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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alset Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact name |
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| August 14, 2025 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| August 14, 2025 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| August 14, 2025 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| August 14, 2025 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| July 2, 2025 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| July 2, 2025 |
Letter from Grassi & Co., CPAs, P.C. Exhibit 16.1 July 2, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Alset Inc. under Item 4.01 of its Form 8-K, dated July 2, 2025. We agree with the statements concerning our Firm in such Form 8-K. We are not in a position to agree or disagree with other statements of Alset Inc. contained therein. Sincerely, /s/ G |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ALSET INC. (Name of Registrant as Sp |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (Amendment No. 1) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ALSET INC. (Name o |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (Amendment No. 1) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ALSET INC. (Name o |
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| June 23, 2025 |
Alset Inc. Announces Stock Repurchase Program Exhibit 99.1 Alset Inc. Announces Stock Repurchase Program BETHESDA, MD, June 23, 2025 (GLOBE NEWSWIRE) – Alset Inc. (NASDAQ:AEI) (“AEI” or the “Company”), a diversified holding company principally engaged through its subsidiaries in the development of smart and sustainable home communities and other property development, financial services, digital transformation technologies, biohealth activitie |
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| June 23, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ALSET INC. (Name of Registrant as Sp |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ALSET INC. (Name of Registrant as Sp |
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| May 22, 2025 |
Convertible Note, between Alset Inc. and Chan Heng Fai Exhibit 10.2 THIS CONVERTIBLE PROMISSORY NOTE (THIS “NOTE”) AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), APPLICABLE STATE LAW, OR APPLICABLE LAWS OF ANY FOREIGN JURISDICTION, AND MAY NOT BE SOLD, OFFERED FOR SALE, DISTRIBUTED, ASSIGNED, OFFERED, PLEDGED OR OTHERWISE TRANSFERRED UNLESS |
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| May 22, 2025 |
Stock Purchase Agreement, between Alset Inc. and Chan Heng Fai, dated as of May 22, 2025 Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”), dated as of May 22, 2025, is entered into between Chan Heng Fai, an individual having his business address at 9 Temasek Boulevard #16-04, Suntec Tower Two, Singapore 038989 (“Seller”) and Alset Inc., a Texas corporation (NASDAQ: AEI) (“Buyer”). RECITALS WHEREAS, Seller owns all of the issued and outstanding sha |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| May 15, 2025 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| May 15, 2025 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| May 15, 2025 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| May 15, 2025 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact nam |
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| May 15, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| May 14, 2025 |
Exhibit 10.1 PRIVATE & CONFIDENTIAL TERM SHEET ON THE PROPOSED 100% ACQUSITION OF NEW ENERGY ASIA PACIFIC INC. BY ALSET INC. This confidential term sheet (“Term Sheet”) is legally binding and is intended to outline the terms and conditions and mutual understanding of the sale and purchase of New Energy Asia Pacific Inc. PARTIES 1. Alset Inc. (NASDAQ: AEI), a corporation of the State of Texas, with |
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| May 14, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 17, 2025 |
Exhibit 10.1 ALSET INC. INCENTIVE COMPENSATION PLAN STOCK GRANT AWARD AGREEMENT Alset Inc., a Texas Corporation (the “Company”) hereby grants to Chan Heng Fai (“Grantee”), a Participant in the Company’s 2025 Incentive Compensation Plan, as amended from time-to-time (“Plan”), a Stock Grant Award (“Award”) for shares of the common stock of the Company (“Stock”). This agreement to grant Stock (“Award |
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| March 31, 2025 |
Exhibit 21 150 CCM Black Oak, Ltd. Texas AHR Texas Two LLC Delaware AHR Texas Three LLC Delaware Alset Acquisition Sponsor, LLC Delaware Alset Business Development Pte. Ltd. Singapore Alset EHome Inc. Delaware Alset International Limited Singapore Alset Global Pte. Ltd. Singapore American Home REIT Inc. Maryland BMI Capital Partners International Limited. Hong Kong Global BioMedical Pte. Ltd. Sing |
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| March 31, 2025 |
Exhibit 19.1 ALSET INC. INSIDER TRADING POLICY Adopted as of March 19, 2025 In order to take an active role in the prevention of insider trading violations by the directors, officers and other employees of Alset Inc. (the “Company”) and its subsidiaries, as well as by certain other individuals, the Nominating and Corporate Governance Committee of the Board of Directors of the Company has adopted t |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39732 ALSET INC. (Ex |
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| March 31, 2025 |
Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact |
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| March 31, 2025 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact |
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| March 31, 2025 |
Exhibit 4.9 DESCRIPTION OF CAPITAL STOCK Our authorized capital stock consists of 250,000,000 shares of common stock, $0.001 par value per share, and 25,000,000 shares of blank check preferred stock, $0.001 par value per share. As of March 25, 2025, there are 10,735,119 shares of common stock issued and outstanding and 0 shares of preferred stock outstanding. This description is intended as a summ |
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| March 31, 2025 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| March 31, 2025 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ALSET INC. (Name of Registrant as Sp |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ALSET INC. (Name of Registrant as Sp |
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| January 10, 2025 |
EXHIBIT II JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of common stock of Alset Inc. |
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| January 10, 2025 |
Exhibit I LIMITED POWER OF ATTORNEY THIS LIMITED POWER OF ATTORNEY given on the 16th day of July, 2015 by CVI Investments, Inc. |
