SBL Insider Trading - Merrill Lynch & Co., Inc.

Orang Dalam Sejati

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Merrill Lynch & Co., Inc. - Preferred Stock transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Rodney E Bennett Director - [D]	80,643	80,643
Walter T Beach Director - [D]	124,962	124,962
Lester Raymond Brafman Chief Executive Officer - [O]	315,702	315,702
Daniel G Cohen Executive Chairman, Director, 10% Owner - [D] [O] [10%]	4,017	4,017
Edward E Cohen 10% Owner - [10%]	1,890,791	1,890,791
Marc Chayette Director - [D]	11,471	1,147
John P Costas Named Executive Officer - [O]	0	0
Thomas Costello Director - [D]	238,485	238,485

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
G Steven Dawson Director - [D]	1,100	1,100
Jack DiMaio Director - [D]	20,933	20,933
Joseph M Donovan Director - [D]	179,746	179,746
EBC 2013 Family Trust 10% Owner - [10%]	800,000	800,000
Jack Haraburda Director - [D]	11,584	11,584
Diana Louise Liberto Director - [D]	15,638	15,638
Douglas Listman Chief Accounting Officer - [O]	20,186	20,186
John Longino CFO and Treasurer - [O]	48,006	48,006

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
James Mcentee Director - [D]	0	0
Mead Park Capital Partners LLC 10% Owner - [10%]	487,291	487,291
Shami Patel COO and CIO - [O]	78,793	78,793
Pooler Joseph W. Jr. EVP, CFO and Treasurer - [O]	67,442	67,442
Christopher Ricciardi 10% Owner - [10%]	112,480	112,480
Stephanie Ricciardi 10% Owner - [10%]	57,480	57,480
Neil S Subin Director - [D]	299,190	299,190
Lance Ullom Director - [D]	82,603	82,603
Charles W Wolcott Director - [D]	84,893	84,893

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di SBL / Merrill Lynch & Co., Inc. - Preferred Stock. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2020-12-04	COHEN DANIEL G	10,000	16.6400	10,000	16.6400	166,400	89	41	243,600	146.39
2020-08-14	COHEN DANIEL G	2,500	19.6190	2,500	19.6190	49,048
2020-08-13	Brafman Lester Raymond	1,000	20.0100	1,000	20.0100	20,010
2019-10-02	COHEN DANIEL G	76,240		76,240
2019-10-02	COHEN DANIEL G	268,445		268,445
2018-01-04	Ricciardi Christopher	20,000	15.0000	20,000	15.0000	300,000
2018-01-04	Ricciardi Stephanie	20,000	15.0000	20,000	15.0000	300,000
2015-11-06	Ricciardi Christopher	31,200	2.0000	31,200	2.0000	62,400
2015-11-05	Ricciardi Christopher	56,500	2.0000	56,500	2.0000	113,000

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

SBL / Merrill Lynch & Co., Inc. - Preferred Stock Insider Trades

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di SBL / Merrill Lynch & Co., Inc. - Preferred Stock. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2024-06-07	Pooler Joseph W. Jr.	10,000	11.6400	10,000	11.6400	116,400	118	0.0000	-116,400	-100.00
2023-03-14	Listman Douglas	2,332	8.7637	2,332	8.7637	20,437
2022-11-28	DAWSON G STEVEN	254	8.5400	254	8.5400	2,169
2022-03-14	Listman Douglas	1,379	16.3760	1,379	16.3760	22,583
2021-05-21	Listman Douglas	7,200	24.5300	7,200	24.5300	176,616
2021-05-21	Listman Douglas	1,307	25.5600	1,307	25.5600	33,407
2020-08-13	DAWSON G STEVEN	278	20.1520	278	20.1520	5,602
2019-11-07	Pooler Joseph W. Jr.	1,000	4.5000	1,000	4.5000	4,500
2017-12-19	COHEN DANIEL G	15,881	8.0000	15,881	8.0000	127,048

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2025-02-05	2025-02-04	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		9.7400	-1,811	-18		20,186
2025-02-05	2025-02-04	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		9.7400	-6,843	-67		67,442
2024-12-20	2024-12-20	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			15,500			74,285
2024-12-20	2024-12-20	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	A - Award	D			10,000			21,997
2024-12-20	2024-12-20	4	Liberto Diana Louise	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			15,638
2024-12-20	2024-12-20	4	Haraburda Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			11,584
2024-12-20	2024-12-20	4	DiMaio Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			20,933
2024-12-20	2024-12-20	4	DAWSON G STEVEN	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			1,100
2024-07-02	2024-07-01	4	COHEN DANIEL G	COHN	Common Stock, par value $0.01 per share	G - Gift	D			-20,000			4,017
2024-06-10	2024-06-07	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	S - Sale	D		11.6400	-10,000	-116		58,785
2024-02-02	2024-02-01	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		7.2300	-1,337	-10		11,997
2024-02-02	2024-02-01	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		7.2300	-4,352	-31		68,785
2023-12-21	2023-12-21	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			15,500			73,137
2023-12-21	2023-12-21	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	A - Award	D			5,000			13,334
2023-12-21	2023-12-21	4	Liberto Diana Louise	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			14,538
2023-12-21	2023-12-21	4	Haraburda Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			10,484
2023-12-21	2023-12-21	4	DAWSON G STEVEN	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			1,100
2023-12-21	2023-12-21	4	DiMaio Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			19,833
2023-03-14	2023-03-14	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	S - Sale	D		8.7637	-2,332	-20		8,334
2023-02-03	2023-02-01	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		8.8300	-1,834	-16		10,666
2023-02-03	2023-02-01	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		8.8300	-4,379	-39		57,637
2022-12-20	2022-12-20	4	DiMaio Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			18,733
2022-12-20	2022-12-20	4	DAWSON G STEVEN	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			1,100
2022-12-20	2022-12-20	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			15,500			62,016
2022-12-20	2022-12-20	4	Haraburda Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			9,384
2022-12-20	2022-12-20	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	A - Award	D			5,000			12,500
2022-12-20	2022-12-20	4	Liberto Diana Louise	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,100			13,438
2022-11-29	2022-11-28	4	DAWSON G STEVEN By Regents Gate Associates LLC	COHN	Common Stock, par value $0.01 per share	S - Sale	I		8.5400	-254	-2		26,716
2022-03-14	2022-03-14	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	S - Sale	D		16.3760	-1,379	-23		7,500
2022-02-02	2022-01-31	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		15.2000	-6,479	-98		46,516
2022-02-02	2022-01-31	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		15.2000	-1,121	-17		8,879
2021-12-20	2021-12-20	4	DAWSON G STEVEN	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			1,000
2021-12-20	2021-12-20	4	COHEN DANIEL G	COHN	Cohen & Company, LLC Membership Units	A - Award	D			211,000		23,265,355
2021-12-20	2021-12-20	4	Haraburda Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			8,274
2021-12-20	2021-12-20	4	DiMaio Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			17,633
2021-12-20	2021-12-20	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	A - Award	D			5,000			10,000
2021-12-20	2021-12-20	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			15,500			52,995
2021-12-20	2021-12-20	4	Brafman Lester Raymond	COHN	Cohen & Company, LLC Membership Units	A - Award	D			211,000		2,211,000
2021-12-20	2021-12-20	4	Liberto Diana Louise	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			12,338
2021-10-29	2021-10-28	4	COHEN DANIEL G	COHN	Cohen & Company, LLC Membership Units	A - Award	D			2,000,000		23,054,355
2021-10-29	2021-10-28	4	Brafman Lester Raymond	COHN	Cohen & Company, LLC Membership Units	A - Award	D			2,000,000		2,000,000
2021-10-28	2021-10-27	4	COHEN DANIEL G	COHN	Common Stock, par value $0.01 per share	G - Gift	D			-15,000			24,017
2021-05-25	2021-05-24	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	S - Sale	D		24.6300	-2,248	-55		37,495
2021-05-25	2021-05-24	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	S - Sale	D		23.9000	-7,752	-185		39,743
2021-05-25	2021-05-21	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	S - Sale	D		25.7300	-10,000	-257		47,495
2021-05-21	2021-05-21	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	S - Sale	D		25.5600	-1,307	-33		5,000
2021-05-21	2021-05-21	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	S - Sale	D		24.5300	-7,200	-177		6,307
2021-03-17	2021-03-17	4	COHEN DANIEL G	COHN	Common Stock, par value $0.01 per share	G - Gift	D			-15,000			39,017
2021-02-16	2021-02-03	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	A - Award	D			5,000			13,507
2021-02-04	2021-02-03	4	Liberto Diana Louise	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			11,338
2021-02-04	2021-02-03	4	DiMaio Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			16,633
2021-02-04	2021-02-03	4	Haraburda Jack	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			7,274
2021-02-04	2021-02-03	4	DAWSON G STEVEN	COHN	Common Stock, par value $0.01 per share	A - Award	D			1,000			1,000
2021-02-04	2021-02-03	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			10,000			57,495
2021-02-04	2021-02-03	4	COHEN DANIEL G	COHN	Cohen & Company, LLC Membership Units	A - Award	D			195,000		21,054,355
2021-02-04	2021-02-03	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	A - Award	D			19,500			315,702
2021-02-03	2021-02-01	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		17.2500	-5,954	-103		47,495
2021-02-03	2021-02-01	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		17.2500	-14,891	-257		296,202
2020-12-04	2020-12-04	4	COHEN DANIEL G	COHN	Common Stock, par value $0.01 per share	P - Purchase	D		16.6400	-10,000	-166		54,017
2020-11-18	2020-11-17	4	COHEN DANIEL G	COHN	Common Stock, par value $0.01 per share	G - Gift	D			-20,096			44,017
2020-10-23	2020-10-22	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	A - Award	D			200,000			311,093
2020-10-23	2020-10-22	4	COHEN DANIEL G	COHN	Cohen & Company, LLC Membership Units	A - Award	D			2,000,000		20,859,355
2020-08-17	2020-08-14	4	COHEN DANIEL G By Cohen Bros. Financial, LLC	COHN	Common Stock, par value $0.01 per share	P - Purchase	I		19.6190	2,500	49		78,740
2020-08-17	2020-08-13	4	DAWSON G STEVEN Corriente Private Trust	COHN	Common Stock, par value $0.01 per share	S - Sale	I		20.1520	-278	-6		24,970
2020-08-17	2020-08-13	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	P - Purchase	D		20.0100	1,000	20		111,093
2020-02-13	2020-02-13	4	COHEN DANIEL G	COHN	Cohen & Company, LLC Membership Units	A - Award	D			508,080		18,859,355
2020-02-13	2020-02-13	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			17,321			53,449
2020-02-13	2020-02-13	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	A - Award	D			50,808			110,093
2020-02-03	2020-01-31	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		3.5000	-2,948	-10		36,128
2020-02-03	2020-01-31	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		3.5000	-10,252	-36		59,285
2020-01-02	2019-12-30	4	COHEN DANIEL G	COHN	Cohen & Company, LLC Membership Units	A - Award	D			12,549,273		17,801,275
2019-11-08	2019-11-07	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	S - Sale	D		4.5000	-1,000	-4		39,076
2019-10-04	2019-10-02	4	COHEN DANIEL G By Cohen Bros. Financial, LLC	COHN	Cohen & Company, LLC Membership Units	P - Purchase	I			268,445		5,252,002
2019-10-04	2019-10-02	4	COHEN DANIEL G By Cohen Bros. Financial, LLC	COHN	Common Stock, par value $0.01 per share	P - Purchase	I			76,240			76,240
2019-02-15	2019-02-13	4	COHEN DANIEL G	COHN	Cohen & Company, LLC Membership Units	A - Award	D			550,000		5,533,557
2019-02-14	2019-02-13	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			9,375			40,076
2019-02-14	2019-02-13	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	A - Award	D			27,500			69,537
2019-02-05	2019-01-31	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		8.1500	-3,036	-25		41,415
2019-02-05	2019-01-31	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		8.1500	-491	-4		8,507
2019-02-05	2019-01-31	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		8.1500	-7,119	-58		42,037
2018-09-06	2018-08-29	4	Haraburda Jack	COHN	Common Stock, par value $0.01 per share	D - Sale to Issuer	D		10.0000	-17,555	-176		6,274
2018-02-23	2018-02-21	4	COHEN DANIEL G	COHN	Common Stock, par value $0.01 per share	A - Award	D			40,191			64,113
2018-02-23	2018-02-21	4	Brafman Lester Raymond	COHN	Common Stock, par value $0.01 per share	A - Award	D			19,139			349,156
2018-02-23	2018-02-21	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	A - Award	D			4,785			44,451
2018-02-16	2018-01-31	4	Pooler Joseph W. Jr.	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		9.9189	-4,233	-42		39,666
2018-02-16	2018-01-31	4	Listman Douglas	COHN	Common Stock, par value $0.01 per share	F - Taxes	D		9.9189	-444	-4		8,998
2018-01-05		3	Ricciardi Stephanie By Spouse	COHN	Common Stock, par value $0.01		I						57,480
2018-01-05		3	Ricciardi Stephanie	COHN	Common Stock, par value $0.01		D						111,240
2018-01-05		3	Ricciardi Stephanie	COHN	Common Stock, par value $0.01		D						111,240
2018-01-05		3	Ricciardi Stephanie By Spouse	COHN	Common Stock, par value $0.01		I						57,480
2018-01-05		3	Ricciardi Christopher	COHN	Common Stock, par value $0.01		D						112,480
2018-01-05		3	Ricciardi Christopher	COHN	Common Stock, par value $0.01		D						112,480
2018-01-05	2018-01-04	4	Ricciardi Stephanie	COHN	Common Stock, par value $0.01	P - Purchase	D		15.0000	20,000	300		75,000
2018-01-05	2018-01-04	4	Ricciardi Christopher	COHN	Common Stock, par value $0.01	P - Purchase	D		15.0000	20,000	300		76,240
2017-12-20	2017-12-19	4	COHEN DANIEL G	COHN	Common Stock, par value $0.01 per share	S - Sale	D		8.0000	-15,881	-127		23,922
2017-12-19	2017-12-18	4	MCENTEE JAMES	COHN	Common Stock, par value $0.01 per share	D - Sale to Issuer	D		10.0000	-27,346	-273		0
2017-02-21	2017-02-17	4	DiMaio Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			41,667			156,332
2017-02-21	2017-02-17	4	Haraburda Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			41,667			238,285
2017-02-21	2017-02-17	4	Liberto Diana Louise	IFMI	Common Stock, $0.001 par value per share	A - Award	D			41,667			103,395
2017-02-21	2017-02-17	4	MCENTEE JAMES	IFMI	Common Stock, $0.001 par value per share	A - Award	D			41,667			273,461
2017-02-21	2017-02-17	4	Brafman Lester Raymond	IFMI	Common Stock, par value $0.001	A - Award	D			136,364			3,300,171
2017-02-21	2017-02-17	4	Listman Douglas	IFMI	Common Stock, par value $0.001	A - Award	D			-25,000			94,420
2017-02-21	2017-02-17	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001 per share	A - Award	D			79,545			439,004
2017-02-21	2017-02-17	4	SUBIN NEIL S	IFMI	Common Stock, $0.001 par value per share	A - Award	D			41,667			299,190
2017-02-21	2017-02-17	4	Costello Thomas	IFMI	Common Stock, $0.001 par value per share	A - Award	D			41,667			238,485
2017-02-21	2017-02-17	4	DAWSON G STEVEN	IFMI	Common Stock, $0.001 par value per share	A - Award	D			41,667			103,395
2017-02-02	2017-01-31	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001 per share	F - Taxes	D		1.2700	-27,396	-35		359,459
2017-02-02	2017-01-31	4	Brafman Lester Raymond	IFMI	Common Stock, par value $0.001 per share	F - Taxes	D		1.2700	-49,595	-63		3,163,807
2016-02-16	2016-02-12	4	MCENTEE JAMES	IFMI	Common Stock, $0.001 par value per share	A - Award	D			61,728			231,794
2016-02-16	2016-02-12	4	SUBIN NEIL S	IFMI	Common Stock, $0.001 par value per share	A - Award	D			61,728			257,523
2016-02-16	2016-02-12	4	DAWSON G STEVEN	IFMI	Common Stock, $0.001 par value per share	A - Award	D			61,728			61,728
2016-02-16	2016-02-12	4	Costello Thomas	IFMI	Common Stock, $0.001 par value per share	A - Award	D			61,728			196,818
2016-02-16	2016-02-12	4	Haraburda Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			61,728			196,618
2016-02-16	2016-02-12	4	DiMaio Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			61,728			114,665
2016-02-16	2016-02-12	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001 per share	A - Award	D			92,593			279,712
2016-02-16	2016-02-12	4	Brafman Lester Raymond	IFMI	Common Stock, par value $0.001	A - Award	D			154,321			213,402
2016-02-16	2016-02-12	4	Liberto Diana Louise	IFMI	Common Stock, $0.001 par value per share	A - Award	D			61,728			61,728
2016-02-05		3	MCENTEE JAMES	IFMI	Common Stock, par value $0.001 per share		D						340,132
2016-02-05		3	MCENTEE JAMES	IFMI	Common Stock, par value $0.001 per share		D						340,132
2016-02-03	2016-01-31	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001 per share	F - Taxes	D		1.1100	-9,024	-10		187,119
2016-02-03	2016-01-31	4	Brafman Lester Raymond	IFMI	Common Stock, par value $0.001 per share	F - Taxes	D		1.1100	-16,677	-19		59,081
2015-11-06	2015-11-06	4	Ricciardi Christopher	IFMI	Common Stock, par value $0.001	P - Purchase	D		2.0000	31,200	62		262,403
2015-11-06	2015-11-05	4	Ricciardi Christopher	IFMI	Common Stock, par value $0.001	P - Purchase	D		2.0000	56,500	113		231,203
2015-11-06	2015-11-05	4	Ricciardi Christopher	IFMI	Common Stock, par value $0.001	P - Purchase	D		2.0000	80,300	161		174,703
2015-11-06	2015-11-05	4	Ricciardi Christopher	IFMI	Common Stock, par value $0.001	P - Purchase	D		2.0000	82,000	164		94,403
2015-10-19	2015-10-16	4	Ricciardi Stephanie By Spouse	IFMI	Common Stock, par value $0.001	D - Sale to Issuer	I		2.0000	-487,291	-975		0
2015-10-19	2015-10-16	4	Ricciardi Stephanie	IFMI	Common Stock, par value $0.001	D - Sale to Issuer	D		2.0000	-1,400,169	-2,800		0
2015-10-19	2015-10-16	4	Ricciardi Christopher By Spouse	IFMI	Common Stock, par value $0.001	D - Sale to Issuer	I		2.0000	-48,448	-97		0
2015-10-19	2015-10-16	4	Ricciardi Christopher By Mead Park Capital Partners LLC	IFMI	Common Stock, par value $0.001	D - Sale to Issuer	I		2.0000	-487,291	-975		0
2015-10-19	2015-10-16	4	Ricciardi Christopher	IFMI	Common Stock, par value $0.001	D - Sale to Issuer	D		2.0000	-1,399,286	-2,799		12,403
2015-09-08		3	COHEN EDWARD E By Partnership	IFMI	Common Stock		I						1,890,791
2015-09-08		3	COHEN EDWARD E	IFMI	Common Stock		D						2,768,902
2015-09-08		3	COHEN EDWARD E By Spouse	IFMI	Common Stock		I						2,550,011
2015-09-08		3	COHEN EDWARD E By Partnership	IFMI	Common Stock		I						1,890,791
2015-09-08		3	COHEN EDWARD E By Spouse	IFMI	Common Stock		I						2,550,011
2015-09-08		3	COHEN EDWARD E	IFMI	Common Stock		D						2,768,902
2015-08-28	2015-08-28	4	Mead Park Capital Partners LLC	IFMI	Convertible Senior Promissory Notes	S - Sale	D	3.00	5,421,797.7000
2015-08-28	2015-08-28	4	Mead Park Capital Partners LLC	IFMI	Common Stock, par value $0.001	S - Sale	D		1.3300	-1,461,876	-1,944		487,291
2015-08-28	2015-08-28	4	DiMaio Jack By Mead Park Capital Partners LLC	IFMI	Convertible Senior Promissory Note	S - Sale	I	3.00	3,614,535.5100			0
2015-08-28	2015-08-28	4	DiMaio Jack By Mead Park Capital Partners LLC	IFMI	Common Stock, Par Value $0.001	S - Sale	I		1.3300	-974,585	-1,296		0
2015-02-17	2015-02-12	4	Brafman Lester Raymond	IFMI	Common Stock, par value $0.001	A - Award	D			75,758			75,758
2015-02-17	2015-02-12	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001	A - Award	D			45,455			196,143
2015-02-06	2015-02-04	4	SUBIN NEIL S	IFMI	Common Stock, $0.001 par value per share	A - Award	D			30,303			195,795
2015-02-06	2015-02-04	4	Costello Thomas	IFMI	Common Stock, $0.001 par value per share	A - Award	D			30,303			135,090
2015-02-06	2015-02-04	4	Haraburda Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			30,303			134,890
2015-02-06	2015-02-04	4	Ricciardi Christopher	IFMI	Common Stock, $0.001 par value per share	A - Award	D			30,303			1,411,689
2015-02-06	2015-02-04	4	DiMaio Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			30,303			52,937
2015-02-06	2015-02-04	4	Donovan Joseph M	IFMI	Common Stock, $0.001 par value per share	A - Award	D			30,303			179,746
2015-02-06	2015-02-04	4	DAWSON G STEVEN	IFMI	Common Stock, $0.001 par value per share	A - Award	D			30,303			72,168
2015-02-02	2014-04-10	5	COHEN DANIEL G	IFMI	Common Stock, Par Value $0.001	G - Gift	D			-75,000			398,039
2015-01-05	2014-12-31	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001	F - Taxes	D		1.6500	-6,022	-10		150,688
2014-11-17	2014-11-13	4	COHEN DANIEL G	IFMI	Common Stock, Par Value $0.001	D - Sale to Issuer	D		1.7700	-100,000	-177		398,039
2014-08-28	2014-08-26	4	COHEN DANIEL G	IFMI	Common Stock, Par Value $0.001	D - Sale to Issuer	D		2.0700	-100,000	-207		498,039
2014-06-10	2014-06-10	4	Brafman Lester Raymond	IFMI	Employee Stock Option (Right to Buy)	A - Award	D	5.00		1,000,000		1,000,000
2014-06-10	2014-06-10	4	Brafman Lester Raymond	IFMI	Employee Stock Option (Right to Buy	A - Award	D	4.00		1,000,000		1,000,000
2014-06-10	2014-06-10	4	Brafman Lester Raymond	IFMI	Employee Stock Option (Right to Buy)	A - Award	D	3.00		500,000		1,000,000
2014-02-18	2014-02-13	4	Pooler Joseph W. Jr.	IFMI	Employee Stock Option (Right to Buy)	A - Award	D	4.00		-107,143		107,143
2014-02-14	2014-02-12	4	SUBIN NEIL S	IFMI	Common Stock, $0.001 par value per share	A - Award	D			22,634			165,492
2014-02-14	2014-02-12	4	DAWSON G STEVEN	IFMI	Common Stock, $0.001 par value per share	A - Award	D			22,634			41,865
2014-02-14	2014-02-12	4	Costello Thomas	IFMI	Common Stock, $0.001 par value per share	A - Award	D			22,634			104,787
2014-02-14	2014-02-12	4	Haraburda Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			22,634			104,587
2014-02-14	2014-02-12	4	Ricciardi Christopher	IFMI	Common Stock, par value $0.001	A - Award	D			22,634			1,381,386
2014-02-14	2014-02-12	4	DiMaio Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			22,634			22,634
2014-02-14	2014-02-12	4	Donovan Joseph M	IFMI	Common Stock, $0.001 par value per share	A - Award	D			22,634			149,443
2014-01-03	2013-12-31	4	COHEN DANIEL G	IFMI	Common Stock, Par Value $0.001	F - Taxes	D		1.9300	-30,103	-58		673,039
2014-01-03	2013-12-31	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001	F - Taxes	D		1.9300	-11,185	-22		156,710
2013-12-03	2013-11-30	4	Brafman Lester Raymond	IFMI	Employee Stock Option (Right to Buy)	A - Award	D	3.00		-500,000		500,000
2013-10-02	2013-10-01	4	Listman Douglas	IFMI	Common Stock, par value $0.001	F - Taxes	D		2.3200	-10,196	-24		69,420
2013-09-26	2013-09-25	4	COHEN DANIEL G By EBC 2013 Family Trust	IFMI	Convertible Senior Promissory Note	A - Award	I	3.00	2,400,000.0000
2013-09-26	2013-09-25	4	COHEN DANIEL G By EBC 2013 Family Trust	IFMI	Common Stock, par value $0.001	A - Award	I		2.0000	800,000	1,600		800,000
2013-09-26	2013-09-25	4	Ricciardi Christopher By Mead Park Capital Partners LLC	IFMI	Convertible Senior Promissory Note	A - Award	I	3.00	1,461,873.0000
2013-09-26	2013-09-25	4	Ricciardi Christopher By Mead Park Capital Partners LLC	IFMI	Common Stock, par value $0.001	A - Award	I		2.0000	487,291	975		487,291
2013-09-26		3	DiMaio Jack	IFMI	No securities are beneficially owned		D						0
2013-09-26	2013-09-25	4	DiMaio Jack By Mead Park Capital Partners LLC	IFMI	Convertible Senior Promissory Note	A - Award	I	3.00	2,923,755.0000
2013-09-26	2013-09-25	4	DiMaio Jack By Mead Park Capital Partners LLC	IFMI	Common Stock, par value $0.001	A - Award	I		2.0000	974,585	1,949		974,585
2013-09-26	2013-09-25	4	Ricciardi Stephanie By Spouse	IFMI	Convertible Senior Promissory Note	A - Award	I	3.00	1,461,873.0000
2013-09-26	2013-09-25	4	Ricciardi Stephanie By Spouse	IFMI	Common Stock, par value $0.001	A - Award	I		2.0000	487,291	975		494,322
2013-09-26		3	Mead Park Capital Partners LLC	IFMI	Common Stock, par value $0.001		D						1,949,167
2013-09-26		3	EBC 2013 Family Trust	IFMI	Common Stock, par value $0.001		D						800,000
2013-05-16	2013-05-15	4	Donovan Joseph M	IFMI	Common Stock, $0.001 par value per share	P - Purchase	D		2.1600	9,800	21		126,809
2013-05-16	2013-05-14	4	Donovan Joseph M	IFMI	Common Stock, $0.001 par value per share	P - Purchase	D		2.2100	40,200	89		117,009
2013-05-14	2013-05-09	4	COHEN DANIEL G By Cohen Bros. Financial, LLC	IFMI	Series E Voting Non-Convertible Preferred Stock	A - Award	I			4,983,557			4,983,557
2013-05-14	2013-05-09	4	COHEN DANIEL G By Cohen Bros. Financial, LLC	IFMI	Series D Voting Non-Convertible Preferred Stock	D - Sale to Issuer	I			-4,983,557			0
2013-03-06	2013-03-04	4	SUBIN NEIL S	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			142,858
2013-03-06	2013-03-04	4	DAWSON G STEVEN	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			68,499
2013-03-06	2013-03-04	4	BENNETT RODNEY E	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			80,643
2013-03-06	2013-03-04	4	Beach Walter T	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			124,962
2013-03-06	2013-03-04	4	Wolcott Charles W	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			84,893
2013-03-06	2013-03-04	4	Haraburda Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			81,953
2013-03-06	2013-03-04	4	Costello Thomas	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			82,153
2013-03-06	2013-03-04	4	Ullom Lance	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			82,603
2013-03-06	2013-03-04	4	Donovan Joseph M	IFMI	Common Stock, $0.001 par value per share	A - Award	D			19,231			76,809
2013-01-17	2013-01-15	4	COHEN DANIEL G	IFMI	Common Stock, par value $0.001	A - Award	D			200,000			703,142
2013-01-17	2013-01-15	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001	A - Award	D			35,000			167,895
2013-01-03	2012-12-31	4	COHEN DANIEL G	IFMI	Common Stock, par value $0.001	F - Taxes	D		1.2000	-99,074	-119		503,142
2013-01-03	2012-12-31	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001	F - Taxes	D		1.2000	-30,511	-37		132,895
2012-12-28	2012-12-28	4	COHEN DANIEL G By Cohen Bros. Financial, LLC	IFMI	Series D Voting Non-Convertible Preferred Stock	A - Award	I			4,983,557			4,983,557
2012-12-28	2012-12-28	4	COHEN DANIEL G By Cohen Bros. Financial, LLC	IFMI	Series B Voting Non-Convertible Preferred Stock	D - Sale to Issuer	I			-4,983,557			0
2012-12-28	2012-12-26	4	COHEN DANIEL G	IFMI	Common Stock, par value $0.001	D - Sale to Issuer	D			-116,595			602,216
2012-07-23	2012-07-19	4	Costas John P	IFMI	Common Stock, par value $0.001	D - Sale to Issuer	D			-424,371			0
2012-05-02	2012-05-01	4	Listman Douglas	IFMI	Common Stock, par value $0.001 per share	F - Taxes	D		1.2700	-690	-1		79,616
2012-03-13	2012-03-09	4	DAWSON G STEVEN	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			49,268
2012-03-13	2012-03-09	4	SUBIN NEIL S	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			123,627
2012-03-13	2012-03-09	4	BENNETT RODNEY E	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			61,412
2012-03-13	2012-03-09	4	Beach Walter T	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			105,731
2012-03-13	2012-03-09	4	Wolcott Charles W	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			65,662
2012-03-13	2012-03-09	4	Ullom Lance	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			63,372
2012-03-13	2012-03-09	4	Costello Thomas	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			62,922
2012-03-13	2012-03-09	4	Haraburda Jack	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			62,722
2012-03-13	2012-03-09	4	Donovan Joseph M	IFMI	Common Stock, $0.001 par value per share	A - Award	D			37,414			57,578
2012-03-13	2012-03-09	4	Pooler Joseph W. Jr.	IFMI	Common Stock, par value $0.001	A - Award	D			30,000			163,406
2012-02-03	2012-02-01	4	Listman Douglas	IFMI	Common Stock, par value $0.001 per share	F - Taxes	D		1.8600	-1,090	-2		80,306
2010-03-29		3	Ricciardi Stephanie	COHN	Common Stock, par value $0.001		D						357,638
2010-03-29		3	Ricciardi Stephanie By Spouse	COHN	Common Stock, par value $0.001		I						1,099,496
2010-03-29		3	Ricciardi Stephanie By GRAT	COHN	Common Stock, par value $0.001		I						11,291
2010-03-11	2010-03-09	4	BENNETT RODNEY E	COHN	Common Stock, $0.001 par value per share	A - Award	D			8,487			12,321
2010-03-11	2010-03-09	4	Chayette Marc	COHN	Common Stock, $0.001 par value per share	A - Award	D			8,487			11,471
2010-03-11	2010-03-09	4	Costello Thomas	COHN	Common Stock, $0.001 par value per share	A - Award	D			8,487			13,831
2010-03-11	2010-03-09	4	DAWSON G STEVEN	COHN	Common Stock, $0.001 par value per share	A - Award	D			8,487			9,418
2010-03-11	2010-03-09	4	Haraburda Jack	COHN	Common Stock, $0.001 par value per share	A - Award	D			8,487			13,631
2010-03-11	2010-03-09	4	Ullom Lance See footnote (3)	COHN	Common Stock, $0.001 par value per share	P - Purchase	I		6.3800	10,000	64		18,000
2010-03-11	2010-03-09	4	Ullom Lance	COHN	Common Stock, $0.001 par value per share	A - Award	D			8,487			14,281
2010-03-11	2010-03-09	4	Wolcott Charles W	COHN	Common Stock, $0.001 par value per share	A - Award	D			8,487			16,571
2009-12-18		3	Ricciardi Christopher	COHN	Common Stock, par value $0.001		D						337,356
2009-12-18		3	Ricciardi Christopher By Spouse	COHN	Common Stock, par value $0.001		I						37,157
2006-11-28	2006-11-27	4	Chayette Marc	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		13,500.0000	1,500	20,250		1,500
2006-11-28	2006-11-27	4	Costello Thomas	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		45,000.0000	5,000	225,000		17,600
2006-11-28	2006-11-27	4	BENNETT RODNEY E	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		18,000.0000	2,000	36,000		4,000
2006-11-28	2006-11-27	4	Haraburda Jack	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		36,000.0000	4,000	144,000		16,600
2006-11-28	2006-11-27	4	Wolcott Charles W	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		90,000.0000	10,000	900,000		15,000
2006-11-28	2006-11-27	4	DAWSON G STEVEN	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		450,000.0000	50,000	22,500,000		52,000
2006-11-28	2006-11-27	4	Longino John	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		49,995.0000	5,555	277,722		48,006
2006-11-28	2006-11-27	4	Patel Shami	AFN	Common Stock, $0.001 par value per share	P - Purchase	D		150,003.0000	16,667	2,500,100		78,793
2006-11-01	2006-10-31	4	MCENTEE JAMES	AFN	Common Stock, $0.001 par value per share	J - Other	D			-113,204			25,326
2006-11-01	2006-10-31	4	COHEN DANIEL G	AFN	Common Stock, $0.001 par value per share	J - Other	D			-113,204			604,800

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

SBL / Merrill Lynch & Co., Inc. - Preferred Stock - Insider Trading and Ownership Report - SEC Form 3, 4, 5