Mga Batayang Estadistika
LEI | 549300NNLSIMY6Z8OT86 |
CIK | 66756 |
SEC Filings
SEC Filings (Chronological Order)
August 7, 2025 |
Exhibit 99 For Release: August 7, 2025 Investor Contact: 218-723-3952 shareholder@allete. |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. ( |
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August 7, 2025 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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August 7, 2025 |
Exhibit 4 SUPPLEMENTAL INDENTURE ALLETE, Inc. (formerly Minnesota Power & Light Company and formerly Minnesota Power, Inc.) TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York (formerly Irving Trust Company)) AND SHERMA THOMAS (successor to Richard H. West, J. A. Austin, E. J. McCabe, D. W. May, J. A. Vaughan, W. T. Cunningham, Douglas J. MacInnes, Ming Ryan, Philip L. Watson, Andres Ser |
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August 7, 2025 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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August 7, 2025 |
Amendment to Articles of Incorporation, dated as of May 13, 2025 Exhibit 3 ARTICLES OF AMENDMENT OF ALLETE, INC. Amending paragraphs 5, 7, 8, 9, 10, 11, 12, 13, and 15 of Article III and paragraph 1 of Article VI of ALLETE, Inc.’s Articles of Incorporation as Amended and Restated as of May 8, 2001 as previously amended as of September 20, 2004, May 28, 2009 and May 19, 2010 1.Article III, Section 5, of the Articles of Incorporation of ALLETE, Inc., as Amended a |
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August 7, 2025 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jeffrey J. |
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July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - July 9, 2025 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer in |
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June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 or ¨ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE AND AFFILIATED COMPANIE |
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May 15, 2025 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - May 13, 2025 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer in |
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May 8, 2025 |
Note Purchase Agreement, dated March 25, 2025, between ALLETE and the purchasers named therein. Exhibit 4 EXECUTION COPY ALLETE, INC. $120,000,000 5.38% Senior Notes Due March 25, 2030 $30,000,000 5.82% Senior Notes Due March 25, 2035 Note Purchase Agreement Dated March 25, 2025 {00547113.DOC; 9} Exhibit 4 Table of Contents Page SECTION 2. Sale and Purchase of Notes 1 SECTION 3. Closing 1 SECTION 4. Conditions to Closing 2 Section 4.1 Representations and Warranties 2 Section 4.2 Performance; |
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May 8, 2025 |
Exhibit 99 For Release: May 8, 2025 Investor Contact: 218-723-3952 shareholder@allete. |
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May 8, 2025 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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May 8, 2025 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jeffrey J. |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. |
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May 8, 2025 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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May 6, 2025 |
Exhibit 1(f) AMENDMENT NO. 3 TO FOURTH AMENDED AND RESTATED DISTRIBUTION AGREEMENT , 202 Lampert Capital Markets, Inc. 444 Madison Avenue, 4th Floor New York, NY 10022 Attention: Randy Lampert Ladies and Gentlemen: Reference is hereby made to that certain Fourth Amended and Restated Distribution Agreement, dated February 25, 2015, between the parties hereto and thereto, as amended by Amendment No. |
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May 6, 2025 |
Exhibit 5(a) JULIE L. PADILLA Vice President, Chief Legal Officer and Corporate Secretary 218-279-5000 E-mail [email protected] May 6, 2025 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802-2093 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S‑3 (the “Registration Statement”) to be filed by ALLETE, Inc. (“Company”), on or about the date hereof, with the |
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May 6, 2025 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-3 of ALLETE, Inc. |
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May 6, 2025 |
Statement of Eligibility on Form T‑2 of Sherma Thomas with respect to the Mortgage. Exhibit 25(b) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-2 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF AN INDIVIDUAL DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] SHERMA THOMAS (Name of trustee) 240 Greenwich Street Floor 7E New York, NY 10286 (Business address: |
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May 6, 2025 |
Consent of Morgan, Lewis & Bockius LLP (included in opinion, attached hereto as Exhibit 5(b)). Exhibit 5(b) May 6, 2025 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802-2093 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S‑3 (the “Registration Statement”) to be filed by ALLETE, Inc. (“Company”), on or about the date hereof, with the Securities and Exchange Commission (“Commission”) under the Securities Act of 1933, as amended (“Securities Act”), fo |
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May 6, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) ALLETE, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forw |
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May 6, 2025 |
Form of Supplemental Indenture relating to the first mortgage bonds. Exhibit 4(c)(3) ALLETE, Inc. (formerly Minnesota Power & Light Company and formerly Minnesota Power, Inc.) TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York (formerly Irving Trust Company)) AND SHERMA THOMAS (successor to Richard H. West, J. A. Austin, E. J. McCabe, D. W. May, J. A. Vaughan, W. T. Cunningham, Douglas J. MacInnes, Ming Ryan, Philip L. Watson, Andres Serrano, Eva Waite a |
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May 6, 2025 |
As filed with the Securities and Exchange Commission on May 6, 2025 As filed with the Securities and Exchange Commission on May 6, 2025 Registration Statement No. |
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May 6, 2025 |
Statement of Eligibility on Form T‑1 of The Bank of New York Mellon with respect to the Mortgage. Exhibit 25(a) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdicti |
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April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - April 16, 2025 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - March 11, 2025 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employe |
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March 11, 2025 |
ALLETE names Jeff Scissons chief financial officer Exhibit 99 For Release: 3/11/2025 Media Contact: Amy Rutledge Director, Corporate Communications 218-723-7400 arutledge@allete. |
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March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - March 11, 2025 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer |
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February 14, 2025 |
Exhibit 5(a) JULIE L. PADILLA Vice President, Chief Legal Officer and Corporate Secretary 218-279-5000 E-mail [email protected] February 14, 2025 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802-2093 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (the “Registration Statement”) to be filed by ALLETE, Inc. (“Company”), on or about the date hereof, wit |
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February 14, 2025 |
