TCON / TRACON Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

TRACON Pharmaceuticals, Inc.
US ˙ OTCPK
HINDI NA ACTIVE ANG SIMBONG ITO

Saham Orang Dalam935,495 shares
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi
Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi
Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan TRACON Pharmaceuticals, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki		 Terbagi
Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di TCON / TRACON Pharmaceuticals, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2023-04-27 THEUER CHARLES 47,000 0.7500 2,350 15.0000 35,250 1 15.78 1,833 5.20
2023-04-26 THEUER CHARLES 3,999 0.6600 200 13.2000 2,639
2023-03-09 Opaleye Management Inc. 174,508 1.3800 8,725 27.6000 240,821
2023-03-01 THEUER CHARLES 4,800 1.5200 240 30.4000 7,296
2023-02-28 THEUER CHARLES 200 1.5200 10 30.4000 304
2023-01-18 THEUER CHARLES 6,800 1.6200 340 32.4000 11,016
2022-12-29 Brown Scott B. 3,500 1.4900 175 29.8000 5,215
2022-12-14 THEUER CHARLES 23,000 1.2937 1,150 25.8740 29,755
2022-12-14 Opaleye Management Inc. 140,000 1.2559 7,000 25.1180 175,826

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

TCON / TRACON Pharmaceuticals, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di TCON / TRACON Pharmaceuticals, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
2023-11-10 Opaleye Management Inc. 4,324,008 0.2942 216,200 5.8840 1,272,123 151 0.1681 -1,235,780 -97.14
2023-11-10 Opaleye Management Inc. 440,000 0.2942 22,000 5.8840 129,448
2022-12-21 LARUE WILLIAM R 120 1.2553 6 25.1060 151
2022-12-06 Opaleye Management Inc. 1,539 1.4400 77 28.8000 2,216
2019-12-09 Puissance Cross-Border Opportunities V LLC 340,134 2.9200 17,007 58.4000 993,191
2019-12-05 Puissance Cross-Border Opportunities V LLC 43,996 3.0500 2,200 61.0000 134,188
2018-11-29 Puissance Cross-Border Opportunities V LLC 4,326 1.2100 288 18.1500 5,234
2015-10-16 JAFCO Super V3 Investment Limited Partnership 1,500 9.8990 100 148.4850 14,848
2015-10-15 JAFCO Super V3 Investment Limited Partnership 5,300 10.1559 353 152.3385 53,826

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

TCON / TRACON Pharmaceuticals, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal		 Perdagangan
Tanggal		 Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga		 Satuan
Harga		 Unit
Diubah		 Nilai
Diubah (1 ribu)		 Sisa
Pilihan		 Sisa
Saham
2024-03-13 2023-04-20 4 Brown Scott B. TCON Common Stock A - Award D 0.1377 3,500 0 25,128
2024-03-13 2023-10-20 4 THEUER CHARLES TCON Common Stock A - Award D 0.1333 3,500 0 406,417
2024-03-13 2023-04-20 4 THEUER CHARLES TCON Common Stock A - Award D 0.1377 3,500 0 402,917
2023-11-14 2023-11-10 4 Opaleye Management Inc. By Managed account TCON Common Stock, par value $0.001 per share S - Sale I 0.2942 -440,000 -129 0
2023-11-14 2023-11-10 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share S - Sale I 0.2942 -4,324,008 -1,272 0
2023-04-28 2023-04-27 4 THEUER CHARLES TCON Common Stock P - Purchase D 0.7500 47,000 35 399,417
2023-04-28 2023-04-26 4 THEUER CHARLES TCON Common Stock P - Purchase D 0.6600 3,999 3 352,417
2023-03-13 2023-03-09 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.3800 174,508 241 4,324,508
2023-03-02 2023-03-01 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.5200 4,800 7 344,918
2023-03-02 2023-02-28 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.5200 200 0 340,118
2023-02-09 3 Adams Bonne J. TCON Common Stock D 4,267
2023-01-19 2023-01-18 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.6200 6,800 11 339,918
2023-01-19 2022-12-21 4 LARUE WILLIAM R TCON Common Stock S - Sale D 1.2553 -120 -0 7,763
2023-01-03 2022-12-29 4 Brown Scott B. TCON Common Stock P - Purchase D 1.4900 3,500 5 21,628
2022-12-16 2022-12-14 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.2382 27,500 34 440,000
2022-12-16 2022-12-14 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.2559 140,000 176 4,150,000
2022-12-15 2022-12-14 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.2937 23,000 30 333,118
2022-12-08 2022-12-06 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.01 per share S - Sale I 1.4400 -1,539 -2 4,010,000
2022-12-08 2022-12-06 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.01 per share X - Other I 0.0100 221,539 2 4,011,539
2022-11-22 2022-11-18 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.4100 13,900 20 310,118
2022-11-04 2022-11-03 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.5200 9,200 14 296,218
2022-11-03 2022-11-02 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.5900 6,000 10 287,018
2022-10-19 2022-10-18 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.6500 2,500 4 4,125,000
2022-10-19 2022-10-18 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.6500 10,000 16 3,790,000
2022-10-11 2022-10-07 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.7700 5,000 9 277,518
2022-10-05 2022-10-03 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.6700 5,000 8 272,518
2022-10-03 2022-09-29 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.7415 9,400 16 410,000
2022-09-28 2022-09-27 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.6924 1,700 3 400,600
2022-09-26 2022-09-22 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.7600 5,000 9 267,518
2022-09-22 2022-09-22 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.7297 13,900 24 398,900
2022-09-22 2022-09-22 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.7297 3,411 6 3,780,000
2022-09-20 2022-09-20 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.8524 10,000 19 385,000
