ALTG.PRA / Alta Equipment Group Inc. - Preferred Stock - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Alta Equipment Group Inc. - Preferred Stock
US ˙ NYSE ˙ US02128L2051

Mga Batayang Estadistika
LEI 549300DGOB28CLGS1X27
CIK 1759824
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alta Equipment Group Inc. - Preferred Stock
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ALTA EQUIPMENT GRO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

August 7, 2025 10-Q

PART I Item 1. Financial Statements

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38864 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as

August 7, 2025 EX-99.1

Alta Equipment Group Announces Second Quarter 2025 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Second Quarter 2025 Financial Results Second Quarter Financial Highlights: • Total revenues decreased $6.9 million year over year to $481.2 million but increased $58.2 million sequentially versus the first quarter of 2025 • Construction Equipment and Master Distribution revenues increased $10.0 million yea

July 2, 2025 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – July 2, 2025 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetu

July 2, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2025 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 17, 2025 EX-FILING FEES

Filing Fee Table (filed herewith).

EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alta Equipment Group Inc.

June 17, 2025 S-8

As filed with the United States Securities and Exchange Commission on June 17, 2025

As filed with the United States Securities and Exchange Commission on June 17, 2025 Registration No.

June 17, 2025 EX-99.1

Alta Equipment Group Inc. 2022 Employee Stock Purchase Plan, As Amended (filed herewith).

EXHIBIT 99.1 ALTA EQUIPMENT GROUP, INC. 2022 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED 1. PURPOSE. Alta Equipment Group, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation in

June 3, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2025 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

May 7, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission F

May 7, 2025 10-Q

PART I Item 1. Financial Statements

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38864 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as

May 7, 2025 EX-99.1

Alta Equipment Group Announces First Quarter 2025 Financial Results, Reaffirms Organic Guidance post-Business Divestiture, and Introduces Rebalancing in Capital Allocation Strategy

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces First Quarter 2025 Financial Results, Reaffirms Organic Guidance post-Business Divestiture, and Introduces Rebalancing in Capital Allocation Strategy First Quarter Financial Highlights: • Total revenues decreased $18.6 million year over year to $423.0 million • Construction Equipment and Material Handling

May 2, 2025 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – May 2, 2025 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or "the Company"), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount of $

May 2, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2025 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission F

April 15, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

April 15, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 3, 2025 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – April 3, 2025 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpet

April 3, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

March 5, 2025 EX-19.1

Policy Regarding Insider Trading and Dissemination of Inside Information

ALTA EQUIPMENT GROUP INC. POLICY REGARDING INSIDER TRADING AND DISSEMINATION OF INSIDE INFORMATION I. INTRODUCTION This Policy Regarding Insider Trading and Dissemination of Inside Information (this “Policy”) describes the policy of Alta Equipment Group Inc. and its subsidiaries (the “Company”) regarding: • the trading of securities while you are in possession of Inside Information (as defined bel

March 5, 2025 EX-99.1

Alta Equipment Group Announces Fourth Quarter and Full Year 2024 Financial Results and Provides Adjusted EBITDA Guidance for 2025 Equipment Fleet and Working Capital Management Generate Strong Fourth Quarter Cash Flows as Pressured Volumes and Gross

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Fourth Quarter and Full Year 2024 Financial Results and Provides Adjusted EBITDA Guidance for 2025 Equipment Fleet and Working Capital Management Generate Strong Fourth Quarter Cash Flows as Pressured Volumes and Gross Margins on Equipment Sales Drive Quarterly and Annual Earnings Decline Fourth Quarter Fi

March 5, 2025 EX-22.1

Indenture Guarantors of the Company

EXHIBIT 22.1 Guarantor Subsidiaries This list sets forth guarantors of the 9.000% Notes due on June 1, 2029 issued by Alta Equipment Group, Inc. and the jurisdiction of incorporation for each entity. Alta Equipment Holdings, Inc. (MI) Alta Enterprises, LLC (MI) Alta Construction Equipment Illinois, LLC (MI) Alta Heavy Equipment Services, LLC (MI) Alta Industrial Equipment Michigan, LLC (MI) Alta C

March 5, 2025 EX-21.1

Subsidiaries of the Company.

EXHIBIT 21.1 Subsidiaries of Registrant Alta Equipment Holdings, Inc. (MI) Alta Enterprises, LLC (MI) Alta Industrial Equipment Michigan, LLC (MI) Alta Industrial Equipment Company, L.L.C (MI) NITCO, LLC (MI) Peaklogix, LLC (MI) Alta Industrial Equipment New York, LLC (MI) Alta Material Handling New York State, LLC (MI) Alta Equipment Canada Holdings, Inc. (MI) Alta Canada Holdings Inc. (Ontario,

March 5, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38864 ALTA EQUIPMENT

March 5, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

February 3, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

February 3, 2025 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – February 3, 2025 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or "the Company"), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount

January 3, 2025 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – January 3, 2025 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perp

January 3, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2025 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

November 13, 2024 SC 13G/A

ALTG / Alta Equipment Group Inc. / Greenhaven Road Investment Management, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 tm2428092d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALTA Equipment Group Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 02128L106 (CUSIP Number) September 30, 2024 Date of Event Which Requires Filing of this Statement) Check t

November 12, 2024 EX-99.1

Alta Equipment Group Announces Third Quarter 2024 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Third Quarter 2024 Financial Results Third Quarter Financial Highlights: • Total revenues decreased $17.4 million year over year to $448.8 million • Construction Equipment and Material Handling revenues of $262.3 million and $168.9 million, respectively • Product support revenues increased 7.8% year over y

November 12, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38864 ALTA EQUIPMENT GROUP INC. (Exact name of registran

November 12, 2024 CORRESP

CORRESP

SEC PRESENTATION SEPTEMBER 2024SEC Presentation | September 2024 Alta Equipment Group Overview 2 SEC PRESENTATION Material Handling Construction E-mobility Distribution  Highway, Street, and Bridge Construction  Scrap and Steel Processing  Aggregate and Mining  Commercial Construction  Power Generation  Landscaping / Snow Removal  Biofuel / Compost / Food Waste / Solid Waste  Construction

November 12, 2024 EX-3.2

Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 of the Form 10-Q (File No. 001-38864) filed by the Company on November 12, 2024).

