Mga Batayang Estadistika
CIK | 1840776 |
SEC Filings
SEC Filings (Chronological Order)
August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 7, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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August 11, 2025 |
Hagerty, Inc. 9,700,000 Shares of Class A Common Stock Underwriting Agreement August 7, 2025 EX-1.1 Exhibit 1.1 Hagerty, Inc. 9,700,000 Shares of Class A Common Stock Underwriting Agreement August 7, 2025 Keefe, Bruyette & Woods, Inc. J.P. Morgan Securities LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, 4th Floor New York, NY 10019 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, NY 10179 Ladi |
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August 11, 2025 |
Hagerty Announces Pricing of its Upsized Secondary Offering of Class A Common Stock EX-99.1 Exhibit 99.1 For Immediate Release Hagerty Announces Pricing of its Upsized Secondary Offering of Class A Common Stock TRAVERSE CITY, Michigan, August 7, 2025 /PRNewswire/ – Hagerty, Inc. (NYSE: HGTY) (“Hagerty”), an automotive enthusiast brand and leading specialty vehicle insurance provider, announced the pricing of its secondary offering, upsized to 9,700,000 shares of Hagerty’s Class A |
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August 8, 2025 |
9,700,000 Shares Hagerty, Inc. Class A Common Stock 424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration File No. 333-261810 PROSPECTUS SUPPLEMENT (To Prospectus dated February 7, 2023) 9,700,000 Shares Hagerty, Inc. Class A Common Stock The selling stockholders named in this prospectus supplement, Hagerty Holding Corp. (“HHC”) and Aldel LLC (“Aldel LLC”), are offering a total of 9,700,000 shares of our Class A common stock, par va |
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August 6, 2025 |
Hagerty Announces Secondary Offering of its Class A Common Stock EX-99.1 Exhibit 99.1 For Immediate Release Hagerty Announces Secondary Offering of its Class A Common Stock TRAVERSE CITY, Michigan, August 6, 2025 /PRNewswire/ – Hagerty, Inc. (NYSE: HGTY) (“Hagerty”), an automotive enthusiast brand and leading specialty vehicle insurance provider, announced that Hagerty Holding Corp. (“HHC”) and Aldel LLC (“Aldel” and together with HHC, the “Selling Stockholders |
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August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 6, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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August 6, 2025 |
Subject to Completion, Dated August 6, 2025 8,700,000 Shares Hagerty, Inc. Class A Common Stock 424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration File No. 333-261810 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject |
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August 4, 2025 |
a25-q2xinvestorxdeck08x0 Investor Presentation Q2 2025 SPEAKERS: McKeel Hagerty | Chief Executive Officer and Chairman Patrick McClymont | Chief Financial Officer HAGERTY Q2 2025 | 2 FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains statements that constitute “forward-looking statements” within the meaning of the federal securities laws. |
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August 4, 2025 |
a25-q2stockholderletter0 Stockholder Letter Q2 2025 HAGERTY Q2 2025 | 2 Summer driving season is the best time to be a classic car owner. |
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August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, I |
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August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 4, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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August 4, 2025 |
Hagerty Reports Second Quarter 2025 Results Increases 2025 Outlook for Revenue and Profit Growth For Immediate Release Hagerty Reports Second Quarter 2025 Results Increases 2025 Outlook for Revenue and Profit Growth •The Company increased its full year 2025 outlook for Total Revenue growth to 13-14%, Net Income growth of 43-53%, and Adjusted EBITDA growth of 30-38% •Second quarter 2025 Total Revenue increased 18% year-over-year to $368. |
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July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 24, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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July 24, 2025 |
For Immediate Release Hagerty Announces LOI for New Fronting Arrangement with Markel; Hagerty Re to Assume 100% of the Premium TRAVERSE CITY, Michigan, July 24, 2025 – Hagerty, Inc. |
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July 18, 2025 |
Filed Pursuant to Rule 424(b)(7) Registration File No. 333-261810 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus dated February 7, 2023) Hagerty, Inc. Up to 251,033,906 Shares of Class A Common Stock Issuable Upon Exchange of Class V Common Stock and OpCo Units Up to 20,005,550 Shares of Class A Common Stock Issuable Upon Exercise of Warrants Up to 339,121,956 Shares of Class A Common Stock Offered by |
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June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 3, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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May 7, 2025 |
Stockholder Letter Q1 2025 HAGERTY Q1 2025 | 2 Spring is upon us, and with it comes the joyful sound of classic engines roaring to life after a long winter’s rest. |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 7, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissio |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, |
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May 7, 2025 |
Investor Presentation Q1 2025 SPEAKERS: McKeel Hagerty | Chief Executive Officer and Chairman Patrick McClymont | Chief Financial Officer HAGERTY Q1 2025 | 2 FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains statements that constitute “forward-looking statements” within the meaning of the federal securities laws. |
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May 7, 2025 |
Hagerty Reports First Quarter 2025 Results Reaffirms 2025 Outlook for Revenue and Profit Growth For Immediate Release Hagerty Reports First Quarter 2025 Results Reaffirms 2025 Outlook for Revenue and Profit Growth •First quarter 2025 Total Revenue increased 18% year-over-year to $319. |
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April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 16, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 7, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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March 10, 2025 |
Exhibit 10.1 Material indicated with a “[***]” has been omitted from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the Company if publicly disclosed. Execution Version CREDIT AGREEMENT dated as of March 7, 2025 among THE HAGERTY GROUP, LLC, THE FOREIGN SUBSIDIARY BORROWERS PARTY HERETO, THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Admin |
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March 4, 2025 |
Description of Registrant's Securities, filed herewith. Exhibit 4.1 DESCRIPTION OF SECURITIES The following description of the securities of Hagerty, Inc. (“we,” “our,” “us,” “Hagerty,” “HGTY,” and the “Company”) is a summary and does not purport to be complete. It is subject to, and qualified in its entirety by reference to, our Third Amended and Restated Certificate of Incorporation (“Amended and Restated Charter”), our Amended and Restated Bylaws (“ |
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March 4, 2025 |
Subsidiaries of the Company, filed herewith. Exhibit 21.1 Name State or Other Jurisdiction of Incorporation Doing Business As The Hagerty Group, LLC Delaware Hagerty Asset Management, LLC Michigan Hagerty International Holdings Limited United Kingdom Classic Car Analytics GMBH Germany Hagerty International Limited United Kingdom Hagerty Enthusiast Limited United Kingdom Hagerty Insurance Agency, LLC Delaware Hagerty Canada, LLC Delaware Hage |
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March 4, 2025 |
Stockholder Letter Q4 2024 HAGERTY Q4 2024 | 2 Hagerty joined the New York Stock Exchange as a publicly listed company three years ago in December. |
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March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40 |
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March 4, 2025 |
HAGERTY Q4 2024 | 3 2024 OUTLOOK (AS OF 3/12/24)* 2024 RESULTS Total Revenue Growth 15% - 17% +20% Written Premium Growth 13% - 14% +15% Significantly improve profitability1: Net Income $61M - $70M $78M (+178%) Adjusted EBITDA2 $124M - $135M $124M (+41%) * Hagerty shared the initial 2024 Outlook on the fourth quarter 2023 earnings call on March 12, 2024. |
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March 4, 2025 |
Hagerty Insider Trading Policy, dated December 13, 2024, filed herewith. Hagerty Insider Trading Policy Date 12/13/2024 Document Properties Property Description Distribution Info Classification Public Document Owner Chief Legal Officer Effective Date 12/13/2024 As a public company, Hagerty, Inc. |
