500
2018-12-17 2018-12-13 4 Molloy Paul A CASM Common Stock A - Award D 15,000 42,500
2018-12-17 2018-12-13 4 THOMAS JAMES E CASM Common Stock A - Award D 15,000 63,454
2018-08-13 2018-08-09 4 Gamelin John CASM Common Stock S - Sale D 2.6700 -5,000 -13 146,078
2018-08-08 2018-08-07 4 Gamelin John CASM Common Stock S - Sale D 2.5700 -5,000 -13 151,078
2018-08-02 2018-08-01 4 PATTON THOMAS M CASM Common Stock A - Award D 25,000 1,005,889
2018-08-02 2018-08-01 4 PATTON THOMAS M CASM Common Stock A - Award D 25,000 1,005,889
2018-06-07 2018-06-06 4 Gamelin John CASM Common Stock S - Sale D 1.7500 -5,000 -9 156,078
2018-06-07 2018-06-06 4 Gamelin John CASM Common Stock S - Sale D 1.7200 -5,000 -9 161,078
2018-05-21 2018-05-17 4 Gamelin John CASM Common Stock S - Sale D 1.6800 -5,000 -8 166,078
2018-05-21 2018-05-17 4 Gamelin John CASM Common Stock S - Sale D 1.6600 -5,000 -8 171,078
2018-05-21 2018-05-16 4 Gamelin John CASM Common Stock S - Sale D 1.4400 -1,000 -1 176,078
2018-05-21 2018-05-16 4 Gamelin John CASM Common Stock S - Sale D 1.4100 -1,000 -1 177,078
2018-05-18 2018-05-17 4 PATTON THOMAS M Relative's IRA CASM Common Stock J - Other I -32,500 0
2018-05-16 2018-05-16 4 Gamelin John CASM Common Stock S - Sale D 1.3800 -1,000 -1 178,078
2018-05-16 2018-05-14 4 Gamelin John CASM Common Stock S - Sale D 1.3500 -1,000 -1 179,078
2018-05-16 2018-05-14 4 Gamelin John CASM Common Stock S - Sale D 1.3700 -1,000 -1 180,078
2018-05-01 3 Acuta Capital Fund, LP CASM Common Stock D 5,501,098
2018-05-01 3 Acuta Capital Fund, LP CASM Common Stock D 5,501,098
2018-05-01 3 Acuta Capital Fund, LP CASM Common Stock D 5,501,098
2018-05-01 2017-03-07 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4478 4,020 6 2,901,777
2018-05-01 2017-03-01 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4800 23,306 34 2,897,757
2018-05-01 2017-02-28 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4891 1,639 2 2,874,451
2018-05-01 2017-02-27 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4958 2,010 3 2,872,812
2018-05-01 2017-02-24 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4900 1,340 2 2,870,802
2018-05-01 2017-02-23 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4650 2,680 4 2,869,462
2018-05-01 2017-02-22 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4933 4,020 6 2,866,782
2018-05-01 2017-02-21 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4950 670 1 2,862,762
2018-05-01 2017-02-15 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5095 1,340 2 2,862,092
2018-05-01 2017-02-13 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5000 670 1 2,860,752
2018-05-01 2017-02-10 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4995 1,675 3 2,860,082
2018-05-01 2017-02-08 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5250 895 1 2,858,407
2018-05-01 2017-02-07 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5127 2,010 3 2,857,512
2018-05-01 2017-02-06 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5300 670 1 2,855,502
2018-05-01 2017-02-03 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5311 15,798 24 2,854,832
2018-05-01 2017-02-02 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5507 1,876 3 2,839,034
2018-05-01 2017-01-31 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5241 1,452 2 2,837,158
2018-05-01 2017-01-30 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5146 2,706 4 2,835,706
2018-05-01 2017-01-27 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5124 2,640 4 2,833,000
