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| CIK | 825313 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AllianceBernstein Holding L.P. - Limited Partnership
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or or |
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| August 11, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces July 31, 2025 Assets Under Management Nashville, TN, August 11, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) announced today that preliminary assets under management remained unchanged |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 24, 2025 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) June 30, 2025 December 31, 2024 ASSETS Cash and cash equivalents $ 839,184 $ 832,044 Cash and securities segregated, at fair value (cost: $479,982 and $495,391) 483,238 500,046 R |
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| July 24, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES SECOND QUARTER RESULTS GAAP Net Income of $0.64 per Unit Adjusted Net Income of $0.76 per Unit Cash Distribution of $0.76 per Unit Nashville, TN, July 24, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBerns |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| July 14, 2025 |
AMENDED AND RESTATED MASTER EXCHANGE AGREEMENT This amended and restated master exchange agreement (this “Agreement”) is entered into as of July 10, 2025, between AllianceBernstein L. |
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| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 (July 10, 2025) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incor |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| July 11, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces June 30, 2025 Assets Under Management Nashville, TN, July 10, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $829 bi |
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| June 11, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| June 11, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces May 31, 2025 Assets Under Management Nashville, TN, June 10, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $803 bil |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 (May 22, 2025) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorpo |
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| May 13, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or organ |
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| May 13, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces April 30, 2025 Assets Under Management Nashville, TN, May 12, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $781 bi |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 24, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| April 24, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FIRST QUARTER RESULTS GAAP Net Income of $0.67 per Unit Adjusted Net Income of $0.80 per Unit Cash Distribution of $0.80 per Unit Nashville, TN, April 24, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBerns |
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| April 24, 2025 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) March 31, 2025 December 31, 2024 ASSETS Cash and cash equivalents $ 782,778 $ 832,044 Cash and securities segregated, at fair value (cost: $765,827 and $495,391) 772,302 500,046 |
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| April 24, 2025 |
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2024 Awards Award Agreement, dated as of December 31, 2024, among AllianceBernstein L. |
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| April 9, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces March 31, 2025 Assets Under Management Nashville, TN, April 9, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $784 b |
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| April 9, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| April 3, 2025 |
AB / AllianceBernstein Holding L.P. - Limited Partnership / Equitable Holdings, Inc. - SC TO-T/A SC TO-T/A 1 d949004dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of B |
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| April 3, 2025 |
Press Release issued by Equitable Holdings, Inc., dated April 3, 2025. EX-99.(A)(5)(VI) 2 d949004dex99a5vi.htm EX-99.(A)(5)(VI) Exhibit (a)(5)(vi) Equitable Holdings Announces Final Results of Cash Tender Offer for Units of AllianceBernstein Holding New York, NY, April 3, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the final results of its cash tend |
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| April 2, 2025 |
Press Release issued by Equitable Holdings, Inc., dated April 2, 2025. Exhibit (a)(5)(v) Equitable Holdings Announces Preliminary Results of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, April 2, 2025 — Equitable Holdings, Inc. |
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| April 2, 2025 |
AB / AllianceBernstein Holding L.P. - Limited Partnership / Equitable Holdings, Inc. - SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited |
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| March 25, 2025 |
Press Release issued by Equitable Holdings, Inc., dated March 25, 2025. EX-99.(A)(5)(IV) 2 d943874dex99a5iv.htm EX-99.(A)(5)(IV) Exhibit (a)(5)(iv) Equitable Holdings Announces Extension of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, March 25, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the extension of its |
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| March 25, 2025 |
AB / AllianceBernstein Holding L.P. - Limited Partnership / Equitable Holdings, Inc. - SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnershi |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 AllianceBernstein Holding L.P. (Name of Subject Company) AllianceBernstein Holding L.P. (Name of Person Filing Statement) Units Representing Assignments of Beneficial Ownership of Limited Partnershi |
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| March 17, 2025 |
AB / AllianceBernstein Holding L.P. - Limited Partnership / Equitable Holdings, Inc. - SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited |
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| March 12, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| March 12, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces February 28, 2025 Assets Under Management Nashville, TN, March 11, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $8 |
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| February 24, 2025 |
EX-99.(A)(1)(II) 3 d937480dex99a1ii.htm EX-99.(A)(1)(II) Exhibit (a)(1)(ii) Letter of Transmittal to Tender Units in AllianceBernstein Holding L.P. at $38.50 per Unit, in Cash (For an Aggregate Purchase Price of Up to approximately $1.8 billion) Pursuant to the Offer to Purchase dated February 24, 2025 by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK C |
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| February 24, 2025 |
Excerpt from a transcript of a presentation held by Equitable on February 24, 2025. Exhibit (a)(5)(iii) The following is an excerpt from a transcript of a presentation held by Equitable on February 24, 2025 Robin Raju – Chief Financial Officer Now I will spend a minute reviewing the terms of the tender offer for units of AllianceBernstein Holding, which are outlined on slide 11. |
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| February 24, 2025 |
Notice of Guaranteed Delivery Tender of Units AllianceBernstein Holding L.P. EX-99.(A)(1)(III) 4 d937480dex99a1iii.htm EX-99.(A)(1)(III) Exhibit (a)(1)(iii) Notice of Guaranteed Delivery for Tender of Units of AllianceBernstein Holding L.P. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTENDED, THE “EXPIRATION TIME”). This Notice of Guaranteed Delivery, or a |
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| February 24, 2025 |
Exhibit 107 Calculation of Filing Fee Table Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $ 1,800,000,000. |
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| February 24, 2025 |
EX-99.(A)(5)(I) 8 d937480dex99a5i.htm EX-99.(A)(5)(I) Exhibit (a)(5)(i) Equitable Holdings Announces Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, February 24, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced that it has commenced a cash tende |
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| February 24, 2025 |
EX-99.(A)(5)(II) 9 d937480dex99a5ii.htm EX-99.(A)(5)(II) Exhibit (a)(5)(ii) Exhibit (a)(5)(ii) Equitable Holdings Individual Life Strategic Transaction Review February 24, 2025 Disclaimers This presentation contains forward-looking statements. Words such as “expects,” “believes,” “anticipates,” “forecasts,” “intends,” “seeks,” “aims,” “plans,” “assumes,” “estimates,” “projects,” “should,” “would,” |
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| February 24, 2025 |
EX-99.(A)(1)(V) 6 d937480dex99a1v.htm EX-99.(A)(1)(V) Exhibit (a)(1)(v) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (S |
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| February 24, 2025 |
Offer to Purchase, dated February 24, 2025. EX-99.(A)(1)(I) 2 d937480dex99a1i.htm EX-99.(A)(1)(I) Exhibit (a)(1)(i) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (S |
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| February 24, 2025 |
EX-99.(A)(1)(VI) 7 d937480dex99a1vi.htm EX-99.(A)(1)(VI) Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Units (as defined below) in AllianceBernstein Holding L.P. The Offer (as defined below) is made solely by the Offer to Purchase, dated February 24, 2025, and the related Letter of Transmittal, and any amendments or supplements thereto. |
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| February 24, 2025 |
EX-99.(A)(1)(IV) 5 d937480dex99a1iv.htm EX-99.(A)(1)(IV) Exhibit (a)(1)(iv) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDE |
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| February 24, 2025 |
AB / AllianceBernstein Holding L.P. - Limited Partnership / Equitable Holdings, Inc. - SC TO-T SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interest |
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| February 14, 2025 |
Amendment to the Retirement Plan for Employees of AllianceBernstein L.P, as of June 10, 2024. Third Amendment to the Retirement Plan for Employees of AllianceBernstein L.P. WHEREAS, AllianceBernstein L.P. (the “Company”) maintains the Retirement Plan for Employees of Alliance Bernstein L.P. (the “Plan”); and WHEREAS, pursuant to Section 13.01 of the Plan, the Company has the authority to amend the Plan, and pursuant to Section 14.01 of the Plan, the Company has the authority to terminate t |
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| February 14, 2025 |
Execution Copy THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT to Credit Agreement (this “Amendment”) is entered into as of August 30, 2024 by and between ALLIANCEBERNSTEIN L. |
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| February 14, 2025 |
AB 2017 Long Term Incentive Plan Award Agreement AWARD AGREEMENT, dated as of May 22, 2024, among AllianceBernstein L. |
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| February 14, 2025 |
Certification of Seth Bernstein furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 I, Seth Bernstein, certify that: 1.I have reviewed this annual report on Form 10-K of AllianceBernstein Holding L.P.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| February 14, 2025 |
LISTING A - AllianceBernstein Corporation Entity Name Domicile ABLP Ownership Interest AllianceBernstein Holding L. |
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| February 14, 2025 |
Incentive Compensation Award Program.* ALLIANCEBERNSTEIN 2024 INCENTIVE COMPENSATION AWARD PROGRAM This AllianceBernstein 2024 Incentive Compensation Award Program (the “Program”) under the AB 2017 Long Term Incentive Plan (the “2017 Plan”) has been adopted by the Compensation and Workplace Practices Committee (the “Committee”) of the Board of Directors (the “Board”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L. |
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| February 14, 2025 |
Description of AB Holding Units and AB Units. DESCRIPTION OF ALLIANCEBERNSTEIN UNITS AND ALLIANCEBERNSTEIN HOLDING L.P. UNITS General Interests in AllianceBernstein L.P. (“ABLP”) are in the form of units of limited partnership interest (“ABLP units”). Interests in AllianceBernstein Holding L.P. (“AB Holding”) are in the form of units representing assignments of beneficial ownership of limited partnership interests (“AB Holding units”). AB Hol |
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| February 14, 2025 |
furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 I, Jackie Marks, certify that: 1.I have reviewed this annual report on Form 10-K of AllianceBernstein Holding L.P.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 14, 2025 |
Summary of AB's Lease at 501 Commerce Street, Nashville, Tennessee. 501 COMMERCE STREET, NASHVILLE, TN 37203 LEASE SUMMARY Please note that this lease summary does not describe all of the provisions of the Lease. |
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| February 14, 2025 |
Purchases and Sales of AB Units Effective as of April 2024 1 ABLEGAL!5052878.1 1.Introduction This statement sets forth the policy of AllianceBernstein L.P. (“Company”) and AllianceBernstein Holding L.P. (“AB Holding” and, together with the Company, “AB”) regarding purchases and sales of Company units and AB Holding units (“AB Holding Units” and, collectively with units of the Company, “AB Units”) |
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| February 14, 2025 |
Transaction agreement amendment between CarVal Investors, AB Holding and AB dated December 18, 2024 WEST END INVESTORS MANAGEMENT LP 1601 Utica Avenue Minneapolis, Minnesota 55416 December 18, 2024 AllianceBernstein L. |
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| February 14, 2025 |
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2024 Awards Award Agreement, dated as of December 31, 2024, among AllianceBernstein L. |
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| February 14, 2025 |
Deferred Cash Compensation Program.* ALLIANCEBERNSTEIN 2024 DEFERRED CASH COMPENSATION PROGRAM This AllianceBernstein 2024 Deferred Cash Compensation Program (the “Program”), under the AllianceBernstein 2024 Incentive Compensation Award Program (the “ICAP”), has been adopted by the Compensation and Workplace Practices Committee (the “Committee”) of the Board of Directors (the “Board”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L. |
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| February 14, 2025 |
Execution Copy SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT to Credit Agreement (this “Amendment”) is entered into as of August 30, 2024 by and between ALLIANCEBERNSTEIN L. |