Exhibit 3.2 AMENDED & RESTATED BYLAWS OF ALTA EQUIPMENT GROUP INC. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registe

November 12, 2024 CORRESP

November 12, 2024

November 12, 2024 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Alta Equipment Group Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-38864 To Whom It May Concern: Alta Equipment Group Inc. (“we”, “our”, “us”, "Alta” or the “Company”) is submitting this letter in response to the comments from the staff (the “Sta

November 12, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2024 ALTA EQUIPMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

November 4, 2024 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – November 4, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or "the Company"), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount

November 4, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

October 3, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

October 3, 2024 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – October 3, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perp

October 1, 2024 CORRESP

CORRESP

SEC PRESENTATION SEPTEMBER 2024SEC Presentation | September 2024 Alta Equipment Group Overview 2 SEC PRESENTATION Material Handling Construction E-mobility Distribution  Highway, Street, and Bridge Construction  Scrap and Steel Processing  Aggregate and Mining  Commercial Construction  Power Generation  Landscaping / Snow Removal  Biofuel / Compost / Food Waste / Solid Waste  Construction

October 1, 2024 CORRESP

October 1, 2024

October 1, 2024 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Alta Equipment Group Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-38864 To Whom It May Concern: Alta Equipment Group Inc. (“we”, “our”, “us”, "Alta” or the “Company”) is submitting this letter in response to the comments from the staff (the “Staff

September 24, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy

September 4, 2024 CORRESP

September 4, 2024

www.altaequipment.com September 4, 2024 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Alta Equipment Group Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-38864 To whom it may concern, This letter from Alta Equipment Group Inc. (“we”, “our”, “us”, "Alta” or the “Company”) is in response to comments from the sta

September 4, 2024 SC 13G

ALTG / Alta Equipment Group Inc. / Greenhaven Road Investment Management, L.P. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ALTA Equipment Group Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 02128L106 (CUSIP Number) August 29, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

September 4, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

September 4, 2024 EX-99.1

Joint Filing Agreement

EX-99.1 2 tm2423321d1ex1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.0001 per share, of ALTA Equipment Group Inc., and furth

September 4, 2024 EX-99.1

Alta Equipment Group Elects Colin Wilson as Director

EX-99.1 2 altg-ex991.htm EX-99.1 EXHIBIT 99.1 Alta Equipment Group Elects Colin Wilson as Director Livonia, Mich. – September 4, 2024 – On September 1, 2024, the Board of Directors (the “Board”) of Alta Equipment Group Inc. (the “Company”) elected Colin Wilson to join the Board of the Company, effective immediately, filling a vacancy. Mr. Wilson was elected to the class of directors whose term exp

August 9, 2024 CORRESP

August 09, 2024

www.altaequipment.com August 09, 2024 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Alta Equipment Group Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-38864 To whom it may concern, This letter from Alta Equipment Group Inc. (“we”, “our”, “us”, "Alta” or the “Company”) is in response to comments from the staff

August 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38864 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as

August 7, 2024 EX-99.1

Alta Equipment Group Announces Second Quarter 2024 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Second Quarter 2024 Financial Results Second Quarter Financial Highlights: • Total revenues increased $19.7 million year over year to $488.1 million • Construction Equipment and Material Handling revenues of $294.9 million and $175.6 million, respectively • Product support revenues increased 10.1% year ove

August 7, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

August 2, 2024 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – August 2, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or "the Company"), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount o

August 2, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2024 ALTA EQUIPMENT GRO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

July 26, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A 1 d812159dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT

July 3, 2024 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – July 3, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetu

July 3, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy

July 3, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2024 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 10, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 6, 2024 EX-10.1

Intercreditor Agreement, dated June 5, 2024, between JPMORGAN CHASE BANK, N.A., as Administrative Agent for the ABL First Lien Secured Parties, JPMorgan Chase Bank, N.A., as Administrative Agent for the Floor Plan First Lien Secured Parties, WILMINGTON TRUST, NATIONAL ASSOCIATION, as collateral agent for the Second Lien Secured Parties, and acknowledged by Alta Equipment Group Inc., Alta Equipment Holdings, Inc., Alta Enterprises, LLC, Alta Construction Equipment Illinois, LLC, Alta Heavy Equipment Services, LLC, Alta Industrial Equipment Michigan, LLC, Alta Construction Equipment, L.L.C., Alta Industrial Equipment Company, L.L.C., NITCO, LLC, Alta Construction Equipment Florida, LLC, Alta Industrial Equipment New York, LLC, Alta Construction Equipment New York, LLC, PeakLogix, LLC, Alta Construction Equipment Ohio, LLC, Alta Material Handling New York State, LLC, Alta Mine Services, LLC, Alta Kubota Michigan, LLC, Alta Construction Equipment New England, LLC, Alta Electric Vehicles Holding, LLC, Alta Electric Vehicles, LLC, Ginop Sales, Inc., A Alta Electric Vehicles South West, LLC, Alta Equipment Canada Holdings, Inc., Ecoverse, LLC, Alta Equipment Distribution, LLC, and Alta Construction Equipment Pennsylvania, LLC (incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K (File No. 001-38864) filed by the Company on June 6, 2024).

Exhibit 10.1 INTERCREDITOR AGREEMENT This Intercreditor Agreement (this “Agreement”), is dated as of June 5, 2024, and is between JPMorgan Chase Bank, N.A., as Administrative Agent (in such capacity, with its successors and assigns, and as more specifically defined below, the “ABL First Lien Agent”) for the ABL First Lien Secured Parties (as defined below), JPMorgan Chase Bank, N.A., as Administra

June 6, 2024 EX-4.1

Indenture, dated June 5, 2024, among the Company, the Guarantors therein and Wilmington Trust, National Association, as trustee and collateral agent (incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K (File No. 001-38864) filed by the Company on June 6, 2024).

Exhibit 4.1 INDENTURE Dated as of June 5, 2024 Among ALTA EQUIPMENT GROUP INC., as Company, the Guarantors from time to time party hereto, and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee and Second Lien Collateral Agent 9.000% SENIOR SECURED SECOND LIEN NOTES DUE 2029 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other De

June 6, 2024 EX-10.3

Seventh Amendment to Sixth Amended and Restated Floor Plan First Lien Credit Agreement among the Company, the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.3 of the Current Report on Form 8-K (File No. 001-38864) filed by the Company on June 6, 2024).

Exhibit 10.3 SEVENTH AMENDMENT TO SIXTH AMENDED AND RESTATED FLOOR PLAN FIRST LIEN CREDIT AGREEMENT This Seventh Amendment to Sixth Amended and Restated Floor Plan First Lien Credit Agreement, dated as of June 5, 2024 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administ

June 6, 2024 EX-10.2

Sixth Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated June 5, 2024, among the Company, the guarantors party thereto, the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K (File No. 001-38864) filed by the Company on June 6, 2024).

