| Saham Orang Dalam | 7,292,946 shares |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
N/A
Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
N/A
Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Ocera Therapeutics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di OCRX / Ocera Therapeutics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di OCRX / Ocera Therapeutics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017-12-13 | 2017-12-11 | 4 | DP VIII Associates, L.P. | OCRX | Common Stock | D | -7,333 | 0 | ||||||
| 2017-12-13 | 2017-12-11 | 4 | Domain Partners VI, L.P. | OCRX | Warrant to Purchase Common Stock | D | 0.67 | -20,150 | 0 | |||||
| 2017-12-13 | 2017-12-11 | 4 | Domain Partners VI, L.P. | OCRX | Warrant to Purchase Common Stock | D | 0.67 | -20,150 | 0 | |||||
| 2017-12-13 | 2017-12-11 | 4 | Domain Partners VI, L.P. | OCRX | Common Stock | D | -1,857,036 | 0 | ||||||
| 2017-12-13 | 2017-12-11 | 4 | DP VI Associates, L.P. | OCRX | Common Stock | D | -15,731 | 0 | ||||||
| 2017-12-13 | 2017-12-11 | 4 | DOMAIN ASSOCIATES | OCRX | Common Stock | D | -47,963 | 0 | ||||||
| 2017-12-13 | 2017-12-11 | 4 | Domain Partners VIII, L.P. | OCRX | Common Stock | D | -988,285 | 0 | ||||||
| 2017-12-11 | 2017-12-11 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 2.26 | -12,500 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 7.84 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 3.76 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 13.25 | -20,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WIERENGA WENDALL | OCRX | Common Stock | D | 1.5200 | -12,500 | -19 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | WIERENGA WENDALL | OCRX | Common Stock | D | 1.5200 | -5,000 | -8 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 2.26 | -12,500 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 7.84 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 3.76 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 7.85 | -20,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 1.84 | -2,992 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 1.84 | -2,992 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD | OCRX | Common Stock | D | 1.5200 | -12,500 | -19 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD By Trust | OCRX | Common Stock | I | 1.5200 | -11,969 | -18 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | WEBER ECKARD By Trust | OCRX | Common Stock | I | 1.5200 | -344,719 | -524 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 3.76 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 7.84 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 50.88 | -2,652 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 48.00 | -2,083 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 7.85 | -20,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 2.26 | -12,500 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | VANLENT ANNE | OCRX | Common Stock | D | 1.5200 | -12,500 | -19 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Dere Willard H | OCRX | Stock Option (Right to Buy) | D | 2.42 | -20,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Dere Willard H | OCRX | Common Stock | D | 1.5200 | -12,500 | -19 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 7.50 | -70,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 2.15 | -102,300 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 3.76 | -75,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 7.50 | -55,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 2.98 | -123,300 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Byrnes Michael | OCRX | Common Stock | D | 1.5200 | -150,000 | -228 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Byrnes Michael | OCRX | Common Stock | D | 1.5200 | -13,000 | -20 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | James Steven P | OCRX | Stock Option (Right to Buy) | D | 2.26 | -12,500 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | James Steven P | OCRX | Stock Option (Right to Buy) | D | 3.76 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | James Steven P | OCRX | Stock Option (Right to Buy) | D | 5.51 | -20,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | James Steven P | OCRX | Common Stock | D | 1.5200 | -12,500 | -19 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Bukofzer Stan | OCRX | Stock Option (Right to Buy) | D | 2.15 | -208,350 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Bukofzer Stan | OCRX | Stock Option (Right to Buy) | D | 3.06 | -300,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Bukofzer Stan | OCRX | Common Stock | D | 1.5200 | -200,000 | -304 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Bukofzer Stan | OCRX | Common Stock | D | 1.5200 | -2,500 | -4 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 2.26 | -12,500 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 3.76 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 7.84 | -10,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 7.85 | -20,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Kjellson Nina S | OCRX | Common Stock | D | 1.5200 | -12,500 | -19 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 0.67 | -11,969 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 0.67 | -30,827 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 0.67 | -30,826 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 7.84 | -37,500 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 7.38 | -491,550 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 3.76 | -160,000 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 2.98 | -348,600 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 2.15 | -289,200 | 0 | |||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Common Stock | D | 1.5200 | -70,000 | -106 | 0 | ||||
| 2017-12-11 | 2017-12-11 | 4 | Grais Linda S | OCRX | Common Stock | D | 1.5200 | -230,000 | -350 | 0 | ||||
| 2017-06-22 | 2017-06-20 | 4 | VANLENT ANNE | OCRX | Common Stock | D | 12,500 | 12,500 | ||||||
| 2017-06-22 | 2017-06-20 | 4 | Kjellson Nina S | OCRX | Common Stock | D | 12,500 | 12,500 | ||||||
| 2017-06-22 | 2017-06-20 | 4 | WEBER ECKARD | OCRX | Common Stock | D | 12,500 | 12,500 | ||||||
| 2017-06-22 | 2017-06-20 | 4 | James Steven P | OCRX | Common Stock | D | 12,500 | 12,500 | ||||||
| 2017-06-22 | 2017-06-20 | 4 | WIERENGA WENDALL | OCRX | Common Stock | D | 12,500 | 17,500 | ||||||
| 2017-06-22 | 2017-06-20 | 4 | Dere Willard H | OCRX | Common Stock | D | 12,500 | 12,500 | ||||||
| 2017-03-30 | 2017-03-29 | 4 | Grais Linda S | OCRX | Common Stock | D | 230,000 | 300,000 | ||||||
| 2017-03-30 | 2017-03-29 | 4 | Bukofzer Stan | OCRX | Common Stock | D | 200,000 | 202,500 | ||||||
| 2017-03-30 | 2017-03-29 | 4 | Byrnes Michael | OCRX | Common Stock | D | 150,000 | 163,000 | ||||||
| 2017-03-28 | 2017-03-28 | 4 | Byrnes Michael | OCRX | Common Stock | D | 1.2848 | 3,000 | 4 | 13,000 | ||||
| 2016-12-30 | 2016-10-31 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 14,328 | 14,328 | ||||||
| 2016-12-30 | 2016-10-31 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | -9,540 | 0 | ||||||
| 2016-12-30 | 2016-10-31 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | -138,686 | 0 | ||||||
| 2016-12-30 | 2016-10-31 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | -699,996 | 0 | ||||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | -125 | 0 | |||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | -125 | 0 | |||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | -1,820 | 0 | |||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | -1,820 | 0 | |||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | -9,187 | 0 | |||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | -9,187 | 0 | |||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 2.2920 | -74 | -0 | 9,540 | ||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 2.2920 | -1,066 | -2 | 138,686 | ||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 2.2920 | -5,372 | -12 | 699,996 | ||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 0.6700 | 250 | 0 | 9,614 | ||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 0.6700 | 3,640 | 2 | 139,752 | ||||
| 2016-12-30 | 2016-09-12 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 0.6700 | 18,374 | 12 | 705,368 | ||||
| 2016-12-16 | 2016-12-15 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 2.15 | 289,200 | 289,200 | |||||
| 2016-12-16 | 2016-12-15 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 2.15 | 102,300 | 102,300 | |||||
| 2016-12-16 | 2016-12-15 | 4 | Bukofzer Stan | OCRX | Stock Option (Right to Buy) | D | 2.15 | 208,350 | 208,350 | |||||
| 2016-12-08 | 2016-12-07 | 4 | Grais Linda S | OCRX | Common Stock | D | 2.1400 | 7,000 | 15 | 70,000 | ||||
| 2016-10-28 | 2016-10-26 | 4 | Dere Willard H | OCRX | Stock Option (Right to Buy) | D | 2.42 | 20,000 | 20,000 | |||||
| 2016-10-17 | 2016-10-13 | 4 | Bukofzer Stan | OCRX | Common Stock | D | 2.6390 | 2,500 | 7 | 2,500 | ||||
| 2016-07-13 | 2016-07-11 | 4 | POWELL MICHAEL | OCRX | Stock Option (Right to Buy) | D | 1.26 | -11,969 | 0 | |||||
| 2016-07-13 | 2016-07-11 | 4 | POWELL MICHAEL | OCRX | Common Stock | D | 1.2600 | 11,969 | 15 | 11,969 | ||||
| 2016-06-15 | 2016-06-14 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 2.26 | 12,500 | 12,500 | |||||
| 2016-06-15 | 2016-06-14 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 2.26 | 12,500 | 12,500 | |||||
| 2016-06-15 | 2016-06-14 | 4 | POWELL MICHAEL | OCRX | Stock Option (Right to Buy) | D | 2.26 | 12,500 | 12,500 | |||||
| 2016-06-15 | 2016-06-14 | 4 | James Steven P | OCRX | Stock Option (Right to Buy) | D | 2.26 | 12,500 | 12,500 | |||||
| 2016-06-15 | 2016-06-14 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 2.26 | 12,500 | 12,500 | |||||
| 2016-06-15 | 2016-06-14 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 2.26 | 12,500 | 12,500 | |||||
| 2016-03-07 | 2016-03-04 | 4 | Grais Linda S | OCRX | Common Stock | D | 3.1900 | 3,000 | 10 | 63,000 | ||||
| 2016-01-25 | 2016-01-22 | 4 | Grais Linda S | OCRX | Common Stock | D | 2.3800 | 10,000 | 24 | 60,000 | ||||
| 2016-01-19 | 2016-01-15 | 4 | Byrnes Michael | OCRX | Common Stock | D | 2.0700 | 3,500 | 7 | 10,000 | ||||
| 2016-01-19 | 2016-01-15 | 4 | Aggarwal Gaurav | OCRX | Common Stock | D | 2.1500 | 10,000 | 22 | 20,000 | ||||
| 2016-01-19 | 2016-01-15 | 4 | Grais Linda S | OCRX | Common Stock | D | 2.0800 | 10,000 | 21 | 50,000 | ||||
| 2016-01-07 | 2016-01-06 | 4 | Aggarwal Gaurav | OCRX | Stock Option (Right to Buy) | D | 2.98 | 49,325 | 49,325 | |||||
| 2016-01-07 | 2016-01-06 | 4 | Aggarwal Gaurav | OCRX | Stock Option (Right to Buy) | D | 2.98 | 147,975 | 147,975 | |||||
| 2016-01-07 | 2016-01-06 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 2.98 | 116,200 | 116,200 | |||||
| 2016-01-07 | 2016-01-06 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 2.98 | 348,600 | 348,600 | |||||
| 2016-01-07 | 2016-01-05 | 4 | Bukofzer Stan | OCRX | Stock Option (Right to Buy) | D | 3.06 | 100,000 | 100,000 | |||||
| 2016-01-07 | 2016-01-05 | 4 | Bukofzer Stan | OCRX | Stock Option (Right to Buy) | D | 3.06 | 300,000 | 300,000 | |||||
| 2016-01-07 | 2016-01-06 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 2.98 | 41,100 | 41,100 | |||||
| 2016-01-07 | 2016-01-06 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 2.98 | 123,300 | 123,300 | |||||
| 2016-01-06 | 2016-01-04 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 0.92 | 11,969 | 0 | |||||
| 2016-01-06 | 2016-01-04 | 4 | WEBER ECKARD | OCRX | Common Stock | D | -11,969 | 344,719 | ||||||
| 2016-01-06 | 2016-01-04 | 4 | WEBER ECKARD | OCRX | Common Stock | D | 0.9200 | 11,969 | 11 | 356,688 | ||||
| 2015-12-18 | 3 | Shah Nimesh By Domain Associates, LLC | OCRX | Common Stock | I | 95,926 | ||||||||
| 2015-12-18 | 3 | Shah Nimesh By Domain Associates, LLC | OCRX | Common Stock | I | 95,926 | ||||||||
| 2015-06-24 | 2015-06-23 | 4 | WIERENGA WENDALL | OCRX | Common Stock | D | 3.7100 | 5,000 | 19 | 5,000 | ||||
| 2015-06-22 | 2015-06-18 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 3.76 | 10,000 | 10,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | POWELL MICHAEL | OCRX | Stock Option (Right to Buy) | D | 3.76 | 10,000 | 10,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | James Steven P | OCRX | Stock Option (Right to Buy) | D | 3.76 | 10,000 | 10,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 3.76 | 10,000 | 10,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 3.76 | 10,000 | 10,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 3.76 | 10,000 | 10,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 3.76 | 160,000 | 160,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | Aggarwal Gaurav | OCRX | Stock Option (Right to Buy) | D | 3.76 | 75,000 | 75,000 | |||||
| 2015-06-22 | 2015-06-18 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 3.76 | 75,000 | 75,000 | |||||
| 2015-05-07 | 2015-05-07 | 4 | Patni Rajiv | OCRX | Common Stock | D | 3.9700 | 5,050 | 20 | 5,050 | ||||
| 2015-05-06 | 2015-05-06 | 4 | Grais Linda S | OCRX | Common Stock | D | 3.7300 | 30,000 | 112 | 40,000 | ||||
| 2015-05-06 | 2015-05-06 | 4 | Aggarwal Gaurav | OCRX | Common Stock | D | 3.6200 | 7,500 | 27 | 10,000 | ||||
| 2015-05-06 | 2015-05-06 | 4 | Byrnes Michael | OCRX | Common Stock | D | 3.6100 | 2,500 | 9 | 6,500 | ||||
| 2014-12-04 | 2014-12-02 | 4 | Byrnes Michael | OCRX | Stock Option (Right to Buy) | D | 7.50 | 70,000 | 70,000 | |||||
| 2014-10-02 | 2014-10-01 | 4 | Byrnes Michael | OCRX | Common Stock | D | 4.8100 | 2,000 | 10 | 4,000 | ||||
| 2014-09-22 | 3 | Byrnes Michael | OCRX | Common Stock | D | 4,000 | ||||||||
| 2014-09-22 | 3 | Byrnes Michael | OCRX | Common Stock | D | 4,000 | ||||||||
| 2014-09-18 | 2014-09-17 | 4 | James Steven P | OCRX | Stock Option (Right to Buy) | D | 5.51 | 20,000 | 20,000 | |||||
| 2014-09-02 | 2014-09-02 | 4 | Patni Rajiv | OCRX | Stock Option (Right to Buy) | D | 6.03 | 20,000 | 20,000 | |||||
| 2014-09-02 | 2014-09-02 | 4 | Patni Rajiv | OCRX | Stock Option (Right to Buy) | D | 6.03 | 20,000 | 20,000 | |||||
| 2014-09-02 | 2014-09-02 | 4 | Patni Rajiv | OCRX | Stock Option (Right to Buy) | D | 6.03 | 250,000 | 250,000 | |||||
| 2014-07-15 | 2014-07-11 | 4 | TETLOW SHARON | OCRX | Common Stock | D | 5.8290 | 3,000 | 17 | 3,000 | ||||
| 2014-07-15 | 2014-07-11 | 4 | Grais Linda S | OCRX | Common Stock | D | 5.9280 | 10,000 | 59 | 10,000 | ||||
| 2014-06-20 | 2014-06-11 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 7.84 | 10,000 | 10,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 7.84 | 10,000 | 10,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | POWELL MICHAEL | OCRX | Stock Option (Right to Buy) | D | 7.84 | 10,000 | 10,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 7.84 | 10,000 | 10,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | Ekman Lars | OCRX | Stock Option (Right to Buy) | D | 7.84 | 10,000 | 10,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 7.84 | 10,000 | 10,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 7.84 | 75,000 | 75,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | Castaigne Jean-Paul | OCRX | Stock Option (Right to Buy) | D | 7.84 | 10,000 | 10,000 | |||||
| 2014-06-13 | 2014-06-11 | 4 | Aggarwal Gaurav | OCRX | Stock Option (Right to Buy) | D | 7.84 | 25,000 | 25,000 | |||||
| 2014-05-02 | 3 | Aggarwal Gaurav | OCRX | Common Stock | D | 5,000 | ||||||||
| 2014-05-02 | 3 | Aggarwal Gaurav | OCRX | Common Stock | D | 5,000 | ||||||||
| 2014-05-02 | 2014-04-30 | 4 | Aggarwal Gaurav | OCRX | Stock Option (Right to Buy | D | 8.26 | 175,000 | 175,000 | |||||
| 2014-03-20 | 2014-03-18 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | -4,612 | 9,364 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | -67,040 | 136,112 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | -338,370 | 686,994 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | SOFINNOVA VENTURE PARTNERS VI L P | OCRX | Common Stock | D | -4,612 | 9,364 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | SOFINNOVA VENTURE PARTNERS VI L P | OCRX | Common Stock | D | -67,040 | 136,112 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | SOFINNOVA VENTURE PARTNERS VI L P | OCRX | Common Stock | D | -338,370 | 686,994 | ||||||
| 2013-12-23 | 2013-09-03 | 4 | HILLEMAN JERYL L | OCRX | Stock Option (Right to Buy) | D | 7.95 | 200,000 | 200,000 | |||||
| 2013-12-23 | 2013-08-13 | 4 | ROUSSEAU FRANCK | OCRX | Stock Option (Right to Buy) | D | 7.38 | 226,000 | 226,000 | |||||
| 2013-12-23 | 2013-08-30 | 4 | POWELL MICHAEL | OCRX | Stock Option (Right to Buy) | D | 7.85 | 20,000 | 20,000 | |||||
| 2013-12-23 | 2013-08-30 | 4 | VANLENT ANNE | OCRX | Stock Option (Right to Buy) | D | 7.85 | 20,000 | 20,000 | |||||
| 2013-12-23 | 2013-12-19 | 4 | WIERENGA WENDALL | OCRX | Stock Option (Right to Buy) | D | 13.25 | 20,000 | 20,000 | |||||
| 2013-12-23 | 2013-08-30 | 4 | WEBER ECKARD | OCRX | Stock Option (Right to Buy) | D | 7.85 | 20,000 | 20,000 | |||||
| 2013-12-23 | 2013-08-30 | 4 | Ekman Lars | OCRX | Stock Option (Right to Buy) | D | 7.85 | 20,000 | 20,000 | |||||
| 2013-12-23 | 2013-08-30 | 4 | Kjellson Nina S | OCRX | Stock Option (Right to Buy) | D | 7.85 | 20,000 | 20,000 | |||||
| 2013-12-23 | 2013-08-13 | 4 | Grais Linda S | OCRX | Stock Option (Right to Buy) | D | 7.38 | 491,550 | 491,550 | |||||
| 2013-12-23 | 2013-08-30 | 4 | Castaigne Jean-Paul | OCRX | Stock Option (Right to Buy) | D | 7.85 | 20,000 | 20,000 | |||||
| 2013-12-23 | 2013-08-30 | 4 | Shah Pratik | OCRX | Stock Option (Right to Buy) | D | 7.85 | 20,000 | 20,000 | |||||
| 2013-11-12 | 2013-11-08 | 4 | Kjellson Nina S By Partnership | OCRX | Warrant | I | 7.66 | 84,448 | 84,448 | |||||
| 2013-11-12 | 2013-11-08 | 4 | Kjellson Nina S By Partnership | OCRX | Common Stock | I | 422,238 | 1,248,064 | ||||||
| 2013-07-31 | 3/A | BLAIR JAMES C By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-31 | 3/A | BLAIR JAMES C By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,525,163 | ||||||||
| 2013-07-31 | 3/A | BLAIR JAMES C By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-31 | 2013-07-15 | 4/A | BLAIR JAMES C By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,857,036 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | BLAIR JAMES C By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | BLAIR JAMES C By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-31 | 3/A | DOVEY BRIAN H By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,525,163 | ||||||||
| 2013-07-31 | 3/A | DOVEY BRIAN H By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-31 | 3/A | DOVEY BRIAN H By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-31 | 2013-07-15 | 4/A | DOVEY BRIAN H By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,857,036 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | DOVEY BRIAN H By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | DOVEY BRIAN H By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-31 | 3/A | SCHOEMAKER KATHLEEN K By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,525,163 | ||||||||
| 2013-07-31 | 3/A | SCHOEMAKER KATHLEEN K By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-31 | 3/A | SCHOEMAKER KATHLEEN K By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-31 | 2013-07-15 | 4/A | SCHOEMAKER KATHLEEN K By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,857,036 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | SCHOEMAKER KATHLEEN K By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | SCHOEMAKER KATHLEEN K By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-31 | 3/A | TREU JESSE I By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-31 | 3/A | TREU JESSE I By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-31 | 3/A | TREU JESSE I By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,525,163 | ||||||||
| 2013-07-31 | 2013-07-15 | 4/A | TREU JESSE I By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,857,036 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | TREU JESSE I By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | TREU JESSE I By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-31 | 3/A | Domain Partners VI, L.P. | OCRX | Common Stock | D | 1,525,163 | ||||||||
| 2013-07-31 | 2013-07-15 | 4/A | Domain Partners VI, L.P. | OCRX | Common Stock | D | 6.0264 | 331,873 | 2,000 | 1,857,036 | ||||
| 2013-07-31 | 3/A | VITULLO NICOLE By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-31 | 3/A | VITULLO NICOLE By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,525,163 | ||||||||
| 2013-07-31 | 3/A | VITULLO NICOLE By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-31 | 2013-07-15 | 4/A | VITULLO NICOLE By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,857,036 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | VITULLO NICOLE By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-31 | 2013-07-15 | 4/A | VITULLO NICOLE By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-25 | 2013-07-15 | 4/A | Halak Brian K By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-25 | 2013-07-15 | 4/A | Halak Brian K By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-25 | 3/A | Halak Brian K By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-24 | 3 | AGUIAR ERIC See footnotes | OCRX | Common Stock, par value $0.00001 per share | I | 1,751,393 | ||||||||
| 2013-07-24 | 3 | AGUIAR ERIC | OCRX | Common Stock, par value $0.00001 per share | D | 687,176 | ||||||||
| 2013-07-17 | 2013-07-15 | 4/A | Zisson Alex see footnotes | OCRX | Common Stock, par value $0.00001 per share | I | 6.0000 | 2,500,002 | 15,000 | 2,500,002 | ||||
| 2013-07-17 | 2012-08-07 | 4/A | Zisson Alex | OCRX | Stock Option (Right to Buy) | D | 4.24 | 31,835 | 31,835 | |||||
| 2013-07-17 | 2011-04-19 | 4/A | Zisson Alex | OCRX | Stock Option (Right to Buy) | D | 4.00 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2013-07-15 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Common Stock, par value $0.00001 per share | I | 6.0000 | 1,751,393 | 10,508 | 1,751,393 | ||||
| 2013-07-17 | 2013-07-15 | 4/A | Thomas, McNerney & Partners II L.P. | OCRX | Common Stock, par value $0.00001 per share | D | 6.0000 | 687,176 | 4,123 | 687,176 | ||||
| 2013-07-17 | 2012-10-01 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Warrants | I | 0.08 | 44.2300 | 161,855 | 7,159 | 161,855 | |||
| 2013-07-17 | 2012-08-07 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Stock Option (Right to Buy) | I | 4.24 | 31,835 | 31,835 | |||||
| 2013-07-17 | 2012-03-30 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Warrants | I | 0.08 | 44.2300 | 161,855 | 7,159 | 161,855 | |||
| 2013-07-17 | 2011-04-19 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Stock Option (Right to Buy) | I | 4.00 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2010-02-11 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Stock Option (Right to Buy) | I | 0.22 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2009-02-11 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Stock Option (Right to Buy) | I | 0.22 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2006-02-06 | 4/A | Thomas, McNerney & Partners II L.P. See footnotes | OCRX | Stock Option (Right to Buy) | I | 0.11 | 100,000 | 100,000 | |||||
| 2013-07-17 | 2013-07-15 | 4/A | THOMAS MCNERNEY & PARTNERS LP See footnotes | OCRX | Common Stock, par value $0.00001 per share | I | 6.0000 | 762,892 | 4,577 | 762,892 | ||||
| 2013-07-17 | 2013-07-15 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Common Stock, par value $0.00001 per share | D | 6.0000 | 1,675,677 | 10,054 | 1,675,677 | ||||
| 2013-07-17 | 2012-10-01 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Warrants | I | 0.08 | 44.2300 | 161,855 | 7,159 | 161,855 | |||
| 2013-07-17 | 2012-08-07 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Stock Option (Right to Buy) | I | 4.24 | 31,835 | 31,835 | |||||
| 2013-07-17 | 2012-03-30 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Warrants | I | 0.08 | 44.2300 | 161,855 | 7,159 | 161,855 | |||
| 2013-07-17 | 2011-04-19 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Stock Option (Right to Buy) | I | 4.00 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2010-02-11 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Stock Option (Right to Buy) | I | 0.22 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2009-02-11 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Stock Option (Right to Buy) | I | 0.22 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2006-02-06 | 4/A | THOMAS MCNERNEY & PARTNERS LP | OCRX | Stock Option (Right to Buy) | I | 0.11 | 100,000 | 100,000 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | 125 | 125 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | 125 | 125 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | 1,820 | 1,820 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | 1,820 | 1,820 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | 9,187 | 9,187 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock warrant (right to buy) | I | 0.67 | 9,187 | 9,187 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock option (right to buy) | D | 1.84 | 2,992 | 2,992 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock option (right to buy) | D | 1.84 | 2,992 | 2,992 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Stock option (right to buy) | D | 1.25 | 11,969 | 11,969 | |||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 6.0264 | 4,400 | 27 | 13,976 | ||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 9,576 | 9,576 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 6.0264 | 63,957 | 385 | 203,152 | ||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 139,195 | 139,195 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 6.0264 | 322,809 | 1,945 | 1,025,364 | ||||
| 2013-07-17 | 2013-07-15 | 4 | POWELL MICHAEL | OCRX | Common Stock | I | 702,555 | 702,555 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Ekman Lars | OCRX | Stock Option (right to buy) | D | 1.84 | 2,992 | 2,992 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Ekman Lars | OCRX | Stock Option (right to buy) | D | 1.84 | 11,969 | 11,969 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Kjellson Nina S By partnership | OCRX | NQ Stock Option (right to buy) | I | 1.84 | 2,992 | 2,992 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Kjellson Nina S By partnership | OCRX | NQ Stock Option (right to buy) | I | 1.84 | 2,992 | 2,992 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Kjellson Nina S By Partnership | OCRX | NQ Stock Option (right to buy) | I | 2.51 | 11,969 | 11,969 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Kjellson Nina S By Partnership | OCRX | Warrant | I | 0.67 | 5,157 | 5,157 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Kjellson Nina S By Partnership | OCRX | Warrant | I | 0.67 | 5,157 | 5,157 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Kjellson Nina S By partnership | OCRX | Common Stock | I | 6.0264 | 431,435 | 2,600 | 825,826 | ||||
| 2013-07-17 | 2013-07-15 | 4 | Kjellson Nina S By partnership | OCRX | Common Stock | I | 394,391 | 394,391 | ||||||
| 2013-07-17 | 3 | HEALY JAMES | OCRX | Common Stock | D | 139,195 | ||||||||
| 2013-07-17 | 3 | HEALY JAMES | OCRX | Common Stock | D | 702,555 | ||||||||
| 2013-07-17 | 3 | HEALY JAMES | OCRX | Common Stock | D | 9,576 | ||||||||
| 2013-07-17 | 2013-07-15 | 4 | SOFINNOVA VENTURE PARTNERS VI L P | OCRX | Common Stock | D | 6.0264 | 4,400 | 27 | 13,976 | ||||
| 2013-07-17 | 2013-07-15 | 4 | SOFINNOVA VENTURE PARTNERS VI L P | OCRX | Common Stock | D | 6.0264 | 63,957 | 385 | 203,152 | ||||
| 2013-07-17 | 2013-07-15 | 4 | SOFINNOVA VENTURE PARTNERS VI L P | OCRX | Common Stock | D | 6.0264 | 322,809 | 1,945 | 1,025,364 | ||||
| 2013-07-17 | 2013-07-15 | 4 | Grais Linda S | OCRX | Employee stock option (right to buy) | D | 0.67 | 61,653 | 61,653 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Grais Linda S | OCRX | Employee stock option (right to buy) | D | 0.67 | 11,969 | 11,969 | |||||
| 2013-07-17 | 3 | Shah Pratik See footnotes | OCRX | Common Stock, par value $0.00001 per share | I | 2,500,002 | ||||||||
| 2013-07-16 | 3 | DOMAIN ASSOCIATES | OCRX | Common Stock | D | 47,963 | ||||||||
| 2013-07-16 | 3 | DOVEY BRIAN H By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-16 | 3 | DOVEY BRIAN H By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-16 | 3 | DOVEY BRIAN H By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,565,463 | ||||||||
| 2013-07-16 | 3 | BLAIR JAMES C By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,565,463 | ||||||||
| 2013-07-16 | 3 | BLAIR JAMES C By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-16 | 3 | BLAIR JAMES C By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-16 | 3 | TREU JESSE I By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-16 | 3 | TREU JESSE I By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-16 | 3 | TREU JESSE I By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,565,463 | ||||||||
| 2013-07-16 | 3 | SCHOEMAKER KATHLEEN K By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-16 | 3 | SCHOEMAKER KATHLEEN K By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-16 | 3 | SCHOEMAKER KATHLEEN K By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,565,463 | ||||||||
| 2013-07-16 | 3 | VITULLO NICOLE By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-16 | 3 | VITULLO NICOLE By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,565,463 | ||||||||
| 2013-07-16 | 3 | VITULLO NICOLE By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-16 | 2013-07-15 | 4 | TREU JESSE I By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,897,336 | ||||
| 2013-07-16 | 2013-07-15 | 4 | TREU JESSE I By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-16 | 2013-07-15 | 4 | TREU JESSE I By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-16 | 2013-07-15 | 4 | VITULLO NICOLE By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,897,336 | ||||
| 2013-07-16 | 2013-07-15 | 4 | VITULLO NICOLE By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-16 | 2013-07-15 | 4 | VITULLO NICOLE By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-16 | 2013-07-15 | 4 | BLAIR JAMES C By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,897,336 | ||||
| 2013-07-16 | 2013-07-15 | 4 | BLAIR JAMES C By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-16 | 2013-07-15 | 4 | BLAIR JAMES C By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-16 | 2013-07-15 | 4 | SCHOEMAKER KATHLEEN K By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,897,336 | ||||
| 2013-07-16 | 2013-07-15 | 4 | SCHOEMAKER KATHLEEN K By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-16 | 2013-07-15 | 4 | SCHOEMAKER KATHLEEN K By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-16 | 2013-07-15 | 4 | DOVEY BRIAN H By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,897,336 | ||||
| 2013-07-16 | 2013-07-15 | 4 | DOVEY BRIAN H By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-16 | 2013-07-15 | 4 | DOVEY BRIAN H By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-16 | 2013-07-15 | 4 | WEBER ECKARD | OCRX | Stock Option (right to buy) | D | 1.84 | 2,992 | 2,992 | |||||
| 2013-07-16 | 2013-07-15 | 4 | WEBER ECKARD | OCRX | Stock Option (right to buy) | D | 1.84 | 2,992 | 2,992 | |||||
| 2013-07-16 | 2013-07-15 | 4 | WEBER ECKARD | OCRX | Stock Option (right to buy) | D | 0.92 | 11,969 | 11,969 | |||||
| 2013-07-16 | 2013-07-15 | 4 | WEBER ECKARD | OCRX | Common Stock | D | 344,719 | 344,719 | ||||||
| 2013-07-16 | 3 | Domain Partners VI, L.P. | OCRX | Common Stock | D | 1,565,463 | ||||||||
| 2013-07-16 | 2013-07-15 | 4 | Domain Partners VI, L.P. | OCRX | Common Stock | D | 6.0264 | 331,873 | 2,000 | 1,897,336 | ||||
| 2013-07-16 | 3 | DP VI Associates, L.P. | OCRX | Common Stock | D | 15,731 | ||||||||
| 2013-07-16 | 3 | Halak Brian K By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-16 | 3 | Halak Brian K By Domain Partners VI, L.P. | OCRX | Common Stock | I | 1,565,463 | ||||||||
| 2013-07-16 | 3 | Halak Brian K By DP VI Associates, L.P. | OCRX | Common Stock | I | 15,731 | ||||||||
| 2013-07-16 | 2013-07-15 | 4 | Halak Brian K By Domain Partners VI, L.P. | OCRX | Common Stock | I | 6.0264 | 331,873 | 2,000 | 1,897,336 | ||||
| 2013-07-16 | 2013-07-15 | 4 | Halak Brian K By DP VIII Associates, L.P. | OCRX | Common Stock | I | 6.0264 | 7,333 | 44 | 7,333 | ||||
| 2013-07-16 | 2013-07-15 | 4 | Halak Brian K By Domain Partners VIII, L.P. | OCRX | Common Stock | I | 6.0264 | 988,285 | 5,956 | 988,285 | ||||
| 2013-07-16 | 3 | Kjellson Nina S | OCRX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-16 | 3 | DP VIII Associates, L.P. | OCRX | Common Stock | D | 7,333 | ||||||||
| 2013-07-16 | 3 | Domain Partners VIII, L.P. | OCRX | Common Stock | D | 988,285 | ||||||||
| 2013-07-16 | 3 | Kamdar Kim P. By Domain Associates, LLC | OCRX | Common Stock | I | 47,963 | ||||||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 0.67 | 4,818 | 4,818 | |||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 0.67 | 8,683 | 8,683 | |||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 1.84 | 5,984 | 5,984 | |||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 1.84 | 5,984 | 5,984 | |||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 1.84 | 5,330 | 5,330 | |||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 2.51 | 4,488 | 4,488 | |||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 1.25 | 17,954 | 17,954 | |||||
| 2013-07-16 | 2013-07-15 | 4 | McGowan Dana S. | OCRX | Employee stock option (right to buy) | D | 0.84 | 14,680 | 14,680 | |||||
| 2013-07-15 | 3 | POWELL MICHAEL | TZYM | No securities are beneficially owned | D | 0 | ||||||||
| 2012-08-09 | 2012-08-07 | 4 | ROUSSEAU FRANCK | TZYM | Employee Stock Option (Right to Buy) | D | 4.24 | 8,000 | 8,000 | |||||
| 2012-08-09 | 2012-08-07 | 4 | VANLENT ANNE | TZYM | Stock Option (Right to Buy) | D | 4.24 | 31,835 | 31,835 | |||||
| 2012-08-09 | 2012-08-07 | 4 | JOHNSON JOHN | TZYM | Stock Option (Right to Buy) | D | 4.24 | 21,044 | 21,044 | |||||
| 2012-08-09 | 2012-08-07 | 4 | ABERCROMBIE GEORGE B | TZYM | Stock Option (Right to Buy) | D | 4.24 | 31,835 | 31,835 | |||||
| 2012-08-09 | 2012-08-07 | 4 | Zisson Alex | TZYM | Stock Option (Right to Buy) | D | 4.24 | 31,835 | 31,835 | |||||
| 2012-08-09 | 2012-08-07 | 4 | Thomas Helmut | TZYM | Employee Stock Option (Right to Buy) | D | 4.24 | 90,000 | 90,000 | |||||
| 2012-08-09 | 2012-08-07 | 4 | Castaigne Jean-Paul | TZYM | Stock Option (Right to Buy) | D | 4.24 | 26,448 | 26,448 | |||||
| 2012-08-09 | 2012-08-07 | 4 | Eisenstadt Richard I | TZYM | Employee Stock Option (Right to Buy) | D | 4.24 | 40,000 | 40,000 | |||||
| 2012-08-09 | 2012-08-07 | 4 | Garg Vipin K | TZYM | Employee Stock Option (Right to Buy) | D | 4.24 | 50,000 | 50,000 | |||||
| 2012-08-09 | 2012-08-07 | 4 | Davidson Aaron | TZYM | Stock Option (Right to Buy) | D | 4.24 | 31,835 | 31,835 | |||||
| 2012-04-23 | 2012-04-19 | 4 | ROUSSEAU FRANCK | TZYM | Employee Stock Option (Right to Buy) | D | 3.09 | 100,000 | 100,000 | |||||
| 2012-04-23 | 2012-04-19 | 4 | Moore David | TZYM | Employee Stock Option (Right to Buy) | D | 3.09 | 50,000 | 50,000 | |||||
| 2012-03-14 | 3 | BAKER FELIX Through Partnership | TZYM | Common Stock | I | 110,030 | ||||||||
| 2012-03-14 | 2012-03-14 | 4 | Baker Biotech Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 3.0055 | 4,592 | 14 | 232,011 | ||||
| 2012-03-14 | 2012-03-14 | 4 | Baker Biotech Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.9891 | 7,484 | 22 | 227,419 | ||||
| 2012-03-14 | 2012-03-13 | 4 | Baker Biotech Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.9581 | 15,599 | 46 | 219,935 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Biotech Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.5500 | 56,187 | 143 | 204,336 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Biotech Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.3396 | 32,155 | 75 | 148,149 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Biotech Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 1.8700 | 4,363 | 8 | 115,994 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Biotech Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 1.8858 | 1,601 | 3 | 111,631 | ||||
| 2012-03-14 | 3 | BAKER JULIAN Through Partnership | TZYM | Common Stock | I | 2,328,863 | ||||||||
| 2012-03-14 | 2012-03-14 | 4 | Baker Brothers Life Sciences Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 3.0055 | 34,544 | 104 | 3,540,015 | ||||
| 2012-03-14 | 2012-03-14 | 4 | Baker Brothers Life Sciences Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.9891 | 56,294 | 168 | 3,505,471 | ||||
| 2012-03-14 | 2012-03-13 | 4 | Baker Brothers Life Sciences Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.9581 | 159,015 | 470 | 3,449,177 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Brothers Life Sciences Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.5500 | 572,737 | 1,460 | 3,290,162 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Brothers Life Sciences Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.3396 | 327,769 | 767 | 2,717,425 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Brothers Life Sciences Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 1.8700 | 44,467 | 83 | 2,389,656 | ||||
| 2012-03-14 | 2012-03-12 | 4 | Baker Brothers Life Sciences Capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 1.8858 | 16,326 | 31 | 2,345,189 | ||||
| 2012-03-14 | 3 | BAKER FELIX Through Partnership | TZYM | Common Stock | I | 25,822 | ||||||||
| 2012-03-14 | 2012-03-14 | 4 | 14159 capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 3.0055 | 910 | 3 | 57,704 | ||||
| 2012-03-14 | 2012-03-14 | 4 | 14159 capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.9891 | 1,482 | 4 | 56,794 | ||||
| 2012-03-14 | 2012-03-13 | 4 | 14159 capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.9581 | 4,186 | 12 | 55,312 | ||||
| 2012-03-14 | 2012-03-12 | 4 | 14159 capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.5500 | 15,076 | 38 | 51,126 | ||||
| 2012-03-14 | 2012-03-12 | 4 | 14159 capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 2.3396 | 8,628 | 20 | 36,050 | ||||
| 2012-03-14 | 2012-03-12 | 4 | 14159 capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 1.8700 | 1,170 | 2 | 27,422 | ||||
| 2012-03-14 | 2012-03-12 | 4 | 14159 capital (GP), LLC Through Partnership | TZYM | Common Stock | I | 1.8858 | 430 | 1 | 26,252 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
