TRIV / TriVascular Technologies, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

TriVascular Technologies, Inc.
US ˙ NASDAQ ˙ INE152M01016
HINDI NA ACTIVE ANG SIMBONG ITO

Saham Orang Dalam2,093,235 shares
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan TriVascular Technologies, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di TRIV / TriVascular Technologies, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2014-04-22 Flynn James E 75,480 11.9651 75,480 11.9651 903,126 63
2014-04-22 Flynn James E 94,520 11.9651 94,520 11.9651 1,130,941
2014-04-22 Flynn James E 19,980 12.2857 19,980 12.2857 245,468
2014-04-22 Flynn James E 25,020 12.2857 25,020 12.2857 307,388
2014-04-22 Flynn James E 340,425 12.0000 340,425 12.0000 4,085,100
2014-04-22 Flynn James E 297,075 12.0000 297,075 12.0000 3,564,900
2014-04-22 Flynn James E 94,350 12.0000 94,350 12.0000 1,132,200
2014-04-22 Flynn James E 118,150 12.0000 118,150 12.0000 1,417,800
2014-04-22 Delphi Management Partners VIII, L.L.C. 833,333 12.0000 833,333 12.0000 9,999,996
2014-04-22 New Enterprise Associates 12, Limited Partnership 583,333 12.0000 583,333 12.0000 6,999,996

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

TRIV / TriVascular Technologies, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di TRIV / TriVascular Technologies, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk orang dalam ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

TRIV / TriVascular Technologies, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2016-02-05 2016-02-03 4 ROEDER DOUGLAS A See Footnotes TRIV Common Stock U - Other I -3,535,910 0
2016-02-05 2016-02-03 4 ROEDER DOUGLAS A TRIV Common Stock D - Sale to Issuer D -149 0
2016-02-05 2016-02-03 4 Delphi Management Partners VIII, L.L.C. See Footnotes TRIV Common Stock U - Other I -3,535,910 0
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Stock Options (Right to buy) M - Exercise D 2.43 -41,838 0
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Restricted Stock Units (RSU) M - Exercise D -9,400 0
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Common Stock D - Sale to Issuer D -23,746 0
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Common Stock F - Taxes D 5.6200 -18,092 -102 23,746
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Common Stock M - Exercise D 2.4300 41,838 102 41,838
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Common Stock D - Sale to Issuer D -5,851 0
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Common Stock F - Taxes D 5.6200 -3,549 -20 5,851
2016-02-04 2016-02-03 4 O'Quinn Shari L TRIV Common Stock M - Exercise D 9,400 9,400
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Stock Options (Right to buy) M - Exercise D 2.43 -47,778 0
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Restricted Stock Units (RSU) M - Exercise D -12,400 0
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Common Stock D - Sale to Issuer D -6,270 0
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Common Stock D - Sale to Issuer D -27,081 6,270
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Common Stock F - Taxes D 5.6200 -20,697 -116 33,351
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Common Stock M - Exercise D 2.4300 47,778 116 54,048
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Common Stock D - Sale to Issuer D -6,971 6,270
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Common Stock F - Taxes D 5.6200 -5,429 -31 13,241
2016-02-04 2016-02-03 4 Jayaraman Vivek K TRIV Common Stock M - Exercise D 12,400 18,670
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Stock Options (Right to buy) M - Exercise D 3.25 -61,621 0
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Restricted Stock Units (RSU) M - Exercise D -15,000 0
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Common Stock D - Sale to Issuer D -4,119 0
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Common Stock D - Sale to Issuer D -25,986 4,119
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Common Stock F - Taxes D 5.6200 -35,635 -200 30,105
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Common Stock M - Exercise D 3.2500 61,621 200 65,740
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Common Stock D - Sale to Issuer D -10,102 4,119
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Common Stock F - Taxes D 5.6200 -4,898 -28 14,221
2016-02-04 2016-02-03 4 Elting Kimberley A. TRIV Common Stock M - Exercise D 15,000 19,119
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Stock Options (Right to buy) M - Exercise D 2.43 -22,137 0
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Restricted Stock Units (RSU) M - Exercise D -12,400 0
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Common Stock D - Sale to Issuer D -174,087 0
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Common Stock D - Sale to Issuer D -7,064 174,087
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Common Stock F - Taxes D 5.6200 -15,073 -85 181,151
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Common Stock M - Exercise D 2.4300 22,137 54 196,224
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Common Stock D - Sale to Issuer D -6,971 174,087
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Common Stock F - Taxes D 5.6200 -5,429 -31 181,058
2016-02-04 2016-02-03 4 Chobotov Michael V. TRIV Common Stock M - Exercise D 12,400 186,487
2016-02-04 2016-02-03 4 Moore Daniel Jeffrey TRIV Stock Options (Right to buy) M - Exercise D 2.43 -15,661 0
2016-02-04 2016-02-03 4 Moore Daniel Jeffrey TRIV Common Stock D - Sale to Issuer D -8,889 0
2016-02-04 2016-02-03 4 Moore Daniel Jeffrey TRIV Common Stock F - Taxes D 5.6200 -6,772 -38 8,889
2016-02-04 2016-02-03 4 Moore Daniel Jeffrey TRIV Common Stock M - Exercise D 2.4300 15,661 38 15,661
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Stock Options (Right to buy) M - Exercise D 2.43 -16,032 0
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Restricted Stock Units (RSU) M - Exercise D -15,000 0
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Common Stock D - Sale to Issuer D -92,309 0
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Common Stock D - Sale to Issuer D -8,794 92,309
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Common Stock F - Taxes D 5.6200 -7,238 -41 101,103
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Common Stock M - Exercise D 2.4300 16,032 39 108,341
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Common Stock D - Sale to Issuer D -8,439 92,309
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Common Stock F - Taxes D 5.6200 -6,561 -37 100,748
2016-02-04 2016-02-03 4 Kramer Michael R TRIV Common Stock M - Exercise D 15,000 107,309
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Stock Options (Right to buy) M - Exercise D 3.25 -29,720 0
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Restricted Stock Units (RSU) M - Exercise D -83,603 0
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Common Stock D - Sale to Issuer D -659,952 0
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Common Stock D - Sale to Issuer D -8,441 659,952
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Common Stock F - Taxes D 5.6200 -21,279 -120 668,393
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Common Stock M - Exercise D 3.2500 29,720 97 689,672
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Common Stock D - Sale to Issuer D -60,168 659,952
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Common Stock F - Taxes D 5.6200 -23,435 -132 720,120
2016-02-04 2016-02-03 4 Chavez Christopher G. TRIV Common Stock M - Exercise D 83,603 743,555
2016-02-04 2016-02-03 4 Thomas Robert TRIV Stock Options (Right to buy) M - Exercise D 2.43 -16,523 0
2016-02-04 2016-02-03 4 Thomas Robert TRIV Common Stock D - Sale to Issuer D -90,116 0
2016-02-04 2016-02-03 4 Thomas Robert TRIV Common Stock D - Sale to Issuer D -9,378 90,116
2016-02-04 2016-02-03 4 Thomas Robert TRIV Common Stock F - Taxes D 5.6200 -7,145 -40 99,494
2016-02-04 2016-02-03 4 Thomas Robert TRIV Common Stock M - Exercise D 2.4300 16,523 40 106,639
2016-02-04 2016-02-03 4 New Enterprise Associates 12, Limited Partnership TRIV Common Stock D - Sale to Issuer D -3,943,269 0
2016-02-04 2016-02-03 4 Scopa James Paul TRIV Common Stock D - Sale to Issuer I -1,776,692 0
2015-05-27 2015-05-22 4 DRANT RYAN D TRIV Stock Options (Right to buy) A - Award D 5.85 10,000 10,000
2015-05-27 2015-05-22 4 ROEDER DOUGLAS A TRIV Stock Options (right to buy) A - Award D 5.85 10,000 10,000
2015-05-27 2015-05-22 4 Thomas Robert TRIV Stock Options (right to buy) A - Award D 5.85 10,000 10,000
2015-05-27 2015-05-22 4 Scopa James Paul TRIV Stock Options (right to buy) A - Award D 5.85 10,000 10,000
2015-05-27 2015-05-22 4 Moore Daniel Jeffrey TRIV Stock Options (right to buy) A - Award D 5.85 10,000 10,000
2015-05-27 2015-05-22 4 Nunn Jason Raleigh TRIV Stock Options (Right to buy) A - Award D 5.85 10,000 10,000
2015-03-04 2015-03-02 4 Kramer Michael R TRIV Stock Option (right to buy) A - Award D 10.94 28,400 28,400
2015-03-04 2015-03-02 4 Kramer Michael R TRIV Restricted Stock Units (RSU) A - Award D 15,000 15,000
2015-03-04 2015-03-02 4 Chavez Christopher G. TRIV Stock Option (right to buy) A - Award D 10.94 85,100 85,100
2015-03-04 2015-03-02 4 Chavez Christopher G. TRIV Restricted Stock Units (RSU) A - Award D 38,503 38,503
2015-03-04 2015-03-02 4 Chavez Christopher G. TRIV Restricted Stock Units (RSU) A - Award D 45,100 45,100
2015-03-04 2015-03-02 4 Molinari Louis J. TRIV Stock Option (right to buy) A - Award D 10.94 17,700 17,700
2015-03-04 2015-03-02 4 Molinari Louis J. TRIV Restricted Stock Units (RSU) A - Award D 9,400 9,400
2015-03-04 2015-03-02 4 Jayaraman Vivek K TRIV Stock Option (right to buy) A - Award D 10.94 23,400 23,400
2015-03-04 2015-03-02 4 Jayaraman Vivek K TRIV Restricted Stock Units (RSU) A - Award D 12,400 12,400
2015-03-04 2015-03-02 4 O'Quinn Shari L TRIV Stock Option (right to buy) A - Award D 10.94 17,700 17,700
2015-03-04 2015-03-02 4 O'Quinn Shari L TRIV Restricted Stock Units (RSU) A - Award D 9,400 9,400
2015-03-04 2015-03-02 4 Chobotov Michael V. TRIV Stock Option (right to buy) A - Award D 10.94 23,400 23,400
2015-03-04 2015-03-02 4 Chobotov Michael V. TRIV Restricted Stock Units (RSU) A - Award D 12,400 12,400
2015-03-04 2015-03-02 4 Whirley Robert G TRIV Stock Option (right to buy) A - Award D 10.94 17,700 17,700
2015-03-04 2015-03-02 4 Whirley Robert G TRIV Resticted Stock Units (RSU) A - Award D 9,400 9,400
2015-03-04 2015-03-02 4 Elting Kimberley A. TRIV Stock Option (right to buy) A - Award D 10.94 28,400 28,400
2015-03-04 2015-03-02 4 Elting Kimberley A. TRIV Restricted Stock Units (RSU) A - Award D 15,000 15,000
2015-02-13 2013-11-29 5/A Whirley Robert G TRIV Stock Option (right to buy) A - Award D 8.93 13,556 13,556
2015-02-13 2014-02-26 5/A Chavez Christopher G. TRIV Stock Option (right to buy) A - Award D 12.98 29,720 29,720
2015-02-13 2013-11-30 5/A Chavez Christopher G. TRIV Stock Option (right to buy) A - Award D 8.93 168,865 168,865
2015-02-13 2013-11-29 5/A Chobotov Michael V. TRIV Stock Option (right to buy) A - Award D 8.93 49,641 49,641
2015-02-13 2013-11-29 5/A Chobotov Michael V. TRIV Stock Option (right to buy) A - Award D 8.93 32,042 32,042
2015-02-13 2013-11-29 5/A Kramer Michael R TRIV Stock Option (right to buy) A - Award D 8.93 32,043 32,043
2015-02-13 2013-11-29 5/A Jayaraman Vivek K TRIV Stock Option (right to buy) A - Award D 8.93 18,486 18,486
2015-02-13 2013-11-29 5/A O'Quinn Shari L TRIV Stock Option (right to buy) A - Award D 8.93 18,485 18,485
2015-02-13 2013-11-29 5/A Molinari Louis J. TRIV Stock Option (right to buy) A - Award D 8.93 13,556 13,556
2015-02-13 2013-11-29 5/A Elting Kimberley A. TRIV Stock Option (right to buy) A - Award D 8.93 18,486 18,486
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A TRIV Warrant to Purchase Common Stock (right to buy) C - Conversion I 15.81 45,094 45,094
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A TRIV Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion I 15.8061 -45,094 -713 0
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A TRIV Series E Preferred Stock C - Conversion I -347,965 0
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A TRIV Series D Preferred Stock C - Conversion I -970,167 0
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A TRIV Series C Preferred Stock C - Conversion I -424,918 0
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A TRIV Series B Preferred Stock C - Conversion I -384,594 0
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A TRIV Series A Preferred Stock C - Conversion I -574,933 0
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A See Footnotes TRIV Common Stock C - Conversion I 347,965 3,535,910
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A See Footnotes TRIV Common Stock C - Conversion I 970,167 3,187,945
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A See Footnotes TRIV Common Stock C - Conversion I 424,918 2,217,778
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A See Footnotes TRIV Common Stock C - Conversion I 384,594 1,792,860
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A See Footnotes TRIV Common Stock C - Conversion I 574,933 1,408,266
2014-04-24 2014-04-22 4 ROEDER DOUGLAS A See Footnotes TRIV Common Stock P - Purchase I 12.0000 833,333 10,000 833,333