2018-05-01 2017-01-20 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5473 5,676 9 2,830,360
2018-05-01 2017-01-19 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5998 38,940 62 2,824,684
2018-05-01 2017-01-18 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.6864 10,829 18 2,785,744
2018-05-01 2017-01-17 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.7186 1,015 2 2,774,915
2018-05-01 2017-01-13 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.7150 3,170 5 2,773,900
2018-05-01 2017-01-11 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.6528 8,118 13 2,770,730
2018-05-01 2017-01-10 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.6149 3,360 5 2,762,612
2018-05-01 2017-01-09 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.6322 3,366 5 2,759,252
2018-05-01 2017-01-06 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.6151 4,068 7 2,755,886
2018-05-01 2017-01-05 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.6081 411 1 2,751,818
2018-05-01 2017-01-04 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5950 858 1 2,751,407
2018-05-01 2017-07-24 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1695 8,690 10 3,238,458
2018-05-01 2017-07-21 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1631 3,625 4 3,229,768
2018-05-01 2017-07-19 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1641 7,900 9 3,226,143
2018-05-01 2017-07-18 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1619 5,685 7 3,218,243
2018-05-01 2017-07-17 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1814 5,530 7 3,212,558
2018-05-01 2017-07-14 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1899 8,690 10 3,207,028
2018-05-01 2017-07-13 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1560 3,485 4 3,198,338
2018-05-01 2017-07-12 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1910 6,320 8 3,194,853
2018-05-01 2017-07-11 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1967 10,270 12 3,188,533
2018-05-01 2017-07-10 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1950 3,160 4 3,178,263
2018-05-01 2017-07-07 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1796 4,216 5 3,175,103
2018-05-01 2017-07-06 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1697 7,916 9 3,170,887
2018-05-01 2017-07-05 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1800 111 0 3,162,971
2018-05-01 2017-07-03 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1667 1,335 2 3,162,860
2018-05-01 2017-06-30 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1486 21,250 24 3,161,525
2018-05-01 2017-06-29 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1770 25,519 30 3,140,275
2018-05-01 2017-06-28 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1780 17,643 21 3,114,756
2018-05-01 2017-06-27 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1731 7,595 9 3,097,113
2018-05-01 2017-06-26 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1389 28,476 32 3,089,518
2018-05-01 2017-06-23 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1397 21,142 24 3,061,042
2018-05-01 2017-06-22 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0944 25,551 28 3,039,900
2018-05-01 2017-06-21 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0420 41,540 43 3,014,349
2018-05-01 2017-06-20 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0076 37,520 38 2,972,809
2018-05-01 2017-03-17 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4969 16,853 25 2,935,289
2018-05-01 2017-03-16 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4866 2,010 3 2,918,436
2018-05-01 2017-03-15 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5232 1,632 2 2,916,426
2018-05-01 2017-03-13 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4664 3,292 5 2,914,764
2018-05-01 2017-03-10 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.5008 895 1 2,911,502
2018-05-01 2017-03-09 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4840 7,490 11 2,910,607
2018-05-01 2017-03-08 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.4445 1,340 2 2,903,117
2018-05-01 2017-12-26 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.7161 9,660 7 3,428,683
2018-05-01 2017-12-19 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.6481 7,476 5 3,419,023
2018-05-01 2017-12-18 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.6559 2,760 2 3,411,547
2018-05-01 2017-12-15 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.6380 3,450 2 3,408,787
2018-05-01 2017-12-14 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.6263 5,520 3 3,405,337
2018-05-01 2017-12-13 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.6207 2,070 1 3,399,817
2018-05-01 2017-09-08 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9000 222 0 3,397,747
2018-05-01 2017-09-07 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.8857 2,464 2 3,397,525
2018-05-01 2017-08-29 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9279 1,088 1 3,395,061
2018-05-01 2017-08-24 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9525 2,720 3 3,393,973
2018-05-01 2017-08-23 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9595 5,576 5 3,391,253
2018-05-01 2017-08-22 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9850 816 1 3,385,677
2018-05-01 2017-08-18 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9909 1,565 2 3,384,861
2018-05-01 2017-08-17 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9648 4,284 4 3,383,296
2018-05-01 2017-08-16 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9900 333 0 3,379,012
2018-05-01 2017-08-15 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9649 2,720 3 3,378,679
2018-05-01 2017-08-11 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0018 5,440 5 3,375,959
2018-05-01 2017-08-10 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9823 8,656 9 3,370,519
2018-05-01 2017-08-09 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9917 4,080 4 3,361,863
2018-05-01 2017-08-08 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.9856 26,384 26 3,357,783
2018-05-01 2017-08-07 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1813 2,311 3 3,331,399
2018-05-01 2017-08-04 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1789 2,624 3 3,329,088
2018-05-01 2017-08-03 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1710 4,051 5 3,326,464
2018-05-01 2017-08-02 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1753 1,292 2 3,322,413
2018-05-01 2017-08-01 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1800 3,400 4 3,321,121
2018-05-01 2017-07-31 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1850 1,340 2 3,317,721
2018-05-01 2017-07-28 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1876 10,287 12 3,316,381
2018-05-01 2017-07-27 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1838 2,088 2 3,306,094
2018-05-01 2017-07-26 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1971 59,228 71 3,304,006
