CHUC / Charlie's Holdings, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Charlie's Holdings, Inc.
US ˙ OTCPK

Jumlah Saham Beredar 262,434,864 shares
Saham Orang Dalam176,701,848 shares
Kepemilikan oleh Orang Dalam67.33 %
Orang Dalam Sejati34
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

8645 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

8562 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Charlie's Holdings, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
David R Allen CFO AND SECRETARY - [O] 30,000,000 300,000
Mitchell III Brantley 10,000,000
Ramona L Cappello 0
Edward Carmines Director - [D] 1,861,758 1,861,758
Scot Cohen Director - [D] 1,238,000 1,238,000
Anthony Digiandomenico Director - [D] 1,368,132 1,368,132
Jeffrey G Fox Director - [D] 1,450,000 1,450,000
James J Greco Director - [D] 5,000,000 5,000,000
Louis Imbrogno 368,609
Kasatkin Maxim A. 10% Owner - [10%] 409,565 409,565
Kerker Daniel R. CHIEF FINANCIAL OFFICER - [O] 4,537,869 4,537,869
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Michael D King Director - [D] 6,250,001 6,250,001
Lb 2, Llc 10% Owner - [10%] 1,764,288 1,764,288
Leonard Lance - 3,548,414 3,548,414
Timothy Lane 737,217
Anthony Low-Beer 10% Owner - [10%] 5,720,000 5,720,000
Mkm Opportunity Master Fund Ltd - 524,244 524,244
Milton Makris Director - [D] 1,101,332 1,101,332
David Peter Marcheschi Director - [D] 1,062,500 1,062,500
Adam Mirkovich CHIEF INFORMATION OFFICER - [O] 473,100 473,100
Matthew P Montesano Chief Financial Officer - [O] 2,725,409 2,725,409
Daniel Rumsey Director - [D] 2,888,832 2,888,832
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Red Square Fund One SPC - 409,565 409,565
Allan Jeffrie Robbins Director - [D] 1,601,332 1,601,332
Henry Iii Sicignano President - [O] 9,500,001 9,500,001
Kevin Charles Sherman Director - [D] 2,088,518 2,088,518
David Skriloff 10% Owner - [10%] 524,244 524,244
Vincent C Smith 10% Owner - [10%] 44,666,667 44,666,667
Brandon Stump CHIEF EXECUTIVE OFFICER - [O] 6,381,616,617 63,816,166
Keith Stump Director - [D] 218,502,923 2,185,029
Ryan Stump Chief Operating Officer - [O] 2,101,968 2,101,968
Boerum Robert Van CHIEF OPERATIONS OFFICER - [O] 2,923,706 2,923,706
Deborah Kern Wildrick CHIEF EXECUTIVE OFFICER, Director - [D] [O] 7,359,305 7,359,305
Carl G Wistreich 368,609

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CHUC / Charlie's Holdings, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2024-05-31 King Michael D 1,250,000 0.0800 1,250,000 0.0800 100,000 3 0.1 25,000 25.00
2023-12-01 Carmines Edward 17,498 0.0900 17,498 0.0900 1,575
2022-12-09 Carmines Edward 34,260 0.1300 34,260 0.1300 4,454
2022-12-08 Carmines Edward 10,000 0.1500 10,000 0.1500 1,500
2022-11-29 Montesano Matthew P 50,000 0.1729 50,000 0.1729 8,645
2022-11-29 SICIGNANO HENRY III 100,000 0.1637 100,000 0.1637 16,370
2021-03-19 Allen David R 30,000,000 0.0008 300,000 0.0800 24,000
2021-03-19 Stump Keith 120,000,000 0.0008 1,200,000 0.0800 96,000
2019-11-25 Mirkovich Adam 320,000 0.0027 3,200 0.2700 864