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| February 14, 2025 |
Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of AllianceBernstein Holding L.P. (the “Company”) on Form 10-K for the period ending December 31, 2024 to be filed with the Securities and Exchange Commission on or about February 14, 2025 (the “Report”), I, Jackie Marks, Chief Fi |
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| February 14, 2025 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of AllianceBernstein Holding L.P. (the “Company”) on Form 10-K for the period ending December 31, 2024 to be filed with the Securities and Exchange Commission on or about February 14, 2025 (the “Report”), I, Seth Bernstein, Chief |
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| February 14, 2025 |
Consents of PricewaterhouseCoopers LLP. EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S‑8 (Nos. 333-221562, 333-170717, 333-160994, 333-153151, 333-142202, 333-142199, 333-127223, 333-49392, 333-47665, and 333-47194) of AllianceBernstein Holding L.P. of our report dated February 14, 2025 relating to the financial statement |
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| February 14, 2025 |
AB's Lease at 66 Hudson Boulevard, New York, New York 66 HUDSON BOULEVARD, NEW YORK, NY 10001 LEASE SUMMARY Please note that this lease summary does not describe all of the provisions of the Lease. |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-09818 ALLIANCE |
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| February 14, 2025 |
Guidelines for Transfer of AB Units. Guidelines for Transfer of AllianceBernstein L.P. Units No transfer of ownership of the units of AllianceBernstein L.P. (the private partnership) is permitted without prior approval of AllianceBernstein and Equitable Holdings, Inc. (“EQH”). Under the terms of the Transfer Program, transfers of ownership will be considered once every calendar quarter. To sell your Units to a third party: You must f |
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| February 13, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| February 13, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces January 31, 2025 Assets Under Management Nashville, TN, February 12, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to |
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| February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| February 6, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FOURTH QUARTER RESULTS GAAP Diluted Net Income of $0.94 per Unit Adjusted Diluted Net Income of $1.05 per Unit Cash Distribution of $1.05 per Unit Nashville, TN, February 6, 2025 - AllianceBernstein L.P. (“AB” |
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| January 13, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| January 13, 2025 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces December 31, 2024 Assets Under Management Nashville, TN, January 13, 2025 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to |
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| December 19, 2024 |
MASTER EXCHANGE AGREEMENT This master exchange agreement (this “Agreement”) is entered into as of December 19, 2024, between AllianceBernstein L. |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| December 19, 2024 |
AGREEMENT FOR THE PURCHASE AND SALE OF UNITS This agreement (this “Agreement”) for the purchase and sale of units representing assignments of beneficial ownership of limited partnership interests (“AB Units”) in AllianceBernstein L. |
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| December 12, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| December 12, 2024 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces November 30, 2024 Assets Under Management Nashville, TN, December 11, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to |
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| November 13, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| November 13, 2024 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces October 31, 2024 Assets Under Management Nashville, TN, November 12, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to |
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| November 6, 2024 |
SC 13D 1 abhlp13-d11.6.24.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 30) ALLIANCEBERNSTEIN HOLDING L.P. (f/k/a Alliance Capital Management Holding L.P.) (Name of Issuer) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests (Title of Class of Securities) 0 |
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| October 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| October 24, 2024 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES THIRD QUARTER RESULTS GAAP Diluted Net Income of $1.12 per Unit Adjusted Diluted Net Income of $0.77 per Unit Cash Distribution of $0.77 per Unit Nashville, TN, October 24, 2024 - AllianceBernstein L.P. (“AB”) |
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| October 24, 2024 |
EX-99.1 6 ablp20240930xex991.htm EX-99.1 ALLIANCEBERNSTEIN L.P. Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) September 30, 2024 December 31, 2023 ASSETS Cash and cash equivalents $ 665,465 $ 1,000,103 Cash and securities se |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| October 10, 2024 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces September 30, 2024 Assets Under Management Nashville, TN, October 9, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or or |
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| September 12, 2024 |
Ioanis Jorgali, Investors 629.213.6139 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces August 31, 2024 Assets Under Management Nashville, TN, September 12, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| August 13, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces July 31, 2024 Assets Under Management Nashville, TN, August 12, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $777 bill |
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| August 13, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 (August 12, 2024) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of i |
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| July 26, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES SECOND QUARTER RESULTS GAAP Diluted Net Income of $0.99 per Unit Adjusted Diluted Net Income of $0.71 per Unit Cash Distribution of $0.71 per Unit Nashville, TN, July 26, 2024 - AllianceBernstein L.P. (“AB”) and A |
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| July 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 26, 2024 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) June 30, 2024 December 31, 2023 ASSETS Cash and cash equivalents $ 871,369 $ 1,000,103 Cash and securities segregated, at fair value (cost: $583,151 and $859,448) 591,582 867,680 |
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| July 10, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces June 30, 2024 Assets Under Management Nashville, TN, July 10, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $769 billio |
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| July 10, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| June 12, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces May 31, 2024 Assets Under Management Nashville, TN, June 11, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $757 billion |
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| May 15, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media (US) 615.417.5701 [email protected] AllianceBernstein Announces Appointment of Bruce Holley to its Board of Directors NASHVILLE, Tenn., May 15, 2024 - AllianceBernstein L.P. (NYSE: AB), a leading global investment firm with $737 billion in assets under management, today announced that |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or organ |
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| May 9, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces April 30, 2024 Assets Under Management Nashville, TN, May 9, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $737 billion |
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| May 9, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or organi |
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| April 25, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FIRST QUARTER RESULTS GAAP Diluted Net Income of $0.67 per Unit Adjusted Diluted Net Income of $0.73 per Unit Cash Distribution of $0.73 per Unit Nashville, TN, April 25, 2024 - AllianceBernstein L.P. (“AB”) and A |
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| April 25, 2024 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) March 31, 2024 December 31, 2023 ASSETS Cash and cash equivalents $ 893,667 $ 1,000,103 Cash and securities segregated, at fair value (cost: $856,569 and $859,448) 865,586 867,68 |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| April 9, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces March 31, 2024 Assets Under Management Nashville, TN, April 9, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $759 billi |
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| April 9, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| April 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 (April 1, 2024) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incor |
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| March 11, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Ashton Wilkes, Media 629.213.6533 [email protected] AB Announces February 29, 2024 Assets Under Management Nashville, TN, March 11, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $745 billi |
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| March 11, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| February 12, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Ashton Wilkes, Media 629.213.6533 [email protected] AB Announces January 31, 2024 Assets Under Management Nashville, TN, February 12, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $726 bil |
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| February 9, 2024 |
AB's Lease at 66 Hudson Boulevard FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of February , 2023 (this “Amendment”) between 509 W 34, L. |
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| February 9, 2024 |
Deferred Cash Compensation Program.* ALLIANCEBERNSTEIN 2023 DEFERRED CASH COMPENSATION PROGRAM This AllianceBernstein 2023 Deferred Cash Compensation Program (the “Program”), under the AllianceBernstein 2023 Incentive Compensation Award Program (the “ICAP”), has been adopted by the Compensation and Workplace Practices Committee (the “Committee”) of the Board of Directors (the “Board”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L. |
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| February 9, 2024 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of AllianceBernstein Holding L.P. (the “Company”) on Form 10-K for the period ending December 31, 2023 to be filed with the Securities and Exchange Commission on or about February 9, 2024 (the “Report”), I, Seth Bernstein, Chief E |
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| February 9, 2024 |
AB 2017 Long Term Incentive Plan Award Agreement Award Agreement, dated as of May 24, 2023, among AllianceBernstein L. |
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| February 9, 2024 |
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2023 Awards Award Agreement, dated as of December 31, 2023, among AllianceBernstein L. |
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| February 9, 2024 |
Consents of PricewaterhouseCoopers LLP. EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S‑8 (Nos. 333-221562, 333-170717, 333-160994, 333-153151, 333-142202, 333-142199, 333-127223, 333-49392, 333-47665, and 333-47194) of AllianceBernstein Holding L.P. of our report dated February 9, 2024 relating to the financial statements |
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| February 9, 2024 |
AB's Lease at 66 Hudson Boulevard, New York, New York LEASE 509 W 34, L.L.C., a Delaware Limited Liability Company Landlord and ALLIANCEBERNSTEIN L.P., a Delaware Limited Partnership Tenant for Entire 25th, 26th, 27th and 28th Floors 66 Hudson Boulevard New York, New York April , 2019 1930820.10 29086-0006-000 TABLE OF CONTENTS Article 1 BASIC LEASE PROVISIONS 1 Article 2 PREMISES, TERM, RENT 7 Article 3 USE AND OCCUPANCY 19 Article 4 CONDITION OF TH |
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| February 9, 2024 |
Policy Relating to Recovery of Erroneously Awarded Incen Compensation Recovery Policy 1.Introduction The Board of Directors (the “Board”) of AllianceBernstein Corporation (the “Corporation”), general partner of AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding” and, together with AB, the “Company”), is hereby adopting this Compensation Recovery Policy (the “Policy”) providing for the recoupment of “Incentive-based Compensatio |
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| February 9, 2024 |
Subsidiaries of AllianceBernstein L.P. Each of the entities listed below are wholly-owned subsidiaries of AllianceBernstein, unless a specific percentage ownership is indicated: 1.AllianceBernstein International LLC (Delaware) 2.AB Trust Company, LLC (New Hampshire) 3.AllianceBernstein Corporation of Delaware (Delaware) 4.AllianceBernstein Holdings (Cayman) Ltd. (Cayman Islands) 5.Alliance Capital |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-09818 ALLIANCE |
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| February 9, 2024 |
Incentive Compensation Award Program.* ALLIANCEBERNSTEIN 2023 INCENTIVE COMPENSATION AWARD PROGRAM This AllianceBernstein 2023 Incentive Compensation Award Program (the “Program”) under the AB 2017 Long Term Incentive Plan (the “2017 Plan”) has been adopted by the Compensation and Workplace Practices Committee (the “Committee”) of the Board of Directors (the “Board”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L. |
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| February 9, 2024 |
Guidelines for Transfer of AB Units. Guidelines for Transfer of AllianceBernstein L.P. Units No transfer of ownership of the units of AllianceBernstein L.P. (the private partnership) is permitted without prior approval of AllianceBernstein and Equitable Holdings, Inc. (“EQH”). Under the terms of the Transfer Program, transfers of ownership will be considered once every calendar quarter. To sell your Units to a third party: You must f |
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| February 9, 2024 |
Summary of AB's Lease at 501 Commerce Street, Nashville, Tennessee. 501 COMMERCE STREET, NASHVILLE, TN 37203 LEASE SUMMARY Please note that this lease summary does not describe all of the provisions of the Lease. |
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| February 9, 2024 |
January 9, 2024 Dear William: This letter sets forth the terms of your Agreement with AllianceBernstein Corporation (the “Company”) and AllianceBernstein L. |
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| February 9, 2024 |
Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of AllianceBernstein Holding L.P. (the “Company”) on Form 10-K for the period ending December 31, 2023 to be filed with the Securities and Exchange Commission on or about February 9, 2024 (the “Report”), I, Bill Siemers, Interim C |
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| February 9, 2024 |
Certification of Seth Bernstein furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 I, Seth Bernstein, certify that: 1.I have reviewed this annual report on Form 10-K of AllianceBernstein Holding L.P.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| February 9, 2024 |
furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 I, Bill Siemers, certify that: 1.I have reviewed this annual report on Form 10-K of AllianceBernstein Holding L.P.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 9, 2024 |
Summary of AB's Lease at 1345 Avenue of the Americas, New York, New York. SUMMARY OF ALLIANCEBERNSTEIN L.P.’S LEASE AT 1345 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK TABLE OF CONTENTS Parties and Documents 1 Demised Premises 4 Monthly Fixed Rent 7 Electricity 12 Tax Escalation 15 Expense Escalation 17 Cleaning 19 Maintenance and Repairs 22 Alterations 23 Miscellaneous Matters Relating to Improvements 24 SNDA & Estoppel 26 Insurance and Liability 27 Use 28 Term 29 Servi |
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| February 9, 2024 |
December 20, 2023 Dear Jackie: This letter is to confirm the details of our offer of employment by AllianceBernstein L. |
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| February 9, 2024 |
Commercial Paper Dealer Agreement 4(a)(2) Program, dated as of Commercial Paper Dealer Agreement 4(a)(2) Program Between: AllianceBernstein L.P., as Issuer and Barclays Capital Inc., as Dealer Dated as of November 1, 2023 Restricted ‐ External Commercial Paper Dealer Agreement 4(a)(2) Program This agreement (the “Agreement”) sets forth the understandings between the Issuer and the Dealer, each named on the cover page hereof, in connection with the issuance an |
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| February 9, 2024 |
Description of AB Holding Units and AB Units. DESCRIPTION OF ALLIANCEBERNSTEIN UNITS AND ALLIANCEBERNSTEIN HOLDING L.P. UNITS General Interests in AllianceBernstein L.P. (“ABLP”) are in the form of units of limited partnership interest (“ABLP units”). Interests in AllianceBernstein Holding L.P. (“AB Holding”) are in the form of units representing assignments of beneficial ownership of limited partnership interests (“AB Holding units”). AB Hol |
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| February 9, 2024 |
Restated Revolving Credit Agreement, EXECUTION COPY AMENDMENT NO. 1 TO THE AMENDED AND RESTATED REVOLVING AGREEMENT Dated as of February 9, 2023 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this “Amendment”) by and among ALLIANCEBERNSTEIN L.P., a Delaware limited partnership (together with its permitted successors, the “Company”), SANFORD C. BERNSTEIN & CO., LLC, a Delaware limited liability company (togeth |
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| February 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| February 6, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Ashton Wilkes, Media 629.213.6533 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FOURTH QUARTER RESULTS GAAP Diluted Net Income of $0.71 per Unit Adjusted Diluted Net Income of $0.77 per Unit Cash Distribution of $0.77 per Unit Nashville, TN, February 6, 2024 - AllianceBernstein L.P. (“AB”) and Al |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| January 10, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| January 10, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces December 31, 2023 Assets Under Management Nashville, TN, January 10, 2024 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $725 |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or or |
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| January 8, 2024 |
Mark Griffin, Investors 629.213.5672 [email protected] Ashton Wilkes, Media (US), 678-327-5263 [email protected] Gillian Gaimster, Media (EMEA), 44-207-959-4763 [email protected] Jackie Marks Joins AllianceBernstein as Chief Financial Officer NASHVILLE, Tenn., January 8, 2023 - AllianceBernstein L.P. (“AB”), a leading global investment firm |
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| December 13, 2023 |
12/13/23 By EDGAR Mr. Robert Klein Mr. Lory Empie United States Securities and Exchange Commission Division of Corporate Finance Office of Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: AllianceBernstein Holding L.P. Form 10-K for the Fiscal Year Ended December 31, 2022 Filed February 10, 2023 File No. 001-09818 AllianceBernstein L.P. Form 10-K for the Fiscal Year Ended December 31, 2022 F |
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| December 11, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces November 30, 2023 Assets Under Management Nashville, TN, December 11, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $69 |
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| December 11, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| November 9, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces October 31, 2023 Assets Under Management Nashville, TN, November 9, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $652 |
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| November 9, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| October 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| October 26, 2023 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) September 30, 2023 December 31, 2022 ASSETS Cash and cash equivalents $ 922,773 $ 1,130,143 Cash and securities segregated, at fair value (cost: $916,463 and $1,511,916) 927,934 |
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| October 26, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES THIRD QUARTER RESULTS GAAP Diluted Net Income of $0.50 per Unit Adjusted Diluted Net Income of $0.65 per Unit Cash Distribution of $0.65 per Unit Nashville, TN, October 26, 2023 - AllianceBernstein L.P. (“AB”) and |
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| October 10, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces September 30, 2023 Assets Under Management Nashville, TN, October 10, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $66 |
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| October 10, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| September 12, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces August 31, 2023 Assets Under Management Nashville, TN, September 12, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $694 |
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| September 12, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or or |
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| August 10, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces July 31, 2023 Assets Under Management Nashville, TN, August 10, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $704 bill |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or or |
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| July 27, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| July 27, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES SECOND QUARTER RESULTS GAAP Diluted Net Income of $0.53 per Unit Adjusted Diluted Net Income of $0.61 per Unit Cash Distribution of $0.61 per Unit Nashville, TN, July 27, 2023 - AllianceBernstein L.P. (“AB”) and A |
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| July 27, 2023 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) June 30, 2023 December 31, 2022 ASSETS Cash and cash equivalents $ 1,088,978 $ 1,130,143 Cash and securities segregated, at fair value (cost: $870,619 and $1,511,916) 879,014 1,5 |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| July 12, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces June 30, 2023 Assets Under Management Nashville, TN, July 12, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $691 billio |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| June 12, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces May 31, 2023 Assets Under Management Nashville, TN, June 12, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $670 billion |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 (May 31, 2023) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorpo |
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| May 9, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or organi |
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| May 9, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces April 30, 2023 Assets Under Management Nashville, TN, May 9, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management ended April at $676 billi |
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| April 26, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FIRST QUARTER RESULTS GAAP Diluted Net Income of $0.59 per Unit Adjusted Diluted Net Income of $0.66 per Unit Cash Distribution of $0.66 per Unit Nashville, TN, April 26, 2023 - AllianceBernstein L.P. (“AB”) and A |
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| April 26, 2023 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) March 31, 2023 December 31, 2022 ASSETS Cash and cash equivalents $ 886,145 $ 1,130,143 Cash and securities segregated, at fair value (cost: $1,041,813 and $1,511,916) 1,054,643 |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| April 12, 2023 |
EX-99.01 2 ex9901ab2023marchaumrelease.htm EX-99.01 AUM RELEASE Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces March 31, 2023 Assets Under Management Nashville, TN, April 12, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced |
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| April 12, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| March 9, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces February 28, 2023 Assets Under Management Nashville, TN, March 9, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $665 bi |
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| February 10, 2023 |
Description of AB Holding Units and AB Units. DESCRIPTION OF ALLIANCEBERNSTEIN UNITS AND ALLIANCEBERNSTEIN HOLDING L.P. UNITS General Interests in AllianceBernstein L.P. (“ABLP”) are in the form of units of limited partnership interest (“ABLP units”). Interests in AllianceBernstein Holding L.P. (“AB Holding”) are in the form of units representing assignments of beneficial ownership of limited partnership interests (“AB Holding units”). AB Hol |
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| February 10, 2023 |
Summary of AB's Lease at 1345 Avenue of the Americas, New York, New York. SUMMARY OF ALLIANCEBERNSTEIN L.P.’S LEASE AT 1345 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK TABLE OF CONTENTS Parties and Documents 1 Demised Premises 4 Monthly Fixed Rent 7 Electricity 12 Tax Escalation 15 Expense Escalation 17 Cleaning 19 Maintenance and Repairs 22 Alterations 23 Miscellaneous Matters Relating to Improvements 24 SNDA & Estoppel 26 Insurance and Liability 27 Use 28 Term 29 Servi |
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| February 10, 2023 |
AMENDMENT TO THE PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. WHEREAS, AllianceBernstein, L.P. (the “Company”) maintains the Profit Sharing Plan for Employees of AllianceBernstein L.P., amended and restated as of January 1, 2015, as amended (the “Plan”); and WHEREAS, pursuant to subsection 16.01 of the Plan, the Company, by action of the Board of Directors of the general partner of |
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| February 10, 2023 |
AB 2017 Long Term Incentive Plan Award Agreement Award Agreement, dated as of May 19, 2022, among AllianceBernstein L. |
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| February 10, 2023 |
Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of AllianceBernstein Holding L.P. (the “Company”) on Form 10-K for the period ending December 31, 2022 to be filed with the Securities and Exchange Commission on or about February 10, 2023 (the “Report”), I, Kate Burke, Chief Oper |
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| February 10, 2023 |
Summary of AB's Lease at 501 Commerce Street, Nashville, Tennessee. 501 COMMERCE STREET, NASHVILLE, TN 37203 LEASE SUMMARY Overview: Tenant is considering relocating its Corporate Headquarters to the Nashville Metropolitan Area. |
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| February 10, 2023 |
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2022 Awards Award Agreement, dated as of December 31, 2022, among AllianceBernstein L. |
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| February 10, 2023 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of AllianceBernstein Holding L.P. (the “Company”) on Form 10-K for the period ending December 31, 2022 to be filed with the Securities and Exchange Commission on or about February 10, 2023 (the “Report”), I, Seth Bernstein, Chief |
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| February 10, 2023 |
Guidelines for Transfer of AB Units. Guidelines for Transfer of AllianceBernstein L.P. Units No transfer of ownership of the units of AllianceBernstein L.P. (the private partnership) is permitted without prior approval of AllianceBernstein and Equitable Holdings, Inc. (“EQH”). Under the terms of the Transfer Program, transfers of ownership will be considered once every calendar quarter. To sell your Units to a third party: You must f |
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| February 10, 2023 |
Incentive Compensation Award Program.* ALLIANCEBERNSTEIN 2022 INCENTIVE COMPENSATION AWARD PROGRAM This AllianceBernstein 2022 Incentive Compensation Award Program (the “Program”) under the AB 2017 Long Term Incentive Plan (the “2017 Plan”) has been adopted by the Compensation and Workplace Practices Committee (the “Committee”) of the Board of Directors (the “Board”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L. |
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| February 10, 2023 |
Consents of PricewaterhouseCoopers LLP. EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S‑8 (Nos. 333-221562, 333-170717, 333-160994, 333-153151, 333-142202, 333-142199, 333-127223, 333-49392, 333-47665, and 333-47194) of AllianceBernstein Holding L.P. of our report dated February 10, 2023 relating to the financial statement |
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| February 10, 2023 |
ALLIANCEBERNSTEIN CORPORATION BY-LAWS1 ARTICLE I OFFICES Section 1. The registered office in the State of Delaware shall be in the City of Wilmington, County of New Castle. Section 2. The corporation may also have offices at such other places both within and without the State of Delaware as the board of directors may from time to time determine or the business of the corporation may require. ARTIC |
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| February 10, 2023 |
Deferred Cash Compensation Program.* ALLIANCEBERNSTEIN 2022 DEFERRED CASH COMPENSATION PROGRAM This AllianceBernstein 2022 Deferred Cash Compensation Program (the “Program”), under the AllianceBernstein 2022 Incentive Compensation Award Program (the “ICAP”), has been adopted by the Compensation and Workplace Practices Committee (the “Committee”) of the Board of Directors (the “Board”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L. |
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| February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-09818 ALLIANCE |
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| February 10, 2023 |
Subsidiaries of AllianceBernstein L.P. Each of the entities listed below are wholly-owned subsidiaries of AllianceBernstein, unless a specific percentage ownership is indicated: AllianceBernstein International LLC (Delaware) AB Trust Company, LLC (New Hampshire) AllianceBernstein Corporation of Delaware (Delaware) AllianceBernstein Holdings (Cayman) Ltd. (Cayman Islands) Alliance Capital Managemen |
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| February 10, 2023 |
Certification of Seth Bernstein furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 I, Seth Bernstein, certify that: 1.I have reviewed this annual report on Form 10-K of AllianceBernstein Holding L.P.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| February 10, 2023 |
furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 I, Kate Burke, certify that: 1.I have reviewed this annual report on Form 10-K of AllianceBernstein Holding L.P.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| February 9, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces January 31, 2023 Assets Under Management Nashville, TN, February 9, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $680 |
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| February 9, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| February 8, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FOURTH QUARTER RESULTS GAAP Diluted Net Income of $0.59 per Unit Adjusted Diluted Net Income of $0.70 per Unit Cash Distribution of $0.70 per Unit Nashville, TN, February 8, 2023 - AllianceBernstein L.P. (“AB”) an |
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| February 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2023 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| January 12, 2023 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces December 31, 2022 Assets Under Management Nashville, TN, January 11, 2023 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $646 |
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| January 12, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2023 (January 11, 2023) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of |
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| December 13, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces November 30, 2022 Assets Under Management Nashville, TN, December 12, 2022 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $65 |
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| December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| November 22, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| November 22, 2022 |
Carly Symington, Media (US) 615-417-5701 [email protected] Mark Griffin, Investors 629-213-5672 [email protected] ALLIANCEBERNSTEIN AND SOCIETE GENERALE ANNOUNCE PLAN TO FORM JOINT VENTURE TO ACCELERATE GROWTH IN CASH EQUITIES The joint venture would combine Bernstein Research Services? premier global equity research and execution platform with Societe Generale |
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| November 10, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces October 31, 2022 Assets Under Management Nashville, TN, November 9, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management increased to $627 |
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| November 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| October 28, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES THIRD QUARTER RESULTS GAAP Diluted Net Income of $0.56 per Unit Adjusted Diluted Net Income of $0.64 per Unit Cash Distribution of $0.64 per Unit Nashville, TN, October 28, 2022 - AllianceBernstein L.P. (?AB?) and |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| October 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| October 28, 2022 |
Index Item 1. Financial Statements Exhibit 99.1 ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) September 30, 2022 December 31, 2021 ASSETS Cash and cash equivalents $ 1,136,264 $ 1,285,700 Cash and securities segregated, at fair value (cost: $1,330,295 and $1,503,554) 1,335,122 1,503,957 Receivables, |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or o |
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| October 12, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces September 30, 2022 Assets Under Management Nashville, TN, October 11, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management decreased to $61 |
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| September 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| September 12, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces August 31, 2022 Assets Under Management Nashville, TN, September 12, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management decreased to $667 |
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| August 12, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces July 31, 2022 Assets Under Management Nashville, TN, August 10, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management increased to $689 bill |
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| August 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 (August 10, 2022) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of i |
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| July 29, 2022 |
Index Part I FINANCIAL INFORMATION Exhibit 99.1 Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) June 30, 2022 December 31, 2021 ASSETS Cash and cash equivalents $ 1,205,694 $ 1,285,700 Cash and securities segregated, at fair value (cost: $1,746,297 and $1,503,554) 1,746,938 |
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| July 29, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| July 29, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES SECOND QUARTER RESULTS GAAP Diluted Net Income of $0.69 per Unit Adjusted Diluted Net Income of $0.71 per Unit Cash Distribution of $0.71 per Unit Nashville, TN, July 29, 2022 - AllianceBernstein L.P. (?AB?) and A |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| July 12, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces June 30, 2022 Assets Under Management Nashville, TN, July 12, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management decreased to $647 billio |
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| July 6, 2022 |
Mark Griffin, Investors 629-213-5672 [email protected] Carly Symington, Media (US) 615-417-5701 [email protected] AllianceBernstein Announces New Leadership Appointments Kate Burke now Chief Operating Officer and Chief Financial Officer; Onur Erzan now Head of Global Client Group and Head of Private Wealth Nashville, Tenn., July 6, 2022 ? AllianceBernstein Hold |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or organ |
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| July 1, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or organ |
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| July 1, 2022 |
Mark Griffin, Investors 629-213-5672 [email protected] Carly Symington, Media (US) 615-417-5701 [email protected] AllianceBernstein Completes Acquisition of Global Private Alternatives Manager CarVal Investors NASHVILLE, Tenn., July 1, 2022 - AllianceBernstein Holding L.P. (NYSE: AB) and AllianceBernstein L.P., a leading research and global investment managemen |
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| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. ATTENTION: Transmit for ?filing ?3 copies ?of this form concurrently with either ?pla |
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| June 9, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces May 31, 2022 Assets Under Management Nashville, TN, June 9, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management increased to $687 billion |
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| June 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or organ |
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| May 12, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces April 30, 2022 Assets Under Management Nashville, TN, May 10, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management decreased to $685 billio |
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| May 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 (May 10, 2022) ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorpo |
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| April 29, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| April 29, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FIRST QUARTER RESULTS GAAP Diluted Net Income of $0.87 per Unit Adjusted Diluted Net Income of $0.90 per Unit Cash Distribution of $0.90 per Unit Nashville, TN, April 29, 2022 - AllianceBernstein L.P. (?AB?) and A |
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| April 29, 2022 |
Index Exhibit 99.1 Part I FINANCIAL INFORMATION Item 1. Financial Statements ALLIANCEBERNSTEIN L.P. AND SUBSIDIARIES Condensed Consolidated Statements of Financial Condition (in thousands, except unit amounts) (unaudited) March 31, 2022 December 31, 2021 ASSETS Cash and cash equivalents $ 1,113,223 $ 1,285,700 Cash and securities segregated, at fair value (cost: $1,692,566 and $1,503,554) 1,692,62 |
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| April 29, 2022 |
Exhibit 10.1 TRANSACTION AGREEMENT by and among CarVal Investors Management LP, CarVal Investors LP, CarVal Investors Governance, LLC AllianceBernstein Holding L.P. and AllianceBernstein L.P. Dated as of March 17, 2022 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS Section 1.01 Definitions 2 Section 1.02 Interpretations 23 Article II TRANSACTION; CLOSING; CLOSING DELIVERABLES; CARVAL PERFO |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 11, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces March 31, 2022 Assets Under Management Nashville, TN, April 11, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management decreased to $735 bill |
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| April 11, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or org |
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| March 17, 2022 |
Mark Griffin, Investors 629-213-5672 [email protected] Carly Symington, Media (US) 615-417-5701 [email protected] AllianceBernstein to Acquire Global Private Alternatives Manager CarVal Investors Nashville, Tenn., March 17, 2022- AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB), a leading research and global investment |
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| March 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or orga |
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| March 9, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] AB Announces February 28, 2022 Assets Under Management Nashville, TN, March 9, 2022 - AllianceBernstein L.P. (?AB?) and AllianceBernstein Holding L.P. (?AB Holding?) (NYSE: AB) today announced that preliminary assets under management decreased to $739 bi |
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| February 11, 2022 |
furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 I, Ali Dibadj, certify that: 1.I have reviewed this annual report on Form 10-K of AllianceBernstein Holding L.P.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| February 11, 2022 |
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2021 Awards Award Agreement, dated as of December 31, 2021, among AllianceBernstein L. |
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| February 11, 2022 |
Consents of PricewaterhouseCoopers LLP. EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S?8 (Nos. 333-221562, 333-170717, 333-160994, 333-153151, 333-142202, 333-142199, 333-127223, 333-49392, 333-47665, and 333-47194) of AllianceBernstein Holding L.P. of our report dated February 11, 2022 relating to the financial statement |
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| February 11, 2022 |
Subsidiaries of AllianceBernstein L.P. Each of the entities listed below are wholly-owned subsidiaries of AllianceBernstein, unless a specific percentage ownership is indicated: 1.AllianceBernstein International LLC (Delaware) 2.AB Trust Company, LLC (New Hampshire) 3.AllianceBernstein Corporation of Delaware (Delaware) 4.AllianceBernstein Holdings (Cayman) Ltd. (Cayman Islands) 5.Alliance Capital |
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| February 11, 2022 |
Guidelines for Transfer of AB Units. Guidelines for Transfer of AllianceBernstein L.P. Units No transfer of ownership of the units of AllianceBernstein L.P. (the private partnership) is permitted without prior approval of AllianceBernstein and Equitable Financial Life Insurance Company (?Equitable Financial?). Under the terms of the Transfer Program, transfers of ownership will be considered once every calendar quarter. To sell your |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2022 ALLIANCEBERNSTEIN HOLDING L.P. (Exact name of registrant as specified in its charter) Delaware 001-09818 13-3434400 (State or other jurisdiction of incorporation or |
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| February 11, 2022 |
Mark Griffin, Investors 629.213.5672 [email protected] Carly Symington, Media 629.213.5568 [email protected] ALLIANCEBERNSTEIN HOLDING L.P. ANNOUNCES FOURTH QUARTER RESULTS GAAP Diluted Net Income of $1.27 per Unit Adjusted Diluted Net Income of $1.29 per Unit Cash Distribution of $1.29 per Unit Nashville, TN, February 11, 2022 - AllianceBernstein L.P. (?AB?) a |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-09818 ALLIANCE |
