| Jumlah Saham Beredar | 949,463,730 shares |
| Saham Orang Dalam | 77,120,548 shares |
| Kepemilikan oleh Orang Dalam | 8.12 % |
| Orang Dalam Sejati | 39 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
0 ( )
8507 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.000 %( )
8424 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan RespireRx Pharmaceuticals Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Robert Allnutt | 333,333 | ||
| Capital Corp Aurora - | 2,971,792 | 2,971,792 | |
| Aurora Capital Llc - | 2,971,792 | 2,971,792 | |
|
Bruce N Barron
10% Owner -
|
24,200,507 | 24,200,507 | |
| John F Benedik | 463,333 | ||
| Charles J Casamento | 376,667 | ||
| James H Coleman | 2,083,334 | ||
| Carl W Cotman Director - [D] | 98,000 | 98,000 | |
| Carley David W. Director - [D] | 1,899,158 | 1,899,158 | |
| Steven Chizzik - | 330,199 | 330,199 | |
| Kenneth M Cohen - | 656,755 | 656,755 | |
| Peter F Drake | 376,667 | ||
| David Dickason | 0 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Kathryn Burrer Hyer | 0 | ||
| Moogak Hwang | 0 | ||
|
Illinois Emerging Technologies Fund Lp
10% Owner -
|
20,334,546 | 20,334,546 | |
|
IllinoisVentures GP, LLC
10% Owner -
|
20,334,546 | 20,334,546 | |
| M Ross Johnson | 398,333 | ||
| Steven Andrew Johnson VP, Preclinical Development - [O] | 2,350 | 2,350 | |
| Jones Timothy L. CEO and President, Director - [D] [O] | 4,409,063 | 440,906 | |
| Peter Letendre Director - [D] | 684,031 | 684,031 | |
| Arnold Lippa Exec. Chairman, CEO, CSO, Director - [D] [O] | 598 | 60 | |
| James S J Manuso President and CEO, Director - [D] [O] | 74,252 | 7,425 | |
| Katie MacFarlane Director - [D] | 0 | 0 | |
| Harry H Mansbach Chief Medical Officer - [O] | 7,000 | 7,000 | |
|
Jeff Eliot Margolis
SVP, CFO, Secret'y & Treasurer, Director, 10% Owner -
[D]
[O]
|
5,142,351 | 514,235 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
|
Miller Steven N.
10% Owner -
|
0 | 24,200,507 | |
|
Origin Ventures Ii Lp
10% Owner -
|
24,200,507 | 24,200,507 | |
|
Origin Ventures II Management, LLC
10% Owner -
|
24,200,507 | 24,200,507 | |
| Purcell Richard David Jr. SVP - Research & Deleopment - [O] | 0 | 0 | |
| Marc M Radin Controller - [O] | 4,000,000 | 4,000,000 | |
| James Sapirstein Director - [D] | 0 | 0 | |
| Roger G Phd Stoll | 3,083,334 | ||
| Samyang Value Partners Co., Ltd. - | 0 | 0 | |
| T. Morgen Capital LLC - | 2,971,792 | 2,971,792 | |
| Gary D Tollefson | 30,000 | ||
| Pierre V Tran Chief Medical Officer - [O] | 30,000 | 30,000 | |
| Robert N Weingarten VP and CFO, Director - [D] [O] | 15,000,000 | 15,000,000 | |
|
samyang optics co., ltd
10% Owner -
|
0 | 0 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di RSPI / RespireRx Pharmaceuticals Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di RSPI / RespireRx Pharmaceuticals Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | 2020-09-30 | 4 | Dickason David | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.01 | 2,000,000 | 2,000,000 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Warrants (to purchase Common Stock) | I | 0.01 | 5,017,144 | 5,017,144 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Warrants (to purchase Common Stock) | I | 0.01 | 5,017,144 | 5,017,144 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Warrants (to purchase Common Stock) | I | 0.01 | 91,871,094 | 91,871,094 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 7 | 32 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 7 | 32 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | -7 | 0 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | -7 | 0 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 136 | 588 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | -136 | 14 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | 150 | 150 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 5,017,144 | 5,142,351 | ||||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 5,017,144 | 5,142,351 | ||||||
| 2020-10-02 | 2020-09-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 91,871,094 | 96,151,863 | ||||||
| 2020-10-02 | 2020-09-30 | 4 | Lippa Arnold By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 100 | 0 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Lippa Arnold | RSPI | Series H Preferred Stock | D | 0.01 | -100 | 0 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Lippa Arnold | RSPI | Series H Preferred Stock | D | 0.01 | 100 | 100 | |||||
| 2020-10-02 | 2020-09-30 | 4 | MacFarlane Katie | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.01 | 5,000,000 | 5,000,000 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Jones Timothy L. | RSPI | Warrants (to purchase Common Stock) | D | 0.01 | 4,409,063 | 4,409,063 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Jones Timothy L. | RSPI | Series H Preferred Stock | D | 0.01 | -28 | 0 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Jones Timothy L. | RSPI | Series H Preferred Stock | D | 0.01 | 28 | 28 | |||||
| 2020-10-02 | 2020-09-30 | 4 | Jones Timothy L. | RSPI | Common Stock | D | 4,409,063 | 4,409,063 | ||||||
| 2020-08-04 | 2020-07-31 | 4 | MacFarlane Katie | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.01 | 7,500,000 | 7,500,000 | |||||
| 2020-08-04 | 2020-07-31 | 4 | Purcell Richard David Jr. | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.01 | 5,000,000 | 5,000,000 | |||||
| 2020-08-04 | 2020-07-31 | 4 | Jones Timothy L. | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.01 | 17,000,000 | 17,000,000 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Lippa Arnold By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 600 | 0 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Lippa Arnold | RSPI | Series H Preferred Stock | D | 0.01 | -600 | 0 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Lippa Arnold | RSPI | Series H Preferred Stock | D | 0.01 | 600 | 600 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Margolis Jeff Eliot By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 25 | 25 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Margolis Jeff Eliot By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 25 | 25 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | -25 | 0 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | -25 | 0 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Margolis Jeff Eliot By Trust | RSPI | Series H Preferred Stock | I | 0.01 | 450 | 450 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | -450 | 50 | |||||
| 2020-07-15 | 2020-07-13 | 4 | Margolis Jeff Eliot | RSPI | Series H Preferred Stock | D | 0.01 | 500 | 500 | |||||
| 2020-03-24 | 2020-03-22 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 125,000 | 125,207 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 125,000 | 125,207 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | -125,000 | 0 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | -125,000 | 30,764 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 4,250,000 | 4,280,769 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | -4,250,000 | 250,000 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | 4,500,000 | 4,500,000 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Lippa Arnold | RSPI | Common Stock | D | -4,500,000 | 598 | ||||||
| 2020-03-24 | 2020-03-22 | 4 | Lippa Arnold | RSPI | Common Stock | D | 4,500,000 | 4,500,598 | ||||||
| 2018-09-14 | 2018-09-12 | 4 | Lippa Arnold | RSPI | Common stock Warrants (right to buy) | D | 1.58 | -47,620 | 0 | |||||
| 2018-09-14 | 2018-09-12 | 4 | Lippa Arnold | RSPI | Common Stock Warrants (right to buy) | D | 1.58 | 47,620 | 47,620 | |||||
| 2018-09-14 | 2018-09-12 | 4 | Lippa Arnold | RSPI | Common stock | D | -47,620 | 0 | ||||||
| 2018-09-14 | 2018-09-12 | 4 | Lippa Arnold | RSPI | Common Stock | D | 47,620 | 47,620 | ||||||
| 2017-12-12 | 2017-12-09 | 4 | SAPIRSTEIN JAMES | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | 38,114 | 38,114 | |||||
| 2017-12-12 | 2017-12-09 | 4 | MacFarlane Katie | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | 38,114 | 38,114 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Purcell Richard David Jr. | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | 100,000 | 100,000 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | -559,595 | 0 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | 559,595 | 559,595 | |||||
| 2017-12-12 | 2017-12-09 | 4 | MANUSO JAMES S J | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | 608,704 | 608,704 | |||||
| 2017-12-12 | 2017-09-13 | 4 | MANUSO JAMES S J | RSPI | Common Stock Warrants (right to buy) | D | 6.83 | 2,195 | 2,195 | |||||
| 2017-12-12 | 2017-09-13 | 4 | MANUSO JAMES S J | RSPI | Common Stock | D | 1,097 | 74,252 | ||||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 1.45 | 38,687 | 38,687 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 1.45 | 38,687 | 38,687 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | -38,687 | 0 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 1.45 | -38,687 | 0 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot By Trusts | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 1.45 | 100,000 | 100,000 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | -100,000 | 38,687 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 1.45 | 250,000 | 250,000 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | -250,000 | 138,687 | |||||
| 2017-12-12 | 2017-12-09 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 1.45 | 388,687 | 388,687 | |||||
| 2017-07-28 | 2017-07-26 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 2.00 | 25,000 | 25,000 | |||||
| 2017-07-06 | 2017-06-30 | 4 | Purcell Richard David Jr. | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 2.00 | 40,000 | 40,000 | |||||
| 2017-07-05 | 2017-06-30 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 2.00 | 20,000 | 20,000 | |||||
| 2017-07-05 | 2017-06-30 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 2.00 | 30,000 | 30,000 | |||||
| 2017-07-05 | 2017-06-30 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 2.00 | -50,000 | 0 | |||||
| 2017-07-05 | 2017-06-30 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 2.00 | 50,000 | 50,000 | |||||
| 2017-07-05 | 2017-06-30 | 4 | MacFarlane Katie | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 2.00 | 25,000 | 25,000 | |||||
| 2017-07-05 | 2017-06-30 | 4 | SAPIRSTEIN JAMES | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 2.00 | 25,000 | 25,000 | |||||
| 2017-07-05 | 2017-06-30 | 4 | MANUSO JAMES S J | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 2.00 | 50,000 | 50,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 3.90 | 15,000 | 15,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 3.90 | 35,000 | 35,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | MANUSO JAMES S J | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 3.90 | 75,000 | 75,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | WEINGARTEN ROBERT N | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 3.90 | 50,000 | 50,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 3.90 | -50,000 | 0 | |||||
| 2017-01-20 | 2017-01-18 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 3.90 | 50,000 | 50,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | SAPIRSTEIN JAMES | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 3.90 | 25,000 | 25,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | MacFarlane Katie | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 3.90 | 25,000 | 25,000 | |||||
| 2017-01-20 | 2017-01-18 | 4 | Purcell Richard David Jr. | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 3.90 | 40,000 | 40,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.05 | 1,363,637 | 1,363,637 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.05 | -1,363,637 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.05 | 363,636 | 363,636 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.05 | 1,000,000 | 1,000,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.05 | -1,363,636 | 2,272,727 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 500,000 | 500,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 500,000 | 500,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 4,500,000 | 4,500,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 4,500,000 | 4,500,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | -5,000,000 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 2,000,000 | 2,000,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 2,000,000 | 2,000,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 8,000,000 | 8,000,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -10,000,000 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 2,500,000 | 2,500,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 2,500,000 | 2,500,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | -3,000,000 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -7,000,000 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 2,000,000 | 2,000,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 7,000,000 | 7,000,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | -9,000,000 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 13,000,000 | 13,000,000 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -15,000,000 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Warrants (right to buy) | I | 0.02 | 787,363 | 787,363 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Warrants (right to buy) | I | 0.02 | 787,363 | 787,363 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Warrants (right to buy) | I | 0.02 | -787,363 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot | RSPI | Warrants (right to buy) | D | 0.02 | -787,363 | 0 | |||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 4,000,000 | 4,000,000 | ||||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 1,000,000 | 1,000,000 | ||||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock | I | -5,000,000 | 0 | ||||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 134,944 | 134,944 | ||||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot By Trust | RSPI | Common Stock | I | 10,000,000 | 10,000,000 | ||||||
| 2016-07-19 | 2016-07-15 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | -10,134,944 | 0 | ||||||
| 2016-06-20 | 2016-06-16 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -24,000,000 | 0 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -10,000,000 | 0 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -15,000,000 | 0 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.05 | 1,363,637 | 1,363,637 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.05 | -1,363,637 | 1,363,636 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 5,000,000 | 5,000,000 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -5,000,000 | 10,000,000 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 3,000,000 | 3,000,000 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -3,000,000 | 7,000,000 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Options (to purchase shares of Common Stock) | I | 0.02 | 9,000,000 | 9,000,000 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | -9,000,000 | 15,000,000 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock Warrants (right to buy) | I | 0.02 | 787,363 | 787,363 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Warrants (right to buy) | D | 0.02 | -787,363 | 787,363 | |||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot By Spouse | RSPI | Common Stock | I | 5,000,000 | 5,000,000 | ||||||
| 2016-06-20 | 2016-06-16 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | -5,000,000 | 10,134,944 | ||||||
| 2016-04-11 | 2016-04-07 | 4 | MANUSO JAMES S J | RSPI | Common Stock Warrants (right to buy) | D | 0.02 | 11,887,779 | 11,887,779 | |||||
| 2016-04-11 | 2016-04-07 | 4 | MANUSO JAMES S J | RSPI | Common Stock Warrants (right to buy) | D | -23,775,558 | 0 | ||||||
| 2016-04-11 | 2016-04-07 | 4 | MANUSO JAMES S J | RSPI | Common Stock | D | 11,887,779 | 23,775,558 | ||||||
| 2016-04-04 | 2016-03-31 | 4 | MANUSO JAMES S J | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 26,500,000 | 26,500,000 | |||||
| 2016-04-04 | 2016-02-04 | 4 | MANUSO JAMES S J | RSPI | Common Stock Warrants (right to buy) | D | 0.02 | 2,630,000 | 2,630,000 | |||||
| 2016-04-04 | 2016-03-31 | 4 | Lippa Arnold | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 24,000,000 | 24,000,000 | |||||
| 2016-04-04 | 2016-01-29 | 4 | Lippa Arnold | RSPI | Common Stock Warrants (right to buy) | D | 0.02 | 3,350,319 | 3,350,319 | |||||
| 2016-04-04 | 2016-03-31 | 4 | Margolis Jeff Eliot | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 24,000,000 | 24,000,000 | |||||
| 2016-04-04 | 2015-11-02 | 4 | Margolis Jeff Eliot | RSPI | Warrants (right to buy) | D | 0.02 | 939,729 | 1,574,726 | |||||
| 2016-04-04 | 2015-09-28 | 4 | Margolis Jeff Eliot | RSPI | Warrants (right to buy) | D | 0.02 | 309,975 | 634,997 | |||||
| 2016-04-04 | 2015-09-14 | 4 | Margolis Jeff Eliot | RSPI | Warrants (right to buy) | D | 0.04 | -507,374 | 0 | |||||
| 2016-04-04 | 2015-09-14 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | -483,872 | 15,134,944 | ||||||
| 2016-04-04 | 2015-09-14 | 4 | Margolis Jeff Eliot | RSPI | Common Stock | D | 507,374 | 15,618,816 | ||||||
| 2016-04-04 | 2015-08-28 | 4 | Margolis Jeff Eliot | RSPI | Warrants (right to buy) | D | 0.02 | 325,022 | 325,022 | |||||
| 2016-04-04 | 2016-03-31 | 4 | WEINGARTEN ROBERT N | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 24,000,000 | 24,000,000 | |||||
| 2016-04-04 | 2016-03-31 | 4 | SAPIRSTEIN JAMES | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 10,000,000 | 10,000,000 | |||||
| 2016-04-04 | 2016-03-31 | 4 | MacFarlane Katie | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 10,000,000 | 10,000,000 | |||||
| 2016-04-04 | 2016-03-31 | 4 | Purcell Richard David Jr. | RSPI | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 20,000,000 | 20,000,000 | |||||
| 2015-08-31 | 2015-08-28 | 4 | MANUSO JAMES S J | CORX | Common Stock Warrants (right to buy) | D | 23,775,558 | 23,775,558 | ||||||
| 2015-08-31 | 2015-08-28 | 4 | MANUSO JAMES S J | CORX | Common Stock | D | 11,887,779 | 11,887,779 | ||||||
| 2015-08-20 | 2015-06-30 | 4/A | Margolis Jeff Eliot | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 15,000,000 | 15,000,000 | |||||
| 2015-08-20 | 2015-02-02 | 4/A | Margolis Jeff Eliot | CORX | Warrants (right to buy) | D | 0.04 | 310,000 | 507,374 | |||||
| 2015-08-20 | 2014-12-31 | 4/A | Margolis Jeff Eliot | CORX | Warrants (right to buy) | D | 0.04 | 77,500 | 197,374 | |||||
| 2015-08-20 | 2014-12-09 | 4/A | Margolis Jeff Eliot | CORX | Warrants (right to buy) | D | 0.04 | 1,500 | 119,874 | |||||
| 2015-08-20 | 2014-11-05 | 4/A | Margolis Jeff Eliot | CORX | Warrants (right to buy) | D | 0.04 | 118,374 | 118,374 | |||||
| 2015-08-20 | 3 | MANUSO JAMES S J | CORX | No securities are beneficially owned | D | 0 | ||||||||
| 2015-08-20 | 2015-08-18 | 4 | Purcell Richard David Jr. | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 3,000,000 | 3,000,000 | |||||
| 2015-08-20 | 2015-08-18 | 4 | MacFarlane Katie | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 3,000,000 | 3,000,000 | |||||
| 2015-08-20 | 2015-08-18 | 4 | Margolis Jeff Eliot | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 10,000,000 | 10,000,000 | |||||
| 2015-08-20 | 2015-08-18 | 4 | SAPIRSTEIN JAMES | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 3,000,000 | 3,000,000 | |||||
| 2015-08-20 | 2015-08-18 | 4 | Lippa Arnold | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 10,000,000 | 10,000,000 | |||||
| 2015-08-20 | 2015-08-18 | 4 | MANUSO JAMES S J | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 80,000,000 | 80,000,000 | |||||
| 2015-08-20 | 2015-08-18 | 4 | MANUSO JAMES S J | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 5,081,300 | 5,081,300 | |||||
| 2015-08-20 | 2015-08-18 | 4 | WEINGARTEN ROBERT N | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 10,000,000 | 10,000,000 | |||||
| 2015-07-06 | 2015-06-30 | 4 | Margolis Jeff Eliot | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 15,000,000 | 15,000,000 | |||||
| 2015-07-06 | 2015-06-30 | 4 | SAPIRSTEIN JAMES | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 2,000,000 | 2,000,000 | |||||
| 2015-07-06 | 2015-06-30 | 4 | Lippa Arnold | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 15,000,000 | 15,000,000 | |||||
| 2015-07-02 | 2015-06-30 | 4 | WEINGARTEN ROBERT N | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 15,000,000 | 15,000,000 | |||||
| 2015-07-02 | 2015-06-30 | 4 | MacFarlane Katie | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 2,000,000 | 2,000,000 | |||||
| 2015-07-02 | 2015-06-30 | 4 | Purcell Richard David Jr. | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.02 | 2,000,000 | 2,000,000 | |||||
| 2015-04-21 | 3 | Purcell Richard David Jr. | CORX | No securities are beneficially owned | D | 0 | ||||||||
| 2015-04-21 | 2014-10-15 | 4 | Purcell Richard David Jr. | CORX | Common Stock | D | 2,000,000 | 2,000,000 | ||||||
| 2014-09-05 | 3 | SAPIRSTEIN JAMES | CORX | No securities are beneficially owned | D | 0 | ||||||||
| 2014-09-05 | 3 | MacFarlane Katie | CORX | No securities are beneficially owned | D | 0 | ||||||||
| 2014-09-05 | 2014-09-03 | 4 | SAPIRSTEIN JAMES | CORX | Common Stock | D | 2,000,000 | 2,000,000 | ||||||
| 2014-09-05 | 2014-09-03 | 4 | MacFarlane Katie | CORX | Common Stock | D | 2,000,000 | 2,000,000 | ||||||
| 2014-07-21 | 2014-07-17 | 4 | WEINGARTEN ROBERT N | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.05 | 5,000,000 | 5,000,000 | |||||
| 2014-07-21 | 2014-07-17 | 4 | Lippa Arnold | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.05 | 5,000,000 | 5,000,000 | |||||
| 2014-07-21 | 2014-07-17 | 4 | Margolis Jeff Eliot | CORX | Common Stock Options (to purchase shares of Common Stock) | D | 0.05 | 5,000,000 | 5,000,000 | |||||
| 2014-04-16 | 2014-04-14 | 4 | Lippa Arnold | CORX | Common Stock | D | 15,000,000 | 15,000,000 | ||||||
| 2014-04-16 | 2014-04-14 | 4 | Margolis Jeff Eliot | CORX | Common Stock | D | 15,000,000 | 15,000,000 | ||||||
| 2014-04-16 | 2014-04-14 | 4 | WEINGARTEN ROBERT N | CORX | Common Stock | D | 15,000,000 | 15,000,000 | ||||||
| 2014-04-16 | 2014-04-14 | 4 | Radin Marc M | CORX | Common Stock | D | 4,000,000 | 4,000,000 | ||||||
| 2014-03-20 | 2014-03-18 | 4 | Lippa Arnold | CORX | Series G 1.5% Convertible Preferred Stock | D | 1,000.0000 | 250 | 250 | 250 | ||||
| 2013-05-09 | 3 | WEINGARTEN ROBERT N | CORX | No securities of the Issuer are beneficially owned | D | 0 | ||||||||
| 2013-04-01 | 3 | T. Morgen Capital LLC By Aurora Capital LLC | CORX | Common Stock | I | 2,971,792 | ||||||||
| 2013-04-01 | 3 | Lippa Arnold By Aurora Capital LLC | CORX | Common Stock | I | 2,971,792 | ||||||||
| 2013-04-01 | 3 | Margolis Jeff Eliot By Aurora Capital LLC | CORX | Common Stock | I | 2,971,792 | ||||||||
| 2013-04-01 | 3 | AURORA CAPITAL CORP By Aurora Capital LLC | CORX | Common Stock | I | 2,971,792 | ||||||||
| 2013-04-01 | 3 | Cohen Kenneth M | CORX | Common Stock | D | 656,755 | ||||||||
| 2013-04-01 | 3 | Chizzik Steven | CORX | Common Stock | D | 330,199 | ||||||||
| 2013-04-01 | 3 | AURORA CAPITAL LLC | CORX | Common Stock | D | 2,971,792 | ||||||||
| 2013-01-23 | 2013-01-21 | 4 | samyang optics co., ltd By subsidiary | corx | Warrant to Purchase Common Stock | I | 0.10 | -1,691,367 | 0 | |||||
| 2013-01-23 | 2013-01-21 | 4 | samyang optics co., ltd | corx | Warrant to Purchase Common Stock | D | 0.10 | 1,691,367 | 1,691,367 | |||||
| 2013-01-23 | 2013-01-21 | 4 | samyang optics co., ltd By subsidiary | corx | common stock | I | 0.0400 | -6,765,466 | -271 | 0 | ||||
| 2013-01-23 | 2013-01-21 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0400 | 6,765,466 | 271 | 16,422,464 | ||||
| 2012-09-19 | 3 | Miller Steven N. | CORX | No securities are beneficially owned. | D | 0 | ||||||||
| 2012-09-19 | 2012-08-10 | 4 | ORIGIN VENTURES II LP | CORX | Common Stock | I | 24,200,507 | 24,200,507 | ||||||
| 2012-08-20 | 3 | ILLINOIS EMERGING TECHNOLOGIES FUND LP See Footnote 1 | CORX | Common Stock, par value $0.001 per share | I | 20,334,546 | ||||||||
| 2012-08-20 | 2012-08-10 | 4 | Letendre Peter | CORX | Common Stock | D | 684,031 | 684,031 | ||||||
| 2012-08-20 | 2012-08-10 | 4 | Carley David W. | CORX | Common Stock | D | 1,899,158 | 1,899,158 | ||||||
| 2012-08-14 | 2012-08-10 | 4 | COLEMAN JAMES H | COR | Options to Purchase Common Stock | D | 0.06 | 2,083,334 | 2,083,334 | |||||
| 2012-08-14 | 2012-08-10 | 4 | STOLL ROGER G PHD | COR | Options to Purchase Common Stock | D | 0.06 | 3,083,334 | 3,083,334 | |||||
| 2012-08-07 | 2012-08-03 | 4 | ALLNUTT ROBERT | COR | Options to Purchase Common Stock | D | 0.06 | 303,333 | 333,333 | |||||
| 2012-08-07 | 2012-08-03 | 4 | ALLNUTT ROBERT | COR | Options to Purchase Common Stock | D | 0.06 | 30,000 | 30,000 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Benedik John F | COR | Options to Purchase Common Stock | D | 0.06 | 433,333 | 463,333 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Benedik John F | COR | Options to Purchase Common Stock | D | 0.06 | 30,000 | 30,000 | |||||
| 2012-08-07 | 2012-08-03 | 4 | COTMAN CARL W | COR | Options to Purchase Common Stock | D | 0.06 | 216,667 | 246,667 | |||||
| 2012-08-07 | 2012-08-03 | 4 | COTMAN CARL W | COR | Options to Purchase Common Stock | D | 0.06 | 30,000 | 30,000 | |||||
| 2012-08-07 | 2012-08-03 | 4 | CASAMENTO CHARLES J | COR | Options to Purchase Common Stock | D | 0.06 | 346,667 | 376,667 | |||||
| 2012-08-07 | 2012-08-03 | 4 | CASAMENTO CHARLES J | COR | Options to Purchase Common Stock | D | 0.06 | 30,000 | 30,000 | |||||
| 2012-08-07 | 2012-08-03 | 4 | DRAKE PETER F | COR | Options to Purchase Common Stock | D | 0.06 | 346,667 | 376,667 | |||||
| 2012-08-07 | 2012-08-03 | 4 | DRAKE PETER F | COR | Options to Purchase Common Stock | D | 0.06 | 30,000 | 30,000 | |||||
| 2012-08-07 | 2012-08-03 | 4 | JOHNSON M ROSS | COR | Options to Purchase Common Stock | D | 0.06 | 368,333 | 398,333 | |||||
| 2012-08-07 | 2012-08-03 | 4 | JOHNSON M ROSS | COR | Options to Purchase Common Stock | D | 0.06 | 30,000 | 30,000 | |||||
| 2012-06-27 | 2012-06-25 | 4 | samyang optics co., ltd | corx | Warrant to Purchase Common Stock | D | 0.06 | 4,000,000 | 4,000,000 | |||||
| 2012-06-18 | 2012-06-15 | 4 | samyang optics co., ltd | corx | Common Stock | D | 0.0450 | -30,000 | -1 | 9,656,998 | ||||
| 2012-06-18 | 2012-06-14 | 4 | samyang optics co., ltd | corx | Common Stock | D | 0.0500 | -18,975 | -1 | 9,686,998 | ||||
| 2012-06-14 | 2012-06-13 | 4 | samyang optics co., ltd | corx | Common Stock | D | 0.0500 | -3,245 | -0 | 9,705,973 | ||||
| 2012-06-14 | 2012-06-13 | 4 | samyang optics co., ltd | corx | Common Stock | D | 0.0500 | -25,040 | -1 | 9,709,218 | ||||
| 2012-06-14 | 2012-06-12 | 4 | samyang optics co., ltd | corx | Common Stock | D | 0.0500 | -39,755 | -2 | 9,734,258 | ||||
| 2012-06-12 | 2012-06-11 | 4 | samyang optics co., ltd | corx | Common Stock | D | 0.0550 | -7,000 | -0 | 9,774,013 | ||||
| 2012-06-12 | 2012-06-08 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0510 | -50,000 | -3 | 9,781,013 | ||||
| 2012-06-07 | 2012-06-07 | 4 | samyang optics co., ltd | corx | Warrant to Purchase Common Stock | D | 0.21 | -4,081,633 | 0 | |||||
| 2012-06-07 | 2012-06-07 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0520 | -40,020 | -2 | 9,831,013 | ||||
| 2012-06-07 | 2012-06-05 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0521 | -75,000 | -4 | 9,871,033 | ||||
| 2012-06-04 | 2012-06-01 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0534 | -17,806 | -1 | 9,946,033 | ||||
| 2012-06-01 | 2012-05-31 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0519 | -107,606 | -6 | 9,963,839 | ||||
| 2012-06-01 | 2012-05-30 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0538 | -42,394 | -2 | 10,071,445 | ||||
| 2012-05-30 | 2012-05-25 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0570 | -5,000 | -0 | 10,113,839 | ||||
| 2012-05-25 | 2012-05-24 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0570 | -1,694 | -0 | 10,118,839 | ||||
| 2012-05-25 | 2012-05-23 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0550 | -3,950 | -0 | 10,120,533 | ||||
| 2012-05-23 | 2012-05-22 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0550 | -5,000 | -0 | 10,124,483 | ||||
| 2012-05-23 | 2012-05-21 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0550 | -5,000 | -0 | 10,129,483 | ||||
| 2012-05-21 | 2012-05-18 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0550 | -6,550 | -0 | 10,134,483 | ||||
| 2012-05-21 | 2012-05-17 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0600 | -25,000 | -2 | 10,141,033 | ||||
| 2012-05-16 | 2012-05-14 | 4 | samyang optics co., ltd | corx | common stock | D | 0.0651 | -10,000 | -1 | 10,166,033 | ||||
| 2007-12-14 | 2007-12-07 | 4 | Tran Pierre V | COR | Common Stock | D | 0.6300 | 10,000 | 6 | 30,000 | ||||
| 2007-12-14 | 2007-12-07 | 4 | Tran Pierre V | COR | Common Stock | D | 0.6200 | 4,500 | 3 | 20,000 | ||||
| 2007-12-14 | 2007-12-07 | 4 | Tran Pierre V | COR | Common Stock | D | 0.6100 | 13,300 | 8 | 15,500 | ||||
| 2007-12-14 | 2007-12-07 | 4 | Tran Pierre V | COR | Common Stock | D | 0.6000 | 2,200 | 1 | 2,200 | ||||
| 2007-02-07 | 3 | Johnson Steven Andrew Consists of shares beneficially owned by spouse. | COR | Common Stock | I | 2,350 | ||||||||
| 2007-02-07 | 3 | Johnson Steven Andrew | COR | Common Stock | D | 11,000 | ||||||||
| 2004-09-01 | 3 | Mansbach Harry H | COR | Common Stock | D | 7,000 | ||||||||
| 2004-04-05 | 2004-04-05 | 4 | TOLLEFSON GARY D | COR | Options to Puchase Common Stock | D | 2.78 | 30,000 | 30,000 | |||||
| 2003-12-03 | 2003-12-02 | 4 | COTMAN CARL W | cor | Sale of Common Stock | D | 3.3020 | -2,500 | -8 | 98,000 | ||||
| 2003-12-03 | 2003-12-02 | 4 | COTMAN CARL W | cor | Sale of Common Stock | D | 3.3000 | -8,500 | -28 | 100,500 | ||||
| 2003-12-03 | 2003-12-02 | 4 | COTMAN CARL W | cor | Purchase of Common Stock | D | 0.3750 | 11,000 | 4 | 109,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