2022-09-19 2022-09-19 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.8733 5,000 9 375,000
2022-09-14 2022-09-12 4 Brown Scott B. TCON Common Stock P - Purchase D 2.0150 2,500 5 14,628
2022-07-26 2022-07-26 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.7200 2,254 4 370,000
2022-07-25 2022-07-22 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.8500 4,500 8 262,518
2022-07-15 2022-07-15 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.7815 11,826 21 367,746
2022-07-14 2022-07-14 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.8122 7,187 13 355,920
2022-07-14 2022-07-13 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.8400 3,000 6 258,018
2022-07-14 2022-07-12 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.8700 3,000 6 255,018
2022-06-27 2022-06-24 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 1.3919 11,419 16 348,733
2022-06-23 2022-06-21 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.3127 841,989 1,105 3,776,589
2022-05-11 2022-05-09 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.8500 10,000 18 252,018
2022-05-10 2022-05-10 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 1.7559 1,200 2 337,314
2022-05-10 2022-05-10 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.7559 8,500 15 2,934,600
2022-05-10 2022-05-06 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.9700 2,500 5 242,018
2022-05-03 2022-04-29 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.9709 5,000 10 239,518
2022-04-29 2022-04-22 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 1.9800 1,000 2 336,114
2022-04-29 2022-04-22 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.9800 6,100 12 2,926,100
2022-04-25 2022-04-25 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.1803 777 2 335,114
2022-04-25 2022-04-25 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.1803 10,000 22 2,920,000
2022-04-25 2022-04-22 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.2367 4,296 10 334,337
2022-04-25 2022-04-22 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.2367 37,704 84 2,910,000
2022-04-25 2022-04-21 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.3000 4,500 10 234,518
2022-04-14 2022-04-14 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.4992 2,696 7 330,041
2022-04-14 2022-04-14 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.4992 10,000 25 2,872,296
2022-04-14 2022-04-13 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.4998 2,345 6 327,345
2022-04-14 2022-04-13 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.4998 5,000 12 2,862,296
2022-04-12 2022-04-12 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.4769 5,000 12 325,000
2022-04-12 2022-04-12 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.4769 13,098 32 2,857,296
2022-04-12 2022-04-11 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.4197 2,637 6 320,000
2022-04-12 2022-04-11 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.4197 6,463 16 2,844,198
2022-04-12 2022-04-08 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.5000 2,000 5 226,518
2022-04-01 2022-03-30 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.7000 4,000 11 224,518
2022-03-30 2022-03-29 4 Brown Scott B. TCON Common Stock P - Purchase D 2.8200 1,000 3 8,628
2022-03-23 2022-03-21 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.4500 1,200 3 220,518
2022-03-17 2022-03-16 4 Opaleye Management Inc. By Opaleye, L.P. "TCON" Common Stock, par value $0.001 per share P - Purchase I 2.2000 2,235 5 2,837,735
2022-02-01 2022-01-28 4 WIGGINS MARK C TCON Employee Stock Option (Right to Buy) A - Award D 2.32 80,000 80,000
2022-02-01 2022-01-28 4 THEUER CHARLES TCON Employee Stock Option (Right to Buy) A - Award D 2.32 265,000 265,000
2022-02-01 2022-01-28 4 Brown Scott B. TCON Employee Stock Option (Right to Buy) A - Award D 2.32 80,000 80,000
2022-01-31 2022-01-28 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.2000 500 1 2,820,500
2022-01-24 2022-01-24 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.0505 2,363 5 317,363
2022-01-24 2022-01-24 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.0505 15,000 31 2,835,000
2022-01-24 2022-01-21 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.1946 5,000 11 315,000
2022-01-24 2022-01-21 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.1946 30,000 66 2,820,000
2022-01-21 2022-01-20 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.2500 1,312 3 310,000
2022-01-21 2022-01-20 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.2500 20,000 45 2,790,000
2022-01-21 2022-01-19 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.2408 3,688 8 308,688
2022-01-21 2022-01-19 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.2408 20,000 45 2,770,000
2021-12-29 2021-12-29 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.5105 20,000 50 305,000
2021-12-29 2021-12-29 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.5105 32,325 81 2,750,000
2021-12-29 2021-12-28 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.6310 20,000 53 285,000
2021-12-29 2021-12-28 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.6310 125 0 2,717,675
2021-12-29 2021-12-27 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.9213 12,325 36 265,000
2021-12-29 2021-12-27 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.9213 75,000 219 2,592,371
2021-12-16 2021-12-15 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.4261 1,964 5 252,675
2021-12-16 2021-12-15 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.4261 20,000 49 2,517,371