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| January 3, 2025 |
Alset Inc. Announces $1.5 Million Registered Direct Offering Priced at the Market Under Nasdaq Rules Exhibit 99.1 Alset Inc. Announces $1.5 Million Registered Direct Offering Priced at the Market Under Nasdaq Rules BETHESDA, MD, JANUARY 2, 2025 (GLOBE NEWSWIRE) — Alset Inc. (NASDAQ: AEI) (the “Company”), a diversified company engaged through its subsidiaries in the development of EHome communities and other real estate, financial services, digital transformation technologies, biohealth activities |
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| January 3, 2025 |
Placement Agency Agreement between the Company and Aegis Capital Corp. dated January 2, 2025 Exhibit 10.2 January 2, 2025 PERSONAL AND CONFIDENTIAL Mr. Chang Heng Fai, Chief Executive Officer Alset Inc. 4800 Montgomery Lane, Suite 210 Bethesda, MD 20814 Re: AEI | Registered Direct Shelf Takedown | Placement Agent Agreement Dear Chan Heng Fai: The purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement |
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| January 3, 2025 |
1,500,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-264234 PROSPECTUS SUPPLEMENT (To Prospectus dated May 5, 2022) 1,500,000 Shares of Common Stock Alset Inc. (the “Company,” “Alset,” the “registrant,” “we,” “our” or “us”) is offering 1,500,000 shares of common stock, par value $0.001, pursuant to this prospectus supplement and accompanying prospectus at a public offering price of $1.00 per shar |
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| January 3, 2025 |
Form of Securities Purchase Agreement by and between Alset Inc. and the Purchasers Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 2, 2025, between Alset Inc., a Texas corporation (the “Company”), and each purchaser identified on the signature pages hereto (including their respective successors and assigns, each a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions s |
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| January 3, 2025 |
Exhibit 99.2 Alset Inc. Announces Closing of $1.5 Million Registered Direct Offering Priced at the Market Under Nasdaq Rules BETHESDA, MD, JANUARY 3, 2025 (GLOBE NEWSWIRE ) - Alset Inc. (NASDAQ: AEI) (the “Company”), a diversified company engaged through its subsidiaries in the development of EHome communities and real estate, financial services, digital transformation technologies, biohealth acti |
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| January 3, 2025 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| December 16, 2024 |
Stock Purchase Agreement with DSS, Inc. dated December 10, 2024. Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of December 10, 2024 by and among DSS, Inc., a New York corporation (the “Seller”), and Alset Inc., a Texas corporation (the “Buyer”). RECITALS WHEREAS, Seller and Buyer are executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by Section 4(a)(2) |
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| December 16, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 5, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| November 26, 2024 |
Stock Purchase Agreement with HWH International Inc. dated November 25, 2024. Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of November 25, 2024 by and among HWH International Inc., a Delaware corporation (the “Seller”), and Alset Inc., a Texas corporation (the “Buyer”). RECITALS WHEREAS, Seller and Buyer are executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by Sec |
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| November 26, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 22, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact |
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| November 14, 2024 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| November 14, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| November 14, 2024 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| November 14, 2024 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| September 27, 2024 |
Exhibit 10.3 SECURITY AGREEMENT THIS SECURITY AGREEMENT (the “Security Agreement”) is made and entered into this 26 day of September 2024, by and between Alset Inc., a Texas corporation, having its registered office at 4800 Montgomery Lane, Suite 210, Bethesda, MD 20814 (the “Buyer”) and Alset International Limited, a Singapore corporation, having its registered office address at 9 Temasek Bouleva |
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| September 27, 2024 |
Exhibit 10.2 SECURED PROMISSORY NOTE THIS SECURED PROMISSORY NOTE (this “Note”) is made as of September 26, 2024 (the “Effective Date”) by and between Alset International Limited, a Singapore corporation, having its registered office address at 9 Temasek Boulevard, #16-04, Suntec Tower Two, Singapore 038989 or its assignee(s) (the “Lender”) and Alset Inc., a Texas corporation, having its registere |
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| September 27, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| September 27, 2024 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of September 26, 2024 by and between Alset International Limited, a Singapore corporation, having its registered office address at 9 Temasek Boulevard, #16-04, Suntec Tower Two, Singapore 038989 (the “Seller”) and Alset Inc., having its registered office address at 4800 Montgomery Lane, Suite 210, Bet |
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| August 13, 2024 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| August 13, 2024 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| August 13, 2024 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact name |
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| August 13, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| June 28, 2024 |
AEI / Alset Inc. / Chan Heng Fai Ambrose Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 17 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 9 Temasek Boulevard #16-04 Suntec Tower Two Singapore 038989 Telephone: 011 65 6 |
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| June 20, 2024 |
AEI / Alset Inc. / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 16 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 9 Temasek Boulevard #16-04 Suntec Tower Two Singapore 038989 Telephone: 011 65 6333 9181 (Name, address an |
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| June 13, 2024 |
AEI / Alset Inc. / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 15 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 9 Temasek Boulevard #16-04 Suntec Tower Two Singapore 038989 Telephone: 011 65 6333 9181 (Name, address an |
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| June 11, 2024 |