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CHUC / Charlie's Holdings, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CHUC / Charlie's Holdings, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2021-03-19 Stump Brandon 3,150,000,013 0.0008 31,500,000 0.0800 2,520,000 77 0.0037 -2,403,450 -95.38
2021-03-19 Stump Ryan 1,350,000,005 0.0008 13,500,000 0.0800 1,080,000

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CHUC / Charlie's Holdings, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-04-11 2025-04-11 4 Montesano Matthew P CHUC Common Stock A - Award D 100,000 2,725,409
2025-04-11 2025-04-11 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 9,500,001
2025-04-11 2025-04-11 4 Stump Ryan CHUC Common Stock A - Award D 500,000 2,101,968
2025-04-11 2025-04-11 4 Carmines Edward CHUC Common Stock A - Award D 200,000 1,861,758
2025-04-11 2025-04-11 4 Fox Jeffrey G CHUC Common Stock A - Award D 200,000 1,450,000
2025-04-11 2025-04-11 4 Cohen Scot CHUC Common Stock A - Award D 200,000 1,238,000
2025-04-11 2025-04-11 4 King Michael D CHUC Common Stock A - Award D 200,000 6,250,001
2024-06-04 2024-05-31 4 King Michael D CHUC Common Stock P - Purchase D 0.0800 1,250,000 100 6,050,001
2023-12-04 2023-12-01 4 Carmines Edward CHUC Common Stock P - Purchase D 0.0900 17,498 2 1,661,758
2023-11-24 2023-11-24 4 Montesano Matthew P CHUC Common Stock A - Award D 100,000 2,625,409
2023-11-24 2023-11-24 4 Stump Ryan CHUC Common Stock A - Award D 600,000 1,601,968
2023-11-24 2023-11-24 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 9,000,001
2023-11-24 2023-11-24 4 King Michael D CHUC Common Stock A - Award D 200,000 4,800,001
2023-11-24 2023-11-24 4 Cohen Scot CHUC Common Stock A - Award D 200,000 1,038,000
2023-11-24 2023-11-24 4 Carmines Edward CHUC Common Stock A - Award D 200,000 1,644,260
2023-11-24 2023-11-24 4 Fox Jeffrey G CHUC Common Stock A - Award D 200,000 1,250,000
2023-06-26 3 King Michael D CHUC Common Stock D 4,600,001
2023-02-17 2023-02-15 4 Carmines Edward CHUC Common Stock A - Award D 600,000 1,444,260
2023-01-06 2023-01-04 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 8,500,001
2023-01-06 2023-01-04 4 Cohen Scot CHUC Common Stock A - Award D 400,000 838,000
2023-01-06 2023-01-04 4 Fox Jeffrey G CHUC Common Stock A - Award D 400,000 1,050,000
2023-01-06 2023-01-04 4 Stump Ryan CHUC Common Stock A - Award D 600,000 1,001,968
2023-01-06 2023-01-04 4 Montesano Matthew P CHUC Common Stock A - Award D 500,000 2,525,409
2023-01-06 2023-01-04 4 Carmines Edward CHUC Common Stock A - Award D 400,000 844,260
2022-12-12 2022-12-09 4 Carmines Edward CHUC Common Stock P - Purchase D 0.1300 34,260 4 444,260
2022-12-12 2022-12-08 4 Carmines Edward CHUC Common Stock P - Purchase D 0.1500 10,000 2 410,000
2022-12-05 2002-12-01 4 Stump Ryan CHUC Common Stock P - Purchase D 0.1780 96,933 17 498,901
2022-12-01 2022-11-29 4 Montesano Matthew P CHUC Common Stock P - Purchase D 0.1729 50,000 9 2,025,409
2022-11-30 2022-11-29 4 SICIGNANO HENRY III IRA CHUC Common Stock P - Purchase I 0.1637 100,000 16 100,000
2022-03-09 2022-03-02 4 Carmines Edward CHUC Common Stock A - Award D 400,000 400,000
2022-03-07 2022-03-02 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 8,000,001
2022-03-04 2022-03-02 4 Mirkovich Adam CHUC Common Stock A - Award D 465,000 473,100
