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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Art's-Way Manufacturing Co., Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. |
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| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2025 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-051 |
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| July 10, 2025 |
ART’S WAY IMPROVES PROFITABILITY DESPITE ONGOING AG MARKET HEADWINDS Exhibit 99.1 FOR IMMEDIATE RELEASE July 10, 2025 ART’S WAY IMPROVES PROFITABILITY DESPITE ONGOING AG MARKET HEADWINDS ARMSTRONG, IOWA, July 10, 2025 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified manufacturer and distributor of equipment serving agricultural and research needs, announces its financial results for the second quarter of fiscal 2025. For the Three M |
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| July 10, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2025 ART’S-WAY MANUFACTURING CO. |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART’S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 (State or other jurisdiction of incorporation or organization) (Commission File Number) 5556 Highway 9, Armstrong, Iowa 50514 (Address of principal executive offices) (Zip Code) Mich |
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| May 30, 2025 |
Conflict Minerals Report of Art’s-Way Manufacturing Co., Inc. Exhibit 1.01 ART’S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2024 to December 31, 2024 This Conflict Minerals Report (the “Report”) of Art’s-Way Manufacturing Co., Inc. (the “Company,” “we,” “our,” and “us”) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 ART’S-WAY MANUFACTURING CO. |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2025 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 00 |
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| April 10, 2025 |
Exhibit 10.1 The authoritative copy of this document is held by Bank Midwest *0339+0000720+040010183919* PROMISSORY NOTE Principal $4,000,000.00 Loan Date 03-25-2025 Maturity 03-30-2026 Loan No 040010183919 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or i |
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| April 9, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE April 9, 2025 ART’S WAY MANUFACTURING IMPROVES RESULTS DESPITE AG MARKET TURMOIL; MODULAR BUILDING SEGMENT CONTINUES TO THRIVE ARMSTRONG, IOWA, April 9, 2025 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified manufacturer and distributor of equipment serving agricultural and research needs, announces its financial results for the fi |
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| April 9, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 ART’S-WAY MANUFACTURING CO. |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| February 18, 2025 |
Art's-Way Manufacturing Co., Inc. Clawback Policy - filed herewith. Exhibit 97.1 Art’s-Way Manufacturing Co., Inc. CLAWBACK POLICY 1. Purpose. The Board of Directors (the “Board”) of Art’s-Way Manufacturing Co., Inc. (the “Company”) has adopted this clawback policy (the “Clawback Policy”), which describes the circumstances in which Covered Individuals will be required to repay or return Erroneously Awarded Compensation to the Company in the event of an Accounting |
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| February 18, 2025 |
ARTW Insider Trading Policy - filed herewith Exhibit 19.1 POLICY STATEMENT ON INSIDE INFORMATION AND SECURITIES TRADING BY ART’S-WAY MANUFACTURING CO., INC. PERSONNEL AND DIRECTORS Adopted January 24, 2025 SUMMARY We are adopting this Policy Statement for all directors, officers and employees of Art’s-Way Manufacturing Co., Inc. and its subsidiaries (collectively, “Art’s-Way” or the “Company”), as such persons may have access to material, no |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 18, 2025 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2024 Company Jurisdiction of Formation Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly owned. |
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| February 11, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE February 11, 2025 ART’S WAY ANNOUNCES FISCAL 2024 RESULTS, LED BY STRONG YEAR FROM MODULAR BUILDING SEGMENT AND IMPROVED LIQUIDITY DESPITE DIFFICULT AG CONDITIONS ARMSTRONG, IOWA, February 11, 2025 – Art’s-Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified, international manufacturer and distributor of equipment serving agricultural and res |
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| February 11, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 ART’S-WAY MANUFACTURING CO. |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000- |
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| October 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2024 ART’S-WAY MANUFACTURING CO. |
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| October 4, 2024 |
Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (this “Agreement”) is made by and between Art’s-Way Manufacturing Co., Inc., Inc., a Delaware corporation (the “Company”) and David A. King (“Employee”). Each of the Company and Employee may be referred to herein as a “Party,” or collectively as the “Parties.” This Agreement sets forth the terms upo |
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| October 4, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE October 4, 2024 ART’S WAY MANUFACTURING REPORTS PROGRESS DESPITE DIFFICULT MARKET CONDITIONS IN THIRD QUARTER OF FISCAL 2024; CEO TRANSITION ARMSTRONG, IOWA, October 4, 2024 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified manufacturer and distributor of equipment serving agricultural and research needs, announces its financial re |
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| August 7, 2024 |
Exhibit 1.01 4065 Fulton Dr NW, Canton, Ohio 44718 P: 330-498-4400 4 F: 330-498-3800 WEBSITE: putmanproperties.com EMAIL: [email protected] COMMERCIAL/INDUSTRIAL REAL ESTATE PURCHASE AGREEMENT 1. The undersigned agrees to buy the following real estate situated in Stark County, Ohio, said premises being known as Parcel Number(s) 305722 and further known as street & no 3620 Progress St, NW., |
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| August 7, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 ART’S-WAY MANUFACTURING CO. |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-051 |
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| July 3, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE July 3, 2024 ART’S WAY SCIENTIFIC’S FISCAL 2024 PERFORMANCE CONTINUES TO BUILD OFF 2023; ART’S WAY AG CONTINUES TO FIGHT THE HEADWINDS OF THE NORTH AMERICAN FARM SECTOR ARMSTRONG, IOWA, July 3, 2024 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified manufacturer and distributor of equipment serving agricultural and research needs, a |
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| July 3, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2024 ART’S-WAY MANUFACTURING CO. |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART’S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 (State or other jurisdiction (Commission of incorporation or organization) File Number) 5556 Highway 9, Armstrong, Iowa 50514 (Address of principal executive offices) (Zip Code) Mich |
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| May 31, 2024 |
Conflict Minerals Report of Art’s-Way Manufacturing Co., Inc. Exhibit 1.01 ART’S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2023 to December 31, 2023 This Conflict Minerals Report (the “Report”) of Art’s-Way Manufacturing Co., Inc. (the “Company,” “we,” “our,” and “us”) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities |
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| April 25, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2024 ART’S-WAY MANUFACTURING CO. |
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| April 11, 2024 |
Exhibit 10.1 The authoritative copy of this document is held by Bank Midwest *0339+0000720+040010148268* PROMISSORY NOTE Principal $5,500,000.00 Loan Date 02-29-2024 Maturity 03-30-2025 Loan No 040010148268 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or i |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 29, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 00 |
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| April 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2024 ART’S-WAY MANUFACTURING CO. |