Consent of Morgan, Lewis & Bockius LLP (included in opinion, attached hereto as Exhibit 5(b)). Exhibit 5(b) February 14, 2025 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802-2093 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (the “Registration Statement”) to be filed by ALLETE, Inc. (“Company”), on or about the date hereof, with the Securities and Exchange Commission (“Commission”) under the Securities Act of 1933, as amended (“Securities Act |
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February 14, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) ALLETE, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price Fee rate Amount of registration fee |
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February 14, 2025 |
As filed with the Securities and Exchange Commission on February 14, 2025 As filed with the Securities and Exchange Commission on February 14, 2025 Registration Statement No. |
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February 13, 2025 |
Subsidiaries of the Registrant. Exhibit 21 SUBSIDIARIES OF THE REGISTRANT As of December 31, 2024 Name of Organization (a) State or Country ALLETE, Inc. |
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February 13, 2025 |
Policy Relating to Recovery of Erroneously Awarded Compensation. Exhibit 97 Approved by the ALLETE Board Of Directors on October 27, 2023 ALLETE, INC. |
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February 13, 2025 |
Exhibit 99 For Release: February 13, 2025 Investor Contact: 218-723-3952 shareholder@allete. |
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February 13, 2025 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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February 13, 2025 |
Insider Trading Policies and Procedures. Exhibit 19 Approved by the ALLETE Board of Directors on January 29, 2025 ALLETE, INC. |
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February 13, 2025 |
Exhibit 10(h)16 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN PERFORMANCE SHARE GRANT «Employee» In accordance with the terms of ALLETE’s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE’s Board of Directors, ALLETE hereby grants to you (the "Participant") Performance Shares, as set fo |
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February 13, 2025 |
Exhibit 10(h)15 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNIT GRANT «Employee» In accordance with the terms of ALLETE’s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE’s Board of Directors, ALLETE hereby grants to you (the "Participant") Restricted Stock Units (“ |
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February 13, 2025 |
ALLETE Executive Annual Incentive Plan Form of Award ALLETE Clean Energy Effective 2025. Exhibit 10(e)10 ALLETE Executive Annual Incentive Plan Form of Award Effective 2025 [Eligible ALLETE Clean Energy Employees] Target Award Opportunity Base Salary $ Times Award Opportunity (percent of base salary) % Equals Target Award $ Performance Levels and Award Amounts Goal Performance Level Payout as Percent of Target Award Award Amount Superior 200% $ Target 100% $ Threshold 50% $ Below Threshold 0% $ Goals Goal Weighting Financial Goals ALLETE Net Income 15% ALLETE Clean Energy Net Income 45% Strategic and Operational & Values Goals 40% 100% Compensation Subject to Compensation Recovery Policy Annual Incentive Plan Compensation is subject to recoupment as defined in the Compensation Recovery policy. |
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February 13, 2025 |
ALLETE Executive Annual Incentive Plan Form of Award Effective 2025. Exhibit 10(e)9 ALLETE Executive Annual Incentive Plan Form of Award Effective 2025 [Eligible Executive Employees] Target Award Opportunity Base Salary $ Times Award Opportunity (percent of base salary) % Equals Target Award $ Performance Levels and Award Amounts Goal Performance Level Payout as Percent of Target Award Award Amount Superior 200% $ Target 100% $ Threshold 44% $ Below Threshold 0% $ Goals Goal Weighting Financial Goals Net Income 50% Cash from Operating Activities 20% Strategic and Operational & Values Goals 30% 100% Compensation Subject to Compensation Recovery Policy Annual Incentive Plan Compensation is subject to recoupment as defined in the Compensation Recovery policy. |
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February 13, 2025 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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February 13, 2025 |
Exhibit 10(b)5 Execution Version FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT dated as of June 4, 2024 (this “Amendment”) is among ALLETE, INC. |
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February 13, 2025 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. (Exact name of |
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February 13, 2025 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining- Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) ( |
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January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - January 24, 2025 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employe |
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December 19, 2024 |
Exhibit 99.1 For Release: 12/19/24 ALLETE receives FERC approval for proposed transaction with Canada Pension Plan Investment Board and Global Infrastructure Partners Expects transaction to close in mid-2025 DULUTH, Minn.— ALLETE, Inc. (NYSE: ALE) announced that the Federal Energy Regulatory Commission (FERC) approved the company’s proposed transaction with Canada Pension Plan Investment Board (CP |
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December 19, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - December 19, 2024 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employ |
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October 30, 2024 |
Extraordinary Compensation Award and Opportunity Effective September 25, 2023. Extraordinary Compensation Award and Opportunity Jeff Scissons The following Extraordinary Compensation award and opportunity is made for Jeff Scissons in connection with the Polaris Project (“Project”): Milestone Based Bonus Opportunity This describes the bonus opportunities you will be eligible to earn based on your performance through transaction closing (anticipated to be late 2024/early 2025). |
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October 30, 2024 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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October 30, 2024 |
Exhibit 99 For Release: October 30, 2024 Investor Contact: 218-723-3952 shareholder@allete. |
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October 30, 2024 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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October 30, 2024 |
ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN PERFORMANCE SHARE GRANT Jeff Scissons In accordance with the terms of ALLETE’s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE’s Board of Directors, ALLETE hereby grants to you (the "Participant") Performance Shares, as set forth below, su |
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October 30, 2024 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, I |
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September 25, 2024 |
XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT Corporate and Other Segment [Member] Office of Natural Resources [Member] Office of Surface Mining [Member] Center Mine [Member] UNITED STATES Coal (Lignite) [Member] |
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September 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLETE, Inc. (Exact name of the registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer incorporation or organization) Identification No.) 30 West Superior Street Duluth, Minnesota 55802-2093 (Address of pri |
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September 25, 2024 |
iso4217:USD 0000066756 2023-01-01 2023-12-31 0000066756 4 2023-01-01 2023-12-31 0000066756 1 2023-01-01 2023-12-31 0000066756 5 2023-01-01 2023-12-31 0000066756 2 2023-01-01 2023-12-31 0000066756 3 2023-01-01 2023-12-31 0000066756 6 2023-01-01 2023-12-31 0000066756 ale:OfficeOfNaturalResourcesMember ale:CorporateAndOtherSegmentMember 2023-01-01 2023-12-31 0000066756 ale:OfficeOfSurfaceMiningMember |
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September 25, 2024 |
Disclosure of payments by resource extraction issuer for the fiscal year ended December 31, 2023 Exhibit 2.01 Reporting Entity Name: ALLETE INC Currency Used to Make Payments: USD Fiscal Year: 1/1/2023 - 12/31/2023 Business Segment: Corporate and Other Country Payee Name Project Name Resource Subject to Commercial Development Method of Extraction Major Subnational Political Jurisdiction of the Project Taxes Royalties Fees Total Amount Paid United States of America Office of Natural Resources |
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August 21, 2024 |
Exhibit 99.1 For Release: August 21, 2024 ALLETE shareholders approve proposed transaction with Canada Pension Plan Investment Board and Global Infrastructure Partners ALLETE continues to expect transaction to close in mid-2025 DULUTH, Minn.— ALLETE, Inc. (NYSE: ALE) announced that its shareholders voted today to approve the company’s proposed transaction with Canada Pension Plan Investment Board |
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August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - August 21, 2024 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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August 1, 2024 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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August 1, 2024 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. ( |
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August 1, 2024 |
Note Purchase Agreement, dated June 27, 2024, between ALLETE and the purchasers named therein. Exhibit 4 ALLETE, INC. $100,000,000 5.94% Senior Notes Due September 5, 2029 $50,000,000 6.18% Senior Notes Due September 5, 2034 Note Purchase Agreement Dated June 27, 2024 Table of Contents Page SECTION 2. Sale and Purchase of Notes 1 SECTION 3. Closing 1 SECTION 4. Conditions to Closing 2 Section 4.1 Representations and Warranties 2 Section 4.2 Performance; No Default 2 Section 4.3 Compliance C |
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August 1, 2024 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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August 1, 2024 |
Notice of Prepayment to the Holders of the 2.65% Senior Notes due September 10, 2025 of ALLETE, Inc. Exhibit 99.2 NOTICE OF PREPAYMENT TO THE HOLDERS OF THE 2.65% Senior Notes due September 10, 2025 of ALLETE, Inc. Prepayment Date: September 5, 2024 NOTICE IS HEREBY GIVEN, pursuant to Section 8.2 of the Note Purchase Agreement dated as of September 10, 2020 (the “Note Purchase Agreement”), between ALLETE, Inc., a Minnesota corporation (the “Company”), and the Purchasers listed in the Purchasers S |
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August 1, 2024 |
Exhibit 99.1 For Release: August 1, 2024 Investor Contact: Vince Meyer 218-723-3952 NEWS [email protected] ALLETE, Inc. reports second quarter 2024 earnings DULUTH, Minn. - ALLETE, Inc. (NYSE: ALE) today reported second quarter 2024 earnings of 57 cents per share on net income of $33.0 million. Last year’s second quarter results were 90 cents per share on net income of $51.5 million. Net income fo |
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July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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July 10, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ |
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June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 or ¨ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE AND AFFILIATED COMPANIE |
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June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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June 21, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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June 20, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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June 20, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) ALLETE, Inc. |
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June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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May 20, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - May 14, 2024 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer in |
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May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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May 9, 2024 |
1-3548 (March 31, 2024, Form 10-Q) Exhibit 4 SUPPLEMENTAL INDENTURE ALLETE, Inc. (formerly Minnesota Power & Light Company and formerly Minnesota Power, Inc.) TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York (formerly Irving Trust Company)) AND SHERMA THOMAS (successor to Richard H. West, J. A. Austin, E. J. McCabe, D. W. May, J. A. Vaughan, W. T. Cunningham, Douglas J. MacInnes, Ming Ryan, Philip L. Watson, Andres Ser |
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May 9, 2024 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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May 9, 2024 |
Exhibit 99 For Release: May 9, 2024 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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May 9, 2024 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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May 9, 2024 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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May 6, 2024 |
ALLETE, Inc. • 30 West Superior Street, Duluth, Minnesota 55802 Exhibit 99.1 ALLETE Enters Agreement to be Acquired by a Partnership Led by Canada Pension Plan Investment Board and Global Infrastructure Partners to Advance ‘Sustainability-in-Action’ Strategy •Positions ALLETE to Execute Clean-Energy Future for Customers, Communities and Employees as a Private Company •ALLETE to Remain Locally Managed and Operated with Headquarters in Duluth, Minnesota •Agreeme |
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May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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May 6, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among ALLETE, INC., ALLOY PARENT LLC and ALLOY MERGER SUB LLC Dated as of May 5, 2024 Exhibit 2.1 TABLE OF CONTENTS ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 The Effective Time 2 Section 1.03 The Closing 2 Section 1.04 Effects of the Merger 3 Section 1.05 Surviving Corporation Organizational Documents 3 Section 1.0 |
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May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - May 5, 2024 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer inc |
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May 6, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among ALLETE, INC., ALLOY PARENT LLC and ALLOY MERGER SUB LLC Dated as of May 5, 2024 Exhibit 2.1 TABLE OF CONTENTS ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 The Effective Time 2 Section 1.03 The Closing 2 Section 1.04 Effects of the Merger 3 Section 1.05 Surviving Corporation Organizational Documents 3 Section 1.0 |