2022-03-04 2022-03-02 4 Cohen Scot CHUC Common Stock A - Award D 400,000 438,000
2022-03-04 2022-03-02 4 Montesano Matthew P CHUC Common Stock A - Award D 565,000 1,975,409
2022-03-04 2022-03-02 4 Fox Jeffrey G CHUC Common Stock A - Award D 400,000 650,000
2021-11-03 2021-11-01 4 Fox Jeffrey G CHUC Common Stock A - Award D 250,000 250,000
2021-05-28 2021-05-26 4 Stump Keith CHUC Common Stock A - Award D 0.0044 5,415,977 24 218,502,923
2021-05-13 2021-04-01 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 150,000,000 750,000,002
2021-05-13 3 Montesano Matthew P CHUC Common Stock D 141,040,900
2021-04-06 3 SICIGNANO HENRY III CHUC Common Stock D 600,000,002
2021-03-23 2021-03-19 4 Allen David R CHUC Common Stock P - Purchase D 0.0008 30,000,000 24 30,000,000
2021-03-23 2021-03-19 4 Stump Keith CHUC Common Stock P - Purchase D 0.0008 120,000,000 96 213,086,946
2021-03-23 2021-03-22 4 Stump Ryan By the Ryan Stump Legacy Trust CHUC Common Stock A - Award I 0.0085 105,509,965 897 2,734,978,608
2021-03-23 2021-03-19 4 Stump Ryan By the Ryan Stump Legacy Trust CHUC Common Stock S - Sale I 0.0008 -1,350,000,005 -1,080 2,629,468,643
2021-03-23 2021-02-15 4 Stump Ryan By the Ryan Stump Legacy Trust CHUC Common Stock G - Gift I 3,979,468,648 3,979,468,648
2021-03-23 2021-02-15 4 Stump Ryan CHUC Common Stock G - Gift D -3,979,468,648 40,196,705
2021-03-23 2021-03-22 4 Stump Brandon By the Brandon Stump Legacy Trust CHUC Common Stock A - Award I 0.0085 246,189,918 2,093 6,381,616,617
2021-03-23 2021-03-19 4 Stump Brandon By the Brandon Stump Legacy Trust CHUC Common Stock S - Sale I 0.0008 -3,150,000,013 -2,520 6,135,426,699
2021-03-23 2021-02-15 4 Stump Brandon By the Brandon Stump Legacy Trust CHUC Common Stock G - Gift I 9,285,426,712 9,285,426,712
2021-03-23 2021-02-15 4 Stump Brandon CHUC Common Stock G - Gift D -9,285,426,712 93,792,177
2019-11-26 2019-11-25 4 Mirkovich Adam CHUC Common Stock P - Purchase D 0.0027 320,000 1 810,000
2019-11-26 2019-11-22 4 Mirkovich Adam CHUC Common Stock P - Purchase D 0.0027 490,000 1 490,000
2019-11-01 2019-10-29 4 Mirkovich Adam CHUC Stock Option A - Award D 0.00 10,000,000 10,000,000
2019-11-01 2019-10-29 4 Fox Jeffrey G CHUC Stock Options A - Award D 0.00 25,000,000 25,000,000
2019-11-01 2019-10-29 4 Allen David R CHUC Stock Option A - Award D 0.00 15,000,000 15,000,000
2019-11-01 2019-10-29 4 Brantley Mitchell III CHUC Stock Options A - Award D 0.00 10,000,000 10,000,000
2019-06-10 2019-04-26 4/A Cohen Scot By Scot Jason Cohen Foundation TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-06-10 2019-04-26 4/A Cohen Scot By V3 Capital Partners LLC TRUU Series B Convertible Preferred Stock C - Conversion I -118,750 0
2019-06-10 2019-04-26 4/A Cohen Scot By IRA TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Series B Convertible Preferred Stock C - Conversion D -3,750 0
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Series D Convertible Preferred Stock C - Conversion D -4,000 0
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Warrants A - Award D 0.00 56,416,355 56,416,355
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Series A Convertible Preferred Stock A - Award D 0.00 3,751 3,751