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| April 9, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE April 9, 2024 ART’S WAY SCIENTIFIC’S GROWTH SURGES FORWARD FOR FISCAL 2024; ART’S WAY AG UTILIZES MOMENTUM FOR DIFFICULT AG MARKET AHEAD ARMSTRONG, IOWA, April 9, 2024 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified manufacturer and distributor of equipment serving agricultural and research, announces its financial results for th |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 28, 2024 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2023 Company Jurisdiction of Formation Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2024 |
ART’S WAY ANNOUNCES 18% REVENUE INCREASE, 104% INCREASE IN INCOME FROM CONTINUING OPERATIONS Exhibit 99.1 FOR IMMEDIATE RELEASE February 9, 2024 ART’S WAY ANNOUNCES 18% REVENUE INCREASE, 104% INCREASE IN INCOME FROM CONTINUING OPERATIONS ARMSTRONG, IOWA, February 9, 2024 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural and research needs, announces its financial results for fiscal 2023. For the |
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| February 22, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2024 ART’S-WAY MANUFACTURING CO. |
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| December 4, 2023 |
Change in Terms Agreement between the Company and Bank Midwest, dated November 30, 2023. Exhibit 1.01 |
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| December 4, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2023 ART’S-WAY MANUFACTURING CO. |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000- |
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| October 13, 2023 |
Exhibit 10.3 The authoritative copy of this document is held by Bank Midwest PROMISSORY NOTE Principal $500,000.00 Loan Date 08-30-2023 Maturity 11-30-2023 Loan No 040010129562 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing |
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| October 12, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2023 ART’S-WAY MANUFACTURING CO. |
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| October 12, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE October 11, 2023 ART’S WAY ANNOUNCES REVENUE GROWTH FOR Q3 AND FIRST NINE MONTHS OF FISCAL 2023, EARNINGS GROWTH FOR THE NINE MONTHS ENDED AUGUST 31, 2023 ARMSTRONG, IOWA, October 11, 2023 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified, international manufacturer and distributor of equipment serving agricultural and research ind |
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| July 13, 2023 |
Exhibit 10.1 *0339+0000720+040010122925* PROMISSORY NOTE Principal $5,000,000.00 Loan Date 03-29-2023 Maturity 03-30-2024 Loan No 040010122925 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to tex |
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| July 13, 2023 |
Exhibit 10.2 *0339+0000720+040010109647* CHANGE IN TERMS AGREEMENT Principal $350,000.00 Loan Date 05-13-2022 Maturity 05-15-2027 Loan No 040010109647 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted du |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART’S-WAY MANUF |
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| July 12, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE July 11, 2023 ART’S WAY ANNOUNCES EARNINGS GROWTH FOR Q2 AND FIRST SIX MONTHS OF FISCAL 2023 LED BY AGRICULTURAL PRODUCTS SEGMENT ARMSTRONG, IOWA, July 11, 2023 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces |
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| July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2023 ART’S-WAY MANUFACTURING CO. |
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| June 7, 2023 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 ART’S-WAY MANUFACTURING CO. |
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| June 7, 2023 |
ART’S WAY ANNOUNCES INTENTION TO DISCONTINUE TOOLS BUSINESS Exhibit 99.1 FOR IMMEDIATE RELEASE June 7, 2023 ART’S WAY ANNOUNCES INTENTION TO DISCONTINUE TOOLS BUSINESS ARMSTRONG, IOWA, June 7, 2023 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (“the “Company”), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announced today that it intends to discontinue the operations of i |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART’S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 (State or other jurisdiction of incorporation or organization) (Commission File Number) 5556 Highway 9, Armstrong, Iowa 50514 (Address of principal executive offices) (Zip Code) Mich |
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| May 31, 2023 |
Conflict Minerals Report of Art’s-Way Manufacturing Co., Inc. EX-1.01 2 ex528386.htm EXHIBIT 1.01 Exhibit 1.01 ART’S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2022 to December 31, 2022 This Conflict Minerals Report (the “Report”) of Art’s-Way Manufacturing Co., Inc. (the “Company,” “we,” “our,” and “us”) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the “Rul |
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| April 27, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 ART’S-WAY MANUFACTURING CO. |
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| April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART’S-WAY |
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| April 6, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE April 6, 2023 ART’S WAY REPORTS Q1 IMPROVEMENT FOR FISCAL 2023 YEAR ON YEAR; 40.7% REVENUE INCREASE, $986,000 INCREASE IN OPERATING INCOME ARMSTRONG, IOWA, April 6, 2023 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 ART’S-WAY MANUFACTURING CO. |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-5131 ART’S-WAY MANUFACTURING CO., I |
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| February 16, 2023 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2022 Company Jurisdiction of Formation Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 15, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE February 15, 2023 ART’S WAY MANUFACTURING ANNOUNCES TEN YEAR HIGH AGRICULTURAL PRODUCT SALES AND $1.2 MILLION OF OPERATING INCOME IN AGRICULTURAL PRODUCTS SEGMENT ARMSTRONG, IOWA, February 15, 2023 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cut |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 ART’S-WAY MANUFACTURING CO. |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2022 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART?S-WAY MA |
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| October 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2022 ART?S-WAY MANUFACTURING CO. |
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| October 5, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE October 5, 2022 ART?S WAY MANUFACTURING?S CORE AGRICULTURAL PRODUCTS SEGMENT REPORTS 31.7% REVENUE INCREASE FOR THE NINE MONTHS ENDING AUGUST 31, 2022 DRIVEN BY HIGH DEMAND FOR GRINDER MIXERS AND SUGAR BEET EQUIPMENT ARMSTRONG, IOWA, October 5, 2022 ? Art?s-Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of eq |
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| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2022 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART?S-WAY MANUF |
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| July 6, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE July 6, 2022 ART’S WAY MANUFACTURING REPORTS PROFITABLE SECOND QUARTER AND 16% REVENUE INCREASE FOR FIRST SIX MONTHS OF FISCAL 2022 ARMSTRONG, IOWA, July 6, 2022 – Art’s-Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial |
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| July 6, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2022 ART?S-WAY MANUFACTURING CO. |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 (State or other jurisdiction (Commission of incorporation or organization) File Number) 5556 Highway 9, Armstrong, Iowa 50514 (Address of principal executive offices) (Zip Code) Mich |
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| May 27, 2022 |
Conflict Minerals Report of Art’s-Way Manufacturing Co., Inc. Exhibit 1.01 ART?S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2021 to December 31, 2021 This Conflict Minerals Report (the ?Report?) of Art?s-Way Manufacturing Co., Inc. (the ?Company,? ?we,? ?our,? and ?us?) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2022 ART?S-WAY MANUFACTURING CO. |
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| May 23, 2022 |
Exhibit 10.1 PROMISSORY NOTE Principal $550,000.00 Loan Date 05-17-2022 Maturity 11-30-2022 Loan No 040010109634 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borrower |
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| May 23, 2022 |
Exhibit 10.2 PROMISSORY NOTE Principal $350,000.00 Loan Date 05-17-2022 Maturity 05-15-2027 Loan No 040010109647 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borrower |
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| May 10, 2022 |
Art?s-Way Manufacturing Co., Inc. 910,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) PROSPECTUS Registration No. 333-264504 Art?s-Way Manufacturing Co., Inc. 910,000 Shares of Common Stock This prospectus relates to the potential sale by Alumni Capital LP, a Delaware limited partnership (?Alumni Capital? or the ?selling stockholder?), of up to 910,000 shares of common stock, $0.01 per share, of Art?s Way Manufacturing Co., Inc., a Delaware corporat |
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| May 9, 2022 |
ART’S-WAY MANUFACTURING CO., INC. P.O. Box 288 5556 Highway 9 Armstrong, IA 50514 (712) 864-3131 ART?S-WAY MANUFACTURING CO., INC. P.O. Box 288 5556 Highway 9 Armstrong, IA 50514 (712) 864-3131 May 6, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Mr. Austin Pattan Re: Art?s-Way Manufacturing Co., Inc. Registration Statement on Form S-3 File Number: 333-264504 Dear Mr. Pattan: In accordance with Rule 461 und |
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| April 27, 2022 |
EX-FILING FEES 4 ex363766.htm EXHIBIT FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Art’s-Way Manufacturing Co., Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) |
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| April 27, 2022 |
As filed with the Securities and Exchange Commission on April 27, 2022 S-3 1 artw20220425s3.htm FORM S-3 As filed with the Securities and Exchange Commission on April 27, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Art’s-Way Manufacturing Co., Inc. (Exact name of registrant as specified in its charter) Delaware 3523 42-0920725 (State or other jurisd |
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| April 22, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2022 ART?S-WAY MANUFACTURING CO. |
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| April 14, 2022 |
Exhibit 10.1 *0339+0000720+040010106019* PROMISSORY NOTE Principal $5,000,000.00 Loan Date 03-28-2022 Maturity 03-30-2023 Loan No 040010106019 Call / Coll RC-C 4a / 43 Account 720 Officer NRS Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to tex |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2022 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART?S-WAY |
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| April 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2022 ART?S-WAY MANUFACTURING CO. |
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| April 4, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE April 4, 2022 ART?S WAY MANUFACTURING ANNOUNCES 18.9% INCREASE IN AGRICULTURAL PRODUCTS SEGMENT REVENUE OVER PRIOR YEAR FOR FIRST QUARTER OF FISCAL 2022, 3.9% INCREASE FOR CONSOLIDATED OPERATIONS ARMSTRONG, IOWA, April 4, 2022 ? Art?s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricul |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 ART?S-WAY MANUFACTURING CO. |
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| April 4, 2022 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the ?Agreement?), dated as of March 29, 2022 (the ?Execution Date?), is entered into between Art?s-Way Manufacturing Co., Inc., a Delaware corporation (the ?Company?), and Alumni Capital LP, a Delaware limited partnership (the ?Investor?). RECITALS: WHEREAS, upon the terms and subject to the conditions contained her |
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| April 4, 2022 |
ART’S WAY MANUFACTURING ANNOUNCES UP TO $3 MILLION IN INVESTMENT FROM ALUMNI CAPITAL LP. Exhibit 99.1 April 4, 2022 Contact: David King, CEO 712.208.8467 ext. 200 [email protected] www.artsway.com ART?S WAY MANUFACTURING ANNOUNCES UP TO $3 MILLION IN INVESTMENT FROM ALUMNI CAPITAL LP. Armstrong, IA, April 4, 2022 ? Art?s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified manufacturer taking pride in their livestock and sugar beet equipment, specialized tools, agricultural buil |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-5131 ART?S-WAY MANUFACTURING CO., I |
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| February 17, 2022 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art?s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2021 Company Jurisdiction of Formation Art?s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art?s Way, Inc. Ohio All Art?s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 ART?S-WAY MANUFACTURING CO. |
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| February 8, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE February 8, 2022 ART?S WAY MANUFACTURING ANNOUNCES POSITIVE EARNINGS IN FISCAL 2021 DESPITE SUPPLY CHAIN CHALLENGES IN RECOVERING ECONOMY ARMSTRONG, IOWA, February 8, 2022 ? Art?s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 ART?S-WAY MANUFACTURING CO. |
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| October 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART?S-WAY MA |
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| October 13, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE October 13, 2021 ART?S-WAY MANUFACTURING ANNOUNCES SECOND STRAIGHT PROFITABLE QUARTER AND $1.8 MILLION IMPROVEMENT IN OPERATING INCOME FOR THE FIRST NINE MONTHS OF FISCAL 2021 ARMSTRONG, IOWA, October 13, 2021 ? Art?s-Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research a |
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| October 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2021 ART?S-WAY MANUFACTURING CO. |
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| July 12, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE July 9, 2021 ART?S WAY MANUFACTURING ANNOUNCES PROFITABLE SECOND QUARTER AND MILLION DOLLAR IMPROVEMENT IN OPERATING INCOME FOR THE FIRST SIX MONTHS OF FISCAL 2021 ARMSTRONG, IOWA, July 9, 2021 ? Art?s-Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting |
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| July 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2021 ART?S-WAY MANUFACTURING CO. |
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| July 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART?S-WAY MANUF |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 42-0920725 (State or other jurisdiction (Commission (IRS Employer of incorporation or organization) File Number) Identification No.) 5556 Highway 9, Armstrong, Iowa 50514 (Address of |
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| May 18, 2021 |
Conflict Minerals Report of Art’s-Way Manufacturing Co., Inc. Exhibit 1.01 ART?S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2020 to December 31, 2020 This Conflict Minerals Report (the ?Report?) of Art?s-Way Manufacturing Co., Inc. (the ?Company,? ?we,? ?our,? and ?us?) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities |
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| April 21, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 ART?S-WAY MANUFACTURING CO. |
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| April 9, 2021 |
Exhibit 10.2 *0339+0000720+040010079777* PROMISSORY NOTE Principal $5,000,000.00 Loan Date 02-02-2021 Maturity 03-30-2022 Loan No 040010079777 Call / Coll RC-C 4a / 43 Account 720 Officer JJN Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to tex |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART?S-WAY |
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| April 7, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2021 ART?S-WAY MANUFACTURING CO. |
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| April 7, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE April 7, 2021 ART’S WAY MANUFACTURING ANNOUNCES 7.5% INCREASE IN REVENUE OVER PRIOR YEAR FOR FIRST QUARTER OF FISCAL 2021 ARMSTRONG, IOWA, April 7, 2021 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results f |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 9, 2021 |
Exhibit 10.8 *0339+0000720+040010079748* PROMISSORY NOTE Principal $4,000,000.00 Loan Date 02-02-2021 Maturity 02-13-2022 Loan No 040010079748 Call / Coll RC-C 4a / 43 Account 720 Officer JJN Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to tex |
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| February 9, 2021 |
Exhibit 3.2 CONFORMED BYLAWS OF ART’S-WAY MANUFACTURING CO., INC. ARTICLE I OFFICES Section 1. The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 2. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from time to time determine or the business of the Corporati |
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| February 9, 2021 |
Exhibit 3.1 CONFORMED CERTIFICATE OF INCORPORATION OF ART’S-WAY MANUFACTURING CO., INC. ARTICLE I NAME The name of the corporation is Art’s-Way Manufacturing Co., Inc. (“Corporation”). ARTICLE II REGISTERED OFFICE The address of its registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle. The name of its registered |
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| February 9, 2021 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2020 Company Jurisdiction of Formation Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-5131 ART’S-WAY MANUFACTURING CO., I |
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| February 8, 2021 |
ART’S WAY MANUFACTURING ANNOUNCES FISCAL 2020 FINANCIAL RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE February 5, 2021 ART’S WAY MANUFACTURING ANNOUNCES FISCAL 2020 FINANCIAL RESULTS ARMSTRONG, IOWA, February 5, 2021 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results for fiscal 2020. For the Twelve Months |
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| February 8, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2021 ART’S-WAY MANUFACTURING CO. |
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| October 9, 2020 |
Exhibit 10.4 Consulting Agreement Beginning July 22, 2020, Carrie Gunnerson will no longer be an employee of Art's Way Manufacturing Co, Inc. due to her retirement. Should the Company call upon Mrs. Gunnerson for Consulting work Mrs. Gunnerson will be paid at a rate of $175.00 per hour, billed no more than once weekly in one-hour increments. Any travel expenses related to consulting will be reimbu |
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| October 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART’S-WAY MA |
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| October 8, 2020 |
Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2020 ART’S-WAY MANUFACTURING CO. |
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| October 8, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE October 8, 2020 ART’S WAY MANUFACTURING ANNOUNCES 10% YEAR OVER YEAR INCREASE IN SALES FOR THE FIRST NINE MONTHS OF FISCAL 2020 ARMSTRONG, IOWA, October 8, 2020 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial r |
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| July 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 ART’S-WAY MANUFACTURING CO. |
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| July 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART’S-WAY MANUF |
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| July 10, 2020 |
Exhibit 10.5 U.S. Small Business Administration NOTE (SECURED DISASTER LOANS) Date: 06.18.2020 Loan Amount: $150,000.00 Annual Interest Rate: 3.75% SBA Loan # 8796367902 Application #3304705733 1. PROMISE TO PAY: In return for a loan, Borrower promises to pay to the order of SBA the amount of one hundred and fifty thousand and 00/100 Dollars ($150,000.00), interest on the unpaid principal balance, |
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| July 10, 2020 |
Exhibit 10.7 U.S. Small Business Administration NOTE (SECURED DISASTER LOANS) Date: 06.24.2020 Loan Amount: $150,000.00 Annual Interest Rate: 3.75% SBA Loan # 2299368007 Application #3304243644 1. PROMISE TO PAY: In return for a loan, Borrower promises to pay to the order of SBA the amount of one hundred and fifty thousand and 00/100 Dollars ($150,000.00), interest on the unpaid principal balance, |
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| July 10, 2020 |
Exhibit 10.6 U.S. Small Business Administration NOTE (SECURED DISASTER LOANS) Date: 06.18.2020 Loan Amount: $150,000.00 Annual Interest Rate: 3.75% SBA Loan # 8796567903 Application #3304707166 1. PROMISE TO PAY: In return for a loan, Borrower promises to pay to the order of SBA the amount of one hundred and fifty thousand and 00/100 Dollars ($150,000.00), interest on the unpaid principal balance, |
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| July 9, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2020 ART’S-WAY MANUFACTURING CO. |
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| July 9, 2020 |
ART’S WAY MANUFACTURING ANNOUNCES SECOND QUARTER AND YEAR TO DATE FISCAL 2020 FINANCIAL RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE July 9, 2020 ART’S WAY MANUFACTURING ANNOUNCES SECOND QUARTER AND YEAR TO DATE FISCAL 2020 FINANCIAL RESULTS ARMSTRONG, IOWA, July 9, 2020 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results for the second |
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| May 29, 2020 |
Conflict Minerals Report of Art’s-Way Manufacturing Co., Inc. Exhibit 1.01 ART’S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2019 to December 31, 2020 This Conflict Minerals Report (the “Report”) of Art’s-Way Manufacturing Co., Inc. (the “Company,” “we,” “our,” and “us”) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART’S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 42-0920725 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 5556 Highway 9, Armstrong, Iowa 50514 (Address of |
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| May 18, 2020 |
Registration No. 333-173914 As filed with the Securities and Exchange Commission on May 18, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ART’S WAY MANUFACTURING CO. INC. (Exact name of registrant as specified in its charter) Delaware 42-09820725 (State or other jurisd |
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| May 18, 2020 |
Registration No. 333- As filed with the Securities and Exchange Commission on May 18, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ART’S WAY MANUFACTURING CO. INC. (Exact name of registrant as specified in its charter) Delaware 42-09820725 (State or other jurisdiction of (I.R.S. Employer Identificatio |
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| May 4, 2020 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 ART’S-WAY MANUFACTURING CO. |
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| May 4, 2020 |
Exhibit 10.1 ART’S-WAY MANUFACTURING CO., INC. 2020 EQUITY INCENTIVE PLAN SECTION 1. DEFINITIONS As used herein, the following terms shall have the meanings indicated below: (a) “Administrator” means the Board, or one or more Committees appointed by the Board, as the case may be. (b) “Affiliate(s)” means a Parent or Subsidiary of the Company. (c) “Agreement” means the written agreement entered int |
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| May 4, 2020 |
Exhibit 10.5 NONQUALIFIED STOCK OPTION AGREEMENT ART’S-WAY MANUFACTURING CO., INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, made effective as of , 20, by and between Art’s-Way Manufacturing Co., Inc., a Delaware corporation (the “Company”), and (“Participant”). W I T N E S S E T H: WHEREAS, Participant on the date hereof is an Employee, Director of, or Consultant to the Company or one of its Sub |
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| May 4, 2020 |
Exhibit 10.2 RESTRICTED STOCK AGREEMENT ART’S-WAY MANUFACTURING CO., INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT is made effective as , 20, by and between Art’s-Way Manufacturing Co., Inc., a Delaware corporation (the “Company”), and (“Participant”). W I T N E S S E T H: WHEREAS, Participant is, on the date hereof, an Employee, Director of or a Consultant to the Company or one of its Subsidiari |
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| May 4, 2020 |
ARTW / Art's-Way Manufacturing Co., Inc. / Mcconnell J Ward Jr - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Art’s-Way Manufacturing Co., Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 043168103 (CUSIP Number) J. Ward McConnell, Jr. P.O. Box 6219 Kinston, NC 28501 252-523-5200 (Name, Address and Telephone Number of Person Auth |
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| May 4, 2020 |
Exhibit 10.3 RESTRICTED STOCK UNIT AGREEMENT ART’S-WAY MANUFACTURING CO., INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, made effective as of , 20, by and between Art’s-Way Manufacturing Co., Inc., a Delaware corporation (the “Company”), and (“Participant”). W I T N E S S E T H: WHEREAS, Participant on the date hereof is an Employee, Director of, or Consultant to the Company or one of its Subsidi |
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| May 4, 2020 |
Exhibit 10.4 INCENTIVE STOCK OPTION AGREEMENT ART’S-WAY MANUFACTURING CO., INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, made effective as of , 20, by and between Art’s-Way Manufacturing Co., Inc., a Delaware corporation (the “Company”), and (“Participant”). W I T N E S S E T H: WHEREAS, Participant on the date hereof is an Employee of the Company or one of its Subsidiaries; and WHEREAS, the Com |
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| April 22, 2020 |
Exhibit 10.1 *0339+0000720+040010059506* PROMISSORY NOTE Principal $1,242,900.00 Loan Date 04-20-2020 Maturity 04-20-2022 Loan No 040010059506 Call / Coll RC-C 4a / 45 Account 720 Officer JJN Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to tex |
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| April 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2020 ART’S-WAY MANUFACTURING CO. |
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| April 15, 2020 |
ARTW / Art's-Way Manufacturing Co., Inc. DEFA14A - - FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 15, 2020 |
ART’S WAY MANUFACTURING ANNOUNCES TELECONFERENCE OPTION FOR ANNUAL MEETING OF STOCKHOLDERS Exhibit 99.1 FOR IMMEDIATE RELEASE April 15, 2020 ART’S WAY MANUFACTURING ANNOUNCES TELECONFERENCE OPTION FOR ANNUAL MEETING OF STOCKHOLDERS ARMSTRONG, IOWA, April 15, 2020 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), announces today that due to the public health impact of the coronavirus outbreak (Covid-19), the Company is offering its stockholders the ability to attend the 2020 Annual Mee |
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| April 15, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2020 ART’S-WAY MANUFACTURING CO. |
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| April 14, 2020 |
Exhibit 10.2 EMPLOYMENT AGREEMENT (David A. King) This Employment Agreement (“Agreement”) is entered into as of March 23, 2020 and effective as of March 30, 2020 by and between Art’s-Way Manufacturing Co., Inc. (the “Company”), and David A. King (“Employee”). RECITALS A. Employee desires to be employed by the Company as its President and Chief Executive Officer and the Company desires to employ Em |
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| April 14, 2020 |
Exhibit 10.4 |
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| April 14, 2020 |
Exhibit 10.5 |
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| April 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 29, 2020 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART’S- |
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| April 13, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2020 ART’S-WAY MANUFACTURING CO. |
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| April 13, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE April 13, 2020 ART’S WAY MANUFACTURING ANNOUNCES 21.9% INCREASE IN REVENUE OVER PRIOR YEAR FOR FIRST QUARTER OF FISCAL 2020 ARMSTRONG, IOWA, April 13, 2020 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial result |
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| March 17, 2020 |
Proxy Statement, filed March 17, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 11, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE March 11, 2020 ART’S WAY MANUFACTURING ANNOUNCES TRANSITION PLAN IN ANTICIPATION OF RETIREMENT BY CEO CARRIE GUNNERSON ARMSTRONG, IOWA, March 11, 2020 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW) (the “Company”), a diversified manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces today an anticipated Chi |
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| March 11, 2020 |
Exhibit 10.1 BUILDING ON A TRADITION OF QUALITY March 5, 2020 Attn: Mr. David King Ankeny, Iowa On behalf of the board of directors of Art's Way Mfg. Co., Inc. I would like to thank you for your interest in the position of CEO. We thank you for the time you have spent in allowing us to get acquainted with you and exploring the possibility of working together. We believe that you would be an excell |
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| March 11, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2020 ART’S-WAY MANUFACTURING CO. |
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| February 6, 2020 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2019 Company Jurisdiction of Formation Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 6, 2020 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Art’s-Way Manufacturing Co., Inc. (the “Company”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): Common Stock. Description of Common Stock The following description |
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| February 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-5131 ART’S-WAY MANUFACTURING CO., I |
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| February 4, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2020 ART’S-WAY MANUFACTURING CO. |
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| February 4, 2020 |
EX-99.1 2 ex171346.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE February 4, 2020 ART’S WAY MANUFACTURING ANNOUNCES 16% GROWTH IN REVENUE FOR FISCAL 2019, WITH STRENGTHENING REVENUE IN THE 4TH QUARTER ARMSTRONG, IOWA, February 4, 2020 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and s |
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| February 3, 2020 |
Exhibit 10.1 EMPLOYMENT AGREEMENT (Michael Woods) This Employment Agreement (“Agreement”) is entered into as of February 1, 2020 and effective as of February 1, 2020 by and between Art’s-Way Manufacturing Co., Inc. (the “Company”), and Michael Woods (“Employee”). RECITALS A. Employee desires to be employed by the Company as its Chief Financial Officer and the Company desires to employ Employee as |
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| February 3, 2020 |
ART’S WAY MANUFACTURING NAMES MICHAEL WOODS CHIEF FINANCIAL OFFICER Exhibit 99.1 FOR IMMEDIATE RELEASE February 3rd, 2020 ART’S WAY MANUFACTURING NAMES MICHAEL WOODS CHIEF FINANCIAL OFFICER ARMSTRONG, IOWA, February 3rd, 2020 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces that Michael Woods has been promoted to Chief Financial Officer effe |
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| February 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2020 ART’S-WAY MANUFACTURING CO. |
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| October 10, 2019 |
ARTW / Art's-Way Manufacturing Co., Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2019 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-05131 ART’S-WA |
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| October 9, 2019 |
ART’S WAY MANUFACTURING ANNOUNCES THIRD QUARTER AND YEAR TO DATE FISCAL 2019 FINANCIAL RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE October 9, 2019 ART’S WAY MANUFACTURING ANNOUNCES THIRD QUARTER AND YEAR TO DATE FISCAL 2019 FINANCIAL RESULTS ARMSTRONG, IOWA, October 9, 2019 – Art’s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results for the third quarter and |
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| October 9, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2019 ART’S-WAY MANUFACTURING CO. |
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| September 11, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. |
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| July 11, 2019 |
ARTW / Art's-Way Manufacturing Co., Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2019 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-5131 ART’S-WAY MANU |
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| July 11, 2019 |
Exhibit 10.1 PROMISSORY NOTE Principal $5,000,000.00 Loan Date 03-30-2019 Maturity 03-20-2020 Loan No xxxxxxxxx129 Call / Coll RC-C 3 / 30 Account 720 Officer JJN Initials References in the boxes above are for Lenders use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borrower |
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| July 10, 2019 |
ART’S WAY MANUFACTURING ANNOUNCES SECOND QUARTER AND YEAR TO DATE FISCAL 2019 FINANCIAL RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE July 10, 2019 ART’S WAY MANUFACTURING ANNOUNCES SECOND QUARTER AND YEAR TO DATE FISCAL 2019 FINANCIAL RESULTS ARMSTRONG, IOWA, July 10, 2019 – Art’s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results for the second quarter and y |
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| July 10, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2019 ART’S-WAY MANUFACTURING CO. |
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| May 31, 2019 |
EX-1.01 2 ex146057.htm EXHIBIT 1.01 Exhibit 1.01 ART’S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2018 to December 31, 2018 This Conflict Minerals Report (the “Report”) of Art’s-Way Manufacturing Co., Inc. (the “Company,” “we,” “our,” and “us”) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the “Rul |
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| May 31, 2019 |
ARTW / Art's-Way Manufacturing Co., Inc. SD - - FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART’S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 42-0920725 (State or other jurisdiction (Commission (IRS Employer of incorporation or organization) File Number) Identification No.) 5556 Highway 9, Armstrong, Iowa 50514 (Address of |
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| April 18, 2019 |
ARTW / Art's-Way Manufacturing Co., Inc. / Mcconnell J Ward Jr - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Art’s-Way Manufacturing Co., Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 043168103 (CUSIP Number) J. Ward McConnell, Jr. P.O. Box 6219 Kinston, NC 28501 252-523-5200 (Name, Address and Telephone Number of Person Auth |
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| April 16, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2019 ART’S-WAY MANUFACTURING CO. |
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| April 9, 2019 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2019 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-5131 ART’S-WAY |
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| April 9, 2019 |
Exhibit 10.1 PROMISSORY NOTE Principal $4,000,000.00 Loan Date 02-13-2019 Maturity 02-13-2020 Loan No xxxxxxxxx459 Call / Coll RC-C 3 / 30 Account Officer Initials References in the boxes above are for Lenders use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borrower: Art's- |
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| April 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2019 ART’S-WAY MANUFACTURING CO. |
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| April 8, 2019 |
ART’S WAY MANUFACTURING ANNOUNCES FIRST QUARTER FISCAL 2019 FINANCIAL RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE April 8, 2019 ART’S WAY MANUFACTURING ANNOUNCES FIRST QUARTER FISCAL 2019 FINANCIAL RESULTS ARMSTRONG, IOWA, April 8, 2019 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results for the first quarter of fiscal |
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| March 15, 2019 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 4, 2019 |
10.1 Employment Agreement between the Company and Carrie Gunnerson, dated February 25, 2019. Exhibit 10.1 EMPLOYMENT AGREEMENT (Carrie Gunnerson) This Employment Agreement (“Agreement”) is entered into as of February 26, 2019 and effective as of February 26, 2019 by and between Art’s-Way Manufacturing Co., Inc. (the “Company”), and Carrie Gunnerson (“Employee”). RECITALS A. Employee desires to be employed by the Company as its President and Chief Executive Officer and the Company desires |
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| March 4, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2019 ART’S-WAY MANUFACTURING CO. |
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| February 5, 2019 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-5131 ART’S-WAY MANUFACTURING CO., I |
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| February 5, 2019 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2018 Company Jurisdiction of Formation Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 4, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2019 ART’S-WAY MANUFACTURING CO. |
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| February 4, 2019 |
ART’S WAY MANUFACTURING ANNOUNCES FISCAL 2018 FINANCIAL RESULTS EX-99.1 2 ex133947.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE February 4, 2019 ART’S WAY MANUFACTURING ANNOUNCES FISCAL 2018 FINANCIAL RESULTS ARMSTRONG, IOWA, February 4, 2019 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results for |
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| October 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2018 ART’S-WAY MANUFACTURING CO. |
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| October 9, 2018 |
ART’S WAY MANUFACTURING ANNOUNCES THIRD QUARTER AND YEAR TO DATE FISCAL 2018 FINANCIAL RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE October 8, 2018 ART’S WAY MANUFACTURING ANNOUNCES THIRD QUARTER AND YEAR TO DATE FISCAL 2018 FINANCIAL RESULTS ARMSTRONG, IOWA, October 8, 2018 – Art’s Way Manufacturing Co., Inc. (Nasdaq: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its financial results for the th |
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| October 9, 2018 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2018 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-5131 ART’S-WAY M |
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| July 12, 2018 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2018 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-5131 ART’S-WAY MANU |
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| July 11, 2018 |
Exhibit 99.1 FOR IMMEDIATE RELEASE July 11, 2018 ART’S WAY MANUFACTURING ANNOUNCES SECOND QUARTER AND YEAR TO DATE FISCAL 2018 FINANCIAL RESULTS Conference Call Scheduled for July 12, 2018 ARMSTRONG, IOWA, July 11, 2018 – Art’s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, a |
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| July 11, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2018 ART’S-WAY MANUFACTURING CO. |
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| May 31, 2018 |
Exhibit 10.1 Consulting Agreement Beginning June 1, 2018, Amber Murra will no longer be an employee of Art’s Way Manufacturing Co, Inc. due to her resignation. Ms. Murra will be moving into a consulting position. Ms. Murra will be expected to work three days a week, three weeks per month, on days pre-approved by Carrie Gunnerson. In addition, one week per month Ms. Murra will be expected to work f |
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| May 31, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2018 ART’S-WAY MANUFACTURING CO. |
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| May 30, 2018 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART’S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 42-0920725 (State or other jurisdiction (Commission (IRS Employer of incorporation or organization) File Number) Identification No.) 5556 Highway 9, Armstrong, Iowa 50514 (Address of |
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| May 30, 2018 |
Exhibit 1.01 ART’S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017 This Conflict Minerals Report (the “Report”) of Art’s-Way Manufacturing Co., Inc. (the “Company,” “we,” “our,” and “us”) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities |
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| April 25, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 ART’S-WAY MANUFACTURING CO. |
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| April 2, 2018 |
Exhibit 10.2 MODIFICATION OF MORTGAGE THIS MODIFICATION OF MORTGAGE dated March 30, 2018, is made and executed between Ohio Metal Working Products/Art's-Way Inc., an Ohio Corporation, whose address is 5556 Highway 9, Armstrong, IA 50514-7566 (referred to below as "Grantor") and Bank Midwest, whose address is PO Box 136, 500 6th Street, Armstrong, IA 50514 (referred to below as "Lender"). MORTGAGE. |
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| April 2, 2018 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2018 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-5131 ART’S-WAY |
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| April 2, 2018 |
Exhibit 10.1 PROMISSORY NOTE Principal $5,000,000.00 Loan Date 03-30-2018 Maturity 03-30-2019 Loan No xxxxxxxxx450 Call / Coll RC-C 4a / 43 Account 720 Officer 1...** Initials References in the boxes above are for Lenders use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borr |
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| April 2, 2018 |
Exhibit 10.4 Summary of Compensation Arrangements with Directors As of February 1, 2018 With the exception of the Chair of the Board and the Vice Chair of the Board, each of the Company’s directors shall receive a base cash retainer of $24,000 per fiscal year as compensation for services rendered during the fiscal year. The retainer shall be paid quarterly in $6,000 installments. The Chairperson o |
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| April 2, 2018 |
Exhibit 10.3 MODIFICATION OF MORTGAGE The names of all Grantors (sometimes "Grantor") can be found on page 1 of this Modification. The names of all Grantees (sometimes "Lender) can be found on page 1 of this Modification. The property address can be found on page 2 of this Modification. The legal description can be found on page 2 of this Modification. The related document or instrument number can |
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| March 29, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2018 ART’S-WAY MANUFACTURING CO. |
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| March 29, 2018 |
Exhibit 99.1 FOR IMMEDIATE RELEASE March 29, 2018 ART’S WAY MANUFACTURING ANNOUNCES FIRST QUARTER FISCAL 2018 FINANCIAL RESULTS Conference Call Scheduled for March 30, 2018 ARMSTRONG, IOWA, March 29, 2018 – Art’s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its fi |
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| March 28, 2018 |
ARTW / Art's-Way Manufacturing Co., Inc. / Mcconnell J Ward Jr - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 (Rule 13d-101) Information to be Included in Statements Filed Pursuant to § 240.13d-1(a) and Amendments Thereto Filed Pursuant to § 240.13d-2(a) Under the Securities Exchange Act of 1934 Art’s-Way Manufacturing Co., Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities |
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| March 26, 2018 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2018 ART’S-WAY MANUFACTURING CO. |
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| March 6, 2018 |
Exhibit 99.1 March 6, 2018 J. Ward McConnell, Jr. PO Box 6219 Kinston, NC 28501 Dear Mr. McConnell, The purpose of the letter is to document our agreement to terminate that certain Agreement between you and Art’s-Way Manufacturing Co., Inc. (the “Company”), dated February 12, 2002 (the “Agreement”). Pursuant to the Agreement, you purchased 640,000 shares of common stock of the Company at less than |
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| March 6, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2018 ART’S-WAY MANUFACTURING CO. |
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| February 7, 2018 |
List of Subsidiaries – filed herewith. Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2017 Company Jurisdiction of Formation Art’s-Way Manufacturing International LTD Canada Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 7, 2018 |
ARTW / Art's-Way Manufacturing Co., Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-5131 ART’S-WAY MANUFACTURING CO., I |
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| February 1, 2018 |
ex104106.htm Exhibit 99.1 FOR IMMEDIATE RELEASE February 1, 2018 ART?S WAY MANUFACTURING ANNOUNCES FISCAL 2017 FINANCIAL RESULTS Conference Call Scheduled for February 2, 2018 ARMSTRONG, IOWA, February 1, 2018 ? Art?s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces i |
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| February 1, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition artw201802018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2018 ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000- |
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| October 6, 2017 |
SC 13G Amendment No. 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 Art’s-Way Manufacturing Co., Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Shar |
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| October 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2017 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-5131 ART’S-WAY M |
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| October 4, 2017 |
ex96305.htm Exhibit 99.1 FOR IMMEDIATE RELEASE October 4, 2017 ART?S WAY MANUFACTURING ANNOUNCES THIRD QUARTER AND YEAR TO DATE FISCAL 2017 FINANCIAL RESULTS Conference Call Scheduled for October 6, 2017 ARMSTRONG, IOWA, October 4, 2017 ? Art?s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel |
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| October 4, 2017 |
Art's-Way Manufacturing FORM 8-K (Current Report/Significant Event) artw201710048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2017 ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-0 |
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| October 2, 2017 |
EX-10.14 15 ex96134.htm EXHIBIT 10.14 Exhibit 10.14 ASSIGNMENT OF RENTS The names of all Grantors (sometimes "Grantor") can be found on page 1 of this Assignment. The names of all Grantees (sometimes "Lender") can be found on page 1 of this Assignment. The property address can be found on page 2 of this Assignment. The legal description can be found on page 1 of this Assignment. THIS ASSIGNMENT OF |
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| October 2, 2017 |
Exhibit 10.9 MORTGAGE NOTICE: This Mortgage secures credit in the amount of $500,000.00. Loans and advances up to this amount, together with interest, are senior to indebtedness to other creditors under subsequently recorded or filed mortgages and liens. The names of all Grantors (sometimes "Grantor") can be found on page 1 of this Mortgage. The names of all Grantees (sometimes "Lender") can be fo |
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| October 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2017 ART’S-WAY MANUFACTURING CO. |
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| October 2, 2017 |
Exhibit 10.3 PROMISSORY NOTE Principal $600,000.00 Loan Date 09-28-2017 Maturity 10-01-2019 Loan No xxxxxxxx982 Call / Coll RC-C 1e2 / 40 Account 720 Officer *v.v., Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "'" has been omitted due to text length limitations. Borrowe |
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| October 2, 2017 |
Exhibit 10.15 ASSIGNMENT OF RENTS The names of all Grantors (sometimes "Grantor") can be found on page 1 of this Assignment. The names of all Grantees (sometimes "Lender") can be found on page 1 of this Assignment. The property address can be found on page 2 of this Assignment. The legal description can be found on page 1 of this Assignment. THIS ASSIGNMENT OF RENTS dated September 28, 2017, is ma |
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| October 2, 2017 |
Exhibit 10.6 COMMERCIAL SECURITY AGREEMENT Principal $5,000,000.00 Loan Date 09-28-2017 Maturity 03-01-2018 Loan No xxxxxxxxx678 Call / Coll RC-C 4a / 43 Account 720 Officer *v.v., Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "'" has been omitted due to text length limi |
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| October 2, 2017 |
Exhibit 10.13 ASSIGNMENT OF RENTS THIS ASSIGNMENT OF RENTS dated September 28, 2017, is made and executed between Ohio Metal Working Products/Art's-Way Inc., an Ohio Corporation, whose address is 3620 Progress St. NE, Canton, OH 44705-4437 (referred to below as "Grantor") and Bank Midwest, whose address is PO Box 136, 500 6th Street, Armstrong, IA 50514 (referred to below as "Lender"). ASSIGNMENT. |
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| October 2, 2017 |
Exhibit 10.7 COMMERCIAL SECURITY AGREEMENT Principal $5,000,000.00 Loan Date 09-28-2017 Maturity 03-01-2018 Loan No xxxxxxxxxxx678 Call / Coll RC-C 4a / 43 Account 720 Officer *v.v., Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length |
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| October 2, 2017 |
Exhibit 10.10 OPEN - END MORTGAGE MAXIMUM LIEN: The Maximum Amount of Loan Indebtedness secured by this Open-End Mortgage is $1,000,000.00. The words "Maximum Amount of Loan Indebtedness" as used in this Mortgage mean the maximum unpaid balance of loan advances made under the Note which may be outstanding at any one time. The Maximum Amount of Loan Indebtedness does not include any (A) interest, ( |
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| October 2, 2017 |
EX-10.12 13 ex96132.htm EXHIBIT 10.12 Exhibit 10.12 MORTGAGE NOTICE: This Mortgage secures credit in the amount of $600,000.00. Loans and advances up to this amount, together with interest, are senior to indebtedness to other creditors under subsequently recorded or filed mortgages and liens. The names of all Grantors (sometimes "Grantor") can be found on page 1 of this Mortgage. The names of all |
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| October 2, 2017 |
EX-10.8 9 ex96128.htm EXHIBIT 10.8 Exhibit 10.8 COMMERCIAL SECURITY AGREEMENT Principal $5,000,000.00 Loan Date 09-28-2017 Maturity 03-01-2018 Loan No xxxxxxxxxxxx678 Call / Coll RC-C 4a / 43 Account 720 Officer *v.v., Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" |
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| October 2, 2017 |
Exhibit 10.4 COMMERCIAL GUARANTY Borrower: Art's-Way Manufacturing Co., Inc. 5556 Highway 9 Armstrong, IA 50514-7566 Lender: Bank Midwest Armstrong Branch PO Box 136 500 6th Street Armstrong, IA 50514 Guarantor: Ohio Metal Working Products/Art's-Way Inc. 3620 Progress St. NE Canton, OH 44705-4437 CONTINUING GUARANTEE OF PAYMENT AND PERFORMANCE. For good and valuable consideration, Guarantor absolu |
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| October 2, 2017 |
EX-10.5 6 ex96125.htm EXHIBIT 10.5 Exhibit 10.5 COMMERCIAL GUARANTY Borrower: Art's-Way Manufacturing Co., Inc. 5556 Highway 9 Armstrong, IA 50514-7566 Lender: Bank Midwest Armstrong Branch PO Box 136 500 6th Street Armstrong, IA 50514 Guarantor: Art's-Way Scientific Inc. 203 West Oak Street Monona, IA 52159 CONTINUING GUARANTEE OF PAYMENT AND PERFORMANCE. For good and valuable consideration, Guar |
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| October 2, 2017 |
Exhibit 10.11 MORTGAGE NOTICE: This Mortgage secures credit in the amount of $2,600,000.00. Loans and advances up to this amount, together with interest, are senior to indebtedness to other creditors under subsequently recorded or filed mortgages and liens. The names of all Grantors (sometimes "Grantor") can be found on page 1 of this Mortgage. The names of all Grantees (sometimes "Lender") can be |
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| October 2, 2017 |
Exhibit 10.16 ASSIGNMENT OF RENTS The names of all Grantors (sometimes "Grantor") can be found on page 1 of this Assignment. The names of all Grantees (sometimes "Lender") can be found on page 1 of this Assignment. The property address can be found on page 2 of this Assignment. The legal description can be found on page 1 of this Assignment. THIS ASSIGNMENT OF RENTS dated September 28, 2017, is ma |
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| October 2, 2017 |
Exhibit 10.1 PROMISSORY NOTE Principal $5,000,000.00 Loan Date 09-28-2017 Maturity 03-01-2018 Loan No xxxxxxxxxx678 Call / Coll RC-C 4a / 43 Account 720 Officer *v.v., Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "'" has been omitted due to text length limitations. Borr |
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| October 2, 2017 |
Exhibit 10.2 PROMISSORY NOTE Principal $2,600,000.00 Loan Date 09-28-2017 Maturity 10-01-2037 Loan No xxxxxxxx885 Call / Coll RC-C 1e2 1 40 Account 720 Officer *v.v., Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "'" has been omitted due to text length limitations. Borro |
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| August 16, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits artw201708158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-0 |
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| August 16, 2017 |
ex10-1.htm Exhibit 10.1 FORBEARANCE AND FOURTH LOAN MODIFICATION AGREEMENT THIS FORBEARANCE AND FOURTH LOAN MODIFICATION AGREEMENT (this ?Agreement?) is by and between ART?S WAY MANUFACTURING CO., INC., a Delaware corporation (the ?Borrower?), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the ?Bank?) and is made as of the date shown opposite the Bank?s signature on the signat |
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| July 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q artw2017053110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 31, 2017 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0 |
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| July 13, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition artw201707138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2017 ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-051 |
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| July 13, 2017 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE July 13, 2017 ART?S WAY MANUFACTURING ANNOUNCES SECOND QUARTER AND YEAR TO DATE FISCAL 2017 FINANCIAL RESULTS Conference Call Scheduled For July 14, 2017 ARMSTRONG, IOWA, July 13, 2017 ? Art?s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutti |
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| May 30, 2017 |
ex1-01.htm Exhibit 1.01 ART?S-WAY MANUFACTURING CO., INC. Conflict Minerals Report For the reporting period from January 1, 2016 to December 31, 2016 This Conflict Minerals Report (the ?Report?) of Art?s-Way Manufacturing Co., Inc. (the ?Company,? ?we,? ?our,? and ?us?) has been prepared by our management on a consolidated basis pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the |
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| May 30, 2017 |
Art's-Way Manufacturing FORM SD artw20170530sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware 000-05131 42-0920725 (State or other jurisdiction (Commission (IRS Employer of incorporation or organization) File Number) Identification No.) 5556 Highway 9, Armstrong, Iow |
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| April 28, 2017 |
Submission of Matters to a Vote of Security Holders artw201704288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 ART?S-WAY MANUFACTURING CO., INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or other jurisdiction of incorporation) 000-05 |
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| April 4, 2017 |
Art's-Way Manufacturing FORM 10-Q (Quarterly Report) artw2017022810q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2017 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File |
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| April 4, 2017 |
artw2017022810q.htm Exhibit 10.1 THIRD LOAN MODIFICATION AGREEMENT THIS THIRD LOAN MODIFICATION AGREEMENT (this ?Agreement?) is by and among ART?S WAY MANUFACTURING CO., INC., a Delaware corporation (the ?Borrower?), Art?s-Way Scientific, Inc., an Iowa corporation (?Scientific?), Ohio Metal Working Products/Art?s-Way, Inc., an Ohio corporation (?Ohio Metal?; together with Scientific, the ?Guaranto |
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| March 31, 2017 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE March 31, 2017 ART?S WAY MANUFACTURING ANNOUNCES FIRST QUARTER FISCAL 2017 FINANCIAL RESULTS Conference Call Scheduled For March 31, 2017 ARMSTRONG, IOWA, March 31, 2017 ? Art?s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, annou |
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| March 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition artw201703308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-05 |
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| March 28, 2017 |
Art's-Way Manufacturing FORM DEF 14A artw20170316def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| February 14, 2017 |
SC 13G Amendment No. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 Art’s-Way Manufacturing Co., Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Shar |
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| February 2, 2017 |
ARTW / Art's-Way Manufacturing Co., Inc. 10-K - Annual Report - FORM 10-K artw2016101710k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-5131 ART’S-WAY |
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| February 2, 2017 |
ex10-61.htm Exhibit 10.61 October 11, 2016 Art’s-Way Manufacturing Co., Inc. 5556 Highway 9 West Armstrong, Iowa 50514 Attn: Carrie L. Gunnerson Re: Consent to Merger of Wholly-Owned Subsidiary Dear Ms. Gunnerson: Art’s-Way Manufacturing Co., Inc., a Delaware corporation (the “Borrower”) and U.S. Bank National Association (the “Lender”) are parties to certain agreements including those that govern |
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| February 2, 2017 |
Art’s-Way Manufacturing Co., Inc. and Subsidiaries EX-21.1 3 ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 Art’s-Way Manufacturing Co., Inc. and Subsidiaries As of November 30, 2016 Company Jurisdiction of Formation Art’s-Way Manufacturing International LTD Canada Art’s-Way Scientific, Inc. Iowa Ohio Metal Working Products/Art’s Way, Inc. Ohio All Art’s-Way Manufacturing Co., Inc. subsidiaries are wholly-owned. |
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| February 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition artw201702018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2017 ART?S-WAY MANUFACTURING CO., INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00 |
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| February 1, 2017 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE February 1, 2017 ART?S WAY MANUFACTURING ANNOUNCES FISCAL 2016 FINANCIAL RESULTS Conference Call Scheduled For February 2, 2017 ARMSTRONG, IOWA, February 1, 2017? Art?s Way Manufacturing Co., Inc. (NASDAQ: ARTW), a diversified, international manufacturer and distributor of equipment serving agricultural, research and steel cutting needs, announces its |
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| November 30, 2016 |
artw201611298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2016 ART?S-WAY MANUFACTURING CO., INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0 |
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| October 6, 2016 |
ARTW / Art's-Way Manufacturing Co., Inc. 10-Q - Quarterly Report - FORM 10-Q artw2016092310q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2016 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No |
