AEYE Pengajuan SEC - AudioEye, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AudioEye, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 8, 2025	EX-10.1	Consent and First Loan Modification Agreement, dated as of May 22, 2025, by and among Western Alliance Bank, AudioEye, Inc., ADA Site Compliance, LLC and Criterion 508 Solutions, Inc. Exhibit 10.1 CONSENT AND FIRST LOAN MODIFICATION AGREEMENT This Consent and First Loan Modification Agreement (this “Amendment”) is entered into this 22nd day of May, 2025, by and among (a) WESTERN ALLIANCE BANK, an Arizona corporation (“Bank”) and (b) (i) AUDIOEYE, INC., a Delaware corporation (“AudioEye”), (ii) ADA SITE COMPLIANCE, LLC, a Delaware limited liability company (“ADA”), and (iii) CRI
August 8, 2025	EX-99.1	Resolutions adopted by the Board of Directors setting forth information with respect to the ratification required under Section 204 of the Delaware General Corporation Law Exhibit 99.1 Ratification of the Grant of Certain Restricted Stock Units WHEREAS, as set forth in greater detail below, the undersigned have been advised that upon a review of the Company’s records, it was determined that certain corporate actions, including certain purported rights issuances, may not have been effective and the Board and the Compensation Committee desire to ratify such corporate
August 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number:
August 7, 2025	EX-99.1	AudioEye Reports Record Second Quarter 2025 Results Thirty-Eighth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Second Quarter 2025 Results Thirty-Eighth Consecutive Period of Record Revenue TUCSON, Ariz. — August 7, 2025 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the second quarter ended June 30, 2025. “We achieved our 38th sequential quarter of growth, a remarkable ac
August 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 AUDIOEYE, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 AUDIOEYE, INC.
May 28, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2025 AUDIOEYE, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2025 AUDIOEYE, INC.
May 1, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number:
May 1, 2025	EX-10.3	Third Amendment, dated as of April 4, 2025, to the Amended and Restated Employment Agreement by and between AudioEye, Inc. and David Moradi, dated as of April 5, 2022 Exhibit 10.3 THIRD AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This THIRD AMENDMENT (this “Amendment”) is made and entered into as of April 4, 2025 (“Amendment Effective Date”) by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”), and amends the Amended and Restated Employment Agreement made and entered into as of April 5, 2022, by and between
April 29, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 AUDIOEYE, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 AUDIOEYE, INC.
April 29, 2025	EX-99.1	AudioEye Reports Record First Quarter 2025 Results Thirty-Seventh Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2025 Results Thirty-Seventh Consecutive Period of Record Revenue TUCSON, Ariz. — April 29, 2025 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the first quarter ended March 31, 2025. “I am pleased with another great quarter, achieving the ‘Rule of 40
April 10, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule
April 10, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def
April 2, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 AUDIOEYE, INC.
April 2, 2025	EX-10.1	Second Amendment, dated as of March 31, 2025, to the Amended and Restated Employment Agreement by and between AudioEye, Inc. and David Moradi, dated as of April 5, 2022 Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDMENT (this “Amendment”) is made and entered into as of March 31, 2025 (“Amendment Effective Date”) by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”), and amends the Amended and Restated Employment Agreement made and entered into as of April 5, 2022, as amended o
April 1, 2025	EX-10.1	Loan and Security Agreement, dated as of March 31, 2025, by and among the Company, ADA Site Compliance, LLC, Criterion 508 Solutions, Inc. and Western Alliance Bank Exhibit 10.1 AUDIOEYE, INC., A DELAWARE CORPORATION, ADA SITE COMPLIANCE, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND CRITERION 508 SOLUTIONS, INC., AN IOWA CORPORATION WESTERN ALLIANCE BANK, an arizona corporation LOAN AND SECURITY AGREEMENT This Loan And Security Agreement (this “Agreement”) is entered into as of March 31, 2025, by and among (a) Western Alliance Bank, an Arizona corporation (“
April 1, 2025	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 AUDIOEYE, INC.
March 12, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 AUDIOEYE, INC.
March 12, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 001-3864
March 12, 2025	EX-21	List of Subsidiaries Exhibit 21 LIST OF SUBSIDIARIES NAME OF SUBSIDIARY JURISDICTION OF INCORPORATION OR ORGANIZATION ADA Site Compliance, LLC Delaware
March 12, 2025	EX-99.1	AudioEye Reports Record Fourth Quarter and Full Year 2024 Results Thirty-Sixth Consecutive Period of Record Revenue 24% Year-Over-Year Revenue Growth and 24% Adjusted EBITDA Margin in the Fourth Quarter Guiding 2025 Revenue Between $41 and $42 Millio Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2024 Results Thirty-Sixth Consecutive Period of Record Revenue 24% Year-Over-Year Revenue Growth and 24% Adjusted EBITDA Margin in the Fourth Quarter Guiding 2025 Revenue Between $41 and $42 Million, 18% Growth at Midpoint TUCSON, Ariz. — March 12, 2025 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-lead
March 12, 2025	EX-19.1	Insider Trading Policy Exhibit 19.1 AUDIOEYE, INC. AMENDED AND RESTATED INSIDER TRADING POLICY (as of March 10, 2025) I. TRADING IN COMPANY SECURITIES WHILE IN POSSESSION OF MATERIAL NONPUBLIC INFORMATION IS PROHIBITED Trading in securities by any person who possesses material nonpublic information is a violation of federal and state securities laws. Furthermore, it is important that the appearance, as well as the fact,
March 4, 2025	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 AUDIOEYE, INC.
March 4, 2025	EX-99.1	AudioEye Announces Appointment of Jim Hawkins to Board of Directors Exhibit 99.1 AudioEye Announces Appointment of Jim Hawkins to Board of Directors TUCSON, AZ – March 4, 2025 – AudioEye, Inc. (Nasdaq: AEYE) ("AudioEye" or the "Company"), the industry-leading digital accessibility company, today announced the appointment of Jim Hawkins, an accomplished executive with extensive public company leadership, to its board of directors, effective immediately. Hawkins joi
January 24, 2025	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2025 AUDIOEYE, INC.
December 5, 2024	EX-1.1	Underwriting Agreement, dated as of December 4, 2024, by and among the Company, Needham & Company, LLC, as representative of the underwriters, and the Selling Stockholders listed therein. Exhibit 1.1 1,250,000 Shares* AUDIOEYE, INC. Common Stock UNDERWRITING AGREEMENT December 4, 2024 Needham & Company, LLC As Representative of the several Underwriters     c/o Needham & Company, LLC 250 Park Avenue New York, New York 100177 Ladies and Gentlemen: The stockholders of AudioEye, Inc., a Delaware corporation (the “Company”), named in Schedule II hereto (the “Selling Stockholders”) propo
December 5, 2024	424B7	1,250,000 Shares Common Stock Filed Pursuant to Rule 424(b)(7) Registration No. 333-276937 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2024) 1,250,000 Shares Common Stock This prospectus relates solely to the offer and resale by the selling stockholders identified in this prospectus supplement of an aggregate of 1,250,000 shares of our common stock. We will not receive any proceeds from the sale of shares of our co
December 5, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 AUDIOEYE, INC.
December 5, 2024	EX-99.2	AudioEye Announces Pricing of Secondary Offering of Common Stock by Selling Stockholders Exhibit 99.2 AudioEye Announces Pricing of Secondary Offering of Common Stock by Selling Stockholders TUCSON, Ariz, December 5, 2024 – AudioEye, Inc. ("AudioEye" or the "Company") (Nasdaq: AEYE), the industry-leading digital accessibility company, today announced the pricing of the previously announced underwritten secondary offering of up to 1,250,000 shares of its common stock to be sold by cert
December 5, 2024	EX-99.1	AudioEye Announces Launch of Secondary Offering of Common Stock by Selling Stockholders Exhibit 99.1 AudioEye Announces Launch of Secondary Offering of Common Stock by Selling Stockholders TUCSON, Ariz, December 4, 2024 – AudioEye, Inc. ("AudioEye" or the "Company") (Nasdaq: AEYE), the industry-leading digital accessibility company, today announced the launch of an underwritten secondary offering of shares of its common stock to be sold by certain selling stockholders. The selling st
December 4, 2024	424B7	subject to completion, dated December 4, 2024 Filed Pursuant to Rule 424(b)(7) Registration No. 333-276937 The information in this prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not sol
November 7, 2024	EX-99.1	AudioEye Reports Record Third Quarter 2024 Results Thirty-Fifth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2024 Results Thirty-Fifth Consecutive Period of Record Revenue TUCSON, Ariz. — November 7, 2024 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the third quarter ended September 30, 2024. “Sequential revenues grew by an annualized growth rate of 21% w
November 7, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 AUDIOEYE, INC.
November 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Num
September 30, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 AUDIOEYE, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 AUDIOEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38640 20-2939845 (State or other jurisdiction of incorporation) (Commission File
September 30, 2024	EX-10.2	First Amendment, Consent and Joinder to Loan and Security Agreement, by and between AudioEye, Inc., ADA Site Compliance, LLC, and SG Credit Partners, Inc., dated as of September 27, 2024   Exhibit 10.2   EXECUTION VERSION   FIRST AMENDMENT, CONSENT AND JOINDER TO LOAN AND SECURITY AGREEMENT   THIS FIRST AMENDMENT, CONSENT AND JOINDER TO LOAN AND SECURITY AGREEMENT (this “Amendment”), is entered into as of September 27, 2024 by and between SG CREDIT PARTNERS, INC., a Delaware corporation (“Lender”), AUDIOEYE, INC., a Delaware corporation (“Existing Borrower”) and ADA SITE COMPLIANC
September 30, 2024	EX-10.1	Membership Interest Purchase Agreement, by and among AudioEye, Inc., ADA Site Compliance, LLC, the Sellers listed on the signature pages thereto, and Scott Trachtenberg, in his capacity as Sellers’ Representative, dated as of September 27, 2024, for the acquisition of ADA Site Compliance, LLC   Exhibit 10.1   Execution Version     Membership Interest Purchase Agreement   by and among   AudioEye, Inc.,   ADA Site Compliance, LLC,   The Sellers Listed on the Signature Pages Hereto   and   The Sellers’ Representative Named Herein   Dated as of September 27, 2024         Table of Contents   Article I    Definitions 1     Section 1.1 Definitions 1       Article II    Purchase and Sale; Earn
September 30, 2024	EX-99.1	AudioEye Acquires ADA Site Compliance, a Digital Accessibility Compliance Company Announces Accretive Acquisition of ADA Site Compliance and Increases Revenue and Adjusted EBITDA Guidance Exhibit 99.1 AudioEye Acquires ADA Site Compliance, a Digital Accessibility Compliance Company Announces Accretive Acquisition of ADA Site Compliance and Increases Revenue and Adjusted EBITDA Guidance TUCSON, Ariz., September 30, 2024 /PRNewswire/ — AudioEye, Inc. (NASDAQ: AEYE) (AudioEye or the “Company”), the industry-leading digital accessibility company, today announced it has acquired ADA Sit
July 29, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number:
July 29, 2024	EX-3.3	By-Laws of AudioEye, Inc. (as amended as of May 22, 2024) Exhibit 3.3 BY-LAWS OF AUDIOEYE, INC.  (a Delaware corporation) (as amended as of May 22, 2024)   ARTICLE I   Offices   SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent.   SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office at such place or pla
July 25, 2024	EX-99.1	AudioEye Reports Record Second Quarter 2024 Results Thirty-Fourth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Second Quarter 2024 Results Thirty-Fourth Consecutive Period of Record Revenue TUCSON, Ariz. — July 25, 2024 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the second quarter ended June 30, 2024. “For the second quarter, sequential revenues grew at an annualized g
July 25, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 AUDIOEYE, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 AUDIOEYE, INC.
June 7, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) AUDIOEYE, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock $0.00001 par
June 7, 2024	S-8	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUDIOEYE, INC. (Exact name of registrant as specified in its charter) As filed with the Securities and Exchange Commission on June 7, 2024 Registration No.
June 6, 2024	424B5	Up to $7,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-276937 PROSPECTUS SUPPLEMENt (To Prospectus dated February 14, 2024) Up to $7,000,000 Common Stock We have entered into an At The Market Offering Agreement (the “Sales Agreement”), with Craig-Hallum Capital Group LLC (“Craig-Hallum”) relating to the sale of shares of our common stock, par value $0.00001 per share, offered by this prospectus sup
June 6, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 AUDIOEYE, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 AUDIOEYE, INC.
June 6, 2024	EX-1.1	At The Market Offering Agreement, dated as of June 5, 2024, by and between AudioEye, Inc. and Craig-Hallum Capital Group LLC Exhibit 1.1 AT THE MARKET OFFERING AGREEMENT June 5, 2024 Craig-Hallum Capital Group LLC 222 South 9th Street, Suite 350 Minneapolis, MN 55402 Ladies and Gentlemen: AudioEye, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Craig-Hallum Capital Group LLC (the “Manager”) as follows: 1.             Definitions. The terms that fo
May 24, 2024	EX-3.2	Certificate of Amendment to Restated Certificate of Incorporation of AudioEye, Inc., dated as of May 24, 2024 Exhibit 3.2 CERTIFICATE OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. AudioEye, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: 1.   Article EIGHTH of the Restated Certificate of Incorporation of the Corporation is hereby amended to read in its entir
May 24, 2024	EX-3.1	By-Laws of AudioEye, Inc. (as amended as of May 22, 2024)   Exhibit 3.1 BY-LAWS OF AUDIOEYE, INC.  (a Delaware corporation) (as amended as of March 24, 2023May 22, 2024) ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent. SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office at such plac
May 24, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 AUDIOEYE, INC.
May 24, 2024	EX-3.3	Restated Certificate of Incorporation of AudioEye, Inc., dated as of May 24, 2024 Exhibit 3.3 RESTATED CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. Pursuant to § 245 of the General Corporation Law of the State of Delaware 1.     The name of the Corporation is AudioEye, Inc. (the “Corporation”) and the date of filing of its original Certificate of Incorporation with the Secretary of State of the State of Delaware was May 20, 2005. 2.     This Restated Certificate of Incorporat
May 24, 2024	EX-10.1	AudioEye, Inc. 2020 Equity Incentive Plan, as amended through May 24, 2024 Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN (As Amended May 24, 2024) 1.             Purpose. The purpose of the AudioEye, Inc. 2020 Equity Incentive Plan (the “Plan”) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those of the Company’s stockholders, and to t
April 30, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number:
April 23, 2024	EX-99.1	AudioEye Reports Record First Quarter 2024 Results Thirty-Third Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2024 Results Thirty-Third Consecutive Period of Record Revenue TUCSON, Ariz. — April 23, 2024 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the first quarter ended March 31, 2024. “We are seeing strong business momentum and expect ARR and revenue gr
April 23, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2024 AUDIOEYE, INC.
April 10, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
April 10, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul
March 29, 2024	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul
March 7, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 333-1774
March 7, 2024	EX-97	AudioEye, Inc. Compensation Recovery Policy Exhibit 97 AUDIOEYE, INC. COMPENSATION RECOVERY POLICY Effective October 24, 2023 Policy The Board of Directors (the “Board”) of AudioEye, Inc. (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission (“SEC”) regulations promulgated thereun
March 7, 2024	EX-10.29	Loan and Security Agreement, dated as of November 30, 2023, by and between AudioEye, Inc., Springtime, Inc. and SG Credit Partners, Inc. Exhibit 10.29 Execution This Loan and Security Agreement (“Agreement”), dated as of November 30, 2023 (the “Closing Date”), is entered into by Borrowers and other Loan Parties whose names appear on the Loan Chart below and SG Credit Partners, Inc., a Delaware corporation (“Lender”). The following chart (“Loan Chart”) sets forth certain of the loan and repayment terms under this Agreement: LOAN PAR
March 7, 2024	EX-4.1	Description of Registered Securities Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary describes the common stock, par value $0.00001 per share, of AudioEye, Inc. (the “Company,” “AudioEye,” “we,” “our,” “us,” and “our”), which are the only securities of the Company registered pursuant to Section 12 of the Securities Exchange Act of 19
March 6, 2024	EX-10.1	Amendment dated as of March 5, 2024 by and between AudioEye, Inc., Springtime, Inc. and SG Credit Partners, Inc. to the Loan and Security Agreement dated as of November 30, 2023. Exhibit 10.1 EXECUTION VERSION SG CREDIT PARTNERS, INC. 500 Newport Center Dr., Suite 580 Newport Beach, CA 92660 March 5, 2024 AudioEye, Inc. Springtime, Inc. 5210 E. Williams Cir, Ste 750 Tucson, AZ 85711 Attention: David Moradi Email: [email protected] RE: Amendment to Loan Agreement Ladies and Gentlemen: Reference is made to that certain Loan and Security Agreement dated as of November 30,
March 6, 2024	EX-99.1	AudioEye Reports Record Fourth Quarter and Full Year 2023 Results Thirty-Second Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2023 Results Thirty-Second Consecutive Period of Record Revenue TUCSON, Ariz. — March 6, 2024 — AudioEye, Inc. (NASDAQ: AEYE) (“AudioEye” or the “Company”), the industry-leading enterprise SaaS accessibility company, reported financial results for the fourth quarter and full year ended December 31, 2023. “I want to thank our employe
March 6, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2024 AUDIOEYE, INC.
February 14, 2024	424B3	AudioEye, Inc. Common Stock Preferred Stock Debt Securities Stock Purchase Contracts 2,820,000 Shares of Common Stock Offered by the Selling Stockholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-276937 PROSPECTUS AudioEye, Inc. $150,000,000 Common Stock Preferred Stock Debt Securities Stock Purchase Contracts Warrants Rights Units 2,820,000 Shares of Common Stock Offered by the Selling Stockholders We may offer and sell, from time to time in one or more offerings, up to $150,000,000 in the aggregate of common stock, preferred stock, de
February 13, 2024	SC 13G/A	AEYE / AudioEye, Inc. / Bettis Carr - SC 13G/A Passive Investment SC 13G/A 1 tm246131d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa
February 13, 2024	SC 13G/A	AEYE / AudioEye, Inc. / Sero Capital LLC Passive Investment SC 13G/A 1 formsc13ga-audioeye.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the approp
February 9, 2024	CORRESP	AudioEye, Inc. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 AudioEye, Inc. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 February 9, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: AudioEye, Inc. Registration Statement on Form S-3 File No. 333-276937 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, AudioEye, Inc. (the “Company”) he
February 7, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) AudioEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee(6) Carry Forward F
February 7, 2024	EX-4.3	Form of Subordinated Indenture EXHIBIT 4.3 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Subordinated Debt Securities -i- AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b) 613 §312(a) 701, 702(a) (b) 702(b) (c) 70
February 7, 2024	S-3	As filed with the Securities and Exchange Commission on February 7, 2024 As filed with the Securities and Exchange Commission on February 7, 2024 Registration No.
February 7, 2024	EX-4.2	Form of Senior Indenture EXHIBIT 4.2 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Senior Debt Securities AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b) 613 §312(a) 701, 702(a) (b) 702(b) (c) 702(c) §313(
January 12, 2024	SC 13G/A	AEYE / AudioEye, Inc. / Kosow Keith - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 7) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
January 12, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 aeyeex991.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common shares of Silo Pharma, Inc. and further agree that this Join
December 28, 2023	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2023 AUDIOEYE, INC.
December 28, 2023	EX-10.1	Amendment dated December 26, 2023 to the Amended and Restated Employment Agreement by and between AudioEye, Inc. and David Moradi, dated April 5, 2022 Exhibit 10.1 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDMENT (this “Amendment”) is made and entered into as of December 26, 2023 (“Effective Date”) by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”) and amends the Amended and Restated Employment Agreement (the “Employment Agreement”) made and entered into as of April 5, 2022, by an
December 8, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 AUDIOEYE, INC. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 AUDIOEYE, INC.
November 30, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2023 AUDIOEYE, INC.
November 30, 2023	EX-10.1	Loan and Security Agreement, dated as of November 30, 2023, by and between AudioEye, Inc., Springtime, Inc. and SG Credit Partners, Inc. Exhibit 10.1 Execution This Loan and Security Agreement (“Agreement”), dated as of November 30, 2023 (the “Closing Date”), is entered into by Borrowers and other Loan Parties whose names appear on the Loan Chart below and SG Credit Partners, Inc., a Delaware corporation (“Lender”). The following chart (“Loan Chart”) sets forth certain of the loan and repayment terms under this Agreement: LOAN PART
November 2, 2023	EX-99.1	AudioEye Reports Record Third Quarter 2023 Results Thirty-First Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2023 Results Thirty-First Consecutive Period of Record Revenue TUCSON, Ariz. — November 2, 2023 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading enterprise SaaS accessibility company, reported financial results for the third quarter ended September 30, 2023. “We are pleased to deliver strong sequential ARR growth
November 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Num
November 2, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 AUDIOEYE, INC.
August 21, 2023	EX-10.2	Consulting Agreement effective as of September 30, 2023 between the Company and Dominic Varacalli Exhibit 10.2 Consulting Agreement This Consulting Agreement (this “Agreement”) is effective as of September 30, 2023 (the “Effective Date”) by and between Dominic Varacalli (“Consultant”), and AudioEye, Inc., a Delaware corporation (“Client”). 1. Consulting Services. 1.1 Services. Client hereby engages Consultant to perform consulting services detailed on Exhibit A hereto and incorporated herein b
August 21, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 AUDIOEYE, INC.
August 21, 2023	EX-10.1	Transition and Separation Agreement effective as of August 18, 2023 between the Company and Dominic Varacalli Exhibit 10.1 TRANSITION AND SEPARATION AGREEMENT This Transition and Separation Agreement (“Agreement”) is entered into by and between Dominic Varacalli (“Employee”) and AudioEye, Inc. (“AudioEye” or the “Company”) effective as of August 18, 2023 (“Effective Date”). RECITALS A. Employee has been employed by AudioEye as Chief Operating Officer. B. Employee and AudioEye have agreed to conclude their
August 15, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 AUDIOEYE, INC.
August 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number:
August 10, 2023	EX-99.1	AudioEye Reports Record Second Quarter 2023 Results Thirtieth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Second Quarter 2023 Results Thirtieth Consecutive Period of Record Revenue TUCSON, Ariz. — August 10, 2023 — AudioEye, Inc. (NASDAQ: AEYE) (“AudioEye” or the “Company”), the industry-leading enterprise SaaS accessibility company, reported financial results for the second quarter ended June 30, 2023. “The second quarter’s achievements have set the stage for the
August 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 AUDIOEYE, INC. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 AUDIOEYE, INC.
May 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 AUDIOEYE, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 AUDIOEYE, INC.
May 10, 2023	EX-99.1	AudioEye Reports Record First Quarter 2023 Results Twenty-Ninth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2023 Results Twenty-Ninth Consecutive Period of Record Revenue TUCSON, Ariz. — May 10, 2023 — AudioEye, Inc. (NASDAQ: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility platform for websites and apps, reported financial results for the first quarter ended March 31, 2023. “We are pleased to have generated record revenue
May 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number:
May 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 AUDIOEYE, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 AUDIOEYE, INC.
April 7, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by
April 7, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A 1 tm231937d2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (a
March 28, 2023	EX-99.1	AudioEye Appoints J. Paul Getty CEO Katherine E. Fleming to Its Board of Directors Exhibit 99.1 AudioEye Appoints J. Paul Getty CEO Katherine E. Fleming to Its Board of Directors Dr. Fleming joins as an independent director, brings years of strategic planning and leadership experience TUCSON, Ariz., March 28, 2023 /PRNewswire/ – AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform for websites and apps, today announced the appointment of Katherine E
March 28, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 AUDIOEYE, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 AUDIOEYE, INC.
March 28, 2023	EX-10.1	Second Amendment to Executive Employment Agreement by and between AudioEye, Inc. and Carr Bettis, dated March 25, 2023   Exhibit 10.1   SECOND AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT   THIS SECOND AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (the “Amendment”) is made and entered into as of 3/25/2023 (the “Amendment Effective Date”), by and between AudioEye, Inc. (the “Company”) and Carr Bettis (“Executive”).   WHEREAS, Executive and the Company are parties to a July 1, 2015 Executive Employment Agreement, which
March 28, 2023	EX-3.1	By-Laws of AudioEye, Inc. (as amended as of March 24, 2023)   Exhibit 3.1   BY-LAWS OF AUDIOEYE, INC.  (a Delaware corporation) (as amended as of August 13, 2020March 24, 2023)   ARTICLE I   Offices   SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent.   SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office
March 9, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 333-1774
March 9, 2023	EX-99.1	AudioEye Reports Record Fourth Quarter and Full Year 2022 Results Twenty-Eighth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2022 Results Twenty-Eighth Consecutive Period of Record Revenue TUCSON, Ariz. — March 9, 2023 — AudioEye, Inc. (NASDAQ: AEYE) (the “Company”), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the fourth quarter and full year ended D
March 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 AUDIOEYE, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 AUDIOEYE, INC.
February 16, 2023	SC 13G/A	AEYE / Audioeye Inc / Kosow Keith - SC 13G/A Passive Investment SC 13G/A 1 aeyesc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 6) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru
February 16, 2023	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 aeyeex991.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common shares of Silo Pharma, Inc. and further agree that this Join
February 14, 2023	SC 13G/A	AEYE / Audioeye Inc / Greenhaven Road Investment Management, L.P. - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tm236410d11sc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the a
February 13, 2023	SC 13G/A	AEYE / Audioeye Inc / Sero Capital LLC - SC 13G/A Passive Investment SC 13G/A 1 d457666dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the ap
February 13, 2023	SC 13G/A	AEYE / Audioeye Inc / Bettis Carr - AMENDMENT NO. 4 TO SCHEDULE 13G Passive Investment SC 13G/A 1 audioeye23018413ga.htm AMENDMENT NO. 4 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the a
February 13, 2023	SC 13G/A	AEYE / Audioeye Inc / CANNELL CAPITAL LLC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 ccllcAEYE13g02142023.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.1) 1 AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities)
November 10, 2022	EX-99.1	AudioEye Reports Record Third Quarter 2022 Results Twenty-Seventh Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2022 Results Twenty-Seventh Consecutive Period of Record Revenue TUCSON, Ariz. ? November 10, 2022 ? AudioEye, Inc. (NASDAQ: AEYE) (the ?Company?), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the third quarter ended September 30, 2022. ?In th
November 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 AUDIOEYE, INC.
November 10, 2022	EX-31._1	Certification of the Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.1 CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, David Moradi, Principal Executive Officer of AudioEye, Inc. (the “Registrant”), certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the period ended September 30, 2022 of AudioEye, Inc. (the “Quarterly Report”); 2.Based on my knowledge, this Quarterly Report does not contain any untrue statement of
November 10, 2022	EX-32._1	Certification of the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 32.1 CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the filing by AudioEye, Inc. (the “Registrant”) of its Quarterly Report on Form 10-Q for the period ended September 30, 2022 (the “Quarterly Report”) with the Securities and Exchange Commission, we, David Moradi and Kelly Georgevich, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
November 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 9, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 AUDIOEYE, INC.
August 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 9, 2022	EX-3.1	Restated Certificate of Incorporation of AudioEye, Inc., dated as of August 8, 2022 (1) Exhibit 3.1 ? RESTATED CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. ? Pursuant to ? 245 of the General Corporation Law of the State of Delaware ? The undersigned, in order to restate and integrate the provisions of the Certificate of Incorporation of AudioEye, Inc. filed with the Secretary of State of the State of Delaware on May 20, 2005, as theretofore amended or supplemented (the ?Original Ce
August 9, 2022	EX-99.1	AudioEye Reports Record Second Quarter 2022 Results Twenty-Sixth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Second Quarter 2022 Results Twenty-Sixth Consecutive Period of Record Revenue TUCSON, Ariz. ? August 9, 2022 ? AudioEye, Inc. (NASDAQ: AEYE) (the ?Company?), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the second quarter ended June 30, 2022. ?AudioEye deli
August 9, 2022	EX-3.4	Certificate of Elimination of the Series A Convertible Preferred Stock, dated as of August 8, 2022 Exhibit 3.4 ? CERTIFICATE OF ELIMINATION OF THE CONVERTIBLE SERIES A PREFERRED STOCK OF AUDIOEYE, INC. ? Pursuant to the provisions of Section 151(g) of the General Corporation Law of the State of Delaware, it is hereby certified that: ? 1. The name of the corporation (hereinafter referred to as the ?Corporation? or the ?Company?) is AudioEye, Inc. The Corporation was incorporated in the State of
June 3, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 AUDIOEYE, INC.
