AMAT / Applied Materials, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Applied Materials, Inc.
US ˙ NasdaqGS ˙ US0382221051

Mga Batayang Estadistika
LEI 41BNNE1AFPNAZELZ6K07
CIK 6951
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Applied Materials, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 21, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 27, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000

August 14, 2025 EX-99.1

APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2025 RESULTS

Exhibit 99.1 Investor Relations Contact: Liz Morali (408) 986-7977 [email protected] Media Contact: Ricky Gradwohl (408) 235-4676 [email protected] APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2025 RESULTS •Record revenue $7.30 billion, up 8 percent year over year •GAAP gross margin 48.8 percent and non-GAAP gross margin 48.9 percent •GAAP operating margin 30.6 percent and non-GAAP operating ma

August 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 Applied Materials

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

July 22, 2025 EX-99.1

Applied Materials Appoints Jim Anderson to Board of Directors

EX-99.1 Exhibit 99.1 Applied Materials Appoints Jim Anderson to Board of Directors SANTA CLARA, Calif., July 22, 2025 – Applied Materials, Inc. today announced the appointment of Jim Anderson to serve on its board of directors. Mr. Anderson brings over 25 years of experience in the technology sector and semiconductor ecosystem. Mr. Anderson has also been appointed to the board’s Strategy and Inves

July 22, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 Applied Materials,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission F

May 22, 2025 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EXHIBIT 1.01 APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2024 This is the Conflict Minerals Report of Applied Materials, Inc., including its subsidiaries (collectively, “Applied” or the “Company”), prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934. Terms used in this report have the meaning specified in Rule 13p-l and/or Form SD issue

May 22, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 27, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

May 22, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3050 Bowers Avenue P.O. Box 58039 Santa Clara, CA 95052-803

May 15, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

May 15, 2025 EX-99.1

APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2025 RESULTS

Exhibit 99.1 Investor Relations Contact: Liz Morali (408) 986-7977 [email protected] Media Contact: Ricky Gradwohl (408) 235-4676 [email protected] APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2025 RESULTS •Revenue $7.10 billion, up 7 percent year over year •GAAP gross margin 49.1 percent and non-GAAP gross margin 49.2 percent •GAAP operating margin 30.5 percent and non-GAAP operating margin 3

April 14, 2025 EX-99.1

Applied Materials Announces a Strategic Investment in BE Semiconductor Industries

Exhibit 99.1 Applied Materials Announces a Strategic Investment in BE Semiconductor Industries Purchased 9 percent of outstanding shares to build upon four years of successful collaboration on hybrid bonding technology for advanced packaging SANTA CLARA, Calif., April 14, 2025 – Applied Materials, Inc. today announced it has purchased 9 percent of the outstanding shares of the common stock of BE S

April 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 Applied Materials,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 10, 2025 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission F

February 27, 2025 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 27, 2025 EX-10.1

Credit Agreement, dated as of February 24, 2025, among Applied Materials, Inc., Bank of America, N.A., as administrative agent, and the other lenders named therein

Exhibit 10.1 Execution Version U.S. $2,000,000,000 CREDIT AGREEMENT Dated as of February 24, 2025 Among APPLIED MATERIALS, INC. as Borrower THE INITIAL LENDERS NAMED HEREIN as Initial Lenders and BANK OF AMERICA, N.A., as Administrative Agent BNP PARIBAS CITIBANK, N.A. HSBC BANK USA, NATIONAL ASSOCIATION MIZUHO BANK, LTD. and MUFG BANK, LTD. Syndication Agents COMMERZBANK AG, NEW YORK BRANCH GOLDM

February 20, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 26, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

February 13, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 13, 2025 EX-99.1

APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2025 RESULTS

Exhibit 99.1 Investor Relations Contact: Liz Morali (408) 986-7977 [email protected] Media Contact: Ricky Gradwohl (408) 235-4676 [email protected] APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2025 RESULTS •Revenue $7.17 billion, up 7 percent year over year •GAAP gross margin 48.8 percent and non-GAAP gross margin 48.9 percent •GAAP operating margin 30.4 percent and non-GAAP operating margin 30

January 22, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐  Preliminary Proxy Statement ☐  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6

January 22, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐   Preliminary Proxy Statement ☐   Confidential, for Use of the Commission Only (as per

December 13, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark one) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 27, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-0692

December 13, 2024 EX-19.1

Insider Trading Policy†

Exhibit 19.1 INSIDER TRADING POLICY Purpose This Insider Trading Policy (“Policy”) of Applied Materials, Inc. and its subsidiaries (collectively, “we,” “our,” “Applied” or the “Company”) sets forth standards intended to prevent actual or apparent insider trading violations by directors, officers, employees and other individuals associated with Applied. The Board of Directors has adopted this Polic

December 13, 2024 EX-21

Subsidiaries of Applied Materials, Inc.†

Exhibit 21 SUBSIDIARIES OF APPLIED MATERIALS, INC. As of October 27, 2024 LEGAL ENTITY NAME PLACE OF INCORPORATION Applied Materials (Holdings) (1) California Applied Materials Asia-Pacific, LLC (2) (3) Delaware Applied Materials Canada, Inc. Canada Applied Materials Holdings S.à r.l. (4) Luxembourg Applied Materials India Private Limited India Applied Materials Israel Ltd. (5) Israel Applied Vent

November 14, 2024 EX-99.1

APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2024 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2024 RESULTS •Quarterly revenue $7.05 billion, up 5 percent year over year •Quarterly GAAP EPS $2.09 and non-GAAP EPS $2.32, down 12 percent and up 9 percent year over year, respectively •Annual revenue $27.18 billion, up 2 percent year over year •Annual GAAP EPS $8.61 and non-GAAP EPS $8.65, up 6 percent and 7 percent year ov

November 14, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

August 22, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000

August 15, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 Applied Materials

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

August 15, 2024 EX-99.1

APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2024 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2024 RESULTS •Revenue $6.78 billion, up 5 percent year over year •GAAP operating margin 28.7 percent and non-GAAP operating margin 28.8 percent, up 0.7 points and 0.5 points year over year, respectively •GAAP EPS $2.05 and non-GAAP EPS $2.12, up 11 percent and 12 percent year over year, respectively •Generated $2.39 billion in cash from operat

June 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 Applied Materials, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

June 11, 2024 EX-4.1

Indenture, dated as of June 11, 2024, by and between Applied Materials, Inc. and The Bank of New York Mellon Trust Company, N.A.

Exhibit 4.1 APPLIED MATERIALS, INC. as Issuer AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee INDENTURE Dated as of June 11, 2024 UNSUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE II. ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 9 Section 2.01 Designation and Terms of Securities

June 11, 2024 EX-4.2

Supplemental Indenture, dated as of June 11, 2024, by and between Applied Materials, Inc. and The Bank of New York Mellon Trust Company, N.A.

EX-4.2 Exhibit 4.2 APPLIED MATERIALS, INC. as Issuer AND The Bank of New York Mellon Trust Company, N.A., as Trustee SUPPLEMENTAL INDENTURE Dated as of June 11, 2024 $700,000,000 of 4.800% Senior Notes due 2029 THIS SUPPLEMENTAL INDENTURE (the “Supplemental Indenture”) is dated as of June 11, 2024 between APPLIED MATERIALS, INC., a Delaware corporation (the “Company”), and THE BANK OF NEW YORK MEL

June 11, 2024 EX-1.1

Underwriting Agreement, dated June 6, 2024, by and among Applied Materials, Inc. and BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters named therein.

EX-1.1 Exhibit 1.1 APPLIED MATERIALS, INC. $700,000,000 4.800% Notes due 2029 Underwriting Agreement June 6, 2024 BofA Securities, Inc. J.P. Morgan Securities LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen

June 7, 2024 424B2

Applied Materials, Inc. $700,000,000 4.800% Senior Notes due June 15, 2029

Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-279682 Prospectus Supplement (To Prospectus Dated May 23, 2024) Applied Materials, Inc. $700,000,000 4.800% Senior Notes due June 15, 2029 Interest on the notes will be payable semi-annually on June 15 and December 15 of each year, beginning on December 15, 2024. The 4.800% Senior Notes due 2029 will mature on June 15, 2029. W

June 7, 2024 EX-FILING FEES

Calculation of Filing Fee Tables (Form Type) Applied Materials, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities

Exhibit 107 Calculation of Filing Fee Tables 424(b)(2)(1) (Form Type) Applied Materials, Inc.