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March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 4, 2025 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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March 4, 2025 |
Hagerty Reports Full Year 2024 Results Provides 2025 Outlook for Revenue and Profit Growth For Immediate Release Hagerty Reports Full Year 2024 Results Provides 2025 Outlook for Revenue and Profit Growth •Full year 2024 Total Revenue increased 20% year-over-year to $1. |
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November 13, 2024 |
HGTY / Hagerty, Inc. / Polar Capital Holdings Plc Passive Investment SC 13G 1 polar-hgty093024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HAGERTY, INC. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appro |
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November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 7, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Comm |
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November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGER |
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November 7, 2024 |
Stockholder Letter Q3 2024 HAGERTY Q3 2024 | 2 November is when collectors in many parts of the country begin winterizing their beloved vintage cars, trucks, and motorcycles. |
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November 7, 2024 |
investordeckq32024final 88.8% Adjusted EBITDA2 $19 $19 $24 $24 $37 $(10) Q3 2022 Q3 2022Q3 2023 Q3 2023Q3 2024 Q3 2024 $78 $105 $- $35 $70 $19 HAGERTY Q3 2024 | 10 IN THOUSANDS 2023 RESULTS PRIOR 2024 OUTLOOK2 REVISED 2024 OUTLOOK Total Written Premium $907,175 $1,034,000 - $1,043,000 $1,043,000 - $1,043,000 Total Revenue $1,000,213 $1,160,000 - $1,180,000 $1,180,000 - $1,190,000 Net Income3 $28,1 |
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November 7, 2024 |
Hagerty Reports Third Quarter 2024 Results Updates 2024 Outlook for Revenue and Profit Growth For Immediate Release Hagerty Reports Third Quarter 2024 Results Updates 2024 Outlook for Revenue and Profit Growth •Third quarter 2024 Total Revenue increased 17% year-over-year to $323. |
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November 7, 2024 |
Exhibit 10.3 CONFIDENTIAL EMPLOYEE SEPARATION AND RELEASE OF CLAIMS AGREEMENT This Separation and Release of Claims Agreement ("Agreement") is entered into by and between Hagerty Insurance Agency, LLC, a Delaware limited liability company, (the "Employer"), on behalf of itself, its parents, subsidiaries, and other corporate affiliates, and each of their respective present and former employees, off |
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September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 1, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Com |
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August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, I |
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August 6, 2024 |
Stockholder Letter Q2 2024 HAGERTY Q2 2024 | 2 August is a golden time for collectible car lovers. |
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August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 6, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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August 6, 2024 |
Exhibit 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE HAGERTY, INC. 2021 STOCK INCENTIVE PLAN * * * * * Participant: #ParticipantName# Grant Date: #GrantDate# Number of Restricted Stock Units Granted Pursuant to this Agreement: #QuantityGranted# * * * * * THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and b |
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August 6, 2024 |
Investor Presentation Q2 2024 SPEAKERS: McKeel Hagerty | Chief Executive Officer and Chairman Patrick McClymont | Chief Financial Officer HAGERTY Q2 2024 | 2 FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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August 6, 2024 |
Hagerty Reports Second Quarter 2024 Results Increases 2024 Outlook for Revenue and Profit Growth For Immediate Release Hagerty Reports Second Quarter 2024 Results Increases 2024 Outlook for Revenue and Profit Growth •Second quarter 2024 Total Revenue increased 20% year-over-year to $313. |
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July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 25, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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July 22, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 02, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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July 10, 2024 |
HGTY / Hagerty, Inc. / STATE FARM MUTUAL AUTOMOBILE INSURANCE CO - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) HAGERTY, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) Matthew D. Melick State Farm Mutual Automobile Insurance Company One State Farm Plaza Bloomington, IL 61710 ( |
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July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 9, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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July 9, 2024 |
Hagerty Names Insurance Veteran Anthony J. Kuczinski to Hagerty’s Board of Directors Exhibit 99.1 Hagerty Names Insurance Veteran Anthony J. Kuczinski to Hagerty’s Board of Directors TRAVERSE CITY, Mich., July 9, 2024 – Hagerty, Inc., (NYSE: HGTY) an automotive enthusiast brand and a leading specialty vehicle insurance provider, announced today that Anthony (Tony) J. Kuczinski, former Chief Executive Officer of Munich Reinsurance US Holdings (Munich Re US), will join Hagerty’s Boa |
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July 8, 2024 |
HGTY / Hagerty, Inc. / MARKEL CORP - SC 13D/A Activist Investment SC 13D/A 1 ef20032165sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Hagerty, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) Richard R. Grinnan Senior Vice President, Chief Legal Officer and Secretary |
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July 5, 2024 |
Exhibit 10.2 AMENDMENT NO. 1 TO WARRANT AGREEMENT THIS AMENDMENT NO. 1 TO WARRANT AGREEMENT (this “Amendment”), dated as of July 3, 2024, is made by and between Hagerty, Inc., a Delaware corporation (f/k/a Aldel Financial Inc.) (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”), and constitutes an amendment to that certain Warrant Agreemen |
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July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 3, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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July 5, 2024 |
Hagerty Announces Expiration and Results of Warrant Exchange Offer and Consent Solicitation Exhibit 99.1 Hagerty Announces Expiration and Results of Warrant Exchange Offer and Consent Solicitation TRAVERSE CITY, Mich., July 3, 2024 /PRNewswire/ – Hagerty, Inc. (NYSE: HGTY) (the “Company” or “Hagerty”), an automotive enthusiast brand and leading specialty vehicle insurance provider, announced today the expiration and results of its previously announced exchange offer (the “Offer”) and con |
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July 5, 2024 |
, by and between the Company and Continental Stock Transfer & Trust Company. Exhibit 10.1 AMENDMENT NO. 1 TO WARRANT AGREEMENT THIS AMENDMENT NO. 1 TO WARRANT AGREEMENT (this “Amendment”), dated as of July 3, 2024, is made by and between Hagerty, Inc., a Delaware corporation (f/k/a Aldel Financial Inc.) (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”), and constitutes an amendment to that certain Warrant Agreemen |
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July 5, 2024 |
Hagerty Announces Expiration and Results of Warrant Exchange Offer and Consent Solicitation Exhibit 99.1 Hagerty Announces Expiration and Results of Warrant Exchange Offer and Consent Solicitation TRAVERSE CITY, Mich., July 3, 2024 /PRNewswire/ – Hagerty, Inc. (NYSE: HGTY) (the “Company” or “Hagerty”), an automotive enthusiast brand and leading specialty vehicle insurance provider, announced today the expiration and results of its previously announced exchange offer (the “Offer”) and con |
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July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 3, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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July 5, 2024 |
, by and between the Company and Continental Stock Transfer & Trust Company. Exhibit 10.2 AMENDMENT NO. 1 TO WARRANT AGREEMENT THIS AMENDMENT NO. 1 TO WARRANT AGREEMENT (this “Amendment”), dated as of July 3, 2024, is made by and between Hagerty, Inc., a Delaware corporation (f/k/a Aldel Financial Inc.) (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”), and constitutes an amendment to that certain Warrant Agreemen |
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July 5, 2024 |
, by and between the Company and Continental Stock Transfer & Trust Company. Exhibit 10.1 AMENDMENT NO. 1 TO WARRANT AGREEMENT THIS AMENDMENT NO. 1 TO WARRANT AGREEMENT (this “Amendment”), dated as of July 3, 2024, is made by and between Hagerty, Inc., a Delaware corporation (f/k/a Aldel Financial Inc.) (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”), and constitutes an amendment to that certain Warrant Agreemen |