2021-12-15 2021-12-14 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 2.5320 7,000 18 250,711
2021-12-15 2021-12-14 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.5320 35,000 89 2,497,371
2021-12-15 2021-12-13 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.6410 1,204 3 243,711
2021-12-15 2021-12-13 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.6410 14,000 37 2,462,371
2021-12-07 2021-12-06 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 2.2643 2,733 6 242,507
2021-12-07 2021-12-06 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.2643 20,000 45 2,448,371
2021-12-07 2021-12-03 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.2953 9,274 21 239,774
2021-12-07 2021-12-03 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.2953 80,000 184 2,428,371
2021-12-03 2021-12-02 4 Opaleye Management Inc. By Managed Account. TCON Common Stock, par value $0.001 per share P - Purchase I 2.3486 500 1 230,500
2021-12-03 2021-12-02 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.3486 10,000 23 2,348,371
2021-12-03 2021-12-01 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.4032 5,000 12 230,000
2021-12-03 2021-12-01 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.4032 45,000 108 2,338,371
2021-11-22 2021-11-19 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.8200 3,500 10 219,318
2021-11-22 2021-11-18 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.8800 681 2 215,818
2021-11-09 2021-11-05 4 THEUER CHARLES TCON Common Stock P - Purchase D 3.4150 3,000 10 215,137
2021-11-09 2021-11-05 4 THEUER CHARLES TCON Common Stock P - Purchase D 3.4100 1,000 3 212,137
2021-10-13 2021-10-12 4 Lam Carol C. TCON Employee Stock Option (Right to Buy) A - Award D 4.00 21,000 21,000
2021-08-18 2021-08-16 4 THEUER CHARLES TCON Common Stock P - Purchase D 3.5600 3,000 11 207,732
2021-08-17 2021-08-13 4 Brown Scott B. TCON Common Stock P - Purchase D 3.6946 1,000 4 7,628
2021-07-27 2021-07-26 4 PELLETIER SAUNDRA L TCON Common Stock P - Purchase D 3.8200 6,545 25 12,045
2021-07-27 2021-07-26 4 LARUE WILLIAM R TCON Common Stock P - Purchase D 3.8200 6,545 25 7,883
2021-06-24 2021-06-10 4 LARUE WILLIAM R TCON Director Stock Option (Right to Buy) A - Award D 6.55 10,500 10,500
2021-06-24 2021-06-10 4 PELLETIER SAUNDRA L TCON Director Stock Option (Right to Buy) A - Award D 6.55 10,500 10,500
2021-06-24 2021-06-10 4 MATTINGLY MARTIN A TCON Director Stock Option (Right to Buy) A - Award D 6.55 10,500 10,500
2021-06-24 2021-06-10 4 Twiford J Rainer TCON Director Stock Option (Right to Buy) A - Award D 6.55 10,500 10,500
2021-06-24 2021-06-10 4 WORLAND STEPHEN T TCON Director Stock Option (Right to Buy) A - Award D 6.55 10,500 10,500
2021-06-24 2021-06-10 4 Johnson-Pratt Lisa TCON Director Stock Option (Right to Buy) A - Award D 6.55 10,500 10,500
2021-03-09 2021-03-08 4 Brown Scott B. TCON Common Stock P - Purchase D 8.2956 1,000 8 3,128
2021-03-08 2021-03-02 4 Johnson-Pratt Lisa TCON Employee Stock Option (Right to Buy) A - Award D 8.93 21,000 21,000
2021-02-02 2021-01-29 4 THEUER CHARLES TCON Employee Stock Option (Right to Buy) A - Award D 9.14 180,000 180,000
2021-02-02 2021-01-29 4 WIGGINS MARK C TCON Employee Stock Option (Right to Buy) A - Award D 9.14 55,000 55,000
2021-02-02 2021-01-29 4 Brown Scott B. TCON Employee Stock Option (Right to Buy) A - Award D 9.14 55,000 55,000
2021-01-28 2021-01-27 4 THEUER CHARLES TCON Common Stock P - Purchase D 8.9792 11,000 99 201,232
2020-12-30 2020-12-30 4 Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 9.6100 520,291 5,000 2,716,840
2020-12-30 2020-12-29 4 THEUER CHARLES TCON Common Stock P - Purchase D 9.9800 1,000 10 190,232
2020-12-30 2020-12-29 4 WIGGINS MARK C TCON Common Stock P - Purchase D 10.5600 3 0 13,700
2020-12-30 2020-12-29 4 WIGGINS MARK C TCON Common Stock P - Purchase D 10.5700 997 11 13,697
2020-12-28 2020-12-22 4 Opaleye Management Inc. By Opaleye, L.P. "TCON" Common Stock, par value $0.001 per share P - Purchase I 8.0600 496,277 4,000 2,293,371
2020-11-12 2020-11-11 4 Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 7.5258 5,000 38 2,196,549
2020-11-12 2020-10-30 4 Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 4.6435 21,300 99 2,191,549
2020-11-12 2020-10-29 4 Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 4.7706 7,700 37 2,170,249
2020-10-23 2020-10-21 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 4.3969 5,656 25 1,797,094
2020-10-23 2020-10-21 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 4.3969 3,000 13 225,000
2020-10-23 2020-10-21 4 THEUER CHARLES TCON Common Stock P - Purchase D 4.3845 2,000 9 189,232
2020-09-25 2020-09-24 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 4.4417 21,000 93 1,785,438
2020-09-25 2020-09-24 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 4.4417 534 2 228,000
2020-09-25 2020-09-23 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 4.8330 55,000 266 1,764,438
2020-09-25 2020-09-23 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 4.8330 2,200 11 227,466
2020-09-25 2020-09-23 4 THEUER CHARLES TCON Common Stock P - Purchase D 4.7201 107 1 186,882
2020-09-25 2020-09-23 4 THEUER CHARLES TCON Common Stock P - Purchase D 4.7198 4,893 23 186,775
2020-09-17 2020-09-11 4/A Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 3.9260 78,201 307 2,162,549
2020-09-17 2020-09-09 4/A Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 3.4938 79,415 277 2,084,348
2020-09-17 2020-09-08 4/A Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 2.9000 13,244 38 2,004,933