2014-04-24 2013-11-01 4 ROEDER DOUGLAS A TRIV Series E Preferred Stock A - Award I 347,965 347,965
2014-04-24 2014-04-22 4 Thomas Robert TRIV Warrant to Purchase Common Stock (right to buy) C - Conversion D 15.81 6,326 6,326
2014-04-24 2014-04-22 4 Thomas Robert TRIV Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion D 15.8061 -6,326 -100 0
2014-04-24 2014-04-22 4 Thomas Robert TRIV Series E Preferred Stock C - Conversion D -7,847 0
2014-04-24 2014-04-22 4 Thomas Robert TRIV Series D Preferred Stock C - Conversion D -41,453 0
2014-04-24 2014-04-22 4 Thomas Robert TRIV Series C Preferred Stock C - Conversion D -17,725 0
2014-04-24 2014-04-22 4 Thomas Robert TRIV Series B Preferred Stock C - Conversion D -11,537 0
2014-04-24 2014-04-22 4 Thomas Robert TRIV Common Stock C - Conversion D 7,847 86,838
2014-04-24 2014-04-22 4 Thomas Robert TRIV Common Stock C - Conversion D 41,453 78,991
2014-04-24 2014-04-22 4 Thomas Robert TRIV Common Stock C - Conversion D 17,725 37,538
2014-04-24 2014-04-22 4 Thomas Robert TRIV Common Stock C - Conversion D 11,537 19,813
2014-04-24 2013-11-29 4 Thomas Robert TRIV Stock Option (right to buy) A - Award D 8.93 4,929 4,929
2014-04-24 2013-11-01 4 Thomas Robert TRIV Series E Preferred Stock A - Award D 7,847 7,847
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Warrant to Purchase Common Stock (right to buy) C - Conversion D 15.81 55,831 55,831
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion D 15.8061 -55,831 -882 0
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Series E Preferred Stock C - Conversion D -411,234 0
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Series D Preferred Stock C - Conversion D -1,236,487 0
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Series C Preferred Stock C - Conversion D -531,758 0
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Series B Preferred Stock C - Conversion D -383,249 0
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Series A Preferred Stock C - Conversion D -797,208 0
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Common Stock C - Conversion D 411,234 3,943,269
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Common Stock C - Conversion D 1,236,487 3,532,035
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Common Stock C - Conversion D 531,758 2,295,548
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Common Stock C - Conversion D 383,249 1,763,790
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Common Stock C - Conversion D 797,208 1,380,541
2014-04-24 2014-04-22 4 New Enterprise Associates 12, Limited Partnership TRIV Common Stock P - Purchase D 12.0000 583,333 7,000 583,333
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Warrant to Purchase Common Stock (right to buy) C - Conversion I 15.81 55,831 55,831
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion I 15.8061 -55,831 -882 0
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Series E Preferred Stock C - Conversion I -411,234 0
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Series D Preferred Stock C - Conversion I -1,236,487 0
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Series C Preferred Stock C - Conversion I -531,758 0
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Series B Preferred Stock C - Conversion I -383,249 0
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Series A Preferred Stock C - Conversion I -797,208 0
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Common Stock C - Conversion I 411,234 3,943,269
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Common Stock C - Conversion I 1,236,487 3,532,035
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Common Stock C - Conversion I 531,758 2,295,548
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Common Stock C - Conversion I 383,249 1,763,790
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Common Stock C - Conversion I 797,208 1,380,541
2014-04-24 2014-04-22 4 DRANT RYAN D See Note 1 TRIV Common Stock P - Purchase I 12.0000 583,333 7,000 583,333
2014-04-24 2013-11-01 4 DRANT RYAN D See Note 1 TRIV Series E Preferred Stock A - Award I 411,234 411,234
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. TRIV Warrant to Purchase Common Stock (right to buy) C - Conversion I 15.81 45,094 45,094
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. TRIV Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion I 15.8061 -45,094 -713 0