AEI / Alset Inc. / Chan Heng Fai Ambrose Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 14 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 9 Temasek Boulevard #16-04 Suntec Tower Two Singapore 038989 Telephone: 011 65 6 |
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| May 31, 2024 |
AEI / Alset Inc. / Chan Heng Fai Ambrose Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 13 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 9 Temasek Boulevard #16-04 Suntec Tower Two Singapore 038989 Telephone: 011 65 6 |
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| May 29, 2024 |
AEI / Alset Inc. / Chan Heng Fai Ambrose Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 12 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 9 Temasek Boulevard #16-04 Suntec Tower Two Singapore 038989 Telephone: 011 65 6 |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| May 22, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of May 21, 2024 by and between Alset Inc., a Texas corporation (referred to herein as “AEI” or the “Buyer”), and Chan Heng Fai, an individual with an address listed on Section 4.1 hereto who currently serves as AEI’s Chairman of the Board and Chief Executive officer, and Heng Fai Holdings Li |
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| May 15, 2024 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact nam |
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| May 15, 2024 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| May 15, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| May 15, 2024 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 1, 2024 |
Exhibit 21 150 CCM Black Oak, Ltd. Texas AHR Texas Two LLC Delaware AHR Texas Three LLC Delaware Alset Acquisition Sponsor, LLC Delaware Alset Business Development Pte. Ltd. Singapore Alset EHome Inc. Delaware Alset International Limited Singapore Alset Global Pte. Ltd. Singapore American Home REIT Inc. Maryland BMI Capital Partners International Limited. Hong Kong Global BioMedical Pte. Ltd. Sing |
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| April 1, 2024 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| April 1, 2024 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material |
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| April 1, 2024 |
Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39732 ALSET INC. (Ex |
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| April 1, 2024 |
Exhibit 97.1 ALSET INC. CLAWBACK POLICY Introduction The Board of Directors (“Board”) of Alset Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this policy which provides for the recoupment of certain executive compensation in the event of an accounting restatement resulting from material noncompliance with financial reporting requirements |
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| April 1, 2024 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2024 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 14, 2023 |
Exhibit 10.1 TERM SHEET FOR THE ACQUSITION OF NEW ENERGY ASIA PACIFIC INC. BY ALSET INC. This term sheet (“Term Sheet”) is intended to outline the terms and conditions for the purchase and sale of New Energy Asia Pacific Inc. by Alset Inc. PARTIES 1. Alset Inc. (NASDAQ: AEI), a Texas corporation, having its office at 4800 Montgomery Lane, Suite 210, Bethesda, MD 20814 (hereinafter referred to as t |
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| December 14, 2023 |
Exhibit 99.1 Alset Inc. Announces Execution of Binding Term Sheet to Acquire 41.5% Interest in Company Engaged in Distribution of Electric Vehicles and Charging Stations Bethesda, MD, December 13, 2023 (GLOBE NEWSWIRE) — Alset Inc. (NASDAQ:AEI) (“AEI” or the “Company”), a diversified holding company principally engaged through its subsidiaries in the development of smart and sustainable home commu |
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| November 22, 2023 |
Exhibit 10.2 SECURED PROMISSORY NOTE November 21, 2023 $8,000,000.00 The undersigned, Teh Wing Kwan, (the “Investor”) for value received, promises to pay to Alset International Limited (the “Company”) or any person or entity to whom this note (this “Note”) has been endorsed for payment, or order (collectively, the “Holder”), the principal sum of Eight Million United States of America Dollars ($8,0 |
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| November 22, 2023 |
Exhibit 10.5 SECURED PROMISSORY NOTE November 21, 2023 $8,000,000.00 The undersigned, Massive Brilliant Limited, a Hong Kong corporation (the “Investor”), for value received, promises to pay to Alset International Limited, a Singapore corporation (the “Company”) or any person or entity to whom this note (this “Note”) has been endorsed for payment, or order (collectively, the “Holder”), the princip |
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| November 22, 2023 |
Exhibit 10.6 THIS PLEDGE AND SECURITY AGREEMENT (the “Security Agreement”) is made and entered into this 21st day of November, 2023, by and between Massive Brilliant Limited, a Hong Kong corporation (the “Investor”) and Alset International Limited, a Singapore corporation (the “Company” or “Secured Party”). Capitalized terms used herein but not otherwise defined have the meanings ascribed to such |
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| November 22, 2023 |
Exhibit 10.4 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of November 21, 2023, is by and between Alset International Limited, a Singapore corporation (the “Company”), and Massive Brilliant Limited, a Hong Kong corporation (the “Investor”). RECITALS A. The Company and the Investor are executing and delivering this Agreement in reliance upon the exemption from |
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| November 22, 2023 |
Exhibit 10.3 THIS SECURITY AGREEMENT (the “Security Agreement”) is made and entered into this 21st day of November, 2023, by and between Teh Wing Kwan (the “Investor”) and Alset International Limited, a Singapore corporation (the “Company” or “Secured Party”). Capitalized terms used herein but not otherwise defined have the meanings ascribed to such terms in the Stock Purchase Agreement (as define |
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| November 22, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 22, 2023 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of November 21, 2023, is by and between Alset International Limited, a Singapore corporation (the “Company”), and Teh Wing Kwan, an individual (the “Investor”). RECITALS A. The Company and the Investor are executing and delivering this Agreement in reliance upon the exemption from securities registratio |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 17, 2023 |
Exhibit 10.2 Certain confidential information contained in this document, marked by brackets and asterisk ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because the Company customarily and actually treats such information as private or confidential and the omitted information is not material. CONTRACT FOR PURCHASE AND SALE AND ESCROW INSTRUCTIONS THIS CONTRACT FOR PUR |
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| November 17, 2023 |
Exhibit 10.1 Certain confidential information contained in this document, marked by brackets and asterisk ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because the Company customarily and actually treats such information as private or confidential and the omitted information is not material. CONTRACT FOR PURCHASE AND SALE AND ESCROW INSTRUCTIONS THIS CONTRACT FOR PUR |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact |
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| November 14, 2023 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| November 14, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| November 14, 2023 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| November 14, 2023 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| August 14, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| August 14, 2023 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| August 14, 2023 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact name |
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| August 14, 2023 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| June 2, 2023 |
US02115D2080 / Alset Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 11 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 9181 - (Name, address |
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| May 15, 2023 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| May 15, 2023 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| May 15, 2023 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact nam |
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| May 15, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39732 ALSET INC. (Ex |
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| March 31, 2023 |
Exhibit 10.57 Certain confidential information contained in this document, marked by brackets and asterisk ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because the Company customarily and actually treats such information as private or confidential and the omitted information is not material. CONTRACT FOR PURCHASE AND SALE AND ESCROW INSTRUCTIONS THIS CONTRACT FOR PU |
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| March 31, 2023 |
Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact |
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| March 31, 2023 |
Exhibit 21 150 CCM Black Oak, Ltd. Texas AHR Texas Two LLC Delaware AHR Texas Three LLC Delaware Alset Acquisition Sponsor, LLC Delaware Alset Business Development Pte. Ltd. Singapore Alset Global Pte. Ltd. Singapore Alset EHome Inc. Delaware Alset International Limited Singapore American Home REIT Inc. Maryland BMI Capital Partners International Limited. Hong Kong Hapi Metaverse Inc. (f.k.a. GigW |
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| March 31, 2023 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact |
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| March 31, 2023 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| March 31, 2023 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this annual report on Form 10-K of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material |
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| March 31, 2023 |
Exhibit 4.9 DESCRIPTION OF CAPITAL STOCK Our authorized capital stock consists of 250,000,000 shares of common stock, $0.001 par value per share, and 25,000,000 shares of blank check preferred stock, $0.001 par value per share. As of March 31, 2023, there are 9,235,119 shares of common stock and 0 shares of preferred stock outstanding. This description is intended as a summary, and is qualified in |
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| March 31, 2023 |
Exhibit 10.58 Certain confidential information contained in this document, marked by brackets and asterisk ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because the Company customarily and actually treats such information as private or confidential and the omitted information is not material. FIRST AMENDMENT TO CONTRACT FOR PURCHASE AND SALE AND ESCROW INSTRUCTIONS T |
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| March 28, 2023 |
Exhibit 10.2 Certain confidential information contained in this document, marked by brackets and asterisk ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because the Company customarily and actually treats such information as private or confidential and the omitted information is not material. CONTRACT OF SALE Lakes at Black Oak, Sec. 2 Montgomery County, Texas THIS CO |
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| March 28, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| March 28, 2023 |
Exhibit 10.1 Certain confidential information contained in this document, marked by brackets and asterisk ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because the Company customarily and actually treats such information as private or confidential and the omitted information is not material. PURCHASE AND SALE AGREEMENT (DBO - BULK) This Purchase and Sale Agreement (“ |
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| February 9, 2023 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment SC 13D/A 1 formsc-13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 10 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 208 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 |
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| February 8, 2023 |
Alset Inc. Announces Proposed Underwritten Public Offering of Common Stock Exhibit 99.1 Alset Inc. Announces Proposed Underwritten Public Offering of Common Stock Alset Inc. Fri, February 3, 2023 at 9:30 PM EST·4 min read BETHESDA, MD / ACCESSWIRE / February 3, 2023 / Alset Inc. (NASDAQ:AEI) (the “Company” or “AEI”), a diversified company engaged through its subsidiaries in the development of EHome communities and other real estate, financial services, digital transforma |
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| February 8, 2023 |
Alset Inc. Prices $3.8 Million Underwritten Public Offering of Common Stock Exhibit 99.2 Alset Inc. Prices $3.8 Million Underwritten Public Offering of Common Stock Monday, February 6, 2023 9:15 AM BETHESDA, MD / ACCESSWIRE / February 6, 2023 / Alset Inc. (NASDAQ:AEI) (the “Company” or “AEI”), a diversified company engaged through its subsidiaries in the development of EHome communities and other real estate, financial services, digital transformation technologies, biohea |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| February 8, 2023 |