Exhibit 10.2 SIXTH AMENDMENT TO SIXTH AMENDED AND RESTATED ABL FIRST LIEN CREDIT AGREEMENT This Sixth Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated as of June 5, 2024 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent. RECI

June 6, 2024 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 3, 2024 SC 13G

ALTG / Alta Equipment Group Inc. / Snowbird Capital LLC - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Snowbird Capital LLC 9400 South Saginaw Street, Suite E Grand Blanc, MI 48439 (734) 780-4005 (Name, Address and Telep

June 3, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Greenawalt Ryan - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common Stock (Title of Class of Securities) 02128L106 (CUSIP Number) Ryan Greenawalt Alta Equipment Group Inc. 13211 Merriman Road Livonia, MI 48150 (248) 449-6700 (Name, Address and Telephone Number of

May 22, 2024 EX-99.2

Alta Equipment Group Announces Pricing of Private Offering of $500 Million of Senior Secured Second Lien Notes due 2029

Exhibit 99.2 Alta Equipment Group Announces Pricing of Private Offering of $500 Million of Senior Secured Second Lien Notes due 2029 LIVONIA, Mich.- Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or the “Company”), announced today that it has priced $500 million in aggregate principal amount of its 9.000% senior secured second lien notes due 2029 (the “notes”) at an issue price of 97.094% of face

May 22, 2024 EX-99.1

Alta Equipment Group Announces Proposed Private Offering of $500 Million of Senior Secured Second Lien Notes

Exhibit 99.1 Alta Equipment Group Announces Proposed Private Offering of $500 Million of Senior Secured Second Lien Notes LIVONIA, Mich.- Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or the “Company”), today announced that it intends to offer, subject to market and other conditions, $500 million in aggregate principal amount of its senior secured second lien notes due 2029 in a private offering

May 22, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

May 14, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A 1 d839924dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT

May 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delawar

May 8, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission F

May 8, 2024 EX-99.1

Alta Equipment Group Announces First Quarter 2024 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces First Quarter 2024 Financial Results First Quarter Financial Highlights: • Total revenues increased $20.9 million year over year to $441.6 million • Construction and Material Handling revenues of $255.6 million and $174.3 million, respectively • Product support revenues increased 6.5% year over year with P

May 2, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission F

May 2, 2024 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – May 2, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or "the Company"), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount of $

April 25, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 25, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

April 12, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

April 12, 2024 EX-99.1

Alta Equipment Group Announces Board Refreshment

EXHIBIT 99.1 Alta Equipment Group Announces Board Refreshment LIVONIA, Mich. – April 12, 2024 – On April 8, 2024, the Board of Directors (the “Board”) of Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, approved the appointment of Katherine White as the Chair

April 11, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A 1 d827606dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT

April 3, 2024 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – April 3, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpet

April 3, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2024 ALTA EQUIPMENT GROU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

March 14, 2024 EX-10.7

Fourth amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated November 22, 2023, among Alta Equipment Group Inc., its subsidiaries and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.7 FOURTH AMENDMENT TO SIXTH AMENDED AND RESTATED ABL FIRST LIEN CREDIT AGREEMENT This Fourth Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated as of November 22, 2023 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agen

March 14, 2024 EX-10.8

Fifth amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated February 28, 2024, among Alta Equipment Group Inc., its subsidiaries and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.8 FIFTH AMENDMENT TO SIXTH AMENDED AND RESTATED ABL FIRST LIEN CREDIT AGREEMENT This Fifth Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated as of February 28, 2024 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.

March 14, 2024 EX-97.1

Clawback Policy as updated February 13, 2024

EXHIBIT 97.1 ALTA EQUIPMENT GROUP INC. CLAWBACK POLICY Introduction The Board of Directors of the Company (the "Board") believes that it is in the best interests of Alta Equipment Group Inc. (the “Company”) and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's pay-for-performance compensation philosophy. The Board has t

March 14, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

March 14, 2024 EX-10.5

Second amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated July 7, 2022, among Alta Equipment Group Inc., its subsidiaries and JPMorgan Chase Bank, N.A., as Administrative Agent.

EX-10.5 4 altg-ex105.htm EX-10.5 EXHIBIT 10.5 Execution Copy SECOND AMENDMENT TO SIXTH AMENDED AND RESTATED ABL FIRST LIEN CREDIT AGREEMENT This Second Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated as of July 7, 2022 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORG

March 14, 2024 EX-14.1

Code of Conduct Policy, adopted on July 1, 2019.

EXHIBIT 14.1 Code of Conduct Policy Effective 7/1/2019 1 Alta Enterprises, LLC Our goal is to provide a PURPOSEFUL work environment where you feel TRUSTED, INSPIRED, and PROUD of the company you work for so that, in turn, you recognize that Alta CARES about you as a team member and as a person, which will lead to our overall SUCCESS! We believe that each team member contributes directly to Alta’s

March 14, 2024 EX-10.4

First amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated December 20, 2021, among Alta Equipment Group Inc., its subsidiaries and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.4 FIRST AMENDMENT TO SIXTH AMENDED AND RESTATED ABL FIRST LIEN CREDIT AGREEMENT This First Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated as of December 20, 2021 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.

March 14, 2024 EX-10.3

First amendment to Sixth Amended and Restated Floor Plan First Lien Credit Agreement, dated December 23, 2021, among Alta Equipment Group Inc., its subsidiaries and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.3 Execution Version FIRST AMENDMENT TO SIXTH AMENDED AND RESTATED FLOOR PLAN FIRST LIEN CREDIT AGREEMENT This First Amendment to Sixth Amended and Restated Floor Plan First Lien Credit Agreement, dated as of December 23, 2021 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation (formerly known as B. Riley Principal Merger Corp.), ALTA ENTERPRISES, LLC, a Michig

March 14, 2024 EX-10.9

Sixth amendment to Sixth Amended and Restated Floor Plan First Lien Credit Agreement, dated February 28, 2024, among Alta Equipment Group Inc., its subsidiaries and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.9 Execution Version SIXTH AMENDMENT TO SIXTH AMENDED AND RESTATED FLOOR PLAN FIRST LIEN CREDIT AGREEMENT This Sixth Amendment to Sixth Amended and Restated Floor Plan First Lien Credit Agreement, dated as of February 28, 2024 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK

March 14, 2024 EX-21.1

Subsidiaries of the Company.

EXHIBIT 21.1 Subsidiaries of Registrant Alta Equipment Holdings, Inc. (MI) Alta Enterprises, LLC (MI) Alta Industrial Equipment Michigan, LLC (MI) Alta Industrial Equipment Company, L.L.C (MI) NITCO, LLC (MI) Peaklogix, LLC (MI) Alta Industrial Equipment New York, LLC (MI) Alta Material Handling New York State, LLC (MI) Alta Equipment Canada Holdings, Inc. (MI) Alta Canada Holdings Inc. (Ontario,

March 14, 2024 EX-22.1

Indenture Guarantors of the Company

EXHIBIT 22.1 Guarantor Subsidiaries This list sets forth guarantors of the 5.625% Notes due on April 15, 2026 issued by Alta Equipment Group, Inc. and the jurisdiction of incorporation for each entity. Alta Equipment Holdings, Inc. (MI) Alta Enterprises, LLC (MI) Alta Industrial Equipment Michigan, LLC (MI) Alta Industrial Equipment Company, L.L.C (MI) NITCO, LLC (MI) Peaklogix, LLC (MI) Alta Indu

March 14, 2024 EX-99.1

Alta Equipment Group Announces Fourth Quarter and Full Year 2023 Financial Results and Provides Adjusted EBITDA Guidance for 2024

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Fourth Quarter and Full Year 2023 Financial Results and Provides Adjusted EBITDA Guidance for 2024 Fourth Quarter Financial Highlights: (comparisons are year over year) • Total revenues increased 21.7% year over year to $521.5 million • Construction and Material Handling revenues of $328.1 million and $179

March 14, 2024 EX-10.6

Third amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated June 28, 2023, among Alta Equipment Group Inc., its subsidiaries and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.6 Execution Copy THIRD AMENDMENT TO SIXTH AMENDED AND RESTATED ABL FIRST LIEN CREDIT AGREEMENT This Third Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated as of June 28, 2023 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administra

March 14, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38864 ALTA EQUIPMENT

February 26, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

February 26, 2024 EX-99.1

Alta Equipment Group Appoints Sidhartha Nair as Director

EXHIBIT 99.1 Alta Equipment Group Appoints Sidhartha Nair as Director LIVONIA, Mich. – February 26, 2024 – On February 22, 2024, Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, increased the size of the Board of Directors (the “Board”) from five to six direct

February 13, 2024 SC 13G/A

ALTG / Alta Equipment Group Inc. / Voss Capital, LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)1 Alta Equipment Group Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Numbe

February 13, 2024 SC 13G/A

ALTG / Alta Equipment Group Inc. / Voss Capital, LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Alta Equipment Group Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Numbe

February 9, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy

February 9, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / B. Riley Financial, Inc. - AMENDMENT NO. 13 TO SCHEDULE 13D Activist Investment

SC 13D/A 1 ea193302-13da13brileyalta.htm AMENDMENT NO. 13 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc

February 2, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

February 2, 2024 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – February 2, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or "the Company"), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount

January 23, 2024 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy

January 22, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

January 22, 2024 EX-99.1

Alta Equipment Group Appoints Jeff Hoover as Chief Legal Officer and General Counsel

EXHIBIT 99.1 Alta Equipment Group Appoints Jeff Hoover as Chief Legal Officer and General Counsel LIVONIA, Mich. – January 22, 2024– On January 18, 2024, Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, appointed Jeff Hoover as Chief Legal Officer and General

January 3, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2024 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

January 3, 2024 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – January 3, 2024 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perp

December 22, 2023 SC 13D/A

ALTG / Alta Equipment Group Inc. / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy

November 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Del

November 8, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

November 8, 2023 EX-99.1

Alta Equipment Group Announces Third Quarter 2023 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Third Quarter 2023 Financial Results Third Quarter Financial Highlights: (comparisons are year over year) • Total revenues increased 15.1% year over year to $466.2 million • Construction and Material Handling revenues of $282.0 million and $168.6 million, respectively • Master Distribution with revenues of

November 3, 2023 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – November 3, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or "the Company"), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount

November 3, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

November 2, 2023 EX-99.1

Alta Equipment Group Acquires Ault Industries Expanding Construction Equipment Segment to Canada

Exhibit 99.1 Alta Equipment Group Acquires Ault Industries Expanding Construction Equipment Segment to Canada • Expands product portfolio with new OEMs, including an exclusive distributorship with McCloskey • Diversifies end markets with entrance into Ontario, Quebec, and the Maritime’s aggregate and mining industries • Ault generated approximately $50.3 million in revenue, $4.5 million in net inc

November 2, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

October 16, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 13, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

October 5, 2023 SC 13D/A

ALTG / Alta Equipment Group Inc - Class A / Mill Road Capital III, L.P. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy

October 3, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

October 3, 2023 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – October 3, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or “the Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perp

September 28, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commi

September 28, 2023 EX-99.1

Alta Equipment Group to Acquire Burris Equipment Adding to Its Construction Business Segment

Exhibit 99.1 Alta Equipment Group to Acquire Burris Equipment Adding to Its Construction Business Segment • Expands product portfolio and presence in the Illinois market. • Burris’s $40.6 million in revenue, $1.9 million in net income, $4.6 million in EBITDA on a trailing twelve-month basis is expected to be immediately accretive to the Company’s leverage, profitability, and earnings per share rat

August 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 ALTA EQUIPMENT GRO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

August 9, 2023 EX-99.1

Alta Equipment Group Announces Second Quarter 2023 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Second Quarter 2023 Financial Results Second Quarter Financial Highlights: (comparisons are year over year) • Total revenues increased 15.2% year over year to $468.4 million • Construction and Material Handling revenues of $281.5 million and $169.1 million, respectively • Newly introduced reporting segment

August 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware

August 7, 2023 SC 13D/A

ALTG / Alta Equipment Group Inc - Class A / B. Riley Financial, Inc. - AMENDMENT NO. 12 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 (818) 884-3737

August 2, 2023 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – August 2, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount of $0.057 per shar

August 2, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

July 25, 2023 SC 13D/A

ALTG / Alta Equipment Group Inc - Class A / B. Riley Financial, Inc. - AMENDMENT NO. 11 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 (818) 884-3737

July 25, 2023 EX-99.1

Alta Equipment Group Inc. Announces Closing of Secondary Offering of Common Stock

Exhibit 99.1 Alta Equipment Group Inc. Announces Closing of Secondary Offering of Common Stock LIVONIA, Mich. – July 25, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or the “Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced the closing of its previously announced secondary offering of 2,200

July 25, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2023 ALTA EQUIPMENT GROU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

July 25, 2023 EX-1.1

Underwriting Agreement, dated July 20, 2023, by and among the Company, the Representatives and the Selling Stockholder (filed as Exhibit 1.1 to the Issuer’s Form 8-K filed on July 25, 2023)

Exhibit 1.1 ALTA EQUIPMENT GROUP INC. 2,200,000 shares of common stock, par value $0.0001 per share Underwriting Agreement July 20, 2023 D.A. Davidson & Co. B. Riley Securities, Inc. As Representatives of the several Underwriters listed in Schedule 1 hereto c/o D.A. Davidson & Co. 8 Third Street North Great Falls, MT 59401 c/o B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 1017

July 24, 2023 424B5

Alta Equipment Group Inc. 2,200,000 Shares of Common Stock Offered by the Selling Stockholder

Filed Pursuant to Rule 424(b)(5) Registration No. 333-237387 Prospectus supplement (To prospectus dated July 12, 2021) Alta Equipment Group Inc. 2,200,000 Shares of Common Stock Offered by the Selling Stockholder The selling stockholder identified in this prospectus supplement (the “selling stockholder”) is offering 2,200,000 shares of our common stock, par value $0.0001 per share (the “common sto

July 20, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

July 20, 2023 EX-99.2

Alta Equipment Group Inc. Announces Proposed Secondary Offering of Common Stock

Exhibit 99.2 Alta Equipment Group Inc. Announces Proposed Secondary Offering of Common Stock LIVONIA, Mich. – July 20, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta” or the “Company”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced the commencement of a public offering of 2,000,000 shares of common s

July 20, 2023 EX-99.1

Alta Equipment Group Announces Select, Preliminary, Unaudited Second Quarter 2023 Financial Results

Exhibit 99.1 Alta Equipment Group Announces Select, Preliminary, Unaudited Second Quarter 2023 Financial Results Preliminary, Unaudited Second Quarter Financial Highlights • Revenue expected to be between $462.0 million to $472.0 million; • Trailing twelve months “TTM” revenue expected to be between $1,716.3 million and $1,726.3 million; • net income (loss) between $(1.4) million and $4.3 million;

July 20, 2023 424B5

Alta Equipment Group Inc. 2,000,000 Shares of Common Stock Offered by the Selling Stockholder

Filed Pursuant to Rule 424(b)(5) Registration No. 333-237387 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities a

July 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2023 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

July 3, 2023 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – July 3, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Stoc

June 30, 2023 EX-10.2

Sixth Amended and Restated Floor Plan First Lien Credit Agreement, dated February 3, 2020, among Alta Equipment Group Inc., Alta Equipment Holdings, Inc., Alta Enterprises, LLC, Alta Construction Equipment Illinois, LLC, Alta Heavy Equipment Services, LLC, Alta Industrial Equipment Michigan, LLC, Alta Construction Equipment, L.L.C., Alta Industrial Equipment Company, L.L.C., NITCO, LLC, Alta Construction Equipment Florida, LLC, Alta Industrial Equipment New York, LLC, Alta Construction Equipment New York and PEAKLOGIX, LLC the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K (File No. 001-38864) filed by the Company on June 30, 2023).

Exhibit 10.2 FOURTH AMENDMENT TO SIXTH AMENDED AND RESTATED FLOOR PLAN FIRST LIEN CREDIT AGREEMENT This Fourth Amendment to Sixth Amended and Restated Floor Plan First Lien Credit Agreement, dated as of June 28, 2023 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administr

June 30, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 30, 2023 EX-10.1

Sixth Amended and Restated ABL First Lien Credit Agreement, dated April 1, 2021 among Alta Equipment Group Inc., Alta Equipment Holdings, Inc., Alta Enterprises, LLC, Alta Construction Equipment Illinois, LLC, Alta Heavy Equipment Services, LLC, Alta Industrial Equipment Michigan, LLC, Alta Construction Equipment, L.L.C., Alta Industrial Equipment Company, L.L.C., NITCO, LLC, Alta Construction Equipment Florida, LLC, Alta Industrial Equipment New York, LLC, Alta Construction Equipment New York and PEAKLOGIX, LLC the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K (File No. 001-38864) filed by the Company on June 30, 2023).

Exhibit 10.1 THIRD AMENDMENT TO SIXTH AMENDED AND RESTATED ABL FIRST LIEN CREDIT AGREEMENT This Third Amendment to Sixth Amended and Restated ABL First Lien Credit Agreement, dated as of June 28, 2023 (this “Amendment”), is among ALTA EQUIPMENT GROUP INC., a Delaware corporation, the other Borrowers party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent. REC

June 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2023 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 8, 2023 EX-FILING FEES

Filing Fee Table (filed herewith).

EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alta Equipment Group Inc.

June 8, 2023 S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALTA EQUIPMENT GROUP INC. (Exact Name of Registrant as Specified in Its Charter)

As filed with the United States Securities and Exchange Commission on June 8, 2023 Registration No.

June 8, 2023 EX-99.1

Company 2022 Employee Stock Purchase Plan

EXHIBIT 99.1 ALTA EQUIPMENT GROUP INC. 2022 EMPLOYEE STOCK PURCHASE PLAN 1. PURPOSE. Alta Equipment Group Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation in the affairs of

May 19, 2023 EX-99.2

CONFIRMING STATEMENT

EX-99.2 CUSIP No. 02128L106 Page 1 of 1 Page Exhibit 2 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Justin C. Jacobs, Deven Petito and Eric Yanagi, each acting singly, to execute and file on the undersigned’s behalf all Forms 3, 4 and 5 and Schedules 13D and 13G (including any amendments thereto) that the undersigned may be required to file with t

May 19, 2023 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 CUSIP No. 02128L106 Page 1 of 1 Page Exhibit 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree, as of May 19, 2023, that only one statement containing the information required by Schedule 13D, and each amendment thereto, need be filed with respect to the ownership of each of the undersigned of shares of

May 19, 2023 SC 13D

ALTG / Alta Equipment Group Inc - Class A / Mill Road Capital III, L.P. - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy to

May 10, 2023 10-Q

our Quarterly Report on Form 10-Q for the quarter ended March 31, 2023, filed on May 10, 2023;

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delawar

May 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

May 10, 2023 EX-99

Alta Equipment Group Announces strong First Quarter 2023 Financial Results and Increases Adjusted EBITDA Guidance for 2023

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces strong First Quarter 2023 Financial Results and Increases Adjusted EBITDA Guidance for 2023 First Quarter Financial Highlights: (comparisons are year over year) • Total revenues increased 26.8% year over year to $420.7 million • Construction and Material Handling revenue of $233.1 million and $164.8 millio

May 2, 2023 EX-99

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – May 2, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount of $0.057 per share.

May 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2023 ALTA EQUIPMENT GROUP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission F

May 1, 2023 CORRESP

Alta Equipment Group Inc. 13211 Merriman Road Livonia, MI 48150

Alta Equipment Group Inc. 13211 Merriman Road Livonia, MI 48150 May 1, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Alta Equipment Group Inc. Registration Statement on Form S-3 Filed March 23, 2023 File No. 333-270809 (the “Registration Statement”) Request for Acceleration Ladies and Gentlemen: Pursuant to Rule

April 27, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 d445706ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as

April 27, 2023 DEF 14A

the portions of our Definitive Proxy Statement on Schedule 14A, filed on April 27, 2023, that are incorporated by reference into our Annual Report on Form 10-K for the fiscal year ended December 31, 2022;

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

April 18, 2023 SC 13D/A

ALTG / Alta Equipment Group Inc - Class A / B. Riley Financial, Inc. - AMENDMENT NO. 10 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 (818) 884-3737

April 18, 2023 EX-11

Joint Filing Agreement by and among the Reporting Persons.

EX-11 2 ea177130ex-11alta.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 11 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the “Exchange Act”) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of

April 4, 2023 EX-99

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. – April 4, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta”), a leading provider of premium material handling, construction and environmental processing equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Sto

April 4, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 4, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

March 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2023 ALTA EQUIPMENT GRO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

March 23, 2023 S-3

As filed with the Securities and Exchange Commission on March 23, 2023.

As filed with the Securities and Exchange Commission on March 23, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Alta Equipment Group Inc.* (Exact name of registrant as specified in its charter) Delaware 83-2583782 (State or other jurisdiction (I.R.S. Employer of incorporation or org

March 23, 2023 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Alta Equipment Group Inc.

March 23, 2023 EX-4

Statement of Eligibility of Trustee under Indenture filed as Exhibit 4.8 above.

EXHIBIT 4.8 ALTA EQUIPMENT GROUP INC. INDENTURE Dated as of , 20 [Trustee] Trustee EXHIBIT 4.8 TABLE OF CONTENTS Page Article I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 5 Article II THE SECURITIES 5 Section 2.1 Issuable in Series 5 Section

March 9, 2023 EX-99

Alta Equipment Group Announces Fourth Quarter and Full Year 2022 Financial Results and Provides Adjusted EBITDA Guidance for 2023

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Announces Fourth Quarter and Full Year 2022 Financial Results and Provides Adjusted EBITDA Guidance for 2023 Fourth Quarter Financial Highlights: (comparisons are year over year) • Total revenues increased 20.3% year over year to $428.6 million • Construction and Material Handling revenue of $269.0 million and $154.

March 9, 2023 EX-16

Letter regarding change in certifying accountants

EXHIBIT 16.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the registration statements on Forms S-3 (File Nos. 333-237387 and 333-249672) and Form S-8 (File No. 333-239956) of Alta Equipment Group Inc. of our report dated March 31, 2022, with respect to our audits of the consolidated financial statements of Alta Equipment Group Inc.

March 9, 2023 10-K

December 31, 2022 Annual Report to Security Holders on Form 10-K (incorporated by reference to 10-K (File No. 001-38864) filed by the Company on March 9, 2023).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38864 ALTA EQUIPMENT

March 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 ALTA EQUIPMENT GROU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

March 9, 2023 EX-21

Subsidiaries of the Company.

EXHIBIT 21.1 Subsidiaries of Registrant Alta Equipment Holdings, Inc. (MI) Alta Enterprises, LLC (MI) Alta Industrial Equipment Michigan, LLC Alta Industrial Equipment Company, L.L.C NITCO, LLC Peaklogix, LLC Alta Industrial Equipment New York,LLC Alta Material Handling New York State, LLC Alta Equipment Canada Holdings, Inc. Alta Canada Holdings Inc. Yale Industrial Trucks, Inc. Alta Heavy Equipm

March 9, 2023 EX-10

Form of 2022 Restricted Stock Unit Agreement (Employee)

EXHIBIT 10.14 ALTA EQUIPMENT GROUP INC. EMPLOYEE RESTRICTED STOCK UNIT AGREEMENT * * * * * Participant: Grant Date: Number of Restricted Stock Units Granted: * * * * * THIS EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and between ALTA EQUIPMENT GROUP INC., a corporation organized in the State of Delaware (the “Com

March 7, 2023 EX-99

IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE

Exhibit 99.1 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE IN RE ALTA EQUIPMENT GROUP INC. C.A. No. 2023- VERIFIED PETITION FOR RELIEF PURSUANT TO 8 DEL. C. § 205 Petitioner Alta Equipment Group Inc. (“Alta” or the “Company”), by and through its undersigned counsel, brings this petition pursuant to 8 Del. C. § 205 (the “Petition”), seeking to have this Court validate corporate acts described b

March 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2023 ALTA EQUIPMENT GROU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

March 3, 2023 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G dated March 3, 2023 with respect to the Common Stock, $0.0001 par value per share, of Alta Equipment Group Inc., a Delaware corporation, and any further amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance wi

March 3, 2023 SC 13G

ALTG / Alta Equipment Group Inc - Class A / Voss Capital, LLC - THE SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Alta Equipment Group Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number

February 14, 2023 SC 13G/A

ALTG / Alta Equipment Group Inc / Nantahala Capital Management, LLC - SC 13G/A Passive Investment

SC 13G/A 1 tm236168d27sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statemen

February 13, 2023 SC 13G/A

ALTG / Alta Equipment Group Inc / Portolan Capital Management, LLC - SC 13G/A Passive Investment

SC 13G/A 1 tm236395d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. 1 )* Alta Equipment Group Inc. (Name of Issuer) Common (Title of Class of Securities) 02128L106 (CUSIP Number) Decemb

February 1, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

February 1, 2023 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. – February 1, 2023 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta”), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount of $0.057 per share. The dividend payment

January 4, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2023 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

January 4, 2023 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. ? January 4, 2023 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Stock in the amount of $625

November 9, 2022 EX-99.1

Alta Equipment Group Inc. Reports Third Quarter 2022 Financial Results And Raises 2022 Guidance for Adjusted EBITDA

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Inc. Reports Third Quarter 2022 Financial Results And Raises 2022 Guidance for Adjusted EBITDA Third Quarter Financial Highlights: (comparisons are year over year) ? Total revenues increased 37.3% year over year to $405.0 million ? Construction and Material Handling revenue of $249.7 million and $155.3 million, resp

November 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Del

November 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

November 3, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

November 1, 2022 EX-99.1

Alta Equipment Group Announces Common Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Common Stock Dividend LIVONIA, Mich. ? November 1, 2022 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its common stock in the amount of $0.057 per share. The dividend payment

November 1, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

October 18, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 13, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

October 18, 2022 EX-99.1

Alta Equipment Group to Acquire Ecoverse Industries Creating Additional Business Segment