June 6, 2024 FWP

Applied Materials, Inc. Pricing Term Sheet 4.800% Senior Notes due 2029 Issuer: Applied Materials, Inc. Title: 4.800% Senior Notes due 2029 Principal Amount: $700,000,000 Coupon: 4.800% Maturity Date: June 15, 2029 Treasury Benchmark: 4.500% due May

Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-279682 June 6, 2024 Applied Materials, Inc. Pricing Term Sheet 4.800% Senior Notes due 2029 Issuer: Applied Materials, Inc. Title: 4.800% Senior Notes due 2029 Principal Amount: $700,000,000 Coupon: 4.800% Maturity Date: June 15, 2029 Treasury Benchmark: 4.500% due May 31, 2029 Benchmark Treasury Price and Yield: 100-29 1⁄4; 4

June 6, 2024 424B2

Subject to Completion, Dated June 6, 2024

Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-257078 The information in this Preliminary Prospectus Supplement is not complete and may be changed. This Preliminary Prospectus Supplement and the accompanying Prospectus do not constitute an offer to sell these securities or a solicitation of an offer to buy these securities in any jurisdiction where the offer or sale is not

May 23, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

May 23, 2024 EX-1.01

APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2023

EXHIBIT 1.01 APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2023 This is the Conflict Minerals Report of Applied Materials, Inc., including its subsidiaries (collectively, “Applied” or the “Company”), prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934. Terms used in this report have the meaning specified in Rule 13p-l and/or Form SD issue

May 23, 2024 EX-10.1

Form of Indemnification Agreement between Applied Materials, Inc. and Directors and certain officers†

Exhibit 10.1 INDEMNIFICATION AGREEMENT INDEMNIFICATION AGREEMENT (this “Agreement”), made as of this day of , , by and between Applied Materials, Inc., a Delaware corporation (the “Company”), and (the “Indemnitee”), [an executive officer of the Company] / [a member of the Company’s Board of Directors (the “Board”)]. WHEREAS, the Indemnitee is currently serving as [an executive officer] / [a member

May 23, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-3 (Form Type) Applied Materials, Inc.

May 23, 2024 EX-25.1

Form T-1 Statement of Eligibility of Trustee for Senior Indenture under the Trust Indenture Act of 1939

Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) N/A

May 23, 2024 EX-4.1

Form of Senior Indenture

Exhibit 4.1 APPLIED MATERIALS, INC. as Issuer AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee INDENTURE Dated as of [•] UNSUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE II. ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 9 Section 2.01 Designation and Terms of Securities 9 Section

May 23, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3050 Bowers Avenue P.O. Box 58039 Santa Clara, CA 95052-803

May 23, 2024 S-3ASR

As filed with the Securities and Exchange Commission on May 23, 2024

Table of Contents As filed with the Securities and Exchange Commission on May 23, 2024 Registration No.

May 16, 2024 EX-99.1

APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2024 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2024 RESULTS •Revenue $6.65 billion, flat year over year •GAAP operating margin 28.8 percent and non-GAAP operating margin 29.0 percent, flat and down 0.1 point year over year, respectively •GAAP EPS $2.06 and non-GAAP EPS $2.09, up 11 percent and 5 percent year over year, respectively •Generated $1.39 billion in cash from operations SANTA CL

May 16, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

March 11, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission F

February 29, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 27, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

February 27, 2024 EX-10.1

Deed of Amendment, dated December 19, 2023, to the Trust Deed Constituting the Applied Materials Profit Sharing Scheme

Exhibit 10.1 THIS DEED OF AMENDMENT is made 19th December 2023 BETWEEN APPLIED MATERIALS IRELAND LIMITED (company number 195578) whose registered office is at Unit 1, Block A, Maynooth Business Campus, Maynooth, Co Kildare (hereinafter called “the Company”) of the one part AND IRISH PENSIONS TRUST LIMITED (company number 20990) whose registered office is at 25-28 Adelaide Road, Dublin 2 (hereinaft

February 15, 2024 EX-99.1

APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2024 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2024 RESULTS •Revenue $6.71 billion, flat year over year •GAAP operating margin 29.3 percent and non-GAAP operating margin 29.5 percent, up 0.1 points and flat year over year, respectively •GAAP EPS $2.41 and non-GAAP EPS $2.13, up 19 percent and 5 percent year over year, respectively •Generated $2.33 billion in cash from operations SANTA CLAR

February 15, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2024 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 13, 2024 SC 13G/A

AMAT / Applied Materials, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0313-appliedmaterialsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Applied Materials Inc Title of Class of Securities: Common Stock CUSIP Number: 038222105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to de

January 31, 2024 PX14A6G

Notice of Exempt Solicitation

Notice of Exempt Solicitation NAME OF REGISTRANT: Applied Materials NAME OF PERSONS RELYING ON EXEMPTION: Arjuna Capital ADDRESS OF PERSON RELYING ON EXEMPTION: 13 Elm St.

January 24, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

January 24, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

January 24, 2024 DEF 14A

COURTESY PDF OF PROXY

NOTICEOFANNUALMEETING ANDPROXYSTATEMENT 2024AppliedMaterials,Inc. 3050 Bowers Avenue Santa Clara, California 95054 (408) 727-5555 January 24, 2024 Dear Fellow Shareholders: On behalf of the Board of Directors, we are pleased to invite you to attend Applied Materials’ 2024 Annual Meeting of Shareholders, which will be held on Thursday, March 7, 2024, at 10:00 a.m. Central Time at our offices at 970

December 15, 2023 EX-10.13

Applied Materials, Inc. Applied Incentive Plan, amended and restated effective September 7, 2023

Exhibit 10.13 APPLIED MATERIALS, INC. APPLIED INCENTIVE PLAN (Amended and Restated Effective September 7, 2023) APPLIED MATERIALS, INC. APPLIED INCENTIVE PLAN (Amended and Restated Effective September 7, 2023) 1. ESTABLISHMENT AND PURPOSE Applied Materials, Inc., having originally established the Applied Materials, Inc. Applied Incentive Plan (the “Plan”) effective as of December 8, 2008, and havi

December 15, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark one) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 29, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-0692

December 15, 2023 EX-10.18

Form of Restricted Stock Unit Agreement for members of the Executive Staff for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan

Exhibit 10.18 [EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. RESTRICTED STOCK UNIT AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the “Company”) hereby grants you, [EMPLNAME] (the “Employee”), an award of Restricted Stock Units under the Company’s Employee Stock Incentive Plan (the “Plan”). The date of this Restricted Stock Unit Agreement (the “Agreement”) is

December 15, 2023 EX-10.16

Applied Materials, Inc. Senior Executive Bonus Plan, as amended and restated effective September 8, 202

Exhibit 10.16 APPLIED MATERIALS, INC. SENIOR EXECUTIVE BONUS PLAN (September 8, 2023 Restatement) SECTION 1 ESTABLISHMENT AND PURPOSE 1.1 Purpose. Applied Materials, Inc. having established the Applied Materials, Inc. Senior Executive Bonus Plan (the “Plan”) effective as of September 23, 1994, and having subsequently amended and restated the Plan, hereby amends and restates the Plan again effectiv

December 15, 2023 EX-10.17

Form of Performance Share Unit Agreement for members of the Executive Staff for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan

Exhibit 10.17 [EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. PERFORMANCE SHARE UNIT AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the “Company”) hereby grants you, [EMPLNAME] (the “Employee”), an award of Performance Share Units under the Company’s Employee Stock Incentive Plan (the “Plan”). The date of this Performance Share Unit Agreement (the “Agreement”)