June 1, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) AUDIOEYE, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock $0.00001 par
June 1, 2022	S-8	As filed with the Securities and Exchange Commission on June 1, 2022 As filed with the Securities and Exchange Commission on June 1, 2022 Registration No.
June 1, 2022	S-8	As filed with the Securities and Exchange Commission on June 1, 2022 As filed with the Securities and Exchange Commission on June 1, 2022 Registration No.
June 1, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) AUDIOEYE, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock $0.00001 par
May 24, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 AUDIOEYE, INC.
May 24, 2022	EX-10.1	AudioEye, Inc. 2020 Equity Incentive Plan, as amended through May 20, 2022 Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN (As Amended May 20, 2022) 1. Purpose. The purpose of the AudioEye, Inc. 2020 Equity Incentive Plan (the ?Plan?) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those of the Company?s stockholders, and to thereby promo
May 24, 2022	EX-10.2	AudioEye, Inc. Employee Stock Purchase Plan Exhibit 10.2 AUDIOEYE, INC. EMPLOYEE STOCK PURCHASE PLAN 1. Purpose of the Plan. The purpose of this AudioEye, Inc. Employee Stock Purchase Plan (the ?Plan?) is to provide the employees of AudioEye, Inc. (the ?Company?) and its participating subsidiaries with a convenient means of purchasing shares of Company common stock from time to time at a discount to market prices through the use of payroll
May 13, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 5, 2022	EX-99.1	AudioEye Reports Record First Quarter 2022 Results Twenty-Fifth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2022 Results Twenty-Fifth Consecutive Period of Record Revenue TUCSON, Ariz. — May 5, 2022 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the first quarter ended March 31, 2022. “AudioEye had a great first quarte
May 5, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 AUDIOEYE, INC.
April 15, 2022	EX-10.1	Separation Agreement and Release dated as of April 15, 2022, between AudioEye, Inc. and Christopher Hundley (22) Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE Definitions. I intend all words used in this Separation Agreement and Release to have their plain meanings in ordinary English. Specific terms that I use in this Separation Agreement and Release have the following meanings: A. ?Agreement? means this Separation Agreement and Release. B. ?AudioEye? means AudioEye, Inc., any company related to AudioEye, I
April 15, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 AUDIOEYE, INC.
April 8, 2022	EX-10.1	Amended and Restated Employment Agreement by and between AudioEye, Inc. and David Moradi, dated April 5, 2022 Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of April 5, 2022 (?Effective Date?), by and between AudioEye, Inc. (the ?Company?), and David Moradi, a natural person (?Executive?). RECITALS WHEREAS, Executive is a senior executive and officer of the Company and has made and is expected to continue
April 8, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2022 AUDIOEYE, INC.
April 8, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 tm223550-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use o
April 8, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
March 11, 2022	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 AUDIOEYE, INC.
March 11, 2022	EX-99.1	AudioEye Acquires The Bureau of Internet Accessibility The acquisition will provide BoIA customers an always-on approach to accessibility and strengthen AudioEye’s custom solutions Exhibit 99.1 AudioEye Acquires The Bureau of Internet Accessibility The acquisition will provide BoIA customers an always-on approach to accessibility and strengthen AudioEye?s custom solutions TUCSON, Ariz., March 10, 2022 /PRNewswire/ ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, today
March 11, 2022	EX-10.1	Stock Purchase Agreement dated as of March 9, 2022, by and between AudioEye, Inc., Mark Shapiro, Kim Testa, Garry Harstad, Ken Berquist and Betaspring Fund 100, LLC, and Mark Shapiro, as Sellers’ Representative Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among AUDIOEYE, INC., as Buyer, MARK SHAPIRO KIM TESTA GARRY HARSTAD, KEN BERQUIST and BETASPRING FUND 100, LLC, as Sellers and Mark Shapiro, as Sellers? Representative FOR THE ACQUISITION OF BUREAU OF INTERNET ACCESSIBILITY INC. Dated March 9, 2022 TABLE OF CONTENTS Page ARTICLE I Terms of the Transactions 1 1.1 Sale and Purchase of Shares 1 1.2 Purcha
March 11, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 10, 2022	EX-99.1	AudioEye Reports Record Fourth Quarter and Full Year 2021 Results Twenty-Fourth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2021 Results Twenty-Fourth Consecutive Period of Record Revenue TUCSON, Ariz. ? March 10, 2022 ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the fourth quarter and full year ended December 31,
March 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 AUDIOEYE, INC.
February 17, 2022	SC 13G/A	AEYE / Audioeye Inc / Kosow Keith - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) January 11, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i
February 15, 2022	SC 13G/A	AEYE / Audioeye Inc / Bettis Carr - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
February 14, 2022	SC 13G/A	AEYE / Audioeye Inc / Bettis Carr - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment SC 13G/A 1 audioeye22017713ga.htm SCHEDULE 13G AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appr
February 14, 2022	SC 13G/A	AEYE / Audioeye Inc / Greenhaven Road Investment Management, L.P. - SC 13G/A Passive Investment SC 13G/A 1 tm226753-1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AudioEye, Inc. (Name of Issuer) common stock, par value $0.00001 (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropri
February 14, 2022	EX-99.1	JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.
February 14, 2022	SC 13G/A	AEYE / Audioeye Inc / Sero Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 14, 2022	SC 13G	AEYE / Audioeye Inc / CANNELL CAPITAL LLC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.) 1 AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of
January 20, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 AUDIOEYE, INC.