Exhibit 99.1 Alta Equipment Group to Acquire Ecoverse Industries Creating Additional Business Segment ? Establishes Alta?s Master Dealer Equipment Distribution Platform in North America ? Expands Product Portfolio and Diversifies End Markets with Entrance into Environmental Processing Equipment ? Ecoverse?s $64.3 million in revenue, $10.0 million in net income, $10.1 million in Adjusted EBITDA and

October 4, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

October 4, 2022 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. ? October 3, 2022 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Stock in the amount of $625

August 19, 2022 CORRESP

EXAMPLE OF REVISED DISCLOSURE FOR FUTURE FILINGS

www.altaequipment.com August 19, 2022 Linda Cvrkel Blaise Rhodes Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Alta Equipment Group Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Form 8-K dated May 10, 2022 File No. 001-38864 Dear Linda Cvrkel and Blaise Rhodes: Alta Equipment Group Inc. (the “Company”) has received your c

August 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

August 9, 2022 EX-10.11

Form of Restricted Stock Unit Agreement (Employee) (incorporated by reference to Exhibit 10.11 on Form 10-Q (File No. 001-38864) filed by the Company on August 9, 2022)

EXHIBIT 10.11 ALTA EQUIPMENT GROUP INC. EMPLOYEE RESTRICTED STOCK UNIT AGREEMENT * * * * * Participant: Grant Date: Number of Restricted Stock Units Granted: * * * * * THIS EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and between ALTA EQUIPMENT GROUP INC., a corporation organized in the State of Delaware (the “Com

August 9, 2022 EX-99.1

Alta Equipment Group Inc. Reports Second Quarter 2022 Financial Results And Raises 2022 Guidance for Adjusted EBITDA

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Inc. Reports Second Quarter 2022 Financial Results And Raises 2022 Guidance for Adjusted EBITDA Second Quarter Financial Highlights: (comparisons are year over year) ? Total revenues increased 38.9% year over year to $406.5 million ? Construction and Material Handling revenue of $271.0 million and $135.5 million, re

August 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware

August 9, 2022 EX-10.13

Form of Performance Stock Unit Agreement (incorporated by reference to Exhibit 10.11 on Form 10-Q (File No. 001-38864) filed by the Company on August 9, 2022)

EXHIBIT 10.13 ALTA EQUIPMENT GROUP INC. EMPLOYEE PERFORMANCE STOCK UNIT AGREEMENT * * * * * Participant: Grant Date: Target Number of Performance Stock Units Granted: * * * * * THIS EMPLOYEE PERFORMANCE STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and between ALTA EQUIPMENT GROUP INC., a corporation organized in the State of Delaware

August 9, 2022 EX-10.12

Form of Restricted Stock Unit Agreement (Non-Employee Director

EXHIBIT 10.12 ALTA EQUIPMENT GROUP INC. DIRECTOR RESTRICTED STOCK UNIT AGREEMENT * * * * * Participant: Grant Date: Number of Restricted Stock Units Granted: * * * * * THIS DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and between ALTA EQUIPMENT GROUP INC., a corporation organized in the State of Delaware (the “Com

August 2, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

July 12, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

July 12, 2022 EX-99.1

Alta Equipment Group Introduces Quarterly Common Stock Dividend and Share Repurchase Program

Exhibit 99.1 Alta Equipment Group Introduces Quarterly Common Stock Dividend and Share Repurchase Program LIVONIA, Mich., ? July 12, 2022 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta? or ?the Company?) today announced that its Board of Directors (?Board?) has initiated a regular quarterly common stock dividend of $0.057 per share, or approximately $0.23 per share on an annualized basis. The fir

July 6, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

July 6, 2022 EX-99.1

Alta Equipment Group Acquires Yale Industrial Trucks, Inc. Expands Company’s North American Presence into Major Canadian Markets

Exhibit 99.1 Alta Equipment Group Acquires Yale Industrial Trucks, Inc. Expands Company?s North American Presence into Major Canadian Markets LIVONIA, Mich., ? July 6, 2022 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta? or ?the Company?) today announced that it has entered into a definitive agreement to acquire Yale Industrial Trucks, Inc. (?YIT?), a privately held Yale lift truck dealer with fi

July 1, 2022 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. ? July 1, 2022 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Stock in the amount of $625 pe

July 1, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 23, 2022 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

June 23, 2022 EX-16.1

Letter Regarding Change in Certifying Accountant (incorporated by reference to Exhibit 16.1 to Current Report on Form 8-K filed June 23, 2022

Exhibit 16.1 June 23, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Alta Equipment Group Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Alta Equipment Group Inc. dated June 23, 2022. We agree with the statements concerning o

June 14, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

May 10, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

May 10, 2022 EX-99.1

Alta Equipment Group Inc. Reports First Quarter 2022 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Inc. Reports First Quarter 2022 Financial Results First Quarter Financial Highlights: (comparisons are year over year) ? Net revenues increased 23.4% year over year to $331.7 million ? Construction and Material Handling revenue of $206.1 million and $125.6 million, respectively ? Product Support revenue increased $2

May 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delawar

May 6, 2022 SC 13D/A

ALTG / Alta Equipment Group Inc / B. Riley Financial, Inc. - AMENDMENT NO. 9 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 (818) 884-3737

April 27, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 d247694ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com

April 27, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

April 18, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

April 18, 2022 EX-99.1

Alta Equipment Group Appoints Craig Brubaker as Chief Operating Officer

EXHIBIT 99.1 Alta Equipment Group Appoints Craig Brubaker as Chief Operating Officer LIVONIA, Mich. ? April 18, 2022? On April 12, 2022, Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, announced the appointment of Craig Brubaker as Chief Operating Officer, a new position at the company, effective imme

April 5, 2022 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. ? April 5, 2022 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Stock in the amount of $625 p

April 5, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commission

March 31, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38864 ALTA EQUIPMENT

March 31, 2022 EX-10.12

ALTA EQUIPMENT GROUP INC. RESTRICTED STOCK UNIT AGREEMENT * * * * *

EXHIBIT 10.12 ALTA EQUIPMENT GROUP INC. DIRECTOR RESTRICTED STOCK UNIT AGREEMENT * * * * * Participant: Grant Date: Number of Restricted Stock Units Granted: * * * * * THIS DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), dated as of the Grant Date specified above, is entered into by and between ALTA EQUIPMENT GROUP INC., a corporation organized in the State of Delaware (the ?Com

March 31, 2022 EX-21.1

Subsidiaries of the Company.

EXHIBIT 21.1 Subsidiaries of Registrant Alta Equipment Holdings, Inc. (MI) Alta Enterprises, LLC (MI) Alta Construction Equipment Illinois, LLC (MI) Alta Heavy Equipment Services, LLC (MI) Alta Industrial Equipment Michigan, LLC (MI) Alta Construction Equipment, L.L.C. (MI) Alta Industrial Equipment Company, L.L.C. (MI) NITCO, LLC (MI) Alta Construction Equipment Florida, LLC Peaklogix, LLC Alta I

March 31, 2022 EX-99.1

Alta Equipment Group Inc. Reports Record Fourth Quarter and Full Year 2021 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Inc. Reports Record Fourth Quarter and Full Year 2021 Financial Results Fourth Quarter 2021 Financial Highlights ? Net revenues increased 27.1% year over year to $356.3 million ? Construction and Material Handling revenue of $217.5 million and $138.8 million, respectively ? Product Support gross profit increased $4.

March 31, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissio

March 31, 2022 EX-10.11

ALTA EQUIPMENT GROUP INC. RESTRICTED STOCK UNIT AGREEMENT * * * * *

EXHIBIT 10.11 ALTA EQUIPMENT GROUP INC. EMPLOYEE RESTRICTED STOCK UNIT AGREEMENT * * * * * Participant: Grant Date: Number of Restricted Stock Units Granted: * * * * * THIS EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), dated as of the Grant Date specified above, is entered into by and between ALTA EQUIPMENT GROUP INC., a corporation organized in the State of Delaware (the ?Com

March 10, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For th

February 14, 2022 SC 13G/A

ALTG / Alta Equipment Group Inc / GRANAHAN INVESTMENT MANAGEMENT INC/MA Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Alta Equipment Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02128L106 (CUSIP Number) December 31, 2021 (Date of Event Which Re

February 14, 2022 SC 13G/A

ALTG / Alta Equipment Group Inc / Nantahala Capital Management, LLC - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate

February 8, 2022 SC 13D/A

ALTG / Alta Equipment Group Inc / B. Riley Financial, Inc. - AMENDMENT NO. 8 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 (818) 884-3737

February 4, 2022 SC 13G

ALTG / Alta Equipment Group Inc / Portolan Capital Management, LLC - SC 13G Passive Investment

SC 13G 1 tm225517d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. )* Alta Equipment Group Inc. (Name of Issuer) Common (Title of Class of Securities) 02128L106 (CUSIP Number) January 27, 2

January 6, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

January 5, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

January 4, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2022 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

January 4, 2022 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. ? January 4, 2022 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Stock in the amount of $625

December 16, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

December 16, 2021 EX-99.1

Alta Acquires Ginop Sales Alta CE Adds Full-Lineup of Kubota Equipment to well-established Michigan Product Portfolio

www.altaequipment.com Exhibit 99.1 Alta Acquires Ginop Sales Alta CE Adds Full-Lineup of Kubota Equipment to well-established Michigan Product Portfolio LIVONIA, Mich., ? December 16, 2021 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?) today announced that it has entered into a definitive agreement to acquire the stock of Ginop Sales, Inc., a privately held equipment distributor with three loca

December 15, 2021 EX-99.1

Alta Acquires Ambrose Equipment Acquisition Expands Construction Equipment Business Within New England Region

www.altg.com Exhibit 99.1 Alta Acquires Ambrose Equipment Acquisition Expands Construction Equipment Business Within New England Region LIVONIA, Mich., ? December 15, 2021 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?) today announced that it has entered into a definitive agreement to acquire the assets of Ambrose Equipment, LLC., a privately held equipment distributor and the Northeast?s premi

December 15, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

December 2, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commiss

November 18, 2021 EX-99.1

Alta Equipment Group Acquires Midwest Mine Services Alta Expands Engineering and Design Capabilities in its Construction Business Segment

www.altg.com www.altg.com Exhibit 99.1 Alta Equipment Group Acquires Midwest Mine Services Alta Expands Engineering and Design Capabilities in its Construction Business Segment LIVONIA, Mich., ? November 18, 2021 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?) today announced that it has entered into a definitive agreement to acquire Midwest Mine Services LLC, a privately held company headquarte

November 18, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

November 12, 2021 EX-99.1

Alta Equipment Group Inc. Reports Third Quarter 2021 Financial Results

ALTA EQUIPMENT GROUP INC. EARNINGS PRESS RELEASE Exhibit 99.1 Alta Equipment Group Inc. Reports Third Quarter 2021 Financial Results Third Quarter Financial Highlights: (comparisons are year over year) ? Net revenues increased 33.7% year over year to $295.0 million ? Construction and Material Handling revenue of $184.7 million and $110.3 million, respectively ? Product Support gross profit increas

November 12, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

November 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Del

November 1, 2021 SC 13D/A

ALTG / Alta Equipment Group Inc / B. Riley Financial, Inc. - AMENDMENT NO. 7 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 02128L106 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 (818) 884-3737

October 6, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

October 4, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commissi

October 4, 2021 EX-99.1

Alta Equipment Group Announces Preferred Stock Dividend

Exhibit 99.1 Alta Equipment Group Announces Preferred Stock Dividend LIVONIA, Mich. ? October 4, 2021 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?), a leading provider of premium material handling and construction equipment and related services, today announced that its Board of Directors approved the quarterly dividend on its Series A Cumulative Perpetual Preferred Stock in the amount of $625

September 2, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2021 ALTA EQUIPMENT GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-38864 83-2583782 (State or other jurisdiction of incorporation) (Commis

September 2, 2021 EX-99.1

Alta Expands Construction Equipment Business with Acquisition of Gibson Machinery Alta expands geographic presence in Midwest region with first Ohio location

EX-99.1 2 altg-ex99168.htm EX-99.1 www.altaequipment.com Alta Expands Construction Equipment Business with Acquisition of Gibson Machinery Alta expands geographic presence in Midwest region with first Ohio location LIVONIA, Mich., – September 2, 2021 – Alta Equipment Group Inc. (NYSE: ALTG) (“Alta”) today announced that it has entered into a definitive agreement to acquire Gibson Machinery, LLC, a

September 2, 2021 EX-99.2

Alta Equipment Group Acquires Baron Industries Acquisition Expands Alta’s Warehousing & Logistics Capabilities in its Material Handling Business

www.altaequipment.com Alta Equipment Group Acquires Baron Industries Acquisition Expands Alta?s Warehousing & Logistics Capabilities in its Material Handling Business LIVONIA, MICHIGAN ? September 1, 2021 ? Alta Equipment Group Inc. (NYSE: ALTG) (?Alta?) today announced that it has acquired Baron Industries (?Baron?), a privately held dock & door company based in Woburn, MA. Baron is an establishe

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