December 15, 2023 EX-97.1

Applied Materials, Inc. Compensation Recovery Policy, adopted on September 7, 2023

Exhibit 97.1 APPLIED MATERIALS, INC. COMPENSATION RECOVERY POLICY Adopted on September 7, 2023 Applied Materials, Inc. (the “Company”) and the Company’s Board of Directors (the “Board”) are committed to strong corporate governance. As part of this commitment, the Company’s Human Resources and Compensation Committee (the “Compensation Committee”) has adopted this Compensation Recovery Policy (the “

December 15, 2023 EX-21

Subsidiaries of Applied Materials, Inc.†

Exhibit 21 SUBSIDIARIES OF APPLIED MATERIALS, INC. As of October 29, 2023 LEGAL ENTITY NAME PLACE OF INCORPORATION Applied Materials (Holdings) (1) California Applied Materials Asia-Pacific, LLC (2) (3) Delaware Applied Materials Canada, Inc. Canada Applied Materials Holdings S.à r.l. (4) Luxembourg Applied Materials India Private Limited India Applied Materials Israel Ltd. (5) Israel Applied Vent

December 15, 2023 EX-4.6

Description of Registrant’s Securities Registered Under Section 12 of the Securities Exchange Act of 1934

Exhibit 4.6 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Applied Materials, Inc. (“we,” “our,” or the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF COMMON STOCK The general terms and provisions of our common stock are summa

December 13, 2023 EX-3.2

Applied Materials Inc. Amended and Restated Bylaws, as amended and restated on December 8, 2023

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF APPLIED MATERIALS, INC. (a Delaware corporation) (Amended and Restated on December 8, 2023) TABLE OF CONTENTS ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Stockholders’ Meetings 4 2.5 Advance Notice of Stockholder Nominees a

December 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 Applied Material

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissio

November 16, 2023 EX-99.1

APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2023 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2023 RESULTS •Quarterly revenue $6.72 billion, flat year over year •Quarterly GAAP EPS $2.38 and non-GAAP EPS $2.12, up 29 percent and 4 percent year over year, respectively •Annual revenue $26.52 billion, up 3 percent year over year •Annual GAAP EPS $8.11 and non-GAAP EPS $8.05, up 9 percent and 5 percent year over year, resp

November 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 Applied Materia

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

August 24, 2023 S-8

As filed with the Securities and Exchange Commission on August 24, 2023

S-8 As filed with the Securities and Exchange Commission on August 24, 2023 Registration No.

August 24, 2023 EX-FILING FEES

Filing Fee Table.

EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Table Form S-8 (Form Type) Applied Materials, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Other Deferred Com

August 24, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000

August 17, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

August 17, 2023 EX-99.1

APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2023 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2023 RESULTS •Revenue $6.43 billion, down 1 percent year over year •GAAP operating margin 28.0 percent and non-GAAP operating margin 28.3 percent, down 1.5 points and 1.7 points year over year, respectively •GAAP EPS $1.85 and non-GAAP EPS $1.90, flat and down 2 percent year over year, respectively •Generated $2.58 billion in cash from operati

May 26, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

May 26, 2023 EX-1.01

APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2022

EXHIBIT 1.01 APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2022 This is the Conflict Minerals Report of Applied Materials, Inc., including its subsidiaries (collectively, “Applied” or the “Company”), prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934. Terms used in this report have the meaning specified in Rule 13p-l and/or Form SD issue

May 26, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3050 Bowers Avenue P.O. Box 58039 Santa Clara, CA 95054-

May 18, 2023 EX-99.1

APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2023 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2023 RESULTS •Revenue $6.63 billion, up 6 percent year over year •GAAP operating margin 28.8 percent and non-GAAP operating margin 29.1 percent, both down 1.5 points year over year •GAAP EPS $1.86 and non-GAAP EPS $2.00, up 7 percent and 8 percent year over year, respectively •Generated $2.29 billion in cash from operations SANTA CLARA, Calif

May 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 Applied Materials, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

March 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 Applied Materials,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission F

February 23, 2023 EX-10.1

Extension Agreement, dated as of February 21, 2023, to Credit Agreement, dated as of February 21, 2020 (as amended by that certain Amendment No. 1 to Credit Agreement, dated as of July 27, 2022), among Applied Materials, Inc., the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent

Exhibit 10.1 Execution Version EXTENSION AGREEMENT EXTENSION AGREEMENT (this “Agreement”), dated as February 21, 2023, for the Credit Agreement, dated as of February 21, 2020 (as amended by that certain Amendment No. 1 to Credit Agreement, dated as of July 27, 2022 and as further amended, restated, amended and restated, supplemented or otherwise modified from time to time, the “Credit Agreement”),

February 23, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 29, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

February 16, 2023 EX-99.1

APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2023 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2023 RESULTS •Revenue $6.74 billion, up 7 percent year over year •GAAP operating margin 29.2 percent and non-GAAP operating margin 29.5 percent, down 2.3 points and 2.2 points year over year, respectively •GAAP EPS $2.02 and non-GAAP EPS $2.03, up 1 percent and 7 percent year over year, respectively •Generated $2.27 billion in cash from operat

February 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 Applied Materia

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 9, 2023 SC 13G/A

AMAT / Applied Materials, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Applied Materials Inc. Title of Class of Securities: Common Stock CUSIP Number: 038222105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

January 25, 2023 DEF 14A

COURTESY PDF OF PROX

NOTICE OF ANNUAL MEETING AND PROXY STATEMENT 2023AppliedMaterials,Inc. 3050 Bowers Avenue Santa Clara, California 95054 (408) 727-5555 January 25, 2023 Dear Fellow Shareholders: On behalf of the Board of Directors, we are pleased to invite you to attend Applied Materials’ 2023 Annual Meeting of Shareholders, which will be held on Thursday, March 9, 2023, at 11:00 a.m. Pacific Time at our corporate

January 25, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 25, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

December 16, 2022 EX-10.15

Applied Materials, Inc. 2016 Deferred Compensation Plan, as amended and restated on January 1, 2021

Exhibit 10.15 APPLIED MATERIALS, INC. 2016 DEFERRED COMPENSATION PLAN (Amended and restated as of January 1, 2021) 1 APPLIED MATERIALS, INC. 2016 DEFERRED COMPENSATION PLAN (Amended and restated as of January 1, 2021) Applied Materials, Inc., a Delaware corporation (the ?Company?) on behalf of itself and its Participating Affiliates, having previously adopted the Applied Materials, Inc. 2005 Execu

December 16, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-0692

December 16, 2022 EX-21

Subsidiaries of Applied Materials, Inc.†

Exhibit 21 SUBSIDIARIES OF APPLIED MATERIALS, INC. As of October 30, 2022 LEGAL ENTITY NAME PLACE OF INCORPORATION Applied Materials (Holdings) (1) California Applied Materials Asia-Pacific, LLC (2) (3) Delaware Applied Materials Canada, Inc. Canada Applied Materials Holdings S.? r.l. (4) Luxembourg Applied Materials India Private Limited India Applied Materials Israel Ltd. (5) Israel Applied Mate

December 16, 2022 EX-3.02

Amended and Restated Bylaws of Applied Materials, Inc., as amended and restated through December 13, 2022

EX-3.02 Exhibit 3.02 AMENDED AND RESTATED BYLAWS OF APPLIED MATERIALS, INC. (a Delaware corporation) (Amended and Restated to December 13, 2022) TABLE OF CONTENTS PAGE ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Stockholders’ Meetings 5 2.5 Advance Notice of Stockholder No

December 16, 2022 EX-10.1

Form of Indemnification Agreement between Applied Materials, Inc. and Directors and certain officers

Exhibit 10.1 INDEMNIFICATION AGREEMENT INDEMNIFICATION AGREEMENT (this ?Agreement?), made as of this day of , , by and between Applied Materials, Inc., a Delaware corporation (the ?Company?), and (the ?Indemnitee?), [an executive officer of the Company] / [a member of the Company?s Board of Directors (the ?Board?)]. WHEREAS, the Indemnitee is currently serving as [an executive officer] / [a member