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. TRIV Series E Preferred Stock C - Conversion I -347,965 0
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. TRIV Series D Preferred Stock C - Conversion I -970,167 0
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. TRIV Series C Preferred Stock C - Conversion I -424,918 0
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. TRIV Series B Preferred Stock C - Conversion I -384,594 0
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. TRIV Series A Preferred Stock C - Conversion I -574,933 0
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. See Footnotes TRIV Common Stock C - Conversion I 347,965 3,535,910
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. See Footnotes TRIV Common Stock C - Conversion I 970,167 3,187,945
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. See Footnotes TRIV Common Stock C - Conversion I 424,918 2,217,778
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. See Footnotes TRIV Common Stock C - Conversion I 384,594 1,792,860
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. See Footnotes TRIV Common Stock C - Conversion I 574,933 1,408,266
2014-04-24 2014-04-22 4 Delphi Management Partners VIII, L.L.C. See Footnotes TRIV Common Stock P - Purchase I 12.0000 833,333 10,000 833,333
2014-04-24 2013-11-01 4 Delphi Management Partners VIII, L.L.C. TRIV Series E Preferred Stock A - Award I 347,965 347,965
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Warrant to Purchase Common Stock (Right to Buy) C - Conversion I 15.81 37,369 37,369
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Warrant to Purchase Series D Preferred Stock (Right to Buy) C - Conversion I 0.39 -1,516,122 0
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Series E Convertible Preferred Stock C - Conversion I -10,266,940 0
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Series D Convertible Preferred Stock C - Conversion I -15,400,411 0
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Series C Convertible Preferred Stock C - Conversion I -2,947,605 0
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Series B Convertible Preferred Stock C - Conversion I -6,000,000 0
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Series A Convertible Preferred Stock C - Conversion I -20,757,635 0
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Common Stock C - Conversion I 253,066 1,776,692
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Common Stock C - Conversion I 379,599 1,523,626
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Common Stock C - Conversion I 114,942 1,144,027
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Common Stock C - Conversion I 230,756 1,029,085
2014-04-23 2014-04-22 4 Scopa James Paul TRIV Common Stock C - Conversion I 798,329 798,329
2014-04-23 2013-11-01 4 Scopa James Paul TRIV Series E Convertible Preferred Stock A - Award I 0.3896 10,266,940 4,000 10,266,940
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Warrant to Purchase Common Stock (Right to Buy) C - Conversion I 15.81 37,369 37,369
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Warrant to Purchase Series D Preferred Stock (Right to Buy) C - Conversion I 0.39 -1,516,122 0
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Series E Convertible Preferred Stock C - Conversion I -10,266,940 0
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Series D Convertible Preferred Stock C - Conversion I -15,400,411 0
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Series C Convertible Preferred Stock C - Conversion I -2,947,605 0
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Series B Convertible Preferred Stock C - Conversion I -6,000,000 0
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Series A Convertible Preferred Stock C - Conversion I -20,757,635 0
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Common Stock C - Conversion I 253,066 1,776,692
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Common Stock C - Conversion I 379,599 1,523,626
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Common Stock C - Conversion I 114,942 1,144,027
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Common Stock C - Conversion I 230,756 1,029,085
2014-04-23 2014-04-22 4 MPM BioVentures IV QP LP TRIV Common Stock C - Conversion I 798,329 798,329
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Private Design International II, L.P. TRIV Series E Preferred Stock C - Conversion I -253,384 0
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Private Design Fund II, L.P. TRIV Series E Preferred Stock C - Conversion I -221,118 0
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. TRIV Series E Preferred Stock C - Conversion I -71,333 0
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations Fund, L.P. TRIV Series E Preferred Stock C - Conversion I -86,834 0
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. TRIV Common Stock P - Purchase I 11.9651 75,480 903 261,143
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations Fund, L.P. TRIV Common Stock P - Purchase I 11.9651 94,520 1,131 324,524
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. TRIV Common Stock P - Purchase I 12.2857 19,980 245 185,663
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations Fund, L.P. TRIV Common Stock P - Purchase I 12.2857 25,020 307 230,004
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Private Design International II, L.P. TRIV Common Stock P - Purchase I 12.0000 340,425 4,085 593,809
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Private Design Fund II, L.P. TRIV Common Stock P - Purchase I 12.0000 297,075 3,565 518,193
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. TRIV Common Stock P - Purchase I 12.0000 94,350 1,132 165,683
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations Fund, L.P. TRIV Common Stock P - Purchase I 12.0000 118,150 1,418 204,984
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Private Design International II, L.P. TRIV Common Stock C - Conversion I 253,384 253,384
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Private Design Fund II, L.P. TRIV Common Stock C - Conversion I 221,118 221,118
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. TRIV Common Stock C - Conversion I 71,333 71,333
2014-04-22 2014-04-22 4 Flynn James E Through Deerfield Special Situations Fund, L.P. TRIV Common Stock C - Conversion I 86,834 86,834
2014-04-17 2014-04-15 4 Chavez Christopher G. TRIV Stock Option (right to buy) A - Award D 12.00 105,900 105,900
2014-04-17 2014-04-15 4 Kramer Michael R TRIV Stock Option (right to buy) A - Award D 12.00 59,600 59,600
2014-04-17 2014-04-15 4 Elting Kimberley A. TRIV Stock Option (right to buy) A - Award D 12.00 35,300 35,300
2014-04-17 2014-04-15 4 Whirley Robert G TRIV Stock Option (right to buy) A - Award D 12.00 29,800 29,800
2014-04-17 2014-04-15 4 Chobotov Michael V. TRIV Stock Option (right to buy) A - Award D 12.00 70,000 70,000
2014-04-17 2014-04-15 4 O'Quinn Shari L TRIV Stock Option (right to buy) A - Award D 12.00 27,800 27,800
2014-04-17 2014-04-15 4 Jayaraman Vivek K TRIV Stock Option (right to buy) A - Award D 12.00 59,600 59,600
2014-04-17 2014-04-15 4 Molinari Louis J. TRIV Stock Option (right to buy) A - Award D 12.00 27,050 27,050
2014-04-15 3 ROEDER DOUGLAS A TRIV Common Stock D 298
2014-04-15 3 ROEDER DOUGLAS A TRIV Common Stock D 298
2014-04-15 3 Thomas Robert By Mackenzie Marie Thomas Trust TRIV Common Stock I 14,832
2014-04-15 3 Thomas Robert By Mackenzie Marie Thomas Trust TRIV Common Stock I 14,832
2014-04-15 3 Thomas Robert TRIV Common Stock D 19,830
2014-04-15 3 Thomas Robert TRIV Common Stock D 19,830
2014-04-15 3 Kramer Michael R TRIV Common Stock D 179,028
2014-04-15 3 Kramer Michael R TRIV Common Stock D 179,028
2014-04-15 3 Chavez Christopher G. By Christopher G. Chavez, Trustee of the Diana J. Chavez Family Irrevocable Trust TRIV Common Stock I 758,039
2014-04-15 3 Chavez Christopher G. TRIV Common Stock D 1,100,106
2014-04-15 3 Chavez Christopher G. By Diana J. Chavez, Trustee of the Christopher G. Chavez Family Irrevocable Trust TRIV Common Stock I 758,039
2014-04-15 3 Chavez Christopher G. By Christopher G. Chavez, Trustee of the Diana J. Chavez Family Irrevocable Trust TRIV Common Stock I 758,039
2014-04-15 3 Chavez Christopher G. TRIV Common Stock D 1,100,106
2014-04-15 3 Chavez Christopher G. By Diana J. Chavez, Trustee of the Christopher G. Chavez Family Irrevocable Trust TRIV Common Stock I 758,039
2014-04-15 3 Whirley Robert G TRIV Common Stock D 149,402
2014-04-15 3 Whirley Robert G TRIV Common Stock D 149,402
2014-04-15 3 Chobotov Michael V. TRIV Common Stock D 342,492
2014-04-15 3 Chobotov Michael V. TRIV Common Stock D 342,492
2014-04-15 3 Jayaraman Vivek K TRIV Common Stock D 4,928
2014-04-15 3 Jayaraman Vivek K TRIV Common Stock D 4,928
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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