SRNEQ Insider Trading - Sorrento Therapeutics, Inc.

Jumlah Saham Beredar	543,712,972 shares
Saham Orang Dalam	92,480,485 shares
Kepemilikan oleh Orang Dalam	17.01 %

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Sorrento Therapeutics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Rata-rata Keuntungan (%)	Saham Dimiliki	Terbagi Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di SRNEQ / Sorrento Therapeutics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2022-09-07	Ji Henry	88,888	2.0177	88,888	2.0177	179,349	1	2.3700	31,316	17.46
2022-09-06	Ji Henry	55,555	1.9599	55,555	1.9599	108,882
2022-08-26	Ji Henry	33,333	2.1100	33,333	2.1100	70,333
2022-08-25	Ji Henry	22,222	2.0596	22,222	2.0596	45,768
2022-06-14	Ji Henry	10,000	1.3999	10,000	1.3999	13,999
2020-03-05	Smith Robin L	40,000	2.2724	40,000	2.2724	90,896
2018-02-28	Ji Henry	64,600	9.9500	64,600	9.9500	642,770
2018-02-28	Ng George K	90,000	9.9500	90,000	9.9500	895,500
2018-01-21	Ji Henry	1,801,801		1,801,801

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

SRNEQ / Sorrento Therapeutics, Inc. Insider Trades

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di SRNEQ / Sorrento Therapeutics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2020-12-16	Followwill Dorman	1,000	7.1350	1,000	7.1350	7,135	352	4.9450	-2,190	-30.69
2018-09-13	ABG Management Ltd	29,137	5.0059	29,137	5.0059	145,857
2018-09-13	ABG Management Ltd	78,677	4.9159	78,677	4.9159	386,768
2018-09-12	ABG Management Ltd	189,754	5.0597	189,754	5.0597	960,098
2018-02-07	ABG Management Ltd	150,000	7.1865	150,000	7.1865	1,077,975
2018-02-06	ABG Management Ltd	512,912	6.7541	512,912	6.7541	3,464,259
2018-02-05	ABG Management Ltd	16,265	8.0038	16,265	8.0038	130,182
2018-02-05	ABG Management Ltd	37,483	8.0038	37,483	8.0038	300,006
2018-02-05	ABG Management Ltd	16,973	8.0038	16,973	8.0038	135,848

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2023-03-20	2023-03-17	4	Ji Henry By BioVintage, Inc.	SRNEQ	Common Stock	X - Other	I		0.8027	19,500	16		20,000
2023-02-06	2021-03-15	5	Janda Kim	SRNE	Common Stock	S - Sale	D		10.4243	-3,000	-31		0
2022-12-23	2022-12-21	4	Ji Henry By BioVintage, Inc.	SRNE	Common Stock	X - Other	I		5.5000	300	2		500
2022-12-23	2022-12-02	4	Ji Henry By BioVintage, Inc.	SRNE	Common Stock	X - Other	I		5.5000	200	1		200
2022-12-16	2022-12-15	4	Ji Henry	SRNE	Common Stock	A - Award	D			1,500,000			6,265,805
2022-09-07	2022-09-07	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		2.0177	88,888	179		4,765,805
2022-09-06	2022-09-06	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		1.9599	55,555	109		4,676,917
2022-09-02	2022-09-02	4	Ji Henry	SRNE	Common Stock	A - Award	D			2,500,000			4,621,362
2022-08-26	2022-08-26	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		2.1100	33,333	70		2,121,362
2022-08-25	2022-08-25	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		2.0596	22,222	46		2,088,029
2022-06-14	2022-06-14	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		1.3999	10,000	14		2,065,807
2022-05-20	2022-05-18	4	CZEREPAK ELIZABETH	SRNE	Stock Option (right to buy)	A - Award	D	1.51		350,000		350,000
2022-05-20	2022-05-18	4	Reilly Tammy	SRNE	Stock Option (right to buy)	A - Award	D	1.51		100,000		100,000
2021-12-27	2021-12-27	4	Janda Kim	SRNE	Non-qualified stock option	M - Exercise	D	4.00		-3,000		0
2021-12-27	2021-12-27	4	Janda Kim	SRNE	Common Stock	S - Sale	D		5.8800	-3,000	-18		3,000
2021-12-27	2021-12-27	4	Janda Kim	SRNE	Common Stock	M - Exercise	D		4.0000	3,000	12		6,000
2021-11-18	2021-11-18	4	CZEREPAK ELIZABETH	SRNE	Stock Option (right to buy)	A - Award	D	6.01		100,000		100,000
2021-09-29	2021-09-29	4	Ji Henry	SRNE	Non-qualified stock options	M - Exercise	D	4.00		-10,000		0
2021-09-29	2021-09-29	4	Ji Henry	SRNE	Common Stock	M - Exercise	D		4.0000	10,000	40		2,055,807
2021-09-28	2021-09-27	4	Janda Kim	SRNE	Stock Options	M - Exercise	D	3.57		-7,357		27,643
2021-09-28	2021-09-27	4	Janda Kim	SRNE	Stock Options	M - Exercise	D	1.80		-35,000		0
2021-09-28	2021-09-27	4	Janda Kim	SRNE	Common Stock	S - Sale	D		8.0204	-42,357	-340		3,000
2021-09-28	2021-09-27	4	Janda Kim	SRNE	Common Stock	M - Exercise	D		3.5700	7,357	26		45,357
2021-09-28	2021-09-27	4	Janda Kim	SRNE	Common Stock	M - Exercise	D		1.8000	35,000	63		38,000
2021-09-14	2021-09-13	4	Janda Kim	SRNE	Non-qualified stock option	M - Exercise	D	3.50		-8,000		0
2021-09-14	2021-09-13	4	Janda Kim	SRNE	Common Stock	S - Sale	D		8.0356	-8,000	-64		3,000
2021-09-14	2021-09-13	4	Janda Kim	SRNE	Common Stock	M - Exercise	D		3.5000	8,000	28		11,000
2021-09-03	2021-09-03	4	Smith Robin L	SRNE	Stock Options	M - Exercise	D	4.89		-100,000		0
2021-09-03	2021-09-03	4	Smith Robin L	SRNE	Stock Options	M - Exercise	D	3.95		-75,000		0
2021-09-03	2021-09-03	4	Smith Robin L	SRNE	Common Stock	M - Exercise	D		4.8900	100,000	489		235,000
2021-09-03	2021-09-03	4	Smith Robin L	SRNE	Common Stock	M - Exercise	D		3.9500	75,000	296		135,000
2021-08-30	2021-08-30	4	Ji Henry	SRNE	Stock option (right to buy)	A - Award	D	8.86		2,500,000		2,500,000
2021-08-30	2021-08-30	4	Smith Robin L	SRNE	Stock option (right to buy)	A - Award	D	8.86		250,000		250,000
2021-08-30	2021-08-30	4	Wu Yue Alexander	SRNE	Stock option (right to buy)	A - Award	D	8.86		250,000		250,000
2021-08-30	2021-08-30	4	SHAH JAISIM	SRNE	Stock option (right to buy)	A - Award	D	8.86		250,000		250,000
2021-08-30	2021-08-30	4	Janda Kim	SRNE	Stock option (right to buy)	A - Award	D	8.86		250,000		250,000
2021-08-30	2021-08-30	4	Lemus David	SRNE	Stock option (right to buy)	A - Award	D	8.86		250,000		250,000
2021-08-30	2021-08-30	4	Followwill Dorman	SRNE	Stock option (right to buy)	A - Award	D	8.86		250,000		250,000
2021-04-15	2021-04-12	4	Janda Kim	SRNE	Non-qualified stock option	M - Exercise	D	3.50		-1,900		0
2021-04-15	2021-04-12	4	Janda Kim	SRNE	Common Stock	S - Sale	D		6.9742	-1,900	-13		3,000
2021-04-15	2021-04-12	4	Janda Kim	SRNE	Common Stock	M - Exercise	D		3.5000	1,900	7		4,900
2021-03-17	2021-03-16	4	Asghar Najjam	SRNE	Stock Option	A - Award	D	10.18		100,000		100,000
2021-03-17	2021-03-16	4	Asghar Najjam	SRNE	Common Stock	A - Award	D			56,974			56,974
2021-01-26	2020-12-16	4	Followwill Dorman	SRNE	Common Stock	S - Sale	D		7.1350	-1,000	-7		2,130
2021-01-26	2020-11-11	4	Followwill Dorman	SRNE	Common Stock	W - Other	D			1,000			3,130
2020-11-13	2020-11-12	4	Asghar Najjam	SRNE	Stock Option	A - Award	D	6.10		120,000		120,000
2020-10-20	2020-10-16	4	Ji Henry	SRNE	Non-Qualified Stock Option (right to buy)	A - Award	D	17.30		24,935,882		24,935,882
2020-08-14	2020-08-07	4	Janda Kim	SRNE	Stock Options	A - Award	D	14.42		150,000		150,000
2020-06-15	2020-06-15	4	Smith Robin L	SRNE	Stock Options	A - Award	D	4.89		100,000		100,000
2020-06-15	2020-06-15	4	Ji Henry	SRNE	Stock Options	A - Award	D	4.89		1,500,000		1,500,000
2020-06-15	2020-06-15	4	Janda Kim	SRNE	Stock Options	A - Award	D	4.89		100,000		100,000
2020-06-15	2020-06-15	4	Wu Yue Alexander	SRNE	Stock Options	A - Award	D	4.89		100,000		100,000
2020-06-15	2020-06-15	4	Followwill Dorman	SRNE	Stock Options	A - Award	D	4.89		100,000		100,000
2020-06-15	2020-06-15	4	Lee Edgar	SRNE	Stock Options	A - Award	D	4.89		100,000		100,000
2020-06-15	2020-06-15	4	Lemus David	SRNE	Stock Options	A - Award	D	4.89		100,000		100,000
2020-06-15	2020-06-15	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	4.89		100,000		100,000
2020-06-15	2020-06-15	4	Shao Jiong	SRNE	Stock Options	A - Award	D	4.89		120,000		120,000
2020-03-05	2020-03-05	4	Smith Robin L	SRNE	Common Stock	P - Purchase	D		2.2724	40,000	91		60,000
2019-12-18		3	Smith Robin L	SRNE	Common Stock		D						40,000
2019-12-18		3	Smith Robin L	SRNE	Common Stock		D						40,000
2019-12-18		3	Smith Robin L	SRNE	Common Stock		D						40,000
2019-12-18	2019-12-16	4	Smith Robin L	SRNE	Stock Options	A - Award	D	3.95		75,000		75,000
2019-12-11	2019-12-09	4	Lee Edgar	SRNE	Common Stock	A - Award	D	3.81		75,000		75,000
2019-04-23	2019-04-19	4	Shao Jiong	SRNE	Stock Options	A - Award	D	3.78		200,000		200,000
2019-04-23	2019-04-19	4	Wu Yue Alexander	SRNE	Stock Options	A - Award	D	3.78		70,000		70,000
2019-04-23	2019-04-19	4	Followwill Dorman	SRNE	Stock Options	A - Award	D	3.78		70,000		70,000
2019-04-23	2019-04-19	4	Ji Henry	SRNE	Stock Options	A - Award	D	3.78		1,500,000		1,500,000
2019-04-23	2019-04-19	4	Janda Kim	SRNE	Stock Options	A - Award	D	3.78		70,000		70,000
2019-04-23	2019-04-19	4	Lemus David	SRNE	Stock Options	A - Award	D	3.78		70,000		70,000
2019-04-23	2019-04-19	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	3.78		70,000		70,000
2018-11-27	2018-11-26	4	Followwill Dorman	SRNE	Stock Options	A - Award	D	3.57		35,000		35,000
2018-11-27	2018-11-26	4	Janda Kim	SRNE	Stock Options	A - Award	D	3.57		35,000		35,000
2018-11-27	2018-11-26	4	Lemus David	SRNE	Stock Options	A - Award	D	3.57		35,000		35,000
2018-11-27	2018-11-26	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	3.57		35,000		35,000
2018-11-27	2018-11-26	4	Wu Yue Alexander	SRNE	Stock Options	A - Award	D	3.57		35,000		35,000
2018-11-27	2018-11-26	4	Shao Jiong	SRNE	Stock Options	A - Award	D	3.57		100,000		100,000
2018-11-27	2018-11-26	4	ZELDIS JEROME B	SRNE	Stock Options	A - Award	D	3.57		100,000		100,000
2018-09-14	2018-09-13	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	S - Sale	I		4.9159	-78,677	-387		1,013,020
2018-09-14	2018-09-13	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	S - Sale	I		5.0059	-29,137	-146		1,091,697
2018-09-14	2018-09-12	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	S - Sale	I		5.0597	-189,754	-960		1,120,834
2018-07-23	2018-07-20	4	Ji Henry	SRNE	Common Stock	M - Exercise	D	1.75		-6,000		0
2018-07-23	2018-07-20	4	Ji Henry	SRNE	Common Stock	M - Exercise	D		1.7500	6,000	10		2,045,807
2018-05-17	2018-05-17	4	Ji Henry	SRNE	Stock Options	A - Award	D	7.20		750,000		750,000
2018-02-28	2018-02-28	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		9.9500	64,600	643		1,906,177
2018-02-28	2018-02-28	4	Ji Henry	SRNE	Common Stock	J - Other	I			124,298			260,161
2018-02-28	2018-02-28	4	Ng George K By Ng Cha Family Trust	SRNE	Common Stock	P - Purchase	I		9.9500	90,000	895		101,453
2018-02-28	2018-02-28	4	Ng George K	SRNE	Common Stock	J - Other	D			163,469			302,146
2018-02-28	2018-02-28	4	Ferrigno Dean	SRNE	Common Stock	J - Other	D			118			245
2018-02-08	2018-02-07	4	ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock	S - Sale	I		7.1865	-150,000	-1,078		1,328,529
2018-02-08	2018-02-06	4	ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock	S - Sale	I		6.7541	-512,912	-3,464		1,478,529
2018-02-07	2018-02-05	4	ABG Management Ltd Through ABG Innovation-SO Limited	SRNE	Common Stock	S - Sale	I		8.0038	-16,973	-136		1,408,027
2018-02-07	2018-02-05	4	ABG Management Ltd Through ABG SRNE Limited	SRNE	Common Stock	S - Sale	I		8.0038	-37,483	-300		3,041,759
2018-02-07	2018-02-05	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	S - Sale	I		8.0038	-16,265	-130		1,310,588
2018-01-31	2018-01-30	4	ABG Management Ltd Through ABG Innovation-SO Limited	SRNE	Common Stock	S - Sale	I		7.6527	-57,037	-436		1,425,000
2018-01-31	2018-01-30	4	ABG Management Ltd Through ABG SRNE Limited	SRNE	Common Stock	S - Sale	I		7.6527	-124,333	-951		3,079,242
2018-01-31	2018-01-30	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	S - Sale	I		7.6527	-53,786	-412		1,326,853
2018-01-31	2018-01-29	4	ABG Management Ltd Through ABG Innovation-SO Limited	SRNE	Common Stock	S - Sale	I		7.6063	-17,963	-137		1,482,037
2018-01-31	2018-01-29	4	ABG Management Ltd Through ABG SRNE Limited	SRNE	Common Stock	S - Sale	I		7.6063	-39,667	-302		3,203,575
2018-01-31	2018-01-29	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	S - Sale	I		7.6063	-17,214	-131		1,380,639
2018-01-25		3/A	Ferrigno Dean	SRNE	Common Stock		D						63
2018-01-25	2018-01-24	4	Asia Pacific MedTech (BVI) Ltd	SRNE	Common Stock	S - Sale	D		7.5156	-577,962	-4,344		8,617,513
2018-01-25	2018-01-23	4	Asia Pacific MedTech (BVI) Ltd	SRNE	Common Stock	S - Sale	D		7.8246	-106,326	-832		9,195,475
2018-01-22	2018-01-21	4	Ji Henry	SRNE	Common Stock Warrant (right to buy)	P - Purchase	D	8.50		261,438		261,438
2018-01-22	2018-01-21	4	Ji Henry	SRNE	Common Stock	P - Purchase	D			1,801,801			1,841,577
2017-11-16	2017-11-14	4	Lemus David	SRNE	Stock Options	A - Award	D	2.30		35,000		35,000
2017-11-16	2017-11-14	4	Followwill Dorman	SRNE	Stock Options	A - Award	D	2.30		35,000		35,000
2017-10-02		3	Followwill Dorman	SRNE	Common Stock		D						4,260
2017-10-02		3	Followwill Dorman	SRNE	Common Stock		D						4,260
2017-09-18	2017-09-15	4/A	SHAH JAISIM	SRNE	Stock Options	A - Award	D	1.80		35,000		35,000
2017-09-18	2017-09-15	4/A	Janda Kim	SRNE	Stock Options	A - Award	D	1.80		35,000		35,000
2017-09-18	2017-09-15	4/A	Deming David H	SRNE	Stock Options	A - Award	D	1.80		35,000		35,000
2017-09-18	2017-09-15	4/A	Wu Yue Alexander	SRNE	Stock Options	A - Award	D	1.80		35,000		35,000
2017-09-18	2017-09-14	4	Ferrigno Dean	SRNE	Stock Options	A - Award	D	1.80		25,000		25,000
2017-09-15	2017-09-15	4	Wu Yue Alexander	SRNE	Stock Options	A - Award	D	1.75		35,000		35,000
2017-09-15	2017-09-15	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	1.75		35,000		35,000
2017-09-15	2017-09-15	4	Janda Kim	SRNE	Stock Options	A - Award	D	1.75		35,000		35,000
2017-09-15	2017-09-15	4	Deming David H	SRNE	Stock Options	A - Award	D	1.75		35,000		35,000
2017-09-15	2017-09-14	4	ZELDIS JEROME B	SRNE	Stock Options	A - Award	D	1.80		150,000		150,000
2017-09-15	2017-09-14	4	Ng George K	SRNE	Stock Options	A - Award	D	1.80		150,000		150,000
2017-09-15	2017-09-14	4	Ji Henry	SRNE	Stock Options	A - Award	D	1.80		750,000		750,000
2017-09-15	2017-09-11	4	Ng George K	SRNE	Common Stock	J - Other	D			89,339			138,677
2017-09-15	2017-09-11	4	Ferrigno Dean	SRNE	Common Stock	J - Other	D			64			127
2017-09-15	2017-09-11	4	Ji Henry	SRNE	Common Stock	J - Other	I			67,932			135,863
2017-06-15	2017-06-15	4	Ji Henry By spouse	SRNE	Common Stock	P - Purchase	I		1.8400	9,000	17		29,001
2017-06-15	2017-06-15	4	Ji Henry By spouse	SRNE	Common Stock	P - Purchase	I		1.8000	20,001	36		20,001
2017-06-15	2017-06-15	4	SHAH JAISIM	SRNE	Common Stock	P - Purchase	D		1.7900	10,002	18		112,633
2017-05-19		3	Ferrigno Dean	SRNE	Common Stock		D						126
2017-05-19		3	Ferrigno Dean	SRNE	Common Stock		D						126
2017-05-03		3	Asia Pacific MedTech (BVI) Ltd	SRNE	Common Stock		D						18,603,602
2017-05-03		3	Asia Pacific MedTech (BVI) Ltd	SRNE	Common Stock		D						18,603,602
2017-05-03		3	Asia Pacific MedTech (BVI) Ltd	SRNE	Common Stock		D						18,603,602
2017-04-21	2017-04-19	4	ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited See footnote	SRNE	Common Stock	P - Purchase	I		2.0000	550,000	1,100		1,991,441
2017-04-19	2017-04-19	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		2.0000	100,000	200		139,776
2017-04-17	2017-04-13	4	ABG Management Ltd Through ABG Innovation-SO Limited	SRNE	Common Stock	P - Purchase	I		2.0000	1,500,000	3,000		1,500,000
2017-04-17	2017-04-13	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	P - Purchase	I		2.0000	1,000,000	2,000		1,397,853
2017-02-22	2017-02-22	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		5.6000	2,000	11		39,776
2017-02-10	2017-02-10	4/A	Ji Henry	SRNE	Common Stock	P - Purchase	D		5.1500	20,000	103		37,776
2017-02-03	2017-02-03	4	ZELDIS JEROME B	SRNE	Common Stock	P - Purchase	D		5.1500	10,000	52		10,000
2017-02-03	2017-02-03	4	SHAH JAISIM	SRNE	Common Stock	P - Purchase	D		5.1500	10,000	52		102,631
2017-02-03	2017-02-03	4	Ng George K	SRNE	Common Stock	S - Sale	D		5.1500	-40,000	-206		49,338
2017-02-03	2017-02-03	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		5.1500	20,000	103		37,776
2017-02-03	2017-02-03	4	Herde Kevin	SRNE	Common Stock	P - Purchase	D		5.1500	3,000	15		7,000
2017-02-03	2017-02-03	4	Su Jeffrey	SRNE	Common Stock	P - Purchase	D		5.1500	4,000	21		13,000
2017-02-03	2017-02-03	4	Janda Kim	SRNE	Common Stock	P - Purchase	D		5.1500	3,000	15		3,000
2017-02-03	2017-02-03	4	Wu Yue Alexander	SRNE	Common Stock	P - Purchase	D		5.1500	5,000	26		5,000
2017-01-09	2017-01-05	4	ABG Management Ltd Through ABG SRNE Limited	SRNE	Common Stock	J - Other	I			3,243,242			3,243,242
2017-01-09	2017-01-05	4	ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock	J - Other	I			1,441,441			1,441,441
2017-01-09	2017-01-05	4	ABG Management Ltd Through ABG II-SO Limited	SRNE	Common Stock	J - Other	I			397,853			397,853
2016-11-15	2016-08-12	4	ZELDIS JEROME B	SRNE	Stock Options	A - Award	D	6.52		200,000		200,000
2016-11-14	2016-11-11	4	Ji Henry	SRNE	Stock Options	J - Other	D	6.52		-200,000		300,000
2016-11-09	2016-11-08	4	Ng George K	SRNE	Common Stock	A - Award	D			89,338			90,226
2016-11-09	2016-11-08	4	Ji Henry	SRNE	Common Stock	A - Award	I			67,931			67,931
2016-08-16	2016-08-12	4	Su Jeffrey	SRNE	Stock Options	A - Award	D	6.52		100,000		260,000
2016-08-16	2016-08-12	4	Herde Kevin	SRNE	Stock Options	A - Award	D	6.52		50,000		130,000
2016-08-16	2016-08-12	4	Ng George K	SRNE	Stock Options	A - Award	D	6.52		100,000		260,000
2016-08-16	2016-08-12	4	Ji Henry	SRNE	Stock Options	A - Award	D	6.52		500,000		977,000
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-15		3	Li Bin By ABG II-SO Limited	SRNE	Common Stock, $0.0001 par value		I						5,480,389
2016-07-15		3	Li Bin By ABG SRNE Limited	SRNE	Common Stock, $0.0001 par value		I						8,325,778
2016-07-15		3	Li Bin By Ally Bridge LB Healthcare Master Fund Limited	SRNE	Common Stock, $0.0001 par value		I						6,523,977
2016-07-12	2016-07-11	4	Deming David H	SRNE	Stock Options	A - Award	D	6.44		35,000		105,000
2016-07-12	2016-07-11	4	Janda Kim	SRNE	Stock Options	A - Award	D	6.44		35,000		132,400
2016-07-12	2016-07-11	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	6.44		35,000		305,000
2016-07-12	2016-07-11	4	EBERSOLE DOUGLAS O	SRNE	Stock Options	A - Award	D	6.44		35,000		94,000
2016-07-12	2016-07-11	4	Marth William S	SRNE	Stock Options	A - Award	D	6.44		49,000		182,000
2016-07-11	2016-07-08	4	SOON-SHIONG PATRICK Through Cambridge Equities, LP	SRNE	Warrant	J - Other	I	5.80		-500,000		1,224,138
2016-07-11	2016-07-07	4	SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation	SRNE	Common Stock	S - Sale	I			-7,878,098			0
2016-07-11	2015-07-28	4	SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation	SRNE	Common Stock	G - Gift	I			720,174			7,878,098
2016-07-11	2015-07-28	4	SOON-SHIONG PATRICK	SRNE	Common Stock	G - Gift	D			-720,174			0
2016-07-01	2016-06-29	4	SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation	SRNE	Common Stock	S - Sale	I		5.8190	-3,400	-20		7,157,924
2016-06-24	2016-06-23	4	SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation	SRNE	Common Stock	S - Sale	I		5.8540	-6,901	-40		7,161,324
2016-06-17	2016-06-15	4	SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation	SRNE	Common Stock	S - Sale	I		5.8720	-19,836	-116		7,168,225
2016-06-15	2016-06-14	4	SOON-SHIONG PATRICK	SRNE	Common Stock	S - Sale	D		6.1140	-15,972	-98		720,174
2016-06-15	2016-06-13	4	SOON-SHIONG PATRICK	SRNE	Common Stock	S - Sale	D		6.1450	-37,792	-232		736,146
2016-04-08		3	Herde Kevin	SRNE	Common Stock		D						8,000
2016-04-08		3	Herde Kevin	SRNE	Common Stock		D						8,000
2016-03-15	2016-03-11	4	Ji Henry	SRNE	Stock Options	A - Award	D	5.79		100,000		477,000
2016-03-15	2016-03-11	4	Su Jeffrey	SRNE	Stock Options	A - Award	D	5.79		40,000		160,000
2016-03-15	2016-03-11	4	Ng George K	SRNE	Stock Options	A - Award	D	5.79		40,000		160,000
2016-03-08	2016-03-07	4	SOON-SHIONG PATRICK	SRNE	Common Stock	S - Sale	D		6.1700	-85,300	-526		773,938
2016-03-08	2016-03-04	4	SOON-SHIONG PATRICK	SRNE	Common Stock	S - Sale	D		6.3400	-14,700	-93		859,238
2016-03-01	2015-07-24	5	SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation	SRNE	Common Stock	G - Gift	I			7,188,061			7,188,061
2016-03-01	2015-07-24	5	SOON-SHIONG PATRICK Through Cambridge Equities, LP	SRNE	Common Stock	G - Gift	I			-7,188,061			0
2016-03-01		3	Chan Soon-Shiong Family Foundation	SRNE	Common Stock		D						14,376,122
2016-03-01		3	Chan Soon-Shiong Family Foundation	SRNE	Common Stock		D						14,376,122
2015-12-10	2015-12-09	4	SOON-SHIONG PATRICK	SRNE	Common Stock	A - Award	D		7.9291	39,764	315		873,938
2015-12-09	2015-12-08	4	SOON-SHIONG PATRICK	SRNE	Common Stock	A - Award	D		8.0110	14,000	112		834,174
2015-12-09	2015-12-07	4	SOON-SHIONG PATRICK	SRNE	Common Stock	A - Award	D		7.8909	100,000	789		820,174
2015-11-02		3	Su Jeffrey	SRNE	Common Stock		D						18,000
2015-11-02		3	Su Jeffrey	SRNE	Common Stock		D						18,000
2015-09-21	2015-09-18	4	Uy George	SRNE	Common Stock	S - Sale	D			-47,500			201,735
2015-08-26	2015-08-26	4	Ji Henry	SRNE	SRNE 35 March 2016 Call Options	P - Purchase	D		0.5000	3	0		500
2015-08-26	2015-08-26	4	Ji Henry	SRNE	SRNE 35 March 2016 Call Options	P - Purchase	D		0.9500	497	0		497
2015-08-24	2015-08-24	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		12.8430	8,888	114		17,776
2015-08-21	2015-08-21	4	Ng George K	SRNE	Common Stock	P - Purchase	D		13.3400	55	1		888
2015-08-21	2015-08-21	4	Ng George K	SRNE	Common Stock	P - Purchase	D		13.5460	333	5		833
2015-08-21	2015-08-21	4	Ng George K	SRNE	Common Stock	P - Purchase	D		13.4900	500	7		500
2015-08-21	2015-08-21	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		13.0760	8,888	116		14,888
2015-08-05	2015-08-03	4	Ng George K Through Peng Ventures, LLC	SRNE	Common Stock	P - Purchase	I		11.5000	11,453	132		14,901
2015-08-05	2015-08-03	4	SHAH JAISIM	SRNE	Common Stock	P - Purchase	D		11.5000	27,189	313		92,631
2015-06-08	2015-06-04	4	Marth William S	SRNE	Stock Options	A - Award	D	13.79		58,000		133,000
2015-06-08	2015-06-04	4	Janda Kim	SRNE	Stock Options	A - Award	D	13.79		28,000		97,400
2015-06-08	2015-06-04	4	EBERSOLE DOUGLAS O	SRNE	Stock Options	A - Award	D	13.79		34,000		59,000
2015-06-08	2015-06-04	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	13.79		25,000		270,000
2015-06-08	2015-06-04	4	Deming David H	SRNE	Stock Options	A - Award	D	13.79		36,000		61,000
2015-05-22	2015-05-21	4	Miao Zhenwei	SRNE	Common Stock	G - Gift	D			-40,000			559,390
2015-05-01	2015-04-29	4	Durand Mark	SRNE	Stock Options	A - Award	D	8.95		120,000		145,000
2015-04-06		3/A	Ng George K Through Peng Ventures, LLC	SRNE	Common Stock		I						3,448
2015-02-26	2015-02-24	4	Uy George	SRNE	Stock Options	A - Award	D	12.78		80,000		207,000
2015-02-26	2015-02-24	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	12.78		80,000		245,000
2015-02-26	2015-02-24	4	Ji Henry	SRNE	Stock Options	A - Award	D	12.78		160,000		377,000
2015-01-05	2015-01-02	4	Ji Henry	SRNE	Common Stock	G - Gift	I		10.1600	-10,000	-102		2,043,162
2015-01-05	2014-12-31	4	Ji Henry	SRNE	Common Stock	G - Gift	I		10.0700	-15,000	-151		2,053,162
2014-12-29		3	Cambridge Equities, LP Through Cambridge Equities, LP	SRNE	Common Stock		I						15,096,296
2014-12-29		3	Cambridge Equities, LP	SRNE	Common Stock		D						8,628,409
2014-12-29		3	Cambridge Equities, LP	SRNE	Common Stock		D						8,628,409
2014-12-29		3	Cambridge Equities, LP	SRNE	Common Stock		D						8,628,409
2014-12-29		3	Cambridge Equities, LP Through Cambridge Equities, LP	SRNE	Common Stock		I						15,096,296
2014-12-29		3	Cambridge Equities, LP Through Cambridge Equities, LP	SRNE	Common Stock		I						15,096,296
2014-12-29		3	Cambridge Equities, LP Through Cambridge Equities, LP	SRNE	Common Stock		I						15,096,296
2014-12-29		3	Cambridge Equities, LP	SRNE	Common Stock		D						8,628,409
2014-11-10	2014-11-10	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.8600	2,500	12		16,999
2014-11-10	2014-11-10	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.8500	400	2		14,499
2014-11-10	2014-11-10	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.8400	100	0		14,099
2014-11-10	2014-11-10	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.8100	799	4		13,999
2014-11-10	2014-11-10	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.8000	1,200	6		13,200
2014-11-10	2014-11-10	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.7700	1,000	5		12,000
2014-11-07	2014-11-07	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.6000	1,000	5		11,000
2014-11-07	2014-11-07	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.5700	1,000	5		10,000
2014-11-07	2014-11-07	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.5500	1,000	5		9,000
2014-11-07	2014-11-07	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.5300	1,000	5		8,000
2014-11-06	2014-11-06	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.5000	1,000	4		7,000
2014-11-06	2014-11-06	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		4.5500	2,000	9		6,000
2014-10-09	2014-10-07	4	VINCENT RICHARD G	SRNE	Stock Options	A - Award	D	4.32		50,000		270,000
2014-10-09	2014-10-07	4	Ji Henry	SRNE	Stock Options	A - Award	D	4.32		100,000		308,000
2014-10-09	2014-10-07	4	Miao Zhenwei	SRNE	Stock Options	A - Award	D	4.32		50,000		86,000
2014-09-29	2014-09-26	4	Ji Henry	SRNE	Common Stock	G - Gift	I			-20,000			2,068,162
2014-09-22	2014-09-18	4	Janda Kim	SRNE	Stock Options	A - Award	D	4.78		12,500		69,400
2014-09-22	2014-09-18	4	Uy George	SRNE	Stock Options	A - Award	D	4.78		80,000		127,000
2014-09-22	2014-09-18	4	EBERSOLE DOUGLAS O	SRNE	Stock Options	A - Award	D	4.78		12,000		25,000
2014-09-22	2014-09-18	4	Durand Mark	SRNE	Stock Options	A - Award	D	4.78		12,000		25,000
2014-09-22	2014-09-18	4	Marth William S	SRNE	Stock Options	A - Award	D	4.78		25,000		75,000
2014-09-22	2014-09-18	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	4.78		25,000		165,000
2014-06-09	2014-06-05	4	Ji Henry	SRNE	Common Stock	J - Other	I			-250,000			2,088,162
2014-04-15		3	Miao Zhenwei	SRNE	Common Stock		D						1,198,780
2014-04-15		3	Miao Zhenwei	SRNE	Common Stock		D						1,198,780
2014-01-24	2014-01-23	4	Gallagher Cam	SRNE	Stock Options	A - Award	D	9.82		10,000		35,000
2014-01-24	2014-01-23	4	Salka Michael Scott	SRNE	Stock Options	A - Award	D	9.82		10,000		38,000
2014-01-24	2014-01-23	4	Marth William S	SRNE	Stock Options	A - Award	D	9.82		37,000		50,000
2014-01-24	2014-01-23	4	Janda Kim	SRNE	Stock Options	A - Award	D	9.82		10,000		56,900
2013-12-05	2013-12-04	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		8.5500	300	3		1,727,162
2013-12-05	2013-12-04	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		8.5400	100	1		1,726,862
2013-12-05	2013-12-04	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		8.5296	100	1		1,726,762
2013-12-05	2013-12-04	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		8.5275	500	4		1,726,662
2013-12-05	2013-12-05	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		8.9500	500	4		1,728,162
2013-12-05	2013-12-05	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		8.8800	500	4		1,727,662
2013-11-27	2013-11-26	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.5400	-8,714	-74		2,153,045
2013-11-27	2013-11-25	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.5409	-12,100	-103		2,161,759
2013-11-26	2013-11-25	4	SHAH JAISIM By Spouse	SRNE	Common Stock	P - Purchase	I		8.6500	1,000	9		65,442
2013-11-25	2013-11-22	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.4990	-8,471	-72		2,173,859
2013-11-22	2013-10-30	4/A	Uy George	SRNE	Convertible Notes	C - Conversion	D	7.50		0		0
2013-11-22	2013-10-30	4/A	Uy George	SRNE	Common Stock	C - Conversion	D		7.5000	4,842	36		179,307
2013-11-22	2013-10-29	4/A	Uy George	SRNE	Stock Options	A - Award	D	8.40		47,000		47,000
2013-11-22	2013-10-30	4/A	Uy George	SRNE	Convertible Notes	C - Conversion	D	7.25		0		0
2013-11-22	2013-10-30	4/A	Uy George	SRNE	Common Stock	C - Conversion	D		7.2500	4,842	35		179,307
2013-11-22	2013-10-29	4/A	Uy George	SRNE	Stock Options	A - Award	D	8.40		47,000		47,000
2013-11-22	2013-11-21	4	Uy George	SRNE	Common Stock	P - Purchase	D		8.5700	1,000	9		184,338
2013-11-22	2013-11-21	4	Uy George	SRNE	Common Stock	P - Purchase	D		8.2500	2,000	16		183,338
2013-11-22	2013-11-22	4	Ji Henry	SRNE	Common Stock	P - Purchase	D		8.4660	1,000	8		1,726,162
2013-11-22	2013-11-21	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.5276	-4,269	-36		2,182,330
2013-11-21	2013-11-20	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.7500	-16,962	-148		2,186,599
2013-11-21	2013-11-19	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.7500	-100	-1		2,203,561
2013-11-20	2013-11-19	4	SHAH JAISIM	SRNE	Common Stock	P - Purchase	D		9.0000	1,000	9		64,442
2013-11-20	2013-11-19	4	Uy George	SRNE	Common Stock	P - Purchase	D		8.7200	1,000	9		181,338
2013-11-20	2013-11-19	4	Uy George	SRNE	Common Stock	P - Purchase	D		8.5000	1,031	9		180,338
2013-11-20	2013-11-19	4	Ji Henry By Trust	SRNE	Common Stock	P - Purchase	I		8.6000	1,000	9		1,725,162
2013-11-20	2013-11-19	4	Ji Henry By Trust	SRNE	Common Stock	P - Purchase	I		8.5890	1,000	9		1,724,162
2013-11-18	2013-11-15	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.7500	-2,710	-24		2,203,661
2013-11-15	2013-11-14	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.7500	-1,900	-17		2,206,371
2013-11-14	2013-11-13	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.7500	-13,457	-118		2,208,271
2013-11-12	2013-11-08	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		8.7500	-2,000	-18		2,221,728
2013-11-08	2013-11-07	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		9.0721	-5,418	-49		2,223,728
2013-11-08	2013-11-06	4	Opko Health, Inc.	SRNE	Common Stock	S - Sale	D		9.0300	-114,962	-1,038		2,229,146
2013-10-31	2013-10-29	4	Salka Michael Scott	SRNE	Stock Options	A - Award	D	8.40		9,000		28,000
2013-10-31	2013-10-29	4	Uy George	SRNE	Stock Options	A - Award	D	8.40		47,000		47,000
2013-10-31	2013-10-29	4	SHAH JAISIM	SRNE	Stock Options	A - Award	D	8.40		80,000		140,000
2013-10-31	2013-10-29	4	VINCENT RICHARD G	SRNE	Stock Options	A - Award	D	8.40		100,000		220,000
2013-10-31	2013-10-29	4	Gallagher Cam	SRNE	Stock Options	A - Award	D	8.40		9,000		25,000
2013-10-31	2013-10-29	4	Ji Henry	SRNE	Stock Options	A - Award	D	8.40		101,000		117,000
2013-10-31	2013-10-29	4	Webb David Ritchie	SRNE	Stock Options	A - Award	D	8.40		11,000		29,000
2013-10-31	2013-10-29	4	Janda Kim	SRNE	Stock Options	A - Award	D	8.40		9,000		46,900
2013-10-31	2013-10-29	4	Trieu Vuong	SRNE	Stock Options	A - Award	D	8.40		36,000		36,000
2013-10-31	2013-10-29	4	AFTING ERNST-GUENTER	SRNE	Stock Options	A - Award	D	8.40		9,000		26,600
2013-10-23	2013-10-21	4	Uy George	SRNE	Convertible Note	A - Award	D		35,000.0000	0	0	0
2013-09-27	2013-09-25	4	Ji Henry By Trust	SRNE	Common Stock	G - Gift	I			-2,000			1,723,162
2013-09-20		3	SHAH JAISIM	SRNE	Common Stock		D						0
2013-09-19		3	Trieu Vuong	SRNE	Common Stock		D						3,006,641
2013-09-19		3	Uy George	SRNE	Common Stock		D						0
2013-09-04	2013-09-04	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		8.0100	-55	-0		2,344,108
2013-09-04	2013-09-04	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		7.7500	-9,300	-72		2,344,163
2013-08-30	2013-08-29	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		7.7500	-100	-1		2,353,463
2013-08-28	2013-08-28	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		7.7500	-641	-5		2,353,563
2013-08-28	2013-08-26	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		8.0000	-1,615	-13		2,354,204
2013-08-21	2013-08-20	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		7.7788	-1,560	-12		2,355,819
2013-08-16	2013-08-14	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		8.9500	-2,900	-26		2,357,379
2013-08-15	2013-08-07	4	Opko Health, Inc.	OTCQB:SRNE	Common Stock	S - Sale	D		8.5000	-331	-3		2,360,279
2013-07-05	2013-07-03	4	Ji Henry By Trust	SRNE	Common Stock	G - Gift	I			-25,000			43,129,032
2012-10-19	2012-09-30	4	VINCENT RICHARD G	SRNE	Non-qualified stock option	D - Sale to Issuer	D	0.16		-725,000		2,275,000
2012-10-19	2012-10-17	4	Webb David Ritchie	SRNE	Non-qualified stock option	D - Sale to Issuer	D	0.14		-37,500		0
2012-10-19	2012-10-17	4	Webb David Ritchie	SRNE	Non-qualified stock option	A - Award	D	0.16		450,000		450,000
2012-10-19	2012-09-30	4	VINCENT RICHARD G	SRNE	Non-qualified stock option	D - Sale to Issuer	D	0.16		-725,000		2,275,000
2012-10-19	2012-10-17	4	Salka Michael Scott	SRNE	Non-qualified stock option	A - Award	D	0.16		400,000		400,000
2012-10-19	2012-10-17	4	Salka Michael Scott	SRNE	Call option	D - Sale to Issuer	D	0.16		-300,000		0
2012-10-19	2012-10-17	4	AFTING ERNST-GUENTER	SRNE	Non-qualified stock option	A - Award	D	0.16		400,000		400,000
2012-10-19	2012-10-17	4	Gallagher Cam	SRNE	Non-qualified stock option	A - Award	D	0.16		400,000		400,000
2012-10-19	2012-10-17	4	Janda Kim	SRNE	Non-qualified stock option	A - Award	D	0.16		400,000		400,000
2012-09-25	2012-09-22	4	VINCENT RICHARD G	SRNE	Non-qualified stock options	A - Award	D	0.16		3,000,000		3,000,000
2012-09-13		3	Gallagher Cam	SRNE	No securities beneficially owned		D						0
2012-09-13		3	Webb David Ritchie	SRNE	No securities beneficially owned.		D						0
2012-07-20	2012-07-20	4	Lockshin Curtis	SRNE	Non-qualifed stock option	A - Award	D	0.16		15,000		15,000
2012-07-20	2012-07-20	4	Salka Michael Scott	SRNE	Non-qualified stock options	A - Award	D	0.16		15,000		15,000
2012-07-20	2012-07-20	4	Janda Kim	SRNE	Non-qualified stock option	A - Award	D	0.16		25,000		25,000
2012-07-20	2012-07-20	4	Tang-Liu Diane D S	SRNE	Non-qualified stock options	A - Award	D	0.16		15,000		15,000
2012-05-16	2012-05-15	4	SCIFRES DONALD R	SRNE	Call Option (Obligation to Sell)	S - Sale	I	0.16		-300,000		300,000
2012-05-16	2012-05-15	4	Salka Michael Scott	SRNE	Call Option (right to buy)	P - Purchase	D	0.16		300,000		300,000
2012-05-16	2012-05-15	4	Ji Henry Footnote 1	SRNE	Common Stock	P - Purchase	I		0.1600	6,250,000	1,000		6,250,000
2012-04-03	2012-03-30	4	Ji Henry By Trust	SRNE	Common Stock	G - Gift	I			-150,000			43,154,032
2012-02-28	2012-02-23	4	Tang-Liu Diane D S	SRNE	Non-qualified stock options	A - Award	D	0.16		60,000		60,000
2012-02-27	2012-02-23	4	Salka Michael Scott	SRNE	Non-qualified stock options	A - Award	D	0.16		60,000		60,000
2012-02-27	2012-02-23	4	Ji Henry By Trust	SRNE	Common Stock	G - Gift	I			-150,000			43,304,032
2012-02-27	2012-02-23	4	Ji Henry By Trust	SRNE	Common Stock	G - Gift	I			-150,000			43,454,032
2012-02-27	2012-02-23	4	Ji Henry By Trust	SRNE	Common Stock	G - Gift	I			-150,000			43,604,032
2012-02-09	2011-12-29	5/A	SCIFRES DONALD R	SRNE	Common Stock	P - Purchase	I		0.1600	12,500,000	2,000		38,844,714
2012-02-09	2011-08-28	5/A	SCIFRES DONALD R	SRNE	Common Stock	G - Gift	I			-9,813,880			26,344,714
2012-02-07	2012-02-06	4	Ji Henry	SRNE	Non-qualified stock options	A - Award	D	0.16		250,000		250,000
2012-02-07	2012-02-06	4	VINCENT RICHARD G	SRNE	Non-qualified stock options	A - Award	D	0.16		125,000		125,000
2012-02-07	2012-02-06	4	Lockshin Curtis	SRNE	Non-qualifed stock option	A - Award	D	0.16		100,000		100,000
2012-02-07	2012-02-06	4	Janda Kim	SRNE	Non-qualified stock option	A - Award	D	0.16		75,000		75,000
2012-02-07	2012-02-06	4	HSIAO JANE PH D	SRNE	Non-qualified stock options	A - Award	D	0.16		75,000		75,000
2012-02-07	2012-02-06	4	HALPRYN GLENN L	SRNE	Non-qualified stock option	A - Award	D	0.16		140,000		140,000
2012-01-06	2011-12-29	5	SCIFRES DONALD R	SRNE	Common Stock	P - Purchase	I		0.1600	12,500,000	2,000		48,658,594
2010-02-26	2010-02-05	4	Lockshin Curtis	SRNE	Non-qualifed stock option	A - Award	D	0.07		15,000		55,000
2010-02-26	2010-02-05	4	HALPRYN GLENN L	SRNE	Non-qualified stock option	A - Award	D	0.07		10,000		50,000
2010-02-05		3	ZANIBONI STEVE	SRNE	Common Stock		D						25,484,329
2010-01-27		3	HSIAO JANE PH D By partnership	SRNE	Common Stock		I						2,231,719
2009-09-23		3	Ji Henry	QBSW	Common Stock		D						1,785,375
2009-09-23		3	Shuster Lewis	QBSW	Common Stock		D						669,516
2009-09-23		3	AFTING ERNST-GUENTER	QBSW	Common Stock		D						557,930

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

SRNEQ / Sorrento Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5