December 16, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

November 17, 2022 EX-99.1

APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2022 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2022 RESULTS ?Record quarterly revenue of $6.75 billion, up 10 percent year over year ?Quarterly GAAP EPS of $1.85 and record non-GAAP EPS of $2.03, down 2 percent and up 5 percent year over year, respectively ?Record annual revenue of $25.79 billion, up 12 percent year over year ?Record annual GAAP EPS of $7.44 and record non

November 17, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

October 24, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 Applied Material

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissio

October 24, 2022 EX-99.1

Applied Materials Appoints Kevin March to Board of Directors

Exhibit 99.1 Applied Materials Appoints Kevin March to Board of Directors SANTA CLARA, Calif., Oct. 24, 2022 ? Applied Materials, Inc. today announced the appointment of Kevin March to serve on its Board of Directors. A semiconductor industry veteran, Mr. March brings more than 30 years of finance and business operations expertise to Applied and will serve on the Board?s Audit Committee. ?Kevin ha

October 12, 2022 EX-99.1

Applied Materials Revises Fourth Quarter of Fiscal 2022 Business Outlook

Exhibit 99.1 Applied Materials Revises Fourth Quarter of Fiscal 2022 Business Outlook SANTA CLARA, Calif., Oct. 12, 2022 ? Applied Materials, Inc. is revising its business outlook for the fourth quarter of fiscal 2022, ending Oct. 30, 2022. On Oct. 7, 2022, the United States government announced new export regulations for U.S. semiconductor technology sold in China, including wafer fabrication equ

October 12, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissio

September 29, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commiss

September 29, 2022 EX-10.1

Separation Agreement and Release, dated as of September 23, 2022, by and between Ali Salehpour and Applied Materials, Inc.

Exhibit 10.1 ALI SALEHPOUR SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (?Agreement?) is made by and between Ali Salehpour (?Executive?) and Applied Materials, Inc. (the ?Company?) (jointly referred to as the ?Parties? and each individually referred to as a ?Party?). RECITALS WHEREAS, Executive has been employed by the Company as its Senior Vice President, Services, Displ

September 6, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

August 25, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000

August 25, 2022 EX-10.1

Amendment No. 1, dated as of July 27, 2022, to the Credit Agreement, dated as of February 21, 2020, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein

Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of July 27, 2022 (this ?Amendment?), to the Credit Agreement (as defined below) by and among Applied Materials, Inc., a Delaware corporation (the ?Borrower?), the Lenders party hereto and JPMorgan Chase Bank, N.A., as administrative agent (the ?Administrative Agent?). RECITALS A. The Borrower, the Lenders party thereto fr

August 25, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

August 18, 2022 EX-99.1

APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2022 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2022 RESULTS ?Record quarterly revenue of $6.52 billion, up 5 percent year over year ?GAAP EPS of $1.85 and non-GAAP EPS of $1.94, down 1 percent and up 2 percent year over year, respectively ?Generated $1.47 billion in cash from operations and returned $1.23 billion to shareholders SANTA CLARA, Calif., Aug. 18, 2022 ? Applied Materials, Inc.

August 18, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

May 26, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 1, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-0

May 26, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 (Commission File Number) 94-1655526 (State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 (Commission File Number) 94-1655526 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 3050 Bowers Avenue P.O. Box 58039 Santa Clara, CA 95052-803

May 26, 2022 EX-10.1

Offer Letter, dated February 26, 2022, between Applied Materials, Inc. and Brice Hill

Exhibit 10.1 February 26, 2022 Brice Hill [Personal Address] Dear Brice: I am pleased to extend an offer of employment to you for the position of Senior Vice President, Chief Financial Officer, reporting to Gary Dickerson. We believe you will find great opportunity and professional challenge at Applied Materials, where you will contribute to the success of a world-class organization. Your annual b

May 26, 2022 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EXHIBIT 1.01 APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2021 This is the Conflict Minerals Report of Applied Materials, Inc., including its subsidiaries (collectively, ?Applied? or the ?Company?), prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934. Terms used in this report have the meaning specified in Rule 13p-l and/or Form SD issue

May 19, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

May 19, 2022 EX-99.1

APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2022 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2022 RESULTS ?Quarterly revenue of $6.25 billion, up 12 percent year over year ?GAAP operating margin of 30.3 percent and non-GAAP operating margin of 30.6 percent, up 2.0 points and down 1.1 points year over year, respectively ?GAAP EPS of $1.74 and non-GAAP EPS of $1.85, up 22 percent and 13 percent year over year, respectively SANTA CLARA,

March 14, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 7, 2022 EX-99.1

Applied Materials Appoints Semiconductor Industry Veteran Brice Hill as Chief Financial Officer

Exhibit 99.1 Applied Materials Appoints Semiconductor Industry Veteran Brice Hill as Chief Financial Officer SANTA CLARA, Calif., March 7, 2022 ? Applied Materials, Inc. today announced that Brice Hill has joined the company as Senior Vice President and Chief Financial Officer. Hill has 25 years of finance leadership experience within the semiconductor industry, most recently as CFO of Xilinx, Inc

March 7, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission F

February 24, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

February 16, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 16, 2022 EX-99.1

APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2022 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2022 RESULTS ?Record quarterly revenue of $6.27 billion, up 21 percent year over year ?GAAP operating margin of 31.5 percent and non-GAAP operating margin of 31.7 percent, up 6.6 points and 2.7 points year over year, respectively ?GAAP EPS of $2.00 and non-GAAP EPS of $1.89, up 64 percent and 36 percent year over year, respectively SANTA CLARA

February 9, 2022 SC 13G/A

AMAT / Applied Materials, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Applied Materials Inc. Title of Class of Securities: Common Stock CUSIP Number: 038222105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

January 26, 2022 DEF 14A

COURTESY PDF OF PROXY

January 26, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

January 26, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 d252472ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Us

December 17, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-0692

December 17, 2021 EX-21

Subsidiaries of Applied Materials, Inc.†

Exhibit 21 SUBSIDIARIES OF APPLIED MATERIALS, INC. As of October 31, 2021 LEGAL ENTITY NAME PLACE OF INCORPORATION AKT Godo Kaisha (1) Japan Applied Materials (Holdings) (2) California Applied Materials Asia-Pacific, LLC (3) Delaware Applied Materials Canada, Inc. Canada Applied Materials Holdings S.? r.l. (4) Luxembourg Applied Materials India Private Limited India Applied Materials Israel Ltd. (

December 8, 2021 EX-3.1

Amended and Restated Bylaws of Applied Materials, Inc., as amended and restated through December 3, 2021

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF APPLIED MATERIALS, INC. (a Delaware corporation) (Amended and Restated to December 3, 2021) TABLE OF CONTENTS PAGE ARTICLE I OFFICES 1 1.1?? Registered Office 1 1.2?? Other Offices 1 ARTICLE II STOCKHOLDERS 1 2.1?? Place of Meetings 1 2.2?? Annual Meeting 1 2.3?? Special Meeting 1 2.4?? Notice of Stockholders? Meetings 5 2.5?? Advance Notice of Stockholde

December 8, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissio

November 18, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

November 18, 2021 EX-99.1

APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2021 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2021 RESULTS ?Record annual revenue of $23.06 billion, up 34 percent year over year ?Record annual GAAP operating margin of 29.9 percent, non-GAAP operating margin of 31.7 percent, GAAP EPS of $6.40 and non-GAAP EPS of $6.84 ?Quarterly revenue of $6.12 billion, up 31 percent year over year ?Record quarterly GAAP operating marg

October 1, 2021 EX-99.1

Applied Materials Announces Executive Change Bob Halliday Appointed Interim CFO

Exhibit 99.1 Applied Materials Announces Executive Change Bob Halliday Appointed Interim CFO SANTA CLARA, Calif., Oct. 1, 2021 ? Applied Materials, Inc. today announced that Dan Durn, Senior Vice President and Chief Financial Officer (CFO), is departing the company on Oct. 15 to become the CFO at Adobe Inc. Former Applied Materials CFO Bob Halliday has been appointed interim CFO and is serving in

October 1, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commiss

September 10, 2021 S-8 POS

As filed with the Securities and Exchange Commission on September 10, 2021

As filed with the Securities and Exchange Commission on September 10, 2021 Registration No.