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July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) HAGERTY, INC. (Name of Subject Company and Filing Person (Issuer)) Warrants to Acquire Shares of Class A Common Stock 405166117 Warrants to Acquire Shares of Class A Common Stock 405166125 (Title of Cl |
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July 1, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-279919 PROSPECTUS/OFFER TO EXCHANGE Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of Hagerty, Inc. for Shares of Class A Common Stock of Hagerty, Inc. and Consent Solicitation THE OFFER PERIOD (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON JULY 2, 2024, OR SUCH LATER TIM |
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June 12, 2024 |
DLA Piper LLP (US) 2525 East Camelback Road Suite 1000 Phoenix, AZ 85016 www.dlapiper.com Kevin Criddle [email protected] T 480 606 5129 June 12, 2024 Via Edgar U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: David Duchovny Re: Hagerty, Inc. SC TO-I filed June 3, 2024 File No. 005-92476 Registration Statement on |
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June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 4, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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June 5, 2024 |
HGTY / Hagerty, Inc. / STATE FARM MUTUAL AUTOMOBILE INSURANCE CO - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) HAGERTY, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) Matthew D. Melick State Farm Mutual Automobile Insurance Company One State Farm Plaza Bloomington, IL 61710 ( |
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June 3, 2024 |
Filing Fee Exhibit Calculation of Filing Fee Table SC TO-I (Form Type) Hagerty, Inc. |
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June 3, 2024 |
Form of Notice of Guaranteed Delivery. Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY OF WARRANTS OF HAGERTY, INC. Pursuant to the Prospectus/Offer to Exchange, dated June 3, 2024 Instructions for Use Unless defined herein, terms used in this notice of guaranteed delivery (this “Notice of Guaranteed Delivery”) shall have the definitions set forth in the prospectus/offer to exchange, dated June 3, 2024 (as amended or supplemented from time |
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June 3, 2024 |
Exhibit 99.3 LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Offer To Exchange Warrants to Acquire Shares of Class A Common Stock of Hagerty, Inc. for Shares of Class A Common Stock of Hagerty, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON JULY 2 |
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June 3, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 3, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 3, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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June 3, 2024 |
Exhibit 99.4 LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Offer To Exchange Warrants to Acquire Shares of Class A Common Stock of Hagerty, Inc. for Shares of Class A Common Stock of Hagerty, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME |
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June 3, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Hagerty, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule(1) Amount Registered(2) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Car |
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June 3, 2024 |
, 2024, by and among Hagerty, Inc. and the Holders party thereto. Exhibit 10.37 TENDER AND SUPPORT AGREEMENT This Tender and Support Agreement (this “Agreement”), dated as of June 3, 2024, is entered into by and among Hagerty, Inc., a Delaware corporation (the “Company”), each of the persons listed on Schedule A hereto (each, a “Public Warrant Holder”), each of the persons listed on Schedule B hereto (each, a “PIPE Warrant Holder”), each of the persons listed on |
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June 3, 2024 |
As filed with the Securities and Exchange Commission on June 3, 2024 As filed with the Securities and Exchange Commission on June 3, 2024 Registration Statement No. |
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June 3, 2024 |
Exhibit 99.1 LETTER OF TRANSMITTAL AND CONSENT Offer To Exchange Warrants to Acquire Shares of Class A Common Stock of Hagerty, Inc. for Shares of Class A Common Stock of Hagerty, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON JULY 2, 2024, OR SUCH LATER TIME AND DATE TO WHICH TH |
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June 3, 2024 |
, 2024, by and among Hagerty, Inc. and the warrant holders party thereto. Exhibit (d)(xlvi) TENDER AND SUPPORT AGREEMENT This Tender and Support Agreement (this “Agreement”), dated as of June 3, 2024, is entered into by and among Hagerty, Inc. |
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June 3, 2024 |
Hagerty Commences Warrant Exchange Offer and Consent Solicitation Exhibit 99.1 Hagerty Commences Warrant Exchange Offer and Consent Solicitation TRAVERSE CITY, Mich., June 3, 2024 /PRNewswire/ – Hagerty, Inc. (NYSE: HGTY) (the “Company” or “Hagerty”), an automotive enthusiast brand and leading specialty vehicle insurance provider, announced today that it has commenced an exchange offer (the “Offer”) and consent solicitation (the “Consent Solicitation”) relating |
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June 3, 2024 |
Hagerty Commences Warrant Exchange Offer and Consent Solicitation Exhibit 99.1 Hagerty Commences Warrant Exchange Offer and Consent Solicitation TRAVERSE CITY, Mich., June 3, 2024 /PRNewswire/ – Hagerty, Inc. (NYSE: HGTY) (the “Company” or “Hagerty”), an automotive enthusiast brand and leading specialty vehicle insurance provider, announced today that it has commenced an exchange offer (the “Offer”) and consent solicitation (the “Consent Solicitation”) relating |
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June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 HAGERTY, INC. (Name of Subject Company and Filing Person (Issuer)) Warrants to Acquire Shares of Class A Common Stock 405166117 Warrants to Acquire Shares of Class A Common Stock 405166125 (Title of Class of Securities) |
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May 31, 2024 |
effective as of July 1, 2024, by and between the Company and Jeff Briglia (incorporated Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is hereby entered into by and between HAGERTY, INC., a Delaware corporation (“Company”) and JEFFREY E. BRIGLIA (“Executive”). As used in this Agreement, the term “Affiliate” means any entity controlling, controlled by or under common control with the Company. The Company and Executive are herein referred to each as a “Party” |
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May 31, 2024 |
Hagerty Appoints Jeff Briglia as President of Insurance Exhibit 99.1 FOR IMMEDIATE RELEASE Hagerty Appoints Jeff Briglia as President of Insurance TRAVERSE CITY, Mich., May 31, 2024 – Hagerty (NYSE: HGTY) announced today that Jeff Briglia has been named Hagerty’s new President of Insurance, effective July 1, 2024, to lead all aspects of the company’s insurance operations. “I am pleased to welcome Jeff to the Hagerty team as we continue to position the |
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May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 29, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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May 31, 2024 |
Exhibit 10.1 ELEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Eleventh Amendment to Amended and Restated Credit Agreement, dated as of May 10, 2024 (this “Amendment”), is by and among THE HAGERTY GROUP, LLC (the “Company”), the New Lender (as defined below), and JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent for the Lenders party to the Credit Ag |
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May 7, 2024 |
For Immediate Release Hagerty Reports First Quarter 2024 Results Reaffirms 2024 Outlook for Strong Growth and Margin Expansion •First quarter 2024 Total Revenue increased 24% year-over-year to $271. |
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May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, |
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May 7, 2024 |
Exhibit 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE HAGERTY, INC. 2021 STOCK INCENTIVE PLAN * * * * * Participant: #ParticipantName# Grant Date: #GrantDate# Number of Restricted Stock Units Granted Pursuant to this Agreement: #QuantityGranted# * * * * * THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and b |
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May 7, 2024 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) is made by THE HAGERTY GROUP, LLC, a Delaware limited liability company (“Company”), and Kenneth H. Ahn (“Executive”). As used in this Agreement, the term “Affiliate” means any entity controlling, controlled by or under common control with the Company. RECITALS 1.Th |