2018-05-01 2017-07-25 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1770 6,320 7 3,244,778
2018-05-01 2018-03-19 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.2513 1,088 1 3,483,146
2018-05-01 2018-03-16 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.2500 2,176 3 3,482,058
2018-05-01 2018-03-15 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1583 9,370 11 3,479,882
2018-05-01 2018-03-09 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0723 1,180 1 3,470,512
2018-05-01 2018-03-08 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0975 400 0 3,469,332
2018-05-01 2018-03-02 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0800 680 1 3,468,932
2018-05-01 2018-03-01 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0746 1,814 2 3,468,252
2018-05-01 2018-02-28 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1498 2,720 3 3,466,438
2018-05-01 2018-02-23 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1300 333 0 3,463,718
2018-05-01 2018-02-21 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1000 300 0 3,463,385
2018-05-01 2018-02-20 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1128 2,290 3 3,463,085
2018-05-01 2018-02-16 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1692 832 1 3,460,795
2018-05-01 2018-02-13 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1830 975 1 3,459,963
2018-05-01 2018-02-12 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1462 884 1 3,458,988
2018-05-01 2018-02-09 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1540 4,964 6 3,458,104
2018-05-01 2018-02-06 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1718 2,811 3 3,453,140
2018-05-01 2018-02-02 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.1900 1,000 1 3,450,329
2018-05-01 2018-01-17 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 1.0500 100 0 3,449,329
2018-05-01 2018-01-04 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.8570 5,440 5 3,449,229
2018-05-01 2017-12-29 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.7390 8,896 7 3,443,789
2018-05-01 2017-12-28 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.6996 1,380 1 3,434,893
2018-05-01 2017-12-27 4 Acuta Capital Fund, LP CASM Common Stock P - Purchase D 0.7196 4,830 3 3,433,513
2018-04-02 2018-03-15 4 Gamelin John CASM Common Stock S - Sale D 1.1800 -500 -1 181,078
2018-04-02 2018-03-15 4 Gamelin John CASM Common Stock S - Sale D 1.1500 -800 -1 181,578
2018-04-02 2018-03-15 4 Gamelin John CASM Common Stock S - Sale D 1.1626 -1,200 -1 182,378
2018-04-02 2018-03-15 4 Gamelin John CASM Common Stock S - Sale D 1.1685 -500 -1 183,578
2018-03-08 2018-03-06 4 Gamelin John CASM Common Stock A - Award D 13,321 184,078
2018-03-08 2018-03-06 4 Benni Paul CASM Common Stock A - Award D 16,832 162,379
2018-03-08 2018-03-06 4 BAIRD JEFFERY A CASM Common Stock A - Award D 14,684 264,418
2018-01-02 2017-12-21 4/A PATTON THOMAS M CASM Stock Option A - Award D 0.67 60,000 60,000
2018-01-02 2017-12-21 4/A PATTON THOMAS M CASM Common Stock A - Award D 40,000 955,889
2017-12-26 2017-12-21 4 MILINAZZO ALAN CASM Common Stock A - Award D 15,000 27,500
2017-12-26 2017-12-21 4 Benni Paul CASM Stock Option A - Award D 0.67 20,000 20,000
2017-12-26 2017-12-21 4 Benni Paul CASM Common Stock A - Award D 10,000 145,547
2017-12-26 2017-12-21 4 THOMAS JAMES E CASM Common Stock A - Award D 15,000 48,454