September 10, 2021 S-8 POS

As filed with the Securities and Exchange Commission on September 10, 2021

As filed with the Securities and Exchange Commission on September 10, 2021 Registration No.

September 10, 2021 S-8 POS

As filed with the Securities and Exchange Commission on September 10, 2021

As filed with the Securities and Exchange Commission on September 10, 2021 Registration No.

September 10, 2021 S-8 POS

As filed with the Securities and Exchange Commission on September 10, 2021

As filed with the Securities and Exchange Commission on September 10, 2021 Registration No.

August 26, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 1, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

August 19, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

August 19, 2021 EX-99.1

APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2021 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2021 RESULTS ?Record quarterly revenue of $6.20 billion, up 41 percent year over year ?Record quarterly GAAP operating margin of 32.5 percent and record non-GAAP operating margin of 32.7 percent, up 7.3 points and 6.3 points year over year, respectively ?Record quarterly GAAP EPS of $1.87 and record non-GAAP EPS of $1.90, up 105 percent and 79

June 14, 2021 S-3ASR

As filed with the Securities and Exchange Commission on June 14, 2021

Table of Contents As filed with the Securities and Exchange Commission on June 14, 2021 Registration No.

June 14, 2021 EX-25.1

Form T-1 Statement of Eligibility of Trustee for Senior Indenture under the Trust Indenture Act of 1939.

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

May 27, 2021 EX-10.6

Form of Restricted Stock Unit Agreement for members of the Executive Staff for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan

Exhibit 10.6 [EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. RESTRICTED STOCK UNIT AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the ?Company?) hereby grants you, [EMPLNAME] (the ?Employee?), an award of Restricted Stock Units under the Company?s Employee Stock Incentive Plan (the ?Plan?). The date of this Restricted Stock Unit Agreement (the ?Agreement?) is [

May 27, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 2, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-0

May 27, 2021 S-8

As filed with the Securities and Exchange Commission on May 27, 2021

As filed with the Securities and Exchange Commission on May 27, 2021 Registration No.

May 27, 2021 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 d164039dex101.htm EX-1.01 EXHIBIT 1.01 APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2020 This is the Conflict Minerals Report of Applied Materials, Inc., including its subsidiaries (collectively, “Applied” or the “Company”), prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934. Terms used in this report have the meaning specifie

May 27, 2021 EX-10.3

Form of Restricted Stock Unit Agreement for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan

Exhibit 10.3 [EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. RESTRICTED STOCK UNIT AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the ?Company?) hereby grants you, [EMPLNAME] (the ?Employee?), an award of Restricted Stock Units under the Company?s Employee Stock Incentive Plan (the ?Plan?). The date of this Restricted Stock Unit Agreement (the ?Agreement?) is [

May 27, 2021 S-8

As filed with the Securities and Exchange Commission on May 27, 2021

As filed with the Securities and Exchange Commission on May 27, 2021 Registration No.

May 27, 2021 EX-10.4

Form of Restricted Stock Unit Agreement for Nonemployee Directors for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan

Exhibit 10.4 [DIRECTOR NAME] AMAT ID Number: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. RESTRICTED STOCK UNIT AGREEMENT FOR NONEMPLOYEE DIRECTORS NOTICE OF GRANT Applied Materials, Inc. (the ?Company?) hereby grants you, [DIRECTOR NAME] (the ?Grantee?), an award of Restricted Stock Units under the Company?s Employee Stock Incentive Plan (the ?Plan?). The date of this Restricted Stock

May 27, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of

SD 1 d164039dsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3050 Bowers Avenue P.O. Box 58039 Sa

May 27, 2021 EX-10.5

Form of Performance Share Unit Agreement for members of the Executive Staff for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan

Exhibit 10.5 [EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. PERFORMANCE SHARE UNIT AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the ?Company?) hereby grants you, [EMPLNAME] (the ?Employee?), an award of Performance Share Units under the Company?s Employee Stock Incentive Plan (the ?Plan?). The date of this Performance Share Unit Agreement (the ?Agreement?) i

May 20, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

May 20, 2021 EX-99.1

APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2021 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2021 RESULTS ?Record quarterly revenue of $5.58 billion, up 41 percent year over year ?Quarterly GAAP operating margin of 28.3 percent and non-GAAP operating margin of 31.7 percent, up 4.7 points and 7.0 points year over year, respectively ?Quarterly GAAP EPS of $1.43 and record non-GAAP EPS of $1.63, up 74 percent and 83 percent year over ye

March 29, 2021 EX-99.1

Applied Materials Announces Termination of Kokusai Electric Acquisition Agreement

EX-99.1 Exhibit 99.1 Applied Materials Announces Termination of Kokusai Electric Acquisition Agreement SANTA CLARA, Calif., March 29, 2021 – Applied Materials, Inc. today announced that the amended Kokusai Electric Corporation share purchase agreement with KKR HKE Investment L.P. terminated as of March 19, 2021 as Applied did not receive confirmation of timely approval from the regulator in China.

March 29, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 22, 2021 EX-99.1

Applied Materials Announces Update on Kokusai Electric Acquisition Agreement Applied’s Board of Directors Supplements Stock Buyback Program with New $7.5 Billion Authorization

EX-99.1 Exhibit 99.1 Applied Materials Announces Update on Kokusai Electric Acquisition Agreement Applied’s Board of Directors Supplements Stock Buyback Program with New $7.5 Billion Authorization SANTA CLARA, Calif., March 22, 2021 – Applied Materials, Inc. today announced that the amended Kokusai Electric Corporation share purchase agreement with KKR HKE Investment L.P. may have terminated in ac

March 22, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 16, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 16, 2021 EX-10.2

Applied Materials, Inc. Omnibus Employees’ Stock Purchase Plan, effective September 1, 2021

Exhibit 10.2 APPLIED MATERIALS, INC. OMNIBUS EMPLOYEES? STOCK PURCHASE PLAN (Amended and Restated Effective as of September 1, 2021) SECTION 1 PURPOSE 1.1 Applied Materials, Inc., having established the Applied Materials, Inc. Employees? Stock Purchase Plan (the ?U.S. Plan?) in order to provide Eligible Employees of the Company and Participating Companies with the opportunity to purchase Common St

March 16, 2021 EX-10.1

Applied Materials, Inc. Employee Stock Incentive Plan, as amended and restated effective March 11, 202

Exhibit 10.1 APPLIED MATERIALS, INC. EMPLOYEE STOCK INCENTIVE PLAN (March 11, 2021 Amendment and Restatement) SECTION 1 BACKGROUND AND PURPOSE 1.1 Background and Effective Date. The Plan permits the grant of Nonqualified Stock Options, Incentive Stock Options, Stock Appreciation Rights, Restricted Stock Awards, Performance Units, Performance Share Units, and Restricted Stock Units. The Plan, as am

February 25, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

February 25, 2021 EX-10.2

Applied Materials, Inc. 2016 Deferred Compensation Plan

APPLIED MATERIALS, INC. 2016 DEFERRED COMPENSATION PLAN (Amended and restated as of January 1, 2021) APPLIED MATERIALS, INC. 2016 DEFERRED COMPENSATION PLAN (Amended and restated as of January 1, 2021) Applied Materials, Inc., a Delaware corporation (the ?Company?) on behalf of itself and its Participating Affiliates, having previously adopted the Applied Materials, Inc. 2005 Executive Deferred Co

February 25, 2021 EX-10.3

Form of Performance Shares Agreement for certain executive officers for use under the Applied Materials, Inc. Employee Stock Incentive Plan

[EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. PERFORMANCE SHARES AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the ?Company?) hereby grants you, [EMPLNAME] (the ?Employee?), an award of Performance Shares under the Company?s Employee Stock Incentive Plan (the ?Plan?). The date of this Performance Shares Agreement (the ?Agreement?) is December [], 2020 (the ?

February 18, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 18, 2021 EX-99.1

APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2021 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2021 RESULTS •Record quarterly revenue of $5.16 billion, up 24 percent year over year •Quarterly GAAP EPS of $1.22 and record non-GAAP EPS of $1.39, up 27 percent and 42 percent year over year, respectively •Generated $1.42 billion in cash from operations SANTA CLARA, Calif., Feb. 18, 2021 — Applied Materials, Inc. (NASDAQ: AMAT) today reporte

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Applied Materials Inc. Title of Class of Securities: Common Stock CUSIP Number: 038222105 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

January 28, 2021 DEF 14A

COURTESY PDF OF PROXY

NOTICE OF ANNUAL MEETING AND PROXY STATEMENT 2021January 28, 2021 Dear Fellow Shareholders: On behalf of the Board of Directors, we are pleased to invite you to attend Applied Materials’ 2021 Annual Meeting of Share- holders, which will be held on Thursday, March 11, 2021, at 11:00 a.

January 28, 2021 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

January 28, 2021 DEF 14A

definitive proxy statement

DEF 14A 1 d931543ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Us

January 4, 2021 EX-2.1

Amendment to Share Purchase Agreement, dated as of January 1, 2021, by and among Applied Materials, Inc., Kokusai Electric Corporation and KKR HKE Investment L.P.

EX-2.1 Exhibit 2.1 January 1, 2021 Applied Materials, Inc. 3050 Bowers Avenue, M/S 0105 P.O. Box 58039 Santa Clara, California, USA 95052-8039 Attention: Hussein Fawaz, Corporate Vice President, Mergers & Acquisitions and Applied Materials, Inc. 3225 Oakmead Village Drive, M/S 1241 P.O. Box 58039 Santa Clara, California, USA 95054 Attention: Thomas F. Larkins, General Counsel Re: Amendment to Shar

January 4, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

January 4, 2021 EX-10.1

Amendment No. 1 to Term Loan Credit Agreement, dated as of December 30, 2020, by and among Applied Materials, Inc., as borrower, JPMorgan Chase Bank, N.A., as administrative agent, and the lenders named therein

EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO TERM LOAN CREDIT AGREEMENT This AMENDMENT NO. 1 TO TERM LOAN CREDIT AGREEMENT, dated as of December 30, 2020 (this “Amendment”), is entered into among APPLIED MATERIALS, INC. (the “Borrower”), the Lenders signatory hereto and JPMORGAN CHASE BANK, N.A., as administrative agent (in such capacity, the “Agent”) under the Term Loan Credit Agreem

December 11, 2020 EX-4.6

Description of Registrant’s Securities Registered Under Section 12 of the Securities Exchange Act of 1934

Exhibit 4.6 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Applied Materials, Inc. (“we,” “our,” or the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF COMMON STOCK The general terms and provisions of our common stock are summa

December 11, 2020 EX-21

Subsidiaries of Applied Materials, Inc.†

Exhibit 21 SUBSIDIARIES OF APPLIED MATERIALS, INC. As of October 25, 2020 LEGAL ENTITY NAME PLACE OF INCORPORATION AKT Godo Kaisha (1) Japan Applied Materials (Holdings) (2) California Applied Materials Asia-Pacific, LLC (3) Delaware Applied Materials Canada, Inc. Canada Applied Materials Holdings S.à r.l. (4) Luxembourg Applied Materials India Private Limited India Applied Materials Israel Ltd. (

December 11, 2020 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark one) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 25, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-0692

December 8, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissio

December 7, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissio

November 12, 2020 EX-99.1

APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2020 RESULTS

EX-99.1 2 exhibit991q42020earnin.htm EXHIBIT 99.1 EARNINGS RELEASE Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2020 RESULTS •Record quarterly revenue of $4.69 billion, up 25 percent year over year •Record quarterly GAAP EPS of $1.23 and non-GAAP EPS of $1.25, up 64 percent and 56 percent year over year, respectively •Generated record annual cash from operations of $3.80

November 12, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

October 1, 2020 8-K

Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commiss

August 20, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 26, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000

August 13, 2020 EX-99.1

APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2020 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2020 RESULTS •Quarterly revenue of $4.40 billion, up 23 percent year over year •GAAP EPS of $0.91 and non-GAAP EPS of $1.06, up 49 percent and 43 percent year over year, respectively •Returned $402 million to shareholders SANTA CLARA, Calif., Aug. 13, 2020 — Applied Materials, Inc. (NASDAQ: AMAT) today reported results for its third quarter en

August 13, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

July 9, 2020 EX-10.1

Separation Agreement and Release, dated as of July 3, 2020 by and between Steve Ghanayem and Applied Materials, Inc.

EX-10.1 Exhibit 10.1 STEVE GHANAYEM SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is made by and between Steve Ghanayem (“Executive”) and Applied Materials, Inc. (the “Company”) (jointly referred to as the “Parties” and each individually referred to as a “Party”). RECITALS WHEREAS, Executive currently is employed by the Company as its Senior Vice President, N

July 9, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

July 1, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission F

June 15, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

May 29, 2020 EX-4.1

Fourth Supplemental Indenture dated May 29, 2020, by and between Applied Materials, Inc. and U.S. Bank National Association

EX-4.1 Exhibit 4.1 Execution Version APPLIED MATERIALS, INC. as Issuer AND U.S. Bank National Association, as Trustee FOURTH SUPPLEMENTAL INDENTURE Dated as of May 29, 2020 $750,000,000 of 1.750% Senior Notes due 2030 and $750,000,000 of 2.750% Senior Notes due 2050 THIS FOURTH SUPPLEMENTAL INDENTURE (the “Fourth Supplemental Indenture”) is dated as of May 29, 2020 between APPLIED MATERIALS, INC.,

May 29, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

May 28, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

May 28, 2020 EX-1.1

Underwriting Agreement, dated May 26, 2020, by and among Applied Materials, Inc. and BofA Securities, Inc., Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several underwriters named therein.

EX-1.1 2 d863285dex11.htm EX-1.1 Exhibit 1.1 $1,500,000,000 APPLIED MATERIALS, INC. $750,000,000 1.750% Notes due 2030 $750,000,000 2.750% Notes due 2050 Underwriting Agreement May 26, 2020 BofA Securities, Inc. Goldman Sachs & Co. LLC J.P. Morgan Securities LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o BofA Securities, Inc. One Bryant Park New York, New York 1

May 27, 2020 SD

- SD

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3050 Bowers Avenue P.O. Box 58039 Santa Clara, CA 95052-

May 27, 2020 EX-1.01

APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2019

EX-1.01 2 d935668dex101.htm EX-1.01 EXHIBIT 1.01 APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2019 This is the Conflict Minerals Report of Applied Materials, Inc., including its subsidiaries (collectively, “Applied” or the “Company”), prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934. Terms used in this report have the meaning specifie

May 27, 2020 424B5

CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Maximum Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee (1) 1.750% Senior Notes due 2030 $750,000,000 99.61

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-225577 CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Maximum Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee (1) 1.750% Senior Notes due 2030 $750,000,000 99.617% $747,127,500 $96,977.15 2.750% Senior Notes due 2050 $750,000,

May 26, 2020 FWP

Applied Materials, Inc. Pricing Term Sheet

FWP Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-225577 May 26, 2020 Applied Materials, Inc. Pricing Term Sheet 1.750% Senior Notes due 2030 Issuer: Applied Materials, Inc. Title: 1.750% Senior Notes due 2030 Principal Amount: $750,000,000 Coupon: 1.750% Maturity Date: June 1, 2030 Treasury Benchmark: 0.625% due May 15, 2030 Benchmark Treasury Price and Yield: 99-11+; 0.

May 26, 2020 424B5

Subject to Completion, Dated May 26, 2020

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-225577 The information in this Preliminary Prospectus Supplement is not complete and may be changed. This Preliminary Prospectus Supplement and the accompanying Prospectus do not constitute an offer to sell these securities or a solicitation of an offer to buy these securities in any jurisdiction where the offer or sale

May 21, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 26, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

May 14, 2020 EX-99.1

APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2020 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2020 RESULTS •Quarterly revenue of $3.96 billion, up 12 percent year over year •GAAP EPS of $0.82 and non-GAAP EPS of $0.89, up 17 percent and 27 percent year over year, respectively •Returned $392 million to shareholders SANTA CLARA, Calif., May 14, 2020 — Applied Materials, Inc. (NASDAQ: AMAT) today reported results for its second quarter e

May 14, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission Fi

March 23, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 23, 2020 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 23, 2020 EX-99.1

Applied Materials Withdraws Second Quarter of Fiscal 2020 Business Outlook

EX-99.1 Exhibit 99.1 Applied Materials Withdraws Second Quarter of Fiscal 2020 Business Outlook SANTA CLARA, Calif., March 23, 2020 – Applied Materials, Inc. is withdrawing its business outlook for the second quarter of fiscal 2020, ending on April 26, 2020, because the evolving worldwide response to COVID-19 is impacting the company’s supply chain and manufacturing operations. Specifically, while

March 16, 2020 EX-3.1

Amended and Restated Certificate of Incorporation of Applied Materials, Inc., as amended and restated through March 16, 2020

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF APPLIED MATERIALS, INC. Applied Materials, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: (1) The original certificate of incorporation was filed with the Secretary of State of the State of Delaware on March 18, 1987. (2) This Amended and Restated Certificate of

March 16, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission

March 16, 2020 EX-3.2

Amended and Restated Bylaws of Applied Materials, Inc.

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF APPLIED MATERIALS, INC. (a Delaware corporation) (Amended and Restated to March 16, 2020) TABLE OF CONTENTS PAGE ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Stockholders’ Meetings 5 2.5 Advance Notice of Stockholder Nominee

February 21, 2020 EX-10.1

Credit Agreement, dated as of February 21, 2020, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein

EX-10.1 Exhibit 10.1 Execution Version U.S. $1,500,000,000 CREDIT AGREEMENT Dated as of February 21, 2020 Among APPLIED MATERIALS, INC. as Borrower THE INITIAL LENDERS NAMED HEREIN as Initial Lenders and JPMORGAN CHASE BANK, N.A., as Administrative Agent CITIGROUP GLOBAL MARKETS INC. MUFG BANK, LTD. U.S. BANK NATIONAL ASSOCIATION WELLS FARGO BANK, NATIONAL ASSOCIATION BANK OF AMERICA, N.A. MIZUHO

February 21, 2020 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 20, 2020 EX-10.1

Third Amendment to the Applied Materials, Inc. 2016 Deferred Compensation Plan

THIRD AMENDMENT TOAPPLIED MATERIALS, INC. 2016 DEFERRED COMPENSATION PLAN (OCTOBER 12, 2015 RESTATEMENT) Applied Materials, Inc. (the “Company”), having established the Applied Materials, Inc. 2016 Deferred Compensation Plan (the “Plan”), originally effective as of January 1, 2005, and most recently restated effective as of October 12, 2015, and as subsequently amended by the first and second amen

February 20, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 26, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

February 12, 2020 SC 13G/A

AMAT / Applied Materials, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01632-appliedmaterialsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Applied Materials Inc Title of Class of Securities: Common Stock CUSIP Number: 038222105 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to de

February 12, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2020 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 12, 2020 EX-99.1

APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2020 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2020 RESULTS •Quarterly revenue of $4.16 billion, up 11 percent year over year •GAAP EPS of $0.96 and non-GAAP EPS of $0.98, up 20 percent and 21 percent year over year, respectively •Returned $392 million to shareholders SANTA CLARA, Calif., Feb. 12, 2020 — Applied Materials, Inc. (NASDAQ: AMAT) today reported results for its first quarter en

February 7, 2020 CORRESP

AMAT / Applied Materials, Inc. CORRESP - -

CORRESP 1 filename1.htm 3050 Bowers Avenue I P.O. Box 58039 Santa Clara, California 95054, U.S.A. Telephone: 408 727 5555 www.appliedmaterials.com February 7, 2020 VIA EDGAR (FILED AS CORRESPONDENCE) Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: SiSi Cheng Anne McConnell Re: Applied Materials, Inc. Form 10

January 30, 2020 DEFA14A

AMAT / Applied Materials, Inc. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

January 30, 2020 DEF 14A

definitive proxy statement

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 30, 2020 DEF 14A

COURTESY PDF OF PROXY

NOTICE OF ANNUAL MEETING AND PROXY STATEMENT 2020January 30, 2020 Dear Fellow Shareholders: On behalf of the Board of Directors, we are pleased to invite you to attend Applied Materials’ 2020 Annual Meeting of Share- holders, which will be held on Thursday, March 12, 2020, at 11:00 a.

January 14, 2020 PRE 14A

AMAT / Applied Materials, Inc. PRE 14A - - PRE 14A

PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 13, 2019 EX-4.5

Description of Registrant’s Securities Registered Under Section 12 of the Securities Exchange Act of 1934†

Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Applied Materials, Inc. (“we,” “our,” or the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF COMMON STOCK The general terms and provisions of our common stock are summa

December 13, 2019 10-K

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark one) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 27, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-0692

December 13, 2019 EX-10.12

Applied Materials, Inc. Employees’ Stock Purchase Plan, amended and restated effective October 28, 2019

Exhibit 10.12 APPLIED MATERIALS, INC. EMPLOYEES’ STOCK PURCHASE PLAN (Amended and Restated Effective as of October 28, 2019) TABLE OF CONTENTS Page SECTION 1 PURPOSE 1 SECTION 2 DEFINITIONS 1 2.1 “1934 Act” 1 2.2 “Board” 1 2.3 “Code” 1 2.4 “Committee” 1 2.5 “Common Stock” 1 2.6 “Company” 1 2.7 “Compensation” 1 2.8 “Eligible Employee” 2 2.9 “Employee” 2 2.10 “Employer” or “Employers” 2 2.11 “Enroll

December 13, 2019 EX-10.21

Applied Materials, Inc. Stock Purchase Plan for Offshore Employees, amended and restated effective

Exhibit 10.21 APPLIED MATERIALS, INC. STOCK PURCHASE PLAN FOR OFFSHORE EMPLOYEES (Amended and Restated Effective as of October 28, 2019) 1. INTRODUCTION Applied Materials, Inc. (the “Corporation”), having established the Applied Materials, Inc. Stock Purchase Plan for Offshore Employees (the “Plan”), hereby amends and restates the Plan in its entirety, effective as of October 28, 2019, as set fort

December 13, 2019 S-8

AMAT / Applied Materials, Inc. S-8 - - S-8

S-8 As filed with the Securities and Exchange Commission on December 13, 2019 Registration No.

December 13, 2019 S-8 POS

AMAT / Applied Materials, Inc. S-8 POS - - S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on December 13, 2019 Registration No.

December 13, 2019 EX-21

Subsidiaries of Applied Materials, Inc.†

Exhibit 21 SUBSIDIARIES OF APPLIED MATERIALS, INC. As of October 27, 2019 LEGAL ENTITY NAME PLACE OF INCORPORATION AKT Japan, LLC Delaware AKT, Inc. (1) Japan Applied Films Taiwan Co., Ltd. Taiwan Applied Materials (Holdings) (2) California Applied Materials Asia-Pacific, LLC (3) Delaware Applied Materials Canada, Inc. Canada Applied Materials Holdings S.à r.l. (4) Luxembourg Applied Materials Ind

November 14, 2019 EX-99.1

APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2019 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2019 RESULTS •Quarterly revenue of $3.75 billion •Quarterly GAAP EPS of $0.75 and non-GAAP EPS of $0.80 •Returns $3.17 billion to shareholders in fiscal 2019 SANTA CLARA, Calif., Nov. 14, 2019 — Applied Materials, Inc. (NASDAQ:AMAT) today reported results for its fourth quarter and fiscal year ended Oct. 27, 2019. Fourth Quart

November 14, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

August 22, 2019 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 28, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000

August 21, 2019 EX-10.2

Amendment No. 2, dated as of August 19, 2019, to Credit Agreement, dated as of September 3, 2015, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein

EX-10.2 Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2 (this “Agreement”), dated as of August 19, 2019, to the Credit Agreement, dated as of September 3, 2015 (as amended by that certain Extension Agreement, dated as of September 3, 2017, the “Existing Credit Agreement”, and the Existing Credit Agreement as amended by this Agreement, the “Credit Agreement”), amo

August 21, 2019 EX-10.1

Term Loan Credit Agreement, dated as of August 19, 2019, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein

EX-10.1 2 d794603dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION U.S. $2,000,000,000 TERM LOAN CREDIT AGREEMENT Dated as of August 19, 2019 Among APPLIED MATERIALS, INC. as Borrower THE INITIAL LENDERS NAMED HEREIN as Initial Lenders and JPMORGAN CHASE BANK, N.A., as Administrative Agent BANK OF AMERICA, N.A., CITIBANK, N.A., MIZUHO BANK, LTD., MUFG BANK, LTD., U.S. BANK NATIONAL ASSOCIATION and

August 21, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commis

August 15, 2019 EX-99.1

APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2019 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES THIRD QUARTER 2019 RESULTS • Quarterly revenue of $3.56 billion • GAAP EPS of $0.61 and non-GAAP EPS of $0.74 • Returns $724 million to shareholders SANTA CLARA, Calif., Aug. 15, 2019 — Applied Materials, Inc. (NASDAQ:AMAT) today reported results for its third quarter ended July 28, 2019. Third Quarter Results Applied generated revenue of $3.56 billion. On

August 15, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 q319earnings8-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdi

July 24, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d774777d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of inc

July 1, 2019 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

July 1, 2019 EX-99.1

Applied Materials to Acquire Kokusai Electric

EX-99.1 Exhibit 99.1 Applied Materials to Acquire Kokusai Electric • Acquisition provides Applied with complementary, leadership batch wafer processing systems business • Increases Applied’s global services business and strengthens customer support capabilities • Immediately accretive to non-GAAP EPS upon closing SANTA CLARA, Calif., July 1, 2019 – Applied Materials, Inc. (“Applied”) (Nasdaq: AMAT

July 1, 2019 EX-2.1

Share Purchase Agreement, dated as of June 30, 2019, among Applied Materials, Inc., Kokusai Electric Corporation and KKR HKE Investment L.P.

EX-2.1 Exhibit 2.1 EXECUTION VERSION SHARE PURCHASE AGREEMENT dated as of June 30, 2019 among APPLIED MATERIALS, INC. KOKUSAI ELECTRIC CORPORATION, and KKR HKE INVESTMENT L.P. Table of Contents Page ARTICLE 1 Definitions 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 13 ARTICLE 2 Purchase and Sale 14 Section 2.01 Purchase and Sale 14 Section 2.02 Purchas

May 28, 2019 SD

AMAT / Applied Materials, Inc. SD - - SD

SD 1 d750830dsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 3050 Bowers Avenue P.O. Box 58039 Santa Clara, CA

May 28, 2019 EX-1.01

APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2018

EX-1.01 2 d750830dex101.htm EX-1.01 EXHIBIT 1.01 APPLIED MATERIALS, INC. CONFLICT MINERALS REPORT FOR YEAR ENDED DECEMBER 31, 2018 This is the Conflict Minerals Report of Applied Materials, Inc., including its subsidiaries (collectively, “Applied” or the “Company”), prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934. Terms used in this report have the meaning specifie

May 23, 2019 10-Q

Quarterly Report - AMAT 10-Q (Q2 2019)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 28, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

May 16, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 q219earnings8-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdicti

May 16, 2019 EX-99.1

APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2019 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES SECOND QUARTER 2019 RESULTS • Quarterly revenue of $3.54 billion • GAAP and non-GAAP EPS of $0.70 • Returns $814 million to shareholders SANTA CLARA, Calif., May 16, 2019 — Applied Materials, Inc. (NASDAQ:AMAT) today reported results for its second quarter ended April 28, 2019. Second Quarter Results Applied generated revenue of $3.54 billion. On a GAAP bas

March 12, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 d673757d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of inc

February 21, 2019 10-Q

AMAT / Applied Materials, Inc. AMAT 10-Q (Q1 2019) (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 27, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

February 21, 2019 EX-10.1

Amendment No. 1 to the Applied Materials, Inc. 2016 Deferred Compensation Plan

Exhibit 10.1 AMENDMENT NO. 1 TO THE APPLIED MATERIALS, INC. 2016 DEFERRED COMPENSATION PLAN APPLIED MATERIALS, INC., having adopted the Applied Materials, Inc. 2016 Deferred Compensation Plan (the “Plan”) effective as of January 1, 2005, and having since, amended and/or restated the Plan on several occasions, including having renamed it as of October 12, 2015, hereby again amends the Plan, as foll

February 21, 2019 EX-10.3

Form of Performance Shares Agreement for members of the Executive Staff for use under the Applied Materials, Inc. Employee Stock Incentive Plan

EX-10.3 4 ex103q12019.htm EXHIBIT 10.3 Exhibit 10.3 [EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. PERFORMANCE SHARES AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the “Company”) hereby grants you, [EMPLNAME] (the “Employee”), an award of Performance Shares under the Company’s Employee Stock Incentive Plan (the “Plan”). The date of this Performance Shares Agr

February 21, 2019 EX-10.4

Form of Restricted Stock Unit Agreement for members of the Executive Staff for use under the Applied Materials, Inc. Employee Stock Incentive Plan

Exhibit 10.4 [EMPLNAME] Employee ID: [EMPLID] Grant Number: [GRANTID] APPLIED MATERIALS, INC. RESTRICTED STOCK UNIT AGREEMENT NOTICE OF GRANT Applied Materials, Inc. (the “Company”) hereby grants you, [EMPLNAME] (the “Employee”), an award of Restricted Stock Units under the Company’s Employee Stock Incentive Plan (the “Plan”). The date of this Restricted Stock Unit Agreement (the “Agreement”) is [

February 21, 2019 EX-10.2

Second Amendment to the Applied Materials, Inc. 2016 Deferred Compensation Plan

Exhibit 10.2 SECOND AMENDMENT TO APPLIED MATERIALS, INC. 2016 DEFERRED COMPENSATION PLAN (OCTOBER 12, 2015 RESTATEMENT) Applied Materials, Inc. (the “Company”), having established the Applied Materials, Inc. 2016 Deferred Compensation Plan (the “Plan”), originally effective as of January 1, 2005, most recently restated effective as of October 12, 2015,and as subsequently amended by the first amend

February 14, 2019 EX-99.1

APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2019 RESULTS

Exhibit 99.1 APPLIED MATERIALS ANNOUNCES FIRST QUARTER 2019 RESULTS • Quarterly revenue of $3.75 billion • GAAP EPS of $0.80 and non-GAAP EPS of $0.81 • Returns $942 million to shareholders SANTA CLARA, Calif., Feb. 14, 2019 — Applied Materials, Inc. (NASDAQ:AMAT) today reported results for its first quarter ended Jan. 27, 2019. First Quarter Results Applied generated revenue of $3.75 billion. On

February 14, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2019 Applied Materials, Inc. (Exact name of registrant as specified in its charter) Delaware 000-06920 94-1655526 (State or other jurisdiction of incorporation) (Commissi

February 11, 2019 SC 13G/A

AMAT / Applied Materials, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 appliedmaterialsinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Applied Materials Inc Title of Class of Securities: Common Stock CUSIP Number: 038222105 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate the rule pursu

January 24, 2019 DEFA14A

AMAT / Applied Materials, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

Other Listings
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AT:AMAT
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