2020-09-17 2020-09-04 4/A Ikarian Capital, LLC See Footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 2.8659 151,611 435 1,991,689
2020-09-17 3 Shahrestani Neil See Footnotes TCON Common Stock, par value $0.001 per share I 1,840,078
2020-09-15 2020-09-11 4 Ikarian Capital, LLC See footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 3.9260 78,201 307 2,162,549
2020-09-15 2020-09-09 4 Ikarian Capital, LLC See footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 3.4938 79,415 277 2,084,348
2020-09-15 2020-09-08 4 Ikarian Capital, LLC See footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 2.9000 13,244 38 2,004,933
2020-09-15 2020-09-04 4 Ikarian Capital, LLC See footnotes TCON Common Stock, par value $0.001 per share P - Purchase I 2.8659 151,611 435 1,991,689
2020-09-14 3 Ikarian Capital, LLC See footnotes TCON Common Stock, par value $0.001 per share I 1,840,078
2020-09-14 2020-09-10 4 WIGGINS MARK C TCON Common Stock P - Purchase D 4.1361 7,000 29 12,350
2020-09-09 2020-09-09 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 3.4689 45,000 156 1,709,438
2020-09-09 2020-09-09 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 3.4689 2,500 9 225,266
2020-09-09 2020-09-04 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.8847 8,492 24 1,664,438
2020-09-09 2020-09-04 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.8847 566 2 222,766
2020-09-09 2020-09-04 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.5500 5,000 13 181,882
2020-09-09 2020-09-04 4 THEUER CHARLES TCON Common Stock P - Purchase D 2.6000 5,000 13 176,882
2020-09-03 2020-09-02 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.3544 115,000 271 1,655,946
2020-09-03 2020-09-02 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.3544 4,800 11 222,200
2020-09-03 2020-09-01 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 2.0442 38,600 79 1,540,946
2020-09-03 2020-09-01 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 2.0442 1,400 3 217,400
2020-08-31 2020-08-31 4 Opaleye Management Inc. By Opaleye, L.P. TCON Pre-funded warrant P - Purchase I 0.01 1.6600 1,358,993 2,256 1,358,993
2020-08-31 2020-08-31 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.8358 150,000 275 1,502,346
2020-08-31 2020-08-31 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 1.8358 6,000 11 216,000
2020-08-31 2020-08-31 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.6700 146,150 244 1,352,346
2020-08-31 2020-08-28 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 1.7829 60,000 107 210,000
2020-08-31 2020-08-27 4 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, par value $0.001 per share P - Purchase I 1.7068 35,408 60 1,206,196
2020-08-31 2020-08-27 4 Opaleye Management Inc. By Managed Account TCON Common Stock, par value $0.001 per share P - Purchase I 1.7068 147,946 253 150,000
2020-08-31 3 Opaleye Management Inc. By Opaleye, L.P. TCON Common Stock, $0.001 par value I 1,170,788
2020-08-31 3 Opaleye Management Inc. By Managed Account TCON Common Stock, $0.001 par value I 2,054
2020-08-25 2020-08-21 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.5600 5,325 8 171,882
2020-08-24 2020-08-20 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.5800 30,000 47 166,557
2020-08-18 2020-08-18 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.6282 44,743 73 136,557
2020-08-18 2020-08-14 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.7015 100 0 91,814
2020-08-14 2020-08-13 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.6500 5,000 8 91,714
2020-08-14 2020-08-12 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.7900 10,000 18 86,714
2020-08-14 2020-08-12 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.6700 5,000 8 76,714
2020-06-25 2020-06-24 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.9000 9,895 19 71,714
2020-06-16 2020-06-10 4 MATTINGLY MARTIN A TCON Director Stock Option (Right to Buy) A - Award D 2.07 4,500 4,500
2020-06-16 2020-06-10 4 LARUE WILLIAM R TCON Director Stock Option (Right to Buy) A - Award D 2.07 4,500 4,500
2020-06-16 2020-06-15 4 PELLETIER SAUNDRA L TCON Common Stock P - Purchase D 2.0697 3,000 6 5,500
2020-06-16 2020-06-11 4 PELLETIER SAUNDRA L TCON Common Stock P - Purchase D 2.0000 2,500 5 2,500
2020-06-16 2020-06-10 4 PELLETIER SAUNDRA L TCON Director Stock Option (Right to Buy) A - Award D 2.07 4,500 4,500
2020-06-16 2020-06-10 4 Walker Paul Edward TCON Director Stock Option (Right to Buy) A - Award D 2.07 4,500 4,500
2020-06-16 2020-06-10 4 WORLAND STEPHEN T TCON Director Stock Option (Right to Buy) A - Award D 2.07 4,500 4,500
2020-06-16 2020-06-10 4 Twiford J Rainer TCON Director Stock Option (Right to Buy) A - Award D 2.07 4,500 4,500
2020-05-26 2020-05-22 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.8900 592 1 61,819
2020-05-26 2020-05-22 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.9000 10,000 19 61,227
2020-03-18 2020-03-16 4 PELLETIER SAUNDRA L TCON Employee Stock Option (Right to Buy) A - Award D 1.12 6,000 6,000
2020-03-13 2020-03-13 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.1279 4,100 5 50,877
2020-03-12 2020-03-12 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.1716 5,000 6 46,777
2020-03-12 2020-03-12 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.1889 5,000 6 41,777
2020-03-12 2020-03-11 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.6575 5,000 8 36,777
2020-03-12 2020-03-11 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.7098 5,000 9 31,777
2020-03-10 2020-03-10 4 THEUER CHARLES TCON Common Stock P - Purchase D 1.8691 10,000 19 26,777
2020-02-04 2020-01-31 4 THEUER CHARLES TCON Employee Stock Option (Right to Buy) A - Award D 4.02 123,200 123,200
2020-02-04 2020-01-31 4 WIGGINS MARK C TCON Employee Stock Option (Right to Buy) A - Award D 4.02 22,000 22,000
2020-02-04 2020-01-31 4 Brown Scott B. TCON Employee Stock Option (Right to Buy) A - Award D 4.02 22,000 22,000
2020-01-24 2020-01-22 4 THEUER CHARLES TCON Common Stock F - Taxes D 3.7600 -929 -3 16,777
2020-01-24 2020-01-22 4 Brown Scott B. TCON Common Stock F - Taxes D 3.7600 -18 -0 1,428
2020-01-24 2020-01-23 4 WIGGINS MARK C TCON Common Stock P - Purchase D 4.0205 5,000 20 5,000
2019-12-11 2019-12-09 4 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock S - Sale I 2.9200 -340,134 -993 76,048
2019-12-11 2019-12-05 4 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock S - Sale I 3.0500 -43,996 -134 416,182
2019-09-30 3 Brown Scott B. TCON Common Stock D 21,924
2019-09-30 3 Brown Scott B. TCON Common Stock D 21,924
2019-09-30 3 Brown Scott B. TCON Common Stock D 21,924
2019-08-12 2019-08-09 4 THEUER CHARLES TCON Common Stock P - Purchase D 0.4500 50,000 22 173,565
2019-06-17 2019-06-13 4 WORLAND STEPHEN T TCON Director Stock Option (Right to Buy) A - Award D 0.64 15,000 15,000
2019-06-17 2019-06-13 4 Twiford J Rainer TCON Director Stock Option (Right to Buy) A - Award D 0.64 15,000 15,000
2019-06-17 2019-06-13 4 MATTINGLY MARTIN A TCON Director Stock Option (Right to Buy) A - Award D 0.64 15,000 15,000
2019-06-17 2019-06-13 4 LARUE WILLIAM R TCON Director Stock Option (Right to Buy) A - Award D 0.64 15,000 15,000
2019-06-17 2019-06-13 4 Walker Paul Edward TCON Director Stock Option (Right to Buy) A - Award D 0.64 15,000 15,000
2019-01-23 2019-01-22 4 THEUER CHARLES TCON Common Stock F - Taxes D 1.0401 -9,290 -10 123,565
2018-12-21 2018-12-21 4 THEUER CHARLES TCON Common Stock P - Purchase D 0.6576 49,000 32 132,855
2018-12-03 2018-11-29 4/A Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock S - Sale I 1.2100 -4,326 -5 4,601,768
2018-12-03 2018-11-29 4/A Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock P - Purchase I 1.1300 4,326 5 4,606,094
2018-12-03 2018-11-29 4 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock S - Sale I 1.2100 4,326 5 4,601,768
2018-12-03 2018-11-29 4 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock P - Purchase I 1.1300 4,326 5 4,606,094
2018-06-13 2018-06-13 4 WORLAND STEPHEN T TCON Director Stock Option (Right to Buy) A - Award D 2.70 15,000 15,000
2018-06-13 2018-06-13 4 Twiford J Rainer TCON Director Stock Option (Right to Buy) A - Award D 2.70 15,000 15,000
2018-06-13 2018-06-13 4 LARUE WILLIAM R TCON Director Stock Option (Right to Buy) A - Award D 2.70 15,000 15,000
2018-06-13 2018-06-13 4 Walker Paul Edward TCON Director Stock Option (Right to Buy) A - Award D 2.70 15,000 15,000
2018-06-13 2018-06-13 4 MATTINGLY MARTIN A TCON Director Stock Option (Right to Buy) A - Award D 2.70 15,000 15,000
2018-06-13 2018-06-13 4 Wang Theodore T TCON Director Stock Option (Right to Buy) A - Award D 2.70 15,000 15,000
2018-05-30 2018-05-29 4 WIGGINS MARK C TCON Employee Stock Option (Right to Buy) A - Award D 2.75 280,000 280,000
2018-04-09 2018-04-06 4 Wang Theodore T TCON Director Stock Option (Right to Buy) A - Award D 2.55 25,000 25,000
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-04-05 3 Puissance Cross-Border Opportunities V LLC By funds TCON Common Stock I 9,203,536
2018-03-27 2018-03-27 4 New Enterprise Associates 14, L.P. TCON Warrant to Purchase Common Stock P - Purchase D 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 New Enterprise Associates 14, L.P. TCON Common Stock P - Purchase D 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 BARRETT M JAMES See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 BARRETT M JAMES See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 BARRIS PETER J See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 BARRIS PETER J See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 BASKETT FOREST See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 BASKETT FOREST See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 Florence Anthony A. Jr. See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 Florence Anthony A. Jr. See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 KERINS PATRICK J See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 KERINS PATRICK J See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 MOTT DAVID M See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 MOTT DAVID M See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 SANDELL SCOTT D See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 SANDELL SCOTT D See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 Sonsini Peter W. See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 Sonsini Peter W. See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-03-27 2018-03-27 4 Viswanathan Ravi See Note 2 TCON Warrant to Purchase Common Stock P - Purchase I 2.70 0.1250 707,964 88 707,964
2018-03-27 2018-03-27 4 Viswanathan Ravi See Note 2 TCON Common Stock P - Purchase I 2.7000 707,964 1,912 3,466,003
2018-02-23 2018-02-21 4 THEUER CHARLES TCON Employee Stock Option (Right to Buy) A - Award D 2.15 225,000 225,000
2018-02-23 2018-02-21 4 BITAR PATRICIA L TCON Employee Stock Option (Right to Buy) A - Award D 2.15 95,000 95,000
2018-01-23 2018-01-22 4 BITAR PATRICIA L TCON Common Stock F - Taxes D 2.9500 -3,317 -10 29,636
2018-01-23 2018-01-22 4 THEUER CHARLES TCON Common Stock F - Taxes D 2.9500 -9,290 -27 76,855