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May 7, 2024 |
a24-q1xinvestorxdeckx050 Total Revenue growth of 24% Commission and Fee growth of 19% Written Premium growth of 19% » Added 59,000 new customers in the quarter Membership, Marketplace and other revenue growth of 18% » Marketplace growth of 58% Significantly improved profitability » Improved operating margin by 1,210 bps » Net Income1 of $8 million compared to $(15) million » Adjusted EBITDA2 of $27 million compared to $7 million 1 Net Income in the current year includes a $6 million loss as a result of an increase in the fair value of warrant liabilities. |
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May 7, 2024 |
a24-q1stockholderletter0 Stockholder Letter Q1 2024 HAGERTY Q1 2024 | 2 Driving season is upon us! For car enthusiasts, these next six months are the best of the year, and Hagerty is there to protect people’s special vehicles as they get out on the road. |
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May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 7, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissio |
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April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 29, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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April 1, 2024 |
EXHIBIT 10.1 PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE HAGERTY, INC. 2021 STOCK INCENTIVE PLAN * * * * * Participant: as specified through the electronic acceptance process provided by the Company or its designee. Grant Date: as specified through the electronic acceptance process provided by the Company or its designee. Target Number of Performance Restricted Stock Units Gr |
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March 12, 2024 |
EXHIBIT 97.1 HAGERTY, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE COMPENSATION (Adopted Nov 16, 2023) 1. INTRODUCTION Hagerty, Inc. (the “Company”) is adopting this policy (this “Policy”) to provide for the Company’s recovery of certain Incentive Compensation (as defined below) erroneously awarded to Affected Officers (as defined below) under certain circumstances. This Policy is adm |
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March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 12, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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March 12, 2024 |
HAGERTY FOURTH AMENDED AND RESTATED ANNUAL INCENTIVE PLAN Effective January 1, 2023 EXHIBIT 10. |
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March 12, 2024 |
Subsidiaries of the Company, filed herewith Exhibit 21.1 Name State or Other Jurisdiction of Incorporation Doing Business As The Hagerty Group, LLC Delaware Hagerty Asset Management, LLC Michigan Hagerty International Holdings Limited United Kingdom Classic Car Analytics GMBH Germany Hagerty International Limited United Kingdom Hagerty Enthusiast Limited United Kingdom Hagerty Insurance Agency, LLC Delaware Hagerty Canada, LLC Delaware Hage |
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March 12, 2024 |
HAGERTY AMENDED AND RESTATED DEFERRED INCENTIVE AWARDS PLAN EXHIBIT 10.34 HAGERTY AMENDED AND RESTATED DEFERRED INCENTIVE AWARDS PLAN SECTION 1 Declaration 1.1 Establishment of Plan. This is the Hagerty Amended and Restated Deferred Incentive Awards Plan (“plan” or “this plan”), established by Hagerty Insurance Agency, LLC (the “Company”), as a nonqualified plan for a select group of management pe |
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March 12, 2024 |
HAGERTY Q4 2023 | 2 In 2024, Hagerty will celebrate our 40th year as a company. Along the way, we have enjoyed many significant milestones, but few as big as the transformation we undertook to adopt and implement a more efficient business model, one that allows us to significantly improve our profitability (necessary to reinvest back into our competitive advantages) while maintaining our high rate |
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March 12, 2024 |
Hagerty Insider Trading Policy, dated December 14, 2023, filed herewith. EXHIBIT 19.1 Hagerty Insider Trading Policy Date 12/14/2023 Document Properties Property Description Distribution Info Classification Public Document Owner Chief Legal Officer Effective Date 12/14/2023 As a public company, Hagerty, Inc. (“Hagerty” or the “Company”) is required to comply with many federal securities laws and regulations. These laws also extend to employees, directors, and officers |
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March 12, 2024 |
This presentation contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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March 12, 2024 |
Hagerty Reports 2023 Results Expects Strong Growth and Margin Expansion to Continue in 2024 For Immediate Release Hagerty Reports 2023 Results Expects Strong Growth and Margin Expansion to Continue in 2024 •Fourth quarter 2023 Total Revenue increased 24% to $245. |
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March 12, 2024 |
Description of Registrant's Securities, filed herewith. Exhibit 4.6 DESCRIPTION OF SECURITIES The following description of the securities of Hagerty, Inc. ("we," "our," "us," "Hagerty," "HGTY," and the "Company") is a summary and does not purport to be complete. It is subject to, and qualified in its entirety by reference to, our Third Amended and Restated Certificate of Incorporation (“Amended and Restated Charter”), our Amended and Restated Bylaws (“ |
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March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40 |
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March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 26, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Com |
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February 13, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 12, 2024 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Comm |
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February 13, 2024 |
1 Hagerty Investor Update CNIC Acquisition February 12, 2024 EXHIBIT 99.1 2 Forward Looking Statements / Non-GAAP Financial Measures Hagerty: The world’s leading brand for auto enthusiasts to protect, buy, sell and enjoy their special cars 4 Evolution to Capture Commissions Plus Underwriting Profits Working Closely with our Partner Markel Markel acquired Essentia in 2012 to exclusively underwrite |
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December 22, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 18, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Com |
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December 22, 2023 |
Material indicated with a “[***]” has been omitted from this Exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the Company if publicly disclosed. |
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December 22, 2023 |
EXECUTION VERSION Exhibit 10.2 SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF THE HAGERTY GROUP, LLC DATED AS OF DECEMBER 18, 2023 THE LIMITED LIABILITY COMPANY INTERESTS IN THE HAGERTY GROUP, LLC HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED, THE SECURITIES LAWS OF ANY STATE, OR ANY OTHER APPLICABLE SECURITIES LAWS, AND HAVE BEEN OR ARE BEING ISSUED |
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December 1, 2023 |
Exhibit 10.1 Execution Version Material indicated with a “[***]” has been omitted from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the Company if publicly disclosed. EXHIBIT A AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 12, 2018 among THE HAGERTY GROUP, LLC, THE FOREIGN SUBSIDIARY BORROWERS PARTY HERETO, THE LENDERS PARTY HERETO a |
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December 1, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 28, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Com |
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November 8, 2023 |
HAGERTY Q3 2023 | 2 FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 8, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Comm |
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November 8, 2023 |
Exhibit 10.3 Execution Version NINTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Ninth Amendment to Amended and Restated Credit Agreement, dated as of September 18, 2023 (this “Amendment”), is by and among THE HAGERTY GROUP, LLC (the “Company”), Broad Arrow Capital Europe Limited, a private limited company incorporated in England and Wales with company number 13872922 (“BAC Europe”), B |
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November 8, 2023 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is made by HAGERTY, INC., a Delaware corporation (“Company”) and DIANA CHAFEY (“Executive”). As used in this Agreement, the term “Affiliate” means any entity controlling, controlled by or under common control with the Company. 1.Effective Date and Term. This Agreement will take effect on August 1, 2023 (“Effective Date”) and |
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November 8, 2023 |
HAGERTY Q3 2023 | 2 For classic and enthusiast car owners, November is the time when we reminisce about the adventures of the past driving season (and a few flat- tire or popped gasket related misadventures) and begin to place some of our special cars into hibernation while dreaming about the season to come. |
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November 8, 2023 |
Hagerty Reports Third Quarter 2023 Results Increases 2023 Outlook For Immediate Release Hagerty Reports Third Quarter 2023 Results Increases 2023 Outlook •Third quarter 2023 Total Revenue increased 27% to $275. |
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November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGER |
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August 31, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274046 PROSPECTUS Up to 16,688,449 Shares of Series A Convertible Preferred Stock Offered by the Selling Stockholders Up to 13,347,928 Shares of Class A Common Stock Issuable Upon Conversion of Series A Convertible Preferred Stock On June 23, 2023, we consummated a private placement (the “Private Placement”) pursuant to that certain Securities |
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August 29, 2023 |
August 29, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Madeleine Mateo Re: Hagerty, Inc. Registration Statement on Form S-3 Filed August 17, 2023 File No. 333-274046 Acceleration Request Requested Date: August 31, 2023 Requested Time: 2:00 p.m., Eastern Time Ladies and Gentlemen: Pursuant to Rule 4 |
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August 17, 2023 |
As filed with the Securities and Exchange Commission on August 17, 2023 As filed with the Securities and Exchange Commission on August 17, 2023 Registration No. |
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August 17, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Hagerty, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Series A Convertib |
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August 8, 2023 |
a23-q2xinvestorxdeckxfin HAGERTY Q2 2023 | 2 This presentation contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, I |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 8, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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August 8, 2023 |
Exhibit 10.1 Execution Version EIGHTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Eighth Amendment to Amended and Restated Credit Agreement, dated as of June 15, 2023 (this “Amendment”), is by and among THE HAGERTY GROUP, LLC (the “Company”), Broad Arrow Capital Europe Limited, a private limited company incorporated in England and Wales with company number 13872922 (“BAC Europe”), Broa |
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August 8, 2023 |
a23-q2stockholderletter0 HAGERTY Q2 2023 | 2 S T O C K H O L D E R L E T T E R Pivoting to Profitability August is the peak of driving season for the 67 million auto enthusiasts in the United States. |
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August 8, 2023 |
Hagerty Reports Second Quarter 2023 Results Increases 2023 Outlook For Immediate Release Hagerty Reports Second Quarter 2023 Results Increases 2023 Outlook •Second quarter 2023 Total Revenue increased 27% to $261. |
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August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 2, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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August 2, 2023 |
CONFIDENTIAL EXECUTIVE RETENTION, TRANSITION AND RELEASE AGREEMENT This is an Executive Retention, Transition and Release Agreement (“Agreement”), entered into between The Hagerty Group, LLC (“Hagerty” or “Company”), and Barbara Matthews (“Executive”). |
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June 27, 2023 |
HGTY / Hagerty Inc - Class A / MARKEL CORP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hagerty, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) Richard R. Grinnan Senior Vice President, Chief Legal Officer and Secretary Markel Group Inc. 4521 Highwoods Parkway |
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June 23, 2023 |
EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 23, 2023 (this “Agreement”), is made by and among Hagerty, Inc. |
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June 23, 2023 |
EXECUTION VERSION CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A CONVERTIBLE PREFERRED STOCK OF HAGERTY, INC. |
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June 23, 2023 |
EXECUTION VERSION FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF THE HAGERTY GROUP, LLC DATED AS OF JUNE 23, 2023 THE LIMITED LIABILITY COMPANY INTERESTS IN THE HAGERTY GROUP, LLC HAVE NOT BEEN REGISTERED UNDER THE U. |
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June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 23, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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June 23, 2023 |
For Immediate Release Hagerty Raises $105 Million in Capital from Strategic Investors Proceeds for Profitable Growth Initiatives TRAVERSE CITY, Mich. |
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June 23, 2023 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) HAGERTY, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) Stephen M. McManus State Farm Mutual Automobile Insurance Company One State Farm Plaza Bloomington, IL 61710 |
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June 23, 2023 |
EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 23, 2023, is made by and among Hagerty, Inc. |
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June 23, 2023 |
AMENDMENT NO. 1 TO TAX RECEIVABLE AGREEMENT THIS AMENDMENT NO. 1 TO TAX RECEIVABLE AGREEMENT (this “Amendment”), dated as of June 23, 2023, is hereby entered into by and among Hagerty, Inc., a Delaware corporation (“PubCo”), The Hagerty Group, LLC, a Delaware limited liability company (the “Company”), Hagerty Holding Corp., a Delaware close corporation (“HHC”), and Markel Group Inc. (f/k/a Markel |
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June 23, 2023 |
capitalraiseinvestorslid 1 Investor Update Capital Raise June 23, 2023 2Proprietary and Confidential Forward Looking Statements / Non-GAAP Financial Measures 3 Hagerty’s strategy is delivering strong growth and improved profitability Hagerty’s Four Strategic Focus Areas 2022 KPIs Total Revenue growth of 22-26% powered by Written Premium growth of 11-13% → Sustain double-digit Written Premium growth trajectory → Deliver an unmatched online and live Marketplace experience → Drive loyalty, referrals and incremental revenue and profit from Membership Continued evolution into an Integrated Insurance Business → Increase Hagerty Re’s quota share reinsurance agreement in the U. |
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June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 5, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, |
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May 9, 2023 |
a23-q1stockholderletter0 HAGERTY Q1 2023 | 2 S T O C K H O L D E R L E T T E R A Burgeoning Opportunity As a car aficionado, the best day of the year to me is the day when the snow finally disappears and I get to fire up my red ’67 Porsche 911S and take to the road for the first drive of the season. |
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May 9, 2023 |
a23-q1xinvestorxdeckxwkx This presentation contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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May 9, 2023 |
Exhibit 10.1 SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Sixth Amendment to Amended and Restated Credit Agreement, dated as of January 31, 2023 (this “Amendment”), is by and among THE HAGERTY GROUP, LLC (the “Borrower”), and JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent for the Lenders party to the Credit Agreement described below (in such cap |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 9, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissio |
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May 9, 2023 |
Exhibit 10.2 Execution Version SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Seventh Amendment to Amended and Restated Credit Agreement, dated as of April 7, 2023 (this “Amendment”), is by and among THE HAGERTY GROUP, LLC (the “Company”), Broad Arrow Capital Europe Limited, a private limited company incorporated in England and Wales with company number 13872922 (“BAC Europe”), Br |
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May 9, 2023 |
For Immediate Release Hagerty Reports First Quarter 2023 Results On Track to Deliver Strong Growth and Improved Profitability in 2023 •First quarter 2023 Total Revenue increased 30% year-over-year to $218. |
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April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 12, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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March 14, 2023 |
Exhibit 10.17 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (the “Amendment”), dated as of January 1, 2023, is entered into by and among Hagerty, Inc., a Delaware corporation (“Company”), and Patrick McClymont (“Executive”), also referred to as the "Parties", and each, a "Party". WHEREAS, the Parties have entered into the Employment Agreement, dated September 6, 2022, th |
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March 14, 2023 |
Exhibit 10.24 Execution Version Material indicated with a “[***]” has been omitted from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the company if publicly disclosed. Exhibit A - The Hagerty Group, LLC Fifth Amendment AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 12, 2018 among THE HAGERTY GROUP, LLC, THE FOREIGN SUBSIDIARY BORROWER |
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March 14, 2023 |
Subsidiaries of the Company, filed herewith. Exhibit 21.1 Name State or Other Jurisdiction of Incorporation Doing Business As The Hagerty Group, LLC Delaware Hagerty Asset Management, LLC Michigan Hagerty International Holdings Limited United Kingdom Classic Car Analytics GMBH Germany Hagerty International Limited United Kingdom Hagerty Enthusiast Limited United Kingdom Hagerty Insurance Agency, LLC Delaware Hagerty Canada, LLC Delaware Hage |
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March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, INC. |
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March 14, 2023 |
Hagerty Reports Full Year 2022 Results Provides 2023 Outlook for 22-26% Total Revenue Growth For Immediate Release Hagerty Reports Full Year 2022 Results Provides 2023 Outlook for 22-26% Total Revenue Growth •Fourth quarter 2022 Total Revenue increased 28% year-over-year to $197. |
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March 14, 2023 |
Exhibit 10.13 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (the “Amendment”), dated as of January 1, 2023, is entered into by and among The Hagerty Group, LLC, a Delaware limited liability company (“Company”), and Paul E. Rehrig (“Executive”), also referred to as the "Parties", and each, a "Party". WHEREAS, the Parties have entered into the Employment Agreement, dated A |
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March 14, 2023 |
Exhibit 10.18 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is made by THE HAGERTY GROUP, LLC, a Delaware limited liability company (“Company”), and Kenneth H. Ahn (“Executive”). As used in this Agreement, the term “Affiliate” means any entity controlling, controlled by or under common control with the Company and the Company’s subsidiaries; however, as of the date of this Agreement |
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March 14, 2023 |
Exhibit 4.6 DESCRIPTION OF SECURITIES The following description of the securities of Hagerty, Inc. ("we," "our," "us," "Hagerty," "HGTY," and the "Company") is a summary and does not purport to be complete. It is subject to, and qualified in its entirety by reference to, our Second Amended and Restated Certificate of Incorporation (“Amended and Restated Charter”) and our Amended and Restated Bylaw |
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March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 14, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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March 14, 2023 |
a2022q4-stockholderlette HAGERTY Q4 2022 | 2 S T O C K H O L D E R L E T T E R Springing Forward T. |
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March 14, 2023 |
Exhibit 10.8 AMENDED AND RESTATED EXCHANGE AGREEMENT AMENDED AND RESTATED EXCHANGE AGREEMENT (this “Agreement”), originally dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the “Effective Date”), by and among Hagerty, Inc., a Delaware corporation (the “Corporation”), The Hagerty Group, LLC, a Delaware limited liability company (together with any successor thereto, “OpCo” |
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March 14, 2023 |
Exhibit 10.15 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (the “Amendment”), dated as of March 10, 2023, is entered into by and among The Hagerty Group, LLC, a Delaware limited liability company (“Company”), and McKeel O Hagerty (“Executive”), also referred to as the "Parties", and each, a "Party". WHEREAS, the Parties have entered into the Employment Agreement, dated |
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March 14, 2023 |
Exhibit 10.19 Execution Version AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) is made by THE HAGERTY GROUP, LLC, a Delaware limited liability company (“Company”), and Kenneth H. Ahn (“Executive”). As used in this Agreement, the term “Affiliate” means any entity controlling, controlled by or under common control with the Company. RECITALS 1.T |
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March 14, 2023 |
a2022q4-investorpresenta FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains forward-looking statements within the meaning of Private Securities Litigation Reform Act of 1995. |
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March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 7, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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March 1, 2023 |
FOR IMMEDIATE RELEASE Hagerty Names Randall Harbert to Hagerty’s Board of Directors State Farm Veteran Succeeds Michael Tipsord as State Farm Designee TRAVERSE CITY, Mich. |
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March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 23, 2023 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Com |
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March 1, 2023 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) HAGERTY, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) Stephen M. McManus State Farm Mutual Automobile Insurance Company One State Farm Plaza Bloomington, IL 61710 |
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February 15, 2023 |
Up to 5,438,244 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-269555 PROSPECTUS Up to 5,438,244 Shares of Class A Common Stock This prospectus relates to the resale from time to time by the selling stockholders identified in this prospectus (the “Selling Stockholders”) of up to 5,438,244 shares of our Class A Common Stock, par value $0.0001 per share (“Class A Common Stock”), consisting of up to |
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February 13, 2023 |
February 13, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: John Stickel Re: Hagerty, Inc. Registration Statement on Form S-3 Filed February 3, 2023 File No. 333-269555 Acceleration Request Requested Date: February 15, 2023 Requested Time: 2:00 p.m., Eastern Time Ladies and Gentlemen: Pursuant to Rule |
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February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) HAGERTY, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 405166109 (CUSIP Number) Stephen M. McManus State Farm Mutual Automobile Insurance Company One State Farm Plaza Bloomington, IL 61710 (309) 766 |
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February 8, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 PROSPECTUS Up to 251,033,906 Shares of Class A Common Stock Issuable Upon Exchange of Class V Common Stock and OpCo Units Up to 20,005,550 Shares of Class A Common Stock Issuable Upon Exercise of Warrants Up to 339,121,956 Shares of Class A Common Stock Offered by the Selling Securityholders Up to 12,669,300 PIPE Warrants Offer |
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February 3, 2023 |
Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables Form S-3 (Form Type) Hagerty, Inc. |
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February 3, 2023 |
As filed with the Securities and Exchange Commission on February 3, 2023 As filed with the Securities and Exchange Commission on February 3, 2023 Registration No. |
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January 20, 2023 |
January 20, 2023 VIA EDGAR Attention: Madeleine Joy Mateo and John Dana Brown United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, NE Washington, D. |
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January 20, 2023 |
Exhibit 3.1 EXECUTION VERSION THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALDEL FINANCIAL INC., a Delaware corporation Aldel Financial Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: A. The name of the Corporation is Aldel Financial Inc. The Corporation’s original certificate of incorporation was fi |
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January 20, 2023 |
As filed with the Securities and Exchange Commission on January 20, 2023 As filed with the Securities and Exchange Commission on January 20, 2023 Registration No. |
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December 21, 2022 |
Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables Form S-3 (Form Type) Hagerty, Inc. |
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December 21, 2022 |
rporation of the Company, dated December 2, Exhibit 3.1 EXECUTION VERSION THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALDEL FINANCIAL INC., a Delaware corporation Aldel Financial Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies as follows: A. The name of the Corporation is Aldel Financial Inc. The Corporation?s original certificate of incorporation was fi |
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December 21, 2022 |
As filed with the Securities and Exchange Commission on December 21, 2022 As filed with the Securities and Exchange Commission on December 21, 2022 Registration No. |
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December 1, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 10 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 1,300,000 OTM Warrants Up to 257,500 Private Placement Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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December 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 1, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Comm |
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November 10, 2022 |
Exhibit 10.1 Material indicated with a ?[***]? has been omitted from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the company if publicly disclosed. Execution Version Exhibit A - The Hagerty Group, LLC Fourth Amendment AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 12, 2018 among THE HAGERTY GROUP, LLC, The Lenders Party Hereto and JP |
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November 10, 2022 |
HAGERTY Q3 2022 | 2 S T O C K H O L D E R L E T T E R Welcome to Hagerty Marketplace! In Niall Ferguson?s 2011 book, ?Civilization: The West and the Rest,? the Stanford historian posits that consumerism is a core strength of western society, without which the Industrial Revolution may have fizzled. |
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November 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 9 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 1,300,000 OTM Warrants Up to 257,500 Private Placement Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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November 10, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 10, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Com |
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November 10, 2022 |
FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains forward-looking statements within the meaning of Private Securities Litigation Reform Act of 1995. |
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November 10, 2022 |
Release and Settlement Agreement, dated November RELEASE AND SETTLEMENT AGREEMENT This Release and Settlement Agreement (?Agreement?) is entered into by and between THE HAGERTY GROUP, LLC, a Delaware limited liability company (the ?Hagerty Group?), and KELLY SMITH (?Smith?) (the Hagerty Group and Smith are collectively referred to as the "Parties"), as of the date the Agreement is signed by both Parties. |
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November 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 8 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 257,500 Private Placement Warrants Up to 1,300,000 OTM Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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November 10, 2022 |
Exhibit 10.1 Material indicated with a ?[***]? has been omitted from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the company if publicly disclosed. Execution Version Exhibit A - The Hagerty Group, LLC Fourth Amendment AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 12, 2018 among THE HAGERTY GROUP, LLC, The Lenders Party Hereto and JP |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 8, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Comm |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGER |
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November 10, 2022 |
RELEASE AND SETTLEMENT AGREEMENT This Release and Settlement Agreement (?Agreement?) is entered into by and between THE HAGERTY GROUP, LLC, a Delaware limited liability company (the ?Hagerty Group?), and KELLY SMITH (?Smith?) (the Hagerty Group and Smith are collectively referred to as the "Parties"), as of the date the Agreement is signed by both Parties. |
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November 10, 2022 |
Hagerty Reports Third Quarter 2022 Results For Immediate Release Hagerty Reports Third Quarter 2022 Results ?Third quarter 2022 Total Revenue increased 29% year-over-year to $216. |
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August 23, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 7 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 257,500 Private Placement Warrants Up to 1,300,000 OTM Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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August 23, 2022 |
Press Release, Dated August 23, 2022 FOR IMMEDIATE RELEASE Hagerty Appoints Patrick McClymont as new Chief Financial Officer, Announces Planned Retirement and Transition for Longtime CFO Fred Turcotte TRAVERSE CITY, Mich. |
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August 23, 2022 |
FOR IMMEDIATE RELEASE Hagerty Appoints Patrick McClymont as new Chief Financial Officer, Announces Planned Retirement and Transition for Longtime CFO Fred Turcotte TRAVERSE CITY, Mich. |
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August 23, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (?Agreement?) is made by HAGERTY, INC., a Delaware corporation (?Company?) and PATRICK MCCLYMONT (?Executive?). As used in this Agreement, the term ?Affiliate? means any entity controlling, controlled by or under common control with the Company. 1. Effective Date and Term. This Agreement will take effect on September 6, 2022 (?Effective D |
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August 23, 2022 |
Employment Agreement, Dated August 19, 2022, by and between the Company and Patrick McClymont Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (?Agreement?) is made by HAGERTY, INC., a Delaware corporation (?Company?) and PATRICK MCCLYMONT (?Executive?). As used in this Agreement, the term ?Affiliate? means any entity controlling, controlled by or under common control with the Company. 1. Effective Date and Term. This Agreement will take effect on September 6, 2022 (?Effective D |
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August 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 23, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commi |
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August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 16, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commi |
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August 17, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 6 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 257,500 Private Placement Warrants Up to 1,300,000 OTM Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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August 10, 2022 |
Exhibit 10.1 CONTRIBUTION AND EXCHANGE AGREEMENT BY AND AMONG HAGERTY, INC. THE HAGERTY GROUP, LLC, BROAD ARROW HOLDINGS LLC, BROAD ARROW GROUP, INC., THE CONTRIBUTOR REPRESENTATIVE, AND EACH OF THE CONTRIBUTORS PARTY THERETO TABLE OF CONTENTS Page Article 1 Contribution and Exchange; Closing 2 1.1 Contribution and Exchange 2 1.2 Closing; Delivery 4 1.3 Intended Tax Treatment 4 Article 2 Represent |
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August 10, 2022 |
Q2Stockholder Letter S T O C K H O L D E R L E T T E R Quarterly Update from McKeel Some people assume Henry Ford invented the automobile. |
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August 10, 2022 |
Hagerty Reports Second Quarter 2022 Results For Immediate Release Hagerty Reports Second Quarter 2022 Results ?Second quarter 2022 Total Revenue increased 23% year-over-year to $206. |
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August 10, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 10, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commi |
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August 10, 2022 |
Exhibit 10.1 CONTRIBUTION AND EXCHANGE AGREEMENT BY AND AMONG HAGERTY, INC. THE HAGERTY GROUP, LLC, BROAD ARROW HOLDINGS LLC, BROAD ARROW GROUP, INC., THE CONTRIBUTOR REPRESENTATIVE, AND EACH OF THE CONTRIBUTORS PARTY THERETO TABLE OF CONTENTS Page Article 1 Contribution and Exchange; Closing 2 1.1 Contribution and Exchange 2 1.2 Closing; Delivery 4 1.3 Intended Tax Treatment 4 Article 2 Represent |
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August 10, 2022 |
Hagerty Enters into Definitive Agreement to Acquire Broad Arrow Group FOR IMMEDIATE RELEASE Hagerty Enters into Definitive Agreement to Acquire Broad Arrow Group TRAVERSE CITY, Mich. |
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August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, I |
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August 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 5 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 257,500 Private Placement Warrants Up to 1,300,000 OTM Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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August 10, 2022 |
Speakers: McKeel Hagerty | Chief Executive Officer Frederick J. Turcotte | SVP & Chief Financial Officer Q2 HAGERTY Q2 2022 | 2 FORWARD-LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include all statements that are not historical facts. Thes |
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August 10, 2022 |