January 20, 2022	EX-99.1	AudioEye Announces Preliminary Outlook for Fourth Quarter Results Twenty-Fourth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Announces Preliminary Outlook for Fourth Quarter Results Twenty-Fourth Consecutive Period of Record Revenue TUCSON, Ariz. ? January 14, 2022 ? (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, provided a customer update and its preliminary outlook for revenue, monthly recurring revenue, a
January 20, 2022	EX-99.2	AudioEye Appoints David Moradi as Chief Executive Officer Exhibit 99.2 AudioEye Appoints David Moradi as Chief Executive Officer TUCSON, Ariz. ? January 14, 2022 ?The Board of Directors of AudioEye, Inc. (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, has appointed David Moradi as its Chief Executive Officer (CEO), effective January 13th, 2022. David Moradi has ser
November 12, 2021	EX-99.2	AudioEye, Inc. Exhibit 99.2 AudioEye, Inc. Q3 2021 Earnings Call Transcripts Thursday, November 11, 2021 4:30 PM EST Call Participants EXECUTIVES Carr Bettis Executive Chairman & Director David D. Moradi Interim CEO, Chief Strategy Officer & Director Kelly Georgevich CFO, Principal Financial Officer & Principal Accounting Officer ANALYSTS Derek Greenberg Maxim Group, LLC Scott Christian Buck H.C. Wainwright & Co
November 12, 2021	EX-10.4	Confidentiality, Proprietary Rights, Non-Competition, and Non-Solicitation Agreement dated March 21, 2021 between Christopher Hundley and AudioEye, Inc. ? Exhibit 10.4 AUDIOEYE, INC. CONFIDENTIALITY, PROPRIETARY RIGHTS, NON-COMPETITION, AND NON-SOLICITATION AGREEMENT THIS CONFIDENTIALITY, PROPRIETARY RIGHTS, NON-COMPETITION, AND NON-SOLICITATION AGREEMENT (this ?Agreement?) is entered into on 3/21/21 (the ?Effective Date?) by and between AUDIOEYE, INC., a Delaware corporation (the ?Company?) and Chris Hundley (the ?Employee?). In consideration of
November 12, 2021	EX-10.2	Employee Offer Letter dated March 16, 2021 between Christopher Hundley and AudioEye, Inc. ? Exhibit 10.2 March 16, 2021 Christopher Hundley [redacted] RE: Offer of Employment Dear Mr. Hundley, On behalf of AudioEye, Inc., a Delaware corporation, I am pleased to offer you a position as Chief Technology Officer. This offer is contingent upon your ability to provide proof of valid work authorization, and if applicable, the renewal of any temporary work authorization or change to permanent
November 12, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 12, 2021	EX-10.1	Amendment dated September 17, 2021 to Executive Employment Agreement between Dominic Varacalli and AudioEye, Inc. Exhibit 10.1 AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (the ?Amendment?) is made and entered into as of September 17, 2021 (the ?Amendment Effective Date?), by and between AudioEye, Inc. (the ?Company?) and Dominic Varacalli (?Executive?). WHEREAS, Executive and the Company are parties to an August 13, 2020 Executive Employment Agreement (the ?Emp
November 12, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 (November 11, 2021) AUDIOEYE, INC.
November 12, 2021	EX-99.1	AudioEye Reports Record Third Quarter 2021 Results Twenty-Third Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2021 Results Twenty-Third Consecutive Period of Record Revenue TUCSON, Ariz. ? November 11, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported financial results for the third quarter ended September 30, 2021. AudioEye Interim CEO Davi
November 12, 2021	EX-10.3	Amendment dated September 17, 2021 to Employee Offer Letter between to Christopher Hundley and AudioEye, Inc. ? Exhibit 10.3 September 17, 2021 Christopher Hundley [redacted] RE: Revised Offer of Employment Dear Mr. Hundley, On behalf of AudioEye, Inc. (the ?Company?), I am pleased to provide you this letter, which amends the offer of employment extended to you by my March 16, 2021 letter (the ?Original Offer Letter?). Effective on September 17, 2021, you shall no longer serve as the Company?s Chief Techn
September 21, 2021	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2021 AUDIOEYE, INC.
September 21, 2021	EX-99.1	AudioEye Promotes Executives to Facilitate Further Growth and Scale Exhibit 99.1 AudioEye Promotes Executives to Facilitate Further Growth and Scale TUCSON, Ariz., September 21, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform, today announced the promotion of Chris Hundley, Dominic Varacalli, and Mase Gray to facilitate future growth and scale. Chris Hundley has been promoted from Chief Technology Officer to President to l
August 27, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 AUDIOEYE, INC.
August 19, 2021	SC 13G/A	AEYE / Audioeye Inc / Kosow Keith - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 4) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) August 19, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
August 11, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 11, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 AUDIOEYE, INC.
August 11, 2021	EX-99.1	AudioEye Reports Record Second Quarter 2021 Results Twenty-Second Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Second Quarter 2021 Results Twenty-Second Consecutive Period of Record Revenue TUCSON, Ariz. ? August 11, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported financial results for the second quarter ended June 30, 2021. AudioEye Interim CEO David Mo
August 11, 2021	EX-10.1	Amendment to Executive Employment Agreement dated May 18, 2021 between Dr. Carr Bettis and AudioEye, Inc. Exhibit 10.1 AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT ? THIS AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (the ?Amendment?) is made and entered into as of May 18, 2021 (the ?Amendment Effective Date?), by and between AudioEye, Inc. (the ?Company?) and Carr Bettis (?Executive?). ? WHEREAS, Executive and the Company are parties to a July 1, 2015 Executive Employment Agreement (the ?Employment Agre
June 25, 2021	EX-4.1	Certificate of Correction to the Certificate of Validation of AudioEye, Inc. relating to the Series A Convertible Preferred Stock of AudioEye, Inc. Exhibit 4.1 Conformed Copy as of June 25, 2021 CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. Pursuant to ? 102 of the General Corporation Law of the State of Delaware The undersigned, in order to form a corporation pursuant to Section 102 of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: The name of the Corporation is ?AudioEye, Inc.? SECOND: The address of the
June 25, 2021	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2021 AUDIOEYE, INC.
June 25, 2021	EX-4.2	Certificate of Correction to the Certificate of Validation relating to the Series A Convertible Preferred Stock (7) Exhibit 4.2 CERTIFICATE OF CORRECTION TO THE CERTIFICATE OF VALIDATION OF AUDIOEYE, INC. AudioEye, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify as follows. 1. The name of the corporation is AudioEye, Inc. 2. A Certificate of Validation of the Corporation (the ?Certificate of Validatio
June 23, 2021	EX-99.1	Kelly Georgevich Joins AudioEye as Chief Financial Officer With over 15 years of finance executive leadership, Kelly brings her experience at startups and mature companies in Silicon Valley and Australia Exhibit 99.1 Kelly Georgevich Joins AudioEye as Chief Financial Officer With over 15 years of finance executive leadership, Kelly brings her experience at startups and mature companies in Silicon Valley and Australia TUCSON, Ariz., June 23, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform, today announced Kelly Georgevich has joined the Company as Chief Fin
June 23, 2021	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2021 AUDIOEYE, INC.
June 23, 2021	EX-10.1	Executive Employment Agreement, dated June 10, 2021, between the Company and Kelly Georgevich Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of June 10, 2021 (the ?Effective Date?), by and between AudioEye, Inc., a Delaware corporation with an address at 5210 E. Williams Circle, Tucson, AZ 85711 (the ?Company?), and Kelly Georgevich, a natural person (?Executive?). W I T N E S E T H: WHEREAS, Executive and the
June 11, 2021	EX-10.1	Severance Agreement and General Release of All Claims, executed on June 10, 2021, between the Company and Sachin Barot EX-10.1 2 tm2119497d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEVERANCE AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS to: Sachin Barot FROM: David Moradi, on behalf of AudioEye, Inc. SUBJECT: Severance Agreement and General Release of All Claims DATE: May 19, 2021 On March 9, 2021, pursuant to the Employment Agreement by and between AudioEye, Inc. (“AudioEye”) and you effective May 16, 2019 (the “Employ
June 11, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 tm2119497d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 AUDIOEYE, INC. (Exact name of registrant as specified in charter) Delaware 001-38640 20-2939845 State of Other Jurisdiction of Incorporati
May 25, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 AUDIOEYE, INC.
May 19, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 AUDIOEYE, INC.
May 13, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 AUDIOEYE, INC.
May 13, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: 001-38640 AudioEy
May 13, 2021	EX-99.1	AudioEye Reports Record First Quarter 2021 Results Gross Margins Expand to Over 76% as Customer Count Grows 500% in Past Year Twenty-First Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2021 Results Gross Margins Expand to Over 76% as Customer Count Grows 500% in Past Year Twenty-First Consecutive Period of Record Revenue TUCSON, Ariz. ? May 13, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported financial results for
April 8, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 8, 2021	DEF 14A	- SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
March 23, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) March 8, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f
March 15, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 AUDIOEYE, INC.
March 15, 2021	EX-10.1	Performance Stock Unit Agreement, dated March 11, 2021 between the Company and David Moradi Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Performance Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Performance Stock Unit Agreement (the ?Agreement?), consisting of this cove
March 11, 2021	EX-10.38	Note Agreement dated April 15, 2020 between Liberty Capital Bank and AudioEye, Inc. Exhibit 10.38 U.S. Small Business Administration Paycheck Protection Program NOTE PAYCHECK PROTECTION PROGRAM SBA LOAN NO.: 20421771-05 DATE: April 15, 2020 LOAN AMOUNT: $1,301,365.00 INTEREST RATE: 1.00% BORROWER: AudioEye, Inc. LENDER: Liberty Capital Bank 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of One million three hundred one thousa
March 11, 2021	EX-99.1	AudioEye Reports Record Fourth Quarter and Full Year 2020 Results Twentieth Consecutive Period of Record Revenue and MRR Gross Margins Continue to Expand as Customer Count Grows 370% in Past Year Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2020 Results Twentieth Consecutive Period of Record Revenue and MRR Gross Margins Continue to Expand as Customer Count Grows 370% in Past Year TUCSON, Ariz. — March 11, 2021 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported
March 11, 2021	10-K	Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 333-177463 AudioEye, Inc.
March 11, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2021 AUDIOEYE, INC.
February 22, 2021	424B4	AudioEye, Inc. Common Stock Preferred Stock Debt Securities Stock Purchase Contracts Filed Pursuant to Rule 424(b)(3) Registration No. 333-252864 PROSPECTUS AudioEye, Inc. $150,000,000 Common Stock Preferred Stock Debt Securities Stock Purchase Contracts Warrants Rights Units We may offer and sell, from time to time in one or more offerings, up to $150,000,000 in the aggregate of common stock, preferred stock, debt securities, stock purchase contracts, warrants, rights and units,
February 19, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) January 4, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AudioEye, Inc. (Name of Issuer) common stock, par value $0.00001 (Title of Class of Securities) (CUSIP N UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AudioEye, Inc. (Name of Issuer) common stock, par value $0.00001 (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SC 13G/A 1 ea135602-13ga2purcellaudio.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check
February 12, 2021	EX-1.1	At Market Issuance Sales Agreement, dated as of February 11, 2021, between the Company and B. Riley Securities, Inc. Exhibit 1.1 AUDIOEYE, INC. Common Stock At Market Issuance Sales Agreement February 11, 2021 B. Riley Securities, Inc. 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 Ladies and Gentlemen: AudioEye, Inc., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with B. Riley Securities, Inc. (the ?Agent?), as follows: 1. Issuance and Sale of Shares. The Compan
February 12, 2021	424B5	Up to $30,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-252864 PROSPECTUS SUPPLEMENT (To Prospectus dated February 11, 2021) Up to $30,000,000 Common Stock We have entered into an At Market Issuance Sales Agreement, or the Sales Agreement, with B. Riley Securities, Inc., or B. Riley Securities, relating to the sale of shares of our common stock, par value $0.00001 per share, offered by this prospect
February 12, 2021	8-K	Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 AUDIOEYE, INC.
February 12, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 10, 2021	S-3/A	- S-3/A As filed with the Securities and Exchange Commission on February 10, 2021 Registration No.
February 10, 2021	CORRESP	- AUDIOEYE, INC. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 February 10, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: AudioEye, Inc. Registration Statement on Form S-3 (File No. 333-252864) Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules
February 9, 2021	EX-4.3	Form of Senior Indenture. EXHIBIT 4.3 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Senior Debt Securities AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b) 613 §312(a) 701, 702(a) (b) 702(b) (c) 702(c) §313(
February 9, 2021	S-3	Power of Attorney (12) As filed with the Securities and Exchange Commission on February 9, 2021 Registration No.
February 9, 2021	EX-4.4	Form of Subordinated Indenture EX-4.4 3 tm215635d1ex4-4.htm EXHIBIT 4.4 EXHIBIT 4.4 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Subordinated Debt Securities -i- AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b)
December 16, 2020	EX-99.1	AudioEye Announces Customer Update and Preliminary Outlook for Fourth Quarter 2020 and Full Year 2021 Revenue EX-99.1 2 tm2038596d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 AudioEye Announces Customer Update and Preliminary Outlook for Fourth Quarter 2020 and Full Year 2021 Revenue TUCSON, Ariz. — December 16, 2020 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, provided a customer update and its prelimi
December 16, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm2038596d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 AUDIOEYE, INC. (Exact name of registrant as specified in charter) Delaware 001-38640 20-2939845 State of Other Jurisdiction of Incorpo
December 14, 2020	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 SC 13G/A 1 audiosc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r
December 10, 2020	EX-10.5	Form of Incentive Stock Option Award Agreement under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.5 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Incentive Stock Option Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an Option to purchase shares of the Company?s common stock to you, the Participant named below. The terms and conditions of the Option Award are set forth in this Incentive Stock Option Award Agreement (
December 10, 2020	EX-10.6	Form of Non-Qualified Stock Option Award Agreement under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.6 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Non-Qualified Stock Option Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an Option to purchase shares of the Company?s common stock to you, the Participant named below. The terms and conditions of the Option Award are set forth in this Non-Qualified Stock Option Award Agr
December 10, 2020	EX-10.2	Form of Restricted Stock Unit Award Agreement (Time-Based) under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.2 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Restricted Stock Unit Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Restricted Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit Award Agreement (the ?Agreement?), consisting of
December 10, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2020 AUDIOEYE, INC.
December 10, 2020	EX-10.4	Form of Performance Stock Unit Award Agreement (Performance-Based) under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.4 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Performance Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Performance Stock Unit Agreement (the ?Agreement?), consisting of this cove
December 10, 2020	EX-10.7	Form of Other Stock-Based Award Agreement under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.7 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Other Stock-Based Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an Other Stock-Based Award of Common Stock to you, the Participant named below. The terms and conditions of this Award are set forth in this Other Stock-Based Award Agreement (the ?Agreement?), consisting of
December 10, 2020	EX-10.3	Form of Restricted Stock Unit Award Agreement (Non-Employee Director Awards) under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.3 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Restricted Stock Unit Agreement (Non-Employee Director Awards) AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Restricted Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit Award Agreement (the ?Ag
December 10, 2020	EX-10.1	AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the AudioEye, Inc. 2020 Equity Incentive Plan (the ?Plan?) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those of the Company?s stockholders, and to thereby promote the Company?s long-term
December 9, 2020	S-8	- FORM S-8 As filed with the Securities and Exchange Commission on December 9, 2020 Registration No.
November 13, 2020	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: 001-38640 Aud
November 13, 2020	EX-10.1	Executive Employment Agreement dated August 13, 2020 between Dominic Varacalli and AudioEye, Inc. (18) Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of August 13, 2020 (the “Effective Date”), by and between AudioEye, Inc., a Delaware corporation with an address at 5210 E. Williams Circle, Tucson, AZ 85711 (the “Company”), and Dominic Varacalli, a natural person (“Executive”). W I T N E S E T H: WHEREAS, prior to the Ef
November 12, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 AUDIOEYE, INC.
November 12, 2020	EX-99.1	AudioEye Reports Third Quarter 2020 Results Record Total Customer Count, MRR and Total Revenue Exhibit 99.1 AudioEye Reports Third Quarter 2020 Results Record Total Customer Count, MRR and Total Revenue TUCSON, Ariz. — November 12, 2020 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the third quarter ended September 30, 2020. Third Quarter 2020 Financia
November 9, 2020	DEF 14A	AudioEye, Inc. 2020 Equity Incentive Plan (8) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
October 30, 2020	PRE 14A	- PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
September 24, 2020	EX-99.1	JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.
September 24, 2020	EX-3.1	Amended and Restated ByLaws as of August 13, 2020 (7) Exhibit 3.1 BY-LAWS OF AUDIOEYE, INC. (a Delaware corporation) (as amended as of August 13, 2020) ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent. SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office at such place or places, e
September 24, 2020	SC 13G	AEYE / AudioEye, Inc. / Greenhaven Road Investment Management, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AudioEye, Inc. (Name of Issuer) common stock, par value $0.00001 (Title of Class of Securities) 050734201 (CUSIP Number) September 15, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
September 24, 2020	8-K/A	Financial Statements and Exhibits - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
August 27, 2020	S-3MEF	- S-3MEF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUDIOEYE, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 20-2939845 (I.R.S. Employer Identification No.) 5210 E. Williams Circle, Suite 750 Tucson, Arizona 85711 (866) 331-5324 (
August 27, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2020 AudioEye, Inc.
August 27, 2020	424B5	411,513 Shares AUDIOEYE, INC. Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-237545 Registration No. 333-248435 PROSPECTUS SUPPLEMENT (To Prospectus dated April 15, 2020) 411,513 Shares AUDIOEYE, INC. Common Stock We are offering 411,513 shares of our common stock, par value $0.00001 per share. Our common stock is listed on The NASDAQ Capital Market under the symbol “AEYE.” On August 24, 2020, the last reported sales pr
August 27, 2020	EX-1.1	Underwriting Agreement, dated August 27, 2020, by and between the Company and B. Riley Securities, Inc. Exhibit 1.1 AUDIOEYE, INC. (a Delaware corporation) Common Stock UNDERWRITING AGREEMENT August 27, 2020 B. Riley Securities, Inc. 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 Ladies and Gentlemen: AudioEye, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to B. Riley Securities, Inc. (the “Underwriter”), an aggregate of 411,513 shares (the “Firm Shares”) of
August 27, 2020	EX-99.1	AudioEye Announces Pricing of Upsized $7.3 Million Public Offering of Common Stock Exhibit 99.1 AudioEye Announces Pricing of Upsized $7.3 Million Public Offering of Common Stock TUCSON, Ariz. – August 27, 2020 – AudioEye, Inc. (NASDAQ: AEYE) (“AudioEye” or the “Company”), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, today announced the pricing of an underwritten public offering of 411,513 shares of its co
August 26, 2020	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
August 26, 2020	424B5	Subject to Completion dated August 26, 2020 Filed Pursuant to Rule 424(b)(5) Registration No. 333-237545 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and are not soliciting an offer to buy these securities, in any jurisdiction where the offer or sal
August 24, 2020	EX-10.1	Amended and Restated Employment Agreement by and between AudioEye, Inc. and David Moradi, dated April 5, 2022 (21) Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of August 20, 2020 (“Effective Date”), by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”). W I T N E S E T H: The Company and Executive hereby agree as follows: 1. Employment and Duties. (a) The Company agrees to employ Executive and Executive agre
August 24, 2020	EX-10.2	Notice of Award of Performance Shares to David Moradi dated August 20, 2020 under the AudioEye, Inc. 2019 Equity Incentive Plan Exhibit 10.2 AudioEye, Inc. 2019 Equity Incentive Plan Notice of Award of Performance Shares The Participant is hereby provided this Notice of the following grant of Performance Shares with respect to shares of the Common Stock of AudioEye, Inc., a Delaware corporation (the “Company”) under the AudioEye, Inc. 2019 Equity Incentive Plan, as amended from time to time (the “Plan”). All capitalized te
August 24, 2020	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
August 18, 2020	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2020 AUDIOEYE, INC.
August 18, 2020	S-8	- S-8 As filed with the Securities and Exchange Commission on August 17, 2020 Registration No.
August 18, 2020	EX-99.1	BY-LAWS AUDIOEYE, INC. (a Delaware corporation) ARTICLE I Exhibit 99.1 BY-LAWS OF AUDIOEYE, INC. (a Delaware corporation) ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent. SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office at such place or places, either within or without the State
August 13, 2020	EX-99.1	AudioEye Reports Second Quarter 2020 Results Eighteenth Straight Quarter of Record Revenue, First-Ever $5M Revenue Quarter, Nearly Triples Customer Count to over 20,000 since last year-end Exhibit 99.1 AudioEye Reports Second Quarter 2020 Results Eighteenth Straight Quarter of Record Revenue, First-Ever $5M Revenue Quarter, Nearly Triples Customer Count to over 20,000 since last year-end TUCSON, Ariz. — August 13, 2020 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported finan
August 13, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: 001-38640 AudioEye
August 13, 2020	EX-10.1	AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020) Exhibit 10.1 AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020) 1. Purpose; Eligibility. 1.1 General Purpose. The name of this plan is the AudioEye, Inc. 2019 Equity Incentive Plan. The purposes of the Plan are to (a) enable AudioEye, Inc., a Delaware corporation, and any Affiliate to attract and retain the types of Employees, Consultants and Directors who will con
August 13, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2020 AUDIOEYE, INC.
July 20, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2020 AUDIOEYE, INC.
June 4, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 AUDIOEYE, INC.
May 22, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 tm2020792d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2020 AUDIOEYE, INC. (Exact name of registrant as specified in charter) Delaware 20-2939845 State of Other Jurisdiction of Incorporation IRS Empl
May 20, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2020 AUDIOEYE, INC.
May 15, 2020	EX-3.1	Certificate of Validation dated March 27, 2020, together with Certificate of Designations Series A Preferred Stock, effective May 1, 2015, all as filed in the Office of the Delaware Secretary of State on March 27, 2020 (1) Exhibit 3.1 CERTIFICATE OF VALIDATION OF AUDIOEYE, INC. Pursuant to Section 204 of the General Corporation Law of the State of Delaware AudioEye, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies as follows: 1. The defective corporate act that is the subject of this Certificate of Validation is the issuance of 175,000 shares of the Co
May 15, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: 001-38640 AudioEy
May 14, 2020	EX-99.1	AudioEye Reports First Quarter 2020 Results Seventeenth Straight Quarter of Record Revenue and Continued New Customer Adoption Drives Significantly Improved Profitability Metrics Exhibit 99.1 AudioEye Reports First Quarter 2020 Results Seventeenth Straight Quarter of Record Revenue and Continued New Customer Adoption Drives Significantly Improved Profitability Metrics TUCSON, Ariz. — May 14, 2020 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported financial results
May 14, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 AUDIOEYE, INC.

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