1,727,273 Shares of Common Stock Alset Inc. Filed Pursuant to Rule 424(b)(5) Registration No. 333-264234 Prospectus Supplement (To prospectus dated May 5, 2022) 1,727,273 Shares of Common Stock Alset Inc. We are offering 1,727,273 shares of common stock, par value $0.001 per share. Each share of common stock is being sold at a price of $2.20. Our shares of common stock are listed on the Nasdaq Capital Market under the symbol “AEI.” On Febru |
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| February 8, 2023 |
EX-1.1 2 ex1-1.htm Exhibit 1.1 UNDERWRITING AGREEMENT February 6, 2023 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: The undersigned, Alset Inc., a Texas corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as |
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| February 6, 2023 |
Subject to Completion Preliminary Prospectus Supplement dated February 6, 2023 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| January 20, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2023 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 22, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 9 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 109 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 9181 - (Name, address |
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| December 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| December 12, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF FORMATION OF ALSET INC. This Certificate of Amendment is submitted for filing pursuant to the applicable provisions of the Texas Business Organizations Code. Entity Information The name of the filing entity is Alset Inc., and it is a for-profit corporation (the ?Corporation?). The Corporation?s date of formation is July 30, 2020, and its assig |
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| December 5, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| December 2, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 2, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 8 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 109 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 9181 - (Name, address |
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| November 29, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 7 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 109 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 9181 - (Name, address |
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| November 25, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 6 Under the Securities Exchange Act of 1934 ALSET INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02115D 109 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 9181 - (Name, address |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset Inc. (Exact |
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| November 14, 2022 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact o |
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| November 14, 2022 |
Exhibit 10.1 ADDENDUM TO CONSULTING AGREEMENT This Addendum made and entered into as of May 6, 2022 (the ?Effective Date?), is by and between Alset Ehome International Inc. (the ?Company?), and CA Global Consulting Inc., (the ?Consultant?). The objective of this Addendum is to update the term of the Consulting Agreement of April 8, 2021. TERMS OF ADDENDUM The Company and the Consultant agree to th |
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| November 14, 2022 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
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| November 14, 2022 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| November 14, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| October 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| October 6, 2022 |
Exhibit 99.1 Alset EHome International Inc. to Change Name to Alset Inc. in Rebranding Effort and Expands Board of Directors Monday, October 3, 2022 5:00PM BETHESDA, MD / ACCESSWIRE / October 3, 2022 / Alset EHome International Inc. (NASDAQ:AEI)(the ?Company? or ?AEI?), a diversified company engaged through its subsidiaries in the development of EHome communities and other real estate, financial s |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2022 ALSET INC. (Exact name of registrant as specified in its charter) Texas 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| October 4, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 5 Under the Securities Exchange Act of 1934 ALSET EHOME INTERNATIONAL INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02116A 104 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 91 |
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| September 12, 2022 |
Exhibit 3.2 CERTIFICATE OF MERGER OF ALSET EHOME INTERNATIONAL INC. INTO ALSET, INC. Pursuant to Section 252 of the Delaware General Corporation Law The undersigned, being the surviving corporation, hereby sets forth as follows: FIRST: The name of the surviving corporation is ALSET, INC.; its state of incorporation is TEXAS. SECOND: The name of the non-surviving corporation is ALSET EHOME INTERNAT |
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| September 12, 2022 |
Exhibit 3.3 RESTATED CERTIFICATE OF FORMATION OF ALSET, INC. This Restated Certificate of Formation accurately states the text of the certificate of formation being restated and each amendment to the certificate of formation being restated that is in effect, and further amended to affect the following amendments: i. To amend the name of the corporation by removing a comma from the name; ii. To cha |
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| September 12, 2022 |
Exhibit 3.1 |
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| September 12, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (C |
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| September 12, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER dated as of September 6, 2022 (this ?Agreement?), is made and entered into by and between Alset EHome International Inc., a Delaware corporation (the ?Parent Corporation?), and Alset, Inc., a Texas corporation and a wholly owned subsidiary of the Parent Corporation (?New AEI?). RECITALS WHEREAS, the Parent Corporation owns |
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| September 12, 2022 |
Exhibit 3.4 BYLAWS OF ALSET INC. ARTICLE I OFFICES Section 1.01 REGISTERED OFFICE AND AGENT. The registered office and registered agent of the Corporation shall be as set forth in the Corporation?s Certificate of Formation. The registered office or registered agent may be changed by resolution of the Board of Directors, upon making the appropriate filing with the Secretary of State. Section 1.02 P |
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| August 15, 2022 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a |
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| August 15, 2022 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement |
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| August 15, 2022 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a ma |
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| August 15, 2022 |
Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is entered into on June 23, 2022 and effective as of January 1, 2022 (the ?Effective Date?) by and between SeD Development Management LLC (the ?Company?), and MacKenzie Equity Partners, LLC (the ?Consultant?). In consideration of the services to be rendered, the mutual covenants set forth herein and for other valuable co |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset EHome Internatio |
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| August 15, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a |
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| July 20, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commi |
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| July 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commi |
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| July 19, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 4 Under the Securities Exchange Act of 1934 ALSET EHOME INTERNATIONAL INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02116A 104 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 91 |
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| July 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commi |
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| July 14, 2022 |
Exhibit 10.3 AMENDMENT NO. 1 TO ASSIGNMENT AND ASSUMPTION AGREEMENT This Amendment No. 1 to the Assignment and Assumption Agreement (this ?Amendment?) dated this 12th day of July, 2022 (the ?Effective Date?), by and between Alset International Limited, a Republic of Singapore limited company, (the ?Assignor?) and DSS, Inc., a New York corporation (the ?Assignee?). WHEREAS, the Assignor and the Ass |
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| July 8, 2022 |
Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commis |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Commi |
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| June 21, 2022 |
Alset EHome International Inc. 4800 Montgomery Lane, Suite 210 Bethesda, Maryland 20814 Alset EHome International Inc. 4800 Montgomery Lane, Suite 210 Bethesda, Maryland 20814 June 21, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Attn.: Mr. Ameen Hamady and Ms. Kristi Marrone Office of Real Estate & Construction Re: Alset EHome International Inc. Form 10-K for the year ended December 31, 2021 Filed March 31, 2022 Fil |
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| June 6, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2022 ALSET EHOME INTERNATIONAL INC. |
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| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statemen |
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| May 13, 2022 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a |
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| May 13, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a |
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| May 13, 2022 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-39732 Commission File Number Alset EHome Internati |
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| May 13, 2022 |
Exhibit 10.15 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is made as of April 8, 2021 (the ?Effective Date?) by and between Alset EHome International Inc., a Delaware corporation (the ?Company?), and CA Global Consulting Inc., a New York company (the ?Consultant?). In consideration of the services to be rendered, the mutual covenants set forth herein and for other valuable con |
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| May 13, 2022 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this report on Form 10-Q of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a ma |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 ALSET EHOME INTERNATIONAL INC. |
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| May 3, 2022 |
Alset EHome International Inc. 4800 Montgomery Lane, Suite 210 Bethesda, MD 20814 Alset EHome International Inc. 4800 Montgomery Lane, Suite 210 Bethesda, MD 20814 May 3, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Attention: Ms. Melanie Singh and Mr. Jeffrey Gabor Re: Alset EHome International Inc. Registration Statement on Form S-3 Filed April 11, 2022 File No. 333-264234 Ladies and Gentlemen: Pursuant to Ru |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statemen |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statemen |
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| April 13, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 3 Under the Securities Exchange Act of 1934 ALSET EHOME INTERNATIONAL INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02116A 104 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 91 |
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| April 12, 2022 |
Alset EHome International Inc. 4800 Montgomery Lane, Suite 210 Bethesda, Maryland 20814 Alset EHome International Inc. 4800 Montgomery Lane, Suite 210 Bethesda, Maryland 20814 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Division of Corporation Finance April 12, 2022 Re: Alset EHome International Inc. Registration Statement on Form S-3 Filed April 11, 2022 File No. 333-264234 Ladies and Gentlemen: Please accept this letter as an amendment to the registr |
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| April 11, 2022 |
As filed with the Securities and Exchange Commission on April 11, 2022 Registration Statement No. |
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| April 11, 2022 |
Calculation of Registration Fee EXHIBIT 107 Calculation of Filing Fee Tables Form S-3 Alset EHome International Inc. |
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| April 8, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 2 Under the Securities Exchange Act of 1934 ALSET EHOME INTERNATIONAL INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02116A 104 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 91 |
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| March 31, 2022 |
Exhibit 21 150 CCM Black Oak, Ltd. Texas AHR Texas Two LLC Delaware AHR Texas Three LLC Delaware Alset Acquisition Sponsor, LLC Delaware Alset Business Development Pte. Ltd. (f.k.a. Hengfai Business Development Pte. Ltd) Singapore Alset Global Pte. Ltd. (f.k.a. Hengfai International Pte. Ltd) Singapore Alset EHome Inc. Delaware Alset International Limited Singapore American Home REIT Inc. Maryland |
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| March 31, 2022 |
Exhibit 31.2b Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lui Wai Leung Alan, certify that: 1. I have reviewed this annual report on Form 10-K of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue sta |
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| March 31, 2022 |
EXHIBIT 4.9 DESCRIPTION OF CAPITAL STOCK Our authorized capital stock consists of 250,000,000 shares of common stock, $0.001 par value per share, and 25,000,000 shares of blank check preferred stock, $0.001 par value per share. As of March 31, 2022, there are 113,187,898 shares of common stock and 0 shares of preferred stock outstanding. This description is intended as a summary, and is qualified |
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| March 31, 2022 |
Exhibit 10.53 Service Agreement for Chief Executive Officer Alset International Limited (the Company) and Chan Heng Fai Ambrose (the Executive) Shook Lin & Bok LLP 1 Robinson Road #18-00 AIA Tower Singapore 048542 T +65 6535 1944 F +65 6535 8577 E [email protected] This Agreement is made on this 10th day of December 2021. Between: (1) Alset International Limited (Company Registration Number 2009167 |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39732 ALSET EHOME IN |
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| March 31, 2022 |
Exhibit 31.1b Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Tung Moe, certify that: 1. I have reviewed this annual report on Form 10-K of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statemen |
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| March 31, 2022 |
Exhibit 31.2a Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Rongguo Wei, certify that: 1. I have reviewed this annual report on Form 10-K of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statement |
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| March 31, 2022 |
Exhibit 31.1a Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chan Heng Fai, certify that: 1. I have reviewed this annual report on Form 10-K of Alset EHome International Inc.; 2. Based on my knowledge, this report does not contain any untrue statemen |
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| March 1, 2022 |
Exhibit 10.3 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this ?Agreement?) is made as of February 28 2022 by and among DSS, Inc., a New York Corporation, or its designated subsidiary (collectively, the ?Buyer?), and Alset EHome International Inc. and its subsidiaries (collectively, the ?Seller?). RECITALS WHEREAS, Seller and Buyer are executing and delivering this Agreement in reliance |
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| March 1, 2022 |
Exhibit 10.4 AGREEMENT TO TERMINATE STOCK PURCHASE AGREEMENT Effective as of February 28, 2022 (the ?Effective Date?), DSS, Inc. (the ?Buyer?), and Alset EHome International Inc. (the ?Seller?) enter into and agree as provided in this Agreement to Terminate Stock Purchase Agreement (the ?Termination Agreement?). RECITALS: A. Buyer and Seller are parties to a Stock Purchase Agreement dated into Jan |
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| March 1, 2022 |
Exhibit 10.6 AGREEMENT TO TERMINATE STOCK PURCHASE AGREEMENT Effective as of February 28, 2022 (the ?Effective Date?), DSS, Inc. (the ?Buyer?), and Alset EHome International Inc. (the ?Seller?) enter into and agree as provided in this Agreement to Terminate Stock Purchase Agreement (the ?Termination Agreement?). RECITALS: A. Buyer and Seller are parties to a Stock Purchase Agreement dated into Jan |
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| March 1, 2022 |
Exhibit 10.5 AGREEMENT TO TERMINATE STOCK PURCHASE AGREEMENT Effective as of February 28, 2022 (the ?Effective Date?), Heng Fai Ambrose Chan (the ?Buyer?), and Alset EHome International Inc. (the ?Seller?) enter into and agree as provided in this Agreement to Terminate Stock Purchase Agreement (the ?Termination Agreement?). RECITALS: A. Buyer and Seller are parties to a Stock Purchase Agreement da |
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| March 1, 2022 |
Exhibit 10.2 AMENDMENT TO SECURITIES PURCHASE AGREEMENT This AMENDMENT TO SECURITIES PURCHASE AGREEMENT (the ?Amendment?) is made as of February 28, 2022 by and between Alset EHome International Inc., a Delaware Corporation, or its designated subsidiary (collectively, the ?Buyer?), and Heng Fai Ambrose Chan, an individual (the ?Seller?). Recitals WHEREAS, Seller is the beneficial owner of 293,428, |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 ALSET EHOME INTERNATIONAL INC. |
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| March 1, 2022 |
Exhibit 10.1 AMENDMENT TO STOCK PURCHASE AGREEMENT This AMENDMENT TO STOCK PURCHASE AGREEMENT (the ?Amendment?) is made as of February 28, 2022 by and between DSS, Inc., a New York Corporation, or its designated subsidiary (collectively, the ?Seller?), and Alset EHome International, Inc. and its subsidiaries (collectively, the ?Buyer?). Recitals WHEREAS, Buyer, Seller have entered into that certai |
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| February 25, 2022 |
Exhibit 10.2 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS. IT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE SECURITY UNDER SUCH ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE ISSUER THAT SUCH REGISTRATION IS NOT REQUIRED. |
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| February 25, 2022 |
Exhibit 10.1 ASSIGNMENT AND ASSUMPTION AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (this ?Agreement?) dated as of February 25, 2022 is entered into by and between Alset International Limited, a Republic of Singapore limited company, (the ?Assignor?) and DSS, Inc., a New York corporation (?Assignee?). W I T N E S S E T H: WHEREAS, reference is made to the Convertible Promissory Note Agreemen |
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| February 25, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (C |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (C |
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| February 15, 2022 |
Joint Filing Agreement, by and between the Reporting Persons. Exhibit 99.1 JOINT FILING AGREEMENT AGREEMENT dated as of February 14, 2022 by and between HFE Holdings Limited and Heng Fai Ambrose Chan (together, the ?Parties?). Each Party hereto represents to the other Party that it is eligible to use Schedule 13D to report its beneficial ownership of common shares, $0.001 par value per share, of Alset EHome International Inc. Each Party hereto agrees that th |
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| February 15, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 Under the Securities Exchange Act of 1934 ALSET EHOME INTERNATIONAL INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02116A 104 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 011 65 6333 91 |
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| February 14, 2022 |
AEI / Alset Ehome International Inc / Chan Heng Fai Ambrose Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ALSET EHOME INTERNATIONAL INC. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 02116A 104 (CUSIP number) Heng Fai Ambrose Chan 7 Temasek Boulevard #29-01B Suntec Tower One Singapore 038987 Telephone: 301-971-3955 - (Name, address an |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alset EHome International Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02116A104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 8, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Co |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Co |
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| February 1, 2022 |
Exhibit 10.1 AmENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDMENT (this ?Amendment?), dated as of this 26th day of January, 2022, amending that certain Employment Agreement, dated February 8, 2021 (the ?Employment Agreement?), is entered into by and among Alset EHome International Inc. (?AEI?), Hengfai Business Development Pte. Ltd. (the ?Hengfai Business Development?) and Chan Heng Fai (the |
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| January 28, 2022 |
AEI / Alset Ehome International Inc / BIGGER CAPITAL FUND L P Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Alset EHome International, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 02116A 104 (CUSIP Number) De |
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| January 27, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Co |
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| January 25, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Co |
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| January 25, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Co |
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| January 25, 2022 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this ?Agreement?) is made as of January 24, 2022 by and among Heng Fai Ambrose Chan (the ?Buyer?), and Alset EHome International Inc. and its subsidiaries (collectively, the ?Seller?). RECITALS WHEREAS, Seller and Buyer are executing and delivering this Agreement in reliance upon the exemption from securities registration afforde |
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| January 25, 2022 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this ?Agreement?) is made as of January 25, 2022 by and among DSS, Inc., a New York Corporation, or its designated subsidiary (collectively, the ?Seller?), and Alset EHome International, Inc. and its subsidiaries (collectively, the ?Buyer?). RECITALS WHEREAS, Seller and Buyer are executing and delivering this Agreement in relianc |
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| January 21, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Co |
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| January 20, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2022 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (Co |
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| January 20, 2022 |
Exhibit 10.3 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this ?Agreement?) is made as of January 18, 2022 by and among DSS, Inc., a New York Corporation, or its designated subsidiary (collectively, the ?Buyer?), and Alset EHome International, Inc. and its subsidiaries (collectively, the ?Seller?). RECITALS WHEREAS, Seller and Buyer are executing and delivering this Agreement in relianc |
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| January 20, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is made as of January 17, 2022 by and between Alset EHome International Inc., a Delaware Corporation, or its designated subsidiary (collectively, the ?Buyer?), and Heng Fai Ambrose Chan, an individual with an address listed on Section 4.1 hereto (the ?Seller?). RECITALS WHEREAS, Seller and Buyer are ex |
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| January 20, 2022 |
Exhibit 10.2 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this ?Agreement?) is made as of January 18, 2022 by and among DSS, Inc., a New York Corporation, (the ?Buyer?), and Alset EHome International, Inc. (the ?Seller?). RECITALS WHEREAS, Seller and Buyer are executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by Section 4(a)(2) |
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| December 23, 2021 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (C |
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| December 23, 2021 |
Letter from Briggs & Veselka Co. dated December 23, 2021. Exhibit 16.1 December 23, 2021 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Alset EHome International Inc. Form 8-K dated December 23, 2021, and we agree with the statements set forth in Item 4.01, insofar as they relate to our firm. We have no basis to agree or disagree with other statements made by the registrant cont |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (C |
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| December 17, 2021 |
Exhibit 10.1 SUPPLEMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This SUPPLEMENT to the Executive Employment Agreement by and between ALSET EHOME INTERNATIONAL INC. (?AE1?) and HENGFAI BUSINESS DEVELOPMENT PTE. LTD. (the ?Company?), and CHAN HENG FAI (the ?Executive?), dated as of February 8, 2021 (the ?Employment Agreement?). This Supplement Agreement is to be read and construed with the Employment Agre |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (C |
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| December 14, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 ALSET EHOME INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 001-39732 83-1079861 (State or other jurisdiction of incorporation) (C |
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| December 14, 2021 |
Alset EHome International Inc. Closes $30.0 Million Underwritten Public Offering of Common Stock EX-99.1 2 ex99-1.htm Exhibit 99.1 Alset EHome International Inc. Closes $30.0 Million Underwritten Public Offering of Common Stock BETHESDA, MD / ACCESSWIRE / December 8, 2021 / Alset EHome International Inc. (NASDAQ:AEI) (“AEI” or the “Company”), a diversified holding company principally engaged through its subsidiaries in the development of EHome communities and other property development, finan |
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| December 14, 2021 |
Alset EHome International Inc. Announces Exercise and Closing of Underwriter’s Over-Allotment Option EX-99.2 3 ex99-2.htm Exhibit 99.2 Alset EHome International Inc. Announces Exercise and Closing of Underwriter’s Over-Allotment Option BETHESDA, MD / ACCESSWIRE / December 14, 2021 / Alset EHome International Inc. (NASDAQ:AEI) (“AEI” or the “Company”), a diversified holding company principally engaged through its subsidiaries in the development of EHome communities and other property development, |