2019-06-10 2019-04-26 4/A Cohen Scot By Scot Jason Cohen Foundation TRUU Common Stock C - Conversion I 200,000 697,612
2019-06-10 2019-04-26 4/A Cohen Scot By V3 Capital Partners LLC TRUU Common Stock C - Conversion I 1,900,000 80,125,152
2019-06-10 2019-04-26 4/A Cohen Scot by IRA TRUU Common Stock C - Conversion I 200,000 200,000
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock C - Conversion D 16,000,000 121,609,439
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock C - Conversion D 60,000 105,609,439
2019-06-10 2019-04-26 4/A Cohen Scot By V3 Capital Partners LLC TRUU Common Stock A - Award I 73,341,261 78,225,152
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock A - Award D 73,341,261 105,549,439
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock A - Award D 28,208,178 32,208,178
2019-06-10 2019-05-29 4 Cohen Scot TRUU Common Stock G - Gift D -117,809,439 3,800,000
2019-06-10 2019-05-29 4 Cohen Scot By V3 Capital Partners LLC TRUU Common Stock G - Gift I -3,249,220 76,875,932
2019-06-10 2019-05-29 4 Cohen Scot By Scot Jason Cohen Foundation TRUU Common Stock G - Gift I -333,278 364,334
2019-05-17 2019-04-26 4 Stump Brandon TRUU Series B Convertible Preferred Stock A - Award D 928,543 928,543
2019-05-17 2019-04-26 4 Stump Brandon TRUU Common Stock A - Award D 93,792,189 93,792,189
2019-05-17 2019-04-26 4 Stump Ryan TRUU Series B Convertible Preferred Stock A - Award D 397,947 397,947
2019-05-17 2019-04-26 4 Stump Ryan TRUU Common Stock A - Award D 40,196,653 40,196,653
2019-05-06 2019-04-26 4 Cohen Scot By Scot Jason Cohen Foundation TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-05-06 2019-04-26 4 Cohen Scot By IRA TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-05-06 2019-04-26 4 Cohen Scot By V3 Capital Partners LLC TRUU Series B Convertible Preferred Stock C - Conversion I -118,750 0
2019-05-06 2019-04-26 4 Cohen Scot TRUU Series B Convertible Preferred Stock C - Conversion D -3,750 0
2019-05-06 2019-04-26 4 Cohen Scot TRUU Series B Convertible Preferred Stock C - Conversion D -4,000 0
2019-05-06 2019-04-26 4 Cohen Scot TRUU Warrants A - Award D 0.00 56,416,355 56,416,355
2019-05-06 2019-04-26 4 Cohen Scot TRUU Series A Convertible Preferred Stock A - Award D 0.00 3,751 3,751
2019-05-06 2019-04-26 4 Cohen Scot By Scot Jason Cohen Foundation TRUU Common Stock C - Conversion I 200,000 200,000
2019-05-06 2019-04-26 4 Cohen Scot by IRA TRUU Common Stock C - Conversion I 200,000 200,000
2019-05-06 2019-04-26 4 Cohen Scot By V3 Capital Partners LLC TRUU Common Stock C - Conversion I 1,900,000 75,241,261
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock C - Conversion D 16,000,000 198,433,148
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock C - Conversion D 60,000 182,433,148
2019-05-06 2019-04-26 4 Cohen Scot By V3 Capital Partners LLC TRUU Common Stock A - Award I 73,341,261 73,341,261
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock A - Award D 73,341,261 73,341,261
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock A - Award D 101,549,439 109,031,887
2019-02-13 2018-07-05 5 Greco James J TRUU Common Stock A - Award D 5,000,000 5,000,000
2018-07-06 2018-07-05 4 Greco James J TRUU Stock Option A - Award D 0.02 12,644,921 12,644,921
2018-07-06 2018-07-05 4 Greco James J TRUU Stock Option A - Award D 0.02 1,575,079 1,575,079
2018-07-06 2018-07-05 4 Greco James J TRUU Stock Option D - Sale to Issuer D 0.07 -15,750,789 0
2018-07-06 2018-07-05 4 VAN BOERUM ROBERT TRUU Stock Option A - Award D 0.02 3,172,294 3,172,294
2018-07-06 2018-07-05 4 VAN BOERUM ROBERT TRUU Stock Option A - Award D 0.02 3,937,706 3,937,706
2018-07-06 2018-07-05 4 VAN BOERUM ROBERT TRUU Stock Option D - Sale to Issuer D 0.07 -3,937,706 0
2018-07-06 2018-07-05 4 Cohen Scot TRUU Stock Option A - Award D 0.02 7,114,826 7,114,826
2018-07-06 2018-07-05 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.02 35,971,988 35,971,988
2018-07-06 2018-07-05 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.02 10,238,012 10,238,012
2018-07-06 2018-07-05 4 Sherman Kevin Charles TRUU Stock Option D - Sale to Issuer D 0.07 -10,238,012
2016-05-13 2016-05-09 4 Cohen Scot TRUU Common Stock J - Other D 0.1250 400,000 50 4,010,000
2016-04-14 2016-04-13 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.15 33,333,333 33,333,333
2016-04-14 2016-04-13 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 100.0000 50,000 5,000 106,471
2016-01-20 2016-01-15 4 Lance Leonard TRUU Common Stock D - Sale to Issuer D -3,672,268 3,548,414
2016-01-08 2016-01-04 4 Cohen Scot TRUU Common Stock P - Purchase D 0.1575 10,000 2 3,610,000
2016-01-08 2015-12-31 4 Cohen Scot TRUU Common Stock P - Purchase D 0.1442 100,000 14 3,600,000
2015-12-03 2015-11-25 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.15 7,000,002 7,000,002
2015-12-03 2015-11-25 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 100.0000 30,000 3,000 56,471
2015-10-21 2015-08-14 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock P - Purchase I 113.33 1 17,648
2015-10-21 2015-08-14 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.17 2,906,852 2,906,852
2015-10-21 2015-08-14 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 113.3300 14,119 1,600 14,119
2015-10-21 2015-09-11 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) J - Other I 0.17 726,559 726,559
2015-10-21 2015-09-11 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock X - Other I 113.3300 3,529 400 17,648
2015-10-21 2015-09-11 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock X - Other I 113.33 -1 0
2015-10-20 2015-10-16 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.17 1,816,500 1,816,500
2015-10-20 2015-10-16 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 113.3300 8,823 1,000 26,471
2015-10-19 2015-10-08 4 VAN BOERUM ROBERT TRUU Common Stock A - Award D 2,923,706 2,923,706
2015-10-14 2015-10-09 4 Smith Vincent C TRUU Common Stock Warrant (Right to Acquire) J - Other D 0.19 17,500,000 17,500,000
2015-10-13 2015-10-08 4 Sherman Kevin Charles TRUU Common Stock A - Award D 1,500,000 2,088,518
2015-10-13 2015-10-08 4 Kerker Daniel R. TRUU Common Stock A - Award D 3,898,275 4,537,869
2015-10-13 2015-10-08 4 Lance Leonard TRUU Common Stock A - Award D 6,172,268 7,220,682
2015-09-15 2015-09-11 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) J - Other I 0.17 726,559 726,559
2015-09-15 2015-09-11 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock X - Other I 113.3300 3,529 400 17,648
2015-09-15 2015-09-11 4 Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock X - Other I 113.33 -1 0
2015-08-18 2015-08-14 4 Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock P - Purchase I 113.33 1 17,648
2015-08-18 2015-08-14 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.17 2,906,852 2,906,852
2015-08-18 2015-08-14 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 113.3300 14,119 1,600 14,119
2015-08-18 2015-07-30 4 Smith Vincent C Vincent C. Smith, Jr. Annuity Trust 2015-1 TRUU Series C Convertible Preferred Stock C - Conversion I -67,000 0
2015-08-18 2015-07-30 4 Smith Vincent C Vincent C. Smith, Jr. Annuity Trust 2015-1 TRUU Common Stock C - Conversion I 44,666,667 44,666,667
2015-08-18 2015-07-13 4 Smith Vincent C LB 2, LLC TRUU Common Stock P - Purchase I 0.2100 31,500 7 1,459,329
2015-08-18 2015-07-08 4 Smith Vincent C LB 2, LLC TRUU Common Stock P - Purchase I 0.2100 100,000 21 1,427,829
2015-08-18 2015-07-07 4 Smith Vincent C LB 2, LLC TRUU Common Stock P - Purchase I 0.2000 445,685 89 1,327,829
2015-07-14 2015-07-10 4 Lance Leonard TRUU Common Stock A - Award D 1,015,229 1,048,414
2015-07-14 2015-07-10 4 Kerker Daniel R. TRUU Common Stock A - Award D 639,594 639,594
2015-07-14 2015-07-10 4 Sherman Kevin Charles TRUU Common Stock A - Award D 532,995 588,518
2015-06-29 3/A Smith Vincent C By: LB 2, LLC TRUU Common Stock I 882,144
2015-06-29 3/A Smith Vincent C TRUU Common Stock D 1,021,445
2015-06-16 3 Smith Vincent C TRUU Common Stock D 1,764,288
2015-06-16 3 Smith Vincent C TRUU Common Stock D 1,764,288
2015-06-16 3 Smith Vincent C TRUU Common Stock D 1,764,288
2015-05-26 2015-05-21 4 Cohen Scot TRUU Common Stock P - Purchase D 0.1800 500,000 90 3,500,000
2014-11-19 2014-10-15 4/A Lance Leonard TRUU Stock Option A - Award D 0.38 971,970 971,970
2014-11-19 2014-10-15 4/A Lance Leonard TRUU Stock Option D - Sale to Issuer D 0.61 -971,970 256,725
2014-10-16 2014-10-15 4 Wistreich Carl G TRUU Stock Option A - Award D 0.38 368,609 368,609
2014-10-16 2014-10-15 4 Wistreich Carl G TRUU Stock Option D - Sale to Issuer D 0.61 -368,609 0
2014-10-16 2014-10-15 4 Kerker Daniel R. TRUU Stock Option A - Award D 0.38 430,043 430,043
2014-10-16 2014-10-15 4 Kerker Daniel R. TRUU Stock Option D - Sale to Issuer D 0.61 -430,043 0
2014-10-16 2014-10-15 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.38 430,043 430,043
2014-10-16 2014-10-15 4 Sherman Kevin Charles TRUU Stock Option D - Sale to Issuer D 1.10 -245,739 0
2014-10-16 2014-10-15 4 Sherman Kevin Charles TRUU Stock Option D - Sale to Issuer D 1.02 -184,304 0
2014-10-16 2014-10-15 4 Lane Timothy TRUU Stock Option A - Award D 0.38 737,217 737,217
2014-10-16 2014-10-15 4 Lane Timothy TRUU Stock Option D - Sale to Issuer D 0.61 -737,217 0
2014-10-16 2014-10-15 4 Imbrogno Louis TRUU Stock Option A - Award D 0.38 368,609 368,609
2014-10-16 2014-10-15 4 Imbrogno Louis TRUU Stock Option D - Sale to Issuer D 0.61 -368,609 0
2014-10-16 2014-10-15 4 Lance Leonard TRUU Stock Option A - Award D 0.38 1,228,695 1,228,695
2014-10-16 2014-10-15 4 Lance Leonard TRUU Stock Option D - Sale to Issuer D 0.61 -1,228,695 0
2014-07-24 2014-07-23 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.38 1,264,582 1,264,582
2014-07-24 2014-07-23 4 Kerker Daniel R. TRUU Stock Option A - Award D 0.38 1,264,580 1,264,580
2014-07-24 2014-07-23 4 Lance Leonard TRUU Stock Option A - Award D 0.38 1,718,550 1,718,550
2014-06-11 3 Low-Beer Anthony TRUU Common stock D 4,660,000
2014-06-11 3 Low-Beer Anthony By managed accounts TRUU Common stock I 5,720,000
2014-06-11 3 Low-Beer Anthony By managed accounts TRUU Common stock I 5,720,000
2014-06-11 3 Low-Beer Anthony TRUU Common stock D 4,660,000
2014-06-11 2014-05-28 4 Low-Beer Anthony By managed accounts TRUU Common stock P - Purchase I 0.4050 175,000 71 2,435,000
2014-02-14 2013-12-10 5 Wistreich Carl G TRUU Warrants P - Purchase D 0.30 29,167 63,983
2014-02-14 2013-12-10 5 Wistreich Carl G TRUU Series B Convertible Preferred Stock P - Purchase D 25,000.0000 6,250 156,250 13,711
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Warrants J - Other D 0.30 968 63,983
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Series B Convertible Preferred Stock J - Other D 829.6100 207 172 13,711
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Warrants J - Other D 0.30 33,848 63,015
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Series B Convertible Preferred Stock J - Other D 29,012.5000 7,254 210,457 13,711
2014-02-14 2013-12-05 5 Imbrogno Louis TRUU Warrants P - Purchase D 0.30 5,834 5,834
2014-02-14 2013-12-05 5 Imbrogno Louis TRUU Series B Convertible Preferred Stock P - Purchase D 5,000.0000 1,250 6,250 1,250
2014-02-11 2014-02-07 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Kerker Daniel R. TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Lance Leonard TRUU Stock Option A - Award D 0.25 491,478 491,478
2014-02-11 2014-02-07 4 Wistreich Carl G TRUU Warrants A - Award D 0.30 23,334 23,334
2014-02-11 2014-02-07 4 Wistreich Carl G TRUU Series B Convertible Preferred Stock A - Award D 20,000.0000 5,000 100,000 80,000
2014-02-11 2014-02-07 4 Wistreich Carl G TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Imbrogno Louis TRUU Warrants A - Award D 0.30 29,167 29,167
2014-02-11 2014-02-07 4 Imbrogno Louis TRUU Series B Convertible Preferred Stock A - Award D 25,000.0000 6,250 156,250 100,000
2014-02-11 2014-02-07 4 Imbrogno Louis TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Lane Timothy TRUU Warrant A - Award D 0.30 29,167 29,167
2014-02-11 2014-02-07 4 Lane Timothy TRUU Series B Convertible Preferred Stock A - Award D 25,000.0000 6,250 156,250 6,250
2014-02-11 2014-02-07 4 Lane Timothy TRUU Stock Option A - Award D 0.25 491,478 491,478
2013-02-12 3 MKM OPPORTUNITY MASTER FUND LTD By MKM Capital Advisors, LLC BAZI.OB Common Stock I 524,244
2013-02-12 3 MKM OPPORTUNITY MASTER FUND LTD By MKM Opportunity Master Fund, Ltd. BAZI.OB Common Stock I 3,673,799
2013-02-11 3 Red Square Fund One SPC By Rolant Investments Limited BAZI.OB Common Stock I 409,565
2013-02-11 3 Red Square Fund One SPC By Red Square Fund One SPC BAZI.OB Common Stock I 3,751,616
2012-12-04 2012-10-15 4 Lane Timothy BAZI.OB Option to Purchase Common Stock A - Award D 73,721,700 73,721,700
2012-11-20 2012-10-15 4 Imbrogno Louis BAZI.OB Option to Purchase Common Stock A - Award D 36,860,850 36,860,850
2012-10-31 2012-10-15 4 Kerker Daniel R. BAZI.OB Option to Purchase Common Stock A - Award D 0.00 43,004,325 43,004,325
2012-10-31 2012-10-15 4 Lance Leonard BAZI.OB Option to Purchase Common Stock A - Award D 0.00 122,869,500 122,869,500
2012-08-28 2012-08-27 4 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock J - Other D 200,000 1,368,132
2012-08-28 2012-08-27 4 RUMSEY DANIEL BAZI.OB Common Stock J - Other D 800,000 2,888,832
2012-08-15 2012-08-08 4 Sherman Kevin Charles BAZI.OB Common Stock J - Other D 0.0300 639,476 19 5,552,236
2012-08-15 2012-08-08 4 Wildrick Deborah Kern Spouse BAZI.OB Common Stock J - Other I 0.0300 740,385 22 7,359,305
2012-08-15 2012-08-08 4 Wildrick Deborah Kern Spouse BAZI.OB Common Stock J - Other I 0.0300 740,385 22 7,359,305
2012-08-06 2012-07-23 4 RUMSEY DANIEL BAZI.OB Common Stock J - Other D 0.0800 500,000 40 2,088,832
2012-06-28 2012-06-20 4 RUMSEY DANIEL BAZI.OB Common Stock D - Sale to Issuer D 0.0600 -20,000 -1 1,588,832
2012-04-09 2012-04-09 4 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock A - Award D 0.0600 1,000,000 60 1,168,132
2012-04-09 2012-04-09 4 RUMSEY DANIEL BAZI.OB Common Stock A - Award D 0.0600 1,500,000 90 1,608,832
2012-04-09 2012-04-09 4 Robbins Allan Jeffrie BAZI.OB Common Stock A - Award D 0.0600 1,500,000 90 1,601,332
2012-04-09 2012-04-09 4 Makris Milton BAZI.OB Common Stock A - Award D 0.0600 1,000,000 60 1,101,332
2012-04-09 2012-04-09 4 Marcheschi David Peter BAZI.OB Common Stock A - Award D 0.0600 1,000,000 60 1,062,500
2012-03-01 2011-11-14 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock A - Award D 0.0400 62,500 2 168,132
2012-03-01 2011-08-10 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock A - Award D 0.1400 38,832 5 105,632
2012-03-01 2010-03-18 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock Option A - Award D 0.18 0.1800 138,888 25 138,888
2012-03-01 2010-03-18 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock Option A - Award D 0.18 0.1800 13,888 2 13,888
2012-02-14 2011-11-14 5 Robbins Allan Jeffrie BAZI.OB Common Stock A - Award D 0.0400 62,500 2 101,332
2012-02-14 2011-11-14 5 Makris Milton BAZI.OB Common Stock A - Award D 0.0400 62,500 2 101,332
2012-02-14 2011-11-14 5 Marcheschi David Peter BAZI.OB Common Stock A - Award D 0.0400 62,500 2 62,500
2012-02-13 2011-11-14 5 RUMSEY DANIEL BAZI.OB Common Stock A - Award D 0.0400 62,500 2 148,832
2012-01-18 2012-01-12 4 Sherman Kevin Charles BAZI.OB Common Stock A - Award D 0.0300 4,550,760 137
2012-01-18 2011-11-14 4 Sherman Kevin Charles BAZI.OB Common Stock A - Award D 0.0400 200,000 8
2012-01-18 2012-01-12 4 Wildrick Deborah Kern BAZI.OB Common Stock A - Award D 0.0300 6,236,920 187
2012-01-18 2011-11-14 4 Wildrick Deborah Kern BAZI.OB Common Stock A - Award D 0.0400 200,000 8
2010-08-16 2010-08-10 4 Sherman Kevin Charles XELR.OB Stock Option A - Award D 0.19 0.1900 100,000 19 550,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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