2018-01-23 2018-01-22 4 LOGAN H CASEY TCON Common Stock F - Taxes D 2.9500 -3,317 -10 27,754
2017-06-15 2017-06-15 4 WORLAND STEPHEN T TCON Director Stock Option (Right to Buy) A - Award D 2.15 15,000 15,000
2017-06-15 2017-06-15 4 MATTINGLY MARTIN A TCON Director Stock Option (Right to Buy) A - Award D 2.15 15,000 15,000
2017-06-15 2017-06-15 4 LARUE WILLIAM R TCON Director Stock Option (Right to Buy) A - Award D 2.15 15,000 15,000
2017-06-15 2017-06-15 4 Walker Paul Edward TCON Director Stock Option (Right to Buy) A - Award D 2.15 15,000 15,000
2017-06-15 2017-06-15 4 Twiford J Rainer TCON Director Stock Option (Right to Buy) A - Award D 2.15 15,000 15,000
2017-06-05 2017-06-02 4 LARUE WILLIAM R TCON Common Stock S - Sale D 2.6930 -2,500 -7 13,388
2017-01-24 2017-01-20 4 THEUER CHARLES TCON Employee Stock Option (Right to Buy) A - Award D 5.15 190,000 190,000
2017-01-24 2016-01-23 4 THEUER CHARLES TCON Common Stock F - Taxes D 4.8500 -9,870 -48 86,145
2017-01-24 2017-01-23 4 LOGAN H CASEY TCON Common Stock F - Taxes D 4.8500 -3,552 -17 31,071
2017-01-24 2017-01-20 4 LOGAN H CASEY TCON Employee Stock Option (Right to Buy) A - Award D 5.15 55,000 55,000
2017-01-24 2017-01-23 4 BITAR PATRICIA L TCON Common Stock F - Taxes D 4.8500 -3,552 -17 30,543
2017-01-24 2017-01-20 4 BITAR PATRICIA L TCON Employee Stock Option (Right to Buy) A - Award D 5.15 55,000 55,000
2016-11-29 2016-11-29 4 SANDELL SCOTT D See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 MOTT DAVID M See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 KOLLURI KRISHNA KITTU See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 KERINS PATRICK J See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 BASKETT FOREST See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 BARRIS PETER J See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 BARRETT M JAMES See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 Viswanathan Ravi See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 New Enterprise Associates 14, L.P. TCON Common Stock P - Purchase D 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 Sonsini Peter W. See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-11-29 2016-11-29 4 Florence Anthony A. Jr. See Note 1 TCON Common Stock P - Purchase I 5.7500 869,565 5,000 2,758,039
2016-06-07 2016-06-03 4 SHAZER RONALD L TCON Common Stock S - Sale D 7.4800 -1,003 -8 335
2016-06-02 2016-06-01 4 LARUE WILLIAM R TCON Common Stock A - Award D 7,500 15,888
2016-06-02 2016-06-01 4 MATTINGLY MARTIN A TCON Common Stock A - Award D 7,500 7,500
2016-06-02 2016-06-01 4 WORLAND STEPHEN T TCON Common Stock A - Award D 7,500 7,500
2016-06-02 2016-06-01 4 Twiford J Rainer TCON Common Stock A - Award D 7,500 7,500
2016-06-02 2016-06-01 4 Walker Paul Edward TCON Common Stock A - Award D 7,500 7,500
2016-01-25 2016-01-21 4 BITAR PATRICIA L TCON Common Stock A - Award D 32,450 32,943
2016-01-25 2016-01-21 4 LOGAN H CASEY TCON Common Stock A - Award D 32,450 33,550
2016-01-25 2016-01-21 4 THEUER CHARLES TCON Common Stock A - Award D 90,900 93,400
2015-12-21 2015-07-30 4 Brookline Tracon Investment Fund II, LLC By Brookline Tracon Investment Fund, LLC TCON Common Stock J - Other I -437,210 0
2015-12-21 2015-07-30 4 Brookline Tracon Investment Fund II, LLC TCON Common Stock J - Other D -416,059 241,493
2015-10-19 2015-10-16 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 9.8990 -1,500 -15 1,497,053
2015-10-15 2015-10-15 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.1559 -5,300 -54 1,498,553
2015-10-13 2015-10-13 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.0137 -1,720 -17 1,503,853
2015-10-13 2015-10-09 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.0051 -1,448 -14 1,505,573
2015-10-08 2015-10-08 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.1092 -9,632 -97 1,507,021
2015-10-08 2015-10-07 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.0914 -12,288 -124 1,516,653
2015-10-06 2015-10-05 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.0966 -8,800 -89 1,528,941
2015-10-06 2015-10-02 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.0644 -6,300 -63 1,537,741
2015-10-06 2015-10-05 4 SHAZER RONALD L TCON Employee Stock Option (Right to Buy) A - Award D 9.91 153,139 153,139
2015-09-29 2015-09-25 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 12.1268 -7,600 -92 1,544,041
2015-09-24 2015-09-24 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 12.5470 -5,403 -68 1,551,641
2015-09-24 2015-09-23 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 13.1334 -16,900 -222 1,557,044
2015-09-22 2015-09-22 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 13.6256 -21,226 -289 1,573,944
2015-09-22 2015-09-21 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 15.4474 -3,200 -49 1,595,170
2015-09-22 2015-09-21 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 14.2725 -15,000 -214 1,598,370
2015-09-22 2015-09-18 4 LOGAN H CASEY TCON Employee Stock Option (Right to Buy) M - Exercise D 1.34 -5,000 80,270
2015-09-22 2015-09-18 4 LOGAN H CASEY TCON Common Stock S - Sale D 17.3400 -5,000 -87 0
2015-09-22 2015-09-18 4 LOGAN H CASEY TCON Common Stock M - Exercise D 1.3400 5,000 7 5,000
2015-09-22 2015-09-18 4 THEUER CHARLES TCON Employee Stock Option (Right to Buy) M - Exercise D 0.70 -10,000 177,336
2015-09-22 2015-09-18 4 THEUER CHARLES TCON Common Stock S - Sale D 17.3400 -10,000 -173 0
2015-09-22 2015-09-18 4 THEUER CHARLES TCON Common Stock M - Exercise D 0.7000 10,000 7 10,000
2015-09-17 2015-09-17 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.7629 -19,492 -229 1,613,370
2015-09-17 2015-09-16 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.8449 -5,552 -66 1,632,862
2015-09-17 2015-09-15 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.7851 -17,300 -204 1,638,414
2015-09-14 2015-09-14 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.8600 -22,000 -261 1,655,714
2015-09-14 2015-09-11 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.9600 -19,438 -232 1,677,714
2015-09-14 2015-09-10 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.9400 -6,500 -78 1,697,152
2015-09-14 2015-09-10 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.2400 -12,100 -136 1,703,652
2015-09-14 2015-09-10 4 THEUER CHARLES TCON Common Stock S - Sale D 12.0000 -3,516 -42 0
2015-09-09 2015-09-09 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.7119 -12,000 -129 1,715,752
2015-09-09 2015-09-08 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.4744 -5,700 -60 1,727,752
2015-09-09 2015-09-04 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.4791 -6,600 -69 1,733,452
2015-09-03 2015-09-03 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.4869 -8,000 -84 1,740,052
2015-09-03 2015-09-02 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.5402 -7,300 -77 1,748,052
2015-09-01 2015-09-01 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.4143 -8,000 -83 1,755,352
2015-09-01 2015-08-31 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 10.4372 -6,000 -63 1,763,352
2015-08-25 2015-08-24 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.0000 -3,000 -33 1,769,352
2015-08-20 2015-08-20 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.1389 -1,683 -19 1,772,352
2015-08-20 2015-08-19 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.4049 -9,000 -103 1,774,035
2015-08-18 2015-08-18 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.5270 -1,000 -12 1,783,035
2015-08-18 2015-08-17 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.7520 -3,600 -42 1,784,035
2015-08-18 2015-08-14 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.7093 -6,574 -77 1,787,635
2015-08-18 2015-08-14 4 THEUER CHARLES TCON Common Stock S - Sale D 12.0000 -100 -1 3,516
2015-08-14 2015-08-13 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.5700 -6,061 -70 1,794,209
2015-08-14 2015-08-12 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.6500 -3,300 -38 1,800,270
2015-08-12 2015-08-12 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.4040 -3,000 -34 1,803,570
2015-08-12 2015-08-11 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.4050 -2,800 -32 1,806,570
2015-08-11 2015-08-10 4/A JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.5000 -6,000 -69 1,809,370
2015-08-11 2015-08-07 4/A JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.8300 -2,300 -27 1,815,370
2015-08-10 2015-08-10 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.5000 -6,000 -69 1,551,420
2015-08-10 2015-08-07 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock S - Sale D 11.8300 -2,300 -27 1,557,420
2015-07-24 2015-07-23 4 Walker Paul Edward TCON Director Stock Option (Right to Buy) A - Award D 13.02 15,000 15,000
2015-07-24 2015-07-23 4 MATTINGLY MARTIN A TCON Director Stock Option ( Right to Buy) A - Award D 13.02 9,517 9,517
2015-07-24 2015-07-23 4 MATTINGLY MARTIN A TCON Director Stock Option ( Right to Buy) A - Award D 13.02 15,000 15,000
2015-07-24 2015-07-23 4 WORLAND STEPHEN T TCON Director Stock Option ( Right to Buy) A - Award D 13.02 6,103 6,103
2015-07-24 2015-07-23 4 WORLAND STEPHEN T TCON Director Stock Option ( Right to Buy) A - Award D 13.02 15,000 15,000
2015-07-24 2015-07-23 4 LARUE WILLIAM R TCON Director Stock Option ( Right to Buy) A - Award D 13.02 12,547 12,547
2015-07-24 2015-07-23 4 LARUE WILLIAM R TCON Director Stock Option ( Right to Buy) A - Award D 13.02 15,000 15,000
2015-07-24 2015-07-23 4 Twiford J Rainer TCON Director Stock Option ( Right to Buy) A - Award D 13.02 15,000 15,000
2015-03-30 2015-03-26 4 THEUER CHARLES TCON Employee Stock Option (Right to Buy) A - Award D 14.34 147,213 147,213
2015-03-27 2015-03-25 4 LOGAN H CASEY TCON Employee Stock Option (Right to Buy) A - Award D 14.62 51,546 51,546
2015-03-27 2015-03-25 4 BITAR PATRICIA L TCON Employee Stock Option (Right to Buy) A - Award D 14.62 51,546 51,546
2015-03-05 2015-03-04 4 MATTINGLY MARTIN A TCON Director Stock Option ( Right to Buy) A - Award D 16.38 15,483 15,483
2015-02-27 2015-02-25 4 WORLAND STEPHEN T TCON Director Stock Option ( Right to Buy) A - Award D 13.40 18,897 18,897
2015-02-17 2015-02-04 4/A JAFCO Super V3 Investment Limited Partnership TCON Common Stock P - Purchase D 10.0000 257,950 2,580 1,817,670
2015-02-05 2015-02-04 4 BARRETT M JAMES See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 BARRETT M JAMES See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 BARRETT M JAMES See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 BASKETT FOREST See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 BASKETT FOREST See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 BASKETT FOREST See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 DRANT RYAN D See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 DRANT RYAN D See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 DRANT RYAN D See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 KERINS PATRICK J See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 KERINS PATRICK J See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 KERINS PATRICK J See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 KOLLURI KRISHNA KITTU See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 KOLLURI KRISHNA KITTU See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 KOLLURI KRISHNA KITTU See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 MOTT DAVID M See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 MOTT DAVID M See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 MOTT DAVID M See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 SANDELL SCOTT D See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 SANDELL SCOTT D See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 SANDELL SCOTT D See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 Weller Harry R See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 Weller Harry R See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 Weller Harry R See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 Twiford J Rainer By Brookline Tracon Investment Fund II, LLC TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -934,579 0
2015-02-05 2015-02-04 4 Twiford J Rainer By Brookline Tracon Investment Fund II, LLC TCON Series A Redeemable Convertible Preferred Stock C - Conversion I -1,610,150 0
2015-02-05 2015-02-04 4 Twiford J Rainer By Brookline Tracon Investment Fund II, LLC TCON Common Stock C - Conversion I 657,552 657,552
2015-02-05 2015-02-04 4 Viswanathan Ravi See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 Viswanathan Ravi See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 Viswanathan Ravi See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 Brookline Tracon Investment Fund II, LLC TCON Series B Redeemable Convertible Preferred Stock C - Conversion D -934,579 0
2015-02-05 2015-02-04 4 Brookline Tracon Investment Fund II, LLC TCON Series A Redeemable Convertible Preferred Stock C - Conversion D -1,610,150 0
2015-02-05 2015-02-04 4 Brookline Tracon Investment Fund II, LLC TCON Common Stock C - Conversion D 657,552 657,552
2015-02-05 2015-02-04 4 New Enterprise Associates 14, L.P. TCON Series B Redeemable Convertible Preferred Stock C - Conversion D -5,373,396 0
2015-02-05 2015-02-04 4 New Enterprise Associates 14, L.P. TCON Common Stock P - Purchase D 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 New Enterprise Associates 14, L.P. TCON Common Stock C - Conversion D 1,388,474 1,388,474
2015-02-05 2015-02-04 4 Sonsini Peter W. See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 Sonsini Peter W. See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 Sonsini Peter W. See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 Florence Anthony A. Jr. See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 Florence Anthony A. Jr. See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 Florence Anthony A. Jr. See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-02-05 2015-02-04 4 JAFCO Super V3 Investment Limited Partnership TCON Series B Redeemable Convertible Preferred Stock C - Conversion D -1,036,120 0
2015-02-05 2015-02-04 4 JAFCO Super V3 Investment Limited Partnership TCON Series A Redeemable Convertible Preferred Stock C - Conversion D -5,000,000 0
2015-02-05 2015-02-04 4 JAFCO Super V3 Investment Limited Partnership TCON Common Stock C - Conversion D 1,559,720 1,559,720
2015-02-05 2015-02-04 4 BARRIS PETER J See Note 2 TCON Series B Redeemable Convertible Preferred Stock C - Conversion I -5,373,396 0
2015-02-05 2015-02-04 4 BARRIS PETER J See Note 2 TCON Common Stock P - Purchase I 10.0000 500,000 5,000 1,888,474
2015-02-05 2015-02-04 4 BARRIS PETER J See Note 2 TCON Common Stock C - Conversion I 1,388,474 1,388,474
2015-01-29 3 CSA Biotechnology Fund II, LLC By CSA Biotechnology Fund I, LLC TCON Common Stock I 629,430
2015-01-29 3 CSA Biotechnology Fund II, LLC By Brookline Tracon Investment Fund, LLC TCON Common Stock I 1,017,260
2015-01-29 3 CSA Biotechnology Fund II, LLC By CSA Biotechnology Fund I, LLC TCON Common Stock I 629,430
2015-01-29 3 CSA Biotechnology Fund II, LLC By CSA Biotechnology Fund II, LLC TCON Common Stock I 673,510
2015-01-29 3 CSA Biotechnology Fund II, LLC By Brookline Tracon Investment Fund, LLC TCON Common Stock I 1,017,260
2015-01-29 3 CSA Biotechnology Fund II, LLC By CSA Biotechnology Fund I, LLC TCON Common Stock I 629,430
2015-01-29 3 CSA Biotechnology Fund II, LLC By CSA Biotechnology Fund II, LLC TCON Common Stock I 673,510
2015-01-29 3 CSA Biotechnology Fund II, LLC By CSA Biotechnology Fund II, LLC TCON Common Stock I 673,510
2015-01-29 3 CSA Biotechnology Fund II, LLC By Brookline Tracon Investment Fund, LLC TCON Common Stock I 1,017,260
2015-01-29 3 Twiford J Rainer By Brookline Tracon Investment Fund, LLC TCON Common Stock I 1,027,289
2015-01-29 3 Twiford J Rainer By CSA Biotechnology Fund I, LLC TCON Common Stock I 639,459
2015-01-29 3 Twiford J Rainer By CSA Biotechnology Fund II, LLC TCON Common Stock I 683,539
2015-01-29 3 Twiford J Rainer By CSA Biotechnology Fund II, LLC TCON Common Stock I 683,539
2015-01-29 3 Twiford J Rainer By MCT Investments, LLC TCON Common Stock I 600,108
2015-01-29 3 Twiford J Rainer By CSA Biotechnology Fund I, LLC TCON Common Stock I 639,459
2015-01-29 3 Twiford J Rainer By MCT Investments, LLC TCON Common Stock I 600,108
2015-01-29 3 Twiford J Rainer By Brookline Tracon Investment Fund, LLC TCON Common Stock I 1,027,289
2015-01-29 3 THEUER CHARLES TCON Common Stock D 7,232
2015-01-29 3 THEUER CHARLES TCON Common Stock D 7,232
2015-01-29 3 LARUE WILLIAM R TCON Common Stock D 16,776
2015-01-29 3 LARUE WILLIAM R TCON Common Stock D 16,776
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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