2017-12-26 2017-12-21 4 Molloy Paul A CASM Common Stock A - Award D 15,000 27,500
2017-12-26 2017-12-21 4 PATTON THOMAS M CASM Stock Option A - Award D 0.67 60,000 60,000
2017-12-26 2017-12-21 4 PATTON THOMAS M CASM Common Stock A - Award D 70,000 985,889
2017-12-26 2017-12-21 4 Gamelin John CASM Stock Option A - Award D 0.67 20,000 20,000
2017-12-26 2017-12-21 4 Gamelin John CASM Common Stock A - Award D 35,000 170,757
2017-12-26 2017-12-21 4 WEISSHAAR KENNETH R CASM Common Stock A - Award D 15,000 55,303
2017-12-26 2017-12-21 4 Tune Kathleen A CASM Common Stock A - Award D 15,000 48,454
2017-12-26 2017-12-21 4 BAIRD JEFFERY A CASM Stock Option A - Award D 0.67 20,000 20,000
2017-12-26 2017-12-21 4 BAIRD JEFFERY A CASM Common Stock A - Award D 35,000 249,734
2017-12-26 2017-12-21 4 Rainey Gregory P CASM Common Stock A - Award D 15,000 55,431
2017-03-14 2017-03-10 4 PATTON THOMAS M CASM Common Stock A - Award D 74,212 915,889
2017-03-14 2017-03-10 4 BAIRD JEFFERY A CASM Common Stock A - Award D 33,945 214,734
2017-03-14 2017-03-10 4 Benni Paul CASM Common Stock A - Award D 19,476 135,547
2017-03-14 2017-03-10 4 Gamelin John CASM Common Stock A - Award D 30,757 135,757
2017-01-26 2017-01-26 4 Flynn James E Through Deerfield Special Situations Fund, L.P. CASM Common Stock S - Sale I 1.4551 -517,450 -753 2,358,636
2017-01-26 2017-01-25 4 Flynn James E Through Deerfield Special Situations Fund, L.P. CASM Common Stock S - Sale I 1.5003 -71,468 -107 2,876,086
2017-01-26 2017-01-24 4 Flynn James E Through Deerfield Special Situations Fund, L.P. CASM Common Stock S - Sale I 1.5018 -47,320 -71 2,947,554
2017-01-23 2017-01-23 4 Flynn James E Through Deerfield Special Situations Fund, L.P. CASM Common Stock S - Sale I 1.4650 -86,691 -127 2,994,874
2017-01-23 2017-01-20 4 Flynn James E Through Deerfield Special Situations Fund, L.P. CASM Common Stock S - Sale I 1.5319 -46,522 -71 3,081,565
2017-01-23 2017-01-19 4 Flynn James E Through Deerfield Special Situations Fund, L.P. CASM Common Stock S - Sale I 1.6003 -71,913 -115 3,128,087
2017-01-11 2017-01-09 4 Tune Kathleen A CASM Common Stock A - Award D 12,500 33,454
2017-01-11 2017-01-09 4 MILINAZZO ALAN CASM Common Stock A - Award D 12,500 12,500
2017-01-11 2017-01-09 4 Rainey Gregory P CASM Common Stock A - Award D 12,500 40,431
2017-01-11 2017-01-09 4 Molloy Paul A CASM Common Stock A - Award D 12,500 12,500
2017-01-11 2017-01-09 4 PATTON THOMAS M CASM Common Stock A - Award D 100,000 841,677
2017-01-11 2017-01-09 4 BAIRD JEFFERY A CASM Common Stock A - Award D 45,000 180,789
2017-01-11 2017-01-09 4 Gamelin John CASM Common Stock A - Award D 45,000 105,000
2017-01-11 2017-01-09 4 Benni Paul CASM Common Stock A - Award D 20,000 116,071
2017-01-11 2017-01-09 4 THOMAS JAMES E CASM Common Stock A - Award D 12,500 33,454
2017-01-11 2017-01-09 4 WEISSHAAR KENNETH R CASM Common Stock A - Award D 12,500 40,303
2016-01-22 2015-12-17 4/A Benni Paul CASM Common Stock A - Award D 22,500 96,071
2015-12-21 2015-12-17 4 Benni Paul CASM Common Stock A - Award D 22,500 96,251
2015-12-21 2015-12-17 4 Gamelin John CASM Common Stock A - Award D 60,000 60,000
2015-12-21 2015-12-17 4 Tune Kathleen A CASM Stock Options A - Award D 1.64 15,000 15,000
2015-12-21 2015-12-17 4 Molloy Paul A CASM Stock Options A - Award D 1.64 15,000 15,000
2015-12-21 2015-12-17 4 PATTON THOMAS M CASM Common Stock A - Award D 150,000 741,677
2015-12-21 2015-12-17 4 BAIRD JEFFERY A CASM Common Stock A - Award D 60,000 135,789
2015-12-21 2015-12-17 4 WEISSHAAR KENNETH R CASM Stock Options A - Award D 1.64 15,000 15,000
2015-12-21 2015-12-17 4 Rainey Gregory P CASM Stock Options A - Award D 1.64 15,000 15,000
2015-12-21 2015-12-17 4 MILINAZZO ALAN CASM Stock Options A - Award D 1.64 15,000 15,000
2015-12-21 2015-12-17 4 THOMAS JAMES E CASM Stock Options A - Award D 1.64 15,000 15,000
2015-06-25 3 MILINAZZO ALAN CASM Common Stock D 0
2015-06-25 2015-06-23 4 MILINAZZO ALAN CASM Stock Option A - Award D 1.26 30,000 30,000
2015-05-28 2015-05-28 4 Wagner Brian J CASM Common Stock P - Purchase D 1.2500 500 1 5,400
2015-05-18 2015-05-15 4 Wagner Brian J CASM Common Stock P - Purchase D 1.3100 1,932 3 4,900
2015-05-18 2015-05-14 4 Wagner Brian J CASM Common Stock P - Purchase D 1.2300 100 0 2,968
2015-03-31 2015-01-05 4/A Tune Kathleen A CASM Stock Option A - Award D 1.68 30,000 30,000
2015-03-31 2015-01-05 4/A WEISSHAAR KENNETH R CASM Common Stock A - Award D 1.68 30,000 30,000
2015-03-31 2015-01-05 4/A Rainey Gregory P CASM Stock Option A - Award D 1.68 30,000 30,000
2015-03-31 2015-01-05 4/A THOMAS JAMES E CASM Stock Option A - Award D 1.68 30,000 30,000
2015-02-13 2015-02-11 4 PATTON THOMAS M CASM Common Stock P - Purchase D 1.3000 40,000 52 591,677
2015-02-13 2015-02-11 4 Thomas, McNerney & Partners II L.P. by TMP Associates II, LP CASM Common Stock P - Purchase I 1.3000 5,938 8 5,938
2015-02-13 2015-02-11 4 Thomas, McNerney & Partners II L.P. by TMP Nominee II, LLC CASM Common Stock P - Purchase I 1.3000 8,025 10 8,025
2015-02-13 2015-02-11 4 Thomas, McNerney & Partners II L.P. CASM Common Stock P - Purchase D 1.3000 1,591,037 2,068 1,632,945
2015-02-13 2015-02-11 4 THOMAS JAMES E by TMP Associates II, LP CASM Common Stock P - Purchase I 1.3000 5,938 8 5,938
2015-02-13 2015-02-11 4 THOMAS JAMES E by TMP Nominee II, LLC CASM Common Stock P - Purchase I 1.3000 8,025 10 8,025
2015-02-13 2015-02-11 4 THOMAS JAMES E by Thomas, McNerney & Partners II, L.P. CASM Common Stock P - Purchase I 1.3000 1,591,037 2,068 1,591,037
2015-01-07 3 Molloy Paul A CASM Common Stock D 0
2015-01-07 2015-01-05 4 Rainey Gregory P CASM Stock Option A - Award D 1.68 30,000 30,000
2015-01-07 2015-01-05 4 WEISSHAAR KENNETH R CASM Stock Option A - Award D 1.68 30,000 30,000
2015-01-07 2015-01-05 4 THOMAS JAMES E CASM Stock Option A - Award D 1.68 30,000 30,000
2015-01-07 2015-01-05 4 Molloy Paul A CASM Stock Option A - Award D 1.68 30,000 30,000
2015-01-07 2015-01-05 4 Tune Kathleen A CASM Stock Option A - Award D 1.68 30,000 30,000
2015-01-05 2015-01-01 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. CASM Common Stock S - Sale I 1.6500 -1,443,200 -2,381 0
2015-01-05 2015-01-01 4 Flynn James E Through Deerfield Special Situations, L.P. CASM Common Stock P - Purchase I 1.6500 1,443,200 2,381 3,200,000
2014-12-22 2014-12-18 4 PATTON THOMAS M CASM Stock Option A - Award D 1.79 100,000 100,000
2014-12-22 2014-12-18 4 BAIRD JEFFERY A CASM Stock Option A - Award D 1.79 40,000 40,000
2014-12-22 2014-12-18 4 Benni Paul CASM Stock Option A - Award D 1.79 25,000 25,000
2014-12-22 2014-12-18 4 Gamelin John CASM Stock Option A - Award D 1.79 40,000 40,000
2014-12-22 2014-12-18 4 Wagner Brian J CASM Stock Option A - Award D 1.79 40,000 40,000
2014-09-03 2014-09-02 4 PATTON THOMAS M CASM Common Stock P - Purchase D 1.4800 1,500 2 551,677
2014-08-19 2014-08-18 4 PATTON THOMAS M CASM Common Stock P - Purchase D 1.5410 10,000 15 550,177
2014-08-11 2014-08-08 4 PATTON THOMAS M CASM Common Stock P - Purchase D 1.6053 10,000 16 540,177
2014-06-27 2014-06-25 4 WEISSHAAR KENNETH R CASM Common Stock A - Award D 5,076 27,803
2014-06-27 2014-06-25 4 Rainey Gregory P CASM Common Stock A - Award D 5,076 27,931
2014-06-26 2014-06-25 4 Tune Kathleen A CASM Common Stock A - Award D 5,076 20,954
2014-06-26 2014-06-25 4 BURSTEIN LAWRENCE CASM Common Stock A - Award D 5,076 39,685
2014-06-26 2014-06-25 4 THOMAS JAMES E CASM Common Stock A - Award D 5,076 20,954
2014-01-31 2014-01-30 4 BAIRD JEFFERY A CASM Common Stock A - Award D 15,000 75,789
2013-12-18 2013-12-16 4 BAIRD JEFFERY A CASM Stock Option A - Award D 1.87 50,000 50,000
2013-12-18 2013-12-16 4 Benni Paul CASM Stock Option A - Award D 1.87 25,000 25,000
2013-12-18 2013-12-16 4 PATTON THOMAS M CASM Stock Option A - Award D 1.87 100,000 100,000
2013-12-18 2013-12-16 4 Gamelin John CASM Stock Option A - Award D 1.87 40,000 40,000
2013-10-03 3 Wagner Brian J CASM Common Stock D 0
2013-10-03 2013-10-02 4 Wagner Brian J CASM Option (Right to Buy) A - Award D 1.35 250,000 250,000
2013-08-22 2013-08-21 4 PATTON THOMAS M CASM Common Stock P - Purchase D 1.4200 5,300 8 530,177
2013-07-17 3 Deerfield Special Situations International Master Fund, L.P. Through Deerfield Special Situations International Master Fund, L.P. CASM Common Stock I 1,443,200
2013-07-17 3 Deerfield Special Situations International Master Fund, L.P. Through Deerfield Special Situations Fund, L.P. CASM Common Stock I 1,756,800
2013-07-03 2013-06-24 4 Rainey Gregory P CASM Common Stock A - Award D 6,211 22,855
2013-07-02 2013-06-24 4 JONES EVAN/ FA CASM Common Stock A - Award D 6,211 44,768
2013-07-02 2013-06-24 4 BURSTEIN LAWRENCE CASM Common Stock A - Award D 6,211 34,609
2013-07-02 2013-06-24 4 WEISSHAAR KENNETH R CASM Common Stock A - Award D 6,211 22,727
2013-07-02 2013-06-24 4 Tune Kathleen A CASM Common Stock A - Award D 6,211 15,878
2013-07-02 2013-06-24 4 THOMAS JAMES E CASM Common Stock A - Award D 6,211 15,878
2013-04-22 3 Benni Paul CASM Common Stock D 73,571
2013-02-25 2013-02-21 4 PATTON THOMAS M CASM Common Stock A - Award D 11,000 524,877
2012-12-19 2012-12-17 4 PATTON THOMAS M CASM Stock Option A - Award D 2.18 100,000 100,000
2012-12-19 2012-12-17 4 Herwig Matthew J CASM Stock Option A - Award D 2.18 40,000 40,000
2012-12-19 2012-12-17 4 Gamelin John CASM Stock Option A - Award D 2.18 60,000 60,000
2012-12-19 2012-12-17 4 BAIRD JEFFERY A CASM Stock Option A - Award D 2.18 40,000 40,000
2012-12-04 3 Gamelin John CASM Common Stock D 0
2012-09-07 2012-09-06 4 PATTON THOMAS M CASM Common Stock P - Purchase D 1.9000 8,770 17 513,877
2012-09-07 2012-09-05 4 PATTON THOMAS M CASM Common Stock P - Purchase D 1.8000 1,562 3 505,107
2012-06-22 2012-06-20 4 Tune Kathleen A CASM Common Stock A - Award D 5,714 9,667
2012-06-22 2012-06-20 4 BURSTEIN LAWRENCE CASM Common Stock A - Award D 5,714 28,398
2012-06-22 2012-06-20 4 WEISSHAAR KENNETH R CASM Common Stock A - Award D 5,714 16,516
2012-06-22 2012-06-20 4 Rainey Gregory P CASM Common Stock A - Award D 5,714 16,644
2012-06-22 2012-06-20 4 JONES EVAN/ FA CASM Common Stock A - Award D 5,714 38,557
2012-06-22 2012-06-20 4 THOMAS JAMES E CASM Common Stock A - Award D 5,714 9,667
2012-02-13 2011-11-21 4/A PATTON THOMAS M CASM Common Stock P - Purchase D 1.7490 10,526 18 503,545
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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