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May 6, 2024 |
Joint Press Release, dated May 6, 2024 Exhibit 99.1 ALLETE Enters Agreement to be Acquired by a Partnership Led by Canada Pension Plan Investment Board and Global Infrastructure Partners to Advance ‘Sustainability-in-Action’ Strategy •Positions ALLETE to Execute Clean-Energy Future for Customers, Communities and Employees as a Private Company •ALLETE to Remain Locally Managed and Operated with Headquarters in Duluth, Minnesota •Agreeme |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - March 19, 2024 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer |
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February 20, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation. Exhibit 97 Approved by the ALLETE Board Of Directors on October 27, 2023 ALLETE, INC. |
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February 20, 2024 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining- Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) ( |
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February 20, 2024 |
Subsidiaries of the Registrant. Exhibit 21 SUBSIDIARIES OF THE REGISTRANT As of December 31, 2023 Name of Organization (a) State or Country ALLETE, Inc. |
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February 20, 2024 |
ALLETE Executive Annual Incentive Plan Form of Award ALLETE Clean Energy Effective 2024. Exhibit 10(e)9 ALLETE Executive Annual Incentive Plan Form of Award Effective 2024 [Eligible ALLETE Clean Energy Employees] Target Award Opportunity Base Salary $ Times Award Opportunity (percent of base salary) % Equals Target Award $ Performance Levels and Award Amounts Goal Performance Level Payout as Percent of Target Award Award Amount Superior 200% $ Target 100% $ Threshold 50% $ Below Threshold 0% $ Goals Goal Weighting Financial Goals ALLETE Net Income 15% ALLETE Clean Energy Net Income 45% Strategic and Operational & Values Goals 40% 100% Compensation Subject to Compensation Recovery Policy Annual Incentive Plan Compensation is subject to recoupment as defined in the Compensation Recovery policy. |
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February 20, 2024 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - February 20, 2024 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File |
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February 20, 2024 |
ALLETE Executive Annual Incentive Plan Form of Award Effective 2024. Exhibit 10(e)8 ALLETE Executive Annual Incentive Plan Form of Award Effective 2024 [Eligible Executive Employees] Target Award Opportunity Base Salary $ Times Award Opportunity (percent of base salary) % Equals Target Award $ Performance Levels and Award Amounts Goal Performance Level Payout as Percent of Target Award Award Amount Superior 200% $ Target 100% $ Threshold 44% $ Below Threshold 0% $ Goals Goal Weighting Financial Goals Net Income 50% Cash from Operating Activities 20% Strategic and Operational & Values Goals 30% 100% Compensation Subject to Compensation Recovery Policy Annual Incentive Plan Compensation is subject to recoupment as defined in the Compensation Recovery policy. |
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February 20, 2024 |
Exhibit 10(f)4 ALLETE AND AFFILIATED COMPANIES SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN II Amended and Restated Effective October 27, 2023 Exhibit 10(f)4 TABLE OF CONTENTS Page ARTICLE 1 Establishment and Purpose. |
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February 20, 2024 |
Exhibit 10(h)16 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN PERFORMANCE SHARE GRANT Name In accordance with the terms of ALLETE’s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE’s Board of Directors, ALLETE hereby grants to you (the "Participant") Performance Shares, as set forth be |
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February 20, 2024 |
Exhibit 99 For Release: February 20, 2024 NEWS Investor Contact: Vince Meyer 218-723-3952 vmeyer@allete. |
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February 20, 2024 |
Exhibit 10(h)15 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNIT GRANT Name In accordance with the terms of ALLETE’s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE’s Board of Directors, ALLETE hereby grants to you (the "Participant") Restricted Stock Units (“RSU’s” |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - February 20, 2024 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employ |
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February 20, 2024 |
Exhibit 10(n)2 AMENDED AND RESTATED ALLETE AND AFFILIATED COMPANIES CHANGE IN CONTROL SEVERANCE PLAN ALLETE’s Board of Directors has determined that it is in the best interest of ALLETE and its shareholders to foster the continued dedication and objectivity of certain key members of the Company's management notwithstanding the possibility or occurrence of an acquisition by another company or other change in control of the Company. |
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February 20, 2024 |
ALLETE Executive Annual Incentive Plan, as amended and restated, effective December 21, 2023. Exhibit 10(e)7 AMENDED AND RESTATED ALLETE EXECUTIVE ANNUAL INCENTIVE PLAN With Amendments through December 21, 2023 Exhibit 10(e)7 AMENDED AND RESTATED ALLETE EXECUTIVE ANNUAL INCENTIVE PLAN Article 1. |
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February 20, 2024 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. (Exact name of |
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February 20, 2024 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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February 13, 2024 |
ALE / ALLETE, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0006-alleteinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: ALLETE Inc Title of Class of Securities: Common Stock CUSIP Number: 018522300 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule purs |
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November 2, 2023 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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November 2, 2023 |
Exhibit 99 For Release: November 2, 2023 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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November 2, 2023 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, I |
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November 2, 2023 |
Exhibit 10 THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT dated as of October 17, 2023 (this “Amendment”) is among ALLETE, INC. |
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November 2, 2023 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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August 8, 2023 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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August 8, 2023 |
Exhibit 99 For Release: August 8, 2023 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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August 8, 2023 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. ( |
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August 8, 2023 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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August 8, 2023 |
1-3548 (June 30, 2023, Form 10-Q) Exhibit 4 ALLETE, Inc. (formerly Minnesota Power & Light Company and formerly Minnesota Power, Inc.) TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York (formerly Irving Trust Company)) AND JANET LEE (successor to Richard H. West, J. A. Austin, E. J. McCabe, D. W. May, J. A. Vaughan, W. T. Cunningham, Douglas J. MacInnes, Ming Ryan, Philip L. Watson, Andres Serrano and Eva Waite) As Trus |
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June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 or ¨ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE AND AFFILIATED COMPANIE |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - May 9, 2023 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer inc |
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May 3, 2023 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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May 3, 2023 |
Exhibit 99 For Release: May 3, 2023 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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May 3, 2023 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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May 3, 2023 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. |
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March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - February 16, 2023 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employ |
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February 16, 2023 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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February 16, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. (Exact name of |
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February 16, 2023 |
Exhibit 99 For Release: February 16, 2023 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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February 16, 2023 |
Exhibit 10(h)17 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN PERFORMANCE SHARE GRANT Name In accordance with the terms of ALLETE’s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE’s Board of Directors, ALLETE hereby grants to you (the "Participant") Performance Shares, as set forth be |
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February 16, 2023 |
Exhibit 10(j)6 ALLETE, INC. Non-Employee Director Compensation Effective January 1, 2023 Board Retainers (1) (2) Stock Cash $110,000 $85,000 Committee Cash Retainers (1) (2) Audit Executive Compensation & Human Capital Corporate Governance & Nominating $10,000 $10,000 $10,000 Chair Cash Retainers (1) (2) Audit Executive Compensation & Human Capital Corporate Governance & Nominating $12,000 $7,500 |
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February 16, 2023 |
Exhibit 10(e)8 ALLETE Executive Annual Incentive Plan Form of Award Effective 2023 [Eligible Executive Employees] Target Award Opportunity Base Salary $ Times Award Opportunity (percent of base salary) % Equals Target Award $ Performance Levels and Award Amounts Goal Performance Level Payout as Percent of Target Award Award Amount Superior 200% $ Target 100% $ Threshold 44% $ Below Threshold 0% $ Goals Goal Weighting Financial Goals Net Income 50% Cash from Operating Activities 20% Strategic & Operational & Values Goals 30% 100% Compensation Subject to Compensation Recovery Policy Annual Incentive Plan Compensation is subject to recoupment as defined in the Compensation Recovery policy. |
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February 16, 2023 |
Subsidiaries of the Registrant. Exhibit 21 SUBSIDIARIES OF THE REGISTRANT As of December 31, 2022 Name of Organization (a) State or Country ALLETE, Inc. |
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February 16, 2023 |
Exhibit 10(e)9 ALLETE Executive Annual Incentive Plan Form of Award Effective 2023 [Eligible ALLETE Clean Energy Employees] Target Award Opportunity Base Salary $ Times Award Opportunity (percent of base salary) % Equals Target Award $ Performance Levels and Award Amounts Goal Performance Level Payout as Percent of Target Award Award Amount Superior 200% $ Target 100% $ Threshold 50% $ Below Threshold 0% $ Goals Goal Weighting Financial Goals ALLETE Net Income 15% ALLETE Clean Energy Net Income 45% Strategic and Operational & Values Goals 40% 100% Compensation Subject to Compensation Recovery Policy Annual Incentive Plan Compensation is subject to recoupment as defined in the Compensation Recovery policy. |
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February 16, 2023 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining- Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) ( |
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February 16, 2023 |
Exhibit 10(h)16 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNIT GRANT Name In accordance with the terms of ALLETE’s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE’s Board of Directors, ALLETE hereby grants to you (the "Participant") Restricted Stock Units (“RSU’s” |
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February 16, 2023 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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February 9, 2023 |
ALE / ALLETE Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0007-alleteinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: ALLETE Inc. Title of Class of Securities: Common Stock CUSIP Number: 018522300 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pur |
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December 13, 2022 |
Page 1 of 2 ALLETE, Inc. 30 West Superior Street, Duluth, Minnesota 55802 December 13, 2022 Mr. Ethan Horowitz Accounting Branch Chief United States Securities and Exchange Commission Division of Corporate Finance Washington, D.C. 20549 RE: ALLETE, Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Filed February 16, 2022 Response dated October 26, 2022 Response dated November 18, 2022 File No. 001-03548 Dear Mr. Horowitz: Set forth below is the response of ALLETE, |
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November 18, 2022 |
Page 1 of 2 ALLETE, Inc. 30 West Superior Street, Duluth, Minnesota 55802 November 18, 2022 United States Securities and Exchange Commission Division of Corporate Finance Office of Energy & Transportation Washington, D. |
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November 9, 2022 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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November 9, 2022 |
1-3548 (Sept. 30, 2022, Form 10-Q) Exhibit 4 ALLETE, Inc. (formerly Minnesota Power & Light Company and formerly Minnesota Power, Inc.) TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York (formerly Irving Trust Company)) AND JANET LEE (successor to Richard H. West, J. A. Austin, E. J. McCabe, D. W. May, J. A. Vaughan, W. T. Cunningham, Douglas J. MacInnes, Ming Ryan, Philip L. Watson, Andres Serrano and Eva Waite) As Trus |
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November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, I |
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November 9, 2022 |
Exhibit 99 For Release: November 9, 2022 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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November 9, 2022 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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November 9, 2022 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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October 26, 2022 |
Page 1 of 4 ALLETE, Inc. 30 West Superior Street, Duluth, Minnesota 55802 CORRESP 1 filename1.htm October 26, 2022 United States Securities and Exchange Commission Division of Corporate Finance Office of Energy & Transportation Washington, D.C. 20549 RE: ALLETE, Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Filed February 16, 2022 File No. 001-03548 Dear Mr. Horowitz: Set forth below is the response of ALLETE, Inc. to the comments of the staff (the “Staff”) of |
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September 28, 2022 |
Page 1 of 1 ALLETE, Inc. · 30 West Superior Street, Duluth, Minnesota 55802 CORRESP 1 filename1.htm September 28, 2022 United States Securities and Exchange Commission Division of Corporate Finance Office of Energy & Transportation Washington, D.C. 20549 RE: ALLETE, Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Filed February 16, 2022 File No. 001-03548 Dear Ms. Majmudar and Mr. Horowitz: We acknowledge receipt of your comment letter dated September 21, 2022, reg |
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August 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - August 22, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer |
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August 3, 2022 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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August 3, 2022 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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August 3, 2022 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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August 3, 2022 |
Exhibit 99 For Release: August 3, 2022 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. ( |
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July 29, 2022 |
AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED DISTRIBUTION AGREEMENT Exhibit 1(d) AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED DISTRIBUTION AGREEMENT August 5, 2016 Lampert Capital Markets, Inc. 477 Madison Avenue, Ste. 230 New York, NY 10022 Attention: Randy Lampert Ladies and Gentlemen: Reference is hereby made to that certain Fourth Amended and Restated Distribution Agreement, dated February 25, 2015, between the parties hereto and thereto (the ?Fourth Amended |
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July 29, 2022 |
Exhibit 1(e) AMENDMENT NO. 2 TO FOURTH AMENDED AND RESTATED DISTRIBUTION AGREEMENT May 6, 2020 Lampert Capital Markets, Inc. 477 Madison Avenue, Ste. 230 New York, NY 10022 Attention: Randy Lampert Ladies and Gentlemen: Reference is hereby made to that certain Fourth Amended and Restated Distribution Agreement, dated February 25, 2015, between the parties hereto and thereto, as amended by Amendmen |
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July 29, 2022 |
As filed with the Securities and Exchange Commission on July 29, 2022 As filed with the Securities and Exchange Commission on July 29, 2022 Registration Statement No. |
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July 29, 2022 |
Statement of Eligibility on Form T‑2 of Exhibit 25(b) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-2 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF AN INDIVIDUAL DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] JANET LEE (Name of trustee) 240 Greenwich Street Floor 7E New York, NY 10286 (Business address: stre |
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July 29, 2022 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-3 of ALLETE, Inc. |
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July 29, 2022 |
Exhibit 5(a) MARGARET A. THICKENS Vice President, Chief Legal Officer and Corporate Secretary 218-723-3950 E-mail [email protected] July 28, 2022 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S?3 (the ?Registration Statement?) to be filed by ALLETE, Inc. (?Company?), on or about the date hereof, with th |
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July 29, 2022 |
Exhibit 1(f) AMENDMENT NO. 3 TO FOURTH AMENDED AND RESTATED DISTRIBUTION AGREEMENT , 202 Lampert Capital Markets, Inc. 444 Madison Avenue, 4th Floor New York, NY 10022 Attention: Randy Lampert Ladies and Gentlemen: Reference is hereby made to that certain Fourth Amended and Restated Distribution Agreement, dated February 25, 2015, between the parties hereto and thereto, as amended by Amendment No. |
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July 29, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) ALLETE, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price Fee rate Amount of registration fee |
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July 29, 2022 |
Consent of Morgan, Lewis & Bockius LLP (included in opinion, attached hereto as Exhibit 5(b)). Exhibit 5(b) July 28, 2022 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S?3 (the ?Registration Statement?) to be filed by ALLETE, Inc. (?Company?), on or about the date hereof, with the Securities and Exchange Commission (?Commission?) under the Securities Act of 1933, as amended (?Securities Act?), for t |
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July 29, 2022 |
Statement of Eligibility on Form T‑1 of The Bank of New York Mellon with respect to the Mortgage. Exhibit 25(a) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdicti |
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July 29, 2022 |
Form of Supplemental Indenture relating to the first mortgage bonds. Exhibit 4(c)(3) ALLETE, Inc. (formerly Minnesota Power & Light Company and formerly Minnesota Power, Inc.) TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York (formerly Irving Trust Company)) AND JANET LEE (successor to Richard H. West, J. A. Austin, E. J. McCabe, D. W. May, J. A. Vaughan, W. T. Cunningham, Douglas J. MacInnes, Ming Ryan, Philip L. Watson, Andres Serrano and Eva Waite) A |
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July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - July 6, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer in |
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June 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 or ? Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE AND AFFILIATED COMPANIE |
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May 25, 2022 |
Consent of Morgan, Lewis & Bockius LLP (included in opinion, attached hereto as Exhibit 5(b)). Exhibit 5(b) May 25, 2022 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802-2093 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S‑8 (the “Registration Statement”) to be filed by ALLETE, Inc. (“Company”), on or about the date hereof, with the Securities and Exchange Commission (“Commission”) under the Securities Act of 1933, as amended (“Securities Act”), f |
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May 25, 2022 |
As filed with the Securities and Exchange Commission on May 25, 2022 As filed with the Securities and Exchange Commission on May 25, 2022 Registration Statement No. |
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May 25, 2022 |
Consent of Independent Registered Public Accounting Firm of PricewaterhouseCoopers LLP. Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of ALLETE, Inc. |
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May 25, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) ALLETE, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered (1) Proposed maximum offering price per unit (2) Maximum aggregate offering price (2) Fee rate Amount of regi |
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May 25, 2022 |
EX-99 6 exhibit99.htm EX-99 Exhibit 99 ALLETE NON-EMPLOYEE DIRECTOR STOCK PLAN (As Amended and Restated Effective May 10, 2022) Exhibit 99 ALLETE NON-EMPLOYEE DIRECTOR STOCK PLAN (As Amended and Restated Effective May 10, 2022) Article 1 Establishment and Purpose This document includes the terms of the ALLETE Non-Employee Director Stock Plan (the “Plan”), the purpose of which is to provide ownersh |
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May 25, 2022 |
Exhibit 5(a) Margaret A. Thickens Vice President, Chief Legal Officer and Corporate Secretary May 25, 2022 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802?2093 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S?8 (the ?Registration Statement?) to be filed by ALLETE, Inc. (?Company?), on or about the date hereof, with the Securities and Exchange Commission |
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May 13, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - May 10, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer in |
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May 5, 2022 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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May 5, 2022 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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May 5, 2022 |
Exhibit 99 For Release: May 5, 2022 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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May 5, 2022 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. |
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April 5, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - April 5, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer i |
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April 5, 2022 |
EX-1 2 ex-1underwritingagreement.htm EX-1 ALLETE, INC. 3,200,000 Shares of Common Stock Underwriting Agreement March 31, 2022 J.P. Morgan Securities LLC BofA Securities, Inc. As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies a |
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April 1, 2022 |
? Exhibit 107? Calculation of Filing Fee Tables (1) Form 424(b)(2) (Form Type) ALLETE, Inc. |
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April 1, 2022 |
3,200,000 Shares ALLETE, Inc. Common Stock 424B2 1 tm2210855-2424b2.htm 424B2 TABLE OF CONTENTS Filed pursuant to Rule 424(b)(2) Registration Statement No: 333-232905 PROSPECTUS SUPPLEMENT (To prospectus dated July 31, 2019) 3,200,000 Shares ALLETE, Inc. Common Stock We are offering 3,200,000 shares of our common stock, without par value. Our common stock is listed on the New York Stock Exchange under the symbol “ALE.” On March 30, 2022, |
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March 31, 2022 |
Subject to completion, dated March 31, 2022 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed. |
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March 24, 2022 |
definitive proxy statement for our 2022 Annual Meeting of Shareholders filed on March 24, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - February 28, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employ |
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February 16, 2022 |
Exhibit 10(f)5 ALLETE AND AFFILIATED COMPANIES SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN II Amended and Restated Effective January 1, 2021 Exhibit 10(f)5 TABLE OF CONTENTS Page ARTICLE 1 Establishment and Purpose 2 1. |
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February 16, 2022 |
Exhibit 10(k)4 ALLETE, INC. Non-Employee Director Compensation Effective January 1, 2022 Board Retainers (1) (2) Stock Cash $97,500 $80,000 Committee Cash Retainers (1) (2) Audit Executive Compensation Corporate Governance & Nominating $9,000 $7,500 $7,500 Chair Cash Retainers (1) (2) Audit Executive Compensation Corporate Governance & Nominating $10,000 $7,500 $5,000 Lead Director (1) (2) (3) Boa |
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February 16, 2022 |
Exhibit 99 For Release: February 16, 2022 Investor Contact: Vince Meyer 218-723-3952 vmeyer@allete. |
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February 16, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) ALLETE, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price Fee rate Amount of registration fee |
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February 16, 2022 |
Consent of Morgan, Lewis & Bockius LLP (included in opinion, attached hereto as Exhibit 5(b)). Exhibit 5(b) February 16, 2022 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (the “Registration Statement”) to be filed by ALLETE, Inc. (“Company”), on or about the date hereof, with the Securities and Exchange Commission (“Commission”) under the Securities Act of 1933, as amended (“Securities Act”), f |
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February 16, 2022 |
Exhibit 10(e)9 ALLETE Executive Annual Incentive Plan Form of Award Effective 2022 [Eligible Executive Employees] Target Award Opportunity Base Salary $ Times Award Opportunity (percent of base salary) % Equals Target Award $ Performance Levels and Award Amounts Goal Performance Level Payout as Percent of Target Award Award Amount Superior 200% $ Target 100% $ Threshold 44% $ Below Threshold 0% $ Goals Goal Weighting Financial Goals Net Income 50% Cash from Operating Activities 20% Strategic & Operational & Values Goals 30% 100% Compensation Subject to Compensation Recovery Policy Annual Incentive Plan Compensation is subject to recoupment as defined in the Compensation Recovery policy. |
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February 16, 2022 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven W. |
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February 16, 2022 |
Subsidiaries of the Registrant. Exhibit 21 SUBSIDIARIES OF THE REGISTRANT As of December 31, 2021 Name of Organization (a) State or Country ALLETE, Inc. |
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February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - February 16, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employ |
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February 16, 2022 |
Exhibit 10(i)17 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNIT GRANT [Effective 2022] [Eligible Executive Employees] Name In accordance with the terms of ALLETE?s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE?s Board of Directors, ALLETE hereby grants to you (th |
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February 16, 2022 |
As filed with the Securities and Exchange Commission on February 16, 2022 As filed with the Securities and Exchange Commission on February 16, 2022 Registration Statement No. |
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February 16, 2022 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-3 of ALLETE, Inc. |
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February 16, 2022 |
Exhibit 10(i)18 ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN PERFORMANCE SHARE GRANT [Effective 2022] [Eligible Executive Employees] Name In accordance with the terms of ALLETE?s Executive Long-Term Incentive Compensation Plan, as amended (the "Plan"), and as determined by and through the Executive Compensation Committee of ALLETE?s Board of Directors, ALLETE hereby grants to you (the "P |
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February 16, 2022 |
Exhibit 5(a) MARGARET A. THICKENS Vice President, Chief Legal Officer and Corporate Secretary 218-723-3950 E-mail [email protected] February 16, 2022 ALLETE, Inc. 30 West Superior Street Duluth, Minnesota 55802 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S?3 (the ?Registration Statement?) to be filed by ALLETE, Inc. (?Company?), on or about the date hereof, wit |
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February 16, 2022 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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February 16, 2022 |
Exhibit 10(b)3 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT dated as of November 23, 2021 (this ?Amendment?) is among ALLETE, INC. |
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February 16, 2022 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining- Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) ( |
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February 16, 2022 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. (Exact name of |
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February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - February 9, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employe |
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February 9, 2022 |
ALE / ALLETE Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: ALLETE Inc. Title of Class of Securities: Common Stock CUSIP Number: 018522300 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 1 |
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February 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - February 1, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employe |
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January 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - January 11, 2022 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employe |
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November 4, 2021 |
Exhibit 99 For Release: November 4, 2021 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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November 4, 2021 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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November 4, 2021 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. |
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November 4, 2021 |
1-3548 (Sept. 30, 2021, Form 10-Q) EX-4 2 ale9-30x2021exx4.htm EX-4 Exhibit 4 ALLETE, Inc. (formerly Minnesota Power & Light Company and formerly Minnesota Power, Inc.) TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York (formerly Irving Trust Company)) AND Eva Waite (successor to Richard H. West, J. A. Austin, E. J. McCabe, D. W. May, J. A. Vaughan, W. T. Cunningham, Douglas J. MacInnes, Ming Ryan, Philip L. Watson and A |
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November 4, 2021 |
EX-95 6 ale9-30x2021exx95.htm EX-95 Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern |
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November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, I |
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October 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - October 1, 2021 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer |
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September 28, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - September 22, 2021 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Emplo |
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September 28, 2021 |
Exhibit 99 For Release: September 28, 2021 Investor Contact: Vince Meyer 218-723-3952 NEWS vmeyer@allete. |
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August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. ( |
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August 4, 2021 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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August 4, 2021 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. |
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August 4, 2021 |
1-3548 (June 30, 2021, Form 10-Q) EX-4.A 2 ale6-30x2021exx4a.htm EX-4.A Exhibit 4A Execution Copy SUPERIOR WATER, LIGHT AND POWER COMPANY 2915 Hill Avenue, Superior, WI 54880 To U.S. BANK NATIONAL ASSOCIATION (formerly First Bank (N.A.)) As Trustee Under Superior Water, Light and Power Company's Mortgage and Deed of Trust, Dated as of March 1, 1943 FOURTEENTH SUPPLEMENTAL INDENTURE Dated as of June 14, 2021 This instrument drafted |
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August 4, 2021 |
EX-95 7 ale6-30x2021exx95.htm EX-95 Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern |
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August 4, 2021 |
EX-99 8 ale6-30x2021exx99.htm EX-99 Exhibit 99 For Release: August 4, 2021 Investor Contact: Vince Meyer 218-723-3952 NEWS [email protected] ALLETE, Inc. reports second quarter earnings of 53 cents per share DULUTH, Minn. - ALLETE, Inc. (NYSE: ALE) today reported second quarter 2021 earnings of 53 cents per share on net income of $27.9 million. Last year’s results were 39 cents per share on net in |
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August 4, 2021 |
1-3548 (June 30, 2021, Form 10-Q) EX-4.B 3 ale6-30x2021exx4b.htm EX-4.B Exhibit 4B Execution Copy SUPERIOR WATER, LIGHT AND POWER COMPANY 2915 Hill Avenue, Superior, WI 54880 To U.S. BANK NATIONAL ASSOCIATION (formerly First Bank (N.A.)) As Trustee Under Superior Water, Light and Power Company's Mortgage and Deed of Trust, Dated as of March 1, 1943 FIFTEENTH SUPPLEMENTAL INDENTURE Dated as of June 14, 2021 This instrument drafted |
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July 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K/A (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 or ? Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE AND AFFILIATED COMPAN |
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June 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 or ? Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE AND AFFILIATED COMPANIE |
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May 12, 2021 |
Bethany M. Owen named Chair of ALLETE Board of Directors Exhibit 99 For Release: May 11, 2021 Contact: Amy Rutledge Mgr. Corporate Comm. NEWS [email protected] Bethany M. Owen named Chair of ALLETE Board of Directors Duluth, Minn. ? The ALLETE Inc. (NYSE:ALE) board of directors has named President and Chief Executive Officer Bethany M. Owen chair of the ALLETE board of directors effective May 11, 2021. Owen has served as ALLETE?s president since 2019 |
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May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) - May 11, 2021 ALLETE, Inc. (Exact name of registrant as specified in its charter) Minnesota 1-3548 41-0418150 (State or other jurisdiction of (Commission File Number) (IRS Employer in |
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May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-3548 ALLETE, Inc. |
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May 6, 2021 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bethany M. |
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May 6, 2021 |
Exhibit 95 Mine Safety Disclosure Mine or Operating Name/MSHA Identification Number Section 104 S&S Citations (#) Section 104(b) Orders (#) Section 104(d) Citations and Orders (#) Section 110(b)(2) Violations (#) Section 107(a) Orders (#) Total Dollar Value of MSHA Assessments Proposed ($) Total Number of Mining Related Fatalities (#) Received Notice of Pattern of Violation Under Section 104(e) (y |
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May 6, 2021 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert J. |
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May 6, 2021 |
EX-99 6 ale3-31x2021exx99.htm EX-99 Exhibit 99 For Release: Date: May 6, 2021 Investor Contact: Vince Meyer 218-723-3952 NEWS [email protected] ALLETE, Inc. reports first quarter earnings of 99 cents per share Reaffirms 2021 earnings guidance range of $3.00 - $3.30 per share DULUTH, Minn. - ALLETE, Inc. (NYSE: ALE) today reported first quarter 2021 earnings of 99 cents per share on net income of $ |
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April 12, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: ALLETE Inc. Title of Class of Securities: Common Stock CUSIP Number: 018522300 Date of Event Which Requires Filing of this Statement: March 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d- |
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March 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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March 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |