NAVB / Navidea Biopharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Navidea Biopharmaceuticals, Inc.
US ˙ OTCPK ˙ US63937X2027

Jumlah Saham Beredar 99,994,385 shares
Saham Orang Dalam4,624,974 shares
Kepemilikan oleh Orang Dalam4.63 %
Orang Dalam Sejati41
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

8452 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

8369 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Navidea Biopharmaceuticals, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Carl J Jr Aschinger Director - [D] 0 0
Rodger A Brown Vice President - [O] 123,027 6,151
Amit Bhalla Director - [D] 71,818 71,818
Claudine Bruck Director - [D] 16,519 16,519
Alexander L Cappello Director - [D] 67,727 67,727
Frederick O Cope SVP & CSO - [O] 585,052 29,253
Cutler Adam D. Director - [D] 10,000 10,000
Peter F Drake Director - [D] 77,829 3,891
Craig Dais CHIEF FINANCIAL OFFICER - [O] 973,633 973,633
Thomas F Farb Director - [D] 33,425 33,425
Brendan A Ford Director - [D] 239,950 11,998
Fiorino Anthony S. Director - [D] 78,000 3,900
Michael M Goldberg President & CEO, Director - [D] [O] 5,921,023 296,051
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Anton Gueth Director - [D] 38,918 1,946
Mark I Greene Director - [D] 157,244 7,862
Jess Jones Director - [D] 29,250 1,462
Perry A Karsen Director - [D] 37,528 1,876
Kaufman Joel H. Chief Business Officer - [O] 5,723 5,723
Thomas J Klima SVP & Chief Commercial Officer - [O] 51,935 2,597
Brent L Larson EVP, CFO, Treas & Sec'y - [O] 222,237 11,112
Richard N Jr Linder VP Sales & Marketing - [O] 21,000 21,000
Jed Latkin CEO, COO & CFO, Director - [D] [O] 107,997 107,997
Michel Mikhail 75,000
Dana J Moss Director - [D] 866,667 866,667
Mark Nordlicht 10% Owner - [10%] 14,946,431 747,322
Mark Jerome Pykett Director - [D] 312,674 15,634
Platinum-Montaur Life Sciences, LLC 10% Owner - [10%] 14,946,431 747,322
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Yehuda Michael Rice Director - [D] 12,500 12,500
Regan William J. SVP & CCO - [O] 172,977 8,649
Cornelia Reininger 143,000
Michael Stanley Rosol Chief Medical Officer - [O] 55,725 55,725
Sarah Kathryn Rouan Director - [D] 18,242 18,242
Eric K Rowinsky Director - [D] 341,446 17,072
Scott John K Jr. Director, 10% Owner - [D] [10%] 0 0
Jill Stefanelli Director - [D] 941,667 941,667
Michael Tomblyn SVP, Chief Med. Officer - [O] 200,000 10,000
Gordon A Troup Director - [D] 265,568 13,278
Tulip Thomas H. Chief Bus. Officer - [O] 70,773 3,539
Josh M Wilson Director - [D] 30,000 30,000
Agnieszka Winkler Director - [D] 33,600 33,600
Malcolm G Witter Director - [D] 165,138 165,138

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di NAVB / Navidea Biopharmaceuticals, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2021-09-17 Witter Malcolm G 20,000 1.5976 20,000 1.5976 31,952 14 1.8200 4,448 13.92
2021-07-26 Witter Malcolm G 15,000 1.6980 15,000 1.6980 25,470
2021-04-23 Witter Malcolm G 10,000 1.6000 10,000 1.6000 16,000
2021-03-29 Witter Malcolm G 21,500 2.0700 21,500 2.0700 44,505
2021-03-03 Witter Malcolm G 15,000 2.3100 15,000 2.3100 34,650
2020-12-28 Witter Malcolm G 5,000 2.0700 5,000 2.0700 10,350

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

NAVB / Navidea Biopharmaceuticals, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di NAVB / Navidea Biopharmaceuticals, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2014-09-02 Nordlicht Mark 60,000 1.3592 3,000 27.1840 81,552 70 20.4 -20,352 -24.96
2014-03-10 PYKETT MARK JEROME 120,000 1.9600 6,000 39.2000 235,200
2014-03-10 Cope Frederick O 15,000 1.9600 750 39.2000 29,400
2014-03-10 LARSON BRENT L 41,500 1.9600 2,075 39.2000 81,340
2012-09-21 Platinum-Montaur Life Sciences, LLC 4,911 3.2400 246 64.8000 15,912
2012-09-19 Platinum-Montaur Life Sciences, LLC 21,700 3.2200 1,085 64.4000 69,874
2012-09-10 Platinum-Montaur Life Sciences, LLC 269,919 3.6900 13,496 73.8000 996,001
2012-09-10 Platinum-Montaur Life Sciences, LLC 20,500 3.7500 1,025 75.0000 76,875

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

NAVB / Navidea Biopharmaceuticals, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2023-12-05 2023-11-27 4 Scott John K Jr. NAVB Series G Redeemable Preferred Stock J - Other D -2,270 0
2023-11-20 2023-11-16 4 Moss Dana J NAVB Common Stock A - Award D 416,667 866,667
2023-11-20 2023-11-16 4 Moss Dana J NAVB Common Stock A - Award D 200,000 450,000
2023-11-20 2023-11-16 4 Stefanelli Jill NAVB Common Stock A - Award D 416,667 941,667
2023-11-20 2023-11-16 4 Stefanelli Jill NAVB Common Stock A - Award D 275,000 525,000
2023-11-14 2023-11-10 4 Dais Craig NAVB Common Stock A - Award D 973,633 973,633
2023-07-17 2023-07-11 4 Moss Dana J NAVB Common Stock A - Award D 250,000 250,000
2023-06-30 2023-06-29 4 Scott John K Jr. NAVB Common Stock A - Award D 0.0880 12,200,000 1,074 31,755,832
2023-06-15 2023-06-05 4 Scott John K Jr. NAVB Common Stock A - Award D 11,508,672 19,555,832
2023-06-15 2023-06-01 4 Scott John K Jr. NAVB Series G Redeemable Preferred Stock J - Other D -990 2,270
2023-06-12 2023-06-08 4 Stefanelli Jill NAVB Common Stock A - Award D 250,000 250,000
2022-11-30 2022-11-30 4/A Witter Malcolm G NAVB Common Stock A - Award D 1,250 165,138
2022-11-30 2022-11-30 4 Witter Malcolm G NAVB Common Stock A - Award D 1,250 163,888
2022-11-30 2022-11-29 4 Wilson Josh M NAVB Common Stock A - Award D 0.0010 30,000 0 30,000
2022-11-30 2022-11-30 4 Scott John K Jr. NAVB Common Stock A - Award D 1,250 8,109,645
2022-11-30 2022-11-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 1,250 67,727
2022-11-30 2022-11-30 4 Bhalla Amit NAVB Common Stock A - Award D 1,250 71,818
2022-11-01 2022-10-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 163,888
2022-11-01 2022-10-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,108,395
2022-11-01 2022-10-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 70,568
2022-11-01 2022-10-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 66,477
2022-10-04 2022-09-30 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,105,895
2022-10-04 2022-09-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 68,068
2022-10-04 2022-09-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 63,977
2022-10-04 2022-09-30 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 161,388
2022-09-13 2022-09-09 4 Rosol Michael Stanley NAVB Common Stock A - Award D 13,000 55,725
2022-09-13 2022-09-09 4 Rosol Michael Stanley NAVB Common Stock A - Award D 28,150 42,725
2022-09-01 2022-08-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 158,888
2022-09-01 2022-08-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,103,395
2022-09-01 2022-08-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 61,477
2022-09-01 2022-08-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 65,568
2022-08-01 2022-07-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 156,388
2022-08-01 2022-07-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,100,895
2022-08-01 2022-07-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 58,977
2022-08-01 2022-07-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 63,068
2022-07-05 2022-06-30 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 153,888
2022-07-05 2022-06-30 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,098,395
2022-07-05 2022-06-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 56,477
2022-07-05 2022-06-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 60,568
2022-06-01 2022-05-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 151,388
2022-06-01 2022-05-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,095,895
2022-06-01 2022-05-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 58,068
2022-06-01 2022-05-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 53,977
2022-05-03 2022-04-30 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 148,888
2022-05-03 2022-04-30 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,093,395
2022-05-03 2022-04-10 4 Scott John K Jr. NAVB Series F Redeemable Convertible Preferred Stock P - Purchase D 0.80 0.8000 1,740 1 1,740
2022-05-03 2022-04-10 4 Scott John K Jr. NAVB Series E Redeemable Convertible Preferred Stock S - Sale D 2.30 2.3000 -50,000 -115 0
2022-05-03 2022-04-10 4 Scott John K Jr. NAVB Series G Redeemable Preferred Stock P - Purchase D 3,260 3,260
2022-05-03 2022-04-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 51,477
2022-05-03 2022-04-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 55,568
2022-03-31 2022-03-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,090,895
2022-03-31 2022-03-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 48,977
2022-03-31 2022-03-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 53,068
2022-03-31 2022-03-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 146,388
2022-03-08 2021-12-27 4/A Rosol Michael Stanley NAVB Stock Option A - Award D 1.08 0.0010 100,000 0 100,000
2022-03-01 2022-02-28 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,088,395
2022-03-01 2022-02-28 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 143,888
2022-03-01 2022-02-28 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 46,477
2022-03-01 2022-02-28 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 50,568
2022-02-01 2022-01-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 141,388
2022-02-01 2022-01-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,085,895
2022-02-01 2022-01-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 43,977
2022-02-01 2022-01-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 48,068
2022-01-18 2022-01-14 4 Rosol Michael Stanley NAVB Common Stock A - Award D 7,728 14,575
2022-01-04 2021-12-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,083,395
2022-01-04 2021-12-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 138,888
2022-01-04 2021-12-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 45,568
2022-01-04 2021-12-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 41,477
2021-12-29 2021-12-27 4 Rosol Michael Stanley NAVB Stock Option A - Award D 1.08 0.0010 100,000 0 100,000
2021-12-02 2021-11-30 4 Witter Malcolm G NAVB Common Stock A - Award D 1,250 136,388
2021-12-02 2021-11-15 4 Witter Malcolm G NAVB Common Stock A - Award D 2,886 135,138
2021-12-02 2021-11-15 4 Witter Malcolm G NAVB Common Stock A - Award D 0.0010 30,000 0 132,252
2021-12-02 2021-11-30 4 Winkler Agnieszka NAVB Common Stock A - Award D 1,250 33,600
2021-12-02 2021-11-15 4 Winkler Agnieszka NAVB Common Stock A - Award D 2,350 32,350
2021-12-02 2021-11-15 4 Winkler Agnieszka NAVB Common Stock A - Award D 0.0010 30,000 0 30,000
2021-12-02 2021-11-30 4 Scott John K Jr. NAVB Common Stock A - Award D 1,250 8,080,895
2021-12-02 2021-11-15 4 Scott John K Jr. NAVB Common Stock A - Award D 2,483 8,079,645
2021-12-02 2021-11-15 4 Scott John K Jr. NAVB Common Stock A - Award D 0.0010 30,000 0 8,077,162
2021-12-02 2021-11-30 4 FARB THOMAS F NAVB Common Stock A - Award D 1,250 33,425
2021-12-02 2021-11-15 4 FARB THOMAS F NAVB Common Stock A - Award D 2,175 32,175
2021-12-02 2021-11-15 4 FARB THOMAS F NAVB Common Stock A - Award D 0.0010 30,000 0 30,000
2021-12-02 2021-11-30 4 Bhalla Amit NAVB Common Stock A - Award D 1,250 43,068
2021-12-02 2021-11-15 4 Bhalla Amit NAVB Common Stock A - Award D 2,623 41,818
2021-12-02 2021-11-15 4 Bhalla Amit NAVB Common Stock A - Award D 0.0010 30,000 0 39,195
2021-12-02 2021-11-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 1,250 38,977
2021-12-02 2021-11-15 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 3,965 37,727
2021-12-02 2021-11-15 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 0.0010 30,000 0 33,762
2021-12-02 2021-11-15 4 Mikhail Michel NAVB Stock Option A - Award D 1.37 0.0010 75,000 0 75,000
2021-10-01 2021-09-30 4 Witter Malcolm G NAVB Common Stock A - Award D 3,995 102,252
2021-10-01 2021-09-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 3,762 3,762
2021-10-01 2021-09-30 4 Bhalla Amit NAVB Common Stock A - Award D 4,286 9,195
2021-09-17 2021-09-17 4 Witter Malcolm G NAVB Common Stock P - Purchase D 1.5976 20,000 32 98,257
2021-07-26 2021-07-26 4 Witter Malcolm G NAVB Common Stock P - Purchase D 1.6980 15,000 25 78,257
2021-07-07 2021-06-30 4 Bruck Claudine NAVB Common Stock A - Award D 3,969 16,519
2021-07-07 2021-06-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,409 4,909
2021-07-07 2021-06-30 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 4,892 18,242
2021-07-07 2021-06-30 4 Witter Malcolm G NAVB Common Stock A - Award D 3,757 63,257
2021-05-06 2021-05-04 4 Bhalla Amit NAVB Stock Option A - Award D 1.64 0.0010 2,500 0 2,500
2021-05-06 2021-05-04 4 Bhalla Amit NAVB Common Stock A - Award D 0.0010 2,500 0 2,500
2021-04-26 2021-04-23 4 Witter Malcolm G NAVB Common Stock P - Purchase D 1.6000 10,000 16 57,000
2021-03-29 2021-03-29 4 Witter Malcolm G NAVB Common Stock P - Purchase D 2.0700 21,500 45 47,000
2021-03-04 2021-03-02 4 Scott John K Jr. NAVB Series E Redeemable Convertible Preferred Stock P - Purchase D 2.30 100.0000 50,000 5,000 50,000
2021-03-03 2021-03-03 4 Witter Malcolm G NAVB Common Stock P - Purchase D 2.3100 15,000 35 25,500
2021-02-17 2021-02-15 4 Rosol Michael Stanley NAVB Stock Option A - Award D 2.56 0.0010 25,000 0 25,000
2021-02-17 2021-02-15 4 Kaufman Joel H. NAVB Stock Option A - Award D 2.56 0.0010 25,000 0 25,000
2021-02-17 2021-02-15 4 Latkin Jed NAVB Stock Option A - Award D 2.56 0.0010 100,000 0 100,000
2021-01-14 2021-01-13 4 Witter Malcolm G NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Witter Malcolm G NAVB Common Stock A - Award D 0.0010 2,500 0 13,000
2021-01-14 2021-01-13 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 2,500 0 12,500
2021-01-14 2021-01-13 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 2,500 0 13,350
2021-01-14 2021-01-13 4 Cutler Adam D. NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 2,500 0 10,000
2021-01-14 2021-01-13 4 Bruck Claudine NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 2,500 0 12,550
2020-12-30 2020-12-28 4 Witter Malcolm G NAVB Common Stock P - Purchase D 2.0700 5,000 10 10,500
2020-12-30 3 Witter Malcolm G NAVB Common Stock D 5,500
2020-11-06 2020-11-04 4 Kaufman Joel H. NAVB Stock Option A - Award D 2.31 0.0010 20,000 0 20,000
2020-11-06 3 Kaufman Joel H. NAVB Common Stock D 5,723
2020-11-06 3 Kaufman Joel H. NAVB Common Stock D 24,645
2020-09-02 2020-08-30 4 Scott John K Jr. NAVB Common Stock P - Purchase D 5.0000 5,000 25 8,047,162
2020-08-18 2020-08-14 4 Latkin Jed NAVB Stock Option A - Award D 4.70 0.0010 100,000 0 100,000
2020-08-18 2020-08-14 4 Latkin Jed NAVB Common Stock A - Award D 0.0010 50,000 0 107,997
2020-06-04 2020-06-02 4 Latkin Jed NAVB Common Stock A - Award D 2.6200 33,997 89 57,997
2020-06-04 2020-06-02 4 Rosol Michael Stanley NAVB Common Stock A - Award D 2.6200 6,847 18 13,097
2020-02-20 2020-02-20 4 Latkin Jed NAVB Common Stock P - Purchase D 1.0800 5,000 5 17,950
2020-02-19 2020-02-13 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.8500 2,373,529 2,017 8,042,162
2020-02-07 2020-02-06 4 Bruck Claudine NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 2,500 0 10,050
2020-02-07 2020-02-06 4 Cutler Adam D. NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 10,000
2020-02-07 2020-02-06 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 2,500 0 10,000
2020-02-07 2020-02-06 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 2,500 0 10,850
2020-02-07 2020-02-06 4 Latkin Jed NAVB Stock Option A - Award D 1.06 0.0010 100,000 0 203,250
2020-02-07 2020-02-06 4 Rosol Michael Stanley NAVB Stock Option A - Award D 1.06 0.0010 25,000 0 31,250
2019-12-11 2019-12-06 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.9000 555,555 500 5,668,633
2019-06-21 2019-06-18 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.7500 4,000,000 3,000 5,113,078
2019-06-07 2019-06-05 4 Latkin Jed NAVB Common Stock P - Purchase D 1.2583 1,000 1 12,950
2019-05-21 2019-05-17 4 Rouan Sarah Kathryn NAVB Common Stock P - Purchase D 1.4640 3,350 5 8,350
2019-05-17 2019-05-17 4 Latkin Jed NAVB Common Stock P - Purchase D 1.4629 1,000 1 11,950
2019-05-17 2019-05-16 4 Latkin Jed NAVB Common Stock P - Purchase D 1.4536 1,500 2 10,950
2019-05-15 2019-05-13 4 Bruck Claudine NAVB Common Stock P - Purchase D 1.9040 2,550 5 7,550
2019-05-15 2019-05-15 4 Latkin Jed NAVB Common Stock P - Purchase D 1.4477 1,000 1 9,450
2019-05-15 2019-05-14 4 Latkin Jed NAVB Common Stock P - Purchase D 1.8396 2,000 4 8,450
2019-05-15 2019-05-13 4 Latkin Jed NAVB Common Stock P - Purchase D 1.9144 2,400 5 6,450
2019-03-25 2019-03-22 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.1400 357,143 50 22,261,565
2019-02-12 2019-02-07 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 150,000
2019-02-12 2019-02-07 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 50,000 0 150,000
2019-02-12 2019-02-07 4 Cutler Adam D. NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Bruck Claudine NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2019-02-11 2019-02-07 4 Latkin Jed NAVB Stock Option A - Award D 1,000,000 2,065,000
2019-01-03 2019-01-02 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2019-01-03 2019-01-02 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 50,000 0 50,000
2019-01-03 2019-01-02 4 Rosol Michael Stanley NAVB Stock Option A - Award D 0.38 0.0010 125,000 0 125,000
2019-01-03 2019-01-02 4 Cutler Adam D. NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2019-01-03 2019-01-02 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 50,000 0 50,000
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Spouse NAVB Common Stock I 22,159,992
2018-09-24 3 Scott John K Jr. By Daughter NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. NAVB Common Stock D 44,011,629
2018-09-24 3 Scott John K Jr. By Spouse NAVB Common Stock I 22,159,992
2018-09-24 3 Scott John K Jr. By Daughter NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Daughter NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Spouse NAVB Common Stock I 22,159,992
2018-09-24 3 Scott John K Jr. NAVB Common Stock D 44,011,629
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. NAVB Common Stock D 44,011,629
2018-07-13 2018-06-29 4 Cope Frederick O NAVB Common Stock A - Award D 0.2300 212,390 49 585,052
2018-03-16 2018-03-15 4 Bruck Claudine NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2018-03-16 2018-03-15 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 50,000 0 50,000
2018-02-22 2018-02-20 4 Cope Frederick O NAVB Common Stock A - Award D 0.3600 135,694 49 372,662
2018-02-22 2018-02-20 4 Greene Mark I NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 100,000
2018-02-22 2018-02-20 4 Greene Mark I NAVB Common Stock A - Award D 0.0010 50,000 0 157,244
2018-02-22 2018-02-20 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 100,000
2018-02-22 2018-02-20 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2018-02-22 2018-02-20 4 Rowinsky Eric K NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 173,764
2018-02-22 2018-02-20 4 Rowinsky Eric K NAVB Common Stock A - Award D 0.0010 50,000 0 341,446
2017-09-19 2017-09-14 4 RICE YEHUDA MICHAEL NAVB Common Stock G - Gift D -28,000 50,000
2017-07-03 2017-06-29 4 Regan William J. NAVB Common Stock P - Purchase D 0.5293 20,000 11 172,977
2017-06-30 2017-06-30 4 Fiorino Anthony S. NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 Fiorino Anthony S. NAVB Common Stock A - Award D 0.0010 50,000 0 78,000
2017-06-30 2017-06-30 4 Greene Mark I NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 Greene Mark I NAVB Common Stock A - Award D 0.0010 50,000 0 107,244
2017-06-30 2017-06-30 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 50,000 0 78,000
2017-06-30 2017-06-30 4 Rowinsky Eric K NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 Rowinsky Eric K NAVB Common Stock A - Award D 0.0010 50,000 0 291,446
2017-05-31 2017-05-30 4 Latkin Jed NAVB Common Stock, $.001 par value P - Purchase D 0.4364 7,600 3 50,159
2017-05-23 2017-05-22 4 Latkin Jed NAVB Common Stock, $.001 par value P - Purchase D 0.4499 11,200 5 42,559
2017-05-23 2017-05-19 4 Latkin Jed NAVB Common Stock, $.001 par value P - Purchase D 0.4511 14,159 6 31,359
2017-05-19 2017-05-18 4 Latkin Jed NAVB Common Stock, $.001 par value A - Award D 0.4496 3,900 2 17,200
2017-05-19 2017-05-17 4 Latkin Jed NAVB Common Stock, $.001 par value A - Award D 0.4670 13,300 6 13,300
2017-05-16 2017-05-16 4 GOLDBERG MICHAEL M NAVB Common Stock, $.001 par value A - Award D 0.4599 106,021 49 5,921,023
2017-05-05 2017-05-04 4 Latkin Jed NAVB Stock Option (Right to Buy) A - Award D 1,000,000 1,065,000
2017-02-09 2017-02-06 4 Cope Frederick O NAVB NAVB Common Stock, $.001 par value A - Award D 0.5200 88,378 46 180,593
2017-02-09 2017-02-06 4 Klima Thomas J NAVB NAVB Common Stock, $.001 par value A - Award D 0.5200 50,885 26 51,935
2017-02-09 2017-02-06 4 Regan William J. NAVB NAVB Common Stock, $.001 par value A - Award D 0.5200 79,155 41 116,962
2017-01-19 2017-01-17 4 GOLDBERG MICHAEL M NAVB Warrants (Right to Buy) X - Other D 0.01 -5,411,850 0
2017-01-19 2017-01-17 4 GOLDBERG MICHAEL M NAVB NAVB Common Stock, $.001 par value X - Other D 0.0100 5,411,850 54 5,815,002
2017-01-11 2017-01-10 4 Greene Mark I NAVB Common Stock A - Award D 0.6400 16,406 10 57,244
2016-11-01 2016-10-14 4 Latkin Jed NAVB Stock Option (Right to Buy) A - Award D 1.00 20,000 20,000
2016-10-19 2016-10-17 4 GOLDBERG MICHAEL M NAVB Warrants (Right to Buy) J - Other D 0.01 2.0700 5,411,850 11,203 5,411,850
2016-10-18 2016-10-17 4 Greene Mark I NAVB Common Stock A - Award D 0.8700 11,413 10 40,838
2016-07-07 2016-06-14 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 28,000 28,000
2016-07-07 2016-07-06 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 0.5000 43,580 22 403,152
2016-05-03 2016-04-20 4 Troup Gordon A NAVB Common Stock A - Award D 28,000 265,568
2016-04-29 2016-04-20 4 Rowinsky Eric K NAVB Common Stock A - Award D 28,000 224,446
2016-04-29 2016-04-08 4 Rowinsky Eric K NAVB Common Stock A - Award D 1.1400 10,726 12 196,446
2016-04-29 2016-04-20 4 Fiorino Anthony S. NAVB Common Stock A - Award D 28,000 28,000
2016-04-29 2016-04-27 4 Greene Mark I NAVB Common Stock A - Award D 1.3700 1,425 2 29,425
2016-04-29 2016-04-20 4 Greene Mark I NAVB Common Stock A - Award D 28,000 28,000
2016-04-29 2016-04-20 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 28,000 359,572
2016-02-29 2016-02-25 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 0.98 52,405 52,405
2016-02-29 2016-02-25 4 Klima Thomas J NAVB Stock Option (Right to Buy) A - Award D 0.98 56,598 56,598
2016-02-29 2014-12-17 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 1.50 25,000 25,000
2016-02-29 2016-02-25 4 Cope Frederick O NAVB Common Stock (Right to Buy) A - Award D 0.98 58,510 58,510
2016-02-29 2016-02-25 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 0.98 54,501 54,501
2016-01-08 2016-01-06 4 GUETH ANTON NAVB Common Stock A - Award D 1.2200 16,918 21 38,918
2015-12-03 2015-12-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.5000 -12,500 -19 222,237
2015-11-04 2015-11-02 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.9800 -12,500 -25 234,737
2015-10-20 2015-10-08 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 2.2600 13,247 30 331,572
2015-10-20 2015-10-09 4 Troup Gordon A NAVB Common Stock A - Award D 2.2400 5,254 12 237,568
2015-10-05 2015-10-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 2.2700 -12,500 -28 247,237
2015-09-02 2015-09-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.8813 -12,500 -24 259,737
2015-08-05 2015-08-03 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.7064 -12,500 -21 272,237
2015-08-03 2015-07-31 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.6100 9,317 15 239,950
2015-07-28 2015-07-26 4 Troup Gordon A NAVB Common Stock A - Award D 1.6100 10,559 17 232,314
2015-07-21 2015-07-16 4 DRAKE PETER F NAVB Common Stock D - Sale to Issuer D 0.0100 -22,000 -0 77,829
2015-07-21 2015-07-16 4 KARSEN PERRY A NAVB Common Stock D - Sale to Issuer D 0.0100 -22,000 -0 37,528
2015-07-20 3 Tomblyn Michael NAVB Common Stock D 200,000
2015-07-20 3 Tomblyn Michael NAVB Common Stock D 200,000
2015-07-06 2015-07-02 4 GUETH ANTON NAVB Common Stock A - Award D 0.0010 22,000 0 22,000
2015-07-02 2015-07-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.6107 -12,500 -20 284,737
2015-06-04 3 GUETH ANTON NAVB Common Stock D 0
2015-06-02 2015-06-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.2430 -12,500 -16 297,237
2015-06-01 2015-05-21 4/A FORD BRENDAN A NAVB Common Stock P - Purchase D 1.3113 20,000 26 230,633
2015-06-01 2015-05-29 4 Troup Gordon A NAVB Common Stock P - Purchase D 1.3098 10,000 13 221,715
2015-05-26 2015-05-21 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.3113 20,000 26 230,633
2015-05-05 2015-05-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.3300 -12,500 -17 309,737
2015-04-03 2015-04-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.5775 -20,000 -32 322,237
2015-03-30 2015-03-26 4 FORD BRENDAN A NAVB Common Stock A - Award D 22,000 210,633
2015-03-30 2015-03-26 4 KARSEN PERRY A NAVB Common Stock A - Award D 22,000 59,528
2015-03-30 2015-03-26 4 DRAKE PETER F NAVB Common Stock A - Award D 22,000 99,839
2015-03-30 2015-03-26 4 Troup Gordon A NAVB Common Stock A - Award D 22,000 211,755
2015-03-30 2015-03-26 4 Rowinsky Eric K NAVB Common Stock A - Award D 22,000 185,720
2015-03-30 2015-03-26 4 Tulip Thomas H. NAVB Common Stock F - Taxes D 1.6500 -7,645 -13 70,773
2015-03-30 2015-03-26 4 Tulip Thomas H. NAVB Common Stock A - Award D 20,000 78,418
2015-03-30 2015-03-26 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 1.65 151,000 151,000
2015-03-30 2015-03-26 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 1.65 162,000 162,000
2015-03-30 2015-03-26 4 Regan William J. NAVB Common Stock (Right to Buy) A - Award D 1.65 165,000 165,000
2015-03-30 2015-03-26 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 22,000 318,325
2015-02-09 2015-02-05 4 Troup Gordon A NAVB Common Stock A - Award D 1.8900 7,406 14 189,755
2015-02-09 2015-02-05 4 KARSEN PERRY A NAVB Common Stock A - Award D 1.8900 7,276 14 37,528
2015-02-09 2015-02-05 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.8900 7,937 15 188,633
2015-02-09 2015-02-05 4 DRAKE PETER F NAVB Common Stock A - Award D 1.8900 7,606 14 77,829
2015-02-09 2015-02-05 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 1.8900 6,614 13 296,325
2014-12-18 2014-12-17 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 1.50 25,000 25,000
2014-12-12 2014-12-10 4 LARSON BRENT L NAVB Stock Option (Right to Buy) M - Exercise D 0.39 50,000 0
2014-12-12 2014-12-10 4 LARSON BRENT L NAVB Common Stock F - Taxes D 1.3100 -26,947 -35 342,237
2014-12-12 2014-12-10 4 LARSON BRENT L NAVB Common Stock M - Exercise D 0.3900 50,000 20 369,184
2014-12-11 2014-12-08 4 Regan William J. NAVB Common Stock A - Award D 20,000 30,000
2014-11-17 2014-11-14 4 GOLDBERG MICHAEL M NAVB Common Stock P - Purchase D 1.1245 28,359 32 289,711
2014-11-17 2014-11-13 4 GOLDBERG MICHAEL M NAVB Common Stock P - Purchase D 1.0588 71,641 76 261,352
2014-11-12 2014-11-10 4 Troup Gordon A NAVB Common Stock A - Award D 1.3200 16,099 21 182,349
2014-11-12 2014-11-10 4 Rowinsky Eric K NAVB Common Stock A - Award D 1.3200 9,470 13 163,720
2014-11-12 2014-11-10 4 KARSEN PERRY A NAVB Common Stock A - Award D 1.3200 10,252 14 30,252
2014-11-12 2014-11-10 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 1.0300 10,000 10 180,696
2014-11-12 2014-11-10 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.3200 11,446 15 170,696
2014-11-12 2014-11-10 4 DRAKE PETER F NAVB Common Stock A - Award D 1.3200 10,973 14 70,223
2014-11-12 2014-11-10 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 1.3200 9,470 13 189,711
2014-10-08 2014-10-06 4 Tulip Thomas H. NAVB Common Stock F - Taxes D 1.3400 -6,582 -9 58,418
2014-10-08 2014-10-06 4 Tulip Thomas H. NAVB Common Stock A - Award D 20,000 65,000
2014-09-04 2014-09-02 4 Nordlicht Mark By Platinum Partners Value Arbitrage Fund L.P. NAVB Common Stock, par value $0.001 S - Sale I 1.3592 -60,000 -82 14,946,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-06-03 2014-06-01 4 PYKETT MARK JEROME NAVB Common Stock A - Award D 20,000 312,674
2014-05-15 2014-05-12 4 Regan William J. NAVB Common Stock P - Purchase D 1.4290 100 0 10,000
2014-05-15 2014-05-12 4 Regan William J. NAVB Common Stock P - Purchase D 1.4250 500 1 9,900
2014-05-15 2014-05-12 4 Regan William J. NAVB Common Stock P - Purchase D 1.4280 4,400 6 9,400
2014-05-13 2014-05-09 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 1.3400 10,000 13 292,674
2014-03-11 2014-03-10 4 Cope Frederick O NAVB Common Stock S - Sale D 1.9600 -15,000 -29 75,814
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Stock Option (Right to Buy) M - Exercise D 0.49 -50,000 0
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.9600 -41,500 -81 319,184
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Common Stock F - Taxes D 1.9900 -12,312 -25 360,684
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Common Stock M - Exercise D 0.4900 50,000 24 372,996
2014-03-11 2014-03-10 4 PYKETT MARK JEROME NAVB Common Stock S - Sale D 1.9600 -120,000 -235 282,674
2014-02-19 2014-02-17 4 KARSEN PERRY A NAVB Common Stock A - Award D 20,000 20,000
2014-02-18 2014-02-13 4 DRAKE PETER F NAVB Common Stock A - Award D 20,000 59,250
2014-02-18 2014-02-13 4 FORD BRENDAN A NAVB Common Stock A - Award D 20,000 159,250
2014-02-18 2014-02-13 4 Rowinsky Eric K NAVB Common Stock A - Award D 20,000 154,250
2014-02-18 2014-02-13 4 Troup Gordon A NAVB Common Stock A - Award D 20,000 166,250
2014-02-18 2014-02-13 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 20,000 180,241
2014-01-31 2014-01-28 4 PYKETT MARK JEROME NAVB Stock Option (Right to Buy) A - Award D 1.77 258,000 258,000
2014-01-31 2014-01-28 4 Tulip Thomas H. NAVB Stock Option (Right to Buy) A - Award D 1.77 150,000 150,000
2014-01-31 2014-01-28 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 1.77 124,000 124,000
2014-01-31 2014-01-28 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 1.77 133,000 133,000
2014-01-31 2014-01-28 4 Reininger Cornelia NAVB Stock Option (Right to Buy) A - Award D 1.77 143,000 143,000
2014-01-31 2014-01-28 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 1.77 85,000 85,000
2014-01-09 2014-01-07 4 LARSON BRENT L NAVB Stock Option (Right to Buy) M - Exercise D 0.30 -70,000 0
2014-01-09 2014-01-07 4 LARSON BRENT L NAVB Common Stock F - Taxes D 1.9300 -34,308 -66 322,996
2014-01-09 2014-01-07 4 LARSON BRENT L NAVB Common Stock M - Exercise D 0.3000 70,000 21 357,304
2013-11-25 3 Platinum Partners Value Arbitrage Fund, LP By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 10,073,375
2013-11-20 3 GOLDBERG MICHAEL M NAVB Common Stock D 147,991
2013-11-20 2013-11-18 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 12,250 160,241
2013-11-08 2013-11-08 4/A FORD BRENDAN A NAVB Common Stock P - Purchase D 1.4500 20,000 29 139,250
2013-11-08 2013-11-08 4 LARSON BRENT L NAVB Common Stock P - Purchase D 1.3900 5,000 7 287,304
2013-11-08 2013-11-08 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 1.4500 20,000 29 139,250
2013-11-08 2013-11-08 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 1.3500 10,900 15 402,674
2013-11-08 2013-11-08 4 Troup Gordon A NAVB Common Stock P - Purchase D 1.3579 20,000 27 146,250
2013-11-08 2013-11-08 4 Cope Frederick O NAVB Common Stock P - Purchase D 1.4300 3,500 5 90,814
2013-03-27 2013-02-17 4/A PYKETT MARK JEROME NAVB Common Stock D - Sale to Issuer D 3.0800 -34,074 -105 273,226
2013-03-27 2013-03-13 4/A PYKETT MARK JEROME NAVB Common Stock F - Taxes D 3.1600 -58,302 -184 389,924
2013-03-27 2013-03-13 4/A PYKETT MARK JEROME NAVB Common Stock A - Award D 175,000 448,226
2013-03-18 2013-03-15 4 Tulip Thomas H. NAVB Common Stock P - Purchase D 2.8200 17,500 49 45,000
2013-03-18 2013-03-15 4 Regan William J. NAVB Common Stock P - Purchase D 2.7100 5,000 14 5,000
2013-03-18 2013-03-15 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 2.7100 5,000 14 119,250
2013-03-18 2013-03-15 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 2.7000 1,850 5 355,914
2013-03-18 2013-03-15 4 Troup Gordon A NAVB Common Stock P - Purchase D 2.6990 7,000 19 126,250
2013-03-15 2013-03-13 4 BROWN RODGER A NAVB Common Stock F - Taxes D 3.1600 -16,194 -51 123,027
2013-03-15 2013-03-13 4 BROWN RODGER A NAVB Common Stock A - Award D 45,000 139,221
2013-03-15 2013-03-13 4 Cope Frederick O NAVB Common Stock F - Taxes D 3.1600 -42,686 -135 87,314
2013-03-15 2013-03-13 4 Cope Frederick O NAVB Common Stock A - Award D 125,000 130,000
2013-03-15 2013-03-13 4 Troup Gordon A NAVB Common Stock A - Award D 30,000 119,250
2013-03-15 2013-03-13 4 FORD BRENDAN A NAVB Common Stock A - Award D 30,000 114,250
2013-03-15 2013-03-13 4 LARSON BRENT L NAVB Common Stock F - Taxes D 3.1600 -42,821 -135 282,304
2013-03-15 2013-03-13 4 LARSON BRENT L NAVB Common Stock A - Award D 125,000 325,125
2013-03-15 2013-03-13 4 Rowinsky Eric K NAVB Common Stock A - Award D 30,000 134,250
2013-03-15 2013-03-13 4 PYKETT MARK JEROME NAVB Common Stock F - Taxes D 3.1600 -43,236 -137 354,064
2013-03-15 2013-03-13 4 PYKETT MARK JEROME NAVB Common Stock A - Award D 125,000 397,300
2013-02-26 2013-02-21 4 DRAKE PETER F NAVB Common Stock A - Award D 12,250 39,250
2013-02-26 2013-02-21 4 FORD BRENDAN A NAVB Common Stock A - Award D 12,250 84,250
2013-02-26 2013-02-21 4 JONES JESS NAVB Common Stock A - Award D 12,250 29,250
2013-02-26 2013-02-21 4 Rowinsky Eric K NAVB Common Stock A - Award D 12,250 104,250
2013-02-26 2013-02-21 4 Troup Gordon A NAVB Common Stock A - Award D 12,250 89,250
2013-02-19 2013-02-17 4 PYKETT MARK JEROME NAVB Common Stock D - Sale to Issuer D 3.0800 -35,000 -108 272,300
2013-02-19 2013-02-15 4 PYKETT MARK JEROME NAVB Stock Option (Right to Buy) A - Award D 3.08 304,000 304,000
2013-02-19 2013-02-15 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 3.08 142,000 142,000
2013-02-19 2013-02-15 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 3.08 100,000 100,000
2013-02-19 2013-02-15 4 Reininger Cornelia NAVB Stock Option (Right to Buy) A - Award D 3.08 120,000 120,000
2013-02-19 2013-02-15 4 Tulip Thomas H. NAVB Stock Option (Right to Buy) A - Award D 3.08 174,000 174,000
2013-02-19 2013-02-15 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 3.08 145,000 145,000
2012-11-29 2012-11-27 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 J - Other D 2.5800 -3,001,860 -7,745 3,799,156
2012-11-09 3 Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 D 7,472,368
2012-11-09 2012-10-10 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 P - Purchase D 2.5600 37,030 95 6,801,016
2012-11-09 2012-09-21 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.2400 -4,911 -16 6,763,986
2012-11-09 2012-09-19 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.2200 -21,700 -70 6,768,897
2012-11-09 2012-09-10 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.6900 -269,919 -996 6,790,597
2012-11-09 2012-09-10 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.7500 -20,500 -77 7,060,516
2012-11-09 2012-09-07 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.6100 -118,731 -429 7,081,016
2012-11-09 2012-09-06 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.7100 -2,200 -8 7,199,747
2012-11-09 2012-09-05 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.7800 -64,900 -245 7,201,947
2012-11-09 2012-09-04 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.8000 -205,521 -781 7,266,847
2012-11-02 2012-11-01 4 Reininger Cornelia NAVB Stock Option (Right to Buy) A - Award D 2.85 88,000 88,000
2012-09-27 2012-09-26 4 Rowinsky Eric K NAVB Common Stock A - Award D 30,000 92,000
2012-09-14 2012-09-11 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 2.6380 4,000 11 307,300
2012-09-14 2012-09-14 4 Tulip Thomas H. NAVB Common Stock P - Purchase D 2.7000 15,000 40 27,500
2012-09-13 2012-09-12 4 Troup Gordon A NAVB Common Stock P - Purchase D 2.6370 5,000 13 77,000
2012-09-13 2012-08-15 4 Troup Gordon A NAVB Common Stock P - Purchase D 3.5790 5,000 18 72,000
2012-09-13 2012-09-12 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 2.6400 5,000 13 72,000
2012-04-23 2012-04-20 4 BROWN RODGER A NAVB Common Stock D - Sale to Issuer D 2.6900 -15,000 -40 94,221
2012-04-23 2012-04-20 4 LARSON BRENT L NAVB Common Stock D - Sale to Issuer D 2.6900 -15,000 -40 200,125
2012-04-23 2012-04-20 4 Tulip Thomas H. NAVB Common Stock D - Sale to Issuer D 2.6900 -7,500 -20 12,500
2012-04-11 2012-04-10 4 DRAKE PETER F NAVB Common Stock A - Award D 17,000 27,000
2012-04-11 2012-04-10 4 FORD BRENDAN A NAVB Common Stock A - Award D 17,000 67,000
2012-04-11 2012-04-10 4 Rowinsky Eric K NAVB Common Stock A - Award D 17,000 62,000
2012-04-11 2012-04-10 4 Troup Gordon A NAVB Common Stock A - Award D 17,000 67,000
2012-04-11 2012-04-10 4 JONES JESS NAVB Common Stock A - Award D 17,000 17,000
2012-02-22 2012-02-17 4 PYKETT MARK JEROME NAVB Stock Option (Right to Buy) A - Award D 3.28 250,000 250,000
2012-02-22 2012-02-17 4 PYKETT MARK JEROME NAVB Common Stock A - Award D 300,000 303,300
2012-02-22 2012-02-17 4 Tulip Thomas H. NAVB Stock Option (Right to Buy) A - Award D 3.28 163,000 163,000
2012-02-22 2011-12-09 4 Tulip Thomas H. NAVB Common Stock A - Award D 20,000 20,000
2012-02-22 2012-02-17 4 BROWN RODGER A NAVB Stock Option (Right to Buy) A - Award D 3.28 65,000 65,000
2012-02-22 2012-02-17 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 3.28 127,000 127,000
2012-02-22 2012-02-17 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 3.28 88,000 88,000
2012-02-22 2011-12-09 4 Rowinsky Eric K NAVB Common Stock A - Award D 30,000 45,000
2012-01-20 2011-11-01 4/A BROWN RODGER A NAVB Common Stock F - Taxes D 2.8400 -80,779 -229 109,221
2012-01-20 2011-11-01 4/A LARSON BRENT L NAVB Common Stock F - Taxes D 2.8400 -47,287 -134 215,125
2004-06-17 3 Aschinger Carl J Jr NEOP Common Stock D 0
2003-11-04 3 LINDER RICHARD N JR NEOP Common Stock D 21,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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