Press Release, Dated August 10, 2022 FOR IMMEDIATE RELEASE Hagerty Enters into Definitive Agreement to Acquire Broad Arrow Group TRAVERSE CITY, Mich. |
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August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 9, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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August 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 4 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 257,500 Private Placement Warrants Up to 1,300,000 OTM Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 6, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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August 5, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 3 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 257,500 Private Placement Warrants Up to 1,300,000 OTM Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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June 24, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 1 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 1,300,000 OTM Warrants Up to 257,500 Private Placement Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 17, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 17, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commiss |
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June 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 6, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissi |
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May 9, 2022 |
Speakers: McKeel Hagerty | Chief Executive Officer Frederick J. Turcotte | SVP & Chief Financial Officer HAGERTY Q1 2022 | 2 FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include all statements that are not historical facts. These f |
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May 9, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 Prospectus Supplement No. 1 (to Prospectus dated April 14, 2022) 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 1,300,000 OTM Warrants Up to 257,500 Private Placement Warrants Up to 28,750 Underwriter Warrants This prospectus supplement updates, amends and supplements the prospectus dated April |
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May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, |
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May 9, 2022 |
HAGERTY Q1 2022 | 2 S T O C K H O L D E R L E T T E R 2022 is On Track & On Mission The cold winter months in much of North America found many automotive enthusiasts taking time off from driving. |
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May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40244 HAGERTY, |
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May 9, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 9, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commissio |
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May 9, 2022 |
For Immediate Release Hagerty Reports First Quarter 2022 Results - Total Revenue grew 30% year-over-year to $167. |
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April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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April 14, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-261810 PROSPECTUS 344,871,956 Shares of Class A Common Stock Up to 12,669,300 PIPE Warrants Up to 1,300,000 OTM Warrants Up to 257,500 Private Placement Warrants Up to 28,750 Underwriter Warrants This prospectus relates to (i) the resale by the selling securityholders named in this prospectus (the ?Selling Securityholders?) of up to 7 |
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April 6, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on April 6, 2022 Registration No. |
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March 30, 2022 |
Exhibit 99.4 RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE HAGERTY, INC. 2021 STOCK INCENTIVE PLAN * * * * * Participant: [?] Grant Date: [?] Number of Restricted Stock Units Granted: [?] * * * * * THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), dated as of the Grant Date specified above, is entered into by and between Hagerty, Inc., a corporation organized in the State of D |
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March 30, 2022 |
Exhibit 99.5 PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE HAGERTY, INC. 2021 STOCK INCENTIVE PLAN * * * * * Participant: [?] Grant Date: [?] Number of Performance Restricted Stock Units Granted: [?] * * * * * THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), dated as of the Grant Date specified above, is entered into by and between Hagerty, Inc., a cor |
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March 30, 2022 |
Exhibit 99.3 RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE HAGERTY, INC. 2021 STOCK INCENTIVE PLAN * * * * * Participant: [?] Grant Date: [?] Number of Restricted Stock Units Granted: [?] * * * * * THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), dated as of the Grant Date specified above, is entered into by and between Hagerty, Inc., a corporation organized in the State of D |
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March 30, 2022 |
EX-FILING FEES 2 ex107.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) Hagerty, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(2) Fees |
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March 30, 2022 |
As filed with the Securities and Exchange Commission on March 30, 2022 As filed with the Securities and Exchange Commission on March 30, 2022 Registration No. |
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March 24, 2022 |
Speakers: McKeel Hagerty | Chief Executive Officer Frederick J. Turcotte | SVP & Chief Financial Officer FORWARD LOOKING STATEMENTS / NON-GAAP FINANCIAL MEASURES This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These statements may relate to, but are |
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March 24, 2022 |
Exhibit 10.8 AMENDED AND RESTATED EXCHANGE AGREEMENT AMENDED AND RESTATED EXCHANGE AGREEMENT (this ?Agreement?), originally dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the ?Effective Date?), by and among Hagerty, Inc., a Delaware corporation (the ?Corporation?), The Hagerty Group, LLC, a Delaware limited liability company (together with any successor thereto, ?OpCo? |
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March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to HAGERTY, INC. (Exact name of registrant as speci |
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March 24, 2022 |
Subsidiaries of the Company, filed herewith. EX-21.1 4 hgty-20220324xex211.htm EX-21.1 Exhibit 21.1 Name State or Other Jurisdiction of Incorporation Doing Business As The Hagerty Group, LLC Delaware Hagerty Asset Management, LLC Michigan Hagerty International Holdings Limited England Classic Car Analytics GMBH Germany Hagerty International Limited England Hagerty Enthusiast Limited England Hagerty Insurance Agency, LLC Delaware Hagerty Cana |
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March 24, 2022 |
S T O C K H O L D E R L E T T E R Start your engines! HAGERTY Q4 2021 | 2 Hagerty went public for a simple reason: to better serve the vast community of people who love cars. |
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March 24, 2022 |
EX-99.2 3 pressrelease.htm EX-99.2 For Immediate Release Hagerty Reports Full Year 2021 Results Full Year 2021 - Total Revenue grew 24% year-over-year to $619.1 million - Written Premium grew 17% year-over-year to 674.3 million - Total Active Members grew 13% year-over-year to 2.4 million TRAVERSE CITY, Mich., March 24, 2022 /PRNewswire/ – Hagerty, Inc. (NYSE: HGTY), an automotive lifestyle brand |
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March 24, 2022 |
Exhibit 4.6 DESCRIPTION OF SECURITIES The following description of the securities of Hagerty, Inc. ("we," "our," "us," "Hagerty," "HGTY," and the "Company") is a summary and does not purport to be complete. It is subject to, and qualified in its entirety by reference to, our Second Amended and Restated Certificate of Incorporation (?Amended and Restated Charter?) and our Amended and Restated Bylaw |
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March 24, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 24, 2022 Date of Report (date of earliest event reported) HAGERTY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40244 86-1213144 (State or other jurisdiction of incorporation or organization) (Commis |
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February 11, 2022 |
HGTY / Hagerty Inc - Class A / BASSO CAPITAL MANAGEMENT, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hagerty, Inc.** (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 405166109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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February 10, 2022 |
FNCH / Finch Therapeutics Group, Inc. / WALTON S ROBSON - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Hagerty, Inc. ** (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities) 405166109 (CUSIP Number) December 2, 2021 (Date o |