AORT / Artivion, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Artivion, Inc.
US ˙ NYSE

Mga Batayang Estadistika
LEI 549300YTKV8DMSMG6K81
CIK 784199
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Artivion, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 11, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2025 ARTIVION, INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2025 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 8, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 o TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTIV

August 8, 2025 EX-FILING FEES

Calculation of Filing Fee Tables FORM S-8 (Form Type) ARTIVION, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) ARTIVION, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.0

August 8, 2025 S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________________________ FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 ARTIVION, INC. (Exact name of registrant as specified in its charter) _____

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1655 Roberts Boulevard, N.W., Kennesaw, Georgia 30144 (Addr

August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ARTIVION, INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 7, 2025 EX-99.1

Artivion Reports Second Quarter 2025 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Second Quarter 2025 Financial Results Second Quarter Highlights: •Achieved revenue of $113.0 million in the second quarter of 2025 versus $98.0 millio

May 29, 2025 EX-99.1

Artivion Announces Closing of Transactions to Exchange $99.5 Million in Principal Amount of its 4.250% Convertible Notes Due 2025 for Common Stock

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Announces Closing of Transactions to Exchange $99.5 Million in Principal Amount of its 4.250% Convertible Notes Due 2025 for Common Stock ATLANTA, GA – (May 2

May 29, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 ARTIVION, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 19, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ___________________________________________ ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-241709

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1655 Roberts Boulevard, N.W., Kennesaw, Georgia 30144 (Address of principal executive

May 19, 2025 EX-1.01

Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2024 to December 31, 2024

EX-1.01 2 formsd-ex101.htm EX-1.01 Exhibit 1.01 Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2024 to December 31, 2024 Background This Conflict Minerals Report (the “Report”) of Artivion, Inc. (“Artivion,” the “Company,” “we,” or “us”) is prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for th

May 16, 2025 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2025 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 16, 2025 EX-10.1

AMENDED AND RESTATED ARTIVION, INC. 2020 EQUITY AND CASH INCENTIVE PLAN SECTION 1

Exhibit 10.1 AMENDED AND RESTATED ARTIVION, INC. 2020 EQUITY AND CASH INCENTIVE PLAN SECTION 1 GENERAL 1.1 Purpose. The Amended and Restated Artivion, Inc. 2020 Equity and Cash Incentive Plan (the “Plan”) has been established by Artivion, Inc. (the “Company”)1 to (i) attract, retain, and reward persons eligible to participate in the Plan; (ii) motivate Participants (as defined in Section 1.2 below

May 14, 2025 EX-99.1

Artivion Announces Agreements to Exchange $95 Million in Principal Amount of its 4.250% Convertible Notes Due 2025 for Common Stock

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Announces Agreements to Exchange $95 Million in Principal Amount of its 4.250% Convertible Notes Due 2025 for Common Stock ATLANTA, GA – (May 14, 2025) – Arti

May 14, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2025 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 o TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTI

May 5, 2025 EX-99.1

Artivion Reports First Quarter 2025 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports First Quarter 2025 Financial Results First Quarter Highlights: •Achieved revenue of $99.0 million in the first quarter of 2025 versus $97.4 million in

May 5, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2025 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

April 1, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ⬜ Check the appropriate box: ⬜Preliminary Proxy Statement ⬜Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒Definiti

April 1, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

February 28, 2025 EX-10.20(D)

Amendment to Exclusive Distribution Agreement, by and between JOTEC GmbH, as distributor, and Endospan Ltd., as manufacturer, dated

Exhibit 10.20(d) AMENDMENT NO. 4 TO EXCLUSIVE DISTRIBUTION AGREEMENT This Amendment No. 4 is dated July 22, 2024 (the “Amendment”), and is between Artivion, Inc. (formerly CryoLife, Inc.) located at Lotzernacker 23, 72379 Hechingen, Germany (“Distributor”) and Endospan, Ltd., located at Maskit St. 4 Herzlia Business Park, Herzlia, Israel 46733 (the “Company”). Each of Company and Distributor are s

February 28, 2025 EX-19.1

Artivion, Inc. Insider Trading Policy

Exhibit 19.1 INSIDER TRADING POLICY AND GUIDELINES WITH RESPECT TO CERTAIN TRANSACTIONS IN SECURITIES As adopted on August 6, 2024 EXECUTIVE SUMMARY Insider Trading – (a)It is a violation of U.S. law for directors, officers, employees, and other individuals who possess material nonpublic information about Artivion, Inc. (together with its subsidiaries, the “Company"), or material nonpublic informa

February 28, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13165 ARTIVION, INC. (E

February 28, 2025 EX-21.1

Subsidiaries of Artivion, Inc.

Exhibit 21.1 SUBSIDIARIES OF ARTIVION, INC. Subsidiary Jurisdiction Artivion Chile SpA Chile Artivion Colombia SAS Colombia Artivion Cyprus Limited Cyprus Artivion EMEA GmbH Germany Artivion France S.A.S. France Artivion Hellas Single Member Ltd. Greece Artivion Hong Kong, Limited Hong Kong Artivion India Private Limited India Artivion Italy s.r.l. Italy Artivion LATAM Holdings Spain, SLU Spain Ar

February 28, 2025 EX-4.2

Description of Artivion, Inc.’s Securities under Section 12 of the Exchange Act.

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Artivion, Inc., a Delaware corporation (the "Company"), had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"): Common Stock. Description of Common Stock The following descri

February 24, 2025 EX-99.1

Artivion Reports Fourth Quarter and Full Year 2024 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Fourth Quarter and Full Year 2024 Financial Results Fourth Quarter Highlights: •Achieved revenue of $97.3 million in the fourth quarter of 2024 versus

February 24, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2025 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Num

December 23, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Num

December 9, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 9, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2024 ARTIVION, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 9, 2024 EX-99.1

Artivion Granted FDA Humanitarian Device Exemption for the AMDS Hybrid Prosthesis

FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Granted FDA Humanitarian Device Exemption for the AMDS Hybrid Prosthesis ATLANTA, GA – (December 9, 2024) – Artivion, Inc. (NYSE: AORT), a leading cardiac and vascular sur

November 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 o TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165

November 8, 2024 EX-99

JOINT FILING AGREEMENT

EX-99 2 Rule13DJointFilingAgreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G (the “Schedule 13G”) with respect to the common stock of Artivion, Inc. is, and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1(k) under t

November 8, 2024 SC 13G/A

AORT / Artivion, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Artivion, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 228903100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

November 7, 2024 EX-99.1

Artivion Reports Third Quarter 2024 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Third Quarter 2024 Financial Results Third Quarter Highlights: •Achieved revenue of $95.8 million in the third quarter of 2024 versus $87.9 million in

November 7, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

August 28, 2024 CORRESP

1655 Roberts Boulevard, N.W. Kennesaw, Georgia 30144

1655 Roberts Boulevard, N.W. Kennesaw, Georgia 30144 August 28, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Charlotte Young and Amanda Ravitz Re: Artivion, Inc. Definitive Proxy Statement on Schedule 14A Filed April 1, 2024 File No. 001-13165 Ladies and Gentlemen: We are submitting this letter in respon

August 9, 2024 EX-10.1

First Amendment to Credit and Guaranty Agreement by and among Artivion, Inc., On-X Life Technologies Holdings, Inc., On-X Life Technologies, Inc., and Ascyrus Medical, LLC, as subsidiary guarantors, the lenders from time to time party thereto and Ares Capital Corporation, as administrative agent and collateral agent, dated June 13, 2024. (Incorporated herein by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q filed August 9, 2024.)

Exhibit 10.1 FIRST AMENDMENT This FIRST AMENDMENT, dated as of June 13, 2024 (this “Amendment Agreement”), to the CREDIT AND GUARANTY AGREEMENT, dated as of January 18, 2024 (the “Credit Agreement”), among ARTIVION, INC., a Delaware corporation (the “Borrower”), the Guarantor Subsidiaries party thereto from time to time, the LENDERS party thereto and ARES CAPITAL CORPORATION, as Administrative Age

August 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 o TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTIV

August 9, 2024 EX-10.2

Amended and Restated Loan Agreement, dated July 1, 2024, by and between Artivion, Inc., as lender, and Endospan Ltd., as borrower. (Incorporated herein by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q filed August 9, 2024.)

Exhibit 10.2 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY Amended and Restated Loan Agreement This Amended and Restated Loan Agreement (the “Agreement”) is made and entered into as of the 1st day of July, 2024 (the “Effective Date”), by and between Artivion, Inc., a Delaware corporati

August 8, 2024 EX-99.1

Artivion Reports Second Quarter 2024 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Second Quarter 2024 Financial Results Second Quarter Highlights: •Achieved revenue of $98.0 million in the second quarter of 2024 versus $89.3 million

August 8, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number

July 1, 2024 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

July 1, 2024 EX-99.1

Artivion Amends Agreements with Endospan Provides Endospan with $25 million of Additional Debt Funding to Obtain FDA Approval for NEXUS Upfront Payment Associated with Purchase Option Reduced to $135 million, inclusive of loan off-set, and $100 milli

FOR IMMEDIATE RELEASE Contacts: Artivion, Inc. Lance A. Berry Executive Vice President & Chief Financial Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Laine Morgan Phone: 332-895-3222 [email protected] Artivion Amends Agreements with Endospan Provides Endospan with $25 million of Additional Debt Funding to Obtain FDA Approval for NEXUS Upfront Payment Associated with Purcha

May 30, 2024 EX-1.01

Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2023 to December 31, 2023

Exhibit 1.01 Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2023 to December 31, 2023 Background This Conflict Minerals Report (the “Report”) of Artivion, Inc. (“Artivion,” the “Company,” “we,” or “us”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1,

May 30, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ___________________________________________ ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-241709

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1655 Roberts Boulevard, N.W., Kennesaw, Georgia 30144 (Address of principal executive

May 17, 2024 EX-3.2

Amended and Restated Bylaws of Artivion, Inc., effective May 15, 2024, a Delaware Corporation (Incorporated herein by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed May 17, 2024.)

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ARTIVION, INC. (A DELAWARE CORPORATION) (Effective May 15, 2024) ARTICLE I OFFICES Section 1. Principal and Business Offices. The corporation may have such principal and other business offices, either within or without the State of Delaware, as the Board of Directors (the “Board”) may from time to time determine or the business of the corporation may requ

May 17, 2024 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 16, 2024 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 16, 2024 EX-3.1

Amended and Restated Certificate of Incorporation, effective May 15, 2024. (Incorporated herein by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed May 16, 2024.)

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ARTIVION, INC. (Originally incorporated January 1, 2022 under the name CryoLife, Inc.) Artivion, Inc., a corporation organized and existing under the laws of the State of Delaware, DOES HEREBY CERTIFY AS FOLLOWS: 1.The name of the corporation is “Artivion, Inc.” The original certificate of incorporation was filed with the Secretary o

May 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 o TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTI

May 6, 2024 EX-99.1

Artivion Reports First Quarter 2024 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports First Quarter 2024 Financial Results First Quarter Highlights: •Achieved revenue of $97.4 million in the first quarter of 2024 versus $83.2 million in

May 6, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

April 1, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

April 1, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

March 21, 2024 PRE 14A

PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION DATED March 21, 2024 In accordance with Rule 14a-6(d) under Regulation 14A, please be advised that Artivion, Inc. intends to release definitive copies of this Proxy Statement to security holders on or

PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION DATED March 21, 2024 In accordance with Rule 14a-6(d) under Regulation 14A, please be advised that Artivion, Inc.

March 11, 2024 SC 13G

AORT / Artivion, Inc. / PERCEPTIVE ADVISORS LLC - SC 13G Passive Investment

SC 13G 1 d763985dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Artivion, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 228903100 (CUSIP Number) February 28, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropria

March 11, 2024 EX-99.1

AGREEMENT

EX-99.1 2 d763985dex991.htm EX-99.1 EXHIBIT 1 AGREEMENT The persons below hereby agree that the Schedule 13G to which this agreement is attached as an exhibit, as well as all future amendments to such Schedule 13G, shall be filed on behalf of each of them. This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934. Date: March 11, 2024

March 1, 2024 S-3ASR

As filed with the Securities and Exchange Commission on February 29, 2024

Table of Contents  As filed with the Securities and Exchange Commission on February 29, 2024 Registration No.

March 1, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Artivion, Inc. (Exact Name of Registrant as Specified in Its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Fo

March 1, 2024 EX-4.2

Form of Indenture.

Exhibit 4.2 ARTIVION, INC. INDENTURE Dated as of , 20 [ ] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1. Definitions 1 Section 1.2. Other Definitions 3 Section 1.3. Incorporation by Reference of Trust Indenture Act 3 Section 1.4. Rules of Construction 3 ARTICLE II. THE SECURITIES Section 2.1. Issuable in Series 4 Section 2.2. Establishment of Term

February 23, 2024 EX-10.21(C)

Third Amendment to Exclusive Distribution Agreement, by and between JOTEC GmbH, as distributor, and Endospan Ltd., as manufacturer, dated October 1, 2023.

Exhibit 10.21(c) CERTAIN INFORMATION HAS BEEN OMITTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. AMENDMENT NO. 3 TO EXCLUSIVE DISTRIBUTION AGREEMENT This Amendment No. 3 is dated 1st October 2023 (the “Amendment”), and is between JOTEC GmbH, a wholly-owned subsidiar

February 23, 2024 EX-10.23

Retirement Eligibility Letter Agreement, dated December 4, 2023, by and between Artivion, Inc. and D. Ashley Lee.

Exhibit 10.23 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY CONFIDENTIAL December 4, 2023 Mr. D. Ashley Lee [REDACTED] [REDACTED] Re: Retirement Eligibility Dear Ashley: It is with great pleasure that I inform you that the Compensation Committee (the “Committee”) of the Board of Direct

February 23, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13165 ARTIVION, INC. (E

February 23, 2024 EX-10.26

Change of Control Severance Agreement, dated November 10, 2023, by and between Artivion, Inc. and Lance A. Berry.

Exhibit 10.26 ARTIVION, INC. CHANGE OF CONTROL SEVERANCE AGREEMENT This Change of Control Severance Agreement (this “Agreement”) dated as of the 4th day of December, 2023 is made and entered into by and between Artivion, Inc., a Delaware corporation (“Artivion” or the “Company”) and Lance A. Berry (the “Executive”). RECITALS 1. It is expected that the Company from time to time will consider the po

February 23, 2024 EX-97.1

Artivion, Inc., Updated Clawback Policy, as amended August 2023.

Exhibit 97.1 ARTIVION, INC. UPDATED CLAWBACK POLICY As Amended August 2023 In the event Artivion, Inc. (the “Company”) issues a material accounting restatement of its financial statements, or issues a restatement that corrects errors that are not material to previously issued financial statements, but that would result in a material misstatement if corrected or left uncorrected in a current financ

February 23, 2024 EX-10.3(H)

Form of 2023 Restricted Stock Unit Award Agreement pursuant to the 2020 Artivion, Inc. Equity and Cash Incentive Plan, adopted February 2023.

Exhibit 10.3(h) Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. Equity and Cash Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Award Agreement, including the Notice of Restricted Stock Unit Grant (the “Notice of Grant”

February 23, 2024 EX-21.1

Subsidiaries of Artivion, Inc.

Exhibit 21.1 SUBSIDIARIES OF ARTIVION, INC. Subsidiary Jurisdiction Artivion Chile SpA Chile Artivion Colombia SAS Colombia Artivion Cyprus Limited Cyprus Artivion EMEA GmbH Germany Artivion Hellas Single Member Ltd. Greece Artivion Hong Kong, Limited Hong Kong Artivion LATAM Holdings Spain, SLU Spain Artivion Malaysia, Sdn. Bhd. Malaysia Artivion New Zealand New Zealand Artivion Polska Sp. z.o.o.

February 23, 2024 EX-10.24

Consulting Agreement, dated January 1, 2024, by and between Artivion, Inc. and D. Ashley Lee. (Incorporated herein by reference to Exhibit 10.24 to the Registrant's Annual Report on Form 10-K filed February 23, 2024.)

Exhibit 10.24 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (“Agreement”) is entered into as of this 1st day of January 2024 (“Effective Date”) by and between Artivion, Inc., on its own behalf and on behalf of its affiliates (collectively,

February 23, 2024 EX-10.3(J)

Form of 2023 Restricted Stock Unit Award Agreement pursuant to the 2020 Artivion, Inc. Equity and Cash Incentive Plan, adopted August 2023.

Exhibit 10.3(j) Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. Equity and Cash Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Award Agreement, including the Notice of Restricted Stock Unit Grant (the “Notice of Grant”

February 23, 2024 EX-10.27

(Incorporated herein by reference to Exhibit 10.27 to the Registrant's Annual Report on Form 10-K filed February 23, 2024.)

Exhibit 10.27 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY December 6, 2023 Ms. Amy D. Horton [REDACTED] [REDACTED] Re: Performance and Retention Bonus Dear Amy: It is with great pleasure that I inform you that the Board of Directors of Artivion, Inc. (the “Company”) has approved, upo

February 23, 2024 EX-10.3(F)

Form of 2023 Long Term Incentive Program Performance Share Award Agreement pursuant to the 2020 Artivion, Inc. Equity and Cash Incentive Plan, adopted February 2023.

Exhibit 10.3(f) Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. 2020 Equity and Cash Incentive Plan (the “Plan”) will have the same defined meanings in this Performance Share Award Agreement, including the Notice of Stock Unit Grant (the “Notice of Grant”) and the Term

February 23, 2024 EX-10.3(G)

Form of 2023 Performance Share Award Agreement pursuant to the 2020 Artivion, Inc. Equity and Cash Incentive Plan, adopted February 2023.

Exhibit 10.3(g) Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. 2020 Equity and Cash Incentive Plan (the “Plan”) will have the same defined meanings in this Performance Share Award Agreement, including the Notice of Stock Unit Grant (the “Notice of Grant”) and the Term

February 23, 2024 EX-10.6

Summary of 2023 Compensation Arrangements with Non-Employee Directors.

Exhibit 10.6 SUMMARY OF 2023 COMPENSATION ARRANGEMENTS WITH NON-EMPLOYEE DIRECTORS (Effective as of December 31, 2023) The following summarizes the compensation and benefits received by the non-employee Directors of Artivion as of December 31, 2023. It is intended to be a summary of compensation arrangements, and in no way is intended to provide any additional rights to any non-employee Director.

February 23, 2024 EX-10.25

Offer Letter, dated December 4, 2023, by and between Artivion, Inc. and Lance A. Berry.

Exhibit 10.25 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY November 10, 2023 Via email: [REDACTED] Mr. Lance Berry [REDACTED] [REDACTED] Dear Lance: It is with great pleasure that I am writing this letter to outline our offer to you to join Artivion, Inc. (“Artivion” or the “Company”)

February 23, 2024 EX-10.3(I)

Form of 2023 Performance Share Award Agreement pursuant to the 2020 Artivion, Inc. Equity and Cash Incentive Plan, adopted August 2023.

Exhibit 10.3(i) Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. 2020 Equity and Cash Incentive Plan (the “Plan”) will have the same defined meanings in this Performance Share Award Agreement, including the Notice of Stock Unit Grant (the “Notice of Grant”) and the Term

February 15, 2024 EX-99.1

Artivion Reports Fourth Quarter and Full Year 2023 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC Lance A. Berry Brian Johnston / Laine Morgan Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Fourth Quarter and Full Year 2023 Financial Results Fourth Quarter and Recent Business Highlights: •Achieved revenue of $93.7 million in the fourth qu

February 15, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Num

February 14, 2024 EX-99.B

Page 13 of 13

EX-99.B 3 d748547dex99b.htm EX-99.B EXHIBIT B Powers of Attorney for Macquarie Group Limited incorporated by reference to 13G filings made by Macquarie Group Limited on June 7, 2023. Page 13 of 13

February 14, 2024 EX-99.A

Page 8 of 13

EX-99.A 2 d748547dex99a.htm EX-99.A EXHIBIT A AGREEMENT TO FILE JOINT ACQUISITION STATEMENTS AGREEMENT made this [7th] day of FEBRUARY, 2024 by and between Delaware Funds by Macquarie,® Optimum Fund Trust and Macquarie ETF Trust listed on Annex A hereto, Macquarie Investment Management Business Trust, Macquarie Management Holdings, Inc, and the Macquarie Parties listed on Annex B hereto (collectiv

February 14, 2024 SC 13G/A

AORT / Artivion, Inc. / MACQUARIE GROUP LTD - SC 13G/A Passive Investment

SC 13G/A 1 d748547dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Artivion Inc (Name of Issuer) Common Shares (Title of Class of Securities) 228903100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th

February 13, 2024 SC 13G/A

AORT / Artivion, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0340-artivioninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Artivion Inc Title of Class of Securities: Common Stock CUSIP Number: 228903100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule p

February 8, 2024 SC 13G/A

AORT / Artivion, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ARTIVION, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 228903100 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

January 18, 2024 EX-10.1

Credit and Guaranty Agreement, dated as of January 18, 2024, by and among Artivion, Inc., On-X Life Technologies Holdings, Inc., On-X Life Technologies, Inc. and Ascyrus Medical, LLC, as subsidiary guarantors, the lenders from time to time party thereto and Ares Capital Corporation, as administrative agent and collateral agent.

Exhibit 10.1 EXECUTION VERSION $350,000,000 CREDIT AND GUARANTY AGREEMENT dated as of January 18, 2024 by and among ARTIVION, INC., as Borrower, CERTAIN SUBSIDIARIES OF THE BORROWER FROM TIME TO TIME PARTY HERETO, as Guarantor Subsidiaries, The Lenders From Time to Time Party Hereto, and ARES CAPITAL CORPORATION, as Administrative Agent and Collateral Agent ARES CAPITAL MANAGEMENT LLC, as Sole Lea

January 18, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2024 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 6, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2023 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 6, 2023 EX-99.1

Artivion Appoints Lance A. Berry as Executive Vice President, Chief Financial Officer; Announces Retirement of D. Ashley Lee, Chief Financial Officer Reaffirms Financial Guidance Provided on November 2, 2023

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President, Phone: 332-895-3222 Finance [email protected] Phone: 770-419-3355 Artivion Appoints Lance A. Berry as Executive Vice President, Chief Financial Officer; Announces Retirement of D. Ashley Lee, Chief Financial Officer Reaffirms Financial Guidance Provided

November 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 o TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165

November 3, 2023 EX-10.3(E)

Fifth Amendment to Lease Agreement between Artivion, Inc. and 1300 E. Anderson Lane, Ltd., dated September 1, 2023. (Incorporated herein by reference to Exhibit 10.3(e) to the Registrant's Quarterly Report on Form 10-Q filed November 3, 2023.)

Exhibit 10.3(e) CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED FIFTH AMENDMENT TO LEASE AGREEMENT This FIFTH AMENDMENT TO LEASE AGREEMENT (FIFTH AMENDMENT) is made and entered into on this 11th day of September 2023 by an

November 3, 2023 EX-10.2

INDEMNIFICATION AGREEMENT

Exhibit 10.2 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of , between ARTIVION, INC., a Delaware corporation (the “Corporation”), and , a resident of (the “Indemnitee”). W I T N E S S E T H WHEREAS, at the request of the Corporation, Indemnitee is an executive officer and/or a member of the board of directors of the Corporation (the “Boar

November 3, 2023 EX-10.3(D)

Fourth Amendment to Lease Agreement between Artivion, Inc. and 1300 E. Anderson Lane, Ltd., dated March 8, 2019. (Incorporated herein by reference to Exhibit 10.3(d) to the Registrant's Quarterly Report on Form 10-Q filed November 3, 2023.)

Exhibit 10.3(d) CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED FOURTH AMENDMENT TO LEASE AGREEMENT This FOURTH AMENDMENT TO LEASE AGREEMENT (FOURTH AMENDMENT) is made between 1300 E. ANDERSON LANE, LTD., (LANDLORD), and C

November 2, 2023 EX-99.1

Artivion Reports Third Quarter 2023 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Third Quarter 2023 Financial Results Third Quarter and Recent Business Highlights: •Achieved revenue of $87.9 million in the third quarter of 2023 versus

November 2, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

August 18, 2023 CORRESP

1655 Roberts Boulevard, N.W. Kennesaw, Georgia 30144

1655 Roberts Boulevard, N.W. Kennesaw, Georgia 30144 August 18, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Crawford and Amanda Ravitz Re: Artivion, Inc. Definitive Proxy Statement on Schedule 14A Filed April 3, 2023 File No. 001-13165 Ladies and Gentlemen: We are submitting this letter in respon

August 8, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2023 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 8, 2023 EX-3.2

to the Registrant’s Current Report on Form 8-K filed

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ARTIVION, INC. (A DELAWARE CORPORATION) (Effective September 1, 2023) ARTICLE I OFFICES Section 1. Principal and Business Offices. The corporation may have such principal and other business offices, either within or without the State of Delaware, as the Board of Directors (the “Board”) may from time to time determine or the business of the corporation may

August 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 o TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTIV

August 3, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 3, 2023 EX-99.1

Artivion Reports Second Quarter 2023 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Second Quarter 2023 Financial Results Second Quarter and Recent Business Highlights: •Achieved revenue of $89.3 million in the second quarter of 2023 ver

June 9, 2023 S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________________________ FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 ARTIVION, INC. (Exact name of registrant as specified in its charter) _____

S-8 1 forms-82023.htm S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1655 Roberts Boulevard, N.W., Ken

June 9, 2023 EX-FILING FEES

Calculation of Filing Fee Tables FORM S-8 (Form Type) ARTIVION, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) ARTIVION, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.0

May 30, 2023 EX-1.01

Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2022 to December 31, 2022

Exhibit 1.01 Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2022 to December 31, 2022 Background This Conflict Minerals Report (the “Report”) of Artivion, Inc. (“Artivion,” the “Company,” “we,” or “us”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1,

May 30, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ___________________________________________ ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-241709

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1655 Roberts Boulevard, N.W., Kennesaw, Georgia 30144 (Address of principal executive

May 19, 2023 EX-10.1

ARTIVION, INC. 2020 EQUITY AND CASH INCENTIVE PLAN SECTION 1

Exhibit 10.1 ARTIVION, INC. 2020 EQUITY AND CASH INCENTIVE PLAN SECTION 1 GENERAL 1.1 Purpose. The Artivion, Inc. 2020 Equity and Cash Incentive Plan (the “Plan”) has been established by Artivion, Inc. (the “Company”)1 to (i) attract, retain, and reward persons eligible to participate in the Plan; (ii) motivate Participants (as defined in Section 1.2 below), by means of appropriate incentives, to

May 19, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2023 ARTIVION, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2023 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 5, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 o TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTI

May 4, 2023 EX-99.1

Artivion Reports First Quarter 2023 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports First Quarter 2023 Financial Results First Quarter and Recent Business Highlights: •Achieved revenue of $83.2 million in the first quarter of 2023 versus

May 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 ARTIVION, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

April 3, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

April 3, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

February 23, 2023 EX-10.13(C)

Third Amendment to Clinical Research Agreement, dated November 18, 2022, by and between Artivion, Inc. and Duke University (Incorporated herein by reference to Exhibit 10.13(c) to the Registrant’s Annual Report on Form 10-K filed February 23, 2023.)

Exhibit 10.13(c) CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED Amendment Form Amendment No. 3 Amendment Submission Date: November 18, 2022 Sponsor: Artivion, Inc. Study Title: PROACT Xa - Prospective Randomized On-X Anti

February 23, 2023 EX-10.14(D)

Fourth Amendment to Credit and Guaranty Agreement between Artivion, Inc. (f/k/a CryoLife, Inc.), the Guarantor Subsidiaries defined therein, the financial institutions party thereto from time to time as lenders, and Deutsche Bank AG New York Branch, as Administrative Agent. (Incorporated herein by reference to Exhibit 10.14(d) to the Registrant’s Annual Report on Form 10-K filed February 23, 2023.)

Exhibit 10.14(d) EXECUTION VERSION FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT is dated as of December 19, 2022 (this “Fourth Amendment”), and entered into by and among Artivion, Inc. (f/k/a CryoLife, Inc.), a Delaware corporation (the “Borrower”), the Guarantor Subsidiaries party hereto, the Lenders party hereto and Deutsche Bank AG New

February 23, 2023 EX-4.2

Description of Artivion, Inc.’s Securities under Section 12 of the Exchange Act.

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, Artivion, Inc., a Delaware corporation (the “Company”), had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): Common Stock. Description of Common Stock The following descri

February 23, 2023 EX-10.13(B)

Second Amendment to Clinical Research Agreement, dated January 20, 2022, by and between Artivion, Inc. and Duke University (Incorporated herein by reference to Exhibit 10.13(b) to the Registrant’s Annual Report on Form 10-K filed February 23, 2023.)

Exhibit 10.13(b) CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED Amendment Form Amendment No. 2 Amendment Submission Date: January 20, 2022 Sponsor: Artivion, Inc. (formerly CryoLife, Inc.) Study Title: PROACT Xa - Prospec

February 23, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13165 ARTIVION, INC. (E

February 23, 2023 EX-10.3(A)

Form of 2022 Grant of Non-Employee Director Restricted Stock Award Agreement pursuant to the Artivion, Inc. 2020 Equity and Cash Incentive Plan.

Exhibit 10.3(a) Name: %%FIRSTNAMEMIDDLENAMELASTNAME%-% Total No. of Units: %%TOTALSHARESGRANTED%-% ARTIVION RESTRICTED STOCK AWARD AGREEMENT ARTIVION, INC. (“Artivion”) is pleased to grant you the restricted stock award described below (“Stock Award”). This grant is made subject to the further terms and conditions set forth in this Agreement and the terms of the Artivion, Inc. 2020 Equity and Cash

February 23, 2023 EX-10.6

Summary of 2022 Compensation Arrangements with Non-Employee Directors.

Exhibit 10.6 SUMMARY OF 2022 COMPENSATION ARRANGEMENTS WITH NON-EMPLOYEE DIRECTORS (Effective as of December 31, 2022) The following summarizes the compensation and benefits received by the non-employee Directors of Artivion as of December 31, 2022. It is intended to be a summary of compensation arrangements, and in no way is intended to provide any additional rights to any non-employee Director.

February 23, 2023 EX-10.21(B)

Second Amendment to Exclusive Distribution Agreement, by and between JOTEC GmbH, as distributor, and Endospan Ltd., as manufacturer, dated December 30, 2022. (Incorporated herein by reference to Exhibit 10.21(b) to the Registrant's Annual Report on Form 10-K filed February 23, 2023.)

Exhibit 10.21(b) CERTAIN INFORMATION HAS BEEN OMITTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. AMENDMENT NO. 2 TO EXCLUSIVE DISTRIBUTION AGREEMENT This Amendment No. 2 is dated December 30, 2022 (the “Amendment”), and is between JOTEC GmbH, a wholly-owned subsidia

February 23, 2023 EX-21.1

Subsidiaries of Artivion, Inc.

Exhibit 21.1 SUBSIDIARIES OF ARTIVION, INC. Subsidiary Jurisdiction Artivion Colombia SAS Colombia Artivion Cyprus Limited Cyprus Artivion EMEA GmbH Germany Artivion Hellas Single Member Ltd. Greece Artivion Hong Kong, Limited Hong Kong Artivion LATAM Holdings Spain, SLU Spain Artivion Malaysia, Sdn. Bhd. Malaysia Artivion New Zealand New Zealand Ascyrus Medical GmbH Germany Ascyrus Medical LLC Fl

February 16, 2023 EX-99.1

Artivion Reports Fourth Quarter and Full Year 2022 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Fourth Quarter and Full Year 2022 Financial Results Fourth Quarter and Recent Business Highlights: •Achieved revenue of $79.4 million in the fourth quart

February 16, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2023 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Num

February 14, 2023 SC 13G/A

AORT / Artivion Inc / MACQUARIE GROUP LTD - SC 13G/A Passive Investment

SC 13G/A 1 d444901dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Artivion Inc (Name of Issuer) Common Shares (Title of Class of Securities) 228903100 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th

February 14, 2023 EX-99.B

Page 13 of 13

EX-99.B 3 d444901dex99b.htm EX-99.B Exhibit B EXHIBIT B Powers of Attorney for Macquarie Group Limited and Macquarie Bank Limited incorporated by reference to 13G filings made by Macquarie Group Limited and Macquarie Bank Limited on May 25, 2021. Page 13 of 13

February 14, 2023 EX-99.A

Page 9 of 13

EX-99.A 2 d444901dex99a.htm EX-99.A Exhibit A EXHIBIT A AGREEMENT TO FILE JOINT ACQUISITION STATEMENTS AGREEMENT made this 2nd day of FEBRUARY, 2021 by and between Delaware Funds® by Macquarie listed on Annex A hereto, Macquarie Investment Management Business Trust, Macquarie Management Holdings, Inc, and the Macquarie Parties listed on Annex B hereto (collectively referred to as the “parties”). W

February 9, 2023 SC 13G/A

AORT / Artivion Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0316-artivioninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Artivion Inc. Title of Class of Securities: Common Stock CUSIP Number: 228903100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule

February 6, 2023 SC 13G

AORT / Artivion Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Artivion, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 228903100 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat

November 9, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2022 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

November 4, 2022 EX-10.3

Change of Control Severance Agreement between Artivion, Inc. and Jean F. Holloway, dated August 2, 2022 (Incorporated herein by reference to Exhibit 10.3 to Registrant’s Quarterly Report on Form 10-Q filed November 4, 2022.)

Exhibit 10.3 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY ARTIVION, INC. Change of Control Severance Agreement This Change of Control Severance Agreement (this “Agreement”) dated as of the 2nd day of August 2022 is made and entered into by and between Artivion, Inc., a Delaware corpor

November 4, 2022 EX-10.1

Form of Indemnification Agreement for Non-Employee Directors and Executive Officers. (Incorporated herein by reference to Exhibit 10.1 to Registrant’s Quarterly Report on Form 10-Q filed November 4, 2022.)

Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of August 2, 2022, between ARTIVION, INC., a Delaware corporation (the “Corporation”), and , a resident of the State of (the “Indemnitee”). W I T N E S S E T H WHEREAS, at the request of the Corporation, Indemnitee is an executive officer and/or a member of the board of directors of

November 4, 2022 EX-10.2

Change of Control Severance Agreement between Artivion, Inc. and John E. Davis, dated August 2, 2022. (Incorporated herein by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q filed November 4, 2022.)

Exhibit 10.2 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY ARTIVION, INC. Change of Control Severance Agreement This Change of Control Severance Agreement (this “Agreement”) dated as of the 2nd day of August, 2022 is made and entered into by and between Artivion, Inc., a Delaware corpo

November 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 o TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165

November 4, 2022 EX-10.4

Change of Control Severance Agreement between Artivion, Inc. and D. Ashley Lee, dated August 2, 2022 (Incorporated herein by reference to Exhibit 10.4 to Registrant’s Quarterly Report on Form 10-Q filed November 4, 2022.)

Exhibit 10.4 CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM THE VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT PERSONAL PRIVACY ARTIVION, INC. Change of Control Severance Agreement This Change of Control Severance Agreement (this “Agreement”) dated as of the 2nd day of August, 2022 is made and entered into by and between Artivion, Inc., a Delaware corpo

November 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

November 3, 2022 EX-99.1

Artivion Reports Third Quarter 2022 Financial Results

EX-99.1 2 aort-2022x8k93022ex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Third Quarter 2022 Financial Results Third Quarter and Recent Business Highlights: •Achieved revenue of $76.

September 29, 2022 EX-99.1

Elizabeth Hoff Joins Artivion Board of Directors

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Elizabeth Hoff Joins Artivion Board of Directors ATLANTA, GA ? (September 29, 2022) ? Artivion, Inc. (NYSE: AORT), a leading cardiac and vascular surgery company focused

September 29, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2022 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Nu

September 26, 2022 SC 13D

AORT / Artivion Inc / Juniper Investment Company, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Artivion, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 228903100 (CUSIP Number) John A. Bartholdson Juniper Investment Company, LLC 555 Madison Avenue, 24th Floor New York, New York 10022 (212) 339-8500 (Name, Address and Telephone Num

September 23, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2022 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Nu

September 23, 2022 EX-99.1

Artivion Follows Recommendation to Stop PROACT Xa Clinical Trial Study Was Evaluating the Use of Apixaban in Patients Treated with Mechanical Aortic Valves

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 631-807-1986 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Follows Recommendation to Stop PROACT Xa Clinical Trial Study Was Evaluating the Use of Apixaban in Patients Treated with Mechanical Aortic Valves ATLANTA, GA -

August 5, 2022 8-K

Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2022 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 o TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTIV

August 4, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2022 ARTIVION, INC. (Exact name of registrant as specified in its charter) Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 4, 2022 EX-99.1

Artivion Reports Second Quarter 2022 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Artivion Gilmartin Group LLC D. Ashley Lee Brian Johnston / Lynn Lewis Executive Vice President & Phone: 332-895-3222 Chief Financial Officer [email protected] Phone: 770-419-3355 Artivion Reports Second Quarter 2022 Financial Results Second Quarter and Recent Business Highlights: ?Achieved revenue of $80.3 million in the second quarter 2022 versus

May 26, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ARTIVION, INC. (Exact name of registrant as specified in its charter) _________________________

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD ? Specialized Disclosure Report ARTIVION, INC. (Exact name of registrant as specified in its charter) ? ? Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) ? 1655 Roberts Boulevard, N.W., Kennesaw, Georgia 30144 (Address of principal

May 26, 2022 EX-1.01

Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2021 to December 31, 2021

Exhibit 1.01 ? Artivion, Inc. Conflict Minerals Report For the reporting period January 1, 2021 to December 31, 2021 ? Background This Conflict Minerals Report (the ?Report?) of Artivion, Inc. (?Artivion,? the ?Company,? ?we,? or ?us?) has been prepared pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period Januar

May 23, 2022 S-8

 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________________________ FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 ARTIVION, INC. (Exact name of registrant as specified in its charter) ___

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARTIVION, INC. (Exact name of registrant as specified in its charter) ? Delaware 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) ? 1655 Roberts Boulevard, N.W. Kennesaw, Georgia 3014

May 23, 2022 EX-FILING FEES

Calculation of Filing Fee Tables Form S-8 (Form Type) ARTIVION, INC. (Exact Name of Registrant as Specified in its Charter)

Exhibit 107 Calculation of Filing Fee Tables ? Form S-8 (Form Type) ? ARTIVION, INC.

May 20, 2022 EX-10.1

Artivion, Inc. Amended and Restated Employee Stock Purchase Plan. (Incorporated herein by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed May 20, 2022.)

Exhibit 10.1 ARTIVION, INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN ? May 19, 2022 ? 1. Purpose. The Artivion, Inc. Amended and Restated Employee Stock Purchase Plan (the ?Plan?) is intended to encourage employee stock ownership by offering employees of Artivion, Inc. and its subsidiaries Purchase Rights (as such term is defined in Section 2 hereof) to purchase shares of Common Stock. Th

May 20, 2022 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ‎Washington, D.C. 20549 ‎ FORM 8-K CURRENT REPORT ‎PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ‎ Date of Report (Date of earliest event reported): May 18, 2022 ‎ ARTIVION, INC. (Exact name of registrant as specified in its charter) ‎ Delaware 1-13165 59-2417093 (State or Other Jurisdiction ‎of Incorporation) (Commission Fi

May 6, 2022 EX-10.4

Form of Special PSU Award Agreement pursuant to the Artivion, Inc. Equity and Cash Incentive Plan. (Incorporated herein by reference to Exhibit 10.4 to the Registrant’s Quarterly Report on Form 10-Q filed May 6, 2022.)

Exhibit 10.4 Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. 2020 Equity and Cash Incentive Plan (the ?Plan?) will have the same defined meanings in this Performance Share Award Agreement, including the Notice of Stock Unit Grant (the ?Notice of Grant?) and the Terms a

May 6, 2022 EX-10.1

Form of Non-Qualified Stock Option Grant Agreement pursuant to the Artivion, Inc. Equity and Cash Incentive Plan Option Award Agreement. (Incorporated herein by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q filed May 6, 2022.)

Exhibit 10.1 Artivion, Inc. 1655 Roberts Boulevard N.W. Kennesaw, Georgia 30144 Date of Grant: Name: Address: Re:Grant of Non-Qualified Stock Option Dear This letter sets forth the agreement (the ?Agreement?) between you (?Employee?) and Artivion, Inc., a Delaware corporation (the ?Company?), regarding your option to acquire shares of the Company?s Common Stock. 1.Grant of Option. Subject to the t

May 6, 2022 EX-10.2

Form of PSU Award Agreement pursuant to the Artivion, Inc. Equity and Cash Incentive Plan. (Incorporated herein by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q filed May 6, 2022.)

Exhibit 10.2 Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. 2020 Equity and Cash Incentive Plan (the ?Plan?) will have the same defined meanings in this Performance Share Award Agreement, including the Notice of Stock Unit Grant (the ?Notice of Grant?) and the Terms a

May 6, 2022 EX-10.3

Form of Restricted Stock Unit Award Agreement pursuant to the Artivion, Inc. Equity and Cash Incentive Plan. (Incorporated herein by reference to Exhibit 10.3 to the Registrant’s Quarterly Report on Form 10-Q filed May 6, 2022.)

Exhibit 10.3 Name: Total No. of Units: ARTIVION, INC. EQUITY AND CASH INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Artivion, Inc. Equity and Cash Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Award Agreement, including the Notice of Restricted Stock Unit Grant (the ?Notice of Grant?) a

May 6, 2022 10-Q

FORM 10-Q TABLE OF CONTENTS Part I – FINANCIAL INFORMATION Business and Economic Risks Operational Risks Industry Risks Legal, Quality, and Regulatory Risks Risks Relating to Our Indebtedness Risks Related to Ownership of our Common Stock

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 ARTIVION, INC. (Exact

May 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): May 5, 2022 ? ARTIVION, INC. (Exact name of registrant as specified in its charter) ? Delaware 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission Fil

May 5, 2022 EX-99.1

Artivion Reports First Quarter 2022 Financial Results Achieved revenue of $77.2 million in the first quarter 2022 versus $71.1 million in the first quarter of 2021, an increase of 8.6% on a GAAP basis and 11.2% on a non-GAAP constant currency basis

Exhibit 99.1 ? FOR IMMEDIATE RELEASE ? Contacts: Phone: 770-419-3355 / Lynn Lewis ? Artivion D. Ashley Lee Executive Vice President & Chief Financial Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 332-895-3222 [email protected] ? Artivion Reports First Quarter 2022 Financial Results ? Achieved revenue of $77.2 million in the first quarter 2022 versus $71.1

April 4, 2022 DEF 14A

1655 ROBERTS BOULEVARD, NW KENNESAW, GEORGIA 30144 NOTICE OF ANNUAL MEETING AND PROXY STATEMENT

ARTIVION, INC. | 2022 Proxy Statement ? ? 1655 ROBERTS BOULEVARD, NW KENNESAW, GEORGIA 30144 NOTICE OF ANNUAL MEETING AND PROXY STATEMENT April 4, 2022 To Our Stockholders: On behalf of the Board of Directors, we invite you to attend the Annual Meeting of Stockholders of Artivion, Inc. on May 18, 2022 at 9:00 a.m., EDT. Due to the continuing health and safety concerns from the COVID-19 pandemic an

April 4, 2022 DEFA14A

ANNUAL MEETING OF STOCKHOLDERS OF May 18, 2022 PROXY VOTING INSTRUCTIONS

ANNUAL MEETING OF STOCKHOLDERS OF May 18, 2022 PROXY VOTING INSTRUCTIONS INTERNET - Access ?www.

February 22, 2022 EX-10.6

Summary of 2021 Compensation Arrangements with Non-Employee Directors.

Exhibit 10.6 SUMMARY OF 2021 COMPENSATION ARRANGEMENTS WITH NON-EMPLOYEE DIRECTORS (Effective as of December 31, 2021) ? The following summarizes the compensation and benefits received by the non-employee Directors of Artivion as of December 31, 2021. It is intended to be a summary of compensation arrangements, and in no way is intended to provide any additional rights to any non-employee Director

February 22, 2022 EX-21.1

Subsidiaries of Artivion, Inc.

Exhibit 21.1 SUBSIDIARIES OF ARTIVION, INC. ? ? Subsidiary Jurisdiction Ascyrus Medical GmbH Germany Ascyrus Medical LLC Florida AuraZyme Pharmaceuticals, Inc. Florida CryoLife Asia Pacific, PTE. Ltd Singapore CryoLife Beijing Medical Device Ltd. China CryoLife Canada, Inc. Canada CryoLife Europa, Ltd. England and Wales CryoLife France, SAS. France CryoLife Germany HoldCo GmbH. Germany CryoLife Ge

February 22, 2022 10-K

Item 1A. Risk Factors. Business and Economic Risks Operational Risks Industry Risks Legal, Quality, and Regulatory Risks Risks Relating to Our Indebtedness Risks Related to Ownership of our Common Stock Aortic Stents and Stent Grafts On-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13165 ARTIVION, INC. ?(

February 17, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): February 17, 2022 ? ARTIVION, INC. (Exact name of registrant as specified in its charter) ? Delaware 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commissi

February 17, 2022 EX-99.1

Artivion Reports Fourth Quarter and Full Year 2021 Financial Results

Exhibit 99.1 ? FOR IMMEDIATE RELEASE ? Contacts: ? ? Artivion D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 332-895-3222 [email protected] ? ? Artivion Reports Fourth Quarter and Full Year 2021 Financial Results ? Fourth Quarter and Recent Business Highlights: ? Achieved re

February 14, 2022 SC 13G/A

CRY / Cryolife Inc / MACQUARIE GROUP LTD - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Artivion Inc (Name of Issuer) Common Shares (Title of Class of Securities) 228903100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 9, 2022 SC 13G/A

CRY / Cryolife Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: CryoLife Inc. Title of Class of Securities: Common Stock CUSIP Number: 228903100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule

January 20, 2022 EX-3.1

Delaware Certificate of Amendment of Certificate of Incorporation, effective January 18, 2022. (Incorporated herein by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed January 20, 2022.)

EX-3.1 2 cry-20220118xex31.htm EX-3.1 Exhibit 3.1  STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION  CryoLife, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows:  1. That the following resolution was duly adopted by unanimous written consen

January 20, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): January 18, 2022 ? ARTIVION, INC. (Exact name of registrant as specified in its charter) ? Delaware 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commissio

January 20, 2022 EX-3.2

Amended and Restated Bylaws of Artivion, Inc., a Delaware Corporation (Incorporated herein by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed January 20, 2022

Exhibit 3.2 ? BYLAWS OF Artivion, Inc. (A DELAWARE CORPORATION) ? ARTICLE I OFFICES ? Section 1. Principal and Business Offices. The corporation may have such principal and other business offices, either within or without the State of Delaware, as the Board of Directors (the ?Board?) may from time to time determine or the business of the corporation may require. The corporation?s principal office

January 20, 2022 EX-99.1

CryoLife Announces Corporate Rebranding and Changes Name to Artivion Artivion to Host Investor & Analyst Day on March 23, 2022

Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE Contacts: ? ? 631-807-1986 CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected] ? CryoLife Announces Corporate Rebranding and Changes Name to Artivion ? Artivion to Host Investor & Analyst Day on March

January 6, 2022 8-A12B/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CryoLife, Inc. (Exact name

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-A/A ? (Amendment No. 1) ? FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ? CryoLife, Inc. (Exact name of registrant as specified in its charter) ? ? Delaware 59-2417093 (State of incorporation or organization) (I.R.S. Employer Identification No

January 4, 2022 EX-2.1

Plan of Conversion, effective January 1, 2022. (Incorporated herein by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed January 4, 2022.)

Exhibit 2.1 PLAN OF CONVERSION FOR CONVERTING CRYOLIFE, INC., a Florida corporation TO CRYOLIFE, INC., a Delaware corporation ? This Plan of Conversion (together with all of the exhibits attached hereto, this ?Plan?), effective January 1, 2022, is hereby adopted by CryoLife, Inc., a Florida corporation (the ?Corporation?), in order to set forth the terms, conditions, and procedures governing the c

January 4, 2022 EX-3.3

BYLAWS CRYOLIFE, INC. (A DELAWARE CORPORATION)

Exhibit 3.3 BYLAWS OF CRYOLIFE, INC. (A DELAWARE CORPORATION) ? ARTICLE I OFFICES ? Section 1. Principal and Business Offices. The corporation may have such principal and other business offices, either within or without the State of Delaware, as the Board of Directors (the ?Board?) may from time to time determine or the business of the corporation may require. The corporation?s principal office is

January 4, 2022 EX-3.2

Certificate of Incorporation, effective January 1, 2022. (Incorporated herein by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed January 4, 2022.)

Exhibit 3.2 CERTIFICATE OF INCORPORATION OF CRYOLIFE, INC. ? I, the undersigned, for the purposes of incorporating and organizing a corporation under the General Corporation Law of the State of Delaware (?DGCL?), do execute this certificate of incorporation and do hereby certify as follows: ? ARTICLE I NAME ? The name of the corporation shall be CryoLife, Inc. ? ARTICLE II EXISTENCE OF CORPORATION

January 4, 2022 EX-3.4

Articles of Conversion Florida Profit Corporation Non-Florida Business Entity

Exhibit 3.4 Articles of Conversion For Florida Profit Corporation Into Non-Florida Business Entity ? These Articles of Conversion are submitted to convert the following Florida Profit Corporation into a Delaware Profit Corporation in accordance with Section 607.11933 of the Florida Business Corporation Act (the ?FBCA?). ? 1. The name of the Florida Profit Corporation converting into the resulting

January 4, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): January 1, 2022 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Delaware 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission

January 4, 2022 EX-3.1

STATE OF DELAWARE CERTIFICATE OF CONVERSION FROM A NON-DELAWARE CORPORATION TO A DELAWARE CORPORATION PURSUANT TO SECTION 265 OF THE DELAWARE GENERAL CORPORATION LAW

Exhibit 3.1 STATE OF DELAWARE ? CERTIFICATE OF CONVERSION FROM A NON-DELAWARE CORPORATION TO A DELAWARE CORPORATION PURSUANT TO SECTION 265 OF THE DELAWARE GENERAL CORPORATION LAW ? 1.The jurisdiction where the Non-Delaware Corporation was first incorporated, and immediately prior to filing this Certificate of Conversion, is the State of Florida. ? 2.The date on which the Non-Delaware Corporation

November 18, 2021 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2021 CRYOLIFE, INC. (Exact name of registrant as specified in its charter) Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File

November 5, 2021 10-Q

FORM 10-Q TABLE OF CONTENTS Part I – FINANCIAL INFORMATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 CRYOLIFE INC. (Exa

November 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): November 4, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission

November 4, 2021 EX-99.1

CryoLife Reports Third Quarter 2021 Financial Results

Exhibit 99.1 ? FOR IMMEDIATE RELEASE ? Contacts: Phone: 770-419-3355 / Lynn Lewis ? CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected] ? CryoLife Reports Third Quarter 2021 Financial Results ? Third Quarter and Recent Business Highlights:

October 7, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

October 7, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

September 24, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

September 22, 2021 EX-99.1

N E W S R E L E A S E

EX-99.1 2 cry-20210920xex991.htm EX-99.1 Exhibit 99.1  N E W S R E L E A S E  FOR IMMEDIATE RELEASE  Contacts:  CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer, and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected]   Anthony Semedo Joins CryoLife Board of Directors   ATLANTA, GA –

September 22, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): September 20, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commissi

August 11, 2021 S-3ASR

 As filed with the Securities and Exchange Commission on August 11, 2021

? ? As filed with the Securities and Exchange Commission on August 11, 2021 Registration No.

July 30, 2021 10-Q

FORM 10-Q TABLE OF CONTENTS Part I – FINANCIAL INFORMATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 CRYOLIFE INC. (Exact na

July 30, 2021 EX-10.1

Third Amendment to Credit and Guaranty Agreement between Artivion, Inc. and Deutsche Bank AG New York Branch as administrative agent and collateral agent, dated June 2, 2021. (Incorporated herein by reference to Exhibit 10.1 of the Registrant’s Quarterly Report on Form 10-Q filed July 30, 2021.)

Exhibit 10.1 THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT THIS THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT is dated as of June 2, 2021 (this ?Third Amendment?), and entered into by and among CryoLife, Inc., a Florida corporation (the ?Borrower?), the Guarantor Subsidiaries party hereto, the Lenders party hereto and Deutsche Bank AG New York Branch, as Administrative Agent. RECITALS: WHERE

July 29, 2021 EX-99.2

CryoLife Announces Sale of PerClot to Baxter

Exhibit 99.2 FOR IMMEDIATE RELEASE Contacts: ? ? CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected] ? CryoLife Announces Sale of PerClot to Baxter Atlanta, GA ? (July 29, 2021) ? CryoLife, Inc. (NYSE: CRY), a leading cardiac and vascular s

July 29, 2021 EX-99.1

CryoLife Reports Second Quarter 2021 Financial Results

Exhibit 99.1 ? FOR IMMEDIATE RELEASE ? Contacts: Phone: 770-419-3355 / Lynn Lewis ? CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected] ? CryoLife Reports Second Quarter 2021 Financial Results ? Second Quarter and Recent Business Highlights

July 29, 2021 EX-2.1

Asset Purchase Agreement dated July 28, 2021, by among Artivion, Inc., and Baxter Healthcare Company. (Incorporated herein by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed July 29, 2021.)

Exhibit 2.1 Execution Copy ASSET PURCHASE AGREEMENT between CRYOLIFE, INC. and BAXTER HEALTHCARE CORPORATION DATED AS OF JULY 28, 2021 ? TABLE OF CONTENTS Page ? Article I DEFINITIONS AND TERMS 1 ? Section 1.1. Definitions 1 Section 1.2. Other Definitional Provisions 9 ? Article II PURCHASE AND SALE 9 ? Section 2.1. Purchase and Sale of Assets 9 Section 2.2. PMAs 9 Section 2.3. Excluded Assets 10

July 29, 2021 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): July 29, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission Fi

June 2, 2021 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): June 2, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission Fil

May 28, 2021 EX-1.01

CryoLife, Inc. Conflict Minerals Report For the reporting period January 1, 2020 to December 31, 2020

Exhibit 1.01 CryoLife, Inc. Conflict Minerals Report For the reporting period January 1, 2020 to December 31, 2020 ? Background ? This Conflict Minerals Report (the ?Report?) of CryoLife, Inc. (?CryoLife,? the ?Company,? ?we,? or ?us?) has been prepared pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period Januar

May 28, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CRYOLIFE, INC. (Exact name of registrant as specified in its charter)

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD ? Specialized Disclosure Report CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1655 Roberts Boulevard, N.W., Kennesaw, Georgia 30144 (Address of principal execu

May 25, 2021 8-K

Submission of Matters to a Vote of Security Holders

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2021 CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Num

April 30, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 CRYOLIFE INC. (Exact n

April 30, 2021 EX-10.15D

Third Amendment to Lease Agreement between Artivion, Inc. and The H.N. and Frances C. Berger Foundation, successor in interest to P&L Barrett, L.P., dated May 10, 2020. (Incorporated herein by reference to Exhibit 10.15(d) to the Registrant’s Quarterly Report on Form 10-Q filed April 30, 2021.)

Exhibit 10.15(d) CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED ? THIRD AMENDMENT TO LEASE ? This Third Amendment to Lease ("Third Amendment'') is entered into by and between THE H.N. AND FRANCES C. BERGER FOUNDATION, a D

April 29, 2021 EX-99.1

CryoLife Reports First Quarter 2021 Financial Results

Exhibit 99.1 ? FOR IMMEDIATE RELEASE ? Contacts: Phone: 770-419-3355 / Lynn Lewis ? CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected] ? CryoLife Reports First Quarter 2021 Financial Results ? First Quarter and Recent Business Highlights:

April 29, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): April 29, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission F

March 30, 2021 DEFA14A

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule

March 30, 2021 DEF 14A

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule

March 29, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): March 29, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission F

March 23, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): March 23, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission F

March 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ?Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ?PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): March 8, 2021 ? CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ? Florida 1-13165 59-2417093 (State or Other Jurisdiction ?of Incorporation) (Commission Fi

February 23, 2021 EX-10.21.A

First Amendment to Exclusive Distribution Agreement, by and between JOTEC GmbH, as distributor, and Endospan Ltd., as manufacturer, dated August 31, 2020. (Incorporated herein by reference to Exhibit 10.21(a) to the Annual Report on Form 10-K filed February 23, 2021.)

Exhibit 10.21(a) CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED ? AMENDMENT No. 1 to EXCLUSIVE Distribution Agreement ? This Amendment No. 1 is dated August 31, 2020 (the ?Amendment?), and is between JOTEC GmbH, a wholly-

February 23, 2021 EX-10.19

Lease Agreement between JOTEC GmbH and Frau Annika Sunnanväder for an objected located on the leased property at Lotzenäcker 25, dated October 28, 2020. (Incorporated herein by reference to Exhibit 10.19 to the Registrant’s Annual Report on Form 10-K filed February 23, 2021.)

Exhibit 10.19 ? CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED Gewerberaummietvertrag 72379 Hechingen, Lotzen?cker 25, zu errichtender Neubau Commercial Lease Agreement 72379 Hechingen, Lotzen?cker 25, new building to be

February 23, 2021 EX-21.1

Subsidiaries of CryoLife, Inc.

EX-21.1 7 cry-20201231xex211.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF CRYOLIFE, INC.   Subsidiary Jurisdiction Ascyrus Medical GmbH Germany Ascyrus Medical LLC Florida AuraZyme Pharmaceuticals, Inc. Florida CryoLife Asia Pacific, PTE. Ltd Singapore CryoLife Beijing Medical Device Ltd. China CryoLife Canada, Inc. Canada CryoLife Europa, Ltd. England and Wales CryoLife France, SAS. France CryoLife

February 23, 2021 EX-10.15.D

Third Amendment to Lease Agreement between CryoLife, Inc. and The H.N. and Frances C. Berger Foundation, successor in interest to P&L Barrett, L.P., dated May 10, 2020.

Exhibit 10.15(d) CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED THIRD AMENDMENT TO LEASE ? This Third Amendment to Lease ("Third Amendment'') is entered into by and between THE H.N. AND FRANCES C. BERGER FOUNDATION, a Del

February 23, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13165 CRYOLIFE, INC. ?(

February 23, 2021 EX-10.23.A

First Amendment to Clinical Research Agreement, dated October 10, 2019, by and between Artivion, Inc. and Duke University. (Incorporated herein by reference to Exhibit 10.23(a) to the Annual Report on Form 10-K filed February 23, 2021.)

Exhibit 10.23(a) ? CERTAIN INFORMATION HAS BEEN OMITTED OR REDACTED FROM VERSION OF THIS EXHIBIT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT BOTH (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED ? ? Amendment Form ? ? Amendment No. 1 ? Amendment Submission Date: November 17, 2020 ? Sponsor: CryoLife, Inc. ? Study Title: Prospective Randomized On-X

February 23, 2021 EX-10.6

Summary of 2020 Compensation Arrangements with Non-Employee Directors.

Exhibit 10.6 SUMMARY OF 2020 COMPENSATION ARRANGEMENTS WITH NON-EMPLOYEE DIRECTORS (Effective as of December 31, 2020) ? The following summarizes the compensation and benefits received by the non-employee Directors of CryoLife as of December 31, 2020. It is intended to be a summary of compensation arrangements, and in no way is intended to provide any additional rights to any non-employee Director

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CryoLife Inc (Name of Issuer) Common Shares (Title of Class of Securities) (CUSIP Number) December 31, 2

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CryoLife Inc (Name of Issuer) Common Shares (Title of Class of Securities) 228903100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 11, 2021 EX-99.1

CryoLife Reports Fourth Quarter and Full Year 2020 Financial Results

EX-99.1 2 cry-20210211xex991.htm EX-99.1 Exhibit 99.1  FOR IMMEDIATE RELEASE  Contacts:   CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected]  CryoLife Reports Fourth Quarter and Full Year 2020 Financial Results  Fourth Quarter and Re

February 11, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ‎Washington, D.C. 20549 ‎ FORM 8-K CURRENT REPORT ‎PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ‎ Date of Report (Date of earliest event reported): February 11, 2021 ‎ CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ‎ Florida 1-13165 59-2417093 (State or Other Jurisdiction ‎of Incorporation) (Commissio

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: CryoLife Inc. Title of Class of Securities: Common Stock CUSIP Number: 228903100 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule

November 5, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 CRYOLIFE INC. (Exa

November 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ‎Washington, D.C. 20549 ‎ FORM 8-K CURRENT REPORT ‎PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ‎ Date of Report (Date of earliest event reported): November 4, 2020 ‎ CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ‎ Florida 1-13165 59-2417093 (State or Other Jurisdiction ‎of Incorporation) (Commission

November 4, 2020 EX-99.1

CryoLife Reports Third Quarter 2020 Financial Results

Exhibit 99.1  FOR IMMEDIATE RELEASE  Contacts: Phone: 770-419-3355 / Lynn Lewis  CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected]  CryoLife Reports Third Quarter 2020 Financial Results  Third Quarter and Recent Business Highlights:

September 2, 2020 EX-99.1

CryoLife Acquires Ascyrus Medical Conference Call and Webcast Today, September 2, 2020 at 5:00 pm ET

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected] CryoLife Acquires Ascyrus Medical Conference Call and Webcast Today, September 2, 2020 at 5:00 pm ET Atlanta, GA – (September 2, 2020)

September 2, 2020 EX-2.1

Securities Purchase Agreement, dated September 2, 2020, by and among Artivion, Inc., Ascyrus Medical LLC, the securityholders of Ascyrus Medical LLC and the Securityholder Representative (as defined therein). (Incorporated herein by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed September 2, 2020.)

EX-2.1 Exhibit 2.1 SECURITIES PURCHASE AGREEMENT BY AND AMONG CRYOLIFE, INC., ASCYRUS MEDICAL LLC, THE SECURITYHOLDERS LISTED IN SCHEDULE 1 AND FORTIS ADVISORS LLC, AS THE SECURITYHOLDER REPRESENTATIVE Dated as of September 2, 2020 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Definitions 1 ARTICLE II PURCHASE AND SALE 2 2.1 Sale and Purchase of the Company Securities 2 2.2 Closing 2 2.3 Acqu

September 2, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2020 CRYOLIFE, INC. (Exact name of registrant as specified in its charter) Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Numb

August 11, 2020 S-8

- S-8

As filed with the Securities and Exchange Commission on August 11, 2020 Registration No.

July 31, 2020 EX-99.1

CryoLife Reports Second Quarter 2020 Financial Results

Exhibit 99.1  FOR IMMEDIATE RELEASE  Contacts: Phone: 770-419-3355 / Lynn Lewis  CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Brian Johnston / Lynn Lewis Phone: 631-807-1986 [email protected]  CryoLife Reports Second Quarter 2020 Financial Results  Second Quarter and Recent Business Highlights

July 31, 2020 EX-3.1

Amended and Restated Articles of Incorporation of CryoLife, Inc. (Incorporated herein by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q filed July 31, 2020)

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF CRYOLIFE, INC.  Articles of Restatement  1. The name of the corporation is CRYOLIFE, INC.  2. Restated Articles of Incorporation: This Amendment and Restatement of the Articles of Incorporation does contain an amendment to the Articles requiring shareholder approval. The Board of Directors adopted these Amended and Restated Articles of Incorpora

July 31, 2020 EX-99.2

CryoLife, Inc.

EX-99.2 3 cry-20200731xex992.htm EX-99.2 Exhibit 99.2 CryoLife, Inc. Second Quarter 2020 Earnings Conference Call Transcript July 30, 2020   Greetings, and welcome to CryoLife's Second Quarter 2020 Financial Conference Call.  (Operator Instructions)  As a reminder, this conference is being recorded.  It is now my pleasure to introduce your host, Lynn Lewis from the Gilmartin Group. Thank you.

July 31, 2020 EX-10.3

Second Amendment to Credit and Guaranty Agreement by and among Artivion, Inc., CryoLife International, Inc., On-X Life Technologies Holdings, Inc., On-X Life Technologies, Inc., AuraZyme Pharmaceuticals, Inc., the financial institutions party thereto from time to time as lenders, and Deutsche Bank AG New York Branch, as administrative agent and collateral agent, dated April 29, 2020. (Incorporated herein by reference to Exhibit 10.3 of Registrant’s Quarterly Report on Form 10-Q filed July 31, 2020.)

Exhibit 10.3 EXECUTION VERSION   SECOND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This SECOND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT is dated as of April 29, 2020 (this “Second Amendment”), and entered into by and among CryoLife, Inc., a Florida corporation (the “Borrower”), the Guarantor Subsidiaries party hereto, the Revolving Lenders party hereto and Deutsche Bank AG New York Branch, as

July 31, 2020 EX-10.1

Form Salary Reduction Letter. (Incorporated herein by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q filed July 31, 2020)

Exhibit 10.1  April 24, 2020 [Name and Address]   Dear [●]: CryoLife, Inc. (the “Company”) has analyzed the current impact of the coronavirus (“COVID-19”) pandemic on the Company’s operations, including compensation arrangements with employees and directors. The Company has determined that certain further cost-saving measures should be implemented, which will impact your compensation for at lea

July 31, 2020 EX-10.2

ADDITIONAL TERMS AND CONDITIONS OF YOUR RESTRICTED STOCK AWARD

Exhibit 10.2 Name: Total No. of Units:   CRYOLIFE RESTRICTED STOCK AWARD AGREEMENT  CRYOLIFE, INC. (“CryoLife”) is pleased to grant you the restricted stock award described below (“Stock Award”) that supplants the cash retainer compensation that has been involuntarily eliminated for period April 1-September 30, 2020, in order to assist the Company’s preservation of liquidity during the COVID-19

July 31, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ‎Washington, D.C. 20549 ‎ FORM 8-K CURRENT REPORT ‎PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ‎ Date of Report (Date of earliest event reported): July 31, 2020 ‎ CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ‎ Florida 1-13165 59-2417093 (State or Other Jurisdiction ‎of Incorporation) (Commission Fi

July 31, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 CRYOLIFE INC. (Exact na

June 23, 2020 EX-10.1

Purchase Agreement, dated June 18, 2020, by and between Artivion, Inc. and Morgan Stanley & Co. LLC, as the initial purchaser. (Incorporated herein by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed June 23, 2020.)

EX-10.1 Exhibit 10.1 EXECUTION VERSION $100,000,000 CRYOLIFE, INC. 4.250% CONVERTIBLE SENIOR NOTES DUE 2025 PURCHASE AGREEMENT June 18, 2020 June 18, 2020 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: CryoLife, Inc., a Florida corporation (the “Company”), proposes to issue and sell to Morgan Stanley & Co. LLC (the “Initial Purchaser” or “you”) $100,000,000 p

June 23, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2020 CRYOLIFE, INC. (Exact name of registrant as specified in its charter) Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 23, 2020 EX-4.1

Form of Note filed as Exhibit A to Indenture, dated as of June 23, 2020, by and between Artivion, Inc. and US Bank National Association, as trustee. (Incorporated herein by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed June 23, 2020.)

EX-4.1 Exhibit 4.1 Execution Version CRYOLIFE, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 23, 2020 4.250% Convertible Senior Notes due 2025 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designation and Amoun

June 19, 2020 EX-99.1

CryoLife Announces Pricing of $100 Million Convertible Senior Notes Offering

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Greg Chodaczek / Lynn Lewis Phone: 347-620-7010 [email protected] CryoLife Announces Pricing of $100 Million Convertible Senior Notes Offering ATLANTA, GA – (June 19, 2020) – CryoLife, Inc. (NYSE: CRY)

June 19, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2020 CRYOLIFE, INC. (Exact name of registrant as specified in its charter) Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 18, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2020 CryoLife, Inc. (Exact name of registrant as specified in its charter) Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 18, 2020 EX-99.1

CryoLife Announces Offering of Convertible Senior Notes Due 2025

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Greg Chodaczek / Lynn Lewis Phone: 347-620-7010 [email protected] CryoLife Announces Offering of Convertible Senior Notes Due 2025 ATLANTA, GA – (June 18, 2020) – CryoLife, Inc. (NYSE: CRY) (“CryoLife”

June 1, 2020 SD

- FORM SD

 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CRYOLIFE, INC. (Exact name of registrant as specified in its charter)  Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1655 Roberts Boulevard, N.W., Kennesaw, Georgia 30144 (Address of principal executi

May 22, 2020 8-K

Submission of Matters to a Vote of Security Holders

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2020 CRYOLIFE, INC. (Exact name of registrant as specified in its charter)  Florida 1-13165 59-2417093 (State or Other Jurisdiction of Incorporation) (Commission File Num

May 14, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ]Confidential, for Use of the Commission Only (as permitted by Rule 14

May 1, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-13165 CRYOLIFE INC. (Exact n

April 30, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ‎Washington, D.C. 20549 ‎ FORM 8-K CURRENT REPORT ‎PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ‎ Date of Report (Date of earliest event reported): April 30, 2020 ‎ CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ‎ Florida 1-13165 59-2417093 (State or Other Jurisdiction ‎of Incorporation) (Commission F

April 30, 2020 EX-99.1

 CryoLife Reports First Quarter 2020 Financial Results

Exhibit 99.1  FOR IMMEDIATE RELEASE  Contacts: Phone: 770-419-3355 / Lynn Lewis  CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Greg Chodaczek / Lynn Lewis Phone: 347-620-7010 [email protected]  CryoLife Reports First Quarter 2020 Financial Results  First Quarter and Recent Business Highlights:

April 1, 2020 EX-99.1

 CryoLife Provides Business Update in Response to COVID-19 Pandemic

FOR IMMEDIATE RELEASE  Contacts:   CryoLife D. Ashley Lee Executive Vice President, Chief Financial Officer and Chief Operating Officer Phone: 770-419-3355 Gilmartin Group LLC Greg Chodaczek / Lynn Lewis Phone: 646-924-1769 [email protected]   CryoLife Provides Business Update in Response to COVID-19 Pandemic  ATLANTA, GA – (April 1, 2020) – CryoLife, Inc. (NYSE: CRY), a leading cardiac

April 1, 2020 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ‎Washington, D.C. 20549 ‎ FORM 8-K CURRENT REPORT ‎PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ‎ Date of Report (Date of earliest event reported): April 1, 2020 ‎ CRYOLIFE, INC. (Exact name of registrant as specified in its charter) ‎ Florida 1-13165 59-2417093 (State or Other Jurisdiction ‎of Incorporation) (Commission Fi

March 31, 2020 DEF 14A

CryoLife, Inc. 2020 Equity and Cash Incentive Plan (Incorporated herein by reference to Annex B to the Company’s Definitive Proxy Statement on Schedule 14A (File No. 001-13165) filed in connection with its 2020 Annual Meeting of Shareholders held on May 20, 2020, filed with the Commission on March 31, 2020)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule

February 19, 2020 EX-21.1

Subsidiaries of CryoLife, Inc.

Exhibit 21.1 SUBSIDIARIES OF CRYOLIFE, INC.  Subsidiary Jurisdiction CryoLife Europa, Ltd England and Wales AuraZyme Pharmaceuticals, Inc. Florida CryoLife International, Inc. Florida CryoLife Asia Pacific, PTE. Ltd Singapore CryoLife France, SAS France On-X Life Technologies Holdings, Inc. Delaware On-X Life Technologies, Inc. Delaware Valve Special Purpose Co., LLC Delaware CryoLife Canada, Inc

February 19, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13165 CRYOLIFE, INC. ‎(

February 19, 2020 EX-10.5

Summary of 2019 Compensation Arrangements with Non-Employee Directors.

Exhibit 10.5 SUMMARY OF 2019 COMPENSATION ARRANGEMENTS WITH NON-EMPLOYEE DIRECTORS (Effective as of December 31, 2019) The following summarizes the compensation and benefits received by the non-employee Directors of CryoLife as of December 31, 2019. It is intended to be a summary of compensation arrangements, and in no way is intended to provide any additional rights to any non-employee Director.

February 19, 2020 EX-4.2

Description of Artivion, Inc.’s Securities under Section 12 of the Exchange Act. (Incorporated herein by reference to Exhibit 4.2 to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2019).

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Description of Capital Stock CryoLife Inc., a Florida corporation (the “Company”), is authorized to issue up to 75,000,000 shares of common stock and 5,000,000 shares of preferred stock. The Company’s common stock, par value $0.01 per share (“common stock”), i

Other Listings
DE:CYL